Umbilical cord blood and neonatal endothelin-1 levels in preterm newborns with and without respiratory distress syndrome

Braz J Med Biol Res, September 2005, Volume 38(9) 1417-1422

Umbilical cord blood and neonatal endothelin-1 levels in preterm newborns with and without respiratory distress syndrome

A.C.W. Benjamin, R.C. Silveira and R.S. Procianoy

Serviço de Neonatologia, Hospital de Clínicas de Porto Alegre e Departamento de Pediatria, Universidade Federal do Rio Grande do Sul, Porto Alegre, RS, Brasil

^{Patients and Methods}

References

^{Correspondence and Footnotes}

Abstract

Increased pulmonary vascular resistance in preterm newborn infants with respiratory distress syndrome is suggested, and endothelin-1 plays an important role in pulmonary vascular reactivity in newborns. We determined umbilical cord blood and neonatal (second sample) levels of endothelin-1 in 18 preterm newborns with respiratory distress syndrome who had no clinical or echocardiographic diagnosis of pulmonary hypertension and 22 without respiratory distress syndrome (gestational ages: 31.4 ± 1.6 and 29.3 ± 2.3 weeks, respectively). Umbilical cord blood and a second blood sample taken 18 to 40 h after birth were used for endothelin-1 determination by enzyme immunoassay. Median umbilical cord blood endothelin-1 levels were similar in both groups (control: 10.9 and respiratory distress syndrome: 11.4 pg/mL) and were significantly higher than in the second sample (control: 1.7 pg/mL and respiratory distress syndrome: 3.5 pg/mL, P < 0.001 for both groups). Median endothelin-1 levels in the second sample were significantly higher in children with respiratory distress syndrome than in control infants (P < 0.001). There were significant positive correlations between second sample endothelin-1 and Score for Neonatal Acute Physiology and Perinatal Extension II (r = 0.36, P = 0.02), and duration of mechanical ventilation (r = 0.64, P = 0.02). A slower decline of endothelin-1 from birth to 40 h of life was observed in newborns with respiratory distress syndrome when compared to controls. A significant correlation between neonatal endothelin-1 levels and some illness-severity signs suggests that endothelin-1 plays a role in the natural course of respiratory distress syndrome in preterm newborns.

Key words: Endothelin-1, Respiratory distress syndrome, Prematurity, Hyaline membrane disease, Pulmonary hypertension, SNAPPE II

Introduction

Recent studies suggest that there is increased pulmonary vascular resistance in preterm newborn infants with respiratory distress syndrome (RDS). The mechanisms involved, however, are unknown (1-3).

Endothelin (ET) is a peptide of 21 amino acids in chain with two disulfide bonds with three distinct isoforms: ET-1, ET-2, and ET-3 (4). ET causes isolated contraction of pulmonary veins, vascular smooth muscle mitogenesis, myocardial cell hypertrophy, positive inotropic and chronotropic effects, bronchoconstriction, mucous secretion, cellular proliferation, and inflammatory reactions (5-11). ET-1 has a potent pulmonary vasoconstrictor effect (5-8,10-13).

Experimental studies have suggested that ET-1 plays an important role in pulmonary vascular reactivity in neonatal RDS (3,14). There is also an elevation of ET-1 in tracheal aspirates from these infants (15). High blood ET-1 levels have also been reported in neonatal sepsis (16), perinatal asphyxia (17,18), congenital diaphragmatic hernia (19), persistent pulmonary hypertension of the newborn (13,20-23), and acute respiratory distress syndrome (ARDS) in children (24).

Our hypothesis is that ET-1 is involved in the pathogenesis of RDS in preterm infants. Therefore, we have measured the levels of ET-1 in umbilical cord blood and 18 to 40 h after birth in preterm newborns with and without RDS.

Patients and Methods

The study protocol was approved by the Ethics Committee of Hospital de Clínicas de Porto Alegre and informed written consent was obtained from parents or guardians of the patients.

Study population

Newborns with a gestational age of 34 weeks or less and a birth weight of 2000 g or less delivered at the obstetric center of Hospital de Clínicas de Porto Alegre, RS, Brazil, between January 2001 and November 2003 were selected to participate prospectively in the study.

The exclusion criteria were clinical or laboratory evidence of congenital infection, neonatal sepsis, 5-min Apgar score of less than 5, congenital malformation, maternal drug addiction, maternal syphilis, toxoplasmosis, rubella, cytomegalovirus, herpes virus 1 and 2 during pregnancy, HIV-positive mothers, maternal use of opiates or drugs capable of causing respiratory depression in the peripartum period, and use of nitric oxide.

The diagnosis of RDS was based on the presence of respiratory distress in the first 24 h of life with tachypnea, chest retractions, and expiratory grunting requiring more than 40% oxygen to keep a hemoglobin saturation of 92%, a chest X-ray study showing a reticulogranular pattern, and a satisfactory response to exogenous surfactant therapy.

