Abstract
The aim of this study is to identify and characterize the health economic evaluations (HEEs) of diagnostic tests conducted in Brazil, in terms of their adherence to international guidelines for reporting economic studies and specific questions in test accuracy reports. We systematically searched multiple databases, selecting partial and full HEEs of diagnostic tests, published between 1980 and 2013. Two independent reviewers screened articles for relevance and extracted the data. We performed a qualitative narrative synthesis. Forty-three articles were reviewed. The most frequently studied diagnostic tests were laboratory tests (37.2%) and imaging tests (32.6%). Most were non-invasive tests (51.2%) and were performed in the adult population (48.8%). The intended purposes of the technologies evaluated were mostly diagnostic (69.8%), but diagnosis and treatment and screening, diagnosis, and treatment accounted for 25.6% and 4.7%, respectively. Of the reviewed studies, 12.5% described the methods used to estimate the quantities of resources, 33.3% reported the discount rate applied, and 29.2% listed the type of sensitivity analysis performed. Among the 12 cost-effectiveness analyses, only two studies (17%) referred to the application of formal methods to check the quality of the accuracy studies that provided support for the economic model. The existing Brazilian literature on the HEEs of diagnostic tests exhibited reasonably good performance. However, the following points still require improvement: 1) the methods used to estimate resource quantities and unit costs, 2) the discount rate, 3) descriptions of sensitivity analysis methods, 4) reporting of conflicts of interest, 5) evaluations of the quality of the accuracy studies considered in the cost-effectiveness models, and 6) the incorporation of accuracy measures into sensitivity analyses.
Costs and Cost Analysis; Cost-Benefit Analysis; Health Care Costs; Diagnostic Tests Routine; Brazil
INTRODUCTION
Diagnosing is a crucial process that is the basis of clinical practice and individual care. In the field of collective health, diagnosis also serves as the basis for decisions relating to numerous strategies, such as the implementation of screening, the control of epidemic outbreaks or the organization of secondary prevention actions (11. Feinstein AR. Clinical Epidemiology. The architecture of clinical research. 1st ed. Philadelphia, PA: WB Saunders Co; 1985. 812p, http://dx.doi.org/10.1016/S0196-0644(05)80164-7.
http://dx.doi.org/10.1016/S0196-0644(05)...
).
Scientific research in the field of diagnosis involves estimating the accuracy and reliability of measurements. The costs of diagnostic tests should also be estimated, especially when new technologies that impose higher costs on health systems are involved.
Coverage and reimbursement for diagnostic tests face much higher entry barriers. The lack of evidence about health and economic outcomes has been cited as a common reason for unfavourable coverage decisions (22. Peabody JW, Shimkhada R, Tong KB, Zubiller MB. New thinking on clinical utility: hard lessons for molecular diagnostics. Am J Manag Care. 2014;20(9):750-6, http://dx.doi.org/10.1245/s10434-016-5583-7.
http://dx.doi.org/10.1245/s10434-016-558...
). Health technology assessment agencies worldwide are increasingly using information from health economic evaluations (HEEs), and they have intensified their scrutiny of diagnostic tests (33. Fang C, Otero HJ, Greenberg D, Neumann PJ. Cost-utility analyses of diagnostic laboratory tests: a systematic review. Value Health. 2011;14(8):1010-8, http://dx.doi.org/10.1016/j.jval.2011.05.044.
http://dx.doi.org/10.1016/j.jval.2011.05...
). In Brazil, HEEs constitute a relatively new area of scientific research (44. Brasil. Ministério da Saúde. Secretaria-Executiva. Área de economia da saúde e desenvolvimento. Avaliação econômica em saúde. Desafios para gestão no Sistema Único de Saúde. Brasília, DF2008, http://dx.doi.org/10.1590/S0034-89102011005000007.
http://dx.doi.org/10.1590/S0034-89102011...
).
In 2011, the National Committee for Health Technology Incorporation of Sistema Único de Saúde (Brazilian Public Health System [SUS]), CONITEC, began requiring HEEs to either help inform policy recommendations for the adoption of new technologies or review the policy recommendations made by SUS (55. Brasil. Ministério da Saúde. Lei n° 12.401, de 28 de abril de 2011. Altera a Lei n° 8.080, de 19 de setembro de 1990 para dispor sobre a assistência terapêutica e a incorporação de tecnologia em saúde no âmbito do Sistema Único de Saúde., (2011), http://dx.doi.org/10.1590/S0102-311X2013001000002.
http://dx.doi.org/10.1590/S0102-311X2013...
). From 2012 to 2015, CONITEC approved the incorporation of 15 new diagnostic procedures, including Xpert Mycobacterium tuberculosis (MTB)/rifampicin (RIF) for tuberculosis diagnosis and positron emission tomography (PET)/computed tomography (CT) for the diagnosis and staging of colorectal and lung cancer and the evaluation of treatment response in Hodgkin’s and non-Hodgkin’s lymphoma. Diagnostic procedures represented 17% (15 of 88) of the new technologies incorporated during this period.
Some Brazilian HEEs have analysed the efficiency of diagnostic technologies, similar to those performed in other countries (66. Sutton AJ, Breheny K, Deeks J, Khunti K, Sharpe C, Ottridge RS, et al. Methods Used in Economic Evaluations of Chronic Kidney Disease Testing - A Systematic Review. PLoS One. 2015;10(10):e0140063, http://dx.doi.org/10.1371/journal.pone.0140063.
http://dx.doi.org/10.1371/journal.pone.0...
7. Peters JL, Cooper C, Buchanan J. Evidence used in model-based economic evaluations for evaluating pharmacogenetic and pharmacogenomic tests: a systematic review protocol. BMJ Open. 2015;5(11):e008465, http://dx.doi.org/10.1136/bmjopen-2015-008465.
http://dx.doi.org/10.1136/bmjopen-2015-0...
8. Otero HJ, Fang CH, Sekar M, Ward RJ, Neumann PJ. Accuracy, risk and the intrinsic value of diagnostic imaging: a review of the cost-utility literature. Acad Radiol. 2012;19(5):599-606, http://dx.doi.org/10.1016/j.acra.2012.01.011.
http://dx.doi.org/10.1016/j.acra.2012.01...
