Acessibilidade / Reportar erro

Numerical modeling of the behavior of a surface foundation located in the proximity of a slope

Abstract

Some foundations are placed on or near slopes or excavations, such as roads in mountainous areas, tower footings for power lines, and bridge abutments. The design of foundation under these conditions is complex and the studies available in this regard are limited and concerned mostly about the determination of the reduction of the bearing capacity coefficients associated with the presence of the slope except for Meyerhof who was a pioneer in developing a theory in 1957 to determine the ultimate bearing capacity of a foundation near a slope. However, the theory was independent of the slope inclination. In this study, we attempted to numerical modeling of the behavior of a shallow foundation using the finite element technique together with Plaxis 8.2 software to simulate the case of a foundation near a slope, in terms of examining the bearing capacity of the foundation for given slope features, soil characteristics and geometry conditions located near a slope subjected to a centered and / or eccentric load. The results obtained confirm that the position of the eccentricity of the load relative to the head of the slope has a significant effect on the bearing capacity. Indeed, it becomes larger when the eccentricity is located far from the crest of the slope. Thus, the bearing capacity of a footing subjected to a centered load (e/B = 0) is greater than that of the same footing subjected to an eccentric load (e/B = 0.1). It is noted that the results obtained from the present study are in good agreement with those of the literature.

Keywords:
Bearing capacity; Numerical modeling; Plaxis; Slope stability; Shallow foundation

1. Introduction

Shallow foundations are intended to ensure the stability of a structure on the ground and to transmit all the stresses to the deep permanently and uniformly. The need to study the mechanical behavior of shallow foundations and the desire to progress towards taking into account a performance criterion in their design, form a research subject of interest which is not only academic (Bencheikh, 2005Bencheikh, M. (2005). Probabilistic analysis of the stability of shallow foundations [Master’s dissertation]. Department of Civil Engineering and Hydraulics, University of Guelma.).

The problem of determining the bearing capacity of a foundation, resting on a soil layer of given resistance, constitutes one of the oldest and fundamental questions of geotechnical engineering, this problem is currently well mastered, Terzaghi (1943)Terzaghi, K. (1943). Theoretical soil mechanics. New York: Wiley. http://dx.doi.org/10.1002/9780470172766.
http://dx.doi.org/10.1002/9780470172766...
was the first to propose a general equation for evaluating the bearing capacity of a shallow foundation, resting on a mass of soil stressed by a centered vertical load in the form:

q u = 0,5 γ B N γ + c N c + q N q (1)

with: qu = Bearing capacity (kN/m2); B = foundation width (m); γ = soil density (kN/m3); q = vertical load lateral to the foundation (kN); c = cohesion of the soil under the base of the foundation (kN/m2); Nγ, Nc and Nq = bearing factors depending only on the angle of internal friction φ of the soil under the base of the foundation.

Since the appearance of the Terzaghi equation (Equation 1), there have been a large number of laboratory test campaigns and many methods have been developed with the aim of validating or improving its field of validity, these methods have an identical pace since they follow the superposition of the three terms introduced by Terzaghi (1943)Terzaghi, K. (1943). Theoretical soil mechanics. New York: Wiley. http://dx.doi.org/10.1002/9780470172766.
http://dx.doi.org/10.1002/9780470172766...
. There is the limit equilibrium method (Terzaghi, 1943Terzaghi, K. (1943). Theoretical soil mechanics. New York: Wiley. http://dx.doi.org/10.1002/9780470172766.
http://dx.doi.org/10.1002/9780470172766...
), the method of characteristics or slip line (Sokolovskii, 1960Sokolovskii, V.V. (1960). Statics of soil media. Butterworths.), the limit analysis method (Michalowski, 1997Michalowski, R.L. (1997). An estimate of the influence of soil weight on bearing capacity using limit analysis. Soil and Foundation, 37(4), 57-64. http://dx.doi.org/10.3208/sandf.37.4_57.
http://dx.doi.org/10.3208/sandf.37.4_57...
; Boutahir Born Bencheikh, 2021) and numerical methods, which are generally based on the finite element method or the finite difference method (De Borst & Vermeer, 1984De Borst, R., & Vermeer, P.A. (1984). Possibilities and limitations of finite elements for limit analysis. Geotechnique, 34(2), 195-202.; Frydman & Burd, 1997Frydman, S., & Burd, H.J. (1997). Numerical studies of bearing capacity factor Nγ. Journal of Geotechnical and Geoenvironmental Engineering, 123(1), 20-29.).

