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Maximum shear modulus and modulus degradation curves of an unsaturated tropical soil

Abstract

The maximum shear modulus (G0) and the modulus degradation curve (G/G0 versus γ) are important information in the evaluation of the soil mechanical behavior, both for dynamic and static loads. Dynamic tests (resonant column and cyclic triaxial tests) are not routinely performed in geotechnical practice in Brazil, and the geotechnical literature on the dynamic behavior of unsaturated tropical soils is limited. This paper presents and discusses seismic dilatometer (SDMT), resonant column, and triaxial test with bender elements and internal instrumentation to determine G0 and the modulus degradation curve in an unsaturated tropical sandy soil profile. It was observed that G0 tends to increase non-linearly with soil suction and net stress (σ - ua). It was also observed that the in situ G0 values determined with the SDMT were higher than those from laboratory tests (bender elements and resonant column). The modulus degradation curves determined with resonant column were used to define the reference curve via SDMT for the studied site. Soil suction influence in shear modulus degradation curves determined with unsaturated triaxial compression tests with local instrumentation is also presented and discussed.

Keywords:
Maximum shear modulus; Modulus degradation; Triaxial test; Bender elements; SDMT; Soil suction

1. Introduction

The maximum shear modulus (G0) and the modulus degradation curve (G/G0 versus γ) are important information to analyze the mechanical behavior of soils. It is necessary to determine these parameters and this curve due to the increase demand for nuclear facilities, offshore structures, and machine foundation design. The ground motion of the site is significantly affected by the local site condition during an earthquake, and the average shear wave velocity (Vs) up to 30 m is the key variable for site characterization in geotechnical earthquake engineering (Bang & Kim, 2007Bang, E.S., & Kim, D.S. (2007). Evaluation of shear wave velocity profile using SPT based uphole method. Soil Dynamics and Earthquake Engineering, 27(8), 741-758. http://dx.doi.org/10.1016/j.soildyn.2006.12.004.
http://dx.doi.org/10.1016/j.soildyn.2006...
; ICC, 1997International Code Council - ICC. (1997). Uniform building code (international building code). ICC.). Moreover, the G0 values can be used for a static deformation analysis such as slope stability, settlement estimative, an evaluation for ground improvements, as well as assessment of collapsible soils (Burland et al., 1977Burland, J.B., Longworth, T.I., & Moore, J.F.A. (1977). A study of ground movement and progressive failure caused by a deep excavation in Oxford Clay. Geotechnique, 27(4), 557-591. http://dx.doi.org/10.1680/geot.1977.27.4.557.
http://dx.doi.org/10.1680/geot.1977.27.4...
; Kim & Park, 1999Kim, D.S., & Park, H.C. (1999). Evaluation of ground densification using spectral analysis of surface waves (SASW) and resonant column (RC) tests. Canadian Geotechnical Journal, 36(2), 291-299. http://dx.doi.org/10.1139/t98-103.
http://dx.doi.org/10.1139/t98-103...
; Rocha et al., 2022Rocha, B.P., Rodrigues, A.L.C., Rodrigues, R.A., & Giacheti, H.L. (2022). Using a seismic dilatometer to identify collapsible soils. International Journal of Civil Engineering, 20(7), 857-867. http://dx.doi.org/10.1007/s40999-021-00687-9.
http://dx.doi.org/10.1007/s40999-021-006...
). Tests to determine soil dynamic parameters are not currently performed in Brazil and the geotechnical literature on the dynamic behavior of tropical soils is limited.

The crosshole test is the most effective technique for determining Vs, and to calculate the maximum shear modulus (G0) via Elasticity theory. Recently, the seismic dilatometer (SDMT) has being widely used since it allows the site characterization together with the determination of Vs profiles, consequently G0 (Marchetti et al., 2008Marchetti, S., Monaco, P., Totani, G., & Marchetti, D. (March 9-23, 2008). In situ tests by seismic dilatometer (SDMT). In American Society of Civil Engineers (Org.), Symposium Honoring Dr. John H. Schmertmann for His Contributions to Civil Engineering at Research to Practice in Geotechnical Engineering Congress 2008 (pp. 292-311). Reston, USA: ASTM. https://doi.org/10.1061/40962(325)7.
https://doi.org/10.1061/40962(325)7...
). Resonant column tests and the bender elements incorporated to triaxial tests can be used to determine Vs under controlled conditions in laboratory, such as confining stress, strain amplitude and soil suction influence.

The soil behavior is highly non-linear and has an important influence on the selection of design parameters for simple routine geotechnical projects (Atkinson, 2000Atkinson, J.H. (2000). Non-linear soil stiffness in routine design. Geotechnique, 50(5), 487-508. http://dx.doi.org/10.1680/geot.2000.50.5.487.
http://dx.doi.org/10.1680/geot.2000.50.5...
). So, the direct application of G0 to evaluated deformations problems is not applicable, and the shear modulus decay curve is necessary. The non-linear soil stress-strain behavior can be estimated with in situ and laboratory tests. In situ tests, like the crosshole and downhole can be used to determine shear modulus at small strains; dilatometer, pressuremeter, and plate load tests for medium strains; cone penetration and standard penetration tests for largely deformed soils (Amoroso, 2011Amoroso, S. (2011). G-γ decay curves by seismic dilatometer (SDMT) [Doctoral thesis]. University of L’Aquila.; Atkinson, 2000Atkinson, J.H. (2000). Non-linear soil stiffness in routine design. Geotechnique, 50(5), 487-508. http://dx.doi.org/10.1680/geot.2000.50.5.487.
http://dx.doi.org/10.1680/geot.2000.50.5...
; Ishihara, 2001Ishihara, K. (May 21-24, 2001). Estimate of relative density from in-situ penetration tests. In P.P. Rahardjo & T. Lunne (Eds.), Proceedings of the International Conference on In Situ Measurement of Soil Properties and Case Histories (pp. 17-26). Bandung, Indonesia: Parahyangan Catholic University.). Laboratory tests, such as the bender elements or the resonant column, the cyclic triaxial or torsional shear tests, or even monotonic triaxial tests, or double specimen direct simple shear can be used to estimate the non-linear soil behavior (Amoroso, 2011Amoroso, S. (2011). G-γ decay curves by seismic dilatometer (SDMT) [Doctoral thesis]. University of L’Aquila.).

