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Is Pulse Oximetry a Reliable Method for Screening for Critical Congenital Heart Disease in Asymptomatic Neonates at 35 Weeks or More of Gestation?

Keywords
Congenital Heart Defects; Newborn Infant; Echocardiography; Oximetry

Congenital cardiovascular malformations (CCVMs) are structural abnormalities of the heart or blood vessels present during fetal life and at birth.11 Witkowski SM, Torres RB, Pereira AF, Guerra CM, Wilde MOR, Sene LF, et al. Prevalence of Critical Congenital Heart Disease Detected in the Pulse Oximetry Test in Asymptomatic Newborns, ≥35 Gestational Weeks, in a Maternity in Southern Brazil. Int J Cardiovasc Sci. 2024;37:e20230065. doi: 10.36660/ijcs.20230065.
https://doi.org/10.36660/ijcs.20230065...
From 2010 to 2017, the incidence of CCVMs was estimated at 9.4 cases per 1,000 live births in countries in Southeast Asia and the Northern Hemisphere.22 Liu Y, Chen S, Zühlke L, Black GC, Choy MK, Li N, et al. Global Birth Prevalence of Congenital Heart Defects 1970-2017: Updated Systematic Review and Meta-analysis of 260 Studies. Int J Epidemiol. 2019;48(2):455-63. doi: 10.1093/ije/dyz009.
https://doi.org/10.1093/ije/dyz009...
During the same period, rates in Brazil ranged from 9.7 (in the northern region) to 62.8 (in the southeastern region) per 1,000 live births,33 Salim TR, Andrade TM, Klein CH, Oliveira GMM. HDI, Technological and Human Resources in the Diagnosis and Treatment of Malformations of the Circulatory System in Brazil. Arq Bras Cardiol. 2021;117(1):63-71. doi: 10.36660/abc.20200179.
https://doi.org/10.36660/abc.20200179...
and similar values have been reported by the Global Burden of Disease.44 Institute for Health Metrics and Evaluation. Global Burden of Disease Study 2016 Results [Internet]. Seattle: Institute for Health Metrics and Evaluation; 2017 [cited 2024 Jan 21]. Available from: http://ghdx.healthdata.org/gbd-results-tool.
http://ghdx.healthdata.org/gbd-results-t...
Variability in the incidence of CCVMs is explained by diagnostic challenges arising from its broad clinical spectrum, which ranges from asymptomatic to symptomatic heart disease with associated risk of mortality.44 Institute for Health Metrics and Evaluation. Global Burden of Disease Study 2016 Results [Internet]. Seattle: Institute for Health Metrics and Evaluation; 2017 [cited 2024 Jan 21]. Available from: http://ghdx.healthdata.org/gbd-results-tool.
http://ghdx.healthdata.org/gbd-results-t...
Approximately 25% of all patients with CCVMs are considered critical and require intervention within the first year of life because of the life-threatening nature of CCVMs and the significant dependence on hospital-based medical care.33 Salim TR, Andrade TM, Klein CH, Oliveira GMM. HDI, Technological and Human Resources in the Diagnosis and Treatment of Malformations of the Circulatory System in Brazil. Arq Bras Cardiol. 2021;117(1):63-71. doi: 10.36660/abc.20200179.
https://doi.org/10.36660/abc.20200179...
,55 Malta DC, Sardinha LMV, Moura L, Lansky S, Leal MC, Szwarcwald CL, et al. Update of Avoidable Causes of Deaths Due to Interventions at the Brazilian Health System. Epidemiol Serv Saúde. 2010;19(2):173-6. doi: 10.5123/S1679-49742010000200010.
https://doi.org/10.5123/S1679-4974201000...