Bronchopulmonary dysplasia (BPD) was diagnosed based on the criteria of the NICHD/NHLBI/ORD Workshop on Bronchopulmonary Dysplasia (25).

Gestational age was assessed by the last menstrual period and first trimester ultrasonogram and confirmed by the method of Ballard et al. (26).

Newborns were classified as small for gestational ages when their birth weights were less than the 10th percentile on the intrauterine growth curve of Alexander et al. (27).

The Score for Neonatal Acute Physiology and Perinatal Extension II (SNAPPE II) was obtained at the end of the first 24 h for all newborns (28).

Classification of the newborns

The control group consisted of 22 preterm newborn infants who presented no respiratory manifestations or who required less than 40% oxygen with a maximal duration of 72 h, and made no use of exogenous surfactant.

The RDS group consisted of 18 preterm infants with RDS as defined above, and no clinical or echocardiographic diagnosis of pulmonary hypertension.

Determination of ET-1 in plasma

Umbilical venous cord blood was collected at birth from all newborns, and an additional venous blood sample was taken when RDS usually becomes worse, between 18 and 40 h after birth (second sample), for ET-1 measurement. No venous punctures were performed only for the study. The blood samples (600 µL) were collected into tubes with EDTA and centrifuged immediately and plasma was frozen at -70ºC. All samples were tested in duplicate. ET-1 was determined by an enzyme immunoassay (QuantiGlo Human ET-1, R&D Systems, Inc., Minneapolis, MN, USA). The minimum detectable dose of ET-1 was 0.16 pg/mL, with intra- and interassay coefficients of variation of 2.5 and 5%, respectively. Readings were carried out in a luminometer.

Statistical analysis

The sample size necessary was calculated to be 17 newborns in each group to achieve a significance of 5%, a power of 80% for a difference of 40% in ET-1 levels between the two groups based on data published previously (17). Data are reported as means ± SD or medians and interquartile range (p25-p75). The Student t-test and the Mann-Whitney test were employed for parametric and non-parametric data, respectively. Categorical data were analyzed by the chi-square test and Fischer exact test. Spearman's correlation coefficients were calculated for ET-1 and SNAPPE II, and ET-1 and duration of mechanical ventilation.

Since logarithmic functions were used for comparison of ET-1 levels in cord blood and second samples between control and RDS groups, we were able to employ repeated-measures ANOVA adjusted for birth weight, gestational age and Apgar score in the fifth minute of life, and one-way ANOVA for the control and RDS with and without BPD groups. Significance was established at P < 0.05.

Results

Forty newborns were enrolled in the study: 22 in the control group and 18 in RDS group. The two groups were similar in gender, type of birth, proportion of small for gestational age, and mean second sample timing. Newborns in the RDS group were more premature, had a lower birth weight and 5-min Apgar scores, and a higher SNAPPE II than the controls (Table 1). All newborn infants in the RDS group and 15 in the control group had a blood culture performed in the first 24 h of life. Cultures were negative for both groups. Five patients in the RDS group and none in the control died.

Umbilical venous cord ET-1 levels did not differ between the patients of the two groups. Significantly higher second sample ET-1 concentrations were measured in RDS patients compared to control (Table 2).

Umbilical venous cord ET-1 concentrations were higher than second sample ET-1 levels in both groups (P < 0.001). Repeated-measures ANOVA revealed a difference between the two groups (P = 0.007) which was still present after adjusting for gestational age, birth weight, and 5-min Apgar score (P = 0.015).

There was no correlation between umbilical venous cord ET-1 and SNAPPE II. There was a significant positive correlation between second sample ET-1 and SNAPPE II (r = 0.36, P = 0.02). There were no correlations between umbilical venous cord and second sample ET-1 concentrations and 5-min Apgar score <6. Duration of mechanical ventilation had a significant positive correlation with second sample ET-1 (r = 0.64, P = 0.02), but not with umbilical venous cord ET-1.

Three patients in the RDS group developed BPD. Umbilical venous cord ET-1 levels did not differ between control, RDS without BPD and RDS with BPD (10.95, 11.2 and 13.8 pg/mL, respectively, P = 0.964). Second sample ET-1 levels did not differ between patients with RDS, without BPD and with BPD (3.7 and 3.9 pg/mL, respectively, P = 0.93). Both had significantly higher ET-1 levels than controls (P = 0.001 and P = 0.05, respectively).

Umbilical venous cord and second sample ET-1 levels were similar in non-survivor and survivor RDS patients (Table 3).

Table 1.
Characteristics of the population studied.

Table 2.
Umbilical cord and second sample endothelin-1 (ET-1) levels.