A large portion of Brazil is covered by unsaturated tropical soils and the geotechnical literature about dynamic parameters of these soils is limited since dynamic tests are not currently carried out. The term tropical soil includes both lateritic and saprolitic soils. Saprolitic soils are residual and retain the macro fabric of the parent rock. Lateritic soils can be either residual or transported and are distinguished by the occurrence of the laterization process, which is an enriching of a soil with iron and aluminum and their associated oxides (cementation), caused by weathering in regions which are hot, acidic, and at least seasonally humid (Nogami & Villibor, 1981). Cementation and soil suction affects the soil behavior of unsaturated tropical soils, both in situ and in laboratory (Fernandes et al., 2022Fernandes, J., Saab, A., Rocha, B., Rodrigues, R., Lodi, P., & Giacheti, H. (2022). Geomechanical parameters in the active zone of an unsaturated tropical soil site via laboratory tests. Soils and Rocks, 45(4), 1-15. http://dx.doi.org/10.28927/SR.2022.000422.
http://dx.doi.org/10.28927/SR.2022.00042...
; Giacheti et al., 2019Giacheti, H.L., Bezerra, R.C., Rocha, B.P., & Rodrigues, R.A. (2019). Seasonal influence on cone penetration test: an unsaturated soil site example. Journal of Rock Mechanics and Geotechnical Engineering, 11(2), 361-368. http://dx.doi.org/10.1016/j.jrmge.2018.10.005.
http://dx.doi.org/10.1016/j.jrmge.2018.1...
; Rocha et al., 2021Rocha, B.P., Rodrigues, R.A., & Giacheti, H.L. (2021). The flat dilatometer test in an unsaturated tropical soil site. Geotechnical and Geological Engineering, 39(8), 5957-5969. http://dx.doi.org/10.1007/s10706-021-01849-1.
http://dx.doi.org/10.1007/s10706-021-018...
). The contribution of microstructure (cementation) and soil suction to the soil stiffness depends on the strain level the soil will experience (Atkinson, 2000Atkinson, J.H. (2000). Non-linear soil stiffness in routine design. Geotechnique, 50(5), 487-508. http://dx.doi.org/10.1680/geot.2000.50.5.487.
http://dx.doi.org/10.1680/geot.2000.50.5...
). These characteristics increase the overconsolidation stress and cohesion intercept (Vaughan et al., 1988Vaughan, P.R., Maccarini, M., & Mokhtar, S.M. (1988). Indexing the engineering properties of residual soil. Quarterly Journal of Engineering Geology, 21(1), 69-84. http://dx.doi.org/10.1144/GSL.QJEG.1988.021.01.05.
http://dx.doi.org/10.1144/GSL.QJEG.1988....
) and the most existing empirical correlation should be employed with caution (Robertson, 2016Robertson, P.K. (2016). Cone penetration test (CPT)-based soil behaviour type (SBT) classification system: an update. Canadian Geotechnical Journal, 53(12), 1910-1927. http://dx.doi.org/10.1139/cgj-2016-0044.
http://dx.doi.org/10.1139/cgj-2016-0044...
).

In this paper, SDMT, triaxial tests with bender elements and internal instrumentation, as well as resonant column carried out in an unsaturated tropical soil are presented and discussed. G0 values determined by these different techniques were compared. The modulus degradation curves (G/G0 versus γ) determined via resonant column tests were used to define the reference curve for the SDMT based on the approach proposed by Amoroso et al. (2014)Amoroso, S., Monaco, P., Marchetti, D., & Lehane, B.M. (2014). Examination of the potential of the seismic dilatometer (SDMT) to estimate in situ stiffness decay curves in various soil types. Soils and Rocks, 37(3), 177-194. http://dx.doi.org/10.28927/SR.373177.
http://dx.doi.org/10.28927/SR.373177...
. In addition, the effect of the unsaturated soil condition on the modulus degradation curves obtained from triaxial tests with suction control and internal instrumentation are presented and discussed.

2. Study site

SDMT, resonant column and triaxial tests with bender elements were conducted at the Experimental Research Site at the São Paulo State University (Unesp), located in the city of Bauru, State of São Paulo, Brazil. The study site includes a colluvial Neo-Cenozoic deposit up to about 13 m depth, followed by a residual soil formed during the Quaternary (De Mio, 2005De Mio, G. (2005). Geological conditioning aspects for piezocone test interpretation for stratigraphical identification in geotechnical and geo-environmental site investigation [Doctoral thesis, University of São Paulo]. University of São Paulo’s repository (in Portuguese). https://doi.org/10.11606/T.18.2005.tde-27042006-170324.
https://doi.org/10.11606/T.18.2005.tde-2...
). The soil profile consists in an unsaturated clayey fine sand with lateritic behavior up to about 13 m depth. The MCT Classification System (Mini, Compacted, and Tropical) proposed by (Nogami & Villibor, 1981Nogami, J.S., & Villibor, D.F. (September 21-23, 1981). A new soil classification for highway purposes. In Universidade Federal do Rio de Janeiro, Conselho Nacional de Pesquisas & Associação Brasileira de Mecânica dos Solos (Orgs.), Simpósio Brasileiro de Solos Tropicais em Engenharia (pp. 30-41). Rio de Janeiro: COPPE/UFRJ (in Portuguese).) for tropical soils was used to define and classify the soils with regards to the lateritic behavior. These soils have undergone pedogenic and morphogenetic processes (Giacheti et al., 2019Giacheti, H.L., Bezerra, R.C., Rocha, B.P., & Rodrigues, R.A. (2019). Seasonal influence on cone penetration test: an unsaturated soil site example. Journal of Rock Mechanics and Geotechnical Engineering, 11(2), 361-368. http://dx.doi.org/10.1016/j.jrmge.2018.10.005.
http://dx.doi.org/10.1016/j.jrmge.2018.1...
). Consequently, this soil has high porosity, high saturated hydraulic conductivity (10-5 to 10-6 m/s), and a cohesive-frictional behavior. A major geotechnical problem for this soil is collapsibility caused by soil wetting.