Congenital malformations are the second leading cause of death in children under 1 year of age and the third leading cause of death in people under 20 years of age in the last decade in Brazil.33 Salim TR, Andrade TM, Klein CH, Oliveira GMM. HDI, Technological and Human Resources in the Diagnosis and Treatment of Malformations of the Circulatory System in Brazil. Arq Bras Cardiol. 2021;117(1):63-71. doi: 10.36660/abc.20200179.
https://doi.org/10.36660/abc.20200179...
,44 Institute for Health Metrics and Evaluation. Global Burden of Disease Study 2016 Results [Internet]. Seattle: Institute for Health Metrics and Evaluation; 2017 [cited 2024 Jan 21]. Available from: http://ghdx.healthdata.org/gbd-results-tool.
http://ghdx.healthdata.org/gbd-results-t...
,66 Brasil. Ministério da Saúde. DATASUS: Informações de Saúde, Morbidade e Informações Epidemiológicas [Internet]. Brasília: Ministério da Saúde; 2024 [cited 2024 Feb 2]. Available from: http://www.datasus.gov.br.
http://www.datasus.gov.br...
Among these malformations, CCVMs account for nearly 50% of malformation-related deaths.33 Salim TR, Andrade TM, Klein CH, Oliveira GMM. HDI, Technological and Human Resources in the Diagnosis and Treatment of Malformations of the Circulatory System in Brazil. Arq Bras Cardiol. 2021;117(1):63-71. doi: 10.36660/abc.20200179.
https://doi.org/10.36660/abc.20200179...
,44 Institute for Health Metrics and Evaluation. Global Burden of Disease Study 2016 Results [Internet]. Seattle: Institute for Health Metrics and Evaluation; 2017 [cited 2024 Jan 21]. Available from: http://ghdx.healthdata.org/gbd-results-tool.
http://ghdx.healthdata.org/gbd-results-t...
,66 Brasil. Ministério da Saúde. DATASUS: Informações de Saúde, Morbidade e Informações Epidemiológicas [Internet]. Brasília: Ministério da Saúde; 2024 [cited 2024 Feb 2]. Available from: http://www.datasus.gov.br.
http://www.datasus.gov.br...
,77 GBD 2013 Mortality and Causes of Death Collaborators. Global, Regional, and National Age-sex Specific All-cause and Cause-specific Mortality for 240 Causes of Death, 1990-2013: A Systematic Analysis for the Global Burden of Disease Study 2013. Lancet. 2015;385(9963):117-71. doi: 10.1016/S0140-6736(14)61682-2.
https://doi.org/10.1016/S0140-6736(14)61...
Despite their high incidence and significant impact on mortality, CCVMs are deemed preventable causes of death since early therapeutic intervention could alter their outcome.55 Malta DC, Sardinha LMV, Moura L, Lansky S, Leal MC, Szwarcwald CL, et al. Update of Avoidable Causes of Deaths Due to Interventions at the Brazilian Health System. Epidemiol Serv Saúde. 2010;19(2):173-6. doi: 10.5123/S1679-49742010000200010.
https://doi.org/10.5123/S1679-4974201000...
The high mortality rate of CCVMs is due to the lack of prenatal and perinatal diagnoses, which hinders or delays effective treatment and results in death.11 Witkowski SM, Torres RB, Pereira AF, Guerra CM, Wilde MOR, Sene LF, et al. Prevalence of Critical Congenital Heart Disease Detected in the Pulse Oximetry Test in Asymptomatic Newborns, ≥35 Gestational Weeks, in a Maternity in Southern Brazil. Int J Cardiovasc Sci. 2024;37:e20230065. doi: 10.36660/ijcs.20230065.
https://doi.org/10.36660/ijcs.20230065...
,33 Salim TR, Andrade TM, Klein CH, Oliveira GMM. HDI, Technological and Human Resources in the Diagnosis and Treatment of Malformations of the Circulatory System in Brazil. Arq Bras Cardiol. 2021;117(1):63-71. doi: 10.36660/abc.20200179.
https://doi.org/10.36660/abc.20200179...
,77 GBD 2013 Mortality and Causes of Death Collaborators. Global, Regional, and National Age-sex Specific All-cause and Cause-specific Mortality for 240 Causes of Death, 1990-2013: A Systematic Analysis for the Global Burden of Disease Study 2013. Lancet. 2015;385(9963):117-71. doi: 10.1016/S0140-6736(14)61682-2.
https://doi.org/10.1016/S0140-6736(14)61...