-99. Oosterhoff M, van der Maas ME, Steuten LM. A Systematic Review of Health Economic Evaluations of Diagnostic Biomarkers. Appl Health Econ Health Policy. 2016;14(1):51-65, http://dx.doi.org/10.1007/s40258-015-0198-x.
http://dx.doi.org/10.1007/s40258-015-019...
); however, the characteristics of the body of HEEs related to diagnostic tests in Brazil remain unknown.
This systematic review focuses on the production of HEEs in the field of diagnosis and examines how economic models are implemented in the diagnostic area, thereby identifying methodological gaps that can be addressed in future studies. It is of particular interest to examine if and how test accuracy has been incorporated into economic evaluation models.
Therefore, the objective of this study was to identify and characterize the HEEs of diagnostic tests conducted in Brazil in terms of their adherence to international guidelines for reporting economic studies and specific questions in test accuracy reports over an extended period.
MATERIALS AND METHODS
This systematic review forms part of a larger research project that systematically reviewed all HEEs related to Brazil that were published between 1980 and 2013 (1010. Decimoni TC, Leandro R, Soarez P, Craig D. SYSTEMATIC REVIEW OF ECONOMIC EVALUATION OF HEALTH TECHNOLOGIES DEVELOPED IN BRAZIL FROM 1980-2013. Value Health. 2014;17(7):A438, http://dx.doi.org/10.1016/j.jval.2014.08.1138.
http://dx.doi.org/10.1016/j.jval.2014.08...
). This study is in accordance with the guidelines for the systematic review of HEEs published by the UK National Health Service (NHS) Centre for Reviews and Dissemination (1111. Chapter 5: Systematic reviews of economic evaluations. CRD’ guidance for undertaking reviews in health care: Centre for Reviews and Disseminations, University of York; 2009, http://dx.doi.org/10.1371/journal.pmed.1000100.
http://dx.doi.org/10.1371/journal.pmed.1...
).
Study identification
We searched multiple databases, including Medline (via PubMed), Excerpta Medica, the Latin American and Caribbean Health Sciences Literature database, the Scientific Electronic Library Online, the database of the Centre for Reviews and Dissemination, the NHS Economic Evaluation Database, the NHS Health Technology Assessment database, Bireme and the Health Economics database of the Brazilian Virtual Library of Health. We searched the following citation indexes: Scopus, Web of Science, and the Brazilian Network for the Evaluation of Health Technologies. We also performed manual searches based on the reference lists of included articles and all issues of the Brazilian Journal of Health Economics (BJHE), which was a non-indexed journal in the databases mentioned above in 2013. The search strategy combined subject headings (Medical Subject Headings [MeSH] and Embase subject headings [EMTREE]) and free text terms ("Health Economics" OR "Economics, Hospital" OR "Economics, Medical" OR "Economics, Nursing" OR "Economics, Pharmaceutical" OR "Economics" OR "costs and cost analysis" OR "Cost" OR "Cost savings" OR "Cost of illness" OR "Analyses, Cost-Benefit" OR "Analysis, Cost-Benefit" OR "Cost-Benefit Analyses" OR "Cost Benefit Analysis" OR "Analyses, Cost Benefit" OR "Analysis, Cost Benefit" OR "Cost Benefit Analyses" OR "Cost Effectiveness "OR" Effectiveness, Cost "OR" cost effectiveness analysis "OR" cost-Benefit Date" OR "cost Benefit Date" OR "Date, Cost-Benefit" OR "cost Benefit" OR "Benefits and Costs" OR "Costs and Benefits") for the "economic/cost" concept with subject headings (MeSH and EMTREE) and free text terms ("Brazil" OR "Brazilian" OR "Brazi*") for the "Brazil" concept. All searches were limited to 1980-2013. The Medline full electronic search strategy is described in Appendix 1.
Study selection
Articles were included if they were partial or full economic evaluations, according to the classification devised by Drummond et al. (1212. Drummond M, Sculpher M, Torrance G, O’Brien B, Stoddart G. Methods for the Economic Evaluation of Health Care Programmes. Third ed: Oxford Medical Publications; 2005. 379p., http://dx.doi.org/10.1111/j.1528-1167.2007.01251.x.
http://dx.doi.org/10.1111/j.1528-1167.20...
), if they addressed a diagnostic test, if they were conducted in a Brazilian setting, and if at least one of the authors was affiliated with an institution in Brazil.
Studies were considered partial HEEs if they examined only costs (cost description), described the costs of a particular disease to society (cost of illness), described the costs and outcomes of a single service or programme (cost-outcome description), described the financial consequences of technology adoption (budget impact analysis [BIA]) or compared only the costs of two or more interventions (cost analysis). Studies were considered full HEEs if they compared the costs and consequences of two or more health care intervention alternatives, including cost-consequences analysis (CCA), cost-minimization analysis (CMA), cost-effectiveness analysis (CEA), cost-utility analysis (CUA) and cost-benefit analysis (CBA).
Data extraction
Two reviewers (TCD and RL), working independently, selected studies and extracted data using a template developed specifically for this study. The data extracted from each study included the following: year and journal of publication; type of economic evaluation; category of diagnostic test (laboratory tests, imaging, rapid tests or microorganism culture); purpose of the technology assessed (diagnosis, screening, or treatment); the type of affiliation of the first author; the geographical location of the first author; conflicts of interest, as defined by Valachis et al. (1313. Valachis A, Polyzos NP, Nearchou A, Lind P, Mauri D. Financial relationships in economic analyses of targeted therapies in oncology. J Clin Oncol. 2012;30(12):1316-20, http://dx.doi.org/10.1200/JCO.2011.38.6078.
http://dx.doi.org/10.1200/JCO.2011.38.60...
); estimates of cost-effectiveness; and the conclusion of the study (favourable, unfavourable, or neutral). For full HEEs, we also recorded whether the studies contained information on diagnostic test accuracy to answer the following questions: a) Was the accuracy of each test defined and incorporated into the model? b) Were the test accuracy parameters subjected to any sensitivity analysis? c) Was the quality of the evidence from the primary research used to estimate the model parameters of the accuracy test subjected to a quality assessment? Disagreements regarding the extracted data were resolved by consensus or through consultation with a third reviewer (PCS).
