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Business and Human Rights: an analysis of attempts to neutralize allegations of human rights violations

Abstract

This article analyzes companies’ attempts to neutralize allegations of human rights (HR) violations. The literature review focuses on the meanings HR gained in businesses. The empirical material comprises secondary sources such as newspapers, NGO reports, blogs, and other publications resulting from initiatives aimed at environmental causes and HR. Based on the empirical material, we analyzed the denunciations of HR violations by nine multinationals and we used thematic analysis based on the theoretical contribution and the selected sources. The results showed that companies, as global players, adopt corporate complicity attitudes abstaining from responsibilities and a recurring attempt to deny complaints by disqualifying and discrediting them, denying the past, literally and implicitly, and creating war cabinets.

Keywords:
Business and Human Rights; Abstaining from responsibilities; Complaint neutralization

Resumo

Análise das tentativas de empresas de neutralizar denúncias de violações contra os Direitos Humanos (DH). A revisão da literatura concentra-se nas noções que o termo DH adquiriu na área de negócios. O material empírico é composto por fontes secundárias como jornais, portais de notícias, relatórios produzidos por organizações não governamentais (ONGs), blogs e outras publicações decorrentes de iniciativas voltadas às causas ambientais e de DH. Este material empírico foi a base para a análise de denúncias de violações aos DH de nove multinacionais e, ainda, valendo-se do aporte teórico e de fontes selecionadas, utilizou-se a análise temática (AT) como proposta metodológica para atingir os objetivos. Os resultados mostraram que as empresas atuam como players globais e adotam posturas corporativas de cumplicidade, abstenção de responsabilidade e uma recorrente tentativa de negação, por meio da desqualificação e desacreditação das denúncias, criação de gabinetes de guerra e uso de estratégias de negação como a negação do passado, literal e implicatória.

Palavras-chave:
Negócios e Direitos Humanos; Abstenção de responsabilidade; Neutralização de denúncias

Resumen

En este artículo se analizan los intentos de las empresas por neutralizar las denuncias de violaciones a los Derechos Humanos (DD.HH.). La revisión de la literatura se centra en las nociones que ha adquirido el término DD.HH. en el ámbito empresarial. El material empírico se compone de fuentes secundarias como periódicos, portales de noticias, informes elaborados por organizaciones no gubernamentales (ONG), blogs y otras publicaciones que surgen de iniciativas dirigidas a causas ambientales y derechos humanos. Este material empírico sirvió de base para el análisis de las denuncias de violaciones a los DD.HH. de nueve multinacionales y, además, a partir de apoyos teóricos y fuentes seleccionadas, se utilizó el análisis temático (AT) como propuesta metodológica para lograr los objetivos. Los resultados mostraron que las empresas actúan como actores globales y adoptan posturas corporativas de complicidad, abstención de responsabilidad y un intento recurrente de negación, a través de la descalificación y descrédito de denuncias, la creación de gabinetes de guerra y el uso de estrategias de negación como la negación del pasado, literal e implicatoria.

Palabras clave:
Empresa y derechos humanos; Abstención de responsabilidad; Neutralización de denuncias

INTRODUCTION

Equal rights is an issue that has been discussed over time for many years. The Declaration of Independence in the US includes unalienable rights to life and liberty (Sen, 2004Sen, A. (2004). Elements of a theory of human rights. Philosophy and Public Affairs, 32(4), 315-356. Recuperado de https:// doi.org/10.1111/j.1088-4963.2004.00017.x
https://doi.org/10.1111/j.1088-4963.2004...
). However, only throughout the twentieth century, the struggle for social rights gain strength due to the Holocaust in the Second World War, highlighting the need for greater state regulation to ensure fundamental rights. This effort culminated in the creation of the United Nations (UN) in 1945 and the elaboration of the Universal Declaration of Human Rights (UDHR) in 1948 (Hoover, 2013Hoover, J. (2013). Rereading the Universal Declaration of Human Rights: Plurality and Contestation, Not Consensus. Journal of Human Rights, 12(2), 217-241. Recuperado de https://doi.10.1080/14754835.2013.784663
https://doi.org/10.1080/14754835.2013.78...
; Muchlinski, 2001Muchlinski, P. T. (2001). Human rights and multinationals: Is there a problem? International Affairs, 77(1), 31-47. Recuperado de https://doi.org/10.1111/1468-2346.00176
https://doi.org/10.1111/1468-2346.00176...
).

The advance of discussions on rights encouraged, in the 1970s, accusations of multinationals supporting and participating in human rights violations, which fostered the debate on corporate accountability (Kobrin, 2009Kobrin, S. J. (2009). Private Political Authority and Public Responsibility: Transnational Politics, Transnational Firms, and Human Rights. Business Ethics Quarterly, 19(3), 349-374. Recuperado de https://doi.10.5840/beq200919321
https://doi.org/10.5840/beq200919321...
; Scherer & Palazzo, 2011Scherer, A. G., & Palazzo, G. (2011). The New Political Role of Business in a Globalized World: A Review of a New Perspective on CSR and its Implications for the Firm, Governance, and Democracy. Journal of Management Studies, 48(4), 899-931. Recuperado dehttps:// doi.org/10.1111/j.1467-6486.2010.00950.x
https://doi.org/10.1111/j.1467-6486.2010...
). Globalization solidified the influence and presence of multinationals in places of regulatory weaknesses and attractive economically to corporate interests (Weissbrodt & Kruger, 2003Weissbrodt, David., & Kruger, M. (2003). UN: Norms on the Responsibilities of Transnational Corporations and Other Business Enterprises with Regard to Human Rights, The American Journal of International Law, 97(4), 901-922. Recuperado dehttps://doi.org/10.4337/9781845428297.00023
https://doi.org/10.4337/9781845428297.00...
; Wood, 2012Wood, S. (2012). The case for leverage-based corporate human rights responsibility. Business and Human Rights, 22(01), 63-98. Recuperado dehttps://doi.org/10.1017/S1052150X00000075
https://doi.org/10.1017/S1052150X0000007...
). Companies created branches and work opportunities in different places. However, investment decisions have aimed for benefits, tax incentives, and cheap labor (Medeiros & Silveira, 2017Medeiros, C. R. O., & Silveira, R. A. (2017). Organizações Que Matam: uma Reflexão a Respeito de Crimes Corporativos. Organizações & Sociedade, 24(80), 39-52. Recuperado dehttps://doi.org/10.1590/1984-9230802
https://doi.org/10.1590/1984-9230802...
). In the global context, corporations get away with violating human rights (HR) - even if only in one region - and move to other locations where they are received without questioning the damage caused by their actions.

Some of the emerging themes in the field of business and human rights (BHR) are the UN’s Sustainable Development Goals (SDG), with studies that relate HR to the goals; topics on how investors can influence companies, and how actors should be concerned with HR in their activities; the political role of businesses and its influence in decision-making that consider HR; and the careful use of technology, considering HR in its development and use, to guarantee their “ethical purpose” (Deva, Ramasastry, Wettstein, & Santoro, 2019Wettstein, F., Giuliani, E., Santangelo, G. D., & Stahl, G. K. (2019). International business and human rights: a research agenda. Journal of World Business, 54(1), 54-65. Recuperado dehttps://doi.org/10.1016/j.jwb.2018.10.004
https://doi.org/10.1016/j.jwb.2018.10.00...
). Recent discussions regarding BHR in Brazilian literature on organizational studies address the participation of businesses, business associations, and public agents, among other groups, in HR violations in the country’s civic-military dictatorship (Costa & Silva, 2017Costa, A. S. M., & Silva, M. A. C. (2017). Novas Fontes, Novas Versões: Contribuições do Acervo da Comissão Nacional da Verdade. Revista de Administração Contemporânea, 21(2), 163-183. Recuperado dehttps://doi.10.1590/1982-7849rac2017150101
https://doi.org/10.1590/1982-7849rac2017...
, 2018Costa, A. S. M., & Silva, M. A. C. (2018). Empresas, violação dos direitos humanos e ditadura civil-militar brasileira: a perspectiva da Comissão Nacional da Verdade. Organizações & Sociedade, 25(84), 15-29. Recuperado dehttps://doi.10.1590/1984-9240841
https://doi.org/10.1590/1984-9240841...
), and the companies political-social role and their duty to respect towards and avoid violating HR (Barros, 2018Barros, A. (2018). Empresas e direitos humanos: premissas, tensões e possibilidades. Organizações & Sociedade, 25(84), 87-99. Recuperado dehttps://doi.org/10.1590/1984-9240845
https://doi.org/10.1590/1984-9240845...
).

