Abstract
Expensive and complex methodologies are available to determine the ethanol concentration in alcohol gel samples. The aim of this article was to demonstrate that alcoholmeter could be used as an alternative method to determine ethanol in gel formulations. Alcohol gel samples were produced using: hydroxypropylmethylcellulose (HPMC), hydroxyethylcellulose (HEC) and Carbopol 940© (CBP). A factorial design was performed to evaluate the interaction between the ethanol concentration, glycerin and polymer contents in the samples in the recovery data of the ethanol content. Rheological analyses were also performed to identify the limiting factors to ethanol quantification. All the results were compared to high resolution magic angle spinning nuclear magnetic resonance (HR-MAS NMR) as a reference methodology. The results demonstrated that the alcoholmeter could be used to determine alcohol concentration, moreover the level of polymer HEC or HPMC, glycerin and ethanol has no effect in the determination. Yield stress, and not viscosity or flow index, appeared as the limiting factor to the use of alcoholmeter in non-acidified CBP samples. Acidification appears to be mandatory to determination of ethanol concentration in CBP samples. It was possible to achieve an inexpensive, handy and fast methodology to quantify alcohol in gelled samples, in the range of concentrations used in this article.
Keywords:
ethanol quantification; alcoholmeter; HR-MAS NMR; carbopol; HPMC; HEC
Introduction
Coronavirus disease 2019 (COVID-19) brought the world into a public health emergency. The pandemic was established by the high transmission rate of the virus of severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2). Therefore, beyond social distancing and use of protective masks, the disinfection of surfaces, objects and hands became the main way to stop and control virus spreading away.11 World Health Organization (WHO); WHO Director-General’s Statement on IHR Emergency Committee on Novel Coronavirus (2019-nCoV), available at https://www.who.int/director-general/speeches/detail/who-director-general-s-statement-on-ihr-emergency-committee-on-novel-coronavirus-(2019-ncov), accessed in February 2021.
https://www.who.int/director-general/spe...
,22 Jefferson, T.; Spencer, E. A.; Plüddemann, A.; Roberts, N.; Heneghan, C.; Analysis of the Transmission Dynamics of COVID-19: An Open Evidence Review, available at https://www.cebm.net/evidence-synthesis/transmission-dynamics-of-covid-19/, accessed in February 2021.
https://www.cebm.net/evidence-synthesis/...
In this context, the ethanol-based hand sanitizers are indispensable to disinfection. Ethanol presents a very low cutaneous toxicity to humans and is an effective antiseptic and disinfectant at 60 to 80 wt.% solutions in water. Indeed, 70 wt.% ethanol is able to inactivate bacterial spores via inner membranes permeation. It is well known that ethanol diluted in water causes accelerated microbiota’s protein denaturation, leading to the potent virucidal property of hydroalcoholic mixtures against the enveloped viruses as human immunodeficiency virus (HIV), influenza, herpes simplex virus 1 and SARS-CoV-2.33 Rutala, W. A.; Weber, D. J.; Guideline for Disinfection and Sterilization in Healthcare Facilities; Healthcare Infection Control Practices Advisory Committee (HICPAC), 2019, available at https://www.cdc.gov/infectioncontrol/guidelines/disinfection/, accessed in February 2021.
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,44 Loison, P.; Gervais, P.; Perrier-Cornet, J.-M.; Kuimova, M. K.; Biochim. Biophys. Acta 2016, 1858, 2060.
