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Determination of Barreling of Aluminum Solid Cylinders During Cold Upsetting Using Genetic Algorithm

ABSTRACT

This study presents Genetic Programming models for the formulation of barreling of aluminum solid cylinders during cold upsetting based on experimental results. The maximum and minimum radii of the barreled cylinders having different aspect ratio (d/h= 0.5, 1.0 and 2.0) were measured for various frictional conditions (m=0.1-0.4). The change in radii with respect to height reduction showed different trends before and after folding, therefore, the corresponding reduction ratios of folding were also determined by using incremental upsetting. Genetic programming models were prepared using the experimental results with the input variables of the aspect ratio, the friction coefficient, and the reduction in height. The minimum and maximum barreling radii were formulated as output taking the folding into consideration. The performance of proposed GP models are quite satisfactory (R2 = 0.908-0.998).

Keywords
Upset; forging; barreling; bulging; axisymmetric compression

1. INTRODUCTION

Deformation modes of bulk foRming processes are mainly upsetting, extrusion or both. Due to its versatility in metal foRming applications, upsetting has been considered as an important subject of many researches. In upsetting of a cylinder, the existence of friction between the die and workpiece interface causes nonhomogeneous deformation. The interface friction opposes the free expansion of the end faces with two consequences: formation of barreling and friction hill. While barreling changes the deformation patterns, and so the magnitudes of the strain components, friction hill increases the interface pressure to a value higher than the flow stress of the material.

Kulkarni and Kalpakjian [11 KULKARNI, M., KALPAKJIAN, S., “A study of barreling as an example of free deformation”, ASME J Eng Ind., v.91, pp. 743-754, 1969.] have carried out a series of tests in which specimens were upset in different lubrication conditions and they examined the shape of the barrel. A comprehensive literature review has been published by Johnson and Mellor [22 JOHNSON, W., MELLOR P. B., “Engineering Plasticity”, Van Nostrand Reinhold Co., London, pp. 110-114, 1975.]. Avitzur [33 AVITZUR, B., “Limit analysis of disc and strip forging”, Int J Tool Des Res., v.9, n.2, pp. 165-195, 1969.] has developed an upper bound solution for disc forging. An incremental elasto-plastic finite element method has been used to study the influence of the friction on the deformation of solid cylinders [44 HARTLEY, P., STURGESS C. E. N., ROWE, G. W., “Friction in finite element analysis of metal forming processes”, Int. J. Mech. Sci., v. 21, pp. 301-306, 1979.]. Schey et al [55 SCHEY, A., VENNER, T. R., TAKOMA, S. L., “Shape changes in the upsetting of Slender Cylinders”, ASME J Eng Ind, v.104, pp. 79-83, 1982.] conducted upsetting tests to evaluate the factors that affect the shape of the barrel. The upset forging of cylindrical billets having unequal interfacial friction conditions have been studied by different workers [66 LIN, S. Y., “An Investigation of Un equal interface frictional conditions during the upsetting process”, J Mater Proc. Tech., v.65, pp. 292,301, 1997.

7 YANG, D. Y., CHOI, Y., KIM, J. H., “Analysis of upset forging of cylindrical billets considering the dissimilar frictional conditions at two flat die surfaces”, Int J. Mach. Tool Manuf., v. 4, pp. 44-50, 2004.
-88 KOBAYASHI, S., AND OH, S. I., “Fracture criterion for materials in plastic deformation processes”, Tech Report AFML-TR-74-159, 1974.]. Folding has also been treated in many studies [33 AVITZUR, B., “Limit analysis of disc and strip forging”, Int J Tool Des Res., v.9, n.2, pp. 165-195, 1969.,88 KOBAYASHI, S., AND OH, S. I., “Fracture criterion for materials in plastic deformation processes”, Tech Report AFML-TR-74-159, 1974.]. Saluja et al [99 SALUJA, S. S., PANDEY, P. C., DALELA, S., “A simple method for flow stress determination under metal working conditions”, 9th NAMRC, pp. 153-157, 1981.] suggested a method for flow stress deteRmination introducing a bulge correction factor which depends on maximum and minimum radii of the compressed cylinder.