Corporations were considered global players whose power and influence must be questioned, considering the latent topics around HR and given the cases of corporate irresponsibility and the low levels of corporate actors’ accountability. It is corroborated here that “[...] businesses have a negative duty to prevent human rights violations in their operations and their supply chain, and a positive duty, when possible, to help protect victims and remedy third party violations” (Santoro, 2015Santoro, M. A. (2015). Business and Human Rights in Historical Perspective. Journal of Human Rights, 14(2), 155-161. Recuperado dehttps://doi.org/10.1080/14754835.2015.1025945
https://doi.org/10.1080/14754835.2015.10...
, p. 155, our translation). Thus, to understand the sociopolitical role assumed by multinationals and the consequences of corporate irresponsibility, this article will analyze the attempts of companies to neutralize allegations of HR violations.

This study adopted the BHR literature and explored businesses’ practices to abstain from and deny responsibilities towards fundamental rights. Also, we gathered institutional documents and secondary sources to form the research corpus. The thematic analysis (TA) was used since this method helps identify, analyze, and offer a detailed description of qualitative data, requiring the researcher to be aware of their positions while conducting the study (Braun & Clarke, 2006Braun, V., & Clarke, V. (2006). Using thematic analysis in psychology. Qualitative Research in Psychology, 3(2), 77-101. Recuperado de https://doi.org/https://doi.10.1191/1478088706qp063oa
https://doi.org/10.1191/1478088706qp063o...
).

This article is divided into five sections, including this introduction. The next section presents the literature on BHR, providing a brief history of existing discussions and of corporate practices of complicity and abstention from responsibility. The methodology is then described, explaining the approach, the formation of the research corpus, and the technique for analyzing the material gathered. The fourth section presents the results, followed by the fifth section with the final considerations, contributions, limitations, and suggestions for future research.

BUSINESS AND HUMAN RIGHTS

The field of business and human rights (BHR) is consolidated in three phases: the first, between 1970 and 1980, did not emphasize human rights (HR). It consisted of initial discussions on corporate social responsibility (CSR), the responsibilities of organizations with labor rights, and disinvestment in authoritarian and segregationist regimes. The second phase, in the 1990s, presents accusations of HR violations by multinationals and the difficulty in holding them responsible for damages. Finally, the third phase started in the mid-2000s with the mandate of John Ruggie as UN Secretary-General’s Special Representative for Business and Human Rights, and the formalization of a non-binding instrument establishing the nations’ duty to protect HR and the counterpart of companies to respect HR (Roland, Aragão, Angelucci, Duque, Galil, & Lelis, 2018Roland, M. C., Aragão, D. M., Angelucci, P. D., Duque, A. A Neto. Galil, G. C., & Lelis, R. C. (2018). Desafios e perspectivas para a construção de um instrumento jurídico vinculante em direitos humanos e empresas. Revista Direito GV, 14(2), 393-417. Recuperado de https://doi.org/10.1590/2317-6172201817
https://doi.org/10.1590/2317-6172201817...
; Wettstein, 2012aWettstein, F. (2012a). CSR and the Debate on Business and Human Rights: Bridging the Great Divide. Business Ethics Quarterly, 22(4), 739-770. Recuperado de https://doi.org/10.5840/beq201222446
https://doi.org/10.5840/beq201222446...
; Wettstein, Giuliani, Santangelo, & Stahl, 2019Wettstein, F. (2010). The Duty to Protect: Corporate Complicity, Political Responsibility, and Human Rights Advocacy. Journal of Business Ethics, 96(1), 33-47. Recuperado de https://doi.org/10.1007/s10551-010-0447-8
https://doi.org/10.1007/s10551-010-0447-...
).

This article focuses on the second and third phases, more recent, which emphasize discussions on the responsibility of multinationals - global players - to respect HR. In the 1990s, society açready observed reflections of corporate irresponsibility with the cases of Union Carbide in Bhopal and the role of multinationals in the racial segregation regime in South Africa (Wettstein et al., 2019Wettstein, F., Giuliani, E., Santangelo, G. D., & Stahl, G. K. (2019). International business and human rights: a research agenda. Journal of World Business, 54(1), 54-65. Recuperado dehttps://doi.org/10.1016/j.jwb.2018.10.004
https://doi.org/10.1016/j.jwb.2018.10.00...
). Such examples show the effects of globalization, companies’ engagement in authoritarian regimes, the complicity and favoring of organizations that benefit from violations in their supply chains (Kobrin, 2009Kobrin, S. J. (2009). Private Political Authority and Public Responsibility: Transnational Politics, Transnational Firms, and Human Rights. Business Ethics Quarterly, 19(3), 349-374. Recuperado de https://doi.10.5840/beq200919321
https://doi.org/10.5840/beq200919321...
; Wettstein, 2012aWettstein, F., Giuliani, E., Santangelo, G. D., & Stahl, G. K. (2019). International business and human rights: a research agenda. Journal of World Business, 54(1), 54-65. Recuperado dehttps://doi.org/10.1016/j.jwb.2018.10.004
https://doi.org/10.1016/j.jwb.2018.10.00...
).

In business engagement, Wettstein (2010Wettstein, F. (2010). The Duty to Protect: Corporate Complicity, Political Responsibility, and Human Rights Advocacy. Journal of Business Ethics, 96(1), 33-47. Recuperado de https://doi.org/10.1007/s10551-010-0447-8
https://doi.org/10.1007/s10551-010-0447-...
, 2012bWood, S. (2012). The case for leverage-based corporate human rights responsibility. Business and Human Rights, 22(01), 63-98. Recuperado dehttps://doi.org/10.1017/S1052150X00000075
https://doi.org/10.1017/S1052150X0000007...
) indicated the existence of two forms of active complicity (direct and indirect) and two forms of passive complicity (beneficial and silent). Direct complicity concerns the active collaboration of organizations in the occurrence of violations; indirect complicity refers to events where the organization’s contribution is veiled (Wettstein, 2012bWood, S. (2012). The case for leverage-based corporate human rights responsibility. Business and Human Rights, 22(01), 63-98. Recuperado dehttps://doi.org/10.1017/S1052150X00000075
https://doi.org/10.1017/S1052150X0000007...
). As for passive complicity, beneficial complicity occurs when there are organizational benefits in violations, and the company does not directly support the event. The silent complicity is classified in omission requirements (organization’s failure to protect and side with the victims of violations) and the legitimization requirement (the corporate agent does not prevent the occurrence and/or encourages the condition of disrespect to HR, becoming an endorser) (Wettstein, 2012bWood, S. (2012). The case for leverage-based corporate human rights responsibility. Business and Human Rights, 22(01), 63-98. Recuperado dehttps://doi.org/10.1017/S1052150X00000075
https://doi.org/10.1017/S1052150X0000007...
). Cases of corporate engagement in violations reinforced the need for global HR initiatives, and this phenomenon led to the third phase of the BHR field, with the creation of John Ruggie’s position at the UN (Ruggie, 2007).