Luxurious resorts built on foothills or located near shores are enjoyable and desirable by people, while it is problematic for engineers. Because in the case of building near or in slopes, the bearing capacity of the foundation is not only function in the soil condition but also in the geometry of the slope, in this case, the ultimate bearing capacity is governed by either the bearing capacity of the foundation or by the overall stability of the slope, the combination of these two factors complicate modeling of the problem (Dey et al., 2019Dey, A., Acharyya, R., & Alammyan, A. (2019). Bearing capacity and failure mechanism of shallow footings on unreinforced slopes: a state-of-the-art review. International Journal of Geotechnical Engineering, 15(10), 1284-1297. http://dx.doi.org/10.1080/19386362.2019.1617480.
https://doi.org/ http://dx.doi.org/10.10...
; Boutahir Born Bencheikh, 2021). Despite the importance of the subject of building near slopes, there are limited studies available in this regard except for Meyerhof, who was prominent in developing a theory in 1957 (Meyerhof, 1957Meyerhof, G.G. (1957). The ultimate bearing capacity of foundations on slopes. In Proceedings of the fourth International Conference on Soil Mechanics and Foundation Engineering (Vol. 1, pp. 384-386), London: Butterworths Scientific Publications.) to determine the ultimate bearing capacity for foundations built near slopes and predict the reduction in the bearing capacity coefficients associated with the presence of the slope (Boutahir Born Bencheikh, 2021; Belabed & Bencheikh, 2008Belabed, L., & Bencheikh, M. (2008). Analyse semi-probabiliste de la capacité portante des fondations superficielles. Revue Française de Géotechnique, 124(3), 61-75.; Bencheikh, 2010Bencheikh, M. (2010). Analyse de la stabilité des fondations superficielles avec les méthodes probabilistes [Doctoral thesis]. Department of Civil Engineering and Hydraulics, University of Guelma.),

q u = 0.5 γ B N γ q + c N c q (2)

Nγq and Ncq were presented by Meyerhof (Bencheikh, 2005Bencheikh, M. (2005). Probabilistic analysis of the stability of shallow foundations [Master’s dissertation]. Department of Civil Engineering and Hydraulics, University of Guelma.) for different geometric configurations, these factors depend on the angle of internal soil friction. Hansen (1970)Hansen, B.J. (1970). A revised and extended formula for bearing capacity. Danish Geotechnical Institute Bulletin, 28, 5-11. proposed correction coefficients for non-embedded strip foundations, established at the top of an embankment and subjected to a centered vertical load; Hansen (1970)Hansen, B.J. (1970). A revised and extended formula for bearing capacity. Danish Geotechnical Institute Bulletin, 28, 5-11. gives the same correction coefficient for the surface term and the embedment term, Under the form:

i q β = i β = 1 0.5 t a n β 5 (3)

where = β is the angle of the slope with respect to the horizontal.

For the study of a foundation at the edge of an embankment, Giroud & Tran (1971)Giroud, J.P., & Tran, V.N. (1971). Force portante d'une fondation sur une pente. Annales de l'I.T.B.T.P, 283-284(Suppl.), 130-180. Série Théories et Méthodes de Calcul, n° 142., Graham et al. (1988)Graham, J., Andrew, M., & Shields, D.H. (1988). Stress characteristics for shallow footing in cohesion less slopes. Canadian Geotechnical Journal, 25(2), 238-249. developed calculation methods based on the concept of slip lines. Furthermore Kusakabe et al. (1981)Kusakabe, O., Kimura, T., & Yamaguchi, H. (1981). Bearing capacity of slopes under strip loads on the top surfaces. Soil and Foundation, 21(4), 29-40., Saran et al. (1989)Saran, S., Sud, V., & Handa, S. (1989). Bearing capacity of footings adjacent to slopes. Journal of Geotechnical Engineering, 115(4), 553-573., Narita & Yamaguchi (1990)Narita, K., & Yamaguchi, H. (1990). Bearing capacity analysis of foundations on slopes by use of log-spiral sliding surfaces. Soil and Foundation, 30(3), 144-152. and De Buhan & Garnier (1998)De Buhan, P., & Garnier, D. (1998). Three-dimensional bearing capacity analysis of a foundation near a slope. Soil and Foundation, 38(3), 153-163. have studied this problem by the kinematic approach of the theory of calculation at failure. Magnan et al. (2004)Magnan, J.P., Droniuc, N., & Canepa, Y. (2004). Les méthodes de calcul de la portance des fondations superficielles. In Symposium international FONDSUP 2003 (pp. 74-154). Paris: Presse de l’ENPC. obtained results for the case of a continuous shallow foundation, established near an embankment, and subjected to vertical, inclined and eccentric loading, using finite element calculations with the CESAR-LCPC code, based on elasto-plastic calculations (MCNL module), as well as regularized kinematic analysis (LIMI module). Bakir et al. (1994)Bakir, N., Garnier, J., & Canepa, Y. (1994). Etude sur modèles centrifugés de la capacité portante de fondations superficielles (Série Géotechnique GT 59). LCPC. (In French). presented a summary of experimental research carried out to study a slipping foundation near an embankment. Then Jiao et al. (2015)Jiao, Y.Y., Zhang, X.L., Zhang, H.Q., Li, H.B., Yang, S.Q., & Li, J.C. (2015). A coupled thermo-mechanical discontinuum model for simulating rock cracking induced by temperature stresses. Computers and Geotechnics, 67, 142-149. adopted a kinematic analysis based on discretization to study the bearing capacity of a saturated and non-homogeneous soil slope (Boutahir Born Bencheikh, 2021). Later, Qin & Chen Chian (2017)Qin, C., & Chen Chian, S. (2017). Kinematic stability of a two-stage slope in layered soils. International Journal of Geomechanics, 17(9), 06017006. http://dx.doi.org/10.1061/(ASCE)GM.1943-5622.0000928.
http://dx.doi.org/10.1061/(ASCE)GM.1943-...
estimated the stability of a two-level slope in stratified soils using kinematic analysis. In the field of full-scale experiments, we find the work of Shields et al. (1977b)Shields, D., Scott, J., Bauer, G., Deschenes, J., & Barsvary, A. (1977b). Bearing capacity of foundations near slopes. In Proceedings of the 9th International Conference on Soil Mechanics and Foundation Engineering (Vol. 1, pp. 715-720). London: International Society for Soil Mechanics and Geotechnical Engineering. and Bauer et al. (1981)Bauer, G.E., Shields, D.H., Scott, J.D., & Gruspier, J.E. (1981). Bearing capacity of footings in granular slopes. In Proceedings of the 10th International Conference on Soil Mechanics and Foundation Engineering (pp. 33-36). Rotterdam: A.A. Balkema.. Gemperline (1988)Gemperline, M.C. (May 10, 1988). Centrifuge modeling of shallow foundations. In F.C. Townsend & G.M. Norris (Eds.), Soil Properties Evaluation from Centrifugal Models and Field Performance: Proceedings (pp. 45-70). Reston, United States of America: American Society of Civil Engineers. carried out a large series of tests on centrifuged models, considering a powdery soil and varying the geometric and mechanical parameters. These tests made it possible to propose an analytical expression to evaluate the reduction coefficient of lift iβ as a function of the angle β of the slope, with respect to the horizontal and with respect to the relative distance d/B of the foundation from the edge of the Bank. The expression proposed by Gemperline (1988)Gemperline, M.C. (May 10, 1988). Centrifuge modeling of shallow foundations. In F.C. Townsend & G.M. Norris (Eds.), Soil Properties Evaluation from Centrifugal Models and Field Performance: Proceedings (pp. 45-70). Reston, United States of America: American Society of Civil Engineers. for the reduction coefficient iβ has the following form:

i β = 1 0.8 1 1 t a n β 2 2 2 + d B 2 t a n β (4)

It should be noted that this expression does not depend on the angle of internal friction φ of the soil.

Despite the research developments cited above, very little information is available on the bearing capacity of strip footings near slopes, which is the consideration of the present research. The purpose of which is the treatment, by the Plaxis 2D code, of the problem of frictional soil interaction and continuous superficial foundation, of width B, subjected to a centered and eccentric vertical load established at a distance d from the crest of a slope, characterized by an angle β less than the angle of internal friction φ of the ground. This study aims at the numerical estimation of the lift factors Nγ, as well as the lift reducing factors iβ.

2. Parametric study

A behavior study of a non-embedded, rigid and rough strip foundation with a width B = 2 m resting on the surface of a rubbing ground and located at a distance d from the crest of an embankment. The problem is modeled by a plane geometric model (2D) with a width equal to 20B and a height equal to 10B. The supposedly perfectly rigid (Eb/Esol = ∞) and rough foundation, which is placed on the surface of the slope. The studied massif does not present any geometric symmetry; it is therefore modeled in its entirety (Peters, 2011Peters, R.G. (2011). Advanced analysis of shallow foundations located near slopes [Doctoral thesis]. Faculty of Engineering and Surveying, University of Southern Queensland.).

In addition, the boundary conditions are considered by blocking the horizontal displacements on the vertical ends and by blocking the horizontal and vertical displacements for the lower end (Peters, 2011Peters, R.G. (2011). Advanced analysis of shallow foundations located near slopes [Doctoral thesis]. Faculty of Engineering and Surveying, University of Southern Queensland.).

For reasons of readability, we show a representation, the geometrical definition retained for this study is represented on Figure 1 and model modeling in Plaxis2D is represented on Figure 2, the calculations in this study carry several variations of several parameters:

Figure 1
Definition of parameters.
Figure 2
Presentation of the digital model.
  1. A horizontal surface (β = 0);

  2. The angle of internal friction φ = 25°, 30°, 38° et 40°;

  3. The angle of inclination of the slop β = 15°, 30° et 45°;

  4. The variation of d/B: distance between bare soles and the head of the slope;

  5. The variation of e/B the eccentricity of the load.

The numerical analysis was carried out using the PLAXIS 8.2 software allowing modeling in plane deformation. The mesh used in this model consists of a 15-node triangular element.

3. Material characteristics

3.1 Characteristics of the soil mass

The soil used in this analysis given in Table 1 is dense sand without cohesion obeying the nonlinear criterion of Mohr-coulomb governed by an unassociated constitutive law. Attention is drawn to the fact that this criterion is recommended for its simplicity and the availability of parameters (Mazouz, 2020Mazouz, B. (2020). Analyse numérique du comportement des fondations superficielles situées sur une bicouche granuleuse en pente [Doctoral thesis]. Université Batna 2 Mostefa Ben Boulaïd.; Acharyya & Dey, 2017Acharyya, R., & Dey, A. (2017). Finite element investigation of the bearing capacity of square footings resting on sloping ground. INAE Letters, 2(1), 97-105. http://dx.doi.org/10.1007/s41403-017-0028-6.
http://dx.doi.org/10.1007/s41403-017-002...
).

Table 1
Properties of the soil surface.