Several site characterization programs including Standard Penetration Tests (SPT), Standard Penetration Tests with Torque (SPT-T), Seismic Cone Penetration (SCPT), Flat Dilatometer (DMT), Pressuremeter (PMT), and Seismic tests (crosshole - CH and downhole - DH) were carried at the site. Sample pits were also excavated to retrieve undisturbed and disturbed soil blocks. Soil samples from these blocks were tested in laboratory for soil characterization and determination of mechanical properties and parameters. Figure 1 summarizes laboratory and in-situ tests carried out at the study site: grain size distribution (with and without dispersant), some index properties, SCPT, SPT, PMT and Seismic tests data along the soil profile.

Figure 1
Summary of in situ and laboratory tests carried out at the study site [adapted from Rocha & Giacheti (2018)Rocha, B.P., & Giacheti, H.L. (2018). Site characterization of a tropical soil by in situ tests. Dyna, 85(206), 211-219. http://dx.doi.org/10.15446/dyna.v85n206.67891.
http://dx.doi.org/10.15446/dyna.v85n206....
].

3. In situ and laboratory tests

Four SDMTs were carried out at the study site up to 15 m depth. The SDMT testing procedures were conducted in accordance with Marchetti et al. (2006)Marchetti, S., Monaco, P., Totani, G., & Calabrese, M. (April 2-5, 2006). The flat dilatometer test (DMT) in soil investigations - a report by the ISSMGE Committee TC16. In R.A. Failmezger & J.B. Anderson (Eds.), Proceedings from the Second International Conference on the Flat Dilatometer (pp. 7-48). Lancaster, USA: In-Situ Soil Testing.. A multi-function penetrometer with a 150 kN thrust capacity (Model Pagani TG 63 - 150 DP), which was anchored to the ground by helical augers, was used to carry this in situ test. The SDMT blade was pushed into the ground at a constant rate of 20 mm/s. The readings A-pressure and B-pressure were taken at intervals of 200 mm, and then these pressures were corrected for membrane stiffness and converted into p0 and p1. The three intermediate DMT parameters (ID: material index; KD: horizontal stress index; ED: dilatometer modulus) were calculated from the p0 and p1 values. Field measurements of the shear wave velocity (Vs) were taken at 0.5 or 1 m depth interval.

The resonant column tests were presented by Giacheti (1991)Giacheti, H.L. (1991). Experimental study of dynamic parameters of some tropical soils in the state of São Paulo [Doctoral thesis, University of São Paulo]. University of São Paulo’s repository. https://doi.org/10.11606/T.18.1991.tde-22092022-105014.
https://doi.org/10.11606/T.18.1991.tde-2...
. The triaxial tests were performed with internal instrumentation and bender elements by Fernandes (2022)Fernandes, J.B. (2022). Strength and deformability study of an unsaturated tropical soil profile [Master’s dissertation, São Paulo State University]. São Paulo State University’s repository (in Portuguese). Retrieved in February 20, 2023, from http://hdl.handle.net/11449/217501
http://hdl.handle.net/11449/217501...
. The modulus degradation curves were determined from the resonant column, triaxial and SDMT test data.

Cylindrical specimens of about 36 mm in diameter and 80 mm in height were used in the resonant column tests. They were rigidly fixed to the base of the triaxial chamber by means of a blade embedded in the porous stone (Giacheti, 1991Giacheti, H.L. (1991). Experimental study of dynamic parameters of some tropical soils in the state of São Paulo [Doctoral thesis, University of São Paulo]. University of São Paulo’s repository. https://doi.org/10.11606/T.18.1991.tde-22092022-105014.
https://doi.org/10.11606/T.18.1991.tde-2...
). Table 1 shows some geotechnical indexes, the confining stresses, and the moisture content conditions for each of them. The multi-stage technique was employed in the resonant column tests, as described by Anderson & Stokoe (1978). A very low amplitude torsional excitation was applied to the top of the specimen and the shear wave velocities were determined over the logarithmic time interval up to 1,000 minutes or up to 10,000 minutes in some cases for each confining stress stage. Subsequently, the excitation force was gradually increased and the variation of the ratio of shear modulus to strain amplitude was determined.

Table 1
Some information of the previously performed resonant column tests [adapted from Giacheti (1991)Giacheti, H.L. (1991). Experimental study of dynamic parameters of some tropical soils in the state of São Paulo [Doctoral thesis, University of São Paulo]. University of São Paulo’s repository. https://doi.org/10.11606/T.18.1991.tde-22092022-105014.
https://doi.org/10.11606/T.18.1991.tde-2...
].