In recent studies [1010 MALAYAPPAN S., ESAKKIMUTHU, G., “Barreling of Aluminum solid cylinders during cold upsetting with different frictional conditions at the faces”, Int. J. Adv. Manuf. Technol., v. 29, pp. 41-48, 2006.-1111 BASKARAN, K., NARAYANASAMY, R., “Some aspects of barreling in elliptical shaped billets of aluminum during cold upset forging with lubricant”, Materials and Design, v. 29, pp. 638-661, 2008.], barreling phenomenon was investigated experimentally at various friction and geometrical conditions. The radius of curvature of the barrel was expressed as a function of height reduction depending on the maximum and minimum radii of the billet which can only be obtained by measuring compressed cylinder.

Estimation of the amount of barreling beforehand is of great importance for industrial applications as it facilitates the deteRmination of the appropriate die design and the press capacity needed to design the respective die. Therefore, this study focused on present a mathematical formulation for deteRmination of barreling (minimum and maximum radii) of solid aluminum cylinders during cold upsetting. For this purpose, a series of billets having different aspect ratio were cold upset with various friction conditions. A genetic programming model for the formulation is prepared using the experimentally predicted data.

2. MATERIALS AND METHODS

2.1 Material

Cylindrical billets of 20 mm in diameter and different heights corresponding to a set of aspect ratio (d/h=0.5, 1.0, 2.0) were prepared by machining from 30 mm rods of annealed aluminum 1100 (99.42 wt% Al, 0.111 wt% Si, 0.066 wt% Mn, 0.333 wt% Fe, 0.014 wt% Cr, 0.031 wt% other) were used as the billets. The billets were upset at room temperature on a hydraulic press having 600 kN capacity. Top and bottom platens were prepared from AISI 4340 steel and their working surfaces were hardened and ground. To obtain the proper deformation pattern, care was taken to perpendicularity and concentricity between platens and the billets. The schematic views of strains and billet are illustrated in Figures 1 and 2, respectively.

Figure 1
Schematic view of strains after deformation
Figure 2
Schematic view of billet before and after deformation.

Ring compression tests were carried out to deteRmine the friction factor (m) for dry and various lubricating conditions. The rings were produced from the same material of the upsetting billets (annealed aluminum 1100) with a ratio of 6:2:1 (OD:ID:H). The surfaces of the die platens were purposely textured with respect to various lubricants to obtain proper friction factors. The friction factors were deteRmined from the chart presented by Lahoti G. D., et al [1212 LAHOTI, G. D., NAGPAL, V., ALTAN, T., “Numerical Method for Simultaneous Prediction of Metal Flow and Temperatures in Upset Forging of Rings”, Trans ASME J Eng Ind, v.100, n.4, pp. 413-420, 1978.]. The lubrication condition and the deteRmined friction factors are given in Table 1.

Table 1
Type of lubrication and corresponding friction factor

The heights, minimum and maximum radii of the billets were measured using a digital micrometer and the radius of curvature of the barrel was measured using a 3-D Coordinate Measuring Machine (CMM).

2.2 Method

The main focus of this study is to obtain three genetic programming models for the formulations of the minimum and maximum radii of cylindrical aluminum billets and their folding point (i.e., where a part of the initially free surface comes into contact with the die during upset forging) during cold upsetting based on experimental results. For this purpose, genetic programing was used to prepare mathematical model in the barreling processes.

