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Ab initio LSDA+U Study of Optical Properties of RVO4 (R = Eu, Ho, Lu) Compounds

Abstract

A first principles investigation at the pressure 7 GPa of the optical properties of RVO4 (R= Eu, Ho, Lu) orthovanadates in the framework of the density functional theory (DFT) using the linearized-augmented plane-wave method is reported in order to predict new optical materials for continuous-wave lasers. The electronic structure of all orthovanadates is studied in zircon-type structure. DFT+U (Hubbard parameter found to be 8eV) calculations predict an antiferromagnetic and nonmagnetic insulating ground states -at ambient conditions- for (EuVO4, HoVO4) and LuVO4, respectively. The results show that these vanadates can be good candidates for laser-host materials, and indicate the possibility of material design to optimize the laser-host materials. The rare-earth ion-doped crystals could enhance the laser performances and improve the isolation characteristic of the optical isolators.

Keywords:
LSDA+U; L/APW + lo; RVO4 orthovanadates; Zircon; Optical properties


1. Introduction

Besides to be used in a number of applications as thermophosphors, cathodoluminescent materials, scintillators,11 Dong FQ, Wu QS, Sun DM, Ding YP. Morphology-tunable synthesis of SrWO4 crystals via biomimetic supported liquid membrane (SLM) system. Journal of Materials Science. 2008;43(2):641-644. lithium ion batteries, photocatalysis materials,22 Kalai Selvan K, Gedanken A, Anilkumar P, Manikandan G, Karunakaran C. Synthesis and Characterization of Rare Earth Orthovanadate (RVO4; R = La, Ce, Nd, Sm, Eu & Gd) Nanorods/Nanocrystals/Nanospindles by a Facile Sonochemical Method and Their Catalytic Properties. Journal of Cluster Science. 2009;20(2):291-305. as alternative green technologies through applications like photocatalytic hydrogen production33 Rakesh K, Khaire S, Bhadge D, Dhanasekaran P, Deshpande SS, Awatwe SV, et al. Role of doping-induced photochemical and microstructural properties in the photocatalytic activity of InVO4 for splitting of water. Journal of Materials Science. 2011;46:5466. (and potential applications in renewable energy44 Errandonea D, Manjón FJ, Muñoz A, Rodríguez-Hernández P, Panchal V, Achary SN, et al. High-pressure polymorphs of TbVO4: A Raman and ab initio study. Journal of Alloys and Compounds. 2013;577:327-335), the orthovanadates RVO4 (Ris a rare earth trivalent element), exhibiting properties like luminescence, chemical stability, and non-toxicity,55 Errandonea C, Popescu C, Achary SN, Tyagi AK, Bettinelli M. In situ high-pressure synchrotron X-ray diffraction study of the structural stability in NdVO4 and LaVO4. Materials Research Bulletin. 2014;50:279-284. have lately appeared as promising optical materials for birefringent solid-state laser applications66 Ryba-Romanowski W. YVO4 crystals - puzzles and challenges. Crystal Research and Technology. 2003;38(3-5):225-236.,77 Miyazawa S. Optical crystals survived in information technology systems. Opto-Electronics Review. 2003;11(2):77-84. as laser-host materials for continuous-wave lasers88 Chakoumakos BC, Abraham MM, Boatner LA. Crystal Structure Refinements of Zircon-Type MVO4 (M = Sc, Y, Ce, Pr, Nd, Tb, Ho, Er, Tm, Yb, Lu). Journal of Solid State Chemistry. 1994;109(1):197-202.,99 Liu H, An Q, Chen F, Vázquez de Aldana JR, del Rosal Rabes B. Continuous-wave lasing at 1.06 µm in femtosecond laser written Nd:KGW waveguides. Optical Materials. 2014;37:93-96. and biomedical applications as nanoparticles.1010 Liang Y, Chui P, Sun X, Zhao Y, Cheng F, Sun K. Hydrothermal synthesis and upconversion luminescent properties of YVO4:Yb3+,Er3+ nanoparticles. Journal of Alloys and Compounds. 2013;552:289-293.RVO4 compounds acting as direct-gap semiconductors (SCs) under compression, exhibit wide optical transparency and large birefringence, being potential candidates for optical isolators, circulators beam displacers and components for polarizing optics.1111 Panchal V, Errandonea D, Segura A, Rodriguez-Hernandez P, Muñoz A, Lopez-Moreno S, et al. The electronic structure of zircon-type orthovanadates: Effects of high-pressure and cation substitution. Journal of Applied Physics. 2011;110(4):043723. Most of RVO4 crystallize in a tetragonal zircon-type structure (space group:I41/amd, Z=4) at room temperature,11 Dong FQ, Wu QS, Sun DM, Ding YP. Morphology-tunable synthesis of SrWO4 crystals via biomimetic supported liquid membrane (SLM) system. Journal of Materials Science. 2008;43(2):641-644.

