Patient-ventilator asynchrony

ABSTRACT

Patient-v entilator asynchrony (PVA) is a mismatch between the patient, regarding time, flow, volume, or pressure demands of the patient respiratory system, and the ventilator, which supplies such demands, during mechanical ventilation (MV). It is a common phenomenon, with incidence rates ranging from 10% to 85%. PVA might be due to factors related to the patient, to the ventilator, or both. The most common PVA types are those related to triggering, such as ineffective effort, auto-triggering, and double triggering; those related to premature or delayed cycling; and those related to insufficient or excessive flow. Each of these types can be detected by visual inspection of volume, flow, and pressure waveforms on the mechanical ventilator display. Specific ventilatory strategies can be used in combination with clinical management, such as controlling patient pain, anxiety, fever, etc. Deep sedation should be avoided whenever possible. PVA has been associated with unwanted outcomes, such as discomfort, dyspnea, worsening of pulmonary gas exchange, increased work of breathing, diaphragmatic injury, sleep impairment, and increased use of sedation or neuromuscular blockade, as well as increases in the duration of MV, weaning time, and mortality. Proportional assist ventilation and neurally adjusted ventilatory assist are modalities of partial ventilatory support that reduce PVA and have shown promise. This article reviews the literature on the types and causes of PVA, as well as the methods used in its evaluation, its potential implications in the recovery process of critically ill patients, and strategies for its resolution.

Keywords:
Respiration, artificial; Respiratory insufficiency; Interactive ventilatory support

RESUMO

A assincronia pacie nte-ventilador (APV) é um desacoplamento entre o paciente, em relação a demandas de tempo, fluxo, volume e/ou pressão de seu sistema respiratório, e o ventilador, que as oferta durante a ventilação mecânica (VM). É um fenômeno comum, com taxas de incidência entre 10% e 85%. A APV pode ser devida a fatores relacionados ao paciente, ao ventilador ou a ambos. Os tipos de APV mais comuns são as de disparo, como esforço ineficaz; autodisparo e duplo disparo; as de ciclagem (tanto prematura quanto tardia); e as de fluxo (insuficiente ou excessivo). Cada um desses tipos pode ser detectado pela inspeção visual das curvas de volume-tempo, fluxo-tempo e pressãotempo na tela do ventilador mecânico. Estratégias ventilatórias específicas podem ser adotadas, em combinação com a abordagem clínica do paciente, como controle de dor, ansiedade, febre, etc. Níveis profundos de sedação devem ser evitados sempre que possível. A APV se associa a desfechos indesejados, tais como desconforto, dispneia, piora da troca gasosa, aumento do trabalho da respiração, lesão muscular diafragmática, prejuízo do sono, aumento da necessidade de sedação e/ou de bloqueio neuromuscular, assim como aumento do tempo de VM, de desmame e de mortalidade. A ventilação proporcional assistida e a ventilação assistida com ajuste neural são modalidades de suporte ventilatório parcial que reduzem a APV e têm se mostrado promissoras. Este artigo revisa a literatura acerca da APV abordando seus tipos, causas, métodos de avaliação, suas potenciais implicações no processo de recuperação de pacientes críticos e estratégias para sua resolução.

Descritores:
Respiração artificial; Insuficiência respiratória; Suporte ventilatório interativo.

INTRODUCTION

Definition and epidemiology

Mechanical ventilation (MV) is one of the most commonly used interventions in the ICU, being indispensable to maintaining the life of critically ill patients with acute respiratory failure.¹ The main objectives of MV include maintaining adequate levels of gas exchange and decreasing respiratory effort, until the clinical condition that was the indication for MV is resolved or compensated.² To that end, the goal should be optimal patient-ventilator interaction, with a balance between patient inspiratory effort and ventilator triggering, between ventilatory demand and delivery of flow and tidal volume, and between interruption of patient inspiration and cycling of the device. Patient-ventilator asynchrony can be defined as a mismatch between the patient, regarding time, flow, volume, or pressure demands of the patient respiratory system, and the ventilator, which supplies such demands, during MV.³ Asynchrony events can range from subtle changes, the detection of which demands strong suspicion and refined monitoring, to an evident “struggle” between the patient and the ventilator.

Patient-ventilator asynchrony has incidence rates ranging from 10% to 85%.^4-8 This great variation can be explained by the fact that different factors affect the incidence and detection of patient-ventilator asynchrony (Chart 1). To quantify this phenomenon, some authors have proposed the asynchrony index (AI), defined as the number of asynchrony events divided by the total respiratory rate, that is, the sum of ventilator cycles and ineffective efforts, and expressed as a percentage. In one pioneering study,⁵ nearly one fourth of the patients had an AI above 10% when the incidence of events over only 30 min of continuous monitoring of intubated patients was evaluated.