3.2 Foundation characteristics

The foundation is treated as an elastic beam element based on Mindlin's beam theory where the most important parameters are the bending stiffness EI and the axial stiffness EA and for the foundation to be rigid a thickness equal to 1 m has been chosen, due to the stiffness condition (0.2Be ≤ 0.5B), where e: thickness of the foundation and B is its width (Mazouz, 2020Mazouz, B. (2020). Analyse numérique du comportement des fondations superficielles situées sur une bicouche granuleuse en pente [Doctoral thesis]. Université Batna 2 Mostefa Ben Boulaïd.). The footing properties used in the calculations are listed in Table 2.

Table 2
Characteristics of the foundation.

4. Results

4.1 Test validation test (foundation on horizontal surface β=0)

Before starting the analysis of the effect of a footing placed on the surface of a sandy slope subjected to centered and eccentric loads, it was considered useful to study the usual cases of a footing resting on a homogeneous soil. This study allows us to have an idea on the behavior of the footing given in Figure 3 and will serve at the same time as a validation test for our simulation procedure; we show in addition, the degree of reliability of the PLAXIS 8.2 code for the calculation of the ultimate limit load (Boutahir Born Bencheikh, 2021).

Figure 3
Modeling of a sole on a horizontal surface.

For a threaded foundation resting on a rubbing soil, established on a horizontal surface, the formula of the bearing capacity is given by the following relation: (DTU, 1988Document Technique Unifié – DTU. (1988). Règles pour le calcul des fondations superficielles. Cahiers du Centre Scientifique et Technique de Bâtiment.; Paris, 1993Paris. Ministère De l'Equipement, du Logement et des Transports. (1993). Fascicule n°, 62-Titre V. Règles techniques de conception et de calcul des fondations des ouvrages de génie civil, Cahiers des clauses technique générales applicables aux marché publics de travaux. DTRF.; Eurocode, 2004Eurocode. (2004). Eurocode 7: geotechnical design-general rules (6th ed). Eurocode.; Bencheikh, 2010Bencheikh, M. (2010). Analyse de la stabilité des fondations superficielles avec les méthodes probabilistes [Doctoral thesis]. Department of Civil Engineering and Hydraulics, University of Guelma.; Belabed & Bencheikh, 2008Belabed, L., & Bencheikh, M. (2008). Analyse semi-probabiliste de la capacité portante des fondations superficielles. Revue Française de Géotechnique, 124(3), 61-75.):

q u = 1 2 γ B N γ (5)

where: Nγ = bearing factor of a foundation established on a horizontal surface soil. This gives the expression for the bearing factor Nγ as follows: (DTU, 1988Document Technique Unifié – DTU. (1988). Règles pour le calcul des fondations superficielles. Cahiers du Centre Scientifique et Technique de Bâtiment.; Paris, 1993Paris. Ministère De l'Equipement, du Logement et des Transports. (1993). Fascicule n°, 62-Titre V. Règles techniques de conception et de calcul des fondations des ouvrages de génie civil, Cahiers des clauses technique générales applicables aux marché publics de travaux. DTRF.; Eurocode, 2004Eurocode. (2004). Eurocode 7: geotechnical design-general rules (6th ed). Eurocode.):

N γ = 2 q u γ B (6)

with:qu=MstageQlS

Ql (kN/m2) = ultimate tensile strength;

S (m2) = Section of the sole = B*1m;

Table 3 and the Figure 4 resume the variation of the factor Nγ with the internal friction angle φ for the proposed model. We notice that the factor Nγ increases regularly when the internal friction angle φ increases moreover the numerical results obtained allowed us to determine the value of the lift factor Nγ and that we can compare with the results obtained by some authors.

Table 3
Comparison of Nγ values for a rough-base spinning footing with those available in the literature (Terzaghi, 1943Terzaghi, K. (1943). Theoretical soil mechanics. New York: Wiley. http://dx.doi.org/10.1002/9780470172766.
http://dx.doi.org/10.1002/9780470172766...
; Costet & Sanglerat, 1969Costet, J., & Sanglerat, G. (1969). Practical course in soil mechanics (Vol. 2). Dunod Edition.; DTU, 1988Document Technique Unifié – DTU. (1988). Règles pour le calcul des fondations superficielles. Cahiers du Centre Scientifique et Technique de Bâtiment.; Hansen, 1970Hansen, B.J. (1970). A revised and extended formula for bearing capacity. Danish Geotechnical Institute Bulletin, 28, 5-11.).
Figure 4
Comparison of Nγ values with those available in the literature.

In the Table 3 the values of Nγ are calculated with the following rough rule:

ψ = φ 30 ° f o r φ > 30 ° .
ψ = 0 ° f o r φ < 30 ° .

The results presented in the Table 3 and in the Figure 4 give a comparison of the Nγ values for a spinning sole with a rough base placed on a sand with various angles of internal friction (φ = 25°÷40°), compared with those available in the literature. The results obtained show that the present study approximates and performs quite well with the results given by these authors.

4.2 Influence of soil non-associativity on bearing capacity.

Conventional limit equilibrium and limit analysis methods consider an associated flow rule. However, real soils have a non-associated flow rule, i.e., an angle of expansion smaller than the soil internal friction angle φ.

However, it can be easily evaluated by the following (rough) rule (Costet & Sanglerat, 1969Costet, J., & Sanglerat, G. (1969). Practical course in soil mechanics (Vol. 2). Dunod Edition.):

ψ = φ 30 ° f o r φ > 30 ° .
ψ = 0 ° f o r φ < 30 ° .

