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SPPB as a predictor of functional loss of hospitalized older adults

A SPPB como preditora da perda da capacidade funcional de idosos hospitalizados

Abstract

Introduction:

Immobility is associated with adverse outcomes such as loss of functional capacity and longer hospitalization.

Objective:

To assess intra-hospital mobility at admission as a predictor of loss of functional capacity during older adults´ hospitalization.

Methods:

A prospective cohort study was conducted, and personal and hospital related risk factors were assessed at admission and discharge. To determine whether Short Physical Performance Battery (SPPB) on admission could predict loss of functional capacity during hospitalization, a ROC curve was performed and area under the curve (AUC) was calculated. Binary logistic regression models were used to identify predictors of loss of functional capacity. Model 1 contained only SPPB. Model 2 SPPB was matched with age, sex, instrumental activity of daily living (IADL), cognition, depression and surgery. Data were entered into SPSS version 18.0.

Results:

1,191 patients were included with a mean age of 70.02 (± 7.34). SPPB cutoff point of 6.5 (sensitivity 62%, specificity 54%) identified 593 (49.8%) patients at risk for functional loss. In logistic regression, SPPB alone showed prediction of functional loss (p < 0.001, OR 1.8, 95% CI = 1.5-2.5) between admission and discharge. Model 1 explained between 22 to 32% of the variation in functional capacity. In Model 2, three variables contributed to the loss. SPPB 6.5 increased 1.8 times (95% CI = 1.3-2.4), being a woman increased 1.4 times (95% CI = 1.0-1.8) and not having surgery increased 2 times (95% CI = 1.4-2.8) the chance of having functional loss during hospitalization.

Conclusion:

SPPB is a good instrument to predict loss of functional capacity in hospitalized older adults.

Keywords:
Aged; Movement; Physical therapy specialty

Resumo

Introdução:

A imobilidade está associada a resultados adversos, como perda da capacidade funcional e maior tempo de hospitalização.

Objetivo:

Avaliar a mobilidade intra-hospitalar na admissão como preditor de perda da capacidade funcional durante a hospitalização de idosos.

Métodos:

Um estudo de coorte prospectivo foi conduzido e os fatores de risco pessoais e relacionados ao hospital foram avaliados na admissão e alta. Para determinar se o Short Physical Performance Balance (SPPB) na admissão poderia prever a perda de capacidade funcional durante a internação, uma curva ROC foi realizada e a área sob a curva (AUC) foi calculada. Modelos de regressão logística binária foram usados para identificar preditores de perda de capacidade funcional. O modelo 1 continha apenas SPPB. O modelo 2 SPPB foi pareado com idade, sexo, atividades instrumentais da vida diária (AIVD), cognição, depressão e cirurgia. Os dados foram inseridos no SPSS versão 18.0.

Resultados:

Foram incluídos 1.191 pacientes com idade média de 70,02 (± 7,34). O ponto de corte do SPPB de 6,5 (sensibilidade 62%, especificidade 54%) identificou 593 (49,8%) pacientes com risco de perda funcional. Na regressão logística, o SPPB sozinho mostrou predição de perda funcional (p < 0,001, OR 1,8, IC 95% = 1,5-2,5) entre a admissão e a alta. O modelo 1 explicou entre 22 a 32% da variação da capacidade funcional. No Modelo 2, três variáveis contribuíram para a perda. SPPB 6,5 aumentou 1,8 vezes (IC 95% = 1,3-2,4), ser mulher aumentou 1,4 vezes (IC 95% = 1,0-1,8) e não ter operado aumentou 2 vezes (IC 95% = 1,4-2,8) a chance de ter perda funcional durante a hospitalização.

Conclusão:

O SPPB é um bom instrumento para predizer a perda da capacidade funcional em idosos hospitalizados.

