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Recentralization, intergovernmental conflicts and territorial inequality: perspective of local governments in Peru

Abstract

Intergovernmental conflicts, in Latin America’s centralism and the recentralization in Peru, have been more acute over the last 30 years, producing sociopolitical, economic, and cultural problems at subnational levels. Based on the design of the grounded theory of Glasser and Strauss, this sociopolitical phenomenon is analyzed from the perspective of local governments in the Puno region to account for the emerging categories and subcategories of analysis regarding the dynamics of intergovernmental relations (IGR) in the local public policy process. The main argument is that, as a result of centralism, recentralization, and intergovernmental conflicts, territorial inequality reproduces and reinforces at the local level. These are expressed in a dichotomy between the deficit territorial dynamics (backward areas) and entrepreneurial territorial dynamics (growth areas).

Keywords:
intergovernmental relations; recentralization; central government; local government; Peru

Resumen

Los conflictos intergubernamentales, en el contexto del centralismo Latinoamericano y la recentralización en el Perú, se han agudizado durante los últimos 30 años, produciendo diversos problemas sociopolíticos, económicos y culturales en los ámbitos subnacionales. Este fenómeno sociopolítico se analiza desde la perspectiva de los gobiernos locales en la región Puno, basado en el diseño de la Teoría Fundamentada de Glasser y Strauss, para dar cuenta de las categorías y subcategorías de análisis emergentes respecto de la dinámica de las relaciones intergubernamentales (RIG) en el proceso de las políticas públicas locales. El argumento principal es que, como resultado del centralismo, la recentralización y los conflictos intergubernamentales, se reproduce y se refuerza la desigualdad territorial en los ámbitos locales, expresada en una dicotomía entre: dinámicas territoriales deficitarias (zonas de atraso) y dinámicas territoriales emprendedoras (áreas de crecimiento).

Palabras clave:
relaciones intergubernamentales; recentralización; gobierno central; gobierno local; Perú

Resumo

Os conflitos intergovernamentais, no contexto do centralismo Latino-americano e da recentralização no Peru, se agravaram nos últimos 30 anos, produzindo vários problemas sociopolíticos, econômicos e culturais em níveis subnacionais. Este fenômeno sociopolítico é analisado a partir da perspectiva dos governos locais na região de Puno, com base no desenho da Grounded Theory de Glaser e Strauss, para dar conta das categorias e subcategorias emergentes de análise sobre a dinâmica das relações intergovernamentais (RIG) no processo de políticas públicas locais. O principal argumento é que, como resultado do centralismo, da recentralização e dos conflitos intergovernamentais, a desigualdade territorial é reproduzida e reforçada nos níveis locais, expressa em uma dicotomia entre: dinâmicas de déficit territorial (áreas de atraso) e dinâmicas territoriais empreendedoras (áreas de crescimento).

Palavras-chave:
relações intergovernamentais; recentralização; governo central; governo local; Peru

1. INTRODUCTION

The history of Latin America is dominated by autocratic presidencies with military caudillos, populism and hegemonic parties of the right or authoritarian left (Treek & Vaca, 2020Treek, E. V. V., & Vaca, C. (2020). Counterweight cities in South America as an answer to unitarian centralism: Santa Cruz, Guayaquil and Concepcion. Íconos - Revista de Ciencias Sociales, 68, 171-189. Recuperado de https://doi.org/10.17141/iconos.68.2020.4127
https://doi.org/10.17141/iconos.68.2020....
). In this context, the structure of the Peruvian State, constitutionally, is configured according to the model of a unitary, representative and decentralized State; however, in practice, throughout the republican era up to the present, the phenomenon of centralism has been reproduced in the development and performance of governmental functions and competencies. This phenomenon has been denominated by Véliz (1984Véliz, C. (1984). La tradición centralista de América Latina. Barcelona, España: Ariel.) as the centralist tradition of Latin America.

An expression of this tradition is that political, administrative and fiscal decisions and actions are made and controlled from the central power (Quispe-Mamani, 2016Quispe-Mamani, E. (2016). Gobiernos locales en Perú. In J. M. R. De La Fuente, & M. C. V. Cossani (Eds.), Manual de Gobiernos Locales en Iberoamérica (pp. 313-350). Santiago, Chile: CLAD-UACH.), where decentralization is reduced to the mere deconcentration of certain functions and competencies, eventually, to subnational governments. During the last ten years, in Peru, there has been the phenomenon of recentralization of resources that markedly affects provincial and district local governments. The participation of local governments in the public budget of the republic has been reduced by 4.1%. That is, from 15.9% of their share in 2010, they will have only 11.8% of their share in 2020, while the national government’s share remains stable (above 70% in 2020) and the regional governments’ share will increase to around 18% in 2020 (Congress de la República del Perú [CRP], 2020Congreso de la República del Perú. (2020, octubre 15). Reporte Temático No 47/2020-2021. Evolución del Presupuesto Público Período 2010-2020. Recuperado de https://www.congreso.gob.pe/Docs/DGP/DIDP/files/reporte-tematico/47-reporte-evolucion-del-presupuesto-publico.pdf
https://www.congreso.gob.pe/Docs/DGP/DID...
).

With the centralized, vertical and hierarchical control of power, the performance of local provincial and district governments is weakened. This situation leads to uncoordinated, overlapping and conflicting intergovernmental functions and competencies in the public policy management process. As Vallejo-Castello (2015Vallejo-Castello, L. J. (2015). La gestión territorial para el desarrollo integral. Apuntes sobre los gobiernos subnacionales y locales en el Perú. Encuentros Multidisciplinares, 50, 1-12. Recuperado de http://www.encuentros-multidisciplinares.org/revista-50/jorge_vallejo.pdf
http://www.encuentros-multidisciplinares...
) argues, the different levels of government: local, regional and national, require a shared, articulated vision and an adequate level of coordination, without subordinating among themselves. However, the bodies created for this purpose, such as the Intergovernmental Coordination Council (ICC) does not work in practice, whose main task is to monitor the country’s decentralization process, which involves the transfer of functions and the establishment of goals related to territorial management.

In view of this situation, the study seeks to answer the following questions: How have centralism and recentralization developed in recent years in Peru? What are the IGRs like? How does centralism affect territorial inequality? The objectives of the study are: to analyze the dynamics of the IGR and to interpret recentralization and territorial inequality in Peru.