The case where ψ < 0° corresponds to very loose sands (state often-called metastable, or static liquefaction).

The value ψ = 0° corresponds to a perfectly plastic elastic material, or there is no expansion when the material reaches plasticity. This is often the case for clays or sands of low or medium density under fairly strong constraints.

To show the influence of the non-associativity (ψ < φ) a variation of the angle of dilatation as follows: (Chatzigogos, 2007Chatzigogos, C. (2007). Seismic behaviour of superficial foundations, Towards the consideration of a performance criterion in the design [Doctoral thesis]. Solid Mechanics Laboratory.): ψ = φ, ψ = (2/3)φ and ψ = (1/2)φ, the calculation results are summarized in the Table 4.

Table 4
Bearing capacity values as a function of ψ.

From this study it can be concluded that the use of the associated flow rule overestimates the bearing capacity components through the coefficient Nγ. Figure 5 shows that the bearing capacity depends on the dilatancy angle ψ, this dependence is significant for large values of the soil internal friction angle φ; where it is clear that when the dilatancy angle ψ decreases the bearing factor values Nγ decrease.

Figure 5
Lift factors as a function of ψ for a horizontal surface.

4.3 Foundation on the edge of a slope

Three study cases were conducted to investigate the effect of slope on the behavior of the bearing capacity of the spinning footing under eccentric loads (Shields et al, 1990Shields, D., Chandler, N., & Garnier, J. (1990). Bearing capacity of foundations in slopes J. Geotechnical Engineering, 116(3), 528-537. http://dx.doi.org/10.1061/(ASCE)0733-9410(1990)116:3(528).
http://dx.doi.org/10.1061/(ASCE)0733-941...
). The Figure 6 illustrates these three load cases:

Figure 6
Sign convention (1) centered charge, (2) positive eccentric charge and (3) negative eccentric charge.
  1. Centered load;

  2. Positive eccentric load when the eccentricity of the load is near the slope;

  3. Negative eccentric load when the eccentricity of the load is far from the slope.

During all calculations, each study was performed to investigate the effect of a single parameter while holding the other parameters constant. The variation of the parameters includes the eccentricity value (e) and the relative distance (d/B) (Shields et al., 1990Shields, D., Chandler, N., & Garnier, J. (1990). Bearing capacity of foundations in slopes J. Geotechnical Engineering, 116(3), 528-537. http://dx.doi.org/10.1061/(ASCE)0733-9410(1990)116:3(528).
http://dx.doi.org/10.1061/(ASCE)0733-941...
) presented in the Figure 7.

Figure 7
Footing on slope.

For a threaded foundation resting on a rubbing soil, established at the edge of a slope, the following relation: (DTU, 1988Document Technique Unifié – DTU. (1988). Règles pour le calcul des fondations superficielles. Cahiers du Centre Scientifique et Technique de Bâtiment.; Paris, 1993Paris. Ministère De l'Equipement, du Logement et des Transports. (1993). Fascicule n°, 62-Titre V. Règles techniques de conception et de calcul des fondations des ouvrages de génie civil, Cahiers des clauses technique générales applicables aux marché publics de travaux. DTRF.; Eurocode, 2004Eurocode. (2004). Eurocode 7: geotechnical design-general rules (6th ed). Eurocode.): gives the formula of the bearing capacity:

q u = 1 2 γ B N γ i β (7)

The Reducing coefficient of bearing capacity iβ (the ratio of the bearing capacity of a foundation established at the edge of a slope to the bearing capacity of the same foundation, established on the same ground with a horizontal surface); it thus corresponds to the following expression (DTU, 1988Document Technique Unifié – DTU. (1988). Règles pour le calcul des fondations superficielles. Cahiers du Centre Scientifique et Technique de Bâtiment.; Paris, 1993Paris. Ministère De l'Equipement, du Logement et des Transports. (1993). Fascicule n°, 62-Titre V. Règles techniques de conception et de calcul des fondations des ouvrages de génie civil, Cahiers des clauses technique générales applicables aux marché publics de travaux. DTRF.; Eurocode, 2004Eurocode. (2004). Eurocode 7: geotechnical design-general rules (6th ed). Eurocode.):

i β = q u d / β , β q u 0 (8)

4.4 Influence of slope angle β

The ultimate bearing capacity values are summarized in Table 5 and Figure 8 for the different cases of slope inclination β = 15°, 30° and 45°.

Table 5
Bearing capacity values of the footing as a function of β.
Figure 8
Bearing capacity values of the footing as a function of β.

The increase of the slope has an influence on the bearing capacity, the increase of the slope decreases the bearing capacity of the footing.

4.5 Influence of the distance d between the foundation and the crest of the slope

To study the effect of the eccentricity of the load and its position relative to the crest of the slope, as well as the effect of the distance between the edge of the footing and the crest of the slope (d/B), a series of finite element analyses were performed for d/B ratios varying between 0 and 3.5 in steps of 0.5 for different eccentricity ratios e/B = (0.0; ±0.1 and ±0.2).