Palavras-chave:
Idoso; Movimento; Especialidade em fisioterapia

Introduction

Functioning is one of the most measured outcomes in medical studies and in nursing and other health professions.11 Admi H, Shadmi E, Baruch H, Zisberg A. From research to reality: minimizing the effects of hospitalization on older adults. Rambam Maimonides Med J. 2015;6(2):e0017. DOI
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The International Classification of Functioning, Disability and Health (ICF)22 World Health Organization. International Classification of Functioning, Disability and Health. Geneva, CH: WHO; 2001. Full text link
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classifies functional capacity under “activity” as the level of activity a person may reach in a standard environment without assistance33 Tarvonen-Schröder S, Laimi K, Kauko T, Saltychev M. Concepts of capacity and performance in assessment of functioning amongst stroke survivors: A comparison of the Functional Independence Measure and the International Classification of Functioning, Disability and Health. J Rehabil Med. 2015; 47(7):662-4. DOI
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and can be assessed in many ways. One way is by the ability to perform self-care activities of daily living (ADL) enclosing bathing, dressing, toileting (including continence) and eating.11 Admi H, Shadmi E, Baruch H, Zisberg A. From research to reality: minimizing the effects of hospitalization on older adults. Rambam Maimonides Med J. 2015;6(2):e0017. DOI
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,22 World Health Organization. International Classification of Functioning, Disability and Health. Geneva, CH: WHO; 2001. Full text link
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Transferring is also included as ADL activities, but ICF classifies it under mobility concept. Loss of functional capacity during the course of hospitalization has high prevalence (35-70%) and causes serious consequences including longer hospital stay, institutionalization and death.44 Corcoles-Jiménez MP, Ruiz-García MV, Saiz-Vinuesa MD, Muñoz-Mansilla E, Herreros-Sáez L, Fernández-Pallarés P, et al. Hospitalization as a risk for functional decline in older adults. Enferm Cin. 2016;26(2):121-8. DOI
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5 Volpato S, Cavalieri M, Sioulis F, Guerra G, Maraldi C, Zuliani G, et al. Predictive value of the Short Physical Performance Battery following hospitalization in older patient. J Gerontol A Biol Sci Med Sci. 2011;66(1):89-96. DOI
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6 Hoogerduijn JG, Schuurmans MJ, Duijnstee MSH, Rooij SE, Grypdonck MHF. A systematic review of predictors and screening instruments to identify older hospitalized patients at risk for functional decline. J Clin Nurs. 2007;16(1):46-57. DOI
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-77 Hoogerduijn JG, Buurman BM, Korevaar JC, Grobbee DE, Rooij SE, Schuurmans MJ. The prediction of functional decline in older hospitalised patients. Age Ageing. 2012;41(3):381-7. DOI
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A wide array of factors has been identified as contributing to loss of functional capacity in older adults. Zisberg et al.88 Zisberg A, Shadmi E, Gur-Yaish N, Tonkikh O, Sinoff G. Hospital-associated functional decline: the role of hospitalization processes beyond individual risk factors. J Am Geriatr Soc. 2015;63(1):55-62. DOI
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identify two different types of risk factors associated to hospitalization: personal and hospital related processes. Personal risk factors such as preexisting functional changes in performing domestic life activities (evaluated by instrumental activities of daily living - IADL), cognition, age, gender and depression have been shown to predict loss in functional capacity.66 Hoogerduijn JG, Schuurmans MJ, Duijnstee MSH, Rooij SE, Grypdonck MHF. A systematic review of predictors and screening instruments to identify older hospitalized patients at risk for functional decline. J Clin Nurs. 2007;16(1):46-57. DOI
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,99 Volpato S, Onder G, Cavalieri M, Guerra G, Sioulis F, Maraldi C, et al. Characteristics of nondisabled older patients developing new disability associated with medical illnesses and hospitalization. J Gen Intern Med. 2007;22(5):668-74. DOI
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Risk factors associated to hospital related processes include polypharmacy,11 Admi H, Shadmi E, Baruch H, Zisberg A. From research to reality: minimizing the effects of hospitalization on older adults. Rambam Maimonides Med J. 2015;6(2):e0017. DOI
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poor nutrient intake,99 Volpato S, Onder G, Cavalieri M, Guerra G, Sioulis F, Maraldi C, et al. Characteristics of nondisabled older patients developing new disability associated with medical illnesses and hospitalization. J Gen Intern Med. 2007;22(5):668-74. DOI
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,1010 McCusker J, Kakuma R, Abrahamowicz M. Predictors of functional decline in hospitalized elderly patients a systematic review. J Gerontol A Biol Sci Med Sci. 2002;57(9):M569-77. DOI
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restricted mobility,99 Volpato S, Onder G, Cavalieri M, Guerra G, Sioulis F, Maraldi C, et al. Characteristics of nondisabled older patients developing new disability associated with medical illnesses and hospitalization. J Gen Intern Med. 2007;22(5):668-74. DOI
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,1111 Fisher SR, Graham JE, Brown CJ, Galloway RV, Ottenbacher KJ, Allman RM, et al. Factors that differentiate level of ambulation in hospitalised older adults. Age Ageing. 2012;41(1):107-11. DOI
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,1212 Covinsky KE, Palmer RM, Fortinsky RH, Counsell SR, Stewart AL, Kresevic D, et al. Loss of independence in activities of daily living in older adults hospitalized with medical illnesses: increased vulnerability with age. J Am Geriatr Soc. 2003;51(4):451-8. DOI