Chart 1
Factors that affect the occurrence and detection of patient-ventilator asynchrony.

Factors related to the occurrence of asynchrony	Factors related to the detection of asynchrony
Indication for MV	Observation time
Severity of respiratory failure	Length of the observation periods
Ventilatory modes	Timing of observation during MV (e.g., first days and phase of weaning)
Ventilator settings	Detection method (e.g., clinical assessment, waveform monitoring, esophageal balloon measurement, and detection of the electrical activity of the diaphragm)
Level of sedation	Definition of asynchrony and of its significance

• MV: mechanical ventilation.

RISK FACTORS

Patient-related factors

Regardless of the etiology of the respiratory failure leading to the need for MV, the greater clinical severity of the patient favors the occurrence of asynchrony, especially during the initial phases of ventilatory support. Sepsis, acidosis, anxiety, and fever are some of the factors that increase ventilatory demand and hinder the balance between the flow and volume demanded by the patient and those delivered by the ventilator, contributing to the occurrence of asynchrony.⁹ In patients who are unstable, sedation and analgesia are often required until stabilization is achieved. The underlying diagnosis is also very relevant. COPD has been considered the most commonly associated condition with asynchrony, especially in the presence of auto-positive end-expiratory pressure (auto-PEEP), which hinders ventilator triggering and favors the frequent occurrence of ineffective efforts.¹⁰ Respiratory mechanics influences the type of patient-ventilator asynchrony, depending on neural inspiratory time and on ventilator settings.^10,11 An obstructive respiratory mechanics profile appears to be more associated with delayed cycling asynchrony, aggravated by short neural inspiratory time, whereas a restrictive respiratory mechanics profile with longer neural inspiratory time favors premature cycling events during pressure support ventilation (PSV) and proportional assist ventilation plus (PAV+).¹¹ In fact, depending on the ventilatory mode, COPD patients can also have cycle asynchrony. This occurs, for instance, when patients receive PSV, whose cycling is linked to the percent reduction in inspiratory flow.^12,13 Another condition that favors certain types of asynchrony is acute respiratory distress syndrome (ARDS). Patients with this condition should be ventilated with low tidal volumes and low continuous positive airway pressures. ² Although these settings are lung protective, they are often not tolerated by the patient and cause asynchrony.¹⁴ Double triggering is one the most common types of asynchrony and can result in the delivery of converging respiratory cycles, which means that MV is no longer protective. This hypothesis has been proposed to explain the satisfactory results with the use of neuromuscular blockade in the first days of ventilation in patients with severe ARDS, perhaps because it prevents this type of asynchrony and ensures protective ventilation.¹⁵

Ventilator-related factors

The choice of ventilatory mode and the choice of ventilator settings are factors that affect the incidence of asynchrony. A study involving 62 patients, 11 on volume-controlled ventilation (VCV) and 51 on PSV, detected 2.1 asynchrony events per minute, on average, the incidence being significantly higher in those on VCV than in those on PSV (4.3 ± 4.8 events/ min vs. 1.9 ± 3.8 events/min).⁵ In conventional modes-VCV, pressure-controlled ventilation (PCV), and PSV-pneumatic triggering can be a source of asynchrony, especially in patients on auto-PEEP, such as those with COPD.¹⁶ The VCV mode is more commonly associated with asynchrony resulting from inadequate flow or tidal volume, such as double triggering, given that these parameters are set by the operator and are not always adequate to the demand of the patient.¹⁷ Switching to modes in which the flow and volume vary in response to patient effort, such as PSV and PCV, can improve comfort.¹⁸ However, choosing a ventilatory mode that allows the patient to have a certain control over inspiratory flow, such as PCV or PSV, does not ensure optimal patient-ventilator interaction. For the application of PCV and PSV, the choice of the level of support to be delivered is essential and should be individualized.

TYPES OF ASYNCHRONY, DIAGNOSES, AND STRATEGIES

By analyzing volume, flow, and pressure waveforms on the mechanical ventilator display, it is possible to detect the most common types of patient-ventilator asynchrony, which are those related to triggering, those related to cycling, and those related to flow. Chart 2 presents the types of patient-ventilator asynchrony and comments on ventilator- and patient-related factors, as well as therapeutic strategies for each situation.

Chart 2
Common types of patient-ventilator asynchrony, associated factors, and therapeutic strategies.