The (+e/B) shows the eccentricity of the load towards the slope face while (-e/B) shows the eccentricity of the load towards the opposite slope face. To reach the limit load, an incremental load was applied to the foundation until the soil below the foundation failed for each value of the eccentricity ratio (e/B).

4.6 Foundation on horizontal surface β = 0 and load vertical

For the case of foundation on horizontal surface β = 0, and the eccentric load, the calculation results are summarized in the Table 6 and Figure 9:

Table 6
The bearing capacity of the sole for β = 0°.
Figure 9
Influence of the load eccentricity on the bearing capacity for β = 0°.

4.7 Foundation on a sloping surface β = 45° and subjected to a vertical load

Table 7 and Figure 10 shows the influence of the relative distance d/B on the bearing capacity for different values of d/B. This study shows that the location of the eccentricity of the load, in relation to the slope associated with the distance between the footing and the crest of the slope, significantly influences the bearing capacity. It can be observed that the ultimate bearing capacity generally decreases with increasing eccentricity ratio (±e/B) and increases with increasing relative distance d/B.

Table 7
The bearing capacity of the sole for β = 45°.
Figure 10
Variation of bearing capacity as a function of the ratio of eccentricity e/B.

4.8 Reducing coefficient of lift

4.8.1 Case: β = 45°

According to Meyerhof's theory in (Li et al., 2020Li, C., Zhou, A., & Jiang, P. (2020). Eccentric bearing capacity of embedded strip footings placed on slopes. Computers and Geotechnics, 119, 103352. http://dx.doi.org/10.1016/j.compgeo.2019.103352.
http://dx.doi.org/10.1016/j.compgeo.2019...
; Wing, 2005Wing, I. K. (2005). Bearing capacity for Foundations near Slope [Master’s dissertation]. Civil and Environment Engineering, University of Concordia.), to express the effect of load eccentricity on the bearing capacity in the case of an eccentricity-slope combination, we use the reduction coefficient iβ, the ratio of the bearing capacity of a foundation established at the edge of a slope to the bearing capacity of the same foundation established on the same soil with a horizontal surface, and compared with the Meyerhof coefficient.

Table 8 and Figure 11 gives the values of the minority coefficient iβ for different cases of eccentricity for β = 45°, it can be seen that the reduction factor of the bearing capacity iβ increases in most cases with the increase of the relative distance d/B.

Table 8
Coefficient reduction of bearing capacity for β = 45°.
Figure 11
Variation of Reduction factor iβ as a function of the ratio of eccentricity e/B.

4.8.2 Case: β = 30°

Tables 9, 10 and Figure 12.

Table 9
The bearing capacity of the sole for β = 30°.
Table 10
Coefficient reduction of bearing capacity for β = 30°.
Figure 12
Variation of Reduction factor iβ as a function of the ratio of eccentricity e/B.

4.8.3 Case: β = 15°

Tables 11, 12 and Figure 13.

Table 11
The bearing capacity of the sole for β = 15°.
Table 12
Coefficient reduction of bearing capacity for β = 15°.
Figure 13
Variation of Reduction factor iβ as a function of the ratio of eccentricity e/B.

The variations of the reduction coefficient iβ as a function of the eccentric load (±e/B) with the relative distance are shown in Figures 11, 12 and 13. In general, for a relative distance, (d/B < 3), the behavior of a foundation subjected to two states of different eccentricities of the load (positive and negative) is completely different.

On the other hand, for the case of eccentric load located far from the face of the slope (e/B < 0), the values of the reduction coefficients iβ are greater than those generated by a loading near the opposite side of the slope (e/B > 0). Such a difference can be attributed to the inclination of the footing towards the slope, which results in a dispersion of the soil towards the slope for (e/B > 0).

However, the bearing capacity increases when the eccentricity of the load decreases regardless of either the position of the latter with respect to the slope, this up to d/B ≥ 3, case where the lift of the foundation is almost the same for both cases of eccentricities (positive or negative).

5. Conclusion

The problem of the rigid shallow foundation resting near a slope is commonly experienced design problem encountered within engineering practice. Due to this, there have been a number of different numerical modelling studies conducted for the foundation problem, some in which have resulted in the preparation of ultimate bearing capacity design charts. The major focus of this study was to conduct modelling of the foundation model, whilst taking in real life foundation characteristic, to develop a qualitative set of results that could be used within the validation of previous simplified numerical models.

Numerical model was developed using finite element technique to examine the parameters governing the bearing capacity of shallow foundation near slope. Parametric study was conducted to examine the effect the angle of internal friction, the angle of inclination of the slope β, The variation of d/B: distance between bare soles and the head of the slope and the variation of e/B the eccentricity of the load. The results of the numerical modeling allow the following conclusions to be made:

The bearing capacity of an eccentrically loaded footing is higher when the eccentricity of the load is placed away from the slope; The bearing capacity of a footing subjected to a centered load is greater than that subjected to an eccentric load (negative or positive);

The ultimate load-bearing capacity increases as the eccentricity of the load decreases;

The bearing capacity of the foundation placed near slope deceases with the increase of the slope angle and height while increases with the increase of the distance to the slope and/or the angle of internal friction of the soil;

The ultimate bearing capacity is higher in most cases under a negative eccentric load than under a positive eccentric load and this difference disappears when the footing is located at a relative distance d/B = 3;