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surgery,1212 Covinsky KE, Palmer RM, Fortinsky RH, Counsell SR, Stewart AL, Kresevic D, et al. Loss of independence in activities of daily living in older adults hospitalized with medical illnesses: increased vulnerability with age. J Am Geriatr Soc. 2003;51(4):451-8. DOI
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and hospital environment characteristics.99 Volpato S, Onder G, Cavalieri M, Guerra G, Sioulis F, Maraldi C, et al. Characteristics of nondisabled older patients developing new disability associated with medical illnesses and hospitalization. J Gen Intern Med. 2007;22(5):668-74. DOI
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Because loss of function during hospitalization is associated with a wide range of negative outcomes, risk factors for in-hospital loss of functional capacity have been extensively studied.99 Volpato S, Onder G, Cavalieri M, Guerra G, Sioulis F, Maraldi C, et al. Characteristics of nondisabled older patients developing new disability associated with medical illnesses and hospitalization. J Gen Intern Med. 2007;22(5):668-74. DOI
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,1313 Brown CJ, Friedkin RJ, Inouye SK. Prevalence and outcomes of low mobility in hospitalized older patients. J Am Geriatr Soc. 2004;52(8):1263-70. DOI
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In-hospital mobility has received particular attention due to its important relation to loss of functional capacity.99 Volpato S, Onder G, Cavalieri M, Guerra G, Sioulis F, Maraldi C, et al. Characteristics of nondisabled older patients developing new disability associated with medical illnesses and hospitalization. J Gen Intern Med. 2007;22(5):668-74. DOI
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,1414 English KL, Paddon-Jones D. Protecting muscle mass and function in older adults during bed rest. Curr Opin Clin Nutr Metab Care. 2010;13(1):34-9. Full text link
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Some research indicates that 73-83% of the time spent in the hospital by older patients is spent lying in bed.1111 Fisher SR, Graham JE, Brown CJ, Galloway RV, Ottenbacher KJ, Allman RM, et al. Factors that differentiate level of ambulation in hospitalised older adults. Age Ageing. 2012;41(1):107-11. DOI
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Low in-hospital mobility is often related to bed rest orders, limited access to bedside chairs, high beds, and the use of restraints, including intravenous poles and urinary catheters. Immobility and bed rest are associated with adverse outcomes such as high rates of loss of functional capacity and longer hospital stays, especially in older adults.1414 English KL, Paddon-Jones D. Protecting muscle mass and function in older adults during bed rest. Curr Opin Clin Nutr Metab Care. 2010;13(1):34-9. Full text link
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Muscle strength decreases rapidly as a result of immobilization. After only ten days of bed rest, a healthy elderly person can lose 12-14 % of their muscle strength in the lower extremities.1111 Fisher SR, Graham JE, Brown CJ, Galloway RV, Ottenbacher KJ, Allman RM, et al. Factors that differentiate level of ambulation in hospitalised older adults. Age Ageing. 2012;41(1):107-11. DOI
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English et al.1414 English KL, Paddon-Jones D. Protecting muscle mass and function in older adults during bed rest. Curr Opin Clin Nutr Metab Care. 2010;13(1):34-9. Full text link
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have demonstrated a clear negative relationship between bed-ridden hospitalized older adults and functional capacity. The consequences usually extend over time and may produce long-term effects.1111 Fisher SR, Graham JE, Brown CJ, Galloway RV, Ottenbacher KJ, Allman RM, et al. Factors that differentiate level of ambulation in hospitalised older adults. Age Ageing. 2012;41(1):107-11. DOI
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Some studies have used the Short Physical Performance Battery (SPPB), a set of objective measures of lower extremity capacity, to evaluate mobility of older adults in hospital settings.1515 Corsonello A, Lattanzio F, Pedone C, Garasto S, Laino I, Bustacchini S, et al. Prognostic significance of the short physical performance battery in older patients discharged from acute care hospitals. Rejuvenation Res. 2012;15(1):41-8. DOI
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,1616 Asteasu MLS, Martínez-Velilla N, Zambom-Ferraresi F, Casas-Herrero A, Cadore EL, Ramirez-Velez R, et al. Inter-individual variability in response to exercise intervention or usual care in hospitalized older adults. J Cachexia Sarcopenia Muscle. 2019;10(6):1266-75. DOI
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Volpato et al.55 Volpato S, Cavalieri M, Sioulis F, Guerra G, Maraldi C, Zuliani G, et al. Predictive value of the Short Physical Performance Battery following hospitalization in older patient. J Gerontol A Biol Sci Med Sci. 2011;66(1):89-96. DOI
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evaluated the predictive value of SPPB after hospitalization and observed the relationship between the SPPB score at discharge and the risk of subsequent loss of functional capacity, rehospitalization and death, with patients with lower score at highest risk. When SPPB score was analyzed as a continuous variable, a 1-point increase of the SPPB score at discharge was associated with a 14% reduction of the risk of death or rehospitalization. Despite the extensive findings about the predictive value of SPPB after discharge no results were found regarding its predictive value during hospitalization in older adults. We believe that identifying patients at risk for loss of functional capacity while they are in the hospital is an important step in preventing this event.