Asynchrony	Determining factors Therapeutic strategies
Triggering Ineffective triggering	Ventilator: Inappropriate sensitivity setting or malfunction of the sensitivity mechanism Prolonged inspiratory time Patient: Respiratory muscle weakness Decreased neural drive Dynamic hyperinflation (auto-PEEP)	Adjustment/correction of sensitivity problems (flow more sensitive than pressure) Decrease inspiratory time by adjusting settings for each mode (VCV, PCV, and PSV) Reduce or discontinue neural drive depressants, sedation, or NMBA Minimize hyperinflation and titrate extrinsic PEEP (values lower than auto-PEEP values), decrease PS levels (PSV mode)
Double triggering	Ventilator: Inspiratory time too short relative to neural inspiratory time Low tidal volume in VCV	Increase inspiratory time (VCV or PCV) or decrease the cycling threshold percentage of peak flow (PSV) Deep sedation ± NMBA in early severe ARDS Modes that allow variation in tidal volume, such as PCV
Reverse triggering	Muscle effort resulting from mechanical inflation	Reduce sedation, NMBA in early severe ARDS
Auto-triggering	Ventilator: “Excessive” sensitivity System leak Condensate in the ventilator circuit Patient: Transmission of pressure or flow oscillations because of cardiac activity	Optimize the sensitivity setting Correct leak Remove condensate Optimize the sensitivity setting
Cycling Premature cycling	Ventilator: Inspiratory time is too short relative to patient inspiratory time	In VCV, decrease inspiratory flow or increase tidal volume In PCV, increase inspiratory time
	Patient: Restrictive respiratory mechanics in PSV, as in pulmonary fibrosis	In PSV, decrease the cycling threshold percentage criterion or increase PS
Delayed cycling	Ventilator: Inspiratory time is too long relative to patient inspiratory time	In VCV, increase inspiratory flow In PCV, decrease inspiratory time
	Patient: Obstructive respiratory mechanics in PSV, as in COPD	In PSV, increase the cycling threshold percentage criterion, or decrease PS, or increase rise time
Flow Insufficient flow	Ventilator: In VCV, the flow setting is too low	In VCV, increase inspiratory flow or switch to
	In PCV and PSV, the applied pressure is too	PCV or PSV (free flow)
	low, long rise time Patient: Excessive ventilatory demand, increased neural drive	Reduce neural drive and metabolic demand: control fever, pain, metabolic acidosis, and anxiety
Excessive flow	Ventilator: In VCV, the flow setting is too high	In VCV, decrease inspiratory flow
	In PCV and PSV, the applied pressure is too high, rise time is too short (overshoot)	In PCV and PSV, decrease applied pressure, decrease rise time

• VCV: volume-controlled ventilation; PCV: pressure-controlled ventilation; PSV: pressure support ventilation; NMBA: neuromuscular blocking agent; (auto-)PEEP: (auto-)positive end-expiratory pressure; PS: pressure support; and ARDS: acute respiratory distress syndrome.

Triggering asynchronies include ineffective triggering or effort, auto-triggering, and double triggering. They are called so because they result from problems in the triggering or initiation of the respiratory cycle by the ventilator in response to patient respiratory muscle effort. Ineffective triggering consists in failure to recognize patient inspiratory muscle effort. Figure 1 illustrates two different scenarios in which ineffective efforts can occur. Ineffective efforts might be due to factors related to the ventilator, such as inappropriate sensitivity setting or malfunctioning sensitivity; to the patient, such as respiratory muscle weakness (whether or not it is related to sedation) or neuromuscular blockade (due to auto-PEEP); or to both. Clinically, patient inspiratory effort can be sensed by touching the chest or abdomen, observing that movement of the chest or abdomen is not accompanied by a ventilator-delivered breath.²

Figure 1
Flow and pressure waveforms, respectively, illustrating two simulated types of ineffective triggering. The first two waveforms represent a patient without problems in respiratory mechanics, with a weak spontaneous effort (Pmus) because of respiratory muscle weakness or decreased neural drive. The bottom two waveforms represent a patient with airflow obstruction and difficulty in triggering some breaths because of the presence of auto-positive endexpiratory pressure, even with a muscle effort that is “physiological” but unable to trigger ventilator breaths. In both cases, pressure-controlled ventilation (pressure sensitivity of −2 cmH₂O) was used. The dots on the waveforms indicate ineffective efforts. Paw: airway pressure; and Pmus: muscle pressure. Source: Xlung^®.

To resolve ineffective triggering, the sensitivity should be set as high as possible, thus avoiding, however, auto-triggering and switching from pressure triggering to flow triggering, which is more sensitive. When auto-PEEP associated with dynamic hyperinflation is observed, one can attempt to increase PEEP cautiously-monitoring the resolution or attenuation of asynchrony, rarely exceeding 10 cmH₂O, or reducing the pressure support level in PCV and PSV (if tidal volume is high)-or to decrease inspiratory time in VCV.

