The role of breastfeeding, diet and nutritional status in the development of asthma and atopy

Abstracts

O aumento na prevalência da asma e atopia, observado em diversas populações nos anos recentes, contribui para torná-las importantes problemas de saúde pública. A possível influência de fatores relacionados à nutrição humana tem sido demonstrada em crescente número de estudos. O entendimento do papel do aleitamento materno, da dieta, e do estado nutricional, particularmente da obesidade, assim como as respostas imunológicas desencadeadas, ajuda a melhorar a compreensão sobre a relação entre estresse oxidativo, inflamação brônquica, e o desenvolvimento de sintomas asmáticos e atópicos. Este artigo apresenta uma revisão da literatura publicada sobre os aspectos da relação entre nutrição, asma, e atopia, nas duas últimas décadas.

Asma; Estado nutricional; Aleitamento materno; Dieta

REVIEW ARTICLE

The role of breastfeeding, diet and nutritional status in the development of asthma and atopy^*

Aline Petter Schneider^I; Renato Tetelbom Stein^II; Carlos Cezar Fritscher^III

^IProfessor in the Nutrition Department, Methodist University Center of the Instituto Porto Alegre – IPA, Porto Alegre Institute – Porto Alegre (RS) Brazil

^IIAdjunct Professor in the Pediatrics Department of the School of Medicine, Pontifícia Universidade Católica do Rio Grande do Sul – PUCRS, Pontifical Catholic University of Rio Grande do Sul – Porto Alegre (RS) Brazil

^IIIFull Professor in the Internal Medicine Department of the School of Medicine, Pontifícia Universidade Católica do Rio Grande do Sul – PUCRS, Pontifical Catholic University of Rio Grande do Sul – Porto Alegre (RS) Brazil

^{Correspondence to}

ABSTRACT

In many populations, the prevalence of asthma and atopy has increased in recent years. As a result, both conditions have become major public health problems. The possible influence of nutrition-related factors has been demonstrated in an increasing number of studies. Information regarding the role of breastfeeding, diet, nutritional status (obesity in particular), as well as regarding the immunologic responses triggered, helps to improve our understanding of the correlation between oxidative stress, bronchial inflammation, and the development of atopic and asthma symptoms. The article presents a review of the published literature on the relationships established between and among nutrition, asthma, and atopy over the last two decades.

Keywords: Asthma; Nutritional status; Breast feeding; Diet.

Introduction

In recent decades, there has been a significant increase in the prevalence of asthma and atopy in various populations.⁽¹⁾ The genetic and environmental aspects of this occurrence have been widely studied. Asthma is a chronic inflammatory disease characterized by lower airway hyperresponsiveness and by variable airflow limitation that can resolve spontaneously or through treatment, whereas atopy is the positive response to common environmental allergens, measured through skin allergy tests, or by serum levels of specific immunoglobulin E (IgE) to allergens. Dietary factors have recently been associated with the increase in the prevalence of asthma and atopy. Chief among these factors is the impact of breastfeeding, diet, and nutritional status. However, the understanding of many of the associations of asthma and atopy with different dietary aspects is still limited by the lack of evidence of a cause-and-effect relationship. This is due to the difficulty in determining the longitudinal effect of the diet, especially regarding its impact in the incidence and severity of the disease. In order to delineate preventive measures aimed at reversing the increase in asthma and atopy, it is desirable that the factors involved in its appearance be identified. In this article, we will present a review of the issues addressed in the specialized literature regarding the interaction between nutrition, asthma, and atopy. A search of the Medline and Latin American and Caribbean Health Sciences Literature databases was made, using the pre-specified terms asthma, atopy, diet, nutrition, and nutritional status.