In an attempt to fill this gap, the objective of this study is to evaluate if in-hospital mobility measured by the SPPB assessed at admission is predictive of loss in functional capacity during hospitalization of older adults. As a subquestion, the study aims to verify if other variables combined with in-hospital mobility can better predict loss in functional capacity. Therefore, we hypothesized that SPPB would predict loss of functional capacity during hospitalization taking into consideration personal factors as age, gender, instrumental activities of daily living, cognition, depression, and hospital related factors such as surgery.

Methods

Study design and data collection

A cohort prospective study was conducted at University Hospital Onofre Lopes (HUOL), located at the Federal University of Rio Grande do Norte, Brazil, between January 1, 2014 and April 30, 2015. Older adults admitted for acute care were screened for eligibility and were enrolled if they met the following inclusion criteria: (a) age 60 years or older; (b) ability to provide informed consent; (c) admitted directly from the community; (d) screening for study eligibility performed in the first 24 hours of admission; (e) be able to walk alone or with the aid of an auxiliary device for walking. Patients were excluded if they had any invasive procedure that influenced their functional capacity or if they were discharged to another hospital or rehabilitation center instead of home.

The study was approved by the ethics committee of the hospital (certificate 496.645/2013) and signed consent was obtained from each participant.

Measures

Independent variables

Personal risk factors, measured by interview questionnaires, included:

  • a) Age: in years;

  • b) Gender: male (score = 0) or female (score = 1);

  • c) Domestic life activities (IADLs activities): evaluated using Lawton and Brody´s1717 Sands LP, Yaffe K, Covinsky K, Chren MM, Counsell S, Palmer R, et al. Cognitive screening predicts magnitude of functional recovery from admission to 3 months after discharge in hospitalized elders. J Gerontol A Biol Sci Med Sci. 2003;58(1):37-45. DOI
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    eight-item scale that includes using the telephone, traveling via car or public transportation, shopping, preparing meals, housecleaning, handling money, doing laundry and taking medications. Each activity is scored 0 (dependent) or 1 (independent) with global score 0-8, as higher scores mean greater independence;1717 Sands LP, Yaffe K, Covinsky K, Chren MM, Counsell S, Palmer R, et al. Cognitive screening predicts magnitude of functional recovery from admission to 3 months after discharge in hospitalized elders. J Gerontol A Biol Sci Med Sci. 2003;58(1):37-45. DOI
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    Test-retest reliability and concurrent validity for older adults present good results.1818 Santos RL, Virtuoso Jr JS. Confiabilidade da versão brasileira da escala de atividades instrumentais da vida diária. Rev Bras Promoç Saude. 2008;21(4):290-6. Full text link
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  • d) Cognition: measured by Leganés´ cognitive test1919 Yébenes MJG, Otero A, Zunzunegui MV, Rodríguez-Laso A, Sánchez-Sánchez F, Del Ser T. Validation of a short cognitive tool for the screening of dementia in elderly people with low educational level. Int J Geriatr Psychiatry. 2003;18(10):925-36. DOI
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    with a global score of 0-32. This scale was developed to be used in older adults with little formal education and its cutoff point is ≥ 22 (indicative of cognitive impairment); this instrument was chosen due to HUOL be a public hospital that serves mostly people with low economic income. Psychometric properties from Leganés´ test for older adults sample showed good results.2020 Caldas VVA. Tradução, adaptação e avaliação psicométrica da Prova Cognitiva de Leganés em uma população idosa brasileira com baixo nível de escolaridade [master´s thesis]. Natal: Universidade Federal do Rio Grande do Norte; 2011. Full text link
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  • e) Depression: assessed by the Geriatric Depression Scale (GDS-15). This scale was developed for general older adults, geriatric inpatients and primary care outpatients.2020 Caldas VVA. Tradução, adaptação e avaliação psicométrica da Prova Cognitiva de Leganés em uma população idosa brasileira com baixo nível de escolaridade [master´s thesis]. Natal: Universidade Federal do Rio Grande do Norte; 2011. Full text link
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    ,2121 Craen AJM, Heeren TJ, Gussekloo J. Accuracy of the 15-item geriatric depression scale (GDS-15) in a community sample of the oldest old. Int J Geriatr Psychiatry. 2003;18(1):63-6. DOI
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    The scale makes use of a simple response format (yes/no, rated 1or 0) and total score range from 0 to15 with a cutoff point of ≤ 5 indicating depression.2222 Marc LG, Raue PJ, Bruce ML. Screening performance of the 15-item geriatric depression scale in a diverse elderly home care population. Am J Geriatr Psychiatry. 2008;16(11):914-21. DOI
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    GDS-15 presents good test-retest reliability (r = .68) and criterion validity (sensitivity 0.80, specificity 0.75).2323 Wancata J, Alexandrowicz R, Marquart B, Weiss M, Friedrich F. The criterion validity of the Geriatric Depression Scale: a sys-tematic review. Acta Psychiatr Scand. 2006;114(6):398-410. DOI
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Hospital-related risk factors:

  • a) Mobility (SPPB total score): SPPB is easy to administer in both epidemiological and clinical settings and was first developed by Guralnik et al.2424 Guralnik JM, Ferrucci L, Pieper CF, Leveille SG, Markides KS, Ostir GV, et al. Lower extremity function and subsequent disability: consistency across studies, predictive models, and value of gait speed alone compared with the short physical performance battery. J Gerontol A Biol Sci Med Sci. 2000;55(4):M221-31. DOI
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    to be used in community-dwellers. SPPB is a performance-based instrument used to assess mobility that includes usual walking speed over 4 m, five chair-stands test, and balance test. A score (0-4) is assigned to performance on time to rise five times from a seated position, standing balance, and 4-m walking velocity. Individuals receive a score of 0 for each task they are unable to complete. Participants score in the “unable to perform” category if they try but are unable or if the interviewer or participant feel it is unsafe. Summing the three individual categorical scores, a summary performance score is obtained for each participant (range: 0-12).2525 Menezes KVRS, Auger C, Menezes WRS, Guerra RO. Instruments to evaluate mobility capacity of older adults during hospitalization: A systematic review. Arch Gerontol Geriatr. 2017;72:67-79. DOI
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    SPPB has been used as a predictive tool for possible loss of function in older people2626 Perera S, Mody SH, Woodman RC, Studenski SA. Meaningful change and responsiveness in common physical performance measures in older adults. J Am Geriatr Soc. 2006;54(5):743-9. DOI
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    and has good test-retest reliability (r = .83 95% CI: 0.73, 0.89)2727 Freire AN, Guerra RO, Alvarado B, Guralnik JM, Zunzunegui MV. Validity and reliability of the short physical performance battery in two diverse older adult populations in Quebec and Brazil. J Aging Health. 2012;24(5):863-78. DOI
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    and validity (convergent and construct) for community older adults.28

  • b) Surgery: a dichotomous variable was created based on the interview: yes (score = 0); no (score = 1).