Auto-triggering is the opposite of ineffective triggering: the ventilator triggers a breath when it improperly recognizes a flow or pressure variation in the circuit as being patient spontaneous respiratory muscle effort. In other words, the ventilator sensitivity system is “tricked” by artifacts, such as leaks with depressurization of the circuit or flow or pressure oscillations due to the presence of condensate in the circuit, or by transmission of intrathoracic pressure variations because of cardiac activity due to systolic ejection. Figure 2 illustrates two common situations that generate auto-triggering.

Figure 2
Volume, flow and pressure waveforms, respectively, illustrating two simulated types of auto-triggering. The first three waveforms represent a patient on pressure-support ventilation with flow sensitivity. The system with a leak causes the onset of flow-triggered breaths, without patient effort (Pmus = 0). The bottom three waveforms represent a patient on pressure-controlled ventilation,* without respiratory muscle effort, but showing regular flow and pressure oscillations, with a respiratory rate of approximately 80 breaths/min, corresponding to his/her heart rate. Pressure sensitivity was changed to flow sensitivity. The increase in the total respiratory rate was due to triggers induced by transmission of flow oscillations because of cardiac activity. Vol.: volume; and Paw: airway pressure. Source: Xlung^®.

Double triggering consists of the ventilator delivering two consecutive breaths in response to patient respiratory muscle effort, that is, it occurs when patient effort triggers two breaths in a row. In such cases, patient neural inspiratory time is longer than the ventilator inspiratory time. The first trigger is from p atient effort.

Reverse triggering occurs when patient inspiratory muscle effort results from reflex mechanisms triggered by mechanical insufflation with a ventilator-controlled breath. This form of patient-ventilator interaction, which is still unclear and potentially common, may go unnoticed clinically; it is necessary to monitor esophageal pressure, because the muscle effort does not originate in the respiratory center of the patient but rather in a patient-delivered breath. The term “entrainment” has also been used to describe this phenomenon.¹⁹ Figure 3 illustrates two types of asynchrony: double triggering and reverse triggering. In both cases, there is stacking of tidal volumes, resulting in distension of the lung parenchyma, with a corresponding increase in alveolar and airway pressures, and posing a risk of ventilator-induced lung injury, particularly in patients with ARDS.^2,17-19 The main therapeutic strategy in such cases consists of increasing inspiratory time (in VCV and PCV), and, in PSV mode, it consists of increasing inspiratory time by decreasing the cycling percentage of peak flow.

Figure 3
Volume, flow, and pressure waveforms, respectively, illustrating two simulations of asynchrony. The first three waveforms represent a case in which, because of patient neural inspiratory time, which is longer than the ventilator inspiratory time, the first breath is always triggered by the patient, during volume-controlled ventilation. The dots indicate stacked tidal volume caused by double triggering. The bottom three waveforms represent a case of reverse triggering due to respiratory muscle effort triggered by reflex mechanisms resulting from a ventilator-delivered breath, during pressure-controlled ventilation. Note, in both cases, stacked tidal volume and increased airway pressure during asynchrony. The dots indicate reverse triggering. Paw: airway pressure; and Pmus: muscle pressure. Source: Xlung^®.

Premature cycling occurs when the ventilator ends the inspiratory flow sooner than desired by the patient, that is, the ventilator inspiratory time is shorter than patient neural inspiratory time. Delayed cycling is due to the reverse: the ventilator delivers a breath with a longer inspiratory time than is desired by the patient, that is, the ventilator inspiratory time is longer than patient neural inspiratory time. In VCV and PCV, the ventilator operator can attempt to correct these asynchronies by directly adjusting the inspiratory time setting and assessing patient adaptation by interpreting the MV waveforms on the ventilator display. In PSV mode, the main strategy is to adjust the cycling threshold percentage of peak flow, which can usually be set between 5% and 70%. To correct premature cycling, the threshold should be decreased, and, to correct delayed cycling, the threshold should be increased. In COPD patients, because of their increased airway resistance, the decrease in the flow delivered by PSV is slower, delaying ventilator cycling. This asynchrony can be corrected or minimized by adjusting the cycling level, which is usually preset at 25%, to higher values, such as 40-50%. Another approach can be to change the applied pressure support over PEEP. When this parameter is increased, inspiratory time usually increases as well, and vice-versa. Figure 4 illustrates premature cycling and delayed cycling, as well as the effects that changes in the cycling criterion have on these asynchronies.

Figure 4
Flow and pressure waveforms, respectively, illustrating two types of cycling asynchrony simulated during pressure support ventilation. The first two waveforms represent a patient with COPD. Asynchrony is corrected by increasing the threshold percentage of peak inspiratory flow for termination of inspiration. The bottom two waveforms represent a patient with restrictive lung disease experiencing premature cycling. Asynchrony is attenuated by decreasing the cycling threshold percentage of peak flow. The dots indicate cycling during pressure support ventilation. Paw: airway pressure; and Pmus: muscle pressure. Source: Xlung^®.