For studies in which the cost year was not specified, we assumed that the cost year was the same as the year of publication, a strategy that has been adopted in previous reviews of the literature (1414. Anonychuk AM, Tricco AC, Bauch CT, Pham B, Gilca V, Duval B, et al. Cost-effectiveness analyses of hepatitis A vaccine: a systematic review to explore the effect of methodological quality on the economic attractiveness of vaccination strategies. Pharmacoeconomics. 2008;26(1):17-32, http://dx.doi.org/10.2165/00019053-200826010-00003.
http://dx.doi.org/10.2165/00019053-20082...
). The monetary values of the results were compared to the year’s Brazilian Produto Interno Bruto (gross domestic product [PIB]) per capita, which is available from the Brazilian Institute for Geography and Statistics (1515. IBGE. Instituto Brasileiro de Geografia e Estatística. Brasil em síntese. Contas nacionais. PIB per capita [Available from: http://brasilemsintese.ibge.gov.br/contas-nacionais/pib-per-capita.html, http://dx.doi.org/10.5935/0034-7280.20160002.
http://brasilemsintese.ibge.gov.br/conta...
).
Quality assessment
The methodology for the quality reporting of individual studies was assessed using some items of the Consolidated Health Economic Evaluation Reporting Standards (CHEERS) (1616. Husereau D, Drummond M, Petrou S, Carswell C, Moher D, Greenberg D, et al. Consolidated Health Economic Evaluation Reporting Standards (CHEERS)--explanation and elaboration: a report of the ISPOR Health Economic Evaluation Publication Guidelines Good Reporting Practices Task Force. Value Health. 2013;16(2):231-50, http://dx.doi.org/10.1016/j.jval.2013.02.002.
http://dx.doi.org/10.1016/j.jval.2013.02...
).
Data synthesis
A qualitative narrative synthesis was conducted, and the study characteristics are summarized in the figures and summary tables.
Data analysis was performed with descriptive statistics, such as absolute frequencies (raw counts) for each category of the discrete variable and relative frequencies (proportions or percentages of the total number of observations).
RESULTS
We identified 535 HEEs related to Brazil that were published in 1980-2013 (Figure 1). Of those 535 studies, 43 (8%) addressed diagnostic tests (1717. Oliveira MHP, Vinha VHP, Grieken EMV. Costs of 2 technics for colect urine: bacteriological culture in women at a school hospital. ReBEn. 1983;36:20-4.
18. Oliveira EM, Assumpção EP, Monteiro RP. Simplification and costs reducing in Papanicolaou staining technique. Folha Méd. 1990;101(2):73-7.
19. de Oliveira AT, Rabelo LM, Costa AD, Lessa I. [Characteristics of the demand for cranial computerized tomography: reasons and costs of the exam]. Arq Neuropsiquiatr. 1992;50(1):91-8, http://dx.doi.org/10.1590/S0004-282X1992000100016.
http://dx.doi.org/10.1590/S0004-282X1992...
20. Ward LS, Carneiro MC, Toledo AJ, Furlanetto RP, Maciel RM. The cytology of material obtained for aspirative puncture of the thyroid with single method indicative of the surgery: analysis and cost-benefit. Arq Bras Endocrinol Metab. 1993;37(1):18-22.
21. Bocchi EA, Mocelin AO, de Moraes AV, Menegheti C, de Lourdes Higuchi M, Bacal F, et al. Comparison between two strategies for rejection detection after heart transplantation: routine endomyocardial biopsy versus gallium-67 cardiac imaging. Transplant Proc. 1997;29(1-2):586-8, http://dx.doi.org/10.1016/S0041-1345(96)00315-6.
http://dx.doi.org/10.1016/S0041-1345(96)...
22. David-Neto E, Ballarati CA, Freitas OJ, Lemos FC, Nahas WC, Arap S, et al. Comparison of the fluorescent polarization (TDx) and the enzymatic competitive (EMIT 2000) immune assays for the measurement of cyclosporin A blood concentration. Rev Hosp Clin Fac Med Sao Paulo. 2000;55(6):207-12, http://dx.doi.org/10.1590/S0041-87812000000600003.
http://dx.doi.org/10.1590/S0041-87812000...
23. Pang LW, Piovesan-Alves F. Economic advantage of a community-based malaria management program in the Brazilian Amazon. Am J Trop Med Hyg. 2001;65(6):883-6, http://dx.doi.org/10.4269/ajtmh.2001.65.883.
http://dx.doi.org/10.4269/ajtmh.2001.65....
24. Gomes AC, Rehder JR. Comparative analysis of the cost-benefit in the acquisition of spetacular microscope of lases cornea and yag. Arq Med ABC. 2002;27(2):22-9.
25. Escrivão PH, Brandt CT, Leão AC, Diniz JR. Diabetic retinopathy: cost-effectiveness populational study. An Fac Med Univ Fed Pernamb. 2003;48(1):43-8.
26. Silva LK. [Technology assessment in health care: bone densitometry and alternative therapies in post-menopausal osteoporosis]. Cad Saude Publica. 2003;19(4):987-1003, http://dx.doi.org/10.1590/S0102-311X2003000400022.
http://dx.doi.org/10.1590/S0102-311X2003...
27. Asevedo FM, Koch HA. Evaluation of the costs for implementation of a mammography service. Radiol Bras. 2004;37(2):101-5, http://dx.doi.org/10.1590/S0100-39842004000200007.
http://dx.doi.org/10.1590/S0100-39842004...
28. Lima KB, Sousa LB, Santos NC, Barros Jde N, Antonio D. [Cost-benefit analysis of ocular examination of patients with rosacea]. Arq Bras Oftalmol. 2005;68(1):37-43, http://dx.doi.org/10.1590/S0004-27492005000100007.
http://dx.doi.org/10.1590/S0004-27492005...
29. Bianchessi PT, Souza GA, Bianchessi ST. Accuracy and impact of large-core needle biopsy on the follow-up of non palpable breast lesions. Rev Bras Mastol. 2006;1:12-6, http://dx.doi.org/10.1590/S0100-72032007000600007.