The Brazilian National Health Surveillance Agency (ANVISA) predicts hydroalcoholic mixtures from 70.0 to 75.0 wt.% for disinfection.55 Agência Nacional de Vigilância Sanitária (ANVISA); Brazilian Pharmacopoeia National Form, 2nd ed.; ANVISA: Brasília, 2012.,66 Agência Nacional de Vigilância Sanitária (ANVISA); Resolução da Diretoria Colegiada (RDC) No. 59 Dispõe sobre Os Procedimentos e Requisitos Técnicos para a Notificação e o Registro de Produtos Saneantes e Dá outras Providências; Diário Oficial da União (DOU), Brasília, No. 244, de 22/12/2010, p. 80; Agência Nacional de Vigilância Sanitária (ANVISA); Resolução da Diretoria Colegiada (RDC) No. 7 Dispõe sobre Os Requisitos Técnicos para a Regularização de Produtos de Higiene Pessoal, Cosméticos e Perfumes e Dá outras Providências; Diário Oficial da União (DOU), Brasília, No. 29, de 11/02/2015, p. 39. Gel formulations for antiseptic purpose must contain from 68.25 to 71.75 wt.% of ethanol, besides water, carbomer (CBP) as thickener and triethanolamine to pH adjustment. Glycerin also might be added as emollient. Furthermore, cellulose derivatives such as hydroxypropylmethylcellulose (HPMC) and hydroxyethylcellulose (HEC) stand out as alternative thickening agents, which have been pursued to fill the lack of these products due to CBP’s disappearance from the international market, associated with the extensive consume of hand antiseptics during the COVID-19 pandemic.55 Agência Nacional de Vigilância Sanitária (ANVISA); Brazilian Pharmacopoeia National Form, 2nd ed.; ANVISA: Brasília, 2012.
6 Agência Nacional de Vigilância Sanitária (ANVISA); Resolução da Diretoria Colegiada (RDC) No. 59 Dispõe sobre Os Procedimentos e Requisitos Técnicos para a Notificação e o Registro de Produtos Saneantes e Dá outras Providências; Diário Oficial da União (DOU), Brasília, No. 244, de 22/12/2010, p. 80; Agência Nacional de Vigilância Sanitária (ANVISA); Resolução da Diretoria Colegiada (RDC) No. 7 Dispõe sobre Os Requisitos Técnicos para a Regularização de Produtos de Higiene Pessoal, Cosméticos e Perfumes e Dá outras Providências; Diário Oficial da União (DOU), Brasília, No. 29, de 11/02/2015, p. 39.-77 Vlaia, L.; Coneac, G.; Olariu, I.; Vlaia, V.; Lupuleasa, D. In Emerging Concepts in Analysis and Applications of Hydrogels; Majee, S. B., ed.; IntechOpen: London, UK, 2016, DOI: 10.5772/63953.
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Because the international public health emergency, ANVISA eased proceedings to production and commercialization of ethanol-based hand sanitizers. However, the disobliged product registration led to irregular manufacturers and increased seizures of nonconforming products, which bring risks to consumers and public health. The regulatory agencies must be able to detect nonconformities in order to protect consumers and attest products specifications.88 Agência Nacional de Vigilância Sanitária (ANVISA); Resolução da Diretoria Colegiada (RDC) No. 350 Define Os Critérios e os Procedimentos Extraordinários e Temporários para a Fabricação e Comercialização de Preparações Antissépticas ou Sanitizantes Oficinais Sem Prévia Autorização da Anvisa e Dá outras Providências, em Virtude da Emergência de Saúde Pública Internacional Relacionada ao SARS-CoV-2; Diário Oficial da União (DOU), Brasília, No. 55, de 20/03/2020, p. 154.
Reachable and reliable methods are required to determine the ethanol content in gel hand antiseptics. Nuclear magnetic resonance and infrared spectroscopies, as well as gas chromatography (GC), can measure ethanol contents, although they also demand longer time of analysis, expensive equipment and specialized human resources.99 Zuriarrain, A.; Zuriarrain, J.; Villar, M.; Berregi, I.; Food Control 2015, 50, 758.
10 Fonseca Jr., F. S.; e Brito, L. R.; Pimentel, M. F.; Leal, L. B.; J. Braz. Chem. Soc. 2020, 9, 1759.-1111 Batista, L. R.; Antoniosi Filho, N. R.; J. Braz. Chem. Soc. 2020, 31, 394. Although specific gravity methods including alcoholmeter, hydrometer or pycnometer measurements demand less time and cheaper accessories, they are usually applied only to liquid sanitizers containing ethanol.1212 U.S. Department of Health and Human Services, Food and Drug Administration (FDA), Center for Drug Evaluation and Research (CDER); Temporary Policy for Manufacture of Alcohol for Incorporation into Alcohol-Based Hand Sanitizer Products During the Public Health Emergency (COVID-19); CDER: Rockville, USA, 2020.