Mother-child interactions

The intrauterine environment is the first environment to which the individual is exposed. In utero exposures have the potential to cause long-lasting effects, and organic functions, such as respiration, can be profoundly affected.⁽²⁾ In this context, it is important to evaluate the ways in which the habits of the mother during pregnancy can influence the future health events of her children. Regarding diet, it has been observed that the maternal consumption of fish during pregnancy can affect the risk of asthma in the child, and modulate their immunological development. The type of fish ingested can be important, due to the different content of fatty acids. In a case-control study conducted in southern California (USA), it was observed that the maternal intake of fish oil during pregnancy can protect children against asthma; however, consuming processed batter-coated fish, a source of trans-fatty acids, during pregnancy can increase the risk of asthma in children.⁽³⁾

Observations of how the diet type of the mother can affect the development of allergy-related diseases suggest the development of approaches focused on preventing atopic disease in the child. One possibility would be to identify women at high risk of giving birth to an atopic child, based on the history of atopic disease in the mother, father, or previous child, and prescribe an antigen-free diet for such women during pregnancy. Current evidence does not suggest a strong protective effect of this type of diet on the incidence of atopic eczema or asthma, at least during the first 12-18 months of life. Data on allergic rhinitis/conjunctivitis and urticaria are limited to one study each, which is insufficient for significant inferences to be drawn. In addition, these special diets could even have undesirable effects on maternal or fetal nutrition.⁽⁴⁾

Breastfeeding

Breastfeeding is the preferred method of infant feeding, for innumerable reasons. Nevertheless, the role played by breastfeeding in the occurrence of allergic diseases, particularly in asthma, is controversial. In some studies, breastfeeding alone, in the first 6 months of life of the suckling infant, resulted in reduced appearance of allergies and asthma,^(5,6) as well as discretely decreasing the risk of atopy.^(7,8) In other studies, a positive association was found between breastfeeding and the development of respiratory allergies.^(9,10) However, a lack of effects has also been observed.⁽¹¹⁾

There is conflicting data regarding the impact of breastfeeding on the development of asthma in late childhood. A recent study conducted in Australia investigated the relationship between breastfeeding and the prevalence of asthma in 14-year-old children: in a cohort of 4964 children for whom data were available, breastfeeding neither increased nor decreased the prevalence of asthma.⁽¹²⁾

The reasons for this controversy include methodological differences and design flaws in the studies conducted, the immunological complexity of breast milk, and, possibly, genetic differences among the patients, which have an influence on whether breastfeeding protects against the development of allergies or, inversely, sensitizes the individual. In general, infant formulas that do not contain cow milk or soy protein, compared to breast milk, result in greater incidence of atopic dermatitis, as well as of childhood diseases that provoke wheezing.⁽¹³⁾

One of the principal reasons why the effect of breastfeeding on the development of allergies remains in dispute is the complexity of the interaction between breast milk, the intestinal milieu, and the immune system. Some elements of breast milk are protective against the development of allergies, whereas others sensitize the individual. Even a low level of exposure of the mucosa to inhaled allergens can induce the secretion of antibodies in breast milk, in allergic and nonallergic mothers alike.⁽¹⁴⁾ It is known that IgA secretion is transferred from the mother to the suckling infant via breast milk, or colostrum,⁽¹⁵⁾ and the levels of IgA for ovalbumin have been shown to be lower in the colostrum and mature milk of allergic mothers than in those of nonallergic mothers.⁽¹⁴⁾ Concentrations of cytokines can play a role in the immunogenicity of breast milk. The cytokines interleukin (IL)-4, IL-5, and IL-13, which are primarily involved in IgE production and induction of the eosinophilic response, are present in higher concentrations in the breast milk of atopic mothers than in that of nonatopic mothers.⁽¹⁶⁾ Transforming growth factor beta, one of the predominant cytokines in breast milk, increases the capacity of the suckling infant to produce IgA against beta-lactoglobulin, casein, gliadin, and ovoalbumin.⁽¹⁷⁾ Soluble CD14, which is present in high concentrations in breast milk and plays an important role in the induction of the T helper lymphocyte response to bacteria, can also protect against the development of allergies.⁽¹⁵⁾ The high level of eosinophil cationic protein in breast milk is associated with the higher incidence of allergy to cow milk protein and of atopic dermatitis.⁽¹⁸⁾