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30. Torres RJ, Muccioli C, Casella AM, Regonha E, Luchini A, Weiss W, et al. [Angiography: safety x economy]. Arq Bras Oftalmol. 2006;69(6):837-43, http://dx.doi.org/10.1590/S0004-27492006000600011.
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31. Marra AR, Pereira CA, Castelo A, do Carmo Filho JR, Cal RG, Sader HS, et al. Health and economic outcomes of the detection of Klebsiella pneumoniae-produced extended-spectrum beta-lactamase (ESBL) in a hospital with high prevalence of this infection. Int J Infect Dis. 2006;10(1):56-60, http://dx.doi.org/10.1016/j.ijid.2005.04.002.
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32. Benzaken AS, Sabidó M, Galban EG, Pedroza V, Vasquez F, Araújo A, et al. Field evaluation of the performance and testing costs of a rapid point-of-care test for syphilis in a red-light district of Manaus, Brazil. Sex Transm Infect. 2008;84(4):297-302, http://dx.doi.org/10.1136/sti.2007.029462.
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33. Toscano CM, Duncan BB, Mengue SS, Polanczyk CA, Nucci LB, Costa e Forti A, et al. Initial impact and cost of a nationwide population screening campaign for diabetes in Brazil: a follow up study. BMC Health Serv Res. 2008;8:189, http://dx.doi.org/10.1186/1472-6963-8-189.
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34. Araújo DV, Souza CPR. Analysis of the cost-effectiveness of B-type natriuretic compared to clinical judgment in patients presenting acute dyspnea withim the context of Brazil’s Unified Healthcare System. Rev SOCERJ. 2008;21(4):217-25.
35. Barreto AM, Takei K, E C S, Bellesa MA, Salles NA, Barreto CC, et al. Cost-effective analysis of different algorithms for the diagnosis of hepatitis C virus infection. Braz J Med Biol Res. 2008;41(2):126-34, http://dx.doi.org/10.1590/S0100-879X2008005000004.
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36. Dowdy DW, Lourenço MC, Cavalcante SC, Saraceni V, King B, Golub JE, et al. Impact and cost-effectiveness of culture for diagnosis of tuberculosis in HIV-infected Brazilian adults. PLoS One. 2008;3(12):e4057, http://dx.doi.org/10.1371/journal.pone.0004057.
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37. Britto MA, Fillmann LS, Seabra MK, Fillmann HS, Fillmann EE, Parizotto JF. Manitol Versus Polyethylene Glycol in Bowel Preparation for Colonoscopy. Rev Bras Coloproct. 2009;29(2):226-32, http://dx.doi.org/10.1590/S0101-98802009000200010.
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38. de Soárez PC, Souza SC, Vieira JG, Ferraz MB. The effect of identifying macroprolactinemia on health-care utilization and costs in patients with elevated serum prolactin levels. Value Health. 2009;12(6):930-4, http://dx.doi.org/10.1111/j.1524-4733.2009.00563.x.
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39. Scherer LC, Sperhacke RD, Ruffino-Netto A, Rossetti ML, Vater C, Klatser P, et al. Cost-effectiveness analysis of PCR for the rapid diagnosis of pulmonary tuberculosis. BMC Infect Dis. 2009;9:216, http://dx.doi.org/10.1186/1471-2334-9-216.
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40. Camelo JS Jr, Fernandes MI, Maciel LM, Scrideli CA, Santos JL, Camargo AS Jr, et al. Galactosaemia in a Brazilian population: high incidence and cost-benefit analysis. J Inherit Metab Dis. 2009;32 Suppl 1:S141-9, http://dx.doi.org/10.1590/1414-431X20144362.
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41. Coelli FC, Almeida RM, Pereira WC. A cost simulation for mammography examinations taking into account equipment failures and resource utilization characteristics. J Eval Clin Pract. 2010;16(6):1198-202, http://dx.doi.org/10.1111/j.1365-2753.2009.01294.x.
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42. Kanashiro-Cussiol A, Bottini PV, Shitara ES, Furtado-Vieira K, Garlipp CR. Changes in costs over time at a medium-sized clinical laboratory. Laboratory Medicine. 2010;41(3):145-6, http://dx.doi.org/10.1309/LMORAT7LMPLNE4OG.
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43. Bacchi CE, Prisco F, Carvalho FM, Ojopi EB, SaadED. Potential economic impact of the 21-gene expression assay on the treatment of breast cancer in Brazil. Rev Assoc Med Bras. 2010;56(2):186-91, http://dx.doi.org/10.1590/S0104-42302010000200017.
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44. de Oliveira MR, de Castro Gomes A, Toscano CM. Cost effectiveness of OptiMal¯ rapid diagnostic test for malaria in remote areas of the Amazon Region, Brazil. Malar J. 2010;9:277, http://dx.doi.org/10.1186/1475-2875-9-277.
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45. Cerci JJ, Trindade E, Pracchia LF, Pitella FA, Linardi CC, Soares J Jr, et al. Cost effectiveness of positron emission tomography in patients with Hodgkin’s lymphoma in unconfirmed complete remission or partial remission after first-line therapy. J Clin Oncol. 2010;28(8):1415-21, http://dx.doi.org/10.1200/JCO.2009.25.4367.
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46. Koenig A, Picon PD, Feijó J, Silva E, Westphal GA. Estimate of the economic impact of implementing an in hospital protocol for the early detection and treatment of severe sepsis in public and private hospitals in southern Brazil. Rev Bras Ter Intensiva. 2010;22(3):213-9, http://dx.doi.org/10.1590/S0103-507X2010000300001.
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47. Souza RJ, Mattedi AP, Rezende ML, Corrêa Mde P, Duarte EM. An estimate of the cost of treating melanoma disease in the state of Sao Paulo - Brazil. An Bras Dermatol. 2009;84(3):237-43, http://dx.doi.org/10.1590/S0365-05962009000300004.
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48. Cerci JJ, Trindade E, Buccheri V, Fanti S, Coutinho AM, Zanoni L, et al. Consistency of FDG-PET accuracy and cost-effectiveness in initial staging of patients with Hodgkin lymphoma across jurisdictions. Clin Lymphoma Myeloma Leuk. 2011;11(4):314-20, http://dx.doi.org/10.1016/j.clml.2011.06.006.