Thus, the third phase attempts to approach and intensify debates about the importance of more attentive action toward HR by organizations globally and establishing rules for the relationship between companies and HR. This fact fostered the emergence of the BHR field as distinct from CSR, with multidisciplinary characteristics and a growing number of initiatives and debate forums (Wettstein et al., 2019Wettstein, F., Giuliani, E., Santangelo, G. D., & Stahl, G. K. (2019). International business and human rights: a research agenda. Journal of World Business, 54(1), 54-65. Recuperado dehttps://doi.org/10.1016/j.jwb.2018.10.004
https://doi.org/10.1016/j.jwb.2018.10.00...
). In this third phase, the international law followed three directions, pointed out by John Ruggie after the initial consolidation of his mandate as UN Secretary-General’s Special Representative for Business and Human Rights: to encourage states to horizontally and homogeneously promote, regulate, and judge corporate actions harmful to HR; encourage adherence to initiatives beyond individual corporate responsibility with the integration of multiple stakeholders, aiming to achieve innovative solutions; and promote dialogue between human rights legislation and social demands, and trigger changes in organizations’ behavior (Ruggie, 2007Ruggie, J. G. (2007, outubro). Business and Human Rights: The Evolving International Agenda. American Journal of International Law, 101(4), 819-840. Recuperado dehttps://www.jstor.org/stable/40006320
https://www.jstor.org/stable/40006320...
).

For Santoro (2015Santoro, M. A. (2015). Business and Human Rights in Historical Perspective. Journal of Human Rights, 14(2), 155-161. Recuperado dehttps://doi.org/10.1080/14754835.2015.1025945
https://doi.org/10.1080/14754835.2015.10...
), BHR is an interdisciplinary field anchored in business ethics, law, and social sciences, aimed at social and economic justice through the involvement of multiple actors. Its defenders seek to hold companies accountable for their actions when they harm or violate HR, making them responsible for prevention and remediation. In general terms, the definition of BHR varies and is unclear. The divergence lies in positive or negative terms: positive terms describe responsibilities, duties, obligations of companies towards HR, while negative terms refer to issues of corporate misbehavior, contribution, and complicity in rights violations (Schrempf-Stirling & Van Buren, 2020Schrempf-Stirling, J., & Van Buren, H. J. (2020). Business and Human Rights Scholarship in Social Issues in Management: an Analytical Review. Business and Human Rights Journal, 5(1), 28-55. Recuperado de https://doi.org/10.1017/bhj.2019.23
https://doi.org/10.1017/bhj.2019.23...
).

In the recent context of the UN’s growing concern with HR and the increased number of violations by companies with harmful consequences to management, due diligence in HR became a form of demonstrating ethical, managerial, moral, and social commitment or a promise of business awareness regarding the impact caused (Fasterling & Demuijnck, 2013Fasterling, B., & Demuijnck, G. (2013). Human Rights in the Void? Due Diligence in the UN Guiding Principles on Business and Human Rights. Journal of Business Ethics, 116(4), 799-814. Recuperado de https://doi.10.1007/s10551-013-1822-z
https://doi.org/10.1007/s10551-013-1822-...
; Muchlinski, 2012Muchlinski, P. T. (2012). Implementing the New UN Corporate Human Rights Framework: Implications for Corporate Law, Governance, and Regulation. Business Ethics Quarterly, 22(1), 145-177. Recuperado dehttps://doi.org/10.5840/beq20122218
https://doi.org/10.5840/beq20122218...
; Ruggie, 2011Ruggie, J. (2011). Report of the Special Representative of the Secretary-General on the Issue of Human Rights and Transnational Corporations and other Business Enterprises: Guiding Principles on Business and Human Rights: Implementing the United Nations ‘Protect, Respect and Remedy’ Framework. Netherlands Quarterly of Human Rights, 29(2), 224-253. Recuperado de https:// doi.org/10.1177/016934411102900206
https://doi.org/10.1177/0169344111029002...
).

In addition to due diligence, one of the alternatives advocated by HR activists, NGOs, and researchers is establishing a binding HR treaty for companies, which would fix the obligation of participants to respect pre-defined norms, laws, and jurisdictions at the international level (Bilchitz, 2016Bilchitz, D. (2016). The Necessity for a Business and Human Rights Treaty. Business and Human Rights Journal, 1(2), 203-227. Recuperado dehttps://doi.10.1017/bhj.2016.13
https://doi.org/10.1017/bhj.2016.13...
). The UN Draft Norms project, started in 1998, attempted to propose incisive terms establishing legal obligations for companies and forums that offer redress to individuals and communities affected by non-compliance (Roland et al., 2018Roland, M. C., Aragão, D. M., Angelucci, P. D., Duque, A. A Neto. Galil, G. C., & Lelis, R. C. (2018). Desafios e perspectivas para a construção de um instrumento jurídico vinculante em direitos humanos e empresas. Revista Direito GV, 14(2), 393-417. Recuperado de https://doi.org/10.1590/2317-6172201817
https://doi.org/10.1590/2317-6172201817...
). However, the text was strongly opposed and boycotted by business associations, which claimed that it was a violation of business rights and that the responsibility for HR was exclusive to the states (Roland et al., 2018; Weissbrodt & Kruger, 2003Weissbrodt, David., & Kruger, M. (2003). UN: Norms on the Responsibilities of Transnational Corporations and Other Business Enterprises with Regard to Human Rights, The American Journal of International Law, 97(4), 901-922. Recuperado dehttps://doi.org/10.4337/9781845428297.00023
https://doi.org/10.4337/9781845428297.00...
). The failure of the Draft Norms, which ended in 2004, was a sign of the aversion to regulation and the assumption of practices that prioritize HR through binding treaties (Bilchitz, 2016; Weissbrodt & Kruger, 2003).

In addition to the complicity practices, conducting due diligence, and the aversion to HR regulatory initiatives, some companies seek to abstain from their responsibilities when accused of corporate irresponsibility, as will be presented below.

Corporate practices for abstaining from responsibility

The importance of multinationals’ political and economic authority, pulverized by subsidiaries and suppliers, should increase public responsibilities (Kobrin, 2009Kobrin, S. J. (2009). Private Political Authority and Public Responsibility: Transnational Politics, Transnational Firms, and Human Rights. Business Ethics Quarterly, 19(3), 349-374. Recuperado de https://doi.10.5840/beq200919321
https://doi.org/10.5840/beq200919321...
). Wettstein (2010Wettstein, F. (2010). The Duty to Protect: Corporate Complicity, Political Responsibility, and Human Rights Advocacy. Journal of Business Ethics, 96(1), 33-47. Recuperado de https://doi.org/10.1007/s10551-010-0447-8
https://doi.org/10.1007/s10551-010-0447-...
) points out that multinationals have now become “players” with a presence at different levels of public policy and elaboration of economic rules.

For Hsieh (2017Hsieh, N. H. (2017). The Responsibilities and Role of Business in Relation to Society: Back to Basics? Business Ethics Quarterly, 27(2), 293-314. Recuperado de https://doi.10.1017/beq.2017.8
https://doi.org/10.1017/beq.2017.8...
), the responsibility for protecting HR is historically attributed to states, which do not place companies with the moral obligation to protect, respect, and promote HR and do not allow complicity in HR violations. Wettstein (2012bWettstein, F. (2012b). Silence as complicity: Elements of a corporate duty to speak out against the violation of human rights. Business and Human Rights, 22(1), 37-61. Recuperado de https://doi.org/10.5840/beq20122214
https://doi.org/10.5840/beq20122214...
) showed the relations between Shell and the Nigerian government and the use of three conditions to justify their action in local conflicts that resulted in HR violations of the population and silent complicity abstinence from responsibility. These conditions are connection, influence or power, and status.