2 Kalai Selvan K, Gedanken A, Anilkumar P, Manikandan G, Karunakaran C. Synthesis and Characterization of Rare Earth Orthovanadate (RVO4; R = La, Ce, Nd, Sm, Eu & Gd) Nanorods/Nanocrystals/Nanospindles by a Facile Sonochemical Method and Their Catalytic Properties. Journal of Cluster Science. 2009;20(2):291-305.

3 Rakesh K, Khaire S, Bhadge D, Dhanasekaran P, Deshpande SS, Awatwe SV, et al. Role of doping-induced photochemical and microstructural properties in the photocatalytic activity of InVO4 for splitting of water. Journal of Materials Science. 2011;46:5466.

4 Errandonea D, Manjón FJ, Muñoz A, Rodríguez-Hernández P, Panchal V, Achary SN, et al. High-pressure polymorphs of TbVO4: A Raman and ab initio study. Journal of Alloys and Compounds. 2013;577:327-335

5 Errandonea C, Popescu C, Achary SN, Tyagi AK, Bettinelli M. In situ high-pressure synchrotron X-ray diffraction study of the structural stability in NdVO4 and LaVO4. Materials Research Bulletin. 2014;50:279-284.

6 Ryba-Romanowski W. YVO4 crystals - puzzles and challenges. Crystal Research and Technology. 2003;38(3-5):225-236.

7 Miyazawa S. Optical crystals survived in information technology systems. Opto-Electronics Review. 2003;11(2):77-84.
-88 Chakoumakos BC, Abraham MM, Boatner LA. Crystal Structure Refinements of Zircon-Type MVO4 (M = Sc, Y, Ce, Pr, Nd, Tb, Ho, Er, Tm, Yb, Lu). Journal of Solid State Chemistry. 1994;109(1):197-202. (with 42m as symmetry of the R sites)1212 Wyckoff RWG. Crystal Structure. Volume 3. New York: Interscience; 1965. that consists of isolated VO4tetrahedra which surround theR atom to form RO8 triangular dodecahedra (i.e., Vanadium is tetrahedrally coordinated while the trivalent R cation is coordinated to eight oxygen atoms forming a bidisphenoid).1313 Aldred AT. Cell volumes of APO4, AVO4, and ANbO4 compounds, where A = Sc, Y, La-Lu. Acta Crystallographica Section B. 1984;40(Pt 6):569-574.

In solid-state physics, antiferromagnetic phase transition due to the magnetic moments of the rare-earth ions1414 Oka K, Unoki H, Shibata H, Eisaki H. Crystal growth of rare-earth orthovanadate (RVO4) by the floating-zone method. Journal of Crystal Growth. 2006;286(2):288-293. and structural phase transition due to the Jahn-Teller (JT) effect at low temperatures1515 Unoki H, Sakudo T. Dielectric Anomaly and Improper Antiferroelectricity at the Jahn-Teller Transitions in Rare-Earth Vanadates. Physical Review Letters. 1977;38(3):137-139. have been studied for RVO4. R zircons are known to be archetype JT compounds, a number of which (Dy, Tb, Tm, Tb)VO4 exhibit spontaneous tetragonal -orthorhombic transitions.1616 Gehring GA, Gehring KA. Co-operative Jahn-Teller effects. Reports on Progress in Physics. 1975;38(1):1-90. Like other ABO4 oxides, intensive studies have been carried out on the structural evolution of RVO4 compounds under high-pressure (HP) in order to understand their mechanical properties and HP structural phase transitions; it was found that compression is an efficient tool to improve understanding the main physical properties of vanadates.1717 Gleissner, J, Errandonea, D, Segura, A, PellicerPorres, J, Hakeem, Malik, Proctor, JE, Raju, SV, Kumar, RS, Rodriquez-Hernandez, P, Munoz, A, Lopez-Moreno, S and Bettinelli, M., Monazite type SrCrO4 under compression, Phys. Rev. B 2016;94:134108-1 -134108-13,1818 Liu M, Lv ZL, Cheng Y, Ji GF, Gong M. Structural, elastic and electronic properties of CeVO4 via first-principles calculations. Computational Materials Science. 2013;79:811-816.

D. Errandonea et al.1919 Errandonea D, Lacomba-Perales R, Ruiz-Fuertes J, Segura A, Achary SN, Tyagi AK. High-pressure structural investigation of several zircon-type orthovanadates. Physical Review B. 2009;79(18):184104. performed room temperature angle-dispersive x-ray diffraction measurements on zircon-type EuVO4 and LuVO4 under pressure ≤27 GPa, and reported the occurrence of two post-zircon phase transitions near 8 and 21 GPa, respectively. Alka B Garg et al.2020 Garg AB, Errandonea D, Rodríguez-Hernández P, López-Moreno S, Muñoz A, Popescu C. High-pressure structural behaviour of HoVO4: combined XRD experiments and ab initio calculations. Journal of Physics: Condensed Matter. 2014;26(26):265402. performed such measurements and ab-initio calculations (with fully agreement) on HoVO4 ≤28 GPa under quasi-hydrostatic conditions and reported that an irreversible zircon-scheelite transition was found at 8.2 GPa. On another hand and due to the importance of RVO4 crystals growth with good and large dimensions, several methods have been reported, like the Czochralski process, slow cooling from solution, top-seeded solution growth, laser-heated pedestal growth method, floating-zone (FZ) method and micro-FZ method.2121 Van Uitert LG, Linares RC, Soden RR, Ballman AA. Role of f- Orbital Electron Wave Function Mixing in the Concentration Quenching of Eu3+. Journal of Chemical Physics. 1962;36(3):702-705.