8 Salim TR, Andrade TM, Klein CH, Oliveira GMM. Inequalities in Mortality Rates from Malformations of Circulatory System Between Brazilian Macroregions in Individuals Younger Than 20 Years. Arq Bras Cardiol. 2020;115(6):1164-73. doi: 10.36660/abc.20190351.
https://doi.org/10.36660/abc.20190351...
-99 Sociedade Brasileira de Pediatria. Sistematização do Atendimento ao Recém-nascido com Suspeita ou Diagnóstico de Cardiopatia Congênita. Rio de Janeiro: Sociedade Brasileira de Pediatria; 2022.

During pregnancy, examinations such as second trimester morphology ultrasound and fetal echocardiography aid in diagnosis. However, the sensitivity of these methods may be as low as 80% because of the transition from fetal to neonatal circulation at birth.77 GBD 2013 Mortality and Causes of Death Collaborators. Global, Regional, and National Age-sex Specific All-cause and Cause-specific Mortality for 240 Causes of Death, 1990-2013: A Systematic Analysis for the Global Burden of Disease Study 2013. Lancet. 2015;385(9963):117-71. doi: 10.1016/S0140-6736(14)61682-2.
https://doi.org/10.1016/S0140-6736(14)61...

8 Salim TR, Andrade TM, Klein CH, Oliveira GMM. Inequalities in Mortality Rates from Malformations of Circulatory System Between Brazilian Macroregions in Individuals Younger Than 20 Years. Arq Bras Cardiol. 2020;115(6):1164-73. doi: 10.36660/abc.20190351.
https://doi.org/10.36660/abc.20190351...
-99 Sociedade Brasileira de Pediatria. Sistematização do Atendimento ao Recém-nascido com Suspeita ou Diagnóstico de Cardiopatia Congênita. Rio de Janeiro: Sociedade Brasileira de Pediatria; 2022. Furthermore, the Brazilian Unified Health System restricts the use of fetal echocardiography to high-risk pregnancies.99 Sociedade Brasileira de Pediatria. Sistematização do Atendimento ao Recém-nascido com Suspeita ou Diagnóstico de Cardiopatia Congênita. Rio de Janeiro: Sociedade Brasileira de Pediatria; 2022.

10 Bravo-Valenzuela NJ, Peixoto AB, Araujo E Jr. Prenatal Diagnosis of Congenital Heart Disease: A Review of Current Knowledge. Indian Heart J. 2018;70(1):150-64. doi: 10.1016/j.ihj.2017.12.005.
https://doi.org/10.1016/j.ihj.2017.12.00...

11 Pedra SRFF, Zielinsky P, Binotto CN, Martins CN, Fonseca ESVBD, Guimarães ICB, et al. Brazilian Fetal Cardiology Guidelines - 2019. Arq Bras Cardiol. 2019;112(5):600-48. doi: 10.5935/abc.20190075.
https://doi.org/10.5935/abc.20190075...
-1212 Brasil. Ministério da Saúde. Síntese de Evidências para Políticas de Saúde: diagnóstico Precoce de Cardiologia Congênita. Brasília: Ministério da Saúde; 2017.