Dependent variable

Functional capacity: this outcome was defined as loss in functional capacity, measured as a change in Katz Index.2929 Lino VTS, Pereira SRM, Camacho LAB, Ribeiro Filho ST, Buksman S. Adaptação transcultural da Escala de Independência em Atividades da Vida Diária (Escala de Katz). Cad Saude Publica. 2008;24(1):103-12. DOI
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The Katz scale contains six ADLs activities (bathing, dressing, transferring, toileting, continence, and eating) scored as independent (score = 1) if able to perform each activity without assistance or dependent (score = 0) if not able to perform or if needed assistance. Scores range from 0 to 6 points, and higher scores mean greater independence.2929 Lino VTS, Pereira SRM, Camacho LAB, Ribeiro Filho ST, Buksman S. Adaptação transcultural da Escala de Independência em Atividades da Vida Diária (Escala de Katz). Cad Saude Publica. 2008;24(1):103-12. DOI
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,3030 Cornette P, Swine C, Malhomme B, Gillet JB, Meert P, D'Hoore W. Early evaluation of the risk of functional decline following hospitalization of older patients: development of a predictive tool. Eur J Public Health. 2006;16(2):203-8. DOI
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Loss of functional capacity was defined as a loss of at least one point on Katz scale between admission and discharge.3030 Cornette P, Swine C, Malhomme B, Gillet JB, Meert P, D'Hoore W. Early evaluation of the risk of functional decline following hospitalization of older patients: development of a predictive tool. Eur J Public Health. 2006;16(2):203-8. DOI
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Test-retest reliability and cross-cultural validity was assessed by Lino et al.2929 Lino VTS, Pereira SRM, Camacho LAB, Ribeiro Filho ST, Buksman S. Adaptação transcultural da Escala de Independência em Atividades da Vida Diária (Escala de Katz). Cad Saude Publica. 2008;24(1):103-12. DOI
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and presented good results.

Procedure

At admission (first 24 hours), ten researchers trained in physical therapy assessed personal and hospital related factors and functional capacity. All information was obtained during a single session. If pacient could not answer at that moment, his caregiver was asked to answer questions related to functional capacity of older adult. The SPPB test was performed in the hall of the ward. At time of hospital discharge (12-24h before) older adults answered additional questions about their hospitalization (length of stay, surgery) and some measures were repeated (Leganes test, GDS-15, SPPB and Katz scale). If a death occurred, information such date and reason were obtained from the medical chart. In order to avoid bias, the research assistants were blinded to admission scores.

Analysis

Data were entered into the Statistical Package for Social Sciences (SPSS) version 18.0 for Windows. Descriptive statistics were used to describe sample characteristics. To determine if SPPB at admission could predict loss of functional capacity during hospitalization, a receiver-operating characteristic (ROC) curve was performed and area under the curve (AUC) was calculated. The independent variable was SPPB at admission as a continuous variable and the dependent variable was loss of functional capacity (no = 0; yes =1) assessed by Katz scale. This analysis established the cutoff value of SPPB that predicted loss in functional capacity.

Logistic regression models were used to identify predictors of loss in functional capacity. To evaluate the prognostic value of SPPB alone, a logistic binary regression model was performed (model 1). To assess the impact of SPPB combined with a set of predictors, a second model (model 2) was performed combining the SPPB cutoff point to age, gender, IADL, cognition, depression and surgery. For this step the enter method was used.3131 Tabachnick BG, Fidell LS. Using multivariate statistics. Boston: Allyn and Bacon; 2001. 966 p. The reference group used for model 2 was SPPB cutoff point, age 60 to 70, male, independent for IADL, cognition above 22, no depression and performed surgery. Loss of functional capacity (no = 0; yes = 1) assessed by Katz scale was entered as the dependent variable. Adjusted odds ratio (OR) and 95% confidence interval (CI) estimates were generated from the models.

Results

From all patients admitted in the hospital between January 2014 and April 2015, 1,297 agreed to participate (77%) in the study. From these, 64 (5.1%) patients died during the hospital stay and 41 (3.2%) were lost to follow-up due to incomplete interview. These patients were excluded from the analysis. Thus, 1,191 patients were kept for analysis. Table 1 shows the characteristics of the hospitalized older adults.