The saturated and unsaturated triaxial tests with internal instrumentation and bender elements were performed using 50 mm diameter specimens with the height ranging from 100 to 120 mm. The determination of Vs (and hence G0) via bender elements was performed for the samples collected at 1.5, 5, 7, 11, and 13 m depth. The phase angle between the waves and the frequency domain method (Ferreira, 2002Ferreira, C.M.F. (2002). Implementação e aplicação de transdutores piezoeléctricos na determinação de velocidades de ondas sísmicas em provetes: avaliação da qualidade de amostragem em solos residuais [Master’s dissertation, University of Porto]. University of Porto’s repository. Retrieved in February 20, 2023, from https://hdl.handle.net/10216/13001
https://hdl.handle.net/10216/13001...
) were used to determine the wave propagation time. Suction values of 0 (saturated), 50, 200 and 400 kPa were imposed for samples collected at 1.5 and 5 m depth and suction values of 0 (saturated), 50, 100 and 200 kPa for samples collected at 7, 11 and 13 m depth. The applied confining stresses were 25, 50, 100, and 200 kPa for all samples tested. The axial (εa) and radial (εr) strains were measured by internal instrumentation (LVDTs with axial and radial displacement measurement) for the sample collected at 2 m depth, with a confining stress of 50 kPa and suction values equal to 0, 50, 200, and 400 kPa. The shear strain for individual soils elements (εs) can be calculated from Equation 1 based on εa and εr, and it was transformed in shear strain (γ) with Equation 2. The modulus of elasticity (E) was obtained from the triaxial test data and a Poisson ratio (μ) equal to 0.2 was assumed to determine the modulus degradation curve (Equation 3).

G = E 2 1 + μ (1)
ε s =( 2 / 3 ε a ε r ) (2)
γ =3/2 ε s (3)

3.1 Modulus degradation curve via SDMT

The modulus degradation curve can be estimated from a reference degradation curve determined in the laboratory by cyclic testing (Marchetti et al., 2008Marchetti, S., Monaco, P., Totani, G., & Marchetti, D. (March 9-23, 2008). In situ tests by seismic dilatometer (SDMT). In American Society of Civil Engineers (Org.), Symposium Honoring Dr. John H. Schmertmann for His Contributions to Civil Engineering at Research to Practice in Geotechnical Engineering Congress 2008 (pp. 292-311). Reston, USA: ASTM. https://doi.org/10.1061/40962(325)7.
https://doi.org/10.1061/40962(325)7...
). This curve can be defined from two points obtained by means of SDMT: (1) maximum soil shear modulus (G0), and (2) shear modulus at the working condition (GDMT). Amoroso et al. (2014)Amoroso, S., Monaco, P., Marchetti, D., & Lehane, B.M. (2014). Examination of the potential of the seismic dilatometer (SDMT) to estimate in situ stiffness decay curves in various soil types. Soils and Rocks, 37(3), 177-194. http://dx.doi.org/10.28927/SR.373177.
http://dx.doi.org/10.28927/SR.373177...
presents a procedure to estimate the modulus degradation curve via SDMT based on the findings of Marchetti et al. (2008)Marchetti, S., Monaco, P., Totani, G., & Marchetti, D. (March 9-23, 2008). In situ tests by seismic dilatometer (SDMT). In American Society of Civil Engineers (Org.), Symposium Honoring Dr. John H. Schmertmann for His Contributions to Civil Engineering at Research to Practice in Geotechnical Engineering Congress 2008 (pp. 292-311). Reston, USA: ASTM. https://doi.org/10.1061/40962(325)7.
https://doi.org/10.1061/40962(325)7...
. This procedure is schematically represented by Figure 2, and it consists of the following steps:

  • Determine G0 based on Vs from SDMT, at the same depth of the available reference modulus degradation curve;

  • Calculate GDMT based on the constrained modulus obtained from SDMT data (MDMT) (Equation 4) and normalized by its maximum shear modulus (G0).

    GDMT=12μ21μMDMT(4)

Where µ is the Poisson ratio.

Figure 2
Amoroso et al. (2014)Amoroso, S., Monaco, P., Marchetti, D., & Lehane, B.M. (2014). Examination of the potential of the seismic dilatometer (SDMT) to estimate in situ stiffness decay curves in various soil types. Soils and Rocks, 37(3), 177-194. http://dx.doi.org/10.28927/SR.373177.
http://dx.doi.org/10.28927/SR.373177...
approach to derive modulus degradation curves from SDMT [adapted from Amoroso et al. (2014)Amoroso, S., Monaco, P., Marchetti, D., & Lehane, B.M. (2014). Examination of the potential of the seismic dilatometer (SDMT) to estimate in situ stiffness decay curves in various soil types. Soils and Rocks, 37(3), 177-194. http://dx.doi.org/10.28927/SR.373177.
http://dx.doi.org/10.28927/SR.373177...
].
  • Assume the shear strain associated with working strain DMT moduli (γDMT) based on the available information [e.g., Amoroso (2011)Amoroso, S. (2011). G-γ decay curves by seismic dilatometer (SDMT) [Doctoral thesis]. University of L’Aquila.];

  • Then, use Equation 5, proposed by Amoroso (2011)Amoroso, S. (2011). G-γ decay curves by seismic dilatometer (SDMT) [Doctoral thesis]. University of L’Aquila., to assess the shear modulus reduction curve by SDMT.

    GG0=11+G0GDMT1γγDMT(5)

Therefore, the ratio GDMT/G0 obtained from SDMT and the estimated shear strain γDMT were used to plot the corresponding hyperbolic curve at each investigated test site.

According to Amoroso et al. (2014)Amoroso, S., Monaco, P., Marchetti, D., & Lehane, B.M. (2014). Examination of the potential of the seismic dilatometer (SDMT) to estimate in situ stiffness decay curves in various soil types. Soils and Rocks, 37(3), 177-194. http://dx.doi.org/10.28927/SR.373177.
http://dx.doi.org/10.28927/SR.373177...
, the “typical range” of shear strain (γDMT) associated to the working strain moduli GDMT can be approximately assumed as 0.01 to 0.45% for sand, 0.1 to 1.9% for silt and clay, and higher than 2% for soft clay. The authors considers that this approach can provide a first estimate of the modulus degradation curve (G/G0 versus γ) of the soil.