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50. Vanni T, Legood R, Franco EL, Villa LL, Luz PM, Schwartsmann G. Economic evaluation of strategies for managing women with equivocal cytological results in Brazil. Int J Cancer. 2011;129(3):671-9, http://dx.doi.org/10.1002/ijc.25708.
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51. Cerci JJ, Takagaki TY, Trindade E, Morgado R, Morabito F, Musolino RS, et al. A tomografia por emissão de pósitrons com 2-[18F]-fluoro-2-desoxi-D-glicose é custo-efetiva em pacientes com câncer de pulmão não pequenas células no Brasil. Radiol Bras. 2012;45(4):198-204, http://dx.doi.org/10.1590/S0100-39842012000400004.
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52. Laranjeira FO, Pepe C, Santoni NB, Silva AP. Cost-effectiveness analisys of A1c glycated hemoglobin monitorization with A1CNow in diabetic patients in Brazil. J Bras Econ Saúde. 2012;4(1):324-34.
53. de Oliveira MR, Giozza SP, Peixoto HM, Romero GA. Cost-effectiveness of diagnostic for malaria in Extra-Amazon Region, Brazil. Malar J. 2012;11:390, http://dx.doi.org/10.1186/1475-2875-11-390.
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54. Bertoldi EG, Marcolino MS, Rohde LE, Ribeiro AL, Polanczyk CA. Cost-Effectiveness of Routine Screening for Cardiac Toxicity in Patients Treated with Imatinib in Brazil. Value in Health Regional Issues. 2012;1(2):180-3, http://dx.doi.org/10.1016/j.vhri.2012.09.005.
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55. Rosa RC, Rosa RF, Flores JA, Golendziner E, Oliveira CA, Varella-Garcia M, et al. Malformations detected by abdominal ultrasound in children with congenital heart disease. Arq Bras Cardiol. 2012;99(6):1092-9, http://dx.doi.org/10.1590/S0066-782X2012005000111.
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56 Nomelini RS, Guimarães PD, Candido PA, Campos AC, Michelin MA, Murta EF. Prevention of cervical cancer in women with ASCUS in the Brazilian Unified National Health System: cost-effectiveness of the molecular biology method for HPV detection. Cad Saude Publica. 2012;28(11):2043-52, http://dx.doi.org/10.1590/S0102-311X2012001100004.
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57 Gatti MF, Ferraz MB, Leão ER, Bussotti EA, Caliman RA. Hospital costs of renal colic diagnosis and management in a Brazilian private emergency service. Rev Dor. 2013;14(1):12-6, http://dx.doi.org/10.1590/S1806-00132013000100004.
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58 Steffen RE, Caetano R, Pinto M, Chaves D, Ferrari R, Bastos M, et al. Cost-effectiveness of Quantiferons-TB Gold-in-Tube versus tuberculin skin testing for contact screening and treatment of latent tuberculosis infection in Brazil. PLoS One. 2013;8(4):e59546, http://dx.doi.org/10.1371/journal.pone.0059546.
http://dx.doi.org/10.1371/journal.pone.0...
-5959 Guerra RL, Dorman SE, Luiz RR, Conde MB. Cost-effectiveness of routine diagnostic evaluation of pulmonary tuberculosis in a primary care unit in Brazil. Int J Tuberc Lung Dis. 2013;17(10):1336-40, http://dx.doi.org/10.5588/ijtld.13.0073.
http://dx.doi.org/10.5588/ijtld.13.0073...
). The number of studies and the proportion of full HEEs relative to the proportion of partial HEEs increased during the period under study (Figure 2). Of the 43 HEEs related to diagnostic tests, the majority (74.4%, 32/43) were published in the last ten years (i.e., between 2005 and 2013), and 19 (44.2%) were full HEEs.
Flow diagram of the process used to select HEEs related to diagnostic tests in Brazil, 1983-2013. *HEEs: health economic evaluations.
Table 1 shows an overview of the main characteristics of the diagnostic tests addressed in the 43 selected studies. The technologies were applied to multiple clinical areas, including oncology, cardiology, endocrinology and infectious diseases. The most commonly evaluated tests were laboratory tests (37.2%, 16/43) and imaging tests (32.6%, 14/43). Most were non-invasive tests (51.2%, 22/43) and were utilized in the adult population (46.5%, 20/44). In terms of the intended purposes of the technologies evaluated, most (69.8%, 30/43) were diagnostic; diagnostic and treatment accounted for 25.6% (11/43), and screening, diagnostic and treatment accounted for 4.7% (2/43).
The most common study design was CEA (27.9%, 12/43), and the least common were CUA (2.3%, 1/43) and CMA (2.3%, 1/43). Among the partial HEEs, the most common study design was cost-analysis (25.6%, 11/43), followed by cost-description (18.6%, 8/43).
The majority (55.8%, 24/43) of the HEEs were published in national journals. Analysing the geographic distribution of the affiliations of the first authors revealed a concentration of HEEs from south-eastern Brazil, which accounted for 74.4% (32/43) of the studies identified. The first authors had the following types of affiliations: academia (62.8%, 27/43), healthcare facilities (23.2%, 10/43), research institutes (4.7%, 2/43), consultancies (4.7%, 2/43), and public administration (4.7%, 2/43).
Twenty-four (55.8%) of the 43 studies published statements of financial support. Most of them received financial support from funding agencies (41.6%, 10/24) and governments (25.0%, 6/24). The remaining 19 articles (44.2%) contained no information regarding financial support.
The authors declared conflicts of interest in 16 studies. However, when we evaluated the studies using the criteria proposed by Valachis et al. (1313. Valachis A, Polyzos NP, Nearchou A, Lind P, Mauri D. Financial relationships in economic analyses of targeted therapies in oncology. J Clin Oncol. 2012;30(12):1316-20, http://dx.doi.org/10.1200/JCO.2011.38.6078.
http://dx.doi.org/10.1200/JCO.2011.38.60...