Table 1
Personal and in-hospital characteristics of the hospitalized older adults (n = 1,191)

The mean length of hospital stay was 7.65 days (± 9.94). Regarding functional capacity for ADL activities, 397 (33.3%) were dependent at admission and these figures had increased at 628 (52.7%) at discharge. Our sample had a high prevalence of surgery (< 70%). The most common surgeries were prostatectomy (n = 212, 17.80%) followed by cholecystectomy (n = 143, 12.00%) and hernia surgery (n = 95, 7.98%).

In an attempt to determine the predictive value of SPPB regarding loss of functional capacity we used a ROC curve. This analysis suggests a SPPB cutoff point of 6.5 as the best relation between sensitivity and specificity (62% and 54% respectively). We identified 593 (49.8%) patients at risk for loss of functional capacity with this cutoff score. Figure 1 shows that area under the curve (AUC) is .603 (moderately predictive of loss of functional capacity) with p < 0.001.

Figure 1
Receiver-operator characteristic curve showing sensitivity and 1-specificity for ADL decline.

Subsequently, Table 2 presents the logistic binary regression model performed to assess the impact of SPPB alone and an adjusted model for a number of predictors of loss in functional capacity. Model 1, that contained one independent variable (SPPB cutoff point of 6.5), showed a statistically significant prediction loss of functional capacity (p < 0.001) between admission and discharge. This model indicated that patients who had a score on SPPB of 6.5 or less at admission were 1.8 times more likely to experience loss of functional capacity during hospitalization than those who scored above 6.5 (95% CI = 1.5-2.5). The model explained between 22 to 32% of the variance in loss of functional capacity during hospitalization. Model 2 included seven independent variables (SPPB 6.5, age, sex, IADL, cognitive status, depression, and surgery). In this model, three variables (SPPB cutoff point, gender and surgery) had a significant contribution to loss in functional capacity. SPPB below 7 increased 1.8 times (95% CI = 1.3-2.4), being a woman increased 1.4 times (95% CI = 1.0-1.8) and having no surgery increased 2.0 times (95% CI = 1.4-2.8) the odds to present loss of functional capacity during hospitalization. Between 49% to 71% of variability is explained by these sets of variables.

Table 2
Logistic binary regression analyses predicting new activities of daily living loss of functional capacity during hospitalization

Discussion

To the best of our knowledge, this is the first study to investigate the predictive value of SPPB to detect loss in functional capacity in a cohort of hospitalized older adults. Our results show that SPPB is useful for the prediction of loss in functional capacity in ADLs. In addition to SPPB, gender and surgical status improve the detection of cases at risk of functional loss.

Hospitalization of older patients is not without risk because these patients are more prone to adverse events in comparison to younger patients. An important negative health outcome in this population is loss of functional capacity.3232 Buurman BM, van Munster BC, Korevaar JC, de Haan RJ, de Rooij SE. Variability in measuring (instrumental) activities of daily living functioning and functional decline in hospitalized older medical patients: a systematic review. J Clin Epidemiol. 2011;64(6):619-27. DOI
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One risk factor that has been shown to be directly related to loss in functional capacity at discharge is mobility status.11 Admi H, Shadmi E, Baruch H, Zisberg A. From research to reality: minimizing the effects of hospitalization on older adults. Rambam Maimonides Med J. 2015;6(2):e0017. DOI
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Choosing a mobility measure that is practical and easy to use in hospital settings is challenging.44 Corcoles-Jiménez MP, Ruiz-García MV, Saiz-Vinuesa MD, Muñoz-Mansilla E, Herreros-Sáez L, Fernández-Pallarés P, et al. Hospitalization as a risk for functional decline in older adults. Enferm Cin. 2016;26(2):121-8. DOI
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In this context, SPPB appears as a valid instrument. The SPPB has many desirable qualities and should be an appealing outcome measure for clinicians who manage patients. The SPPB only requires 5 to 10 minutes to complete, so it can be integrated into patient management without a high cost in time.3333 Puthoff ML. Outcome measures in cardiopulmonary physical therapy: short physical performance battery. Cardiopulm Phys Ther J. 2008;19(1):17-22. Full text link
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Corsonello et al.1515 Corsonello A, Lattanzio F, Pedone C, Garasto S, Laino I, Bustacchini S, et al. Prognostic significance of the short physical performance battery in older patients discharged from acute care hospitals. Rejuvenation Res. 2012;15(1):41-8. DOI
DOI...
evaluated post-discharged patients with a mean age of 80.1 (± 5.9) and found that a cutoff point of 5 correlated to loss of functional capacity and death one year post-discharge. Our results showed that for a hospitalized population with a mean age of 70.02 (± 7.3) the SPPB cutoff point of 6.5 (sensitivity, 62%; specificity 54%) has a moderate predictive ability to detect who would be at risk for loss of functional capacity at discharge. The advantage of using a cutoff point to identify patients at risk for loss in functional capacity is the clinically meaningfulness and robust endpoint that is easy to understand and communicate.3434 Li S, Parnes M, Chan ISF. Determining the cutoff based on a continuous variable to define two populations with application to vaccines. J Biopharm Stat. 2013;23(3):662-80. DOI
DOI...
As SPPB presents results with entire numbers, we determined that older adults who presented score in SPPB below 7 points at admission were considered at risk for loss of functional capacity during hospitalization. We considered a number of characteristics when choosing an optimal point, such as the goals of screening and the hospital resources available.1010 McCusker J, Kakuma R, Abrahamowicz M. Predictors of functional decline in hospitalized elderly patients a systematic review. J Gerontol A Biol Sci Med Sci. 2002;57(9):M569-77. DOI
DOI...
For example, a hospital with fewer resources may wish to adopt a lower cutoff point (SPPB < 6) so the proportion of older adults requiring follow-up would be lower. We encourage using a cutoff point above 7 as a predictor of loss of functional capacity if specificity is not an issue.