3.2 SDMT

Figure 3 shows the intermediate DMT parameters (ID, KD, and ED) and the shear wave velocity, and consequently maximum shear modulus profiles for the study site. ID, KD and ED were calculated by Marchetti's equations (Marchetti, 1980Marchetti, S. (1980). In situ tests by flat dilatometer. Journal of the Geotechnical Engineering Division, 106(GT3), 299-321.). Shear wave velocity determined with SDMT, and total mass density (ρ) determined using undisturbed soil samples collected in a sample pit excavated at the study site were used to calculate G0 values based on Elastic Theory (Equation 6).

G 0 = ρ V s 2 (6)

Where Vs is shear wave velocity, and ρ is the total mass density.

Figure 3
SDMT data at the study site.

Figure 3 shows a good agreement between the Vs and G0 profiles determined by all the performed tests. The values of Vs and G0 increase with depth up to 10 m and this trend becomes almost constant after that depth.

3.3 Triaxial tests with bender elements (BE) and internal instrumentation

The shear wave velocity (Vs) and consequently G0 were determined using bender elements. G0 shows a tendency to increase non-linearly with the suction and with the net stress (σ - ua) for sandy soils, and tends asymptotically to a limit (Nyunt et al., 2011Nyunt, T.T., Leong, E.C., & Rahardjo, H. (2011). Strength and small-strain stiffness characteristics of unsaturated sand. Geotechnical Testing Journal, 34(5), 103589. http://dx.doi.org/10.1520/GTJ103589.
http://dx.doi.org/10.1520/GTJ103589...
). A hyperbolic function was used to evaluate the influence of the suction and the net stress variables on the maximum shear modulus (Equation 7).

G 0 = G 0, s a t + a σ u a + s b + c s (7)

Where G0,sat is the maximum saturated shear modulus, s is the soil suction, and a, b, and c are empirical parameters of the fit. G0 and G0,sat are expressed in MPa and the net stress (σ - ua) and suction in kPa.

Figure 4 shows the variation of G0 with suction and with net stress, as well as the fitting for the samples collected at 1.5, 5, 7, 11, and 13 m depth. As the soil suction increases from 0 to 400 kPa, the shear moduli at small strain (assumed equal to 0.001%) also increase. Table 2 shows the fitting parameters for the Equation 7 at the 100 kPa net stress for all the investigated depths. It can be seen from this figure that the experimental data are well represented by a non-linear relationship (Equation 7) between G0 and the variables suction and net stress, except for the net stresses of 25 and 50 kPa for the depth of 7 m, which showed a quasi-linear behavior.

Figure 4
Variation of G0 with net stress (σ - ua) and with suction for the undeformed soil samples collected at (a) 1.5 m, (b) 5 m, (c) 7 m, (d) 11 m, and (e) 13 m depth.
Table 2
Fitting parameter for the Equation 7 at 100 kPa net stress.

Figure 5 shows the absolute values of the shear modulus at a small shear strain of 0.001% and at a finite strain of 1% for the sample collected at 2 m depth. It also can be seen from this figure that the soil shows a relatively high and fast variation of the shear modulus as the shear strain increases from 0.001 to 1%.

Figure 5
Modulus degradation curves for the tested samples from 2 m depth with suction values equal to 0, 50, 200, and 400 kPa.

3.4 Resonant column (RC) tests

Giacheti (1991)Giacheti, H.L. (1991). Experimental study of dynamic parameters of some tropical soils in the state of São Paulo [Doctoral thesis, University of São Paulo]. University of São Paulo’s repository. https://doi.org/10.11606/T.18.1991.tde-22092022-105014.
https://doi.org/10.11606/T.18.1991.tde-2...
presented the maximum shear modulus (G0) as a function of time of confinement by performing resonant column tests and observed that the samples tested (Table 1) showed an almost linear increase of G0 with logarithmic time, practically from the beginning of drainage, which is a typical behavior for sands. Figure 6 shows the value of G0 at 1,000 minutes of confinement at different confinement stresses for the samples collected at 0.95, 4.8, and 8.85 m depth (Giacheti, 1991Giacheti, H.L. (1991). Experimental study of dynamic parameters of some tropical soils in the state of São Paulo [Doctoral thesis, University of São Paulo]. University of São Paulo’s repository. https://doi.org/10.11606/T.18.1991.tde-22092022-105014.
https://doi.org/10.11606/T.18.1991.tde-2...
). Figure 7 shows the modulus degradation curves (G/G0 versus γ) determined for different confining stresses for the samples collected at 0.95, 4.8, and 8.85 m depth (Giacheti, 1991Giacheti, H.L. (1991). Experimental study of dynamic parameters of some tropical soils in the state of São Paulo [Doctoral thesis, University of São Paulo]. University of São Paulo’s repository. https://doi.org/10.11606/T.18.1991.tde-22092022-105014.
https://doi.org/10.11606/T.18.1991.tde-2...
).

Figure 6
G0 at 1,000 minutes of confinement for the samples collected at 0.95, 4.8, and 8.85 m depth at different confinement stresses [adapted from Giacheti (1991)Giacheti, H.L. (1991). Experimental study of dynamic parameters of some tropical soils in the state of São Paulo [Doctoral thesis, University of São Paulo]. University of São Paulo’s repository. https://doi.org/10.11606/T.18.1991.tde-22092022-105014.
https://doi.org/10.11606/T.18.1991.tde-2...
].
Figure 7
Modulus degradation curves (G/G0 versus γ) for samples collected at 0.95 (a), 4.8 (b) and 8.85 (c) m depth [adapted from Giacheti (1991)Giacheti, H.L. (1991). Experimental study of dynamic parameters of some tropical soils in the state of São Paulo [Doctoral thesis, University of São Paulo]. University of São Paulo’s repository. https://doi.org/10.11606/T.18.1991.tde-22092022-105014.
https://doi.org/10.11606/T.18.1991.tde-2...
].