Flow asynchrony can be of two types: insufficient inspiratory flow and excessive inspiratory flow. In instances of the first type, the flow received by the patient is lower than his/her ventilatory demand, typically occurring when the flow is set by the operator and cannot be increased by patient spontaneous efforts, as occurs during VCV. However, insufficient inspiratory flow can also occur during PCV and PSV when the levels set are insufficient to deliver the flow “desired” by the patient. The therapeutic approach can include a reduction in ventilatory demand: correction of fever, anxiety, pain, acidosis, etc.; or an increase in flow delivery by means of appropriate adjustments for each mode (Chart 2), observing patient comfort and use of accessory respiratory muscles, as well as the conformation of the pressure waveform. In patients on VCV, switching to PCV or PSV, which have free flow, can be a good alternative. In addition, in PCV and PSV, an adjustment in rise time directly affects flow delivery soon after the respiratory cycle is triggered; the shorter the rise time, the higher the flow delivery and the faster the initial pressurization of the system; a short rise time is recommended in patients with clinical signs of air hunger. Excessive flow asynchrony occurs because of an exaggerated delivery of inspiratory flow. In some cases, excessive pressurization may occur, characterizing an overshoot of the flow in PCV or PSV. The best option consists of reducing flow delivery by reducing the set value in VCV or by reducing the applied pressure over PEEP or increasing the rise time in PCV and PSV. Figure 5 illustrates flow asynchrony and volume asynchrony during VCV, as well as their correction during PCV.

Figure 5
Volume, flow, and pressure waveforms, respectively, illustrating simulation of correction of flow asynchrony and volume asynchrony (air hunger), evident in the second breath, during VCV. The application of PCV from the third breath onward enabled delivery of flow and tidal volume. The patient responded with decreased muscle contraction (Pmus) from the fourth breath onward. Note a slight airway pressure overshoot at the end of breath during PCV (arrow), attenuated by better adaptation of the patient. The dots indicate free-flow delivery during PCV. VCV: volume-controlled ventilation; PCV: pressure-controlled ventilation; Paw: airway pressure;; and Pmus: muscle pressure. Source: Xlung^®.

ADVERSE EFFECTS OF PATIENTVENTILATOR ASYNCHRONY

General

Patient-ventilator asynchrony causes a series of adverse clinical effects and is associated with unwanted outcomes, such as discomfort, dyspnea, worsening of pulmonary gas exchange, increased respiratory effort, diaphragmatic injury, decreased quantity and quality of sleep, increased use of sedation, increased use of neuromuscular blockade, an increased duration of MV, and increased mortality.^20-23 Symptoms of “air hunger” or “ excessive inspiratory effort”, that is, dyspnea, although rarely studied, are very common during MV. In one study, the use of VCV was associated with these symptoms (OR = 4.77; 95% CI: 1.6-4.3), and an increase in flow or tidal volume attenuated them in 10 of 45 patients (22%).²⁴ Not surprisingly, because VCV has stricter settings for delivery of flow and tidal volume, it is associated with greater discomfort in non-sedated patients, which could also be reflected in the incidence of asynchrony, although this last observation requires further evidence.^24,25 Asynchrony events can impair oxygenation. A decrease in AI-from 3.36% during PSV to 1.73% during neurally adjusted ventilatory assist (NAVA)-was associated with an increase in the PaO₂/FiO₂ ratio (254 mmHg vs. 203 mmHg).²⁶ Both excessive and insufficient ventilatory support can cause respiratory muscle damage. In instances of the former, damage includes muscle fiber atrophy or apoptosis, and, in instances of the latter, damage includes increased work of breathing and eventually fatigue. Optimal patient-ventilator interaction, without asynchrony, would theoretically be ideal for the respiratory muscles. It is also possible that certain types of asynchrony, such as ineffective effort, especially when it occurs in the mid-expiratory phase, cause damage to diaphragm muscle fibers by generating eccentric or plyometric contractions during stretching of these fibers in this phase of the respiratory cycle.^27,28