2. THEORETICAL BACKGROUND

The theoretical background revolves around the IGR theory, the theory of local and territorial governance, and the theories of biopolitics and biopower.

First, the dynamics of interaction between the actors of the different levels of government within the framework of a unitary State is approached from the IGR theory, which implies the analysis and interpretation of the balance of power between the national power and the peripheries (Grin, Mendoza-Ruiz, & Cravacuore, 2020Grin, E. J., Mendoza-Ruiz, J., & Cravacuore, D. (2020). Descentralización, relaciones intergubernamentales y recentralización: marcos claves hacia el debate del federalismo en los países americanos. In J. Mendoza-Ruiz, & E. J. Grin (Coords.), Federaciones de las Américas: descentralización, relaciones intergubernamentales y recentralización (pp. 19-78). México, DF: INAP.). According to these authors, IGRs are arenas of negotiation and compromise that seek to align different spheres of government when coordination and cooperation become important for the design and implementation of public policies. In the words of J. A. C. Pérez (2018Pérez, J. A. C. (2018). La importancia de la participación ciudadana en las relaciones intergubernamentales: un análisis desde el enfoque de la gobernanza. Encrucijada, Revista Electrónica Del Centro de Estudios En Administración Pública, 29, 20-47. Recuperado de https://doi.org/10.22201/fcpys.20071949e.2018.29.63046
https://doi.org/10.22201/fcpys.20071949e...
) IGRs focus on the study of the functions, interactions, relationships, agreements, and exchanges that occur between government actors, as well as their establishment through formal coordination and communication schemes that institutions have, but also, through informal relationships. However, for Ikeanyibe, Chukwu, y Ibietan (2019Ikeanyibe, O. M., Chukwu, P. C., & Ibietan, J. (2019). Model and determinants of state-local governments’ relations in Nigeria. Revista de Administração Pública, 53(6), 1040-1066. Recuperado de https://doi.org/10.1590/0034-761220180068x
https://doi.org/10.1590/0034-76122018006...
), despite the availability of IGRs as a mechanism for intergovernmental coordination, in unitary states the competencies of subnational governments are often decided/modified unilaterally by the central government.

On the other hand, the implementation of IGR implies the establishment of a clear and effective institutional framework and the shared ownership of all government actors involved in intergovernmental actions, such as decentralization and the management of local public policies (Mwasaga, 2021Mwasaga, B. G. (2021). Inter-Governmental Relations Between Central Government and Local Government Authorities in Tanzania. International Journal of Social Science and Human Research, 4(10), 2905-2913. Recuperado de https://doi.org/10.47191/ijsshr/v4-i10-33
https://doi.org/10.47191/ijsshr/v4-i10-3...
). Complementarily, from the agency theory, governmental interaction can be understood as a cooperative relationship between the principal (central government) and the agent (local government), establishing control and accountability mechanisms from the agent to the principal; and according to the power dependency theory, the different levels of government are always interdependent to some extent (Eckersley, 2017Eckersley, P. (2017). A new framework for understanding subnational policy-making and local choice. Policy Studies, 38(1), 76-90. Recuperado de https://doi.org/10.1080/01442872.2016.1188910
https://doi.org/10.1080/01442872.2016.11...
; Mwasaga, 2021Mwasaga, B. G. (2021). Inter-Governmental Relations Between Central Government and Local Government Authorities in Tanzania. International Journal of Social Science and Human Research, 4(10), 2905-2913. Recuperado de https://doi.org/10.47191/ijsshr/v4-i10-33
https://doi.org/10.47191/ijsshr/v4-i10-3...
).

However, in developing countries, decentralization is used as a power recentralization mechanism (Lewis, 2014Lewis, J. I. (2014). When Decentralization Leads to Recentralization: Subnational State Transformation in Uganda. Regional and Federal Studies, 24(5), 571-588. Recuperado de https://doi.org/10.1080/13597566.2014.971771
https://doi.org/10.1080/13597566.2014.97...
), due to the fragmentation of local administrative units, which reduces their intergovernmental negotiation capacity. Moreover, without the improvement of democratic local governance, decentralization negatively affects the efficiency of local public services and generates local government dependence on the central government (Tan, 2020Tan, E. (2020). Quo vadis? The local government in Turkey after public management reforms. International Review of Administrative Sciences, 86(1), 115-133. Recuperado de https://doi.org/10.1177/0020852317752268
https://doi.org/10.1177/0020852317752268...
), because the central government holds the real decision-making power, despite the administrative and financial autonomy of local administrations, under the argument of the integral unity of the territory.

For their part, Wockelberg y Ahlbäck-Öberg (2022Wockelberg, H., & Ahlbäck-Öberg, S. (2022). Agency Autonomy and Organizational Interaction. Public Organization Review, 22, 1045-1062. Recuperado de https://doi.org/10.1007/s11115-021-00551-3
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) consider inter-organizational relations between central government agencies and local agencies, considering three mechanisms: Cooperation, which allows organizations to retain their autonomy vis-à-vis other organizations, these do not resolve conflicts related to the territory. Coordination, which makes the participating organizations interdependent and requires them to relinquish some autonomy, albeit at different scales. Collaboration, here power needs to invest in new structures that have been created jointly to solve problems; it is a mechanism of interaction that requires participants to pool resources and cede their autonomy to a new structure, created to manage the interaction.