), we identified conflicts of interest in two additional studies. These conflicts of interest could include receiving remuneration in payment or in kind (e.g., stocks or shares) from the manufacturer as a result of any of the following: research support or employment contracts (salary, equipment, supply, reimbursement for participation in symposia and other expenses) or consulting services. In the article by David-Neto et al. (2222. David-Neto E, Ballarati CA, Freitas OJ, Lemos FC, Nahas WC, Arap S, et al. Comparison of the fluorescent polarization (TDx) and the enzymatic competitive (EMIT 2000) immune assays for the measurement of cyclosporin A blood concentration. Rev Hosp Clin Fac Med Sao Paulo. 2000;55(6):207-12, http://dx.doi.org/10.1590/S0041-87812000000600003.
http://dx.doi.org/10.1590/S0041-87812000...
), we identified manufacturer financing, which was not disclosed as a conflict of interest in the original article. Additionally, in the article by Bacchi et al. (4343. Bacchi CE, Prisco F, Carvalho FM, Ojopi EB, SaadED. Potential economic impact of the 21-gene expression assay on the treatment of breast cancer in Brazil. Rev Assoc Med Bras. 2010;56(2):186-91, http://dx.doi.org/10.1590/S0104-42302010000200017.
http://dx.doi.org/10.1590/S0104-42302010...
), we noted that some of the authors were employed by consulting firms, and this was not disclosed as a potential conflict of interest in the original article.
Table 2 presents the main methodological characteristics of the 24 full HEEs, and Table 3 lists their compliance with recommendations for good reporting.
Ten (41.7%) of the 24 full HEEs reported their main outcome to be measurements related directly to the diagnosis strategy, for example, “case diagnosed”. The others evaluated consequent diagnostic outcomes, such as case averted, surgery averted, complication averted, life years saved, and disability-adjusted life years (DALYs) avoided (Table 3). In one of the HEEs (2626. Silva LK. [Technology assessment in health care: bone densitometry and alternative therapies in post-menopausal osteoporosis]. Cad Saude Publica. 2003;19(4):987-1003, http://dx.doi.org/10.1590/S0102-311X2003000400022.
http://dx.doi.org/10.1590/S0102-311X2003...
), the incremental cost-effectiveness ratio (ICER) reported was above the threshold of three times the per capita gross domestic product (GDP) per DALY gained, and the conclusion of that study regarding the technology was unfavourable (Table 3). Three studies (3939. Scherer LC, Sperhacke RD, Ruffino-Netto A, Rossetti ML, Vater C, Klatser P, et al. Cost-effectiveness analysis of PCR for the rapid diagnosis of pulmonary tuberculosis. BMC Infect Dis. 2009;9:216, http://dx.doi.org/10.1186/1471-2334-9-216.
http://dx.doi.org/10.1186/1471-2334-9-21...
, 5454. Bertoldi EG, Marcolino MS, Rohde LE, Ribeiro AL, Polanczyk CA. Cost-Effectiveness of Routine Screening for Cardiac Toxicity in Patients Treated with Imatinib in Brazil. Value in Health Regional Issues. 2012;1(2):180-3, http://dx.doi.org/10.1016/j.vhri.2012.09.005.
http://dx.doi.org/10.1016/j.vhri.2012.09...
, 5959 Guerra RL, Dorman SE, Luiz RR, Conde MB. Cost-effectiveness of routine diagnostic evaluation of pulmonary tuberculosis in a primary care unit in Brazil. Int J Tuberc Lung Dis. 2013;17(10):1336-40, http://dx.doi.org/10.5588/ijtld.13.0073.
http://dx.doi.org/10.5588/ijtld.13.0073...
) presented as their conclusion the measurement of the mean cost-effectiveness ratio (CER), and two studies (3434. Araújo DV, Souza CPR. Analysis of the cost-effectiveness of B-type natriuretic compared to clinical judgment in patients presenting acute dyspnea withim the context of Brazil’s Unified Healthcare System. Rev SOCERJ. 2008;21(4):217-25., 5252. Laranjeira FO, Pepe C, Santoni NB, Silva AP. Cost-effectiveness analisys of A1c glycated hemoglobin monitorization with A1CNow in diabetic patients in Brazil. J Bras Econ Saúde. 2012;4(1):324-34.) only mentioned that the strategy was dominant without presenting ICER calculations.
Most studies clearly stated the research question (100%), target population (95.8%, 23/24), competing alternatives (100%), source of effectiveness estimates (95.8%), source of cost estimates (87.5%, 21/24), and ICER (83.3%, 15/18). However, only 12.5% (3/24) described the methods used to estimate the quantities of resources in a correct and transparent manner and reported them separately from their prices (unit costs). Only 29.2% (7/24) noted the type of sensitivity analysis, and 33.3% (6/18) described the discount rate applied.
In relation to the measurements of diagnostic effectiveness, among the 12 CEAs, nine studies (75%) listed the measurements of accuracy (sensitivity and specificity) as epidemiological parameters of the model, and in five of them (55%), the variations in the accuracy measurements were incorporated into the sensitivity analysis. The only CUA, which used DALY as an outcome, applied the estimates of sensitivity and specificity as epidemiological parameters in the decision model and the variations in these measures in the sensitivity analysis. Two studies (17%) referred to the application of methods defined in the literature to check the quality of the accuracy studies that underpinned the economic model (4444. de Oliveira MR, de Castro Gomes A, Toscano CM. Cost effectiveness of OptiMal¯ rapid diagnostic test for malaria in remote areas of the Amazon Region, Brazil. Malar J. 2010;9:277, http://dx.doi.org/10.1186/1475-2875-9-277.
http://dx.doi.org/10.1186/1475-2875-9-27...
, 5353. de Oliveira MR, Giozza SP, Peixoto HM, Romero GA. Cost-effectiveness of diagnostic for malaria in Extra-Amazon Region, Brazil. Malar J. 2012;11:390, http://dx.doi.org/10.1186/1475-2875-11-390.
http://dx.doi.org/10.1186/1475-2875-11-3...
).
DISCUSSION
To the best of the authors’ knowledge, this is the first systematic review of Brazilian HEEs in the area of diagnostic technologies. These HEEs were applied to diverse fields, including oncology, cardiology, infectious diseases and endocrine and metabolic diseases. The studies presented results that are relevant for decisions taken in clinical and public health situations in terms of diagnosis (69.8%), and some analyses were relatively broad, integrating screening and/or treatment strategies with diagnostic methods.