22 J.J. Rubin, L.G. van Utert, Growth of Large Yttrium Vanadate Single Crystals for Optical Maser Studies, J. Appl. Phys. 1966;37:2920-2921.

23 Smith SH, Garton G, Tanner BK. Top-seeded flux growth of rare-earth vanadates. Journal of Crystal Growth. 1974;23(4):335-340.

24 Eedei S, Ainger FW. Crystal growth of YVO4 using the LHPG technique. Journal of Crystal Growth. 1993;128(1-4, Pt 2):1025-1033.

25 Katsutoshi Muto and Kenzo Awazu, Growth of Yttrium Vanadate Crystal by Modified Floating Zone Technique, Jpn. J. Appl. Phys. 1969;8:1360
-2626 H. Unoki, K. Oka, N. Kumashiro, Annual Report (S58) for Electrotechnical Laboratory, 1984, p. 76. For example, the importance of YVO4 (Y: Yttrium) originates from the fact that though Nd lasers was marginal for decades because of serious problems encountered during the growth of YVO4 crystals by the costly Czochralski method,2727 Lisiecki R, Solarz P, Dominiak-Dzik G, Ryba-Romanowski W, Sobczyk M, Cerný P, et al. Comparative optical study of thulium-doped YVO4, GdVO4, and LuVO4 single crystals. Physical Review B. 2006;74(3):035103. but the increasing demand for compact, low cost devices has raised the interest for single crystal fibers whose advantage is that they can be successfully used for the construction of high efficiency miniature lasers with single mode emission.1616 Gehring GA, Gehring KA. Co-operative Jahn-Teller effects. Reports on Progress in Physics. 1975;38(1):1-90. Moreover, integrated optical isolators ensure a stable emission of SC lasers in which the nonreciprocity of the magneto-optical (MO) effects plays a key role in the isolation process.2828 Levy M, Scarmozzino R, Osgood RM Jr, Wolfe R, Cadieu FJ, Hedge H, et al. Permanent magnet film magneto-optic waveguide isolator. Journal of Applied Physics. 1994;75(10):6286.

29 Shimizu H, Tanaka M. Design of semiconductor-waveguide-type optical isolators using the nonreciprocal loss/gain in the magneto-optical waveguides having MnAs nanoclusters. Applied Physics Letters. 2002;81(27):5246.
-3030 Zaets W, Ando K. Optical waveguide isolator based on nonreciprocal loss/gain of amplifier covered by ferromagnetic layer. IEEE Photonics Technology Letters. 1999;11(8):1012-1014. MO effects, indeed, can be enhanced by incorporating one-dimensional SC photonic crystals integrating lasers & isolators, so as high-performance low-cost devices may be realized.3131 Shimizu H, Miyamura M, Tanaka M. Enhanced magneto-optical effect in a GaAs:MnAs nanoscale hybrid structure combined with GaAs/AlAs distributed Bragg reflectors. Journal of Vacuum Science & Technology B, Nanotechnology and Microelectronics: Materials, Processing, Measurement, and Phenomena. 2000;18(4):2063 In this trend, doped (Y, Gd)VO4 have been largely studied as near-IR laser materials due to their higher cross sections, polarized emissions and larger Nd3+ incorporation.1616 Gehring GA, Gehring KA. Co-operative Jahn-Teller effects. Reports on Progress in Physics. 1975;38(1):1-90.,3232 de Camargo ASS, Nunes LAO. Nd/sup 3+/doped yttrium and gadolinium orthovanadates crystal fibers for the construction of diode-pumped lasers at 1.06 /spl mu/m. In: Conference on Lasers and Electro-Optics, 2003 CLEO 2003; 2003 Jun 6; Baltimore, MD, USA. So, in what way are RVO4 of interest for continuous-wave lasers and optical isolators? Although the optical properties of some of these orthovanadates have been extensively studied, aimed at their application to optical devices, in the form of fluorescent materials, polarizers and laser hosts, there is no first principles studies of optical properties, to the best of our knowledge, of orthovanadates EuVO4, HoVO4 and LuVO4 reported yet. Describing the medium response to an applied electromagnetic radiation within the framework of linear response theory, the optical properties of a material change or affect the characteristics of light passing through it by modifying its propagation vector or intensity. Important relations between the real and imaginary parts of the complex response functions are given first by Kramers3333 H. A. Kramers, Some remarks on the theory of absorption and refraction of x-rays, Nature. 1926;117:775.-3434 Kramers HA. Collected Scientific Papers. Amsterdam: North-Holland; 1956. and Kronig.3535 Kronig RL. On the Theory of Dispersion of X-Rays. Journal of the Optical Society of America. 1926;12(6):547-557.,3636 Kronig L R. de, General theory of dielectric and magnetic losses, Ned. Tjidschr. Natuurdk. 1942;9:402. Experimentally, convenient optical measurements involve passing monochromatic light through a thin sample, and measuring the transmitted intensity as a function of wavelength, by using a simple spectrophotometer.3737 Tan WC, Koughia K, Singh J, Kasap SO. Optical Properties of Condensed Matter and Applications. In Singh J, ed. Fundamental Optical Properties of Materials. Hoboken: John Wiley & Sons; 2006.