Secondly, regarding local and territorial governance theory, it is necessary to define the concept of governance, which according to Fernández-García y Mota-Consejero (2009Fernández-García, M., & Mota-Consejero, F. (2009). Gobernanza multinivel en Europa: una aproximación desde el caso andaluz. Sevilla, España: Centro de Estudios Andaluces. Recuperado de https://doi.org/10.54790/actualidad.0060
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), Peters (2007Peters, B. G. (2007). The Meta-Governance of Policy Networks: Steering at a Distance, but Still Steering. Madrid, España: Universidad Autónoma de Madrid.), y Torfing y Sørensen (2014Torfing, J., & Sørensen, E. (2014). The European debate on governance networks: Towards a new and viable paradigm? Policy and Society, 33(4), 329-344. Recuperado de https://doi.org/10.1016/j.polsoc.2014.10.003
https://doi.org/10.1016/j.polsoc.2014.10...
), is a new style of government characterized by a complex process of directing and controlling society and the economy through collective action. This involves moving from unilateral actions to multilateral forms of action, giving rise to interactive forms of governance. Through governance, the State rebuilds its directive capacity of society, while civil society undertakes its participation and control of public affairs (Naranjo-Giraldo, Lopera-Morales, & Granada-Vahos, 2009Naranjo-Giraldo, G., Lopera-Morales, J., & Granada-Vahos, J. (2009). Las políticas públicas territoriales como redes de política pública y gobernanza local: la experiencia de diseño y formulación de las políticas públicas sobre desplazamiento forzado en el departamento de Antioquia y la ciudad de Medellín. Estudios Políticos, 35, 81-105. Recuperado de https://doi.org/10.17533/udea.espo.5157
https://doi.org/10.17533/udea.espo.5157...
). The “networked local governance” approach seeks to recompose the relationship between State and society. The State embodied in the different levels of government plays the role of direction and political leadership in decisions and actions for development and social welfare, and society plays the role of control and social oversight in the process of local public policies, based on horizontal networks and multilevel interaction from the territory (Quispe-Mamani, 2013Quispe-Mamani, E. (2013). Gobernanza local en red y desarrollo socioeconómico local. Las redes de cooperación intermunicipal en el Perú. Santiago, Chile: UACH-ICHEM.). This approach includes public-state, private-business and civil society actors in the policy process.

From the perspective of “local governance as government-business cooperation” (Navarro-Yáñez, Magnier, & Ramírez, 2008Navarro-Yáñez, C. J., Magnier, A., & Ramírez, M. A. (2008). Local governance as government-business cooperation in Western democracies: Analysing local and intergovernmental effects by multi-level comparison. International Journal of Urban and Regional Research, 32(3), 531-547. Recuperado de https://doi.org/10.1111/j.1468-2427.2008.00816.x
https://doi.org/10.1111/j.1468-2427.2008...
), the complementarity of two visions of actors in the territory is proposed: functional localism, in which local officials seek collaboration with businesses, considering these as powerful actors that can contribute to local development; political localism, where intergovernmental actors are more oriented towards social welfare objectives.

For its part, “public governance” is presented as a new model of public management, understood and oriented from five perspectives of analysis: socio-political, public policy, administrative, contractual and networks (Osborne, 2010Osborne, S. P. (2010). Introduction. The (New) Public Governance: a suitable case for treatment? In S. P. Osborne (Ed.), The New Public Governance? Emerging Perspectives on the Theory and Practice of Public Governance (pp. 1-16). London, UK: Routledge. Recuperado de https://doi.org/10.4324/9780203861684
https://doi.org/10.4324/9780203861684...
), based on three principles: orientation of public sector enterprises towards the community of public and private social and economic actors; relationship between subjects belonging to certain socio-economic networks; and capacity of the public actor to manage the relationships between actors (Iacovino, Barsanti, & Cinquini, 2017Iacovino, N. M., Barsanti, S., & Cinquini, L. (2017). Public Organizations Between Old Public Administration, New Public Management and Public Governance: the Case of the Tuscany Region. Public Organization Review, 17, 61-82. Recuperado de https://doi.org/10.1007/s11115-015-0327-x
https://doi.org/10.1007/s11115-015-0327-...
).

On the other hand, territorial public management implies considering the effects of the capitalist development model implemented in the world and, specifically, in Latin America and the Caribbean. In other words, from a macroeconomic perspective, the growth model of capitalist economies has been unequal everywhere, concentrating its beneficial effects on certain areas and generating a sharp dichotomy between areas of growth and areas of backwardness (Díaz-Hernández & Parreño-Castellano, 2005Díaz-Hernández, R., & Parreño-Castellano, J. M. (2005). Crecimiento económico-demográfico y desigualdad territorial en Canarias en la década de los noventa. Cuadernos Geograficos, 36(1), 361-373. Recuperado de https://revistaseug.ugr.es/index.php/cuadgeo/article/view/1725
https://revistaseug.ugr.es/index.php/cua...
). This dynamic of territorial inequality has been deepened by globalization and metropolization/centralization. Thus, territorial inequality translates into fragmentation and social isolation that affects not only personal lives, but also the capacity of territories: their actors and the organizations in which they are articulated to define their self-development (Eizaguirre-Anglada & Klein, 2020Eizaguirre-Anglada, S. E., & Klein, J. L. (2020). Co-construcción de saberes, innovación social y desarrollo territorial: una experiencia quebequense. REVESCO. Revista de Estudios Cooperativos, 134, e69172. Recuperado de https://doi.org/10.5209/reve.69172
https://doi.org/10.5209/reve.69172...
), hindering the possibility of territories to create and disseminate meaningful experiences and knowledge.

In third place, with respect to the theories of biopower and biopolitics. Biopower is understood as the control society focused on the production and administration of life from the centralized and centralizing power of the State, whose model is medical and its objective is the security of the population (Urabayen & León-Casero, 2018Urabayen, J., & León-Casero, J. (2018). Biopolitical governmentality: From a state-controlled society to liberalism. Co-Herencia, 15(29), 67-92. Recuperado de https://doi.org/10.17230/co-herencia.15.29.3
https://doi.org/10.17230/co-herencia.15....
; Useche-Aldana & C. I. Pérez, 2019Useche-Aldana, O., & Pérez, C. I. (2019). Formas de biopoder y biopolítica de la memoria como potencia de resistencia. EU-Topias, 17, 47-61. Recuperado de https://ojs.uv.es/index.php/eutopias/article/view/18321
https://ojs.uv.es/index.php/eutopias/art...
). For such purpose, governmental regimes are constituted and with it the new governmentality that seeks to include and control the populations that are part of the community of life. In this sense, biopolitics, as the politics of life that deploys the productive power of life, stands as resistance in and from life. Thus, the biopolitics of resistance at the micro and local level traces lines of defense and escape from the production of subdued lives proposed by biopower (Calveiro, 2020Calveiro, P. (2020). La lucha por la vida: biopoder y biopolítica una reflexión sobre experiencias comunitarias en México. Teoliteraria - Revista de Literaturas e Teologias, 10(21), 136-167. Recuperado de https://doi.org/10.23925/2236-9937.2020v21p136-167
https://doi.org/10.23925/2236-9937.2020v...
; Useche-Aldana & C. I. Pérez, 2019Useche-Aldana, O., & Pérez, C. I. (2019). Formas de biopoder y biopolítica de la memoria como potencia de resistencia. EU-Topias, 17, 47-61. Recuperado de https://ojs.uv.es/index.php/eutopias/article/view/18321
https://ojs.uv.es/index.php/eutopias/art...
).