Regarding the quality of reporting, the Brazilian HEEs devoted to diagnostic testing performed reasonably well. Almost all studies satisfactorily stated the research question (100%), target population (95.8%, 23/24), competing alternatives (100%), source of effectiveness estimates (95.8%), source of cost estimates (87.5%, 21/24), and ICER (83.3%, 15/18). Strong compliance with HEE guidelines was also reported in a recent study that systematically reviewed all CUAs addressing diagnostic laboratory testing in the Tufts Medical Center Cost-Effectiveness Analysis Registry (33. Fang C, Otero HJ, Greenberg D, Neumann PJ. Cost-utility analyses of diagnostic laboratory tests: a systematic review. Value Health. 2011;14(8):1010-8, http://dx.doi.org/10.1016/j.jval.2011.05.044.
http://dx.doi.org/10.1016/j.jval.2011.05...
). Nevertheless, some issues still warrant further consideration. First, only 55.8% (24/43) of the studies declared the funding source, and second, only 37.2% (16/43) of the studies declared the potential for any conflict of interest. Missing details on these two important topics may affect the credibility and transparency of the results produced by HEE studies.
Three points were identified as requiring special attention and recommendations for improvement: 1) methods for estimating resource quantities and unit costs, 2) sensitivity analysis, and 3) discount rates. A previous review on the methodological issues of HEEs reached a similar conclusion in the 1990s, observing that many studies failed to report important issues, such as the study’s perspective and sensitivity analyses (6060 Severens JL, van der Wilt GJ. Economic evaluation of diagnostic tests. A review of published studies. Int J Technol Assess Health Care. 1999;15(3):480-96, http://dx.doi.org/10.1017/S0266462399153169.
http://dx.doi.org/10.1017/S0266462399153...
).
Brazil published its official health technology assessment guidelines in 2009. Additionally, in 2011, the use of HEEs became compulsory for the incorporation of new technologies in the Brazilian public healthcare system. However, a clearly stated “reference case” that would increase the consistency of HEE methodology remains lacking. Despite the substantial number of HEEs produced (6161 Pitt C, Goodman C, Hanson K. Economic Evaluation in Global Perspective: A Bibliometric Analysis of the Recent Literature. Health Econ. 2016;25 Suppl 1:9-28, http://dx.doi.org/10.1002/hec.3305.
http://dx.doi.org/10.1002/hec.3305...
), the local capacity to develop and use high-quality HEEs still needs to increase. The lack of technical expertise and the shortage of trained health economists were also reported in other middle-income countries (MICs) (6262 Griffiths UK, Legood R, Pitt C. Comparison of Economic Evaluation Methods Across Low-income, Middle-income and High-income Countries: What are the Differences and Why? Health Econ. 2016;25 Suppl 1:29-41, http://dx.doi.org/10.1002/hec.3312.
http://dx.doi.org/10.1002/hec.3312...
).
Challenges facing those conducting and using economic evaluations in many MICs include the scarcity, quality and accessibility of data; insufficient health economic research capacity; and limited funding. To conduct high-quality HEEs, far more investment in the training of researchers is needed, particularly for Master’s degree programmes and topics such as study design, data collection and analysis. On-the-job training and mentoring of researchers are also very important and should be fully funded (6363 Pitt C, Vassall A, Teerawattananon Y, Griffiths UK, Guinness L, Walker D, et al. Foreword: Health Economic Evaluations in Low- and Middle-income Countries: Methodological Issues and Challenges for Priority Setting. Health Econ. 2016;25 Suppl 1:1-5, http://dx.doi.org/10.1002/hec.3319.
http://dx.doi.org/10.1002/hec.3319...
).
Diagnostic validity is the definitive stage of technology evaluations in terms of the probability of true positives (sensitivity) and true negatives (specificity) relative to a gold-standard technique. Indeed, measurements of validity are the principal data that determine the effectiveness of economic models (6464 Gold MR, Siegel JE, Russel LB, Weinstein MC. Cost-effectiveness in Health and Medicine: Oxford University Press; 1996, http://dx.doi.org/10.1001/jama.1996.03540150055031.
http://dx.doi.org/10.1001/jama.1996.0354...
).
Most of the CEAs (75%) reviewed clearly expressed the measurements of sensitivity and specificity used in the economic model, even when the final outcomes of the economic analysis were not accuracy as such (i.e., in terms of accurate or appropriate diagnoses) but were, instead, measurements arising from accuracy, such as deaths prevented.
Published accuracy studies should be rigorously evaluated for their quality before they can be sued to support the development of economic models. Two published sets of guidelines underpin this quality analysis: Quadas 2 and Stard (6565 Whiting P, Rutjes AW, Dinnes J, Reitsma J, Bossuyt PM, Kleijnen J. Development and validation of methods for assessing the quality of diagnostic accuracy studies. Health Technol Assess. 2004;8(25):iii, 1-234, http://dx.doi.org/10.1186/1471-2288-6-9.
http://dx.doi.org/10.1186/1471-2288-6-9...
, 6666 Bossuyt PM, Reitsma JB, Bruns DE, Gatsonis CA, Glasziou PP, Irwig LM, et al. The STARD statement for reporting studies of diagnostic accuracy: explanation and elaboration. Clin Chem. 2003;49(1):7-18, http://dx.doi.org/10.1373/49.1.7.
http://dx.doi.org/10.1373/49.1.7...
); the former is especially directed towards evaluations in systematic reviews, whereas the latter is directed towards reporting in editorial terms. In this review, only two of the 12 HEEs (17%) cited the quality evaluation of the accuracy studies from which the parameters of sensitivity and specificity were extracted. This is an important omission in these publications and should be part of the reports because these are basic and essential measurements in cost-effectiveness results and studies that discuss the costs and consequences of diagnostic technologies. Indeed, accuracy measurements are the main parameters that direct the analytical model, and therefore, methodological weakness in the estimation of measurements will directly impact the conclusions of the economic evaluation (99. Oosterhoff M, van der Maas ME, Steuten LM. A Systematic Review of Health Economic Evaluations of Diagnostic Biomarkers. Appl Health Econ Health Policy. 2016;14(1):51-65, http://dx.doi.org/10.1007/s40258-015-0198-x.
http://dx.doi.org/10.1007/s40258-015-019...