The optical properties, described in terms of the optical dielectric function, are of great importance to design and analysize optoelectronic devices such as light sources and detectors.3838 Adachi S. Properties of Semiconductor Alloys: Group-IV, III-V and II-VI Semiconductors. Hoboken: John Wiley & Sons; 2009. At all photon energies E = ħω (ω is the frequency) the imaginary part ɛ2(ω), which is an essential quantity indicating the various interband transitions in a SC, of the complex dielectric function ɛ(ω)= ɛ1(ω) + i ɛ2(ω), is strongly related to the joint density of states and optical matrix elements,3838 Adachi S. Properties of Semiconductor Alloys: Group-IV, III-V and II-VI Semiconductors. Hoboken: John Wiley & Sons; 2009. and the real part ɛ1(ω) is derived from ɛ2(ω). There are two contributions to ε(ω), interband and intraband transitions. We neglect the indirect interband transitions which involve scattering of phonons and are expected to give a small contribution to ε(ω).3939 Smith NV. Photoelectron Energy Spectra and the Band Structures of the Noble Metals. Physical Review B. 1971;3(6):1862.Our purpose here, is to report the optical properties of the three vanadates in the light of ab initio calculations under a fixed pressure of ~7 GPa, in order to facilitate a much deeper understanding of these properties for the whole family of vanadates. The paper is organized as follows: After a theoretical approach overview given in Section 2, results and discussions are presented in Section 3, and then a conclusion is provided in Section 4.

2. Computational Method

The calculations are based on the DFT implemented in the WIEN2k code.4040 Blaha P, Schwarz K, Madsen GKH, Kvasnicka D, Luitz J. WIEN2K: An Augmented Plane Wave plus Local Orbitals Program for Calculating Crystal Properties. Vienna: Vienna University of Technology; 2001. The atoms were represented by hybrid full-potential (FP) linear augmented plane-wave plus local orbitals (L/APW+lo) method,4141 Sjöstedt E, Nordstroöm L, Singh DJ. An alternative way of linearizing the augmented plane-wave method. Solid State Communications. 2000;114(1):15-20. where wave functions, charge density and potential are expanded in spherical harmonics within no overlapping muffin-tin (MT) spheres, and plane waves are used in the remaining interstitial region of the unit cell. In this code, core and valence states are treated differently. Core states are treated within a multiconfiguration relativistic Dirac-Fock approach, while valence states are treated in a scalar relativistic approach. Exchange-correlation energy was calculated using DFT+U approach, processed by the local spin density approximation (LSDA).4242 Anisimov VI, Zaanen J, Andersen OK. Band theory and Mott insulators: Hubbard U instead of Stoner I. Physical Review B. 1991;44(3):943. The analysis is done to ensure the total energy convergence in terms of the variational cutoff-energy parameter. On an other hand, we have used an appropriate set of k points to compute the total energy. The standard built-in basis functions were applied with the valence configurations of (Eu: 5s2 5p6 4f7 5d1 6s2), (Ho: 5s2 5p6 4f11 5d1 6s2), (Lu: 5s2 5p6 4f14 5d1 6s2), (V: 3s2 3p6 3d3 4s2) and (O: 2s2 2p4). Total energy were minimized using a set of 150, 163 and 163 k-points in the irreducible sector of the Brillouin zone for the orthovanadates EuVO4, HoVO4 and LuVO4 respectively and a value of 7Ry for the cutoff energy was used. Values of 2.5 Bohr for rare earth elements, 1.6 Bohr for Vanadium and 1.45 Bohr for Oxygen have been adopted as MT radii. The plane wave cut off parameters RMT.Kmax and Gmax are taken to be respectively 7 and 12 for optimization and analyzing various properties of all vanadates; l- maximum (lmax) value of 12 is considered. To calculate the exchange-correlation energy describing the strong on-site correlation between the 4f electrons, we added the above-mentioned effective Coulomb interaction U, so that U in an atom corresponds to of the unscreened Slater integrals (F0).4343 Anisimov VI, Gunnarsson O. Density-functional calculation of effective Coulomb interactions in metals. Physical Review B. 1991;43(10):7570. The effective U (Ueff) can be estimated by constraint DFT calculations, where some valence electrons are selectively treated as core electrons to switch off any hybridization with other electrons. Due to screening, Ueff in solids is much smaller than F0 for atoms. The number of electrons in this non-hybridizing f-shell was varied and Feff0 was then calculated from4343 Anisimov VI, Gunnarsson O. Density-functional calculation of effective Coulomb interactions in metals. Physical Review B. 1991;43(10):7570.