Zadek (2004Zadek, S. (2004). The Path to Corporate Responsibility. Harvard Business Review, 82(12), 125-132. Recuperado de https:// doi.org/10.1007/978-3-540-70818-6_13
https://doi.org/10.1007/978-3-540-70818-...
) showed that organizations go through a learning curve when accused of HR violations, in which they initially use rhetoric to abstain from HR responsibilities. Then there is a transition period in which more responsible attitudes are taken. The rhetorics are: (a) “it is not our responsibility to fix this situation”; (b) “we will do whatever it takes” (Zadek, 2004). Initially, the companies deny alleging that the complaints are incorrect and unfounded to discredit the complaints and hold partners responsible, respectively. Companies commonly mention initiatives, compliance policies, and demonstration of public commitments assumed to demonstrate good faith and attention to issues raised (Zadek, 2004Zadek, S. (2004). The Path to Corporate Responsibility. Harvard Business Review, 82(12), 125-132. Recuperado de https:// doi.org/10.1007/978-3-540-70818-6_13
https://doi.org/10.1007/978-3-540-70818-...
), remain silent about complaints, or, according to Coraiola and Derry (2019Coraiola, D. M., & Derry, R. (2019). Remembering to Forget: The Historic Irresponsibility of U.S. Big Tobacco. Journal of Business Ethics, 0123456789. Recuperado dehttps://doi.10.1007/s10551-019-04323-4
https://doi.org/10.1007/s10551-019-04323...
), promote forgetting. More immediately, corporations can benefit from being forgotten by public ignorance regarding reports of violations (Coraiola & Derry, 2019Coraiola, D. M., & Derry, R. (2019). Remembering to Forget: The Historic Irresponsibility of U.S. Big Tobacco. Journal of Business Ethics, 0123456789. Recuperado dehttps://doi.10.1007/s10551-019-04323-4
https://doi.org/10.1007/s10551-019-04323...
).

Responsibility denial is a form of abstention in three formats, as described by Cohen (1996Cohen, S. (1996). Government Responses to Human Rights Reports: Claims, Denials, and Counterclaims. Human Rights Quarterly, 18(3), 517-543. Recuperado de http://www.jstor.org/stable/762471
http://www.jstor.org/stable/762471...
), namely: (a) denial of the past: through a systematic organizational effort to cover up criminal records; (b) literal denial: via company actions to hide facts and conclusions that have become public; and (c) implicatory denial, when organizations try to negotiate or impose a “rewrite of history” to justify facts and events that have occurred.

In addition to denial, MacManus (2016 MacManus, T. (2016). The denial industry: Public relations, ‘crisis management’ and corporate crime. International Journal of Human Rights, 20(6), 785-797. Recuperado de https://doi.org/10.1080/13642987.2016.1156882
https://doi.org/10.1080/13642987.2016.11...
) describes the creation of “war bureaus,” together with public relations teams and law firms, to deny complaints through the structured promotion of public defense of corporate reputation. Thus, the tobacco industry got rid of accusations that the sector was aware of the harm caused by cigarettes: with the use of lawyers to hinder access to evidence and research; lobbying, sponsoring groups of journalists and scientists hired to defend the sector; and through disinformation advertising campaigns (Coraiola & Derry, 2019Coraiola, D. M., & Derry, R. (2019). Remembering to Forget: The Historic Irresponsibility of U.S. Big Tobacco. Journal of Business Ethics, 0123456789. Recuperado dehttps://doi.10.1007/s10551-019-04323-4
https://doi.org/10.1007/s10551-019-04323...
).

METHODOLOGY

This is a qualitative research (Denzin & Lincoln, 2018Denzin, N. K., & Lincoln, Y. S. (2018). Introduction: the discipline and practice of qualitative research. In N. K. Denzin, & Y. S. Lincoln(Eds.), The Sage handbook of qualitative research. Thousand Oaks, CA: Sage Publications Ltd.). The selection of empirical material aimed to reduce the volume of studies examined without affecting the analysis of the corpus (Bauer & Aarts, 2002Bauer, M. W., & Aarts, B. (2002). A construção do corpus: um princípio para a coleta de dados qualitativos. In M. W. Bauer, & B. Aarts. (Eds.), Pesquisa Qualitativa com Texto Imagem e Som: Um Manual Prático (2a ed., pp. 39-63). Rio de Janeiro, RJ: Editora Vozes.). As for the research objective and object (Bauer & Aarts, 2002Bauer, M. W., & Aarts, B. (2002). A construção do corpus: um princípio para a coleta de dados qualitativos. In M. W. Bauer, & B. Aarts. (Eds.), Pesquisa Qualitativa com Texto Imagem e Som: Um Manual Prático (2a ed., pp. 39-63). Rio de Janeiro, RJ: Editora Vozes.), we sought to establish a connection between the global and the local dimensions: corporations with global operations and their presence in one location. In this case, we chose multinationals operating in the Brazilian municipality of Uberlândia-MG, analyzing accusations of human rights (HR) violations. As one of the researchers works in that municipality, access to the information necessary to conduct the research was facilitated.

The identification of companies was performed using the local government’s integrated database, considering the year 2019. At the time, 36 multinationals operated in the city. The criteria to delimit the companies studied were: signed the UN Global Compact, an initiative that invites signatory companies to “[...] align strategies and operations with universal principles on Human Rights, Labour, Environment and Anti-corruption, and take actions that advance societal goals” (United Nations Global Compact [UNGC], 2020Bayer. (2020). Bayer - Annual Report 2019. Recuperado de https://ungc-production.s3.us-west-2.amazonaws.com/attachments/cop_2020/485412/original/Bayer_-_Annual_Report_2019.pdf?1587709923
https://ungc-production.s3.us-west-2.ama...
); and being the target of allegations of HR violations. As a result, nine multinationals were reached: Archer Daniels Midland (ADM), Bayer, Cargill, Carrefour, Cencosud-Bretas, Pão de Açúcar, Inditex, Prosegur and Syngenta.

Several secondary sources were researched to form a corpus, such as (i) publications by companies on allegations of violation cases, such as press releases and public reports on CSR, HR, Codes of Conduct, HR Policies; (ii) local, national, and international press reports; (iii) documents, reports, and news on HR defense movements, unions, blogs, and videos denouncing cases of violations or disrespect for HR; (iv) visual and textual materials made available on the internet that portrays cases of HR violation.

The material totaled 12 press releases, 80 newspaper and news portal reports, 273 pages of reports from environmental organizations and NGOs, 1,711 pages of annual or sustainability reports of the analyzed companies, and 149 pages of corporate policies for suppliers, shopping, and codes of ethics. The audiovisual material had a total duration of 1 hour and 52 minutes and resulted in 49 transcribed pages. The research and analysis period was August 2020 to January 2021.