Genetic programming is an extension of genetic algorithms, first introduced by Koza [1313 KOZA J.R., Genetic Programming: On the Programming of Computers by Means of Natural Selection, Cambridge (MA), MIT press, 1992.] to be able to get automatically intelligible relationships in a system. It has been used successfully in many applications and areas [1414 DAVIDSON J. V., SAVIC D. A., WALTERS G.A., “Symbolic and numerical regression: Experiments and application”, Information Sciences, v.150, n.1/2, pp. 95-117, 2003.,1515 ONG C. S., HUANG J. J., TZENG G. H., “Building credit scoring models using genetic programming”, Expert Systems with Applications, v.29, n.1, pp 41-47, 2005.]. While GA uses a string of numbers to represent the solution, GP automatically generates several computer programs (CP) with a sorting table to solve the problem considered [1313 KOZA J.R., Genetic Programming: On the Programming of Computers by Means of Natural Selection, Cambridge (MA), MIT press, 1992.]. The GP generates a population of computer programs with a sorting tree structure. Randomly generated programs, in terms of size and structure, are generic and hierarchic. GP’s main goal is to solve a problem by searching optimal computer programs in the space of all possible solutions. Thus, it allows to achieve the optimum results [1616 ASBOUR, A. F, ALVAREZ L. F, TOROPOV V.V., ‘‘Emprical modeling of shear strength of rc deep beams by genetic programming’’, Computers and Structures, v. 81, n. 5, pp. 331-338, 2003.].

Gene Expression Programming (GEP) software, used in this study, is an extension of GP. It evolves computer programs of different sizes and shapes encoded in linear chromosomes of fixed length and it was introduced by Candida Ferreira [1717 FERREIRA C., Gene expression programming: mathematical modelling by an artificial intelligence, 2nd Edition, Springer, 2006.]. Multiple genes, each gene encoding a smaller sub-programs, are created by chromosomes. Furthermore, the structural and functional organization of the linear chromosomes allows the unconstrained operation of important genetic operators such as mutation, transposition, and recombination. One of the strong points of the GEP approach is that the generation of genetic diversity is extremely simplified as genetic operators work at the chromosome level. In addition thanks to the multigenic nature it allows to the evolution of more complex programs. As a result of this, GEP exceeds, 100-1000 fold, the former GP system [1717 FERREIRA C., Gene expression programming: mathematical modelling by an artificial intelligence, 2nd Edition, Springer, 2006.]. GEP was used in this study due to its unique properties. The fundamental difference between Genetic Algorithm (GA), GP and GEP is due to the nature of the individuals: in GAs the individuals are linear strings of fixed length (chromosomes); in GP the individuals are nonlinear entities of different sizes and shapes (parse trees); and in GEP the individuals are encoded as linear strings of fixed length which are afterwards expressed as nonlinear entities of different sizes and shapes. Therefore, the distinguishing parameters of GEP are chromosomes and expression trees (ETS). Translation, analysis of information from the chromosomes to the ETS, is depend on a specific set of rules. The genetic code is very simple where there exist one-to-one relationships between the symbols of the chromosome and the functions or teRminals they represent. Spatial organization and teRminals in the ETs and type of interaction between sub-ETs can be deteRmined easily by rules [1717 FERREIRA C., Gene expression programming: mathematical modelling by an artificial intelligence, 2nd Edition, Springer, 2006.,1818 ESKIL, M., KANCA, E., “A new formulation for martensite start temperature of Fe–Mn–Sishape memory alloys using genetic programming”, Computational Materials Science, v.43, pp. 774–784, 2008.]. That’s why two languages are used in the GEP: the language of the genes and the language of ETs. A significant advantage of GEP is that it enables us to infer exactly the phenotype given the sequence of a gene, and vice versa which is termed as Kavra language.

The details of the experimental database including the parameters and ranges of them are presented in Table 2. Parameters of the GEP models are presented in Table 3. The list of function is given in Table 4. Genetic programming models were prepared using the experimental results with the input variables of the aspect ratio, the friction coefficient, and the reduction in height. The minimum and maximum barreling radii were formulated as output taking the folding into consideration.

Table 2
The variables used in models construction
Table 3
Parameter of the GEP models
Table 4
List of function sets

3. RESULTS AND DISCUSSIONS

3.1 Experimental results

Although unidirectional movement of the die (top die was descending while bottom die was stationary) was applied, radii of top and bottom surfaces of the billets are almost same because of the equal interface frictional conditions and the lower speed of compression. A symmetrical deformation from top to bottom was observed on the billets, so that, top surface radii (Rmin) and barreling radii of the billets (Rmax) were measured.