F eff 0 = ε 4 f n + 1 2 , n 2 ε 4 f n + 1 2 , n 2 1 ε F n + 1 2 , n 2 + ε F n + 1 2 , n 2 1 ,

where ɛ4ƒ↑ stands for the 4f spin-up eigenvalue of rare earth atoms. An U of 8 eV should ensures the strong Coulomb repulsion (a correlation effect) between f-electrons pushing these states far from the Fermi level (EF) and the degeneracy between different f orbits would be lifted.

Optical properties of the materials are determinated by the complex dielectric function ɛ(ω). It's well known that all optical properties of the medium are depicted well by the frequency dependent dielectric function and that using LDA to the DFT usually leads to underestimate the energy bandgap (Eg) and lattice constant in SCs. This underestimation is mainly due to the fact that the LDA functional is based on simple model assumption which is not sufficiently flexible for accurate reproduction of the exchange correlation energy and its charge derivative. To avoid this shortcoming, a scissors operation with a rigid upward shift of the conduction band has been used to correct Eg that LDA underestimates, although the DFT has proven to be one of the most accurate theories for the computation of the electronic structure of solids.4444 Reshak AH, Parasyuk OV, Fedorchuk AO, Kamarudin H, Auluck S, Chyský J. Optical Spectra and Band Structure of AgxGaxGe1-xSe2 (x = 0.333, 0.250, 0.200, 0.167) Single Crystals: Experiment and Theory. Journal of Physical Chemistry B. 2013;117(48):15220-15231.

45 Reshak AH, Chen X, Auluck S, Kamarudin H, Chyský J, Wojciechowski A, et al. Linear and Nonlinear Optical Susceptibilities and the Hyperpolarizability of Borate LiBaB9O15 Single-Crystal: Theory and Experiment. Journal of Physical Chemistry B . 2013;117(45):14141-14150.

46 Reshak AH, Kamarudin H, Kityk IV, Auluck S. Dispersion of Linear, Nonlinear Optical Susceptibilities and Hyperpolarizability of C11H8N2O (o-Methoxydicyanovinylbenzene) Crystals. Journal of Physical Chemistry B. 2012;116(45):13338-13343.

47 Reshak AH, Kamarudin H, Auluck S. Acentric Nonlinear Optical 2,4-Dihydroxyl Hydrazone Isomorphic Crystals with Large Linear, Nonlinear Optical Susceptibilities and Hyperpolarizability. Journal of Physical Chemistry B . 2012;116(15):4677-4683.

48 Davydyuk GE, Khyzhun OY, Reshak AH, Kamarudin H, Myronchuk GL, Danylchuk SP, et al. Photoelectrical properties and the electronic structure of Tl1-xIn1-xSnxSe2 (x = 0, 0.1, 0.2, 0.25) single crystalline alloys. Physical Chemistry Chemical Physics. 2013;15(18):6965-6972.
-4949 Reshak AH, Kogut YM, Fedorchuk AO, Zamuruyeva OV, Myronchuk GL, Parasyuk OV, et al. Linear, non-linear optical susceptibilities and the hyperpolarizability of the mixed crystals Ag0.5Pb1.75Ge(S1-xSex)4: experiment and theory. Physical Chemistry Chemical Physics . 2013;15(43):18979-18986.

3. Results and Discussion

The electronic properties of a SC are primarily determined by intraband transitions, which describe the transport of carriers in real space. Optical properties are meanwhile connected with these interband transitions, so as a strict separation is impossible. Hence, the optical and electronic SC properties are intimately related and should be discussed jointly.5050 Haug H, Koch SW. Quantum Theory of the Optical and Electronic Properties of Semiconductors. London: World Scientific Publishing; 2004. Fig. 1 shows that ɛ2(ω) is characterized by a single peak structure (beyond Eg) for EuVO4 and HoVO4 (under 7 GPa, ɛ2xx): E1= 3.898 and 4.067 eV respectively, and a two peak structure for LuVO4 (under 7 GPa,ɛ2zz): (E1, E2)=3.977, 4.909 eV. In order to well understand optical transitions phenomena in our SC vanadates, we give in Table 1 the peaks of the dielectric function ε2(ω), static optical parameters ε1(0) and refractive indices nzz at 5.67eV near up limit of an energy range experimentally exploited, compared to the available data in literature.

Figure 1
Imaginary part of εxx, εzz of EuVO4, HoVO4 and LuVO4, under 0 and 7 GPa.