Therefore, the aim of this work was to verify if alcoholmeter could be able to determine the ethanol content of antiseptic gel formulations, as a handy, faster and cheaper method to attest ethanol concentration specifications. The components thickener, emollient and ethanol were evaluated to reveal its effects in formulation, and in the recovery data of the ethanol content (%), via 233 Rutala, W. A.; Weber, D. J.; Guideline for Disinfection and Sterilization in Healthcare Facilities; Healthcare Infection Control Practices Advisory Committee (HICPAC), 2019, available at https://www.cdc.gov/infectioncontrol/guidelines/disinfection/, accessed in February 2021.
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full factorial design. Two commercial cellulose ether derivatives, HEC and HPMC, were tested in comparison to a reference of CBP. The ethanol concentration in alcohol-based hand sanitizers were evaluated by alcoholmeter measurements and by nuclear magnetic resonance (NMR) spectroscopy, used as a reference method.
Experimental
Materials
Ethanol-based hand sanitizers compounding were prepared with three distinct commercial polymers: KOLAGEL Plus© (HPMC), KOLAGEL 30KB© (HEC), both from MC Química, São Paulo, Brazil, and Carbomer Carbopol 940© (CBP), from Lubrizol, Wickliffe, USA. Ethanol (> 96 Gay-Lussac degree (ºGL)) and glycerin (99.5%) were acquired from Álcool Santa Cruz Ltda, Guarulhos, Brazil and Proc9 Indústria Ltda, Canoas, Brazil, respectively. Purified water was obtained from a reverse osmosis system (Gehaka OS10LXE, São Paulo, Brazil) and conductivity of 0.05 µS cm -1. All other chemicals and reagents used were of analytical grade.
Experimental design
A 233 Rutala, W. A.; Weber, D. J.; Guideline for Disinfection and Sterilization in Healthcare Facilities; Healthcare Infection Control Practices Advisory Committee (HICPAC), 2019, available at https://www.cdc.gov/infectioncontrol/guidelines/disinfection/, accessed in February 2021.
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experimental full factorial design (one for each mentioned polymer) was carried out to evaluate the effect of the contents (wt.%) of ethanol, glycerin and polymer in the data of recovery of the ethanol content (%). To estimate the deviation of the effect, the center point was performed in triplicate (Table 1).
In each experiment, 500 g formulations were prepared starting from alcohol with apparent alcoholic degree of 96 ºGL. The ethanol concentration in liquid samples was measured by alcoholmeter (Gay-Lussac & Cartier alcoholmeter, Rivaterm 7190-13, São Paulo, Brazil) and converted to wt.% at 15 ºC using Tables A.1 and B.1 from the Brazilian National Pharmacopeia.55 Agência Nacional de Vigilância Sanitária (ANVISA); Brazilian Pharmacopoeia National Form, 2nd ed.; ANVISA: Brasília, 2012. The procedure for preparation of HPMC and HEC alcohol gels consisted of adding half the total amount of ethanol, required for each sample, to the total amount of water, polymer, and glycerin in a 600 mL beaker under constant mechanical stirring at 100 rpm (Fisatom 713, São Paulo, Brazil) for 1 min. Then an aqueous solution of NaOH 5.0 wt.% was added until pH 6.0 and the dispersions were kept under mechanical stirring for 5 min. Finally, the remaining ethanol was added and the dispersions were stirred for more 5 min. The pH measurements (pHmeter MS Tecnopon mPA-210, Piracicaba, Brazil) were performed on gels diluted (1:10) in purified water.
CBP formulations were prepared by adding respective quantity of polymer, slowly and under vigorous mechanical stirring, to the total water, glycerin, and ethanol. After complete dispersion, pH was adjusted with a hydroalcoholic triethanolamine 50 wt.% solution.
Furthermore, all formulations were analyzed by alcoholmeter and NMR spectroscopy for determination of ethanol content (wt.%). The recoveries (R) were used as responses to estimate the effects of the factorial design, considering ethanol content estimated (Co, wt.%) by both methods and the expected concentration (Ce, wt.%), i.e., the levels of factors (equation 1). The recoveries were evaluated in the software Statistica.1313 Statistica, v. 9.1; MathWorks, Natick, USA, 2009.