Strain paths at the barreling surface are shown in Figures 3 and 4 with respect to aspect ratio and friction factor. As expected, amount of barreling and hoop strain are increasing with friction factor [1919 THAHEER, A. S. A., NARAYANASAMY, R. “Comparison of barreling in lubricated truncated cone billets during cold upset forging of various metals”, Materials and Design, v.29, pp.1027–1035, 2008.]. The aspect ratio has a similar effect, however, the difference between d/h=1 and 2 is much smaller than d/h=0.5.

Figure 3
Strain path at the barreling surface with respect to aspect ratio, (a) d/h=0.5, (b) d/h=1.0, (c) d/h=2.0
Figure 4
Strain path at the barreling surface with respect to. friction factor, m=0.1, (b) m=0.2, (c) m=0.3, (d) m=0.4.
Figure 5
The radius of curvatures of the barreling against reduction in height (hf/h); d/h=0.5, (b) d/h=1 and (c) d/h=2

The radius of curvatures of the barreling obtained from the 3-D CMM measurements are plotted against reduction in height (hf/h) in Figure 5. Obviously, increasing amount of bulging reduces curvature dramatically.

The deviation of Rmin and Rmax from the corresponding radii of homogeneous deformation (Ri) were deteRmined and plotted with respect to reduction in height (hf/h) as shown in Figure 6. Both ΔRmin and ΔRmax values are increasing with increasing friction factor [2020 MANISEKAR K., and NARAYANASAMY R. “Effect of friction on barrelling in square and rectangular billets of Aluminium during cold upset forging”, Materials and Design, v. 28, pp. 592–598, 2007.].

Figure 6
The deviation of Rmin and Rmax from the corresponding radii of homogeneous deformation (Ri) were deteRmined and plotted with respect to reduction in height (hf/h) for d/h=0.5; (a) Rmin and (b) Rmax

The trend of ΔRmax is very similar for different aspect ratios and they have a maximum at a specific (hf/h) value. However, ΔRmin curves are uneven after some values of (hf/h). This is due to folding where a part of the initially free surface comes into contact with the die.

In figure 7, corresponding (hf/h) values of folding for various friction and aspect ratio are given. It can be seen from the figure, rate of hf/h increased with the increase the friction coefficient and increasing in the rate of d/h caused to decrease in the hf/h rate in all experiments conditions.

Figure 7
Corresponding (hf/h) values of folding for various friction and aspect ratio.

3.2 Results of numerical application and GEP formulations

Three genetic programming models were used for the formulations of the minimum and maximum barreling radii of billets and their folding point during cold upset forging. All tried combinations obtained from the GEP results are presented in Table 5 for folding point, in Table 6 for ΔRmin and in Table 7 for ΔRmax, respectively.

Table 5
The best and the worst results obtained from the GEP tests for folding point
Table 6
The best and the worst results obtained from the GEP tests for ΔRmin
Table 7
The best and the worst results obtained from the GEP tests for ΔRmx

There are many different combinations of the GEP parameters, which mean as lots of GEP models. Running the GEP algorithm for all of these combinations requires a huge amount of computational time. Therefore, a subset of these combinations is selected intuitively to investigate the performance of the GEP algorithm in predicting the folding point, ΔRmin and ΔRmax. The optimal setting is demonstrated as bold in the tables. Therefore these optimal settings are used for the prediction of the folding point, ΔRmin and ΔRmax. Table 8 illustrates the training and test evaluation of the GEP method for the folding point prediction. Figure 8-12 show expression trees for folding, ΔRmin and ΔRmax before and after folding point.

Table 8
Statistical values of best result of GEP formulation.
Figure 8
Expression tree for folding.
Figure 9
Expression tree for ΔRmin before folding.
Figure 10
Expression tree for ΔRmin after folding.
Figure 11
Expression tree for Rmax before folding.
Figure 12
Expression tree for ΔRmax after folding.