Table 1
Calculation of the peaks in the dielectric function ε2(ω), static optical parameters ε1(0), refractive indices n, and available data from literature, for EuVO4, HoVO4 and LuVO4 (under 7GPa).

3.1 Refractive index and extinction coefficient

The two most important optical properties of the material are its refractive index n and extinction coefficient (or attenuation index)k. n, the most interesting optical constant, depends in general on the wavelength of the electromagnetic wave, through dispersion relations denoting frequency or wavelength dependence of n and k. In materials where an electromagnetic wave can lose its energy during its propagation, the refractive index becomes complex (N). Real and imaginary parts of N (n; k, respectively3737 Tan WC, Koughia K, Singh J, Kasap SO. Optical Properties of Condensed Matter and Applications. In Singh J, ed. Fundamental Optical Properties of Materials. Hoboken: John Wiley & Sons; 2006., are usually used for the propagation and dissipation of electromagnetic waves in a medium.5151 Dressel M, Griner G. Electrodinamics of Solids: Optical Properties of Electrons in Matter. Cambridge: Cambridge University Press; 2001.) Given the material parameters such as ɛ(ω), the conductivity σ1, and the permeability µ1 denoting the charge of the electric and magnetic fields and current when matter is present, N as a response function describing optical properties of the medium is defined as follows5151 Dressel M, Griner G. Electrodinamics of Solids: Optical Properties of Electrons in Matter. Cambridge: Cambridge University Press; 2001.

(1) N = n + ik = ε 1 μ 1 + i 4 π μ 1 σ 1 ω 1 / 2 = ε μ 1 1 / 2

where n and k are completely determined by σ1, µ1, and ε15151 Dressel M, Griner G. Electrodinamics of Solids: Optical Properties of Electrons in Matter. Cambridge: Cambridge University Press; 2001.

(2) n 2 = u 1 2 ε 1 2 + 4 π σ 1 ω 2 1 / 2 + ε 1 and k 2 = u 1 2 ε 1 2 + 4 π σ 1 ω 2 1 / 2 ε 1

These two important relations contain all the information on the electromagnetic wave propagation in the material. ε1, µ1, and σ1 are given in terms of n and k:

(3) n 2 k 2 = ε 1 μ 1 and 2 nk = 4 π μ 1 σ 1 ω

and the complex refractive index, given in eq.(1), can be written :

(4) N 2 = μ 1 ε 1 + i 4 π σ 1 ω = μ 1 ε 4 π i μ 1 σ ω N 2 = μ 1 ε 1 + i 4 π σ 1 ω = μ 1 ε 4 π i μ 1 σ ω

As mentioned above, the refractive index n(ω) of a SC is a very important physical parameter related to the microscopic atomic interactions; its knowledge turns out to be of fundamental importance in optoelectronics.3939 Smith NV. Photoelectron Energy Spectra and the Band Structures of the Noble Metals. Physical Review B. 1971;3(6):1862. The crystal can be considered as a collection a of electric charges, and n(ω) will then be related to the local polarization of these quantities. It can be described in terms of the complex dielectric function as3939 Smith NV. Photoelectron Energy Spectra and the Band Structures of the Noble Metals. Physical Review B. 1971;3(6):1862.

(5) n ω = ε 1 ω + ε 1 2 ω + ε 1 2 ω 2

with regard to k:

(6) k ω = ε 1 ω + ε 1 2 ω + ε 1 2 ω 2

In Fig. 2, we present n (7 GPa) over a range experimentally exploited ≤ 6 eV, where the dispersion is normal. Experimentaly, RVO4 exhibit large refractive indices (~2-2.3), a birefringence ~0.22, and effectively no IR absorption (1.5-2.5µm).(5252 Guedes I, Hirano Y, Grimsditch M, Wakabayashi N, Loong CK, Boatner LA. Raman study of phonon modes in ErVO4 single crystals. Journal of Applied Physics. 2001;90(4):1843-1846.) Here according to zz, a common photon energy around 5.7 eV corresponds to a refractive index about 2.

Figure 2
Refractive indices nxx, nzz of EuVO4, HoVO4 and LuVO4, under 0 and 7 GPa.

3.2 Reflectivity

Although measuring experimentally the reflectivity (R) of a radiation incident normally on a semi-infinite slab of an absorbing material is easy,5353 Willardson RK, Beer AC, eds. Semiconductors and Semimetals. Volume 3. Cambridge: Academic Press; 1967.

54 Moss TS, ed. Optical Properties of Semiconductors. Chap 2. London: Butterworth; 1959.
-5555 Spitzer WG, Kleinman DA. Infrared Lattice Bands of Quartz. Physical Review. 1961;121(5):1324. a direct calculation of such optical constant can be alternatively obtained by the Kramers-Kronig analysis of data.3333 H. A. Kramers, Some remarks on the theory of absorption and refraction of x-rays, Nature. 1926;117:775.