Use of sedation

Patients on MV are commonly sedated so that they can adapt to ventilatory support.²⁹ However, observational studies have shown an association between deep sedation and a higher incidence of asynchrony.^22,30 In one study, adult patients receiving PSV during deep sedation with propofol vs. during wakefulness had, under sedation, a higher rate of asynchrony (21.8% vs. 5.9%); decreased respiratory drive, as measured by electrical activity of the diaphragm (Edi; 9.9 μV vs. 3.1 μV); worsening of pulmonary gas exchange (increased PaCO₂); and reduced tidal volume (0.39 L vs. 0.44 L).³¹ Deep sedation is currently considered a predictor of ineffective effort asynchrony.^29,32 In addition to sedation level, drug type is a factor that affects the incidence of asynchrony. In a multicenter study, AI was l ower when using dexmedetomidine as a sedative during MV compared with propofol (2.68% vs. 9.10%), even when targeting light sedation.³³ Increasing intravenous sedation to reduce asynchrony appears to be an ineffective, if not harmful, strategy. Ventilator adjustments, such as changing the ventilatory mode or increasing inspiratory time to one second, were more effective in reducing asynchrony than was increasing sedation.³⁴ Therefore, in patients experiencing asynchrony, continuous intravenous sedation should only be instituted or increased after optimization of ventilator settings combined with management of common clinical problems, such as pain, anxiety, and delirium, or with prompt administration of a bolus in cases of an evident “struggle” between the patient and the ventilator, for safety reasons.

Sleep impairment

ICU patients on MV are highly susceptible to sleep fragmentation and decreased sleep time because of the presence of alarms, the use of inappropriate ventilator settings, and patient-ventilator asynchrony. ^1,2 However, the relationship between patient-ventilator asynchrony and sleep quality is controversial.^35-37 In one study, total sleep time and sleep efficiency were higher during MV than during spontaneous breathing in tracheostomized patients on prolonged MV. Some patients had respiratory events (central apnea and double triggering asynchrony) that accounted for 11% of the sleep fragmentation index during MV. It is possible that, once asynchrony has been corrected by making appropriate ventilator adjustments, there is even greater advantage in using MV than spontaneous breathing.³⁸ One study compared PAV+ and PSV during sleep.⁸ Although there was a significant reduction of asynchrony events/h with PAV+ relative to PSV (5 events/h vs. 40 events/h), this effect did not lead to a significant improvement in sleep quality, and PAV+ was associated with increased sleep fragmentation (18.8 events/h vs. 18.1 events/h) and with a lower rapid-eye-movement sleep percentage (0.0% vs. 5.8%).⁸ Current findings are insufficient to determine if, how, and the extent to which, patient-ventilator asynchrony affects sleep.

Duration of MV and mortality

In a pioneering study,⁴ the presence of ineffective efforts, as detected over an observation period of only 2 min within the first week of admission to a weaning center, was identified in 19 of 174 patients (11%). In this group of patients, this p resence was associated with a lower rate of weaning success (16% vs. 57%). Patients in this group were older, were more likely to have been diagnosed with COPD, had higher PaCO₂, and had lower MIP; it was not possible to confirm the relationship between patient-ventilator asynchrony and impaired weaning.⁴ In another study,⁵ it was observed that patients with an AI ≥ 10%, as determined over a 30-min observation period aimed at detecting four types of asynchrony, had longer duration of MV than did those with an AI < 10% (25 days vs. 7 days). Among the former, there was a higher proportion of patients who required tracheostomy (33% vs. 4%). Mortality in the ≥10% AI group was 47% vs. 32% in the <10% AI group, a difference without statistical significance (p = 0.36). However, patients with patient-ventilator asynchrony had different clinical characteristics, a higher proportion of them having COPD, as well as higher bicarbonate and pH levels; a cause-and-effect relationship was not established between patientventilator asynchrony and impaired weaning.⁵

In another study,³² 60 patients were evaluated over 20 min within the first 24 h of ventilatory support, regarding the occurrence of ineffective efforts. Fourteen patients (23%) were identified as having an AI ≥ 10%, all of whom had demographic and clinical characteristics similar to those of patients with an AI < 10%. Compared with patients in the <10% AI group, those in the ≥10% AI group had longer duration of MV (6 days vs. 2 days; p = 0.007), fewer ventilator-free days (21 days vs. 25 days; p = 0.02), and longer ICU stays (8.3 days vs. 4.2 days; p = 0.01). Mortality did not differ significantly between the groups (5.3 vs. 9.2%; p = 0.39).³² One of the major limitations of studies on the incidence of patient-ventilator asynchronies and their effects on clinical outcomes is the fact that the observation period is too short. To overcome this limitation, a group of researchers investigated patient-ventilator asynchrony through analysis of asynchronies detected by dedicated software throughout the period when a group of patients was on MV.²² The following types of asynchrony were monitored; ineffective efforts; double triggering; aborted inspirations; premature cycling; and delayed cycling. Of a total of 50 patients who remained on MV for more than 24 h, those with an AI ≥ 10% showed a tendency toward having longer duration of MV than did those with an AI < 10% (16 days vs. 6 days; p = 0.061). ICU mortality was significantly higher among the former than among the latter (67% vs. 14%; p = 0.011), as was in-hospital mortality (67% vs. 23%; p = 0.044). The longer observation period, which is a major difference relative to other studies and covered more than 80% of the total duration of MV, was the strength of that study.²² This allowed the determination of the true incidence of patient-ventilator asynchrony and may have been the reason why an association was identified between this incidence and higher mortality. In contrast, the fact that patient-ventilator asynchronies were identified automatically through the use of dedicated software, which is not yet available for confirming these findings in other centers, constitutes a limitation; it should be highlighted that the association found between the incidence of patient-ventilator asynchrony and higher mortality does not definitively establish a causal relationship between patient-ventilator asynchrony and duration of MV or between patient-ventilator asynchrony and mortality.²²