). Furthermore, evaluations of the quality of the studies underpinning economic models should be explicit and debated in a transparent manner (6767 Vaidya A, Joore MA, ten Cate-Hoek AJ, Kleinegris MC, ten Cate H, Severens JL. A systematic review of model-based economic evaluations of diagnostic and therapeutic strategies for lower extremity artery disease. Thromb Haemost. 2014;111(1):19-28, http://dx.doi.org/10.1160/TH13-06-0498.
http://dx.doi.org/10.1160/TH13-06-0498...
). These parameters must be subject to sensitivity analysis because slight variations can strongly affect the economic conclusions (4444. de Oliveira MR, de Castro Gomes A, Toscano CM. Cost effectiveness of OptiMal¯ rapid diagnostic test for malaria in remote areas of the Amazon Region, Brazil. Malar J. 2010;9:277, http://dx.doi.org/10.1186/1475-2875-9-277.
http://dx.doi.org/10.1186/1475-2875-9-27...
).
A review of HEEs of the diagnosis of chronic renal disease suggested several topics that should be addressed when conducting economic studies on diagnosis: specification and clear definition of the measurements of the sensitivity and specificity of the tests and consideration of the consequences of including incorrect results in the economic model (66. Sutton AJ, Breheny K, Deeks J, Khunti K, Sharpe C, Ottridge RS, et al. Methods Used in Economic Evaluations of Chronic Kidney Disease Testing - A Systematic Review. PLoS One. 2015;10(10):e0140063, http://dx.doi.org/10.1371/journal.pone.0140063.
http://dx.doi.org/10.1371/journal.pone.0...
).
In the research protocol “economic decision models for genomic testing strategies”, Peters et al. (2015) commented that it is rare for economic studies to provide suitable information about the methods used to evaluate how the evidence was identified (77. Peters JL, Cooper C, Buchanan J. Evidence used in model-based economic evaluations for evaluating pharmacogenetic and pharmacogenomic tests: a systematic review protocol. BMJ Open. 2015;5(11):e008465, http://dx.doi.org/10.1136/bmjopen-2015-008465.
http://dx.doi.org/10.1136/bmjopen-2015-0...
). A similar situation was observed in this review, since only two of the 12 articles on cost-effectiveness that were reviewed actually described the evaluation process used to determine the quality of the primary studies (4444. de Oliveira MR, de Castro Gomes A, Toscano CM. Cost effectiveness of OptiMal¯ rapid diagnostic test for malaria in remote areas of the Amazon Region, Brazil. Malar J. 2010;9:277, http://dx.doi.org/10.1186/1475-2875-9-277.
http://dx.doi.org/10.1186/1475-2875-9-27...
, 5353. de Oliveira MR, Giozza SP, Peixoto HM, Romero GA. Cost-effectiveness of diagnostic for malaria in Extra-Amazon Region, Brazil. Malar J. 2012;11:390, http://dx.doi.org/10.1186/1475-2875-11-390.
http://dx.doi.org/10.1186/1475-2875-11-3...
).
Otero et al. reviewed HEEs on diagnoses based on images and determined that the accuracy measurements were explained in most of the studies evaluated; however, in 23% of the studies, these measurements were not submitted to a sensitivity analysis. In the Brazilian review, five out of 12 cost-effectiveness studies reviewed and the only CUA varied in the accuracy measurements used in the sensitivity analysis. It should be stressed that this finding should be 100% (88. Otero HJ, Fang CH, Sekar M, Ward RJ, Neumann PJ. Accuracy, risk and the intrinsic value of diagnostic imaging: a review of the cost-utility literature. Acad Radiol. 2012;19(5):599-606, http://dx.doi.org/10.1016/j.acra.2012.01.011.
http://dx.doi.org/10.1016/j.acra.2012.01...
).
This review demonstrates that Brazilian HEEs related to diagnostic tests are reasonably adherent to key recommended general methods for HEEs. However, quality evaluations of the accuracy studies from which the parameters of sensitivity and specificity are extracted is far from meeting current international standards. If these studies are to serve as an important source of information for local decision makers, important issues need to be addressed. First, they should improve the reporting of the methods used to estimate resource quantities and unit costs, sensitivity analysis, discount rate, and conflicts of interest. Second, the evaluation process used to determine the quality of the accuracy studies should be explicit and transparent, and the sensitivity analysis of sensitivity and specificity parameters should be clearly described. Finally, the accuracy measurements are the main parameters that impact decision analysis models’ results and the conclusions of HEEs. Thus, they must be both valid and reliable to support decisions about the incorporation of new diagnostic technologies in Brazil.
Key Points for Decision Makers
-
The Brazilian HEEs in the area of diagnostic technologies require improvement in the quality of reporting of 1) methods used to estimate resource quantities and unit costs, 2) discount rates, 3) descriptions of sensitivity analysis methods, and 4) the reporting of conflicts of interest.
-
Decision-making regarding the inclusion of diagnostic technologies should take into account the quality of the accuracy studies that underpin the economic model and the sensitivity analyses of sensitivity and specificity parameters.
-
The sensitivity and specificity parameters must be both valid and reliable if they are used to support decisions about the incorporation of new diagnostic technologies in Brazil.
APPENDIX 1. MEDLINE (PUBMED) SEARCH STRATEGY
ACKNOWLEDGMENTS
De Soárez PC received grants from Fundação de Amparo è Pesquisa do Estado de São Paulo (São Paulo Research Foundation [FAPESP], Research Grant no. 2012/22126-3) and from the Conselho Nacional de Desenvolvimento Cientifico e Tecnológico (National Council of Technological and Scientific Development [CNPq], Research Grant no. 305614/2013-4), which pose no conflicts of interest relating to this study. This study was supported with grants from the National Institute of Science and Technology for health Technology Assessment (IATS) – CNPq/Brazil. No writing assistance was used in the production of this manuscript. The study was approved by the local ethical review board (process no. 170/13).
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Publication Dates
-
Publication in this collection
Aug 2017
History
-
Received
3 Nov 2016 -
Reviewed
26 Jan 2017 -
Accepted
6 Mar 2017