34 Kramers HA. Collected Scientific Papers. Amsterdam: North-Holland; 1956.

35 Kronig RL. On the Theory of Dispersion of X-Rays. Journal of the Optical Society of America. 1926;12(6):547-557.
-3636 Kronig L R. de, General theory of dielectric and magnetic losses, Ned. Tjidschr. Natuurdk. 1942;9:402. It's more essential noting here that absolute reflectivities should be known accurately. This approach has largely been used when the reflection spectrum is more complex, as in the ultraviolet region, and R is related N to by eq.(7). In analogy with the situation of a nonabsorbing medium where n = ε1/2 (both n and ε are real), in an absorbing medium the same relation can be used with both N and ε complex, where n is the ordinary index of refraction and k is the extinction coefficient. The optical reflectivity R(ω) in the special configuration of normal inci dence can be expressed as

(7) R ω = 1 N 1 + N 2 = ε 1 ω + i ε 2 ω 1 / 2 1 ε 1 ω + i ε 2 ω 1 / 2 + 1 2 = 1 n 2 + k 2 1 + n 2 + k 2

For a dielectric material without losses, k→0; the normal-incidence reflectivity is solely deter mined by the refractive index n:

(8) R ω = 1 n 1 + n 2

and it can approach unity if n is large. This other very important parameter (inferred from n) characterizes the reflective energy part of the interface of a solid, and depends on an incident photon energy. Main peaks in R(ω) spectrum are corresponding to interband transitions.3737 Tan WC, Koughia K, Singh J, Kasap SO. Optical Properties of Condensed Matter and Applications. In Singh J, ed. Fundamental Optical Properties of Materials. Hoboken: John Wiley & Sons; 2006. Fig. 3 shows the behavior of R(ω) in dependance on the photon energy for the three compounds. Corresponding to interband transitions the main peaks in R(ω) spectrum are respectively 71.16, 75.65 and 68.95% at 1.565, 1.809 and 1.701 eV, for EuVO4, HoVO4 and LuVO4 (under 7 GPa, according to xx) and decreases by increasing energy. According to zz, a photon energy ~5.7eV yields a reflectivity of 0.16, implying k of the same order corresponding to an absorption coefficient (given in more details below) larger than 2.5×105 cm‒1.

Figure 3
Reflectivity Rxx, Rzz of EuVO4, HoVO4 and LuVO4, under 0 and 7 GPa.

3.3 Optical conductivity

Complex dielectric constants ε=ε1+i4πσ1ω=ε1+iε2 and optical conductivities σ=σ1+iσ2 are related to each other through

(9) ε = 1 + 4 π i ω σ 1 σ ω = i ω 4 π ε ω ε = 1 + 4 π i ω σ 1 σ ω = i ω 4 π ε ω

We have calculated σ(ω) over an energy range ≤15eV. In Fig. 4, we show the σ(ω) spectra where several peaks corresponding to the bulk plasmon exitations, caused by electrons crossing from the valence to the conduction band, are represented. Values of σ(ω) in the high energy range (beyond 5 eV) and the low energy range (0.484-4.34 eV) are corresponding to interband and intraband transitions, respectively. There is a single sharp peak in the low energy range and several small ones in the high energy range for all RVO4 compounds. The main peaks positions are localized at 1.511, 1.264 and 1.236 eV (0 GPa) and 1.201, 1.257 and 1.286 eV (under 7 GPa, according to xx) for EuVO4, HoVO4 and LuVO4, respectively.

Figure 4
Optical conductivity σxx, σzz of EuVO4, HoVO4 and LuVO4, under 0 and 7 GPa.

3.4 Electron energy loss function

The electron energy-loss function, L(ω), describes an interaction by which energy is lost by a fast moving electron travelling throughout the material. Interactions may include phonon excitation, interband and intraband transitions, plasmon excitations, inner shell ionizations and Cerenkov radiations. If both parts of σ(ω) are such as σ1 >>|σ2|, R →1. L(ω) of fast electrons moving in the medium, usually large at the plasma frequency, is 5656 Xu M, Wang SY, Yin G, Li J, Zheng YX, Chen LY, et al. Optical properties of cubic Ti3N4, Zr3N4, and Hf3N4. Applied Physics Letters. 2006;89(15):151908.

(10) L ω = Im 1 / ε ω = ε 2 ω ε 1 2 ω + ε 2 2 ω

This function is the basic parameter measured by the electron loss spectroscopy. The most prominent peak in L(ω) is identified as the plasmon peak, signaling the energy of collective excitations of the electronic charge density in the crystal. As displayed in Fig. 5, the highest peak positions for Lxx(ω) were calculated at 2.308, 2.519 and 2.298 eV (7 GPa), and 2.445, 2.256 and 2.117 eV (0 GPa), respectively for EuVO4, HoVO4 and LuVO4. The sharp maximum in L(ω) is refered to an existence of plasma oscillations. In comparison to the other physical quantities, the main peaks of L(ω) are clear and allow a good distinction between both 0 GPa and 7 GPa spectra.