From the perspective of governmentality, biopolitics is exercised positively “making live”, and as such manages to be so effective in giving entity and molding life at will, that is, life is determined or configured by a regime of power or knowledge, which also makes it the object of political interest; while it is exercised negatively “letting die” populations according to social differences and biopolitical interests of liberal and neoliberal governmentality (López, 2016López, C. (2016). “Hacer vivir, dejar morir” en la era de la gubernamentalidad. Acerca de la actualidad y de los alcances del enfoque foucaultiano de la biopolítica. Revista de Filosofía, 72, 123-137. Recuperado de http://dx.doi.org/10.4067/S0718-43602016000100008
https://doi.org/10.4067/S0718-4360201600...
). As a governmental rationality, neoliberalism implies a soft government of behaviors, and as such, in order to achieve the implementation of a business ethos, it will historically rely on extremely violent practices of dispossession, precariousness and attack on populations (Saidel, 2018Saidel, M. (2018). Biopolítica y gubernamentalidad: dos conceptos para problematizar el poder e interpretar el neoliberalismo. Revista Ecopolítica, 21, 17-37. Recuperado de https://revistas.pucsp.br/index.php/ecopolitica/article/view/40050
https://revistas.pucsp.br/index.php/ecop...
). And as Foucault argued in Sylvia (2020Sylvia, J. J. (2020). The Biopolitics of Social Distancing. Social Media and Society, 6(3), 1-4. Recuperado de https://doi.org/10.1177/2056305120947661
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)new technologies are being leveraged to enforce social distancing requirements. I explore social distancing through the theoretical lens of Michel Foucault’s biopolitics, with an emphasis on recognizing unauthorized movement and controlling circulation. Although reporting and widely shared data visualizations about COVID-19 have made many people newly aware that their movements are being tracked and surveilled, governments are already implementing new measures such as geofencing and artificial intelligence (AI racism, as a mechanism of social differentiation, is explicitly connected to biopower, which puts biopolitics into practice. Thus, biopower introduces racism into the structure of the state.

3. METHODOLOGY

The methodology of the study is based on the qualitative research paradigm. The methodological design is based on the grounded theory of Glaser and Strauss, which is epistemologically based on the inductive generation of categories of analysis. The methodological strategy is constant comparative analysis, which allows comparing one piece of data with another in a constant and repeated manner to identify subcategories of analysis to be used in coding, thus establishing a coherent relationship between data and theory. Coding is a fundamental element as an analytical process of selection and labeling of data to generate categories, whose conceptualization and integration in the form of theory will give rise to the interpretation of the phenomenon studied (Estrada-Acuña, Arzuaga, Giraldo, & Cruz, 2021Estrada-Acuña, R. A., Arzuaga, M. A., Giraldo, C. V., & Cruz, F. (2021). Diferencias en el análisis de datos desde distintas versiones de la Teoría Fundamentada. EMPIRIA. Revista de Metodología de Ciencias Sociales, 51, 185-229. Recuperado de https://doi.org/10.5944/empiria.51.2021.30812
https://doi.org/10.5944/empiria.51.2021....
).

3.1. Research techniques and participants

The data collection techniques applied were the semi-structured interview and documentary review. These techniques were applied in two stages: first, the documentary review technique was used to gather information from secondary sources on the IGR process in the country and the literature on the subject of the study. The data collection instrument used was the bibliographic record card, where the relevant information identified on the basis of the content analysis technique was summarized and recorded document by document. Secondly, the interview guide was applied; for this purpose, the local political actors (mayors) were strategically identified, considering their socio-political representativeness at the regional and national level in Puno. Once these actors were identified, the interview was requested through an official document. In this sense, among provincial and district mayors (territorial constituencies), six interviews were conducted with provincial mayors and 14 interviews with district mayors. In several cases, the semi-structured interviews, planned a priori, were converted into in-depth interviews during their implementation.

3.2. Procedure for data analysis

With the transcribed interviews, data processing and analysis have been carried out in four phases: in the first phase, the research team, based on the content analysis technique (Sánchez-Gómez et al., 2017Sánchez-Gómez, M. C., Martín-Cilleros, M. V., Peñalvo, F. J. G., Sánchez, J. L. M., Bruno, A. P., Parra, E., … Franco, M. (2017). Análisis de contenido cualitativo: estudio de la satisfacción de los usuarios sobre la presentación de un nuevo medicamento en la salud pública. In A. P. Costa, M. C. Sánchez-Gómez, & M. V. Martín-Cilleros (Eds.), La práctica de la investigación cualitativa: ejemplificación de estudios (pp. 57-92). Aveiro, Portugal: Ludomedia.) and the qualitative data analysis software Atlas.ti (Barquín, Arratibel, Quintas, & Alzola, 2022Barquín, A., Arratibel, N., Quintas, M., & Alzola, N. (2022). Percepción de las familias sobre la diversidad socioeconómica y de origen en su centro escolar. Un estudio cualitativo. Revista de Investigación Educativa, 40(1), 89-105. Recuperado de https://doi.org/10.6018/rie.428521
https://doi.org/10.6018/rie.428521...
; Quispe-Mamani, Chaiña-Chura, Salas-Avila, & Belizario-Quispe, 2022Quispe-Mamani, E., Chaiña-Chura, F. F., Salas-Avila, D. A., & Belizario-Quispe, G. (2022). Imaginario social de actores locales sobre la contaminación ambiental minera en el altiplano peruano. Revista de Ciencias Sociale (Ve), 28(1), 303-321. Recuperado de https://doi.org/10.31876/rcs.v28i1.37693
https://doi.org/10.31876/rcs.v28i1.37693...
), read and analyzed three transcribed interviews with higher data density (quotes/rooting), identifying the emerging subcategories of analysis that translated into the behavioral patterns of the actors and served for the coding of the data available in the other transcribed interviews.