Logistic regression showed that in patients with lower SPPB score at admission the risk for loss in functional capacity almost doubled during hospitalization. Beyond other potentially related in-hospital risk such as surgical status, and after controlling for personal risk factors such as age, gender, IADL, cognition and depression,1010 McCusker J, Kakuma R, Abrahamowicz M. Predictors of functional decline in hospitalized elderly patients a systematic review. J Gerontol A Biol Sci Med Sci. 2002;57(9):M569-77. DOI
DOI...
,3535 Volpato S, Cavalieri M, Guerra G, Sioulis F, Ranzini M, Maraldi C, et al. Performance-based functional assessment in older hospitalized patients: feasibility and clinical correlates. J Gerontol A Biol Sci Med Sci. 2008;63(12):1393-8. DOI
DOI...
mobility remains an important potentially modifiable risk factor for hospitalization functional outcomes. Strategies such as interventions with exercise could help to reduce low mobility in at risk older patients.1313 Brown CJ, Friedkin RJ, Inouye SK. Prevalence and outcomes of low mobility in hospitalized older patients. J Am Geriatr Soc. 2004;52(8):1263-70. DOI
DOI...
,1616 Asteasu MLS, Martínez-Velilla N, Zambom-Ferraresi F, Casas-Herrero A, Cadore EL, Ramirez-Velez R, et al. Inter-individual variability in response to exercise intervention or usual care in hospitalized older adults. J Cachexia Sarcopenia Muscle. 2019;10(6):1266-75. DOI
DOI...
Our results reinforce the fact that mobility is useful for the functional assessment of hospitalized older adults and its assessment over time may help predict those who will need and use more health-related services.44 Corcoles-Jiménez MP, Ruiz-García MV, Saiz-Vinuesa MD, Muñoz-Mansilla E, Herreros-Sáez L, Fernández-Pallarés P, et al. Hospitalization as a risk for functional decline in older adults. Enferm Cin. 2016;26(2):121-8. DOI
DOI...

To further assess the association between loss of functional capacity and mobility adjusted for other independent variables including age, gender, IADL, cognition, depression and surgical status, a second model was performed. Adding two variables gender and surgical status increased explained variance from 26% to 71%. We observed that patients who did not undergo surgery had twice as much chances to develop loss of functional capacity during hospitalization. This result is in line with a systematic review by McCusker et al.1010 McCusker J, Kakuma R, Abrahamowicz M. Predictors of functional decline in hospitalized elderly patients a systematic review. J Gerontol A Biol Sci Med Sci. 2002;57(9):M569-77. DOI
DOI...
who examined the correlation between surgery and loss of functional capacity. They observed that being admitted for non-surgery increased more than three times (p < .0001) the need of care than surgical patients,3636 McClaran J, Berglas RT, Franco ED. Long hospital stays and need for alternate level of care at discharge. Does family make a difference for elderly patients? Can Fam Physician. 1996;42:449-54,457-61. Full text link
Full text link...
although this variable did not remain significant after adjusting for age, sex, marital status, parental status and diagnostic category. Those authors suggested that patients admitted for non-surgery are more likely to have long stays and that functional capacity at admission should be investigated.3636 McClaran J, Berglas RT, Franco ED. Long hospital stays and need for alternate level of care at discharge. Does family make a difference for elderly patients? Can Fam Physician. 1996;42:449-54,457-61. Full text link
Full text link...
We believe that this variable may be worth assessing in future research. Gender was also identified as a risk factor associated to loss of functional capacity at discharge; being a woman increased 1.4 times the chance to loss in functional capacity. Gender is a variable measured for many studies, but the results are conflicting.3737 Mudge AM, O'Rourke P, Denaro CP. Timing and risk factors for functional changes associated with medical hospitalization in older patients. J Gerontol A Biol Sci Med Sci. 2010;65(8):866-72. DOI
DOI...
Our results are in line with Beckett et al.3838 Beckett LA, Brock DB, Lemke JH, Leon CFM, Guralnik JM, Fillenbaum GG, et al. Analysis of change in self-reported physical function among older persons in four population studies. Am J Epidemiol. 1996;143(8):766-78. DOI
DOI...
that found that men tend to have higher death rates than women, whereas women tend to have higher rates of functional loss than men. However other studies evaluated the correlation between being a woman and loss of functional capacity but did not find a significant correlation (OR = 1.4, CI 0.9-2.4). We believe that we have consistent findings and women admitted at hospital presents higher chances to develop loss in functional capacity.