Figure 7 shows the modulus degradation curves for the samples collected at 0.95, 4.8, and 8.85 m depth at different confinement stress (σ3). It can be seen from Figure 7 that the modulus G presents a small reduction for shear strains higher than 10-4%, which is accentuated from γ greater than 10-3%. Furthermore, a lower influence of confining stresses and depth on G values is observed for the range of strains investigated, with a tendency for a lower degradation of the modulus with increasing confining stress (σ3).

4. Discussion

4.1 G0 from in situ and laboratory tests

In order to compare G0 values determined by SDMT, resonant column (RC) and bender elements (BE), in situ confining stresses were defined based on at-rest earth pressure coefficient (K0) estimated from the Jaky (1948)Jaky, J. (June 21-30, 1948). Earth pressure in soils. In International Conference on Soil Mechanics and Foundation Engineering (Org.), Proceedings of the Second International Conference on Soil Mechanics and Foundation Engineering (pp. 103-107). Rotterdam, Netherlands: ICSMFE. equation.

All values were considered for the bender element tests with suction equal to 50, 100, and 200 kPa for the investigated depths (1.5, 5, 7, 11, and 13 m depth) since the SDMT and resonant column tests were performed in the natural soil condition. These suction values were defined from the suction monitoring by tensiometers, and watermark sensors presented by Giacheti et al. (2019)Giacheti, H.L., Bezerra, R.C., Rocha, B.P., & Rodrigues, R.A. (2019). Seasonal influence on cone penetration test: an unsaturated soil site example. Journal of Rock Mechanics and Geotechnical Engineering, 11(2), 361-368. http://dx.doi.org/10.1016/j.jrmge.2018.10.005.
http://dx.doi.org/10.1016/j.jrmge.2018.1...
. In addition, an average G0 profile from four SDMTs was adopted.

Figure 8 shows the differences between the G0 values determined by the average SDMT, average SDMT plus and minus one standard deviation (SD), RC and BE tests. The average SDMT values were higher than those determined by RC and BE. These values were 8% and 35% higher than those determined via BE, and 6% and 28% higher than those determined via RC. It is important to mention that the G0 values determined by RC and BE are positioned at the lower limit or slightly outside the range. These differences may be related to possible disturbances during the sampling process and specimens preparation, errors in the estimation of the in situ confining stresses (Ferreira et al., 2011Ferreira, C., Fonseca, A.V., & Nash, D.F.T. (2011). Shear wave velocities for sample quality assessment on a residual soil. Soil and Foundation, 51(4), 683-692. http://dx.doi.org/10.3208/sandf.51.683.
http://dx.doi.org/10.3208/sandf.51.683...
) as well as the influence of soil suction in G0 (Nyunt et al., 2011Nyunt, T.T., Leong, E.C., & Rahardjo, H. (2011). Strength and small-strain stiffness characteristics of unsaturated sand. Geotechnical Testing Journal, 34(5), 103589. http://dx.doi.org/10.1520/GTJ103589.
http://dx.doi.org/10.1520/GTJ103589...
).

Figure 8
G0 values determined by SDMT, bender elements, and resonant column for the study site.

4.2 Modulus degradation curve

4.2.1 SDMT and resonant column

Amoroso et al. (2014)Amoroso, S., Monaco, P., Marchetti, D., & Lehane, B.M. (2014). Examination of the potential of the seismic dilatometer (SDMT) to estimate in situ stiffness decay curves in various soil types. Soils and Rocks, 37(3), 177-194. http://dx.doi.org/10.28927/SR.373177.
http://dx.doi.org/10.28927/SR.373177...
suggest a method to estimate the modulus degradation curve (G/G0 versus γ) by using SDMT, based on the parameters G0, GDMT and γDMT, as previously discussed in item 3.1. This approach allows a preliminary definition of the modulus degradation curve, which needs to be interpreted in conjunction with reference G/G0 versus γ determined in the laboratory via cyclic triaxial or resonant column tests. So, the degradation curves presented in Figure 7 were considered representative and an average degradation curve was assumed. Table 3 presents the average values of G0, MDMT, GDMT/G0 determined by means of the four SDMTs performed, as well as the shear strain imposed with the expansion of the DMT blade (γDMT) determined from the average degradation curve assumed by the resonant column tests.

Table 3
Best-fit parameters for Amoroso et al. (2014)Amoroso, S., Monaco, P., Marchetti, D., & Lehane, B.M. (2014). Examination of the potential of the seismic dilatometer (SDMT) to estimate in situ stiffness decay curves in various soil types. Soils and Rocks, 37(3), 177-194. http://dx.doi.org/10.28927/SR.373177.
http://dx.doi.org/10.28927/SR.373177...
method for the study site.

Figure 9 shows the value of the GDMT/G0 ratio determined via SDMT, the shear strain fitted from the resonant column data (γDMT - gray symbol), and the average stiffness degradation curve obtained by Equation 3 (in gray dashed line). The GDMT/G0 value is equal to 0.051 for the studied site, which is slightly lower than the typical values reported in the literature (shaded areas), which can be associated to the natural cementation of the particles and the unsaturated condition, typical of tropical soil sites. At the working condition (GDMT), the stiffness due to cementation and soil suction is lost. On the other hand, the value of the shear strain imposed by SDMT blade pushing into the soil (γDMT) for the studied soil is in the range of values commonly reported in the literature for sands and silty sands to sandy silts (0.1 to 0.5%) (Amoroso et al., 2014Amoroso, S., Monaco, P., Marchetti, D., & Lehane, B.M. (2014). Examination of the potential of the seismic dilatometer (SDMT) to estimate in situ stiffness decay curves in various soil types. Soils and Rocks, 37(3), 177-194. http://dx.doi.org/10.28927/SR.373177.
http://dx.doi.org/10.28927/SR.373177...
). It is important to mention that the multistage technique (Anderson & Stokoe, 1978Anderson, D., & Stokoe, K. (1978). Shear modulus: a time-dependent soil property. In ASTM International (Ed.), Dynamic geotechnical testing (pp. 66-90). ASTM International. https://doi.org/10.1520/STP35672S.
https://doi.org/10.1520/STP35672S...
) used to perform the resonant column tests can generate accumulated deformations and disturbances in the structure of the specimen, resulting in cementation bond breakage, realignment of grains, and changes in void ratios (Barros, 1997Barros, J.M.C. (1997). Maximum shear modulus of tropical soils [Doctoral thesis]. Universidade de São Paulo (in Portuguese).); therefore, the modulus degradation for the soil of the study site can be lower than those presented in Figures 7 and 9.