To achieve generalization capability for the formulations, the experimental database is divided into two sets as training and test sets. The formulations are based on training sets and are further tested by test set values to measure their generalization capability. Statistical parameters of test and training sets of GP formulations are presented in Table 8 where R; MSE and MAE corresponds to the coefficient of correlation, mean square error and the mean absolute error of proposed GEP model, respectively as seen in Table 8. In literature [1818 ESKIL, M., KANCA, E., “A new formulation for martensite start temperature of Fe–Mn–Sishape memory alloys using genetic programming”, Computational Materials Science, v.43, pp. 774–784, 2008., 1919 THAHEER, A. S. A., NARAYANASAMY, R. “Comparison of barreling in lubricated truncated cone billets during cold upset forging of various metals”, Materials and Design, v.29, pp.1027–1035, 2008.], this type of studies includes test sets as 20%–30% of the train set. The patterns used in test and training sets are selected in systematic randomly. Regarding the ΔRmin and ΔRmax formulation, 90 training and 30 tests were used as training and test sets in Table 9 and Table 10, respectively. It should be noted that the proposed GP formulation is valid for the ranges of training set given in Table 2. Figure 13 and Figure 14 show the training and test evaluation of the GEP method for the Rmin and Rmax predictions.

Table 9
Results of GP formulation versus training results.

The obtained expression tree of the formulation is shown in Figure 8 – 12 which corresponds to the following equation:

h f h folding = m + 0 . 6 d h + 3 . 2 (1)
ΔRmin Before f = 1 . 14 * h h f - h f h * 1 . 2 + 2 m + d h (2)
ΔRmin After f = 2 * d h + 2 * m * m + h f h (3)
ΔRmax Before f = m * h f h 2 - h f h * h f h 2 - 8 . 1 + m + m 2 * m - m d h 2 (4)
ΔRmax After f = m * h f h * 4 . 9 - 2 * h f h + 2 . 5 - h f h * 9 . 9 * h f h + h f - d h (5)
Ri = d 2 * h f h (6)
Rmin = Ri - ΔRmin (7)
Rmax = Ri + ΔRmax (8)

From geometry (see figure 2) the radius of curvature of barrel is:

R = h f 2 + 2 * R max - R min 2 8 * R max - R min (9)
Figure 13
Training evaluation of the GEP method for the Rmin and Rmax prediction
Figure 14
Test evaluation of the GEP method for the Rmin and Rmax prediction.

4. CONCLUSIONS

A mathematical model was generated by using GEP to predict folding point, minimum and maximum barreling radii of solid aluminum cylinders during cold upsetting. Based on the results of the present experimental study, the following conclusions have been drawn:

  • A good agreement between the predicted and experimental folding point, minimum and maximum barreling radii was observed. By using the proposed GEP model, the test result of any experiment related to folding point, minimum and maximum barreling radii can be accomplished easily without doing an experiment.

  • Amount of barreling and hoop strain are increasing with friction factor. Finally both ΔRmin and ΔRmax values are increasing with increasing friction factor.

  • The trend of ΔRmax is very similar for different aspect ratios and they have a maximum at a specific (hf/h) value. However, ΔRmin curves are uneven after some values of (hf/h). This is due to folding where a part of the initially free surface comes into contact with the die.

  • The change in radii with respect to height reduction showed different trends before and after folding processes.

  • In all experiments rate of hf/h increased with the increase the friction coefficient and increase in the rate of d/h caused to decrease in the hf/h rate in all experiments.

  • The performance of proposed GP models was deteRmined as R2= 0.908-0.998.