In the second phase, using the proposed constant comparative analysis method, the research team agreed on the identification of a total of 535 citations, which were distributed and grouped into six main categories and a differentiated number of emerging analysis subcategories (see Figure 1), the same ones that allowed coding the data in the following phase.

Figure 1
Emerging categories and subcategories of analysis

In the third phase, with the primary interviews/documents available and the emerging subcategories of analysis agreed upon, the data were processed and analyzed using Atlas.ti 8 software, identifying the frequency of interventions/testimonies of the actors expressed in the form of rootedness/quotations for each of the emerging subcategories of analysis. In the fourth phase, the results of the study were analyzed and discussed using the qualitative content analysis technique and discourse analysis.

Finally, to guarantee the scientificity of the research, a combination of three methodological principles was used: the techno-methodological symbiosis between grounded theory and Atlas.ti (Y. N. Rojano-Alvarado, Contreras-Cuentas, & A. Y. Rojano-Alvarado, 2021Rojano-Alvarado, Y. N., Contreras-Cuentas, M. M., & Rojano-Alvarado, A. Y. (2021). Uso del aplicativo Atlas.ti para la gestión estratégica de datos en la aplicación del método de la Teoría Fundamentada. Sistemas, Cibernética e Informática, 18(1), 9-17. Recuperado de https://doi.org/10.13140/RG.2.2.15973.93928
https://doi.org/10.13140/RG.2.2.15973.93...
); methodological triangulation between two different data collection techniques: semi-structured interview and documentary review to analyze the same phenomenon; and researcher triangulation, analyzing the data in a complementary manner among the three experts of the research team (Llanos-Contreras, Hebles, & Yániz-Álvarez-De-Eulate, 2021Llanos-Contreras, O., Hebles, M., & Yániz-Álvarez-De-Eulate, C. (2021). Desarrollo de la actitud emprendedora: Estudio cualitativo de un modelo de formación universitaria. Revista Española de Orientación y Psicopedagogía, 32(3), 112-131. Recuperado de https://doi.org/10.5944/reop.vol.32.num.3.2021.32560
https://doi.org/10.5944/reop.vol.32.num....
).

4. EMPIRICAL FINDINGS

4.1. Dynamics of IGR from the local government perspective

Local governments are distributed into provincial and district municipalities. At the national level, there are a total of 1,874 municipalities, of which 196 are provincial municipalities1 1 The provincial municipality is the third level of organization of local governments, in its territorial circumscription it has a determined number of districts. and 1,678 are district municipalities2 2 The district municipality is the second level of local government organization, with smaller population centers being the first level. It is a smaller district and depends organically and politically on the provincial municipality. (Instituto Nacional de Estadística e Informática [INEI], 2021). In accordance with Law No. 27,972, Organic Law of Municipalities, they are subdivided into provincial, district and minor population center municipalities; and the metropolitan municipality of Lima and border municipalities are given special treatment.

The IGR is a form of articulation and interaction between actors at different levels of government (local, regional and national), whose purpose is the management of public policies of interest to the participating actors. This model of intergovernmental interaction is typical of unitary states based on a presidential regime, where coordination is the responsibility of the central government. In the Peruvian case, during the last decade the IGRs have been configured on the basis of the Intergovernmental Coordination Council (ICC), which was created in 2009, whose regulations were approved under Supreme Decree No. 079-2009-PCM, modified under Supreme Decree No. 005-2011-PCM, and recently reformed under Supreme Decree No. 050-2021-PCM, whose operational bodies are: the Executive GORE3 3 GORE Executive is a space in which Peruvian ministers engage in bilateral dialogue with regional governors and their respective technical teams, thus strengthening relations of trust and improving mutual understanding for the management of regional public policies. and the MUNI Executive4 4 MUNI Executive is a space in which the ministers of Peru engage in bilateral dialogue with provincial and district mayors and their respective technical teams for the management of local public policies. .

The empirical results of the research regarding the dynamics of IGR between central and local governments revealed six categories of analysis: 1) centralism in government management, 2) recentralization of government management, 3) fragmentation and conflicts of functions and competencies, 4) deviant behavior of government actors, 5) deficit territorial dynamics in the context of centralism and intergovernmental conflicts (IGC), and 6) entrepreneurial territorial dynamics in the context of centralism and IGC.

With respect to centralism in government management, Box 1 presents the seven subcategories of analysis that emerged in the study, where the mayors maintain by consensus and strongly that the management of public investment projects depends on the sectoral ministries of the central government (E=59). Likewise, for the viability of investment projects in their territorial areas of reference, the mayors are obliged to travel frequently to the city of Lima, which is why they express their discomfort with the phenomenon of centralism.

“Look, centralism is like reaching the summit for a municipal management, but even more if you go alone, it is like reaching the sky” (quote 3:1).

Box 1
Centralism in government management

In addition, Box 1shows that, in order to make the management of the various investment projects in their territory viable, mayors must develop various advocacy strategies in the decision-making bodies of the sectoral ministries, because the economic and financial resources are concentrated there. In this process, the entrapment of projects in the decentralized agencies of the sectors at the regional level generates a centralist mentality in the mayors themselves. Once the projects are approved, they face control mechanisms from the central government, which implies expenses for local governments. This situation creates in the mayors’ social imaginary the idea of a deliberate fragmentation of local stakeholders from the center.

In relation to the recentralization of governmental management, Box 2shows the collective imagination of the mayors, according to which the very experience of decentralization in the country is leading to a process of recentralization of governmental management. This situation would be occurring in a context in which local governments have a scarce economic and technical capacity (E=24), the budget cuts they have suffered in the last 10 years and the political marginalization suffered by district municipalities; added to all this is the scarce management capacity of the regional government. This landscape of economic, technical and political vulnerability of subnational governments would have generated favorable conditions for the recentralization of resources to the central government.

As an alternative to the recentralization of the current decentralization process, the mayors propose a model of a decentralized State towards localities and regions, without intermediary agencies that hinder the decentralization process of functions and competencies towards subnational governments.