Figure 9
Modulus degradation curve via SDMT from Amoroso et al. (2014)Amoroso, S., Monaco, P., Marchetti, D., & Lehane, B.M. (2014). Examination of the potential of the seismic dilatometer (SDMT) to estimate in situ stiffness decay curves in various soil types. Soils and Rocks, 37(3), 177-194. http://dx.doi.org/10.28927/SR.373177.
http://dx.doi.org/10.28927/SR.373177...
method and the resonant column test data for the study site.

4.3 G/G0 versus γ determined via unsaturated triaxial tests with internal instrumentation

The modulus degradation curves were also determined via unsaturated triaxial tests with internal instrumentation (LVDTs) for the sample collected at 2 m depth for soil suctions equal to 0, 50, 200, and 400 kPa (Figure 10). The objective is to evaluate the soil suction influence in the pattern and shape of the shear modulus degradation curve. Figure 10a shows that the shear modulus reduction curves are not monotonically related to the change in soil suction and reaches a maximum for a suction value equal to 200 kPa. The modulus degradation curve for the suction equal to 400 kPa is equivalent or slightly lower than those of suction equal to 50 kPa. It shows that the G/G0 versus γ curves firstly rises and then falls in a certain range with the increase in soil suction. This trend is different from that found by Ng et al. (2021)Ng, C.W.W., Bentil, O.T., & Zhou, C. (2021). Small strain shear modulus and damping ratio of two unsaturated lateritic sandy clays. Canadian Geotechnical Journal, 58(9), 1426-1435. http://dx.doi.org/10.1139/cgj-2019-0460.
http://dx.doi.org/10.1139/cgj-2019-0460...
for compacted unsaturated lateritic sandy clays and for eight different soil types as reported by Dong et al. (2018)Dong, Y., Lu, N., & McCartney, J.S. (2018). Scaling shear modulus from small to finite strain for unsaturated soils. Journal of Geotechnical and Geoenvironmental Engineering, 144(2), http://dx.doi.org/10.1061/(ASCE)GT.1943-5606.0001819.
http://dx.doi.org/10.1061/(ASCE)GT.1943-...
. However, Ng & Xu (2012)Ng, C.W.W., & Xu, J. (2012). Effects of current suction ratio and recent suction history on small-strain behaviour of an unsaturated soil. Canadian Geotechnical Journal, 49(2), 226-243. http://dx.doi.org/10.1139/t11-097.
http://dx.doi.org/10.1139/t11-097...
observed that the G/G0 curves shift towards higher shear strain values with increasing soil suction for yellowish-brown completely decomposed tuff (CDT).

Figure 10
Modulus degradation curves: (a) determined from unsaturated triaxial tests with internal instrumentation; (b) fitted with Darendeli (2001)Darendeli, M.B. (2001). Development of a new family of normalized modulus reduction and material damping curves [Doctoral thesis, University of Texas at Austin]. University of Texas at Austin’s repository. Retrieved in February 20, 2023, from http://hdl.handle.net/2152/10396
http://hdl.handle.net/2152/10396...
model.

In order to describe the non-linear soil behavior, several researchers have proposed a mathematical model to capture the features of modulus reduction curve (Darendeli, 2001Darendeli, M.B. (2001). Development of a new family of normalized modulus reduction and material damping curves [Doctoral thesis, University of Texas at Austin]. University of Texas at Austin’s repository. Retrieved in February 20, 2023, from http://hdl.handle.net/2152/10396
http://hdl.handle.net/2152/10396...
; Iwasaki et al., 1978Iwasaki, T., Tatsuoka, F., & Takagi, Y. (1978). Shear moduli of sands under cyclic torsional shear loading. Soil and Foundation, 18(1), 39-56. http://dx.doi.org/10.3208/sandf1972.18.39.
http://dx.doi.org/10.3208/sandf1972.18.3...
; Kokusho, 1980Kokusho, T. (1980). Cyclic triaxial test of dynamic soil properties for wide strain range. Soil and Foundation, 20(2), 45-60. http://dx.doi.org/10.3208/sandf1972.20.2_45.
http://dx.doi.org/10.3208/sandf1972.20.2...
; Seed et al., 1986Seed, H.B., Wong, R.T., Idriss, I.M., & Tokimatsu, K. (1986). Moduli and damping factors for dynamic analyses of cohesionless soils. Journal of Geotechnical Engineering, 112(11), 1016-1032. http://dx.doi.org/10.1061/(ASCE)0733-9410(1986)112:11(1016).
http://dx.doi.org/10.1061/(ASCE)0733-941...
; Vucetic & Dobry, 1991Vucetic, M., & Dobry, R. (1991). Effect of soil plasticity on cyclic response. Journal of Geotechnical Engineering, 117(1), 89-107. http://dx.doi.org/10.1061/(ASCE)0733-9410(1991)117:1(89).
http://dx.doi.org/10.1061/(ASCE)0733-941...
). According to Amoroso et al. (2014)Amoroso, S., Monaco, P., Marchetti, D., & Lehane, B.M. (2014). Examination of the potential of the seismic dilatometer (SDMT) to estimate in situ stiffness decay curves in various soil types. Soils and Rocks, 37(3), 177-194. http://dx.doi.org/10.28927/SR.373177.
http://dx.doi.org/10.28927/SR.373177...
, the G/G0 versus γ curves proposed by Darendeli (2001)Darendeli, M.B. (2001). Development of a new family of normalized modulus reduction and material damping curves [Doctoral thesis, University of Texas at Austin]. University of Texas at Austin’s repository. Retrieved in February 20, 2023, from http://hdl.handle.net/2152/10396
http://hdl.handle.net/2152/10396...
include all other reference curves. Darendeli (2001)Darendeli, M.B. (2001). Development of a new family of normalized modulus reduction and material damping curves [Doctoral thesis, University of Texas at Austin]. University of Texas at Austin’s repository. Retrieved in February 20, 2023, from http://hdl.handle.net/2152/10396
http://hdl.handle.net/2152/10396...
equation was used to represent the modulus reduction curves, as follows:

G G 0 = 1 1 + γ γ r e f d (8)

Where d is the constant that represents the curvature of the modulus reduction curve, and the γref is the reference strain controls the location where G decreases to half of its maximum value as the shear strain increases.

Figure 10b shows the modulus reduction curves for the tested samples. The dashed line at G/G0 = 0.5 reflects the positions of the reference shear strain for each modulus reduction curve. Figure 10b also allows to examine the dependencies of the reference strain (γref), and coefficient of curvature (d) on soil suction. The relationships between reference strain and suction are shown in Figure 11a, whereas the relationships between coefficient de curvature and suction are shown in Figure 11b for the soil from the study site. The reference strain increases with soil suction up to 200 kPa and decreases for soil suction equal to 400 kPa. The coefficient of curvature presents a slight reduction between saturated and soil suction equal to 50 kPa and remains approximately constant as the soil suction increases from 50 kPa to 400 kPa, indicating no suction dependence on this parameter.

Figure 11
Soil suction influence on: (a) reference strain (γref); (b) curvature coefficient a for the soil from the study site.

5. Conclusion

The main conclusions drawn from the study are as follows:

  • The maximum shear modulus of the studied soil increases nonlinearly with suction and net confining stress based on the bender elements test data;

  • The maximum shear modulus values from the SDMT were higher than those determined in the laboratory via resonant column and bender elements tests. This behavior can be related to possible soil disturbances during the sampling and preparation of the specimens, errors in estimating the in situ confining stresses, as well as the influence of soil suction on G0;

  • The average modulus degradation curve defined from resonant column was used to obtain the modulus degradation curve from SDMT. The approach proposed by Amoroso et al. (2014)Amoroso, S., Monaco, P., Marchetti, D., & Lehane, B.M. (2014). Examination of the potential of the seismic dilatometer (SDMT) to estimate in situ stiffness decay curves in various soil types. Soils and Rocks, 37(3), 177-194. http://dx.doi.org/10.28927/SR.373177.
    http://dx.doi.org/10.28927/SR.373177...
    for SDMT is interesting and can be used as a first tentative to represent the modulus degradation curve for the soil from the study site;

  • The modulus degradation curves from the suction-controlled, internally instrumented triaxial tests are not monotonically related to the change in soil suction and it was maximum for a suction value equal to 200 kPa, and this behavior is different from which was observed by other researchers. Additional tests on samples collected at other depths as well as for other suction values should be done to explore and confirm the relation between soil suction and modulus degradation curves for the studied soil.

List of symbols

a: fitting parameter

b: fitting parameter

c: fitting parameter

d: constant that represents the curvature of the modulus reduction curve

e: void ratio

p0: corrected first reading

p1: corrected second reading

qc: cone resistance

s: soil suction value

wL: liquid limit

BE: bender elements

CH: crosshole tests

CPT: cone penetration test

CPTu: piezocone penetration test

DH: downhole test

DMT: flat dilatometer

E: elasticity modulus

ED: dilatometer modulus

EPMT: Menard PMT modulus

G: shear modulus

GDMT: working strain modulus

G0: maximum shear modulus

G0,sat: maximum shear modulus at the saturated condition

ID: material index

IP: plastic index

KD: horizontal stress index

K0: in situ coefficient of lateral earth pressure

MDMT: constrained modulus obtained by DMT

N60: SPT N values for an efficiency of 60%

PMT: Menard pressuremeter test

RC: resonant column

Rf: friction ratio

SCPT: seismic cone

SD: standard deviation

SDMT: seismic dilatometer

SPT: standard penetration test

SPT-T: standard penetration test with torque measurement

Vs: shear wave velocity

↋a: axial strain

↋r: radial strain

γd: dry unit weight

γ: shear strain

γref: reference strain

γDMT: shear strain associated to the working strain modulus (GDMT)

Ƿ: soil bulk density

σ3: confining stress

σ - ua: net confining stress

µ: Poisson’ ratio

Data availability

The datasets generated during and/or analyzed during the current study are available from the corresponding author on reasonable request.

Acknowledgements

The authors thank the São Paulo Research Foundation - FAPESP (Grants 2015/17260-0 and 2017/23174-5), the National Council for Scientific and Technological Development - CNPq (Grant 436478/2018-8), and the Coordination for the Improvement of Higher Education Personnel - CAPES, for supporting their research. The last author also thanks the Institute for Technological Research of São Paulo State, particularly Dr. José Maria de Camargo Barros, where the resonant column tests were performed.

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    » http://dx.doi.org/10.1061/(ASCE)0733-9410(1991)117:1(89)

Publication Dates

  • Publication in this collection
    28 Apr 2023
  • Date of issue
    2023

History

  • Received
    02 Dec 2022
  • Accepted
    20 Feb 2023
Associação Brasileira de Mecânica dos Solos Av. Queiroz Filho, 1700 - Torre A, Sala 106, Cep: 05319-000, São Paulo - SP - Brasil, Tel: (11) 3833-0023 - São Paulo - SP - Brazil
E-mail: secretariat@soilsandrocks.com