PAV AND NAVA

PAV and NAVA are two new ventilatory modes that have been developed to reduce the occurrence of patient-ventilator asynchrony.^23,39,40 Both are currently classified as proportional modes, because they require the patient to make some inspiratory effort and deliver partial support in proportion to patient effort. This is what mainly distinguishes these two modes from other pressure support modes, such as PSV, in which airway pressure is set and adjusted in the ventilator and is not changed by patient effort. In NAVA and PAV, although through different algorithms, airway pressure varies in proportion to patient effort: the greater the effort, the greater the inspiratory assistance, which translates to increased airway pressure.²

In NAVA mode, inspiratory support is proportional to Edi, which is estimated by an esophageal catheter inserted through the subject’s nose specifically for the application of NAVA. In PAV mode and, more specifically, in its latest commercial version, PAV+, inspiratory support is delivered in proportion to the work of breathing performed by the patient, estimated by applying end-inspiratory micropauses that allow estimation of the resistance and static elastance of the respiratory system by using the equation of motion.⁴⁰

In NAVA mode, after positioning of the catheter, Edi is measured breath by breath and used for triggering, to deliver inspiratory support in proportion to patient effort, and for cycling. Triggering occurs when Edi increases by 0.5 µV above baseline activity, and cycling occurs when Edi decreases to 70% of its peak. The inspiratory support delivered by the ventilator is adjusted by the NAVA level, or NAVA gain, a factor by which Edi is multiplied to determine the pressure that will be applied to the airways.⁴¹ Therefore, patient effort, estimated by the Edi waveform, determines triggering, pressurization, and cycling in NAVA, and the only parameter that has to be set by the clinician is the NAVA level. For instance, if the NAVA level is set to 2 cmH₂O/µV, and if, in a given breath, peak Edi is 10 µV, peak airway pressure will be 10 × 2, that is, 20 cmH₂O.

In PAV+ mode, once respiratory system elastance and airway resistance have been estimated, the ventilator measures instantaneous inspiratory flow and volume and uses the equation of movement to determine the pressure that will be applied to the airways. Therefore, the percentage of the total work of breathing that will be performed by the ventilator is adjusted, and the ventilator delivers inspiratory flow in proportion to patient effort to perform the determined percentage of the total work of breathing. In addition, the ventilator continuously displays the work of breathing performed by the patient, breath by breath, thereby guiding the adjustment of the percentage of assistance delivered.^39,40 For instance, if inspiratory support is set to 60% of the total work of breathing and the patient is performing a low work of breathing, the percentage of assistance should be reduced until the work of breathing performed by the patient is within an appropriate range, which not only prevents over assistance but also prevents fatigue. Cycling in PAV+ mode is flow based and is set to an absolute value, usually being preset at 3 L/min.

NAVA and PAV reduce patient-ventilator asynchrony when compared with PSV.^39,40 NAVA is particularly effective in reducing trigger asynchrony, given that this type of asynchrony occurs when the ventilator detects the onset of Edi, and several studies have shown that NAVA reduces the incidence of ineffective efforts.^42-45 In contrast, NAVA can increase the incidence of double triggering, and, therefore, the incidence of this type of asynchrony can be monitored during its use.^4,44,46 The only clinical study that has evaluated clinical outcomes failed to show any superiority of NAVA over PSV,⁴⁷ although there are other ongoing studies. PAV+ has also been compared with PSV, showing better patient control of tidal volume, better quality of sleep, and reduction of asynchrony events.^8,48-50 PAV+ can be used in COPD patients experiencing asynchrony during PSV, as long as care is taken to avoid leaks, which can lead to errors in estimating elastance and resistance, impairing the proper functioning of PAV+.²

Single-circuit ventilators or ventilators originally designed for noninvasive ventilation have flow generators and use a single circuit for inspiration and expiration, with exhalation holes in the circuit, which is open to the environment. They use automatic trigger and cycle algorithms and interact well with patients; in addition, these devices appear to reduce auto-trigger asynchrony and to optimize trigger synchrony.¹¹