Figure 5
Energy loss of Lxx, Lzz of EuVO4, HoVO4 and LuVO4, under 0 and 7 GPa.

3.5 Absorption coefficient

The absorption related to the transitions between the occupied and unoccupied states is caused by excitations due to the interaction of photons and electrons. Optical absorption is due to the interband and intraband transitions (Drude term).5757 Romaniello P, de Boeij PL, Carbone F, van der Marel D. Optical properties of bcc transition metals in the range 0-40 eV. Physical Review B. 2006;73(7):075115. The peaks position in absorption spectrum corresponds to peaks of ε2(ω). Using both parts of ɛ(ω), the optical absorption coefficient α(ω) that characterizes such phenomenon, is defined as the light energy absorbed in unit length per unit incident energy5757 Romaniello P, de Boeij PL, Carbone F, van der Marel D. Optical properties of bcc transition metals in the range 0-40 eV. Physical Review B. 2006;73(7):075115.

(11) α ω = 2 ω c ε 1 2 ω + ε 2 2 ω 1 / 2 ε 1 ω 1 / 2 = 4 π λ k ω

where c and λ are respectively the velocity and wavelength of light in the vacuum. The light incident on R(VO4) active layers may cause excitation of the ground state electrons from the valence band to the conduction band or from one subband to a higher sub-band, where the required energy is supplied by photons and the light is then absorbed.5858 Nag BR. Physics of Quantum Well Devices. Calcutta: Kluwer Academic; 2000.

Fig. 6 shows that at low energies (≤ 26.7, 29.48 and 32.46 eV for EuVO4, HoVO4 and LuVO4, respectively), the contributions of the absorption spectra may be related to the transition between energy levels in bands which are very close to each other, and thus leads to the broadening of such spectra. Zero absorption αxx and αzz are observed for photons possessing energies below Eg for all RVO4, while first oscillations at ~1.31 eV, due to interband transitions, are apparent related to the peaks 81.63×1044 Errandonea D, Manjón FJ, Muñoz A, Rodríguez-Hernández P, Panchal V, Achary SN, et al. High-pressure polymorphs of TbVO4: A Raman and ab initio study. Journal of Alloys and Compounds. 2013;577:327-335, 55.72×1044 Errandonea D, Manjón FJ, Muñoz A, Rodríguez-Hernández P, Panchal V, Achary SN, et al. High-pressure polymorphs of TbVO4: A Raman and ab initio study. Journal of Alloys and Compounds. 2013;577:327-335 and 51.87×1044 Errandonea D, Manjón FJ, Muñoz A, Rodríguez-Hernández P, Panchal V, Achary SN, et al. High-pressure polymorphs of TbVO4: A Raman and ab initio study. Journal of Alloys and Compounds. 2013;577:327-335 cm(‒1) respectively for EuVO4, HoVO4 and LuVO4 (7GPa, according to zz). Beyond first peaks, other ones appear and could be due to the R atoms nature. At higher energies, the absorption due to valance-to-conduction band transitions, is very acute and thus leads to very sharp spectra. As Fig. 6 shows, several αzz peaks appear beyond the above tops of low energies for all RVO4, witch is expected to show a significant interest in the design of solar cells on a wide range of wavelengths.

Figure 6
Absorption coefficient αxx , αzz of EuVO4, HoVO4 , LuVO4, under 0 and 7 GPa.

4. Conclusion

In this work we presented an ab initio calculation using the FP-LAPW method, in the framework of DFT, to compute ε(ω) and other optical parameters of our three RVO4 compounds. The predicted RVO4 active layers show powerfully better performances, such as nxx and nzz at the origin. We can say that the zircon type structure of these RVO4 vanadates may not only be an attractive alternative to the other structures (in particular their counterparts induced by phase transitions under pressure) for designing devices operating by intersub-band transitions such as laser-host materials but also an efficient way of computing the ε(ω)-related parameters. Our main results show that:

  • ε2(ω) for EuVO4, HoVO4 behaves similarly with a slight shift and single peak toward high energies under 7 GPa, while for LuVO4 there are two main optical transitions, witch is of great interet for optoelectronics, at 3.977 and 4.894 eV, but under 0 GPa. We mention that ε(ω) has a quite different behavior for RVO4.

  • nxx and nzz have nonlinear dispersion in high energies range. A large effect of R atoms on RVO4 facet reflectivities is shown at low energies and high pressure.

  • σzz have similar behaviors in low energies (≤ 4.67eV); from 8.3 eV there are several peaks whose the first one is common for all RVO4, then σ decreases with energy increasing which could be due to the difference between the R cations.

  • α(ω) exhibit behaviors totally different, as strongest peaks beyond 26.7 eV and regularly up-shifted energy ranges, for EuVO4, HoVO4 and LuVO4 respectively.

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Publication Dates

  • Publication in this collection
    2018

History

  • Received
    29 July 2016
  • Reviewed
    13 Oct 2017
  • Accepted
    27 Nov 2017
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