In 2014, the Brazilian Ministry of Health began recommending routine neonatal screening with pulse oximetry for all asymptomatic newborns (i.e., those without heart murmurs, central cyanosis, and dyspnea as well as those with semiotically normal pulses) at 35 weeks of gestation or older.55 Malta DC, Sardinha LMV, Moura L, Lansky S, Leal MC, Szwarcwald CL, et al. Update of Avoidable Causes of Deaths Due to Interventions at the Brazilian Health System. Epidemiol Serv Saúde. 2010;19(2):173-6. doi: 10.5123/S1679-49742010000200010.
https://doi.org/10.5123/S1679-4974201000...
,1212 Brasil. Ministério da Saúde. Síntese de Evidências para Políticas de Saúde: diagnóstico Precoce de Cardiologia Congênita. Brasília: Ministério da Saúde; 2017. Pulse oximetry should be performed between 24 and 48 hours after birth as a screening method for critical congenital heart disease (CCHD). It has a sensitivity of 70% and specificity of 99.9%.11 Witkowski SM, Torres RB, Pereira AF, Guerra CM, Wilde MOR, Sene LF, et al. Prevalence of Critical Congenital Heart Disease Detected in the Pulse Oximetry Test in Asymptomatic Newborns, ≥35 Gestational Weeks, in a Maternity in Southern Brazil. Int J Cardiovasc Sci. 2024;37:e20230065. doi: 10.36660/ijcs.20230065.
https://doi.org/10.36660/ijcs.20230065...
,55 Malta DC, Sardinha LMV, Moura L, Lansky S, Leal MC, Szwarcwald CL, et al. Update of Avoidable Causes of Deaths Due to Interventions at the Brazilian Health System. Epidemiol Serv Saúde. 2010;19(2):173-6. doi: 10.5123/S1679-49742010000200010.
https://doi.org/10.5123/S1679-4974201000...
,1212 Brasil. Ministério da Saúde. Síntese de Evidências para Políticas de Saúde: diagnóstico Precoce de Cardiologia Congênita. Brasília: Ministério da Saúde; 2017. Due to variability in neonatal oxygen saturation, pulse oximetry might produce false-positive results if performed before 24 hours of life.55 Malta DC, Sardinha LMV, Moura L, Lansky S, Leal MC, Szwarcwald CL, et al. Update of Avoidable Causes of Deaths Due to Interventions at the Brazilian Health System. Epidemiol Serv Saúde. 2010;19(2):173-6. doi: 10.5123/S1679-49742010000200010.
https://doi.org/10.5123/S1679-4974201000...
An abnormal pulse oximetry result warrants continued hospitalization of the newborn and the performance of transthoracic echocardiography for diagnostic confirmation of CCVMs.55 Malta DC, Sardinha LMV, Moura L, Lansky S, Leal MC, Szwarcwald CL, et al. Update of Avoidable Causes of Deaths Due to Interventions at the Brazilian Health System. Epidemiol Serv Saúde. 2010;19(2):173-6. doi: 10.5123/S1679-49742010000200010.
https://doi.org/10.5123/S1679-4974201000...
,1111 Pedra SRFF, Zielinsky P, Binotto CN, Martins CN, Fonseca ESVBD, Guimarães ICB, et al. Brazilian Fetal Cardiology Guidelines - 2019. Arq Bras Cardiol. 2019;112(5):600-48. doi: 10.5935/abc.20190075.
https://doi.org/10.5935/abc.20190075...
,1212 Brasil. Ministério da Saúde. Síntese de Evidências para Políticas de Saúde: diagnóstico Precoce de Cardiologia Congênita. Brasília: Ministério da Saúde; 2017.

Is pulse oximetry a reliable screening method for CCHD in asymptomatic newborns aged 35 weeks or older? It is a low-cost, noninvasive screening method, but what about its reliability? Witkowski et al. conducted an observational study of 5,667 asymptomatic newborns born at or after 35 weeks of gestation. This cohort was followed for 18 months, from at least 24 hours after birth until hospital discharge, within one Brazilian municipality. In this study, pulse oximetry revealed abnormalities in 0.17% of the newborns. Transthoracic echocardiography was performed on all neonates with abnormal pulse oximetry results. Of these, 20% showed no abnormalities and 70% had a patent foramen ovale, an adaptive change from fetal to neonatal circulation that typically resolves spontaneously within the first 3 months of life. Atrial septal defects were found in the remaining 10% of newborns. None of the abnormalities identified were classified as CCHD. Transthoracic echocardiography has proven to be important for the early detection of cardiac morphologic abnormalities in asymptomatic newborns.11 Witkowski SM, Torres RB, Pereira AF, Guerra CM, Wilde MOR, Sene LF, et al. Prevalence of Critical Congenital Heart Disease Detected in the Pulse Oximetry Test in Asymptomatic Newborns, ≥35 Gestational Weeks, in a Maternity in Southern Brazil. Int J Cardiovasc Sci. 2024;37:e20230065. doi: 10.36660/ijcs.20230065.
https://doi.org/10.36660/ijcs.20230065...