Table 3.
Characteristics of the newborns according to survival.

Discussion

ET-1, nitric oxide, prostaglandins, bradykinins, and other hormones modulate pulmonary vascular tone in normal fetuses (29-31). ET-1 acts on pulmonary vessels through ETA receptors present on smooth muscle in the fetal lung and ETB receptors located on the endothelial cells. Binding of ET-1 to ETA results in vasoconstriction, and binding to ETB results in vasodilatation (29,30). High umbilical cord ET-1 levels are related to adaptation to extrauterine life (12). Therefore, it is not surprising that RDS and control newborns have similar umbilical cord ET-1 levels.

ET-1 concentration in cord blood is much higher than in maternal blood, and levels are similar in both umbilical artery and vein, suggesting that there is no active transport across the placenta (32).

Term newborn infants have high ET-1 levels in the first hours, which decrease progressively (29). Hypoxia, pulmonary diseases, malformations, or even prematurity may cause a derangement in the balance of vasoconstrictor and vasodilator mediators.

Experimental models have suggested that ET-1 plays a role in pulmonary vascular reactivity in preterm newborns with RDS (3,14). There are few studies measuring ET-1 by radioimmunoassay with a very small number of human preterm newborns suggesting that ET-1 is elevated in RDS (17, 33,34). Our study is important because it was controlled, had a significant sample size calculated statistically, and ET-1 was measured by enzyme immunoassay, differently from the other three reported studies. The study population consisted only of preterm newborn infants, with 5-min Apgar scores equal to or higher than 5 in order to avoid a significant influence of perinatal hypoxic insult on ET-1 levels. Our results confirm that preterm newborn infants with RDS have high ET-1 levels 18 to 40 h after birth.

We show high ET-1 levels in preterm newborns with RDS and no clinical or echocardiographic diagnosis of pulmonary hypertension. Besides its vasoconstrictor effect, ET-1 has mitogenic and inflammatory actions that, in conjunction with other vasoactive and inflammatory mediators, cause increased pulmonary vascular resistance, vascular congestion, pulmonary hemorrhage, and endothelium injury (10).

Increased secretion and decreased clearance by lung are the mechanisms suggested for high ET-1 levels in newborns with RDS. Hypoxia can induce an ET-1 surge in fetuses (35). Preterm infants with RDS very often suffer from periods of hypoxia during the course of the disease that may stimulate ET-1 production. The lungs are responsible for clearance of 90% of circulating ET-1 (11). There is no study about ET-1 clearance in neonatal RDS; however, it has been shown that ET-1 clearance is decreased in adults with ARDS (5), and it is a possible mechanism in preterm newborn infants with RDS.

A slower decline of ET-1 from birth to 40 h of life in newborns with RDS than in controls, and a significant correlation between neonatal ET-1 levels and some illness-severity signs - duration of mechanical ventilation and SNAPPE II - suggest that ET-1 plays a role in the natural course of RDS in preterm newborns. Niu et al. (36) demonstrated high ET-1 levels in tracheal aspirates from newborns that progressed to BPD. High plasma ET-1 levels are associated with elevated mortality in children with ARDS (24). We did not observe an association between high plasma ET-1 levels and progression to BPD or increased mortality. This distinction may require a study with larger number of patients. According to our objective, the sample size was calculated to evaluate the difference in ET-1 levels of newborns with and without RDS.

In conclusion, our newborn infants with and without RDS had similar umbilical cord ET-1 levels, whereas ET-1 levels were higher in RDS than in control newborns 18 to 40 h after birth. The increased vascular resistance in RDS may be related to high ET-1 levels, justifying the use of nitric oxide and recommending future studies of new therapeutic modalities, such as ETA blockers in preterm newborns with RDS.

The authors thank Dr. Winston W. Benjamin, Hospital de Clínicas de Porto Alegre (HCPA), for help with data collection, Prof. Dr. Mario Wagner, Universidade Federal do Rio Grande do Sul (UFRGS) and HCPA, for assistance with the statistical analysis, Prof. Dr. Emer S. Ferro, Biomedical Science Institute, University of São Paulo (USP), for assistance with the laboratory analysis of ET-1, and Prof. Isaura Riedl for revising the English text.

Correspondence and Footnotes

Address for correspondence:R.S. Procianoy, Rua Tobias da Silva, 99/302, 90570-020 Porto Alegre, RS, Brasil. Fax: [phone]. E-mail: [e-mail]

Research partially supported by the Hospital de Clínicas de Porto Alegre Research Incentive Fund (FIPE-HCPA, No. 00319) Received December 8, 2004. Accepted July 4, 2005.

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Acknowledgments

Publication Dates

• Publication in this collection
  01 Oct 2007
• Date of issue
  Sept 2005

History

• Accepted
  04 July 2005
• Received
  08 Dec 2004