The selection sought to group homogeneous sources, even though they maintain the differences pointed out in the corpus, which was valuable for analyzing the empirical material (Bauer & Aarts, 2002Bauer, M. W., & Aarts, B. (2002). A construção do corpus: um princípio para a coleta de dados qualitativos. In M. W. Bauer, & B. Aarts. (Eds.), Pesquisa Qualitativa com Texto Imagem e Som: Um Manual Prático (2a ed., pp. 39-63). Rio de Janeiro, RJ: Editora Vozes.). The choice to collect different sources resulted in a heterogeneity of the material, which became a limitation during the analysis. The selected material was submitted to thematic analysis (Braun & Clark, 2006Braun, V., & Clarke, V. (2006). Using thematic analysis in psychology. Qualitative Research in Psychology, 3(2), 77-101. Recuperado de https://doi.org/https://doi.10.1191/1478088706qp063oa
https://doi.org/10.1191/1478088706qp063o...
), following a deductive approach - literature review - which guided the types of themes or categories and semantics, as it involved the explicit content of the material. The adopted procedures covered six steps: familiarization with the empirical material; initial coding; grouping codes into main themes; review of themes; definition and terminology of themes; report production. All steps were performed manually using spreadsheets and texts using Microsoft Excel and Word, respectively.

RESULTS

The analysis of the empirical material showed strategies adopted by the multinationals studied to abstain from human rights (HR) responsibility and attempts to deny allegations of violations. The familiarization with the material allowed the initial codification, which was maintained by the nature of the identified violation and its association with the companies studied, summarized in Box 1.

Box 1
Types of human rights violations and companies associated with the complaints

In the 1990s, the globalized productive model of multinationals seeking to maximize financial results and reports of labor rights violations worried NGOs, which wanted to expand the scope of corporate accountability throughout the entire production chain (Schrempf-Stirling & Palazzo, 2016Schrempf-Stirling, J., & Palazzo, G. (2016). Upstream Corporate Social Responsibility: the Evolution from Contract Responsibility to Full Producer Responsibility. Business and Society, 55(4), 491-527. Recuperado dehttps://doi.org/10.1177/0007650313500233
https://doi.org/10.1177/0007650313500233...
). Even with the pressure from nonprofits through public boycott campaigns, dissemination of sector reports to name and shame companies that disrespect HR, the concern with the scope of accountability persists, as many of the allegations of precarious work in various modalities occur in the initial stages of the production chain (Schrempf-Stirling & Palazzo, 2016Schrempf-Stirling, J., & Palazzo, G. (2016). Upstream Corporate Social Responsibility: the Evolution from Contract Responsibility to Full Producer Responsibility. Business and Society, 55(4), 491-527. Recuperado dehttps://doi.org/10.1177/0007650313500233
https://doi.org/10.1177/0007650313500233...
).

Familiarization with the empirical material allowed the identification of patterns in allegations of violations against HR in the conduct of companies and how they act to abstain from HR and social responsibilities, even when they participate in global initiatives for HR protection. Multinationals often transfer responsibility for irregularities to suppliers, thus avoiding any type of restrictive regulation of their operations (Bilchitz, 2016Bilchitz, D. (2016). The Necessity for a Business and Human Rights Treaty. Business and Human Rights Journal, 1(2), 203-227. Recuperado dehttps://doi.10.1017/bhj.2016.13
https://doi.org/10.1017/bhj.2016.13...
; Weissbrodt & Kruger, 2003Weissbrodt, David., & Kruger, M. (2003). UN: Norms on the Responsibilities of Transnational Corporations and Other Business Enterprises with Regard to Human Rights, The American Journal of International Law, 97(4), 901-922. Recuperado dehttps://doi.org/10.4337/9781845428297.00023
https://doi.org/10.4337/9781845428297.00...
) that impact financial results or that obliges them to support victims of violations.

The literature shows the expansion of business influence beyond the private sphere, while the globalized context has highlighted allegations of HR violations and the inclusion of new actors in the field who are aware of public responsibilities in societal life, such as nonprofits, international organizations, consumers concerned with the production of the goods consumed (Kobrin, 2009Kobrin, S. J. (2009). Private Political Authority and Public Responsibility: Transnational Politics, Transnational Firms, and Human Rights. Business Ethics Quarterly, 19(3), 349-374. Recuperado de https://doi.10.5840/beq200919321
https://doi.org/10.5840/beq200919321...
; Scherer & Palazzo, 2011Scherer, A. G., & Palazzo, G. (2011). The New Political Role of Business in a Globalized World: A Review of a New Perspective on CSR and its Implications for the Firm, Governance, and Democracy. Journal of Management Studies, 48(4), 899-931. Recuperado dehttps:// doi.org/10.1111/j.1467-6486.2010.00950.x
https://doi.org/10.1111/j.1467-6486.2010...
). Thus, as a way of publicly expressing the attention towards corporate action for HR and working conditions, the organizations analyzed mention initiatives and partner entities in the areas of HR, environmental preservation, and workers’ defense, without pointing out the effective results of the actions (Zadek, 2004Zadek, S. (2004). The Path to Corporate Responsibility. Harvard Business Review, 82(12), 125-132. Recuperado de https:// doi.org/10.1007/978-3-540-70818-6_13
https://doi.org/10.1007/978-3-540-70818-...
).

Literature analysis allowed us to make connections between the actions of the studied multinationals and HR violations. Box 2 presents the definition of the themes of the thematic analysis that express the forms of abstaining from responsibility towards HR.

Box 2
Forms of abstaining from corporate responsibility towards HR and companies associated with whistleblowing

The forms “mention of supported initiatives,” “complicity,” and “silence in the face of complaints” are present in all analyzed cases. The companies point to supported initiatives as a demonstration of attention to a particular theme: Carrefour and Pão de Açúcar support InPacto1 1 Nonprofit whose mission is “[...] to promote the prevention and eradication of slave labor in the production chains of national and international companies” through collective solutions between the state, companies, and civil society (InPacto, 2021, our translation). ; ADM and Cargill mention the Moratória da Soja2 2 Commitment signed by companies from the Brazilian Association of Vegetable Oil Industry (ABIOVE) and the National Association of Cereal Exporters (ANEC) not to buy, after 2006, soy from areas in the Amazon that were deforested after 2008 (Associação Brasileira da Indústria de Óleos Vegetais [ABIOVE], 2014). ; Inditex and Cencosud consult the “dirty list”; Prosegur cites the European Labor Council; Syngenta indicates the Soja+Verde project; and Bayer, the Safe Use Ambassador, to provide training to students and producers on safe product handling (Bayer, 2020Archer Daniels Midland. (2019). 2018 Corporate Sustainability Report. Recuperado de https://ungc-production.s3.us-west-2.amazonaws.com/attachments/cop_2019/475207/original/2018-ADM-Sustainability-Report.pdf?1559654714
https://ungc-production.s3.us-west-2.ama...
; Campos, 2019Campos, A. (2019, setembro 18). Pão de Açúcar suspende compra de carne de fornecedores autuados por trabalho escravo. Repórter Brasil. Recuperado de https://reporterbrasil.org.br/2019/09/pao-de-acucar-suspende-compra-de-carne-de-fornecedores-autuados-por-trabalho-escravo/
https://reporterbrasil.org.br/2019/09/pa...
; Coppola, 2020Coppola, M. (2020, junho 29). Pesquisa associa frigoríficos e produtores de soja a queimadas na Amazônia. Mongabay:Notícias Ambientais para Informar e Transformar. Recuperado dehttps://brasil.mongabay.com/2020/06/pesquisa-associa-frigorificos-e-produtores-de-soja-a-queimadas-na-amazonia/
https://brasil.mongabay.com/2020/06/pesq...
; Prosegur, 2019Prosegur. (2019). Prosegur Annual Report 2018. Recuperado de https://www.prosegur.com/en/informe-anual-2018
https://www.prosegur.com/en/informe-anua...
; Syngenta, 2020aSyngenta. (2020a). No Brasil. Recuperado de https://www.syngenta.com.br/no-brasil
https://www.syngenta.com.br/no-brasil...
, 2020bSyngenta. (2020b). Syngenta Sustainable Business Report 2019 - Accelerating innovation in a changing world. Recuperado dehttps://www.syngenta.com/sites/syngenta/files/company/Syngenta_SBR19.pdf
https://www.syngenta.com/sites/syngenta/...
).