Food antigens have been detected in breast milk. Beta-lactoglobulin, casein, and bovine globulin have been detected in the breast milk of women who did not restrict their intake of cow milk, eggs, and wheat while breastfeeding.^(19,20) Allergens have been detected in breast milk as soon as 2-6 h after maternal intake and have been shown to be still detectable at up to 4 days after intake. Peanut proteins have also been detected in breast milk. Atopic children, already sensitized to these foods, can present exacerbation after the intake of breast milk containing these allergens and present improvement of the disease after the mother restricts her intake.⁽²¹⁾ Even if these antigens are detectable, it remains uncertain whether they can lead to sensitization or tolerance. It seems evident, at least, that breastfeeding for at least 4 months protects against the development of atopic dermatitis, in children with early wheezing.⁽⁷⁾

The absence of breastfeeding has been associated with various chronic childhood disorders: asthma, celiac disease, and obesity.⁽²²⁾ Some studies have demonstrated an association between breastfeeding and greater risk of developing asthma and eczema. It has been proposed that this can result from the fact that early signs of atopic disease in the child induce mothers to prolong breastfeeding. This could mask the protective effect of breastfeeding, or even result in the conclusion that breastfeeding constitutes a risk factor for the development of atopic diseases, which should be considered in future investigations on breastfeeding and atopic diseases.⁽²³⁾

Dietary intake

The lungs are continuously exposed to relatively high concentrations of oxygen, representing, in comparison to other organs, a tissue sensitive to oxidant effects. At certain moments in life, this daily challenge increases exponentially. The first oxidative aggression occurs at birth, when the cells are exposed to a sudden five-time increase in oxygen concentration. From this moment on, the human lung, from childhood to old age, is subject to hazardous oxidative events, caused by inhaled pollutants, environmental irritants, and various diseases, including asthma, chronic obstructive pulmonary disease, and cystic fibrosis.⁽²⁴⁾

The nutritional hypothesis attributes the increase in respiratory allergies to changes in dietary intake, principally of anti-oxidants and lipids.^(25,26) Anti-oxidants and lipids in the diet induce varied and complex immunomodulatory and pro-inflammatory mechanisms, with a probable beneficial association between these compounds and the parameters of asthma and atopic disease.⁽²⁵⁾

In parallel, studies involving children and adults have revealed an inverse association between intake of vitamin E/vitamin C and asthma/atopy, suggesting that these substances play a protective role.^(27,28) However, the potential effects of certain nutrients, such as the so-called immunomodulators, are debatable, principally regarding the possibility of preventing or minimizing the risk of asthma and respiratory allergies through interventions with dietary supplementation. Since symptomatic asthma in adults is associated with low intake of fruits, nutritional anti-oxidants, vitamin C, and magnesium, it has been suggested that the diet is a potentially modifiable risk factor for the development of asthma.⁽²⁹⁾

Western dietary standards tend to be anti-oxidant-deficient, which is, at least temporally, associated with an increase in the prevalence of respiratory diseases. A change in the dietary intake of anti-oxidants can reduce pulmonary defenses, with increased respiratory susceptibility to oxidative damage, resulting in respiratory inflammation and asthma.⁽²⁵⁾ A cross-sectional study on the association of anti-oxidant nutrients and markers of oxidative stress with forced expiratory volume in one second (FEV₁) and forced vital capacity (FVC), in people with chronic airflow limitation, revealed that various nutrients, such as beta-cryptoxanthin, lutein, retinol, beta-carotene, vitamin C, and lycopene, were positively associated with FEV₁ (% of predicted) and FVC, whereas erythrocyte glutathione and acid reactive substances were negatively associated with the same parameters. The results support the hypothesis that, at least in adults, an imbalance in the anti-oxidant/oxidant status seems to be associated with some level of chronic airflow limitation, to which dietary habits and oxidative stress contribute.⁽³⁰⁾