Although traditional risk factors for loss of functional capacity secondary to hospitalization include age, cognitive status and depression,11 Admi H, Shadmi E, Baruch H, Zisberg A. From research to reality: minimizing the effects of hospitalization on older adults. Rambam Maimonides Med J. 2015;6(2):e0017. DOI
DOI...
,99 Volpato S, Onder G, Cavalieri M, Guerra G, Sioulis F, Maraldi C, et al. Characteristics of nondisabled older patients developing new disability associated with medical illnesses and hospitalization. J Gen Intern Med. 2007;22(5):668-74. DOI
DOI...
,1212 Covinsky KE, Palmer RM, Fortinsky RH, Counsell SR, Stewart AL, Kresevic D, et al. Loss of independence in activities of daily living in older adults hospitalized with medical illnesses: increased vulnerability with age. J Am Geriatr Soc. 2003;51(4):451-8. DOI
DOI...
we did not observe a significant association between those factors in our sample. Regarding age, some studies1,10 have observed the association between this variable and loss of functional capacity during hospitalization. Convinsky et al.1212 Covinsky KE, Palmer RM, Fortinsky RH, Counsell SR, Stewart AL, Kresevic D, et al. Loss of independence in activities of daily living in older adults hospitalized with medical illnesses: increased vulnerability with age. J Am Geriatr Soc. 2003;51(4):451-8. DOI
DOI...
demonstrated a striking relationship between functional loss during hospitalization and age, with rates exceeding 50% in patients aged 85 years and older. The oldest patients are at particularly high risk of poor functional outcomes because they are less likely to recover functional capacity before admission and are more likely to develop new functional loss during hospitalization. In our sample, the correlation between age and loss of functional capacity was not significant. One reason for this is explained by the large number of hospitalized older adults with 80 years or less. More than 80% of our sample had 75 years or less. Referring cognitive status, few studies77 Hoogerduijn JG, Buurman BM, Korevaar JC, Grobbee DE, Rooij SE, Schuurmans MJ. The prediction of functional decline in older hospitalised patients. Age Ageing. 2012;41(3):381-7. DOI
DOI...
,3939 Asteasu MLS, Martínez-Velilla N, Zambom-Ferraresi F, Ramírez-Vélez R, García-Hermoso A, Izquierdo M. Cognitive function improvements mediate exercise intervention effects on physical performance in acutely hospitalized older adults. J Am Med Dir Assoc. 2021;22(4):787-91. DOI
DOI...
have associated cognitive impairment with functional change during the course of acute illness and hospitalization. But it is not clear if this association occurs before admission, when most hospital-associated loss of function occurs, or with failure to maintain or recover functioning after hospital admission. This question remains unanswered because we could not find any association between cognition and loss in functional capacity. Finally, regarding depression, our results showed that there were no correlation between depressive symptomatology and loss in functional capacity. Helvik et al.4040 Helvik AS, Skancke RH, Selbæk G. Screening for depression in elderly medical inpatients from rural area of Norway: prevalence and associated factors. Int J Geriatr Psychiatry. 2010;25(2):150-9. DOI
DOI...
explored the fact that affective disorders are often underdiagnosed and it is not clear how much of the emotional burden is due to a pre-existing condition or represents a consequence of acute illness and hospitalization.

Early screening and assessment of potential problems and the recognition of at-risk patients provide a basis for planning clinical interventions. Identify risk factors at admission related to loss of functional capacity allows clinicians to choose which preventive interventions may help to prevent or minimize functional loss during hospitalization. We suggest that older adults with SPPB below 7 at admission, and particularly women admitted for non-surgery service, should be observed and stimulated to maintain mobility activities during their hospital stay.

Strengths of this study include a large cohort at a university hospital, validated measures of functional capacity and independent covariates, besides the relevance for the clinical practice. One limitation to be considered in our study is that there were only two mobility evaluations. Volpato et al.5 showed that sequential assessment of mobility during hospital stay can provide additional information on future health risk in older acutely ill patients. We believe that functional capacity should be assessed systematically in everyday clinical practice. Other limitation was the small sample size of the oldest old. This limitation might influence the correlation between age and loss of functional capacity.

Conclusion

Our results lead to the conclusions that SPPB is a good instrument to predict loss of functional capacity in hospitalized older adults. A cutoff point of 6.5 or less was the optimal value to identify patients at risk for loss of functional capacity during hospitalization. We also found out that patients combining SPPB 6.5 or less, being a woman and being non-surgery admissions increase the risk for loss of functional capacity. These results may be useful for clinicians looking for a screening tool and risk factors to identify hospitalized older adults at greatest risk for loss of functional capacity, and to help in the targeting of geriatric evaluation and management interventions.

Acknowledgments

This study was supported by Coordination for the Improvement of Higher Education Personnel (CAPES), Rio Grande do Norte, Brazil (scholarship granted to the author KVRSM), with salary support from the Fonds de recherche du Québec - Santé (FRQS) (granted to the author CA).

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    » DOI
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Edited by

Associate editor:

Mariana Asmar Alencar Collares

Publication Dates

  • Publication in this collection
    25 Mar 2022
  • Date of issue
    2022

History

  • Received
    02 Oct 2021
  • Reviewed
    17 Dec 2021
  • Accepted
    14 Feb 2022
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