Inditex adopted the accountability of partners and suppliers when caught using labor in conditions similar to slavery and for the dismissal of unionized workers (Campos, Huijstee, & Martje, 2015Campos, A., Huijstee, M. Van, & Martje, T. (2015, maio). Da responsabilidade moral à responsabilização jurídica? As condições de escravidão moderna na cadeia global de suprimentos da indústria do vestuário e a necessidade de fortalecer os marcos regulatórios: o caso da Inditex-Zara no Brasil. Recuperado de https://reporterbrasil.org.br/wp-content/uploads/2015/05/Reporter-Brasil-web-P.pdf
https://reporterbrasil.org.br/wp-content...
; Inditex, 2020). Carrefour and Pão de Açúcar blamed partner slaughterhouses for selling meat to producers on the “dirty list”; however, the companies claimed to verify the document before signing a deal (RepórterBrasil, 2019RepórterBrasil. (2019, setembro 18). Íntegra das respostas de Pão de Açúcar, Carrefour, Cencosud, Frigotil e Frigoestrela. Recuperado dehttps://reporterbrasil.org.br/2019/09/integra-das-respostas-de-pao-de-acucar-carrefour-cencosud-frigotil-e-frigoestrela/
https://reporterbrasil.org.br/2019/09/in...
). ADM and Cargill held partners responsible for working conditions on cocoa farms described in the documentary Darkside of Chocolate (Mistrati & Romano, 2010Mistrati, M., & Romano, R. (2010). Darkside of Chocolate. Bastard Film & TV. Recuperado de https://www.youtube.com/watch?v=7Vfbv6hNeng&ab_channel=MsKandyrose
https://www.youtube.com/watch?v=7Vfbv6hN...
, online). In a joint note, they stated: “The vast majority of cocoa farms do not belong to companies that make chocolate or supply cocoa, and therefore we have no direct control over cocoa-growing and labor practices. The industry is not responsible for these conditions”. However, multinationals have supply contracts with strict quality and production standards, and these companies abstain from responsibility.

In line with Zadek (2004Zadek, S. (2004). The Path to Corporate Responsibility. Harvard Business Review, 82(12), 125-132. Recuperado de https:// doi.org/10.1007/978-3-540-70818-6_13
https://doi.org/10.1007/978-3-540-70818-...
), database consultations and prevention initiatives against HR violations are ways to justify public commitments to environmental and worker protection. They were used by Carrefour, Cencosud, and Pão de Açúcar; by ADM and Cargill, from agribusiness; and by Inditex textile. Hypermarket networks, ADM, and Inditex cited consultations to the “dirty list” prepared by the Ministry of Economy, and Cargill uses and encourages its partners to obtain the Rural Environmental Registry (ADM, 2019Archer Daniels Midland. (2019). 2018 Corporate Sustainability Report. Recuperado de https://ungc-production.s3.us-west-2.amazonaws.com/attachments/cop_2019/475207/original/2018-ADM-Sustainability-Report.pdf?1559654714
https://ungc-production.s3.us-west-2.ama...
; Cargill, 2017Carrefour. (2019). 2018 Annual Financial Report. Recuperado de https://ungc-production.s3.us-west-2.amazonaws.com/attachments/cop_2019/476681/original/ddr_2018_version_anglaise_vdef_100519_0.pdf?1563297768
https://ungc-production.s3.us-west-2.ama...
; Carrefour, 2019Cencosud. (2018, dezembro 10). Carta de Compromisso: Compra Sustentável de Carne. São Paulo. Recuperado de http://oeco.org.br/wp-content/uploads/2019/02/Carta-de-compromisso-carne.pdf
http://oeco.org.br/wp-content/uploads/20...
; Cencosud, 2018Grupo Pão de Açúcar. (2020). Relatório Anual de Sustentabilidade GPA2019. Recuperado de https://www.gpabr.com/wp-content/uploads/2021/01/GPA_RS2019.pdf
https://www.gpabr.com/wp-content/uploads...
; Grupo Pão de Açúcar [GPA], 2020Grupo Pão de Açúcar. (2020). Relatório Anual de Sustentabilidade GPA2019. Recuperado de https://www.gpabr.com/wp-content/uploads/2021/01/GPA_RS2019.pdf
https://www.gpabr.com/wp-content/uploads...
).

Prosegur and Inditex used regulatory weaknesses to undermine employee conditions and union performance, benefitting from violating the right to free association (Khambay & Narayanasamy, 2020Khambay, A., & Narayanasamy, T. (2020, agosto). Union busting & unfair dismissals: Garment workers during COVID-19. Business & Human Rights Resource Centre. Recuperado de https://media.business-humanrights.org/media/documents/files/200805_Union_busting_unfair_dismissals_garment_workers_during_COVID19.pdf
https://media.business-humanrights.org/m...
; UNI - Global Union, 2013UNI - Global Union. (2013). Vídeo da UNI revela os pobres direitos laborais de Prosegur em América do Sul. Recuperado de https://ww.w.uniglobalunion.org/videos/video-da-uni-revela-os-pobres-direitos-laborais-de-prosegur-em-america-do-sul
https://ww.w.uniglobalunion.org/videos/v...
). Companies should not adopt silencing in cases of HR violation (Wettstein, 2012bWettstein, F. (2012b). Silence as complicity: Elements of a corporate duty to speak out against the violation of human rights. Business and Human Rights, 22(1), 37-61. Recuperado de https://doi.org/10.5840/beq20122214
https://doi.org/10.5840/beq20122214...
), nor should they refrain from issuing positions on allegations in official press releases. Prosegur is silent in the face of the accusations. Carrefour, Cencosud, and Pão de Açúcar did not remedy victims when their suppliers were caught offering unhealthy and precarious jobs with low pay and, in some cases, labor conditions similar to slavery (Campos, 2019Campos, A. (2019, setembro 18). Pão de Açúcar suspende compra de carne de fornecedores autuados por trabalho escravo. Repórter Brasil. Recuperado de https://reporterbrasil.org.br/2019/09/pao-de-acucar-suspende-compra-de-carne-de-fornecedores-autuados-por-trabalho-escravo/
https://reporterbrasil.org.br/2019/09/pa...
). The agribusiness companies ADM, Cargill, Bayer, and Syngenta, were also silent in the face of allegations of child labor (Mistrati & Romano, 2010Mistrati, M., & Romano, R. (2010). Darkside of Chocolate. Bastard Film & TV. Recuperado de https://www.youtube.com/watch?v=7Vfbv6hNeng&ab_channel=MsKandyrose
https://www.youtube.com/watch?v=7Vfbv6hN...
), pesticide contamination of people (Grigori, 2020Grigori, P. (2020, abril 02). Com esquizofrenia e epilepsia, agricultor mostra evidências sobre o efeito de agrotóxico em sua saúde. Repórter Brasil. Recuperado de https://reporterbrasil.org.br/2020/04/com-esquizofrenia-e-epilepsia-agricultor-mostra-evidencias-sobre-o-efeito-de-agrotoxico-em-sua-saude/
https://reporterbrasil.org.br/2020/04/co...
), and watercourses, respectively (Gaberell & Hoinkes, 2019Gaberell, L., & Hoinkes, C. (2019, abril). Highly hazardous profits: How Syngenta makes billions by selling toxic pesticides. Public Eye. Recuperado de https://www.publiceye.ch/fileadmin/doc/Pestizide/2019_PublicEye_Highly-hazardous-profits_Report.pdf
https://www.publiceye.ch/fileadmin/doc/P...
).