Alcoholmeter method
HPMC and HEC formulations were transferred to a 250 mL graduated cylinder and the alcoholmeter was dipped slowly into the gel until the 90 ºGL marking, avoiding contact with the bottom and walls. Then, after equilibrium for 15 min, the scale of the alcoholmeter was read. For CBP formulations it was not possible to measure the alcoholic degree using this method due to the impact of rheological parameters of the samples. To overcome this, an acidification step was performed by adding 1.5 g of aqueous solution of 1.00 mol L -1 HCl to each 200 g of gel, disrupting the gel structure. The dilution promoted by acidification was considered in the recovery estimated for the evaluation of the factorial design effects. To analyze the influence of the dilution, experiments were performed using 0.3 g of a 5.00 mol L -1 HCl aqueous solution only to 0.65 wt.% CBP formulations. After alcoholmeter equilibrium, the ºGL was read as described previously for liquid ethanol samples. Temperature was recorded with a thermometer (Incoterm 206119/15, Porto Alegre, Brazil) and the ºGL measurements were corrected to wt.% at 15 ºC.55 Agência Nacional de Vigilância Sanitária (ANVISA); Brazilian Pharmacopoeia National Form, 2nd ed.; ANVISA: Brasília, 2012.
Nuclear magnetic resonance (NMR) method
HPMC and HEC hand sanitizer formulations (around three drops) were transferred into 4-mm high resolution magic angle spinning (HR-MAS) NMR rotors without any addition of deuterated solvents and then submitted to 1H HR-MAS NMR analysis. The samples prepared with CBP were acidified as performed in the measurements using alcoholmeter only for comparative purposes since the dilution is not required for NMR analysis. The 1H quantitative NMR (qNMR) HR-MAS measurements were performed at room temperature on a Bruker AVANCE NMR spectrometer (Rheinstetten, Germany), operating at 9.4 Tesla, observing 1H nuclei at 400.13 MHz. The instrument was equipped with a three channel (1H, 13C and 15N) 4-mm HR-MAS NMR probe with an actively shielded magic angle gradient. The spectra were acquired directly from neat samples, by using single 90º excitation pulse, 10 s relaxation delay (d1), 4 dummy scans (ds), 8 transients (ns), 6.49 s acquisition time, 64k data points distributed over a 5050 Hz spectral width. The spectra were processed by the application of an exponential multiplication free induction decay (FID) with a line broadening factor of 0.3 Hz, followed by Fourier transform with zero filling by a factor of 2. The samples were spun at 5 kHz at the magical angle (θ = 54.74º) and the lock system was turned off.
The ethanol contents were determined by measuring the relationship between the signal areas from ethanol at ca. 1.18 and ca. 3.62 and water at ca. 4.90 ppm, which were normalized to 100%.
Viscosity effect in the alcoholmeter method
In order to evaluate the effect of polymers concentration, and consequently, the effect of the different viscosities in the ethanol content determination by alcoholmeter, tree tests with different contents (wt.%) of each polymer were conducted in triplicate. Dispersions of 250 g of alcohol gel 70 wt.% with 1.00 wt.% of glycerin were prepared as aforesaid for each polymer. The investigated polymer contents in wt.% were 0.750, 1.00, and 1.25 for HPMC; 0.750, 1.50, and 2.00 for HEC, and 0.350, 0.500, and 0.650 for CBP. The ethanol content estimated by NMR and alcoholmeter methods were evaluated by a two-way analysis of variance (ANOVA) in the software Statistica,1313 Statistica, v. 9.1; MathWorks, Natick, USA, 2009. also considering the polymer concentration. In addition, pH and viscosity of the preparations were measured.
Rheological measurements
Single point viscosity measurements were made at Brookfield DV-III + rheometer (Warnford, England) with a No. 4 spindle at 20 RPM and temperature range of 25 ± 1 ºC. Temperature was controlled with a water circulator C10 (Thermo Haake, Texas, USA) and water was pumped through a jacketed glass beaker with capacity of 250 mL. Prior to measurement, approximately 200 mL of the sample were transferred to the jacketed beaker and left to rest for 60 s to reach temperature equilibrium and viscosity was recorded once the value measured stabilized.