The mechanism through which sensitization and airway inflammation develop can be promoted by increased intake of omega-6 fatty acids, margarine, and vegetal oil derivatives, as well as decreased intake of omega-3 and fish oil derivatives, together with decreased intake of anti-oxidants (fruits and vegetables), which would contribute to the increase of asthma and atopy.⁽²⁵⁾ The most common polyunsaturated fatty acids (PUFAs) are linoleic acid (omega-6) and linolenic acid, which can be converted into long-chain PUFAs by simple desaturation. Linoleic acid is converted into arachidonic acid and can be metabolized through cyclo-oxygenase and lipoxygenase enzyme into prostaglandins, thromboxanes, leukotrienes, and lipoxins, all of which have been associated with the inflammatory response observed in asthma and atopy.⁽³¹⁾ The associations with fatty acids n-6 and n-3 are complex and can differ between asthma and atopic dermatitis. The idea is that atopic dermatitis is associated with an enzyme defect in lipid metabolism. However, the results of interventions involving supplementation in established dermatitis were not favorable. There is increasing interest in the hypothesis that anti-oxidant and lipid intake can be important to modulate the expression of the disease during pregnancy and early childhood, opening the possibility of dietary interventions directed at these groups. It is also quite probable that there is an individual variation in responses to supplementation with lipids and anti-oxidants.⁽²⁵⁾

Cross-sectional studies demonstrate reduced risk of asthma associated with high intake of fruits and vegetables.^(32-34) A study that investigated whether dietary intake predicts the prevalence of asthma among French women, after adjustment for age, body mass index (BMI), menopausal status, smoking, total caloric intake, physical activity, and use of dietary supplements, revealed that greater intake of tomatoes, carrots, and leafy vegetables induces lower prevalence of asthma. Except for apples, no fruits have been associated with the prevalence of asthma. The results suggest that the intake of some vegetables can decrease the prevalence of asthma in adults.⁽³⁴⁾ It is known that high consumption of apples can protect against asthma and chronic obstructive pulmonary disease, an effect attributed to the flavonoid content. In a British case-control study, the dietetic intake of catechins, flavonols and flavones (the three principal sub-classes of flavonoids) was not found to be associated with asthma, asthma severity, or chronic production of sputum, after adjusting for potential confounding factors. It is possible that other flavonoids or polyphenols present in apples can explain their protective effect against obstructive pulmonary disease.⁽³⁵⁾ In a Scandinavian study, the intake of fresh fruits or vegetables, but not of excessive quantities of vitamins, or cod liver oil supplements, decreased the risk of asthma in childhood. The early use of cod liver oil supplements, and extra vitamins, was found to be associated with greater allergic sensitization. The place of residence was also found to influence allergic sensitization, with differences between coastal and interior areas.⁽³⁶⁾

Vitamin C, extensively investigated, has been associated with a reduced risk of asthmain several cross-sectional and case-control studies,^(32,33) although a longitudinal study on the intake of vitamin C did not find any effect on the incidence of asthma.⁽³⁷⁾ In randomized trials, vitamin C, combined with other anti-oxidants, revealed protection against ozone-induced bronchoconstriction.⁽³²⁾ However, there is little conclusive evidence that vitamin C administered in isolation has any effect. It has been observed, however, that plasma and leukocyte vitamin C concentrations are significantly lower in individuals with asthma than in healthy individuals, and that there is an association between the duration of asthma and plasma levels of vitamin C.⁽³⁸⁾

The effects of vitamin E have been less studied. However, there is some evidence linking vitamin E to asthma,^(32,33) indicating that, in adults, vitamin E intake is inversely associated with allergic sensitization and IgE serum levels,⁽²⁸⁾ as well as with a reduction in the incidence of asthma.⁽³⁷⁾ Similar to vitamin C, vitamin E is effective when administered together with other anti-oxidants, protecting against the effects of ozone in asthma.^(32,33) However, arecent 6-week randomized clinical trial involving 72 patients with asthma and comparing vitamin E supplementation with the administration of a placebo did not reveal any clinical benefit.⁽²⁷⁾

Carotenoids are potent dietary anti-oxidants that can protect against asthma, reducing oxidative damage. A low concentration of vitamin A is detected in various pediatric diseases. However, evidence of the effects of vitamin A and beta-carotene is also limited. Although some cross-sectional studies have suggested a protective effect,^(32,33) a longitudinal study revealed no association with the incidence of asthma.⁽³⁷⁾ It is known that carotenoid plasma levels reflect carotenoid levels in airways, and that the use of oral supplements improves plasma levels, which is reflected in the airways. It has also been observed that vitamin A levels in children with asthma are significantly lower than those in controls, and that the severity of asthma correlates negatively with serum levels of vitamin A, which are considerably lower in children with severe asthma than in those with mild intermittent asthma.⁽³⁹⁾