Complicity is evident with the legitimization and omission. When companies remain silent in the face of complaints, are aware of practices that violate HR by commercial partners, and do not act, they become accomplices. Consequently, they become endorses when allowing fundamental rights to be violated and not offering any support to victims. Prosegur and Inditex (and suppliers) benefited from the violation of the right to free association when they fired union members who denounced precarious working conditions and did not offer any form of support to workers (Khambay & Narayanasamy, 2020Khambay, A., & Narayanasamy, T. (2020, agosto). Union busting & unfair dismissals: Garment workers during COVID-19. Business & Human Rights Resource Centre. Recuperado de https://media.business-humanrights.org/media/documents/files/200805_Union_busting_unfair_dismissals_garment_workers_during_COVID19.pdf
https://media.business-humanrights.org/m...
; UNI - Global Union, 2013UNI - Global Union. (2013). Vídeo da UNI revela os pobres direitos laborais de Prosegur em América do Sul. Recuperado de https://ww.w.uniglobalunion.org/videos/video-da-uni-revela-os-pobres-direitos-laborais-de-prosegur-em-america-do-sul
https://ww.w.uniglobalunion.org/videos/v...
). Similarly, retail chains benefited from temporary contracts in fruit production to reduce costs, subjecting workers to food insecurity and constant fear of layoffs (Greenpeace, 2015Greenpeace. (2015). Carne ao Molho Madeira. Recuperado de http://carneaomolhomadeira.org.br/
http://carneaomolhomadeira.org.br/...
, 2019Greenpeace. (2019). Cultivando Violência - Como a demanda global por carne e laticínios é alimentada pela violência contra comunidades no Brasil. Recuperado dehttps://www.greenpeace.org/static/planet4-brasil-stateless/2019/12/0e135bff-relatorio_cultivando_violencia.pdf
https://www.greenpeace.org/static/planet...
; Wenzel, 2019Wenzel, F. (2019, fevereiro 21). Nas prateleiras dos supermercados, mais dúvidas do que certezas. O Eco. Recuperado de https://www.oeco.org.br/reportagens/nas-prateleiras-dos-supermercados-mais-duvidas-do-que-certezas/
https://www.oeco.org.br/reportagens/nas-...
). The agribusiness companies ADM and Cargill became accomplices when aware of the precarious conditions in cocoa production using child labor, denied the facts, and did not offer reparation to the victims. Contrarily, they sought to postpone the implementation of commitments made with the SDGs of the United Nations and with countries (Mistrati & Romano, 2010Mistrati, M., & Romano, R. (2010). Darkside of Chocolate. Bastard Film & TV. Recuperado de https://www.youtube.com/watch?v=7Vfbv6hNeng&ab_channel=MsKandyrose
https://www.youtube.com/watch?v=7Vfbv6hN...
). The commercialization of pesticides is central to Syngenta and Bayer, who, even aware of their risks to human health, prevent victims from accessing reparation through legal proceedings (Gaberell & Hoinkes, 2019Gaberell, L., & Hoinkes, C. (2019, abril). Highly hazardous profits: How Syngenta makes billions by selling toxic pesticides. Public Eye. Recuperado de https://www.publiceye.ch/fileadmin/doc/Pestizide/2019_PublicEye_Highly-hazardous-profits_Report.pdf
https://www.publiceye.ch/fileadmin/doc/P...
; Grigori, 2020Grigori, P. (2020, abril 02). Com esquizofrenia e epilepsia, agricultor mostra evidências sobre o efeito de agrotóxico em sua saúde. Repórter Brasil. Recuperado de https://reporterbrasil.org.br/2020/04/com-esquizofrenia-e-epilepsia-agricultor-mostra-evidencias-sobre-o-efeito-de-agrotoxico-em-sua-saude/
https://reporterbrasil.org.br/2020/04/co...
).

Aversion to regulation by retailers Carrefour and Pão de Açúcar was observed in the sale of products from environmental preservation areas. Both stated that they prefer to develop internal policies and controls instead of making public commitments regarding action and relationships with suppliers (Wenzel, 2019Wenzel, F. (2019, fevereiro 21). Nas prateleiras dos supermercados, mais dúvidas do que certezas. O Eco. Recuperado de https://www.oeco.org.br/reportagens/nas-prateleiras-dos-supermercados-mais-duvidas-do-que-certezas/
https://www.oeco.org.br/reportagens/nas-...
). Bayer and Syngenta used lobbying to defend their interests and avoid regulation, as did Cargill and ADM, who signed a memorandum of intent as an alternative to avoid legal restrictions on the cocoa trade (Articulação dos Povos Indígenas do Brasil [APIB], 2019Articulação dos Povos Indígenas do Brasil. (2019). Cumplicidade na Destruição: Como os Consumidores e Financiadores do Norte Permitem o Ataque do Governo Bolsonaro à Amazônia Brasileira. Recuperado dehttp://apib.info/files/2019/05/Cumplicidade_Na_Destruição.pdf
http://apib.info/files/2019/05/Cumplicid...
; Mistrati & Romano, 2010Mistrati, M., & Romano, R. (2010). Darkside of Chocolate. Bastard Film & TV. Recuperado de https://www.youtube.com/watch?v=7Vfbv6hNeng&ab_channel=MsKandyrose
https://www.youtube.com/watch?v=7Vfbv6hN...
).

Box 3synthesizes the attempts to deny and neutralize allegations of HR violations by the analyzed multinationals, built based on the analysis of the literature, the empirical material, and the completion of the stages of thematic analysis.

Box 3
Attempts to deny and neutralize allegations of human rights violations

Attempts to deny responsibility via disqualification and silence in the face of allegations indicate that Prosegur sought to forget about the events (Coraiola & Derry, 2019Coraiola, D. M., & Derry, R. (2019). Remembering to Forget: The Historic Irresponsibility of U.S. Big Tobacco. Journal of Business Ethics, 0123456789. Recuperado dehttps://doi.10.1007/s10551-019-04323-4
https://doi.org/10.1007/s10551-019-04323...
) as a way of abstaining from responsibility. Prosegur’s denial can be understood as literal denial in the case of summoning workers contaminated with coronavirus to return to their posts and persecuting union members who denounced the precarious working conditions of the watchman (Cohen, 1996Cohen, S. (1996). Government Responses to Human Rights Reports: Claims, Denials, and Counterclaims. Human Rights Quarterly, 18(3), 517-543. Recuperado de http://www.jstor.org/stable/762471
http://www.jstor.org/stable/762471...
). While in a note the company claims to be “[...] fully complying with the protocols of the Ministry of Health and the WHO, with the removal of employees diagnosed with COVID-19,” Prosegur shifts the focus of the complaints to hide its misconduct (denial of the past) and presents an implicatory denial “rewriting history” when it claims to comply with the determinations of the health authorities that contradict the company (G1Bahia, 2020G1Bahia. (2020, abril 24). Justiça determina fechamento de empresa com casos de coronavírus em Eunápolis. Recuperado dehttps://g1.globo.com/ba/bahia/noticia/2020/04/24/justica-determina-fechamento-de-empresa-com-casos-de-coronavirus-em-eunapolis.ghtml
https://g1.globo.com/ba/bahia/noticia/20...
).