Viscoelastic properties of the prepared formulas were characterized using a HAAKE™ RheoStress™ 1 Rheometer (Thermo Scientific, Waltham, USA) with temperature controlled by a Haake DC 30 (Thermo Haake, Texas, USA) water circulator in the range of 25.0 ± 0.5 ºC. The geometry used to perform the experiments was a cone with diameter of 60 mm, angle of 2º and truncation gap of 0.105 mm.
Shear stress (τ) oscillatory sweeps were performed with a constant oscillating frequency of 1 Hz from 0.1 to 100 Pa in log-spaced increments to determine elastic (G’) and viscous (G”) moduli within the linear viscoelasticity range. Frequency sweeps were performed in a stress within the linear viscoelasticity range from 0.1 to 10 Hz to verify the polymer dispersions frequency dependency. The formulas were also characterized in rotational rheometer with flow curves performed in a shear rate () range from 0.1 to 60 s -1 in a stepwise fashion in the same conditions as oscillatory measurements.
Results and Discussion
Factorial design to evaluate the influence of ethanol, glycerin and polymer in alcohol quantification in gelled samples
The recovery values estimated by NMR and alcoholmeter methods, and the viscosities in each test of the factorial design, for the three different polymers, were summarized in Table 2. The effects of the factors in the recoveries (R) obtained by the alcoholmeter method were estimated by the software Statistica1313 Statistica, v. 9.1; MathWorks, Natick, USA, 2009. and can be observed in the Pareto chart for each polymer tested (Figure 1). The values of pH observed for HPMC and HEC preparations, after dilution in water, were 6.1 ± 0.1 (n = 11) and 5.8 ± 0.1 (n = 11), respectively. The CBP, after dilution in water, presented a final pH of 4.4 ± 0.4 (n = 11), and after acidification, for ethanol quantification using alcoholmeter, the pH was ca. 3.3. Representative 1H HR-MAS NMR spectra of the different polymers and concentrations were presented in the Supplementary Information section, Figures S1, S2 and S3, respectively for HPMC, HEC and CBP samples.
Viscosities values and recoveries estimated by alcoholmeter and NMR for HPMC, HEC, and CBP using 23 factorial design
Pareto chart effects for hydroxypropylmethylcellulose (HPMC) (a), hydroxyethylcellulose (HEC) (b), and carbomer Carbopol 940© CBP (c) from a 23 factorial design. EtOH means ethanol.
The estimated effects for the factorial design can be compared with the respective standard deviation (SD) of the center point associated with t student for the triplicate, considering 95% of confidence level (t 95% 4.303 for two degrees of freedom). Thereby, the effects superior to the SD × t student were considered statistically significant.1414 Heyden, Y. V.; Nijhuis, A.; Smeyers-Verbeke, J.; Vandeginste, B. G. M.; Massart, D. L.; J. Pharm. Biomed. Anal. 2001, 24, 723. The values of SD × t student obtained in each design were presented in the Table 2 and were indicated by the dotted line in the Pareto charts (Figure 1).
As observed in Figure 1, none of the factors had significant effects in the response estimated by the method of alcohol quantification using an alcoholmeter for all polymers tested, even with an expressive variation of viscosity (Table 2). The values of effect considering the recoveries obtained by NMR support these observations. Also, it was not possible to estimate the ethanol content directly in CBP using alcoholmeter, without a previous sample acidification, even for samples with viscosities values < 1000 mPa s. Therefore, it was possible to infer that viscosity was not a relevant factor in the estimation of the ethanol content by the proposed alcoholmeter method for CBP samples. Nevertheless, rheological properties of the samples might be discussed in other terms than only viscosity, contributing to the discussion of why the alcoholmeter was not reliable to produce accurate results for CBP samples without acidification.
Evaluation of the viscosity, yield stress and viscoelastic behavior of alcohol in gel formulations
Although the viscosity was not a relevant factor in determining the alcoholic content of HEC and HPMC formulations, a difficulty arises during alcohol content determination of CBP formulas. This has to do not only with viscosity but also with the type of the gelled structure created when in dispersion. Unlike the cellulose derivatives used, the CBP polymer may form a structured network that presents solid-like properties at low amplitude shear stress.1515 Islam, M. T.; Rodríguez-Hornedo, N.; Ciotti, S.; Ackermann, C.; Pharm. Res. 2004, 21, 1192.