Changes in lifestyle offer a likely explanation for the increase in allergic diseases in recent decades. According to a cross-sectional study involving 1321 children in New Zealand, the consumption of fast food is related to the prevalence of asthma and allergy. After adjusting for lifestyle factors, including other diets and BMI variables, the authors found that the consumption of hamburger meat was a (dose-dependent) independent risk factor for wheezing. They did not observe any effect on atopy.⁽⁴⁰⁾ Table 1 summarizes the possible influences on the development of asthma and allergy.

Calorie restriction

Epidemiological studies suggest a correlation between the appearance of asthma and nonallergic dietary factors, especially a high calorie diet. In a study involving 38 patients, there was significant increase in FEV₁ and FVC in the calorie restriction group, compared to the control group. Dietary interventions, with weight loss programs, can be beneficial for specific patients. However, the impact of a calorie-controlled diet on the signs and symptoms of asthma, in the population in general, needs to be established.⁽⁴¹⁾

Nutritional status

In recent years, we have observed an increased number of eating errors, sedentary life style, and weight gain, concomitantly with an increase in accompanying diseases.^(43,44) Obesity has become a public health problem, in the United States and in several other countries, which includes the prevalence of overweight status in children and adolescents.⁽⁴³⁾ In Brazil, there is also a progressive increase in obesity.⁽⁴⁴⁾ Various cross-sectional studies have demonstrated that obesity is associated with asthma, respiratory symptoms, and bronchial hyperresponsiveness.^(45,46) Nevertheless, the positive association observed between high BMI and asthma was not significant for atopy and total serum eosinophil counts.⁽⁴⁷⁾ There is still considerable discrepancy regarding the influence of obesity on the severity of asthma.^(45,46) The relationship is much stronger in females. In a cohort of 1000 individuals, increased BMI was associated with asthma and atopy in women but not in men.⁽⁴⁸⁾ The findings in 9552 participants in the European Community Respiratory Health Survey and in the Swiss Cohort Study on Air Pollution and Lung Disease in Adults corroborate the reports that the association between asthma and obesity is stronger in women than in men.⁽⁴⁹⁾

The observation that weight loss improves asthma, and that obese rats present innate airway hyperresponsiveness and greater response to asthma trigger factors supports the relationship between obesity and asthma. Although the basis for this relationship is unknown, it might result from common etiologies, co-morbidities, effects of obesity on lung volume, or adipokines.⁽⁴⁵⁾ Studies to elucidate the genetic basis of asthma and obesity identified polymorphisms in specific regions of chromosomes 5q, 6p, 11q13, and 12q, which contain one or more genes that codify relevant receptors for asthma, inflammation, and metabolic disorders, including beta(2)-adrenergic ADRB2 and the glucocorticoid receptor gene NR3C1.⁽⁴⁶⁾

The systemic inflammatory milieu of obesity leads to metabolic and cardiovascular complications. However, whether this environment alters the risk or phenotype of asthma remains unknown.⁽⁴⁶⁾ Leptin, a pro-inflammatory cytokine produced by the adipose tissue, has been associated with asthma in children.⁽⁵⁰⁾ Recent literature implies a pro-inflammatory role for hypercholesterolemia. A study involving 188 children and adolescents revealed that serum cholesterol levels were higher in the individuals with asthma than in the healthy individuals, and that the patients with asthma were significantly more obese than were those without asthma. In that study, hypercholesterolemia and obesity, independently, increased the probability of asthma.⁽⁵¹⁾

It is important to understand the mechanism of the relationship between obesity and asthma, since the prevalence of obesity is extremely high among children who live in urban environments, where the prevalence of asthma is particularly high.⁽⁵²⁾ In schoolchildren and adolescents, BMI was found to be associated with airway hyperresponsiveness and atopy.⁽⁵³⁾ In the south of Brazil, a cross-sectional study of adolescents revealed that obesity presented a positive association with the prevalence and severity of asthma, predominantly among the girls.⁽⁵⁴⁾ Obesity is a strong predictive factor for the recurrence of asthma in childhood.⁽⁵⁵⁾ In addition, over 75% of the patients who seek treatment for asthma in emergency rooms are overweight or obese.⁽⁵⁶⁾