Box 2
Recentralization of governmental management

Regarding fragmentation and conflicts of functions and competencies, according to Box 3, the mayors state that, in addition to the disjointed or atomized work of the three levels of government, in the process of managing local public policies there is overlapping and conflicts of competencies at the various levels and sectors (E=21). This process is made more acute by the excessive bureaucratization of public management, i.e., from the mayors’ perspective, the procedures implemented by the different sectors of the central government are very cumbersome and very slow in issuing decisions regarding the viability of investment projects.

The institutional mechanisms for intergovernmental coordination are not complying with the role of articulating decisions and actions aimed at decentralizing functions and competencies to subnational governments, but are only acting as informative and consultative instances for formal coordination among the actors of the three levels of government: these are the cases of the Executive GORE (a space for dialogue between the central government and regional governments) and the Executive MUNI (a space for dialogue between the central government and local governments), instances best known to the mayors, who are totally unaware of the CCI.

Faced with the fragmented work of local governments in the management of investment projects before the central government, the mayors propose as an efficient and effective mechanism for IGR, inter-municipal association, a mechanism that is also recognized and institutionalized in the country, but which local actors have not yet put into operation.

Box 3
Fragmentation and conflicts of functions and competencies

However, during the study, the category of analysis referring to the deviant behavior of government actors emerged, made up of three emerging subcategories of analysis (see Box 4): corruption in the management of investment projects, especially in the sectoral ministries, such as the Ministry of Economy and Finance (MEF), Ministry of Education (MINEDU), Ministry of Health (MINSA), Ministry of Housing, Construction and Sanitation, among others. Corruption is one of the structural problems that has become institutionalized in the country, which during the last three decades has permeated the functioning of the political system, degenerating it at different levels and producing permanent political crisis and instability. This problem has been clearly recognized by the mayors. In this sense, the preferential treatment by political line/support would have negatively influenced the management process of local public policies. This last modality of deviant behavior of governmental actors is related to political clientelism, i.e., those public decisions and actions that respond to certain political favors: exchange of public goods and services outside regular or legal procedures.

As an example of this situation, all former presidents of the republic and many other high-level public officials have been indicted by the justice system. This dynamic of centralized public policy management has hindered and impaired the implementation of local public policies in response to local demands and needs.

Box 4
Deviant behavior of governmental actors

Likewise, permanent political instability in the country has become a “surprisingly normal” political phenomenon in recent years, because the political behavior of government actors is based more on short-term decisions and actions, and less on medium- and long-term policies and plans. This procedure in public management has a negative impact on the implementation of territorial development policies.

Regarding the weak territorial dynamics in the context of centralism and the CIGs, the mayors’ demand for creation of districts of smaller geopolitical areas (E=52), such as new towns (see Box 5), has a double meaning: first, as a synonym of fragmentation and territorial inequality and, second, as a decentralization mechanism in the face of centralism and the recentralization of public resources. This is because the centrality of economic dynamics in certain territories means that some local areas are marginalized. In this context, territorial articulation and development are weakened. Local actors choose to revalue local resources and potentialities for their subsistence, such as tourism and handicrafts, generating temporary work opportunities. These territories, eventually, tend to expel the population.

Box 5
Weak territorial dynamics in the context of centralism and IGCs

The socioeconomic reality expressed in Box 5shows the effects generated by the phenomenon of centralism and the recentralization of public resources to the central government. The unfinished process of territorial demarcation at the departmental/regional and local levels, for which the central government is directly responsible, contributes negatively to this. According to Article 1 of Law No. 27,795, Law of Demarcation and Territorial Organization, this is the sole competence of the Executive Branch to achieve the regulation of limits and the rational organization of the territory of the Republic.

Box 6
Entrepreneurial territorial dynamics in the context of centralism and GICs

Finally, in relation to entrepreneurial territorial dynamics in the context of centralism and the CIGs, he “promotion of local socioeconomic development with cultural support” (E=43), emerges as a collective expression of the mayors based on productive entrepreneurship actions aimed at strengthening local economies (see Box 6). These territorial dynamics of entrepreneurship, in certain local areas, are produced around the enhancement of local potentialities, both of a socio-community and economic-productive nature.

The socio-community potentialities revalued at the local level are manifested in “community and associative participation in local socioeconomic development”, which is directly and indirectly articulated with the other subcategories of analysis. In other words, to the extent that a strong associative and productive fabric is developed at the local level, it necessarily contributes to the process of local socioeconomic development.

On the other hand, the local economic-productive potential is based on the natural resources of the territory, such as dairy farming, agriculture and commercial horticulture, tourism, and handicrafts, among others. These local potentialities achieve their viability and maturity to the extent that there are favorable conditions of territorial articulation with local, regional, national and international economies. In this sense, the “communication routes that contribute to local socioeconomic development” constitute another of the emerging subcategories of analysis, which complements and supports the main category.

All these processes that energize local economies lead, to a large extent, to the achievement of the expected results of local socio-economic development: the personal and social fulfillment of local social and economic actors, the satisfaction with the dynamics of territorial development, and the attractiveness of the local territory. This territorial dynamic is manifested in the “demographic growth in recent years”. This situation reflects the dynamics of entrepreneurship that is generated in some local areas, as a result of a series of dynamizing elements of territorial development.