In Figure 2a it is possible to observe that for CBP, within the linear viscoelasticity region, the elastic modulus (G’) is several times larger than viscous modulus (G”), indicating such as a solid-like viscoelastic structure. Different rheological behaviors were observed in the mechanical spectra of HPMC and HEC formulations. Whilst HPMC preparation exhibited a smaller range where G’ > G”, HEC formulation showed predominance of G” over the entire range of amplitude stresses, characterizing the latter as a viscoelastic liquid-like structure.
Rheological characterization of center point formulas by amplitude sweep (a), frequency sweep (b) and flow curve (c), the points and vertical lines represent mean and standard deviation between replicates, respectively, of formulations containing 70 wt.% alcohol in gel, 1 wt.% of glycerin and 0.75 wt.% hydroxypropylmethylcellulose (HPMC), 0.75 wt.% hydroxyethylcellulose (HEC) and 0.500 wt.% carbomer Carbopol 940© (CBP).
In Figure 2b it is possible to observe that the gelled CBP dispersion showed little to any frequency dependency, with G’ predominance in the range of frequencies observed. For HPMC formulation it is possible to observe that G’ and G” were overlapped, which indicates that this material’s behavior lies between a solid-like and a liquid-like viscoelastic sample. The predominance of G” in HEC preparation indicates that this polymer dispersion behaves as a viscoelastic liquid.
The structured network created by the CBP explains why it was not possible to determine its ethanol content using alcoholmeter. As the resulting force from the equilibrium between gravity and buoyancy forces decreases, also does the force the alcoholmeter applies over the structure of the gel. Once this force becomes smaller than the gel’s yield stress (minimum shear stress needed for the structure to breakdown), the alcoholmeter stops, preventing ethanol content determination. To remedy that, acidifying the CBP formulation results in the breakdown of the gelled structure, enabling the measurement.
In Figure 2c the dynamic viscosity (η) is shown as a function of shear rate () to demonstrate the difference in viscosity between the center point formulas, for alcohol gel samples prepared as HPMC 1.00 wt.%, HEC 1.50 wt.% and CBP 0.500 wt.%.
It was possible to observe that the viscosity drop in CBP formulation was steeper than for cellulose derivatives, although it retains higher viscosity within the range tested. In contrast to measuring viscosity in a single shear rate of 20 RPM it was observed that viscosity varies largely as a function of shear rate even for HEC dispersion, which had the smallest angular coefficient, in which the viscosities are 371 and 109 mPa s at the smallest and largest shear rate, respectively. It is common to interpret the viscosity behavior through a Hershel-Buckley model regression with shear stress as a function of shear rate and described by equation 2.
In Table 3 are the values of the yield stress (τ0) in Pa, which represents the intercept of the regression, flow consistency index (K) in Pa s associated to the fluid viscosity and the flow behavior index (n), which is dimensionless and indicates the viscosity dependence of the shear rate (). Regression values were calculated for each of the center point dispersions.
Flow curves regression parameters using a Hershel-Buckley model for the samples HPMC, HEC and CBP
The data shown in Table 3 confirm the information demonstrated by Figure 2a, the CBP gel had a larger yield stress (τ0) in comparison to the other polymer dispersions (P< 0.001). τ0 was not different for HEC and HPMC samples (p > 0.05). Also, the consistence index (K) was higher for CBP (p < 0.01) than for HMPC and HEC samples. There were no differences between the cellulose derivatives (p > 0.05). Comparing the index of flow (n), it was possible to observe that HEC sample was less dependent of shear rate than HPMC and CBP (p < 0.001). The rheological parameters demonstrated that the gel prepared with CBP may form a network that is harder to break hence prevent the alcoholmeter from reaching the necessary equilibrium to guarantee an accurate measurement.
Influence of polymer content and method in ethanol content determination
The influence of method (alcoholmeter and HR-MAS NMR) and amount of the polymer (wt.%) in the determination of alcohol content in gelled alcohol samples were investigated. In these tests, formulations were prepared at 70.0 wt.% of ethanol and 1.00 wt.% of glycerin, and with different contents of the three investigated polymers, as shown in Table 4. The experiments were performed in triplicate and the HR-MAS NMR and alcoholmeter responses are also shown in Table 4.