According to a meta-analysis of 46,965 neonates, pulse oximetry screening had a sensitivity and specificity of 0.82 (95% confidence interval [CI], 0.53 to 0.95) and 0.97 (95% CI, 0.57 to 1.00), respectively, and transthoracic echocardiography had a concordance of 0.92 (95% CI, 0.89 to 0.94) for CCHD.1313 Jiang SL, Zhan YJ, Yan P, Yue Y, Tang J. Pulse Oximetry and Perfusion Index Screening for Congenital Heart Defects: A Systematic Review and Meta-analysis. Am J Perinatol. 2023;40(15):1611-7. doi: 10.1055/s-0042-1748163.
https://doi.org/10.1055/s-0042-1748163...
In a United Kingdom cohort study of 20,055 newborns followed up to 1 year of age, the accuracy of pulse oximetry testing compared with transthoracic echocardiography was estimated to be 13.33% (95% CI, 8.9% to 18.92%) for critical malformation. Pulse oximetry had a sensitivity of 75.0% (95% CI, 53.3% to 90.2%) for identifying critical conditions in the entire cohort. Pulse oximetry showed a sensitivity of 58.3% (95% CI, 27.7% to 84.8%) in the cohort without suspected critical cardiac malformations after prenatal ultrasound.1414 Ewer AK, Furmston AT, Middleton LJ, Deeks JJ, Daniels JP, Pattison HM, et al. Pulse Oximetry as a Screening Test for Congenital Heart Defects in Newborn Infants: A Test Accuracy Study with Evaluation of Acceptability and Cost-effectiveness. Health Technol Assess. 2012;16(2):1-184. doi: 10.3310/hta16020.
https://doi.org/10.3310/hta16020...

In brief, pulse oximetry has emerged as an important method for screening asymptomatic newborns. It helps identify candidates for further evaluation with transthoracic echocardiography, allowing early detection of cardiovascular malformations and ensuring prompt access to treatment to reduce mortality in the pediatric population. Pulse oximetry also offers a cost-effective alternative to other fetal screening methods, such as ultrasound and echocardiography. In addition, it is noninvasive, more readily available to the population, and relatively easy to implement, improving accessibility and simplicity in health care settings.

  • Short Editorial referring to the article: Prevalence of Critical Congenital Heart Disease Detected in the Pulse Oximetry Test in Asymptomatic Newborns, ≥35 Gestational Weeks, in a Maternity in Southern Brazil