The location of the load eccentricity with respect to the slope (load eccentricity near or far from the slope) combined with the relative distance d/B significantly influence the size and shape of the failure mechanism (see figures);

Is inversely proportional to the eccentricity ratio (±e/B) and increases with the increase of the relative distance d/B. The analysis of these tables emphasizes the case of the footing established at cases of relative distances d/B < 3, for which the ultimate bearing capacity for the positive eccentric load is lower than for the same negative eccentric load, However for a distance d/B = 3 and in both cases of eccentricity (negative or positive), the ultimate bearing capacity is approximately identical, Indeed, the influence of the location of the load eccentricity on the load-bearing capacity can be neglected. Therefore, the maximum edge distance was limited to 3B;

The results show that the bearing capacity and the reduction factor of the bearing capacity bearing capacity iβ increase with increasing relative distance d/B.

List of symbols

c Cohesion

d/B distance between bare soles and the head of the slope.

e/B eccentricity of the load.

iβ Reducing coefficient of bearing capacity

Eref Young's modulus

Rinter Interface effort reduction factor

EA Normal stiffness

EI Flexural rigidity

Nγ Bearing factor of a foundation

Ql Ultimate tensile strength

φ Angle of internal friction

β Angle of inclination of the slop

γunsat Dry density

γsat wet density

ν Poisson coefficient

ψ Angle of dilatancy

Acknowledgements

I should like to express my thanks to all those who have contributed to the achievement of these conclusive results, mostly Laboratory of Civil Engineering and Hydraulics, University 8 Mai 1945 Guelma, Algeria.

  • Discussion open until May 31, 2024.
  • Data availability

    All data produced or examined in the course of the current study are included in this article.