Average viscosities and ethanol content measured by alcoholmeter and HR-MAS NMR methods for different polymer concentration
The statistical comparison of the variances by the F-test between methods, considering the alcohol content measurements for samples without polymer, did not show a significant difference between them with a 95% of confidence level, since the F value (equal to 15) was lower than the F critical value for the triplicate (equal to 19).
Therefore, the two methods, alcoholmeter and HR-MAS NMR, were capable to provide similar precision in absence of the polymer, despite the fact that the standard deviation value obtained by HR-MAS NMR was lower than alcoholmeter. Higher deviation values were expected for the alcoholmeter responses, due to the need to convert the alcohol content in ºGL to wt.% at 15 ºC, which introduces an error absent in the HR-MAS NMR determination. However, the deviations in the ethanol content (wt.%) did not exceed 1.4%, even for samples with high content of polymers, the interference in the determination of ethanol using alcoholmeter was expected, and includes the errors associated with the preparation of gels in triplicate. The maximum deviation observed was lower than 1.75%, which corresponds to 2.50% of acceptable variation in relation to the content of 70 wt.%, as established by ANVISA for products with ethanol contents superior to 50 wt.%. The instrumental error associated to repeated measurements of the same sample was lower than 0.5 wt.%, the nominal error of the alcoholmeter.66 Agência Nacional de Vigilância Sanitária (ANVISA); Resolução da Diretoria Colegiada (RDC) No. 59 Dispõe sobre Os Procedimentos e Requisitos Técnicos para a Notificação e o Registro de Produtos Saneantes e Dá outras Providências; Diário Oficial da União (DOU), Brasília, No. 244, de 22/12/2010, p. 80; Agência Nacional de Vigilância Sanitária (ANVISA); Resolução da Diretoria Colegiada (RDC) No. 7 Dispõe sobre Os Requisitos Técnicos para a Regularização de Produtos de Higiene Pessoal, Cosméticos e Perfumes e Dá outras Providências; Diário Oficial da União (DOU), Brasília, No. 29, de 11/02/2015, p. 39.
A two-way ANOVA was performed in order to evaluate, simultaneously, the influence of HPMC, HEC and CBP concentration and the type of method used, NMR or alcoholmeter, in the quantification of the ethanol content in gelled samples as presented in the Table 5.
Two-way ANOVA parameters for comparison of the content of the ethanol (wt.%) estimated by alcoholmeter and HR-MAS NMR spectroscopy for 70 wt.% alcohol gel preparations with different polymer concentrations
According to the two-way ANOVA parameters, neither the method nor the polymer content had a significant influence on ethanol concentration for HEC and HPMC formulations, with 95% of confidence level, as observed in Table 5, since no F values overcome the respective F critical value for the main effects. Additionally, no significant interaction effects were observed for these polymers, even with the viscosity (Table 4) being statistically different, according to one-way ANOVA, since the Fvalues for HPMC (161.2) and HEC (821.5) were higher than the F critical value for two degrees of freedom and 95% of confidence level (4.07).
Noteworthy, it was not possible to determine the ethanol content using an alcoholmeter even for samples with the lowest concentration of CBP 0.350 wt.%, without a previous acidification of the sample. As the average viscosity (4397 mPa s) of CBP at 0.350 wt.% was lower than the highest viscosity observed for HEC (2.00 wt.% of HEC, 6327 mPa s), and the quantification of ethanol was still possible for the cellulose derivative polymers, it reiterates the hypothesis that viscosity did not influenced the determination of ethanol content by the alcoholmeter method.
The flow index, viscosity dependence of shear rate, also appeared not to be determinant in the ethanol quantification in CBP samples, and the τ0 was the major factor associated. To reduce its influence, the CBP samples were acidified to depercolate the polymer in the gelled network, allowing ethanol determination using an alcoholmeter.
For CBP acidified formulations, according to the two-way ANOVA, both methods and polymer content affected the response, since all the F values were greater than the respective F critical. Moreover, the interaction effects were statistically significant for CBP-acidified samples. Hence, Tukey’s test, with 95% of confidence level, was performed for the CBP responses, in order to investigate the significant differences among the samples.