5. DISCUSSION AND CONCLUSIONS

The fact that the management of local public policies depends on the ministerial sectors of the central government means that the centralist tradition (Véliz, 1984Véliz, C. (1984). La tradición centralista de América Latina. Barcelona, España: Ariel.) of the Peruvian State continues to be entrenched with respect to the solution of local needs, problems and demands, because the administration of public resources in its various modalities is concentrated in the central government. For their management, local actors have to turn to central instances, through formal and informal procedures (J. A. C. Pérez, 2018Pérez, J. A. C. (2018). La importancia de la participación ciudadana en las relaciones intergubernamentales: un análisis desde el enfoque de la gobernanza. Encrucijada, Revista Electrónica Del Centro de Estudios En Administración Pública, 29, 20-47. Recuperado de https://doi.org/10.22201/fcpys.20071949e.2018.29.63046
https://doi.org/10.22201/fcpys.20071949e...
). n this process, relations and balance of power are established between the center and the periphery (Grin et al., 2020Grin, E. J., Mendoza-Ruiz, J., & Cravacuore, D. (2020). Descentralización, relaciones intergubernamentales y recentralización: marcos claves hacia el debate del federalismo en los países americanos. In J. Mendoza-Ruiz, & E. J. Grin (Coords.), Federaciones de las Américas: descentralización, relaciones intergubernamentales y recentralización (pp. 19-78). México, DF: INAP.), cooperation between the central government and local governments with a control and demand for accountability of the center towards the periphery (Mwasaga, 2021Mwasaga, B. G. (2021). Inter-Governmental Relations Between Central Government and Local Government Authorities in Tanzania. International Journal of Social Science and Human Research, 4(10), 2905-2913. Recuperado de https://doi.org/10.47191/ijsshr/v4-i10-33
https://doi.org/10.47191/ijsshr/v4-i10-3...
), interdependence between the central power and local powers (Eckersley, 2017Eckersley, P. (2017). A new framework for understanding subnational policy-making and local choice. Policy Studies, 38(1), 76-90. Recuperado de https://doi.org/10.1080/01442872.2016.1188910
https://doi.org/10.1080/01442872.2016.11...
). However, the solution in the face of centralism and unbalanced power relations among government actors is the establishment of a clear and effective institutional framework and the shared commitment of all actors involved in the process of decentralization (Mwasaga, 2021Mwasaga, B. G. (2021). Inter-Governmental Relations Between Central Government and Local Government Authorities in Tanzania. International Journal of Social Science and Human Research, 4(10), 2905-2913. Recuperado de https://doi.org/10.47191/ijsshr/v4-i10-33
https://doi.org/10.47191/ijsshr/v4-i10-3...
).

The study shows that there are several elements and patterns of behavior of government actors that support the argument that the current decentralization experience is leading to the recentralization of resources to the central government. The fragmentation and weakening of local governments would be strengthening the real decision-making power of the central government(Lewis, 2014Lewis, J. I. (2014). When Decentralization Leads to Recentralization: Subnational State Transformation in Uganda. Regional and Federal Studies, 24(5), 571-588. Recuperado de https://doi.org/10.1080/13597566.2014.971771
https://doi.org/10.1080/13597566.2014.97...
; Tan, 2020Tan, E. (2020). Quo vadis? The local government in Turkey after public management reforms. International Review of Administrative Sciences, 86(1), 115-133. Recuperado de https://doi.org/10.1177/0020852317752268
https://doi.org/10.1177/0020852317752268...
), or through the deliberate choice of the IGR strategy, based on coordination and cooperation, only, and not based on collaboration (Wockelberg & Ahlbäck-Öberg, 2022Wockelberg, H., & Ahlbäck-Öberg, S. (2022). Agency Autonomy and Organizational Interaction. Public Organization Review, 22, 1045-1062. Recuperado de https://doi.org/10.1007/s11115-021-00551-3
https://doi.org/10.1007/s11115-021-00551...
), would be leading to fragmentation and conflicts of functions and competences among the three levels of government. From biopolitics and biopower, those patterns of behavior developed in the framework of IGRs oriented to decentralization, respond to the administration and control of life in the territory from the centralized and centralizing power of the State (Urabayen & León-Casero, 2018Urabayen, J., & León-Casero, J. (2018). Biopolitical governmentality: From a state-controlled society to liberalism. Co-Herencia, 15(29), 67-92. Recuperado de https://doi.org/10.17230/co-herencia.15.29.3
https://doi.org/10.17230/co-herencia.15....
; Useche-Aldana & C. I. Pérez, 2019Useche-Aldana, O., & Pérez, C. I. (2019). Formas de biopoder y biopolítica de la memoria como potencia de resistencia. EU-Topias, 17, 47-61. Recuperado de https://ojs.uv.es/index.php/eutopias/article/view/18321
https://ojs.uv.es/index.php/eutopias/art...
) and through the various regimes of liberal and neoliberal governmentality (Calveiro, 2020Calveiro, P. (2020). La lucha por la vida: biopoder y biopolítica una reflexión sobre experiencias comunitarias en México. Teoliteraria - Revista de Literaturas e Teologias, 10(21), 136-167. Recuperado de https://doi.org/10.23925/2236-9937.2020v21p136-167
https://doi.org/10.23925/2236-9937.2020v...
; López, 2016López, C. (2016). “Hacer vivir, dejar morir” en la era de la gubernamentalidad. Acerca de la actualidad y de los alcances del enfoque foucaultiano de la biopolítica. Revista de Filosofía, 72, 123-137. Recuperado de http://dx.doi.org/10.4067/S0718-43602016000100008
https://doi.org/10.4067/S0718-4360201600...
).

As part of the neoliberal development model implemented in the country, the dynamics of the IGR in the context of centralism and recentralization of resources in the central government, has reproduced and strengthened the phenomenon of territorial inequality, expressed in a sharp dichotomy between backward areas and growth areas (Díaz-Hernández & Parreño-Castellano, 2005Díaz-Hernández, R., & Parreño-Castellano, J. M. (2005). Crecimiento económico-demográfico y desigualdad territorial en Canarias en la década de los noventa. Cuadernos Geograficos, 36(1), 361-373. Recuperado de https://revistaseug.ugr.es/index.php/cuadgeo/article/view/1725
https://revistaseug.ugr.es/index.php/cua...
; Eizaguirre-Anglada & Klein, 2020Eizaguirre-Anglada, S. E., & Klein, J. L. (2020). Co-construcción de saberes, innovación social y desarrollo territorial: una experiencia quebequense. REVESCO. Revista de Estudios Cooperativos, 134, e69172. Recuperado de https://doi.org/10.5209/reve.69172
https://doi.org/10.5209/reve.69172...
). In backward areas, weak territorial dynamics are produced: territorial fragmentation and marginalization, promotion of traditional subsistence activities and temporary employment, affecting local actors in defining their self-development. Meanwhile, in growth areas there are entrepreneurial territorial dynamics: enhancement of local socio-community and economic-productive potentialities, oriented to local socioeconomic development.