References

  • Acharyya, R., & Dey, A. (2017). Finite element investigation of the bearing capacity of square footings resting on sloping ground. INAE Letters, 2(1), 97-105. http://dx.doi.org/10.1007/s41403-017-0028-6
    » http://dx.doi.org/10.1007/s41403-017-0028-6
  • Bakir, N., Garnier, J., & Canepa, Y. (1994). Etude sur modèles centrifugés de la capacité portante de fondations superficielles (Série Géotechnique GT 59) LCPC. (In French).
  • Bauer, G.E., Shields, D.H., Scott, J.D., & Gruspier, J.E. (1981). Bearing capacity of footings in granular slopes. In Proceedings of the 10th International Conference on Soil Mechanics and Foundation Engineering (pp. 33-36). Rotterdam: A.A. Balkema.
  • Belabed, L., & Bencheikh, M. (2008). Analyse semi-probabiliste de la capacité portante des fondations superficielles. Revue Française de Géotechnique, 124(3), 61-75.
  • Bencheikh, M. (2005). Probabilistic analysis of the stability of shallow foundations [Master’s dissertation]. Department of Civil Engineering and Hydraulics, University of Guelma.
  • Bencheikh, M. (2010). Analyse de la stabilité des fondations superficielles avec les méthodes probabilistes [Doctoral thesis]. Department of Civil Engineering and Hydraulics, University of Guelma.
  • Boutahir Born Bencheikh, M., Aidoud, A., Benamara, F.Z., Belabed, L., & Dorbani, M. (2021). An attempt to apply the kinematic method of rigid solids in the study of bearing capacity of shallow foundations. Journal of Civil Engineering, 16, 175-187. http://dx.doi.org/10.18280/acsm.450603
    » http://dx.doi.org/10.18280/acsm.450603
  • Chatzigogos, C. (2007). Seismic behaviour of superficial foundations, Towards the consideration of a performance criterion in the design [Doctoral thesis]. Solid Mechanics Laboratory.
  • Costet, J., & Sanglerat, G. (1969). Practical course in soil mechanics (Vol. 2). Dunod Edition.
  • De Borst, R., & Vermeer, P.A. (1984). Possibilities and limitations of finite elements for limit analysis. Geotechnique, 34(2), 195-202.
  • De Buhan, P., & Garnier, D. (1998). Three-dimensional bearing capacity analysis of a foundation near a slope. Soil and Foundation, 38(3), 153-163.
  • Dey, A., Acharyya, R., & Alammyan, A. (2019). Bearing capacity and failure mechanism of shallow footings on unreinforced slopes: a state-of-the-art review. International Journal of Geotechnical Engineering, 15(10), 1284-1297. http://dx.doi.org/10.1080/19386362.2019.1617480.
    » https://doi.org/ http://dx.doi.org/10.1080/19386362.2019.1617480
  • Document Technique Unifié – DTU. (1988). Règles pour le calcul des fondations superficielles Cahiers du Centre Scientifique et Technique de Bâtiment.
  • Eurocode. (2004). Eurocode 7: geotechnical design-general rules (6th ed). Eurocode.
  • Frydman, S., & Burd, H.J. (1997). Numerical studies of bearing capacity factor Nγ. Journal of Geotechnical and Geoenvironmental Engineering, 123(1), 20-29.
  • Gemperline, M.C. (May 10, 1988). Centrifuge modeling of shallow foundations. In F.C. Townsend & G.M. Norris (Eds.), Soil Properties Evaluation from Centrifugal Models and Field Performance: Proceedings (pp. 45-70). Reston, United States of America: American Society of Civil Engineers.
  • Giroud, J.P., & Tran, V.N. (1971). Force portante d'une fondation sur une pente. Annales de l'I.T.B.T.P, 283-284(Suppl.), 130-180. Série Théories et Méthodes de Calcul, n° 142.
  • Graham, J., Andrew, M., & Shields, D.H. (1988). Stress characteristics for shallow footing in cohesion less slopes. Canadian Geotechnical Journal, 25(2), 238-249.
  • Hansen, B.J. (1970). A revised and extended formula for bearing capacity. Danish Geotechnical Institute Bulletin, 28, 5-11.
  • Jiao, Y.Y., Zhang, X.L., Zhang, H.Q., Li, H.B., Yang, S.Q., & Li, J.C. (2015). A coupled thermo-mechanical discontinuum model for simulating rock cracking induced by temperature stresses. Computers and Geotechnics, 67, 142-149.
  • Kusakabe, O., Kimura, T., & Yamaguchi, H. (1981). Bearing capacity of slopes under strip loads on the top surfaces. Soil and Foundation, 21(4), 29-40.
  • Li, C., Zhou, A., & Jiang, P. (2020). Eccentric bearing capacity of embedded strip footings placed on slopes. Computers and Geotechnics, 119, 103352. http://dx.doi.org/10.1016/j.compgeo.2019.103352
    » http://dx.doi.org/10.1016/j.compgeo.2019.103352
  • Magnan, J.P., Droniuc, N., & Canepa, Y. (2004). Les méthodes de calcul de la portance des fondations superficielles. In Symposium international FONDSUP 2003 (pp. 74-154). Paris: Presse de l’ENPC.
  • Mazouz, B. (2020). Analyse numérique du comportement des fondations superficielles situées sur une bicouche granuleuse en pente [Doctoral thesis]. Université Batna 2 Mostefa Ben Boulaïd.
  • Meyerhof, G.G. (1957). The ultimate bearing capacity of foundations on slopes. In Proceedings of the fourth International Conference on Soil Mechanics and Foundation Engineering (Vol. 1, pp. 384-386), London: Butterworths Scientific Publications.
  • Michalowski, R.L. (1997). An estimate of the influence of soil weight on bearing capacity using limit analysis. Soil and Foundation, 37(4), 57-64. http://dx.doi.org/10.3208/sandf.37.4_57
    » http://dx.doi.org/10.3208/sandf.37.4_57
  • Narita, K., & Yamaguchi, H. (1990). Bearing capacity analysis of foundations on slopes by use of log-spiral sliding surfaces. Soil and Foundation, 30(3), 144-152.
  • Paris. Ministère De l'Equipement, du Logement et des Transports. (1993). Fascicule n°, 62-Titre V. Règles techniques de conception et de calcul des fondations des ouvrages de génie civil, Cahiers des clauses technique générales applicables aux marché publics de travaux. DTRF
  • Peters, R.G. (2011). Advanced analysis of shallow foundations located near slopes [Doctoral thesis]. Faculty of Engineering and Surveying, University of Southern Queensland.
  • Qin, C., & Chen Chian, S. (2017). Kinematic stability of a two-stage slope in layered soils. International Journal of Geomechanics, 17(9), 06017006. http://dx.doi.org/10.1061/(ASCE)GM.1943-5622.0000928
    » http://dx.doi.org/10.1061/(ASCE)GM.1943-5622.0000928
  • Saran, S., Sud, V., & Handa, S. (1989). Bearing capacity of footings adjacent to slopes. Journal of Geotechnical Engineering, 115(4), 553-573.
  • Shields, D., Chandler, N., & Garnier, J. (1990). Bearing capacity of foundations in slopes J. Geotechnical Engineering, 116(3), 528-537. http://dx.doi.org/10.1061/(ASCE)0733-9410(1990)116:3(528)
    » http://dx.doi.org/10.1061/(ASCE)0733-9410(1990)116:3(528)
  • Shields, D., Scott, J., Bauer, G., Deschenes, J., & Barsvary, A. (1977b). Bearing capacity of foundations near slopes. In Proceedings of the 9th International Conference on Soil Mechanics and Foundation Engineering (Vol. 1, pp. 715-720). London: International Society for Soil Mechanics and Geotechnical Engineering.
  • Sokolovskii, V.V. (1960). Statics of soil media Butterworths.
  • Terzaghi, K. (1943). Theoretical soil mechanics New York: Wiley. http://dx.doi.org/10.1002/9780470172766
    » http://dx.doi.org/10.1002/9780470172766
  • Wing, I. K. (2005). Bearing capacity for Foundations near Slope [Master’s dissertation]. Civil and Environment Engineering, University of Concordia.

Data availability

All data produced or examined in the course of the current study are included in this article.

Publication Dates

  • Publication in this collection
    08 Jan 2024
  • Date of issue
    2024

History

  • Received
    19 Aug 2022
  • Accepted
    29 Sept 2023
Associação Brasileira de Mecânica dos Solos Av. Queiroz Filho, 1700 - Torre A, Sala 106, Cep: 05319-000, São Paulo - SP - Brasil, Tel: (11) 3833-0023 - São Paulo - SP - Brazil
E-mail: secretariat@soilsandrocks.com