INNOVATIVE TECHNOLOGIES AND PROCESSES

Two new approaches in the diagnosis and treatment of patient-ventilator asynchrony have gained prominence in recent years. The first one is the development of methods for the automatic detection of asynchrony. As previously discussed, the incidence of asynchrony is greatly underestimated, because bedside detection of asynchrony is poor. The sensitivity of residents and intensivists for detecting asynchrony by observing ventilator waveforms is usually low and is affected by their level of training.⁷ A study of health professionals found that specific training on MV improves the ability of these professionals to detect asynchrony on the basis of observation of waveforms on the mechanical ventilator display; however, this detection ability was not affected by length of experience or health professional type (nurse, physician, or physical therapist).⁵¹ Therefore, the development of automatic detection methods could improve the diagnosis of asynchrony, inform health professionals, and potentially be used in the future to suggest ventilator adjustments or even to provide the basis for automation of ventilator adjustments. ⁵² Several algorithms that can detect wasted efforts, double triggering, or asynchrony in general have been developed, but their bedside application is still restricted to research protocols.^52-56 The algorithms for detecting wasted efforts, which are common in COPD patients, and double triggering,²⁰ which can be harmful in ARDS patients, have been shown to be particularly accurate and comparable to offline detection based on ventilator waveforms, which is itself much superior to online detection, at the bedside.

Another approach is the use of strategies of minimal or no sedation for patients with asynchrony, as discussed previously. These strategies have yet to be tested in larger clinical trials because they affect various domains of critically ill patients on MV. It is of note that, in our experience, i.v. fentanyl, especially when administered continuously and for a long time for the purposes of analgesia and sedation, can cause generalized muscle stiffness, an adverse effect that can lead to difficult-to-resolve asynchronies.

TRAINING HEALTH PROFESSIONALS IN THE DIAGNOSIS AND TREATMENT OF PATIENT-VENTILATOR ASYNCHRONY

The provision of education on MV is considered insufficient given the needs of clinical practice. This is due to the lack of a specific curricular approach to the subject for physicians and health professionals during their education.^57,58 In a study conducted in Brazil,⁵⁷ medical students, residents, and emergency physicians considered their knowledge of MV management to be inadequate, according to data from a self-assessment tool. This implies a need for educational programs and training on MV for medical students and even for experienced physicians.⁵⁷ Although training in MV is essential for the diagnosis of asynchrony, practical education on MV still requires further dissemination and a systematized approach.⁵¹ Logistical problems; limited space in ICUs and emergency rooms; limited clinical settings; potential risks to patients, faculty, and students; and difficulties in performing arterial blood gas analysis and imaging tests and analyzing their results are some of the obstacles found in MV education.^59,60 Therefore, educational programs and training specifically addressing MV, based on realistic or virtual online simulation, are considered promising tools, but, to that end, studies and technological development are needed.^59,60

FINAL CONSIDERATIONS

The most common types of patient-ventilato r asynchrony are those related to triggering, such as ineffective effort, auto-triggering, and double triggering; those related to premature or delayed cycling; are those related to insufficient or excessive flow. Because patient-ventilator asynchrony is a common phenomenon and is associated with negative clinical outcomes in patients on MV, it is essential that ICU staff actively seek the diagnosis and prompt resolution of this problem. New ventilatory modes, such as NAVA and PAV+, as well as software for automated detection and quantification of asynchronies, have shown promise but have yet to be made more accessible. Training programs addressing patient-ventilator asynchrony in MV should be stimulated and disseminated on a large scale.

ACKNOWLEDGMENTS

We thank graduate student Juliana Arcanjo Lino for her contribution. We also thank Xlung for granting access to their platform (www.xlung.net) for digital simulation of MV waveforms.

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• Erratum
  Artigo: Patient-ventilator asynchrony.
  Publicação: J. bras. pneumol., ahead of print Epub 16-Jul-2018.
  DOI: http://dx.doi.org/10.1590/s1806-37562017000000185
  On page 3, where is written:
  “In PSV, increase the cycling threshold percentage criterion, or decrease PS, or increase rise time”
  It should be read:
  “In PSV, increase the cycling threshold percentage criterion, or decrease PS, or decrease rise time”
  On page 3, where is written:
  “In PCV and PSV, decrease applied pressure, decrease rise time”
  It should be read:
  “In PCV and PSV, decrease applied pressure, increase rise time”
  On page 6, Figure 3, where is written:
  “Pmus (cmH20): −10??????”
  It should be read:
  “Pmus (cmH20): −10”
• 1
  Study carried out in the Departamento de Medicina Clínica, Universidade Federal do Ceará, Fortaleza (CE) Brasil.

Publication Dates

• Publication in this collection
  06 July 2018
• Date of issue
  Jul-Aug 2018

History

• Received
  30 May 2017
• Accepted
  03 Sept 2017