According to the Tukey’s test, there were no significant differences between the methods for ethanol determination in preparations without CBP. Nevertheless, for formulations containing CBP, the averages obtained by the alcoholmeter method were different from the HR-MAS NMR average for the sample without polymer via the Tukey’s test. However, this difference was not observed for the averages obtained by HR-MAS NMR for the same samples, indicating a strong influence of the determination method, i.e., the alcoholmeter method.
In addition, no significant differences (p > 0.05) in content of ethanol were observed between alcoholmeter and HR-MAS NMR methods comparing the CBP concentration of 0.65 wt.% after acidification using 5 mol L -1 HCl solution. In these experiments, the amount of HCl solution was reduced from 1.5 g, as used in the Table 4, to 0.3 g, increasing the HCl solution concentration in 5 times, and maintaining the same number of HCl mol added to the alcohol in gel formulation. However, the ethanol concentration determined, using alcoholmeter, independent of the acidification, was the same, 68.7 ± 0.6 and 68.8 ± 0.6 wt.% (p > 0.05).
Based on the information presented, it is strongly recommended, for the CBP samples, the use of lowest mass of HCl to obtain a pH ca. 3.3, measured after 1:10 dilution in water. The increase in the dilution during acidification, negatively affect the ethanol quantification. For example, if the pH was reduced to 2.4, using 4.8 g of a 5 mol L -1 HCl solution, the error in the ethanol quantification increases, 67.8 ± 0.6 wt.% (even after dilution correction). At this point the result were different from those measured using HR-MAS NMR (p > 0.05) as those observed for the use of 1 mol L -1 HCl solution.
The results presented in the Table 4 were, in most of the cases, in the range of sample acceptability for alcohol gel commercialization by ANVISA. According to ANVISA66 Agência Nacional de Vigilância Sanitária (ANVISA); Resolução da Diretoria Colegiada (RDC) No. 59 Dispõe sobre Os Procedimentos e Requisitos Técnicos para a Notificação e o Registro de Produtos Saneantes e Dá outras Providências; Diário Oficial da União (DOU), Brasília, No. 244, de 22/12/2010, p. 80; Agência Nacional de Vigilância Sanitária (ANVISA); Resolução da Diretoria Colegiada (RDC) No. 7 Dispõe sobre Os Requisitos Técnicos para a Regularização de Produtos de Higiene Pessoal, Cosméticos e Perfumes e Dá outras Providências; Diário Oficial da União (DOU), Brasília, No. 29, de 11/02/2015, p. 39. the variation in the ethanol concentration is of 2.5% for 70 wt.% formulations, corresponding to a variation between 68.25 to 71.75 wt.%, suggesting the alcoholmeter, even with the errors associated to CBP samples, can be applied in the routine quality control measurements.
To demonstrate that alcoholmeter could be used to ethanol quantification in more complex formulations as commercial samples, we randomly selected 8 samples of alcohol in gel obtained in the local market. The ethanol quantification was performed using HR-MAS NMR and alcoholmeter, and using a paired t-test, no differences was observed between the methods with 95% of confidence (t calculated < t abulated) as presented in Table S1.
Conclusions
Alcoholmeter measurements of ethanol concentration was demonstrated to be a handy, faster, and cheaper method that can be promptly used to determine the alcohol content in hand sanitizers. For cellulose derivatives HEC and HPMC, direct measurements were possible; however, for CBP samples it was necessary to perform sample acidification. The results were comparable to NMR analysis and could be used as an accessible quality control measurement. Consequently, the alcoholmeter method proposed in this work is suitable for a preliminary analysis of the ethanol content in alcohol gel formulations as a reachable, faster, and cheaper method.
Acknowledgments
This study was supported in part by the Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES, grant code 001), Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq, RAF projects 301172/2016-1; 430451/2018-0 and 303312/2019-0); Capes-PrInt (No. 88887.311748/2018-00) and the Financiadora de Estudos e Projetos (Finep No. 0463/20).
Supplementary Information
Supplementary data (Figures S1, S2, S3 and Table S1) are available free of charge at http://jbcs.sbq.org.br as PDF file.
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Publication Dates
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Publication in this collection
02 June 2021 -
Date of issue
June 2021
History
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Received
20 Nov 2020 -
Accepted
19 Feb 2021