BIBLIOGRAPHY

  • 1
    KULKARNI, M., KALPAKJIAN, S., “A study of barreling as an example of free deformation”, ASME J Eng Ind, v.91, pp. 743-754, 1969.
  • 2
    JOHNSON, W., MELLOR P. B., “Engineering Plasticity”, Van Nostrand Reinhold Co, London, pp. 110-114, 1975.
  • 3
    AVITZUR, B., “Limit analysis of disc and strip forging”, Int J Tool Des Res, v.9, n.2, pp. 165-195, 1969.
  • 4
    HARTLEY, P., STURGESS C. E. N., ROWE, G. W., “Friction in finite element analysis of metal forming processes”, Int. J. Mech. Sci, v. 21, pp. 301-306, 1979.
  • 5
    SCHEY, A., VENNER, T. R., TAKOMA, S. L., “Shape changes in the upsetting of Slender Cylinders”, ASME J Eng Ind, v.104, pp. 79-83, 1982.
  • 6
    LIN, S. Y., “An Investigation of Un equal interface frictional conditions during the upsetting process”, J Mater Proc. Tech, v.65, pp. 292,301, 1997.
  • 7
    YANG, D. Y., CHOI, Y., KIM, J. H., “Analysis of upset forging of cylindrical billets considering the dissimilar frictional conditions at two flat die surfaces”, Int J. Mach. Tool Manuf., v. 4, pp. 44-50, 2004.
  • 8
    KOBAYASHI, S., AND OH, S. I., “Fracture criterion for materials in plastic deformation processes”, Tech Report AFML-TR-74-159, 1974.
  • 9
    SALUJA, S. S., PANDEY, P. C., DALELA, S., “A simple method for flow stress determination under metal working conditions”, 9th NAMRC, pp. 153-157, 1981.
  • 10
    MALAYAPPAN S., ESAKKIMUTHU, G., “Barreling of Aluminum solid cylinders during cold upsetting with different frictional conditions at the faces”, Int. J. Adv. Manuf. Technol, v. 29, pp. 41-48, 2006.
  • 11
    BASKARAN, K., NARAYANASAMY, R., “Some aspects of barreling in elliptical shaped billets of aluminum during cold upset forging with lubricant”, Materials and Design, v. 29, pp. 638-661, 2008.
  • 12
    LAHOTI, G. D., NAGPAL, V., ALTAN, T., “Numerical Method for Simultaneous Prediction of Metal Flow and Temperatures in Upset Forging of Rings”, Trans ASME J Eng Ind, v.100, n.4, pp. 413-420, 1978.
  • 13
    KOZA J.R., Genetic Programming: On the Programming of Computers by Means of Natural Selection, Cambridge (MA), MIT press, 1992.
  • 14
    DAVIDSON J. V., SAVIC D. A., WALTERS G.A., “Symbolic and numerical regression: Experiments and application”, Information Sciences, v.150, n.1/2, pp. 95-117, 2003.
  • 15
    ONG C. S., HUANG J. J., TZENG G. H., “Building credit scoring models using genetic programming”, Expert Systems with Applications, v.29, n.1, pp 41-47, 2005.
  • 16
    ASBOUR, A. F, ALVAREZ L. F, TOROPOV V.V., ‘‘Emprical modeling of shear strength of rc deep beams by genetic programming’’, Computers and Structures, v. 81, n. 5, pp. 331-338, 2003.
  • 17
    FERREIRA C., Gene expression programming: mathematical modelling by an artificial intelligence, 2nd Edition, Springer, 2006.
  • 18
    ESKIL, M., KANCA, E., “A new formulation for martensite start temperature of Fe–Mn–Sishape memory alloys using genetic programming”, Computational Materials Science, v.43, pp. 774–784, 2008.
  • 19
    THAHEER, A. S. A., NARAYANASAMY, R. “Comparison of barreling in lubricated truncated cone billets during cold upset forging of various metals”, Materials and Design, v.29, pp.1027–1035, 2008.
  • 20
    MANISEKAR K., and NARAYANASAMY R. “Effect of friction on barrelling in square and rectangular billets of Aluminium during cold upset forging”, Materials and Design, v. 28, pp. 592–598, 2007.

Publication Dates

  • Publication in this collection
    20 May 2019
  • Date of issue
    2019

History

  • Received
    27 Mar 2017
  • Accepted
    23 Feb 2018
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