References

  • 1
    Witkowski SM, Torres RB, Pereira AF, Guerra CM, Wilde MOR, Sene LF, et al. Prevalence of Critical Congenital Heart Disease Detected in the Pulse Oximetry Test in Asymptomatic Newborns, ≥35 Gestational Weeks, in a Maternity in Southern Brazil. Int J Cardiovasc Sci. 2024;37:e20230065. doi: 10.36660/ijcs.20230065.
    » https://doi.org/10.36660/ijcs.20230065
  • 2
    Liu Y, Chen S, Zühlke L, Black GC, Choy MK, Li N, et al. Global Birth Prevalence of Congenital Heart Defects 1970-2017: Updated Systematic Review and Meta-analysis of 260 Studies. Int J Epidemiol. 2019;48(2):455-63. doi: 10.1093/ije/dyz009.
    » https://doi.org/10.1093/ije/dyz009
  • 3
    Salim TR, Andrade TM, Klein CH, Oliveira GMM. HDI, Technological and Human Resources in the Diagnosis and Treatment of Malformations of the Circulatory System in Brazil. Arq Bras Cardiol. 2021;117(1):63-71. doi: 10.36660/abc.20200179.
    » https://doi.org/10.36660/abc.20200179
  • 4
    Institute for Health Metrics and Evaluation. Global Burden of Disease Study 2016 Results [Internet]. Seattle: Institute for Health Metrics and Evaluation; 2017 [cited 2024 Jan 21]. Available from: http://ghdx.healthdata.org/gbd-results-tool
    » http://ghdx.healthdata.org/gbd-results-tool
  • 5
    Malta DC, Sardinha LMV, Moura L, Lansky S, Leal MC, Szwarcwald CL, et al. Update of Avoidable Causes of Deaths Due to Interventions at the Brazilian Health System. Epidemiol Serv Saúde. 2010;19(2):173-6. doi: 10.5123/S1679-49742010000200010.
    » https://doi.org/10.5123/S1679-49742010000200010
  • 6
    Brasil. Ministério da Saúde. DATASUS: Informações de Saúde, Morbidade e Informações Epidemiológicas [Internet]. Brasília: Ministério da Saúde; 2024 [cited 2024 Feb 2]. Available from: http://www.datasus.gov.br
    » http://www.datasus.gov.br
  • 7
    GBD 2013 Mortality and Causes of Death Collaborators. Global, Regional, and National Age-sex Specific All-cause and Cause-specific Mortality for 240 Causes of Death, 1990-2013: A Systematic Analysis for the Global Burden of Disease Study 2013. Lancet. 2015;385(9963):117-71. doi: 10.1016/S0140-6736(14)61682-2.
    » https://doi.org/10.1016/S0140-6736(14)61682-2
  • 8
    Salim TR, Andrade TM, Klein CH, Oliveira GMM. Inequalities in Mortality Rates from Malformations of Circulatory System Between Brazilian Macroregions in Individuals Younger Than 20 Years. Arq Bras Cardiol. 2020;115(6):1164-73. doi: 10.36660/abc.20190351.
    » https://doi.org/10.36660/abc.20190351
  • 9
    Sociedade Brasileira de Pediatria. Sistematização do Atendimento ao Recém-nascido com Suspeita ou Diagnóstico de Cardiopatia Congênita. Rio de Janeiro: Sociedade Brasileira de Pediatria; 2022.
  • 10
    Bravo-Valenzuela NJ, Peixoto AB, Araujo E Jr. Prenatal Diagnosis of Congenital Heart Disease: A Review of Current Knowledge. Indian Heart J. 2018;70(1):150-64. doi: 10.1016/j.ihj.2017.12.005.
    » https://doi.org/10.1016/j.ihj.2017.12.005
  • 11
    Pedra SRFF, Zielinsky P, Binotto CN, Martins CN, Fonseca ESVBD, Guimarães ICB, et al. Brazilian Fetal Cardiology Guidelines - 2019. Arq Bras Cardiol. 2019;112(5):600-48. doi: 10.5935/abc.20190075.
    » https://doi.org/10.5935/abc.20190075
  • 12
    Brasil. Ministério da Saúde. Síntese de Evidências para Políticas de Saúde: diagnóstico Precoce de Cardiologia Congênita. Brasília: Ministério da Saúde; 2017.
  • 13
    Jiang SL, Zhan YJ, Yan P, Yue Y, Tang J. Pulse Oximetry and Perfusion Index Screening for Congenital Heart Defects: A Systematic Review and Meta-analysis. Am J Perinatol. 2023;40(15):1611-7. doi: 10.1055/s-0042-1748163.
    » https://doi.org/10.1055/s-0042-1748163
  • 14
    Ewer AK, Furmston AT, Middleton LJ, Deeks JJ, Daniels JP, Pattison HM, et al. Pulse Oximetry as a Screening Test for Congenital Heart Defects in Newborn Infants: A Test Accuracy Study with Evaluation of Acceptability and Cost-effectiveness. Health Technol Assess. 2012;16(2):1-184. doi: 10.3310/hta16020.
    » https://doi.org/10.3310/hta16020

Publication Dates

  • Publication in this collection
    26 Apr 2024
  • Date of issue
    2024
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E-mail: revistaijcs@cardiol.br