The study on the obesity-asthma relationship in large cohorts, in which self-reports are frequently used to define the diagnosis of asthma, is complicated by alterations in the pulmonary physiology caused by obesity, which can lead to dyspnea or other respiratory symptoms, but do not meet the physiological criteria accepted for asthma.⁽⁴⁶⁾ The principal respiratory complications of obesity include increased demand for oxygen, increased respiratory effort, respiratory muscle inefficiency, and decreased respiratory compliance. Decreased functional residual capacity and expiratory reserve volume have been associated with peripheral alveolar closure, abnormalities in the ventilation-perfusion ratio, and hypoxemia, especially in the supine position.⁽⁵⁷⁾ Conventional respiratory function tests are little affected by obesity, except in extreme cases.^(57,58) The principal circulatory complications are the greater total blood and lung volume, high cardiac index, and increased left ventricle end-diastolic pressure. Patients with obesity typically develop hypoventilation and sleep apnea syndrome, with airway responsiveness attenuated by hypoxia, and hypercapnia. The consequences are hypoxemia, pulmonary hypertension, and progressive incapacitation. Obese patients more typically present dyspnea symptoms and lower exercise capacity, both of which have a significant impact on quality of life. In addition to the cardiopulmonary effects of obesity, loss of muscle mass, greater joint pain, and skin friction are major determinants of reduced exercise capacity. Weight reduction and physical activity are effective means of reverting these alterations.⁽⁵⁷⁾ The diagnosis and appropriate management of exercise-induced bronchospasm can improve the performance of physical activities, facilitate weight loss, breaking the vicious cycle.⁽⁵⁸⁾

Final considerations

In recent years, the nutritional aspect has come to represent an important conditioning factor for many chronic cardiovascular, gastrointestinal, and pulmonary diseases. Many published studies document specific airway inflammatory abnormalities in individuals with mild to moderate asthma, and the inflammatory state is frequently associated with greater production of oxygen free radicals. This evidence has stimulated many researchers to suppose that oxidative stress can be an important pathogenic factor and a determinant of the progression of chronic diseases. In addition, the decrease in oxidant insults to the lung can be modified with supplementary anti-oxidant therapy. Dietary supplementation could, in conjunction with the pharmacological strategies currently in use, reduce oxidative stress, minimize the appearance of asthma symptoms, and constitute a new approach in asthma management.

Regarding breastfeeding, the most consistent evidence suggests that we should not curb our enthusiasm in recommending it in most cases. It is not clear how immunomodulatory mechanisms are expressed in the mother-child binomial, or if it is possible to predict how breast milk will affect the development of allergies in a certain child. Understanding genetic factors can allow better predictability of these outcomes in the future. In addition, new studies will determine the real effect of the complex interaction of immunomodulatory factors between mother and child, regarding breast milk, in the development of allergic diseases.

Asthma and obesity have significant impacts on public health, and the incidence of asthma has been associated with obesity. The fact that asthma and obesity present a significant association in some studies does not necessarily indicate a cause-and-effect relationship. The understanding of the mechanisms of this relationship can provide the cornerstone for new therapeutic strategies directed at the population at risk, simultaneous to alternative means of improving the control of the disease and the quality of life of the patients. Therefore, lifestyle interventions, in which the role that dietary intervention plays in reducing the incidence of asthma and atopy is evaluated, should be undertaken.

References

Submitted: 26 October 2006

Accepted, after review: 3 November 2006

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*

Study carried out at the

Pontifícia Universidade Católica do Rio Grande do Sul – PUCRS, Pontifical Catholic University of Rio Grande do Sul – Porto Alegre (RS) Brazil.

Publication Dates

• Publication in this collection
  24 Oct 2007
• Date of issue
  Aug 2007

History

• Received
  26 Oct 2006
• Accepted
  03 Nov 2006