Based on the data and the experience of the IGR between central and local governments, within the framework of the decentralization process, it is argued that the construction of a unitary and decentralized State would end up being illusory. This situation implies adopting new approaches, new strategies, new wills and resolute commitments on the part of government actors, in order to redirect the process. In this perspective, from the local level, IGRs are proposed for local socioeconomic development, based on associativity and the pooling of actors, based on the approaches of local and territorial governance (Fernández-García & Mota-Consejero, 2009Fernández-García, M., & Mota-Consejero, F. (2009). Gobernanza multinivel en Europa: una aproximación desde el caso andaluz. Sevilla, España: Centro de Estudios Andaluces. Recuperado de https://doi.org/10.54790/actualidad.0060
https://doi.org/10.54790/actualidad.0060...
; Peters, 2007Peters, B. G. (2007). The Meta-Governance of Policy Networks: Steering at a Distance, but Still Steering. Madrid, España: Universidad Autónoma de Madrid.; Torfing & Sørensen, 2014Torfing, J., & Sørensen, E. (2014). The European debate on governance networks: Towards a new and viable paradigm? Policy and Society, 33(4), 329-344. Recuperado de https://doi.org/10.1016/j.polsoc.2014.10.003
https://doi.org/10.1016/j.polsoc.2014.10...
) networked local governance (Quispe-Mamani, 2013Quispe-Mamani, E. (2013). Gobernanza local en red y desarrollo socioeconómico local. Las redes de cooperación intermunicipal en el Perú. Santiago, Chile: UACH-ICHEM.) local governance as government-business cooperation (Navarro-Yáñez et al., 2008Navarro-Yáñez, C. J., Magnier, A., & Ramírez, M. A. (2008). Local governance as government-business cooperation in Western democracies: Analysing local and intergovernmental effects by multi-level comparison. International Journal of Urban and Regional Research, 32(3), 531-547. Recuperado de https://doi.org/10.1111/j.1468-2427.2008.00816.x
https://doi.org/10.1111/j.1468-2427.2008...
) and public governance (Iacovino et al., 2017Iacovino, N. M., Barsanti, S., & Cinquini, L. (2017). Public Organizations Between Old Public Administration, New Public Management and Public Governance: the Case of the Tuscany Region. Public Organization Review, 17, 61-82. Recuperado de https://doi.org/10.1007/s11115-015-0327-x
https://doi.org/10.1007/s11115-015-0327-...
; Osborne, 2010Osborne, S. P. (2010). Introduction. The (New) Public Governance: a suitable case for treatment? In S. P. Osborne (Ed.), The New Public Governance? Emerging Perspectives on the Theory and Practice of Public Governance (pp. 1-16). London, UK: Routledge. Recuperado de https://doi.org/10.4324/9780203861684
https://doi.org/10.4324/9780203861684...
).

The process of inclusive, integrated, equitable and sustainable territorial development implies the adoption of the socio-territorial management model based on local and public governance, involving a diversity of networked actors, transforming IGRs based on unilateralism to multilateral and multilevel networks. This task, in turn, implies the introduction of the polycentric governance approach (De la Mora-De la Mora, 2017De la Mora-De la Mora, G. (2017). Policentrismo y su relevancia para el análisis socioterritorial. Regions & Cohesion, 7(1), 69-86. Recuperado de https://doi.org/10.3167/reco.2017.070106
https://doi.org/10.3167/reco.2017.070106...
; Ostrom, 2014Ostrom, E. (2014). Más allá de los mercados y los Estados: gobernanza policéntrica de sistemas económicos complejos. Revista Mexicana de Sociología, 76(Especial), 15-70. Recuperado de http://dx.doi.org/10.22201/iis.01882503p.2014.0.46480
https://doi.org/10.22201/iis.01882503p.2...
; Paniagua & Vergara, 2022Paniagua, P., & Vergara, A. (2022). Gobernanza policéntrica y la crisis de la democracia liberal. Estudios Públicos, 167, 77-105. Recuperado de https://doi.org/10.38178/07183089/1232210406
https://doi.org/10.38178/07183089/123221...
), understood as the multiplicity of decision-making centers acting autonomously. That is, to the extent that each entity/jurisdiction participates in a competitive, cooperative or centralized manner in the resolution of conflicts, it is possible that for the management of public goods and services each of them operates coherently with predictable patterns of interactive behavior. In this process, the role of the principles of cooperation, coordination, integration and functional complementarity of socio-territorial spaces and the institutions that regulate social interactions is transcendental. However, for all this to be viable, institutional changes in structural terms are necessary, i.e., the adoption of a more plural State model, with decentralization and real participation of local and regional actors in the territorial development process. In this sense, more research is needed.

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  • 1
    The provincial municipality is the third level of organization of local governments, in its territorial circumscription it has a determined number of districts.
  • 2
    The district municipality is the second level of local government organization, with smaller population centers being the first level. It is a smaller district and depends organically and politically on the provincial municipality.
  • 3
    GORE Executive is a space in which Peruvian ministers engage in bilateral dialogue with regional governors and their respective technical teams, thus strengthening relations of trust and improving mutual understanding for the management of regional public policies.
  • 4
    MUNI Executive is a space in which the ministers of Peru engage in bilateral dialogue with provincial and district mayors and their respective technical teams for the management of local public policies.
  • [Translated version] Note: All quotes in English translated by this article’s translator.

Reviewers:

  • 24
    Ricardo Carneiro (Fundação João Pinheiro, Belo Horizonte / MG - Brazil) https://orcid.org/0000-0003-4674-7639
  • 25
    Two of the reviewers did not authorize the disclosure of their identities.
  • 26
    Peer review report: the peer review report is available at this :https://bibliotecadigital.fgv.br/ojs/index.php/rap/article/view/88888/83520s.

Edited by

Alketa Peci (Fundação Getulio Vargas, Rio de Janeiro / RJ - Brazil) https://orcid.org/0000-0002-0488-1744
Mauricio Dussauge Laguna (Centro de Investigación y Docencia Económicas, Ciudad de México - México) https://orcid.org/0000-0001-7630-1879

Publication Dates

  • Publication in this collection
    12 May 2023
  • Date of issue
    2023

History

  • Received
    10 Aug 2021
  • Accepted
    24 Jan 2023
Fundação Getulio Vargas Fundaçãoo Getulio Vargas, Rua Jornalista Orlando Dantas, 30, CEP: 22231-010 / Rio de Janeiro-RJ Brasil, Tel.: +55 (21) 3083-2731 - Rio de Janeiro - RJ - Brazil
E-mail: rap@fgv.br