Inditex discredited the complaints by questioning the validity of instruments to combat work in conditions similar to slavery as a strategy of abstaining from responsibility. This means that the validity of an instrument for the protection of workers became more important than protecting them against violations (Ojeda, 2014Ojeda, I. (2014, maio 25). Zara admite que houve escravidão na produção de suas roupas em 2011. Repórter Brasil. Recuperado de https://reporterbrasil.org.br/2014/05/zara-admite-que-houve-escravidao-na-producao-de-suas-roupas-em-2011/
https://reporterbrasil.org.br/2014/05/za...
). Like Prosegur, Inditex pursued union members who denounced the company’s anti-union positions amid the pandemic, causing layoffs of workers, especially union members (Khambay & Narayanasamy, 2020Khambay, A., & Narayanasamy, T. (2020, agosto). Union busting & unfair dismissals: Garment workers during COVID-19. Business & Human Rights Resource Centre. Recuperado de https://media.business-humanrights.org/media/documents/files/200805_Union_busting_unfair_dismissals_garment_workers_during_COVID19.pdf
https://media.business-humanrights.org/m...
; UNI - Global Union, 2013UNI - Global Union. (2013). Vídeo da UNI revela os pobres direitos laborais de Prosegur em América do Sul. Recuperado de https://ww.w.uniglobalunion.org/videos/video-da-uni-revela-os-pobres-direitos-laborais-de-prosegur-em-america-do-sul
https://ww.w.uniglobalunion.org/videos/v...
).

Inditex used strategies, described by Cohen (1996Cohen, S. (1996). Government Responses to Human Rights Reports: Claims, Denials, and Counterclaims. Human Rights Quarterly, 18(3), 517-543. Recuperado de http://www.jstor.org/stable/762471
http://www.jstor.org/stable/762471...
), of denial of the past and literal denial when it tried to hide evidence of HR violations through the payment model and control of supplier companies and the displacement of production to locations with a lower incidence of labor inspections (Rolli, 2015Rolli, C. (2015, maio 11). Ministério do Trabalho autua Zara por descumprir compromisso. Folha de São Paulo - Mercado. Recuperado de https://m.folha.uol.com.br/mercado/2015/05/1627237-ministerio-do-trabalho-autua-zara-por-descumprir-compromisso.shtml
https://m.folha.uol.com.br/mercado/2015/...
). Also, as implicatory denial through their spokespersons and lawyers, who sought to impose a new version of serious HR violations, challenging the validity of mechanisms to combat slavery-like work, such as the “dirty list” (Ojeda, 2014Ojeda, I. (2014, maio 25). Zara admite que houve escravidão na produção de suas roupas em 2011. Repórter Brasil. Recuperado de https://reporterbrasil.org.br/2014/05/zara-admite-que-houve-escravidao-na-producao-de-suas-roupas-em-2011/
https://reporterbrasil.org.br/2014/05/za...
). As for business performance, Coraiola and Derry (2019Coraiola, D. M., & Derry, R. (2019). Remembering to Forget: The Historic Irresponsibility of U.S. Big Tobacco. Journal of Business Ethics, 0123456789. Recuperado dehttps://doi.10.1007/s10551-019-04323-4
https://doi.org/10.1007/s10551-019-04323...
) point out that organizations can promote social oblivion of corporate misconduct. In the event of an employee’s death during working hours, Carrefour concealed the worker’s body to keep the store in operation and used its hierarchical structure to reinforce the decision in front of its employees. After the great repercussion on social media, adopting the strategy of naming and shaming the company’s behavior (Schrempf-Stirling & Palazzo, 2016Schrempf-Stirling, J., & Palazzo, G. (2016). Upstream Corporate Social Responsibility: the Evolution from Contract Responsibility to Full Producer Responsibility. Business and Society, 55(4), 491-527. Recuperado dehttps://doi.org/10.1177/0007650313500233
https://doi.org/10.1177/0007650313500233...
), the organization recognized the mistakes when dealing with the case. It created a protocol for closing the stores for similar events, which suggests changing conduct (Zadek, 2004Zadek, S. (2004). The Path to Corporate Responsibility. Harvard Business Review, 82(12), 125-132. Recuperado de https:// doi.org/10.1007/978-3-540-70818-6_13
https://doi.org/10.1007/978-3-540-70818-...
).

Carrefour and Pão de Açúcar used literal denial (Cohen, 1996Cohen, S. (1996). Government Responses to Human Rights Reports: Claims, Denials, and Counterclaims. Human Rights Quarterly, 18(3), 517-543. Recuperado de http://www.jstor.org/stable/762471
http://www.jstor.org/stable/762471...
) by presenting internal controls and policies to attest to the reliability of the origin of the meat sold and the economic gains with the opening of jobs in fruit production. They try to demonstrate concern with HR and UN SDGs (Greenpeace, 2015Greenpeace. (2015). Carne ao Molho Madeira. Recuperado de http://carneaomolhomadeira.org.br/
http://carneaomolhomadeira.org.br/...
, 2019Greenpeace. (2019). Cultivando Violência - Como a demanda global por carne e laticínios é alimentada pela violência contra comunidades no Brasil. Recuperado dehttps://www.greenpeace.org/static/planet4-brasil-stateless/2019/12/0e135bff-relatorio_cultivando_violencia.pdf
https://www.greenpeace.org/static/planet...
; Wenzel, 2019Wenzel, F. (2019, fevereiro 21). Nas prateleiras dos supermercados, mais dúvidas do que certezas. O Eco. Recuperado de https://www.oeco.org.br/reportagens/nas-prateleiras-dos-supermercados-mais-duvidas-do-que-certezas/
https://www.oeco.org.br/reportagens/nas-...
). However, according to the empirical material analyzed, the reality is different from that announced by retailers. Cencosud initially denied and later tried to discredit the allegations that a partner slaughterhouse acquired meat from farms fined for work in conditions similar to slavery (RepórterBrasil, 2019RepórterBrasil. (2019, setembro 18). Íntegra das respostas de Pão de Açúcar, Carrefour, Cencosud, Frigotil e Frigoestrela. Recuperado dehttps://reporterbrasil.org.br/2019/09/integra-das-respostas-de-pao-de-acucar-carrefour-cencosud-frigotil-e-frigoestrela/
https://reporterbrasil.org.br/2019/09/in...
).

In the accusations against ADM and Cargill, the joint note of the companies is a demonstration of denial of responsibility (Mistrati & Romano, 2010Mistrati, M., & Romano, R. (2010). Darkside of Chocolate. Bastard Film & TV. Recuperado de https://www.youtube.com/watch?v=7Vfbv6hNeng&ab_channel=MsKandyrose
https://www.youtube.com/watch?v=7Vfbv6hN...
). In the case of reports of work similar to slavery in coffee farms linked to Syngenta, inspections found unhealthy conditions, precarious accommodation, workers without access to water and toilets. Syngenta did not acknowledge the facts and did not adopt measures to protect and respect HR, nor did it offer reparation to the victims; on the contrary, the company tried to rewrite the facts according to its interests.

Bayer’s denial attempts are in the documentary produced by CBC News (Fournier & Shochat, 2019Fournier, S., & Shochat, G. (2019, maio 27). The Monsanto Papers: The Canadian Connection - Enquete. CBC News. Recuperado dehttps://www.youtube.com/watch?v=lidkYEUqw-Q
https://www.youtube.com/watch?v=lidkYEUq...
). The documentary shows the three types of denial proposed by Cohen (1996Cohen, S. (1996). Government Responses to Human Rights Reports: Claims, Denials, and Counterclaims. Human Rights Quarterly, 18(3), 517-543. Recuperado de http://www.jstor.org/stable/762471
http://www.jstor.org/stable/762471...
). The denial of the past is observed in the effort to cover up the results of the research commissioned by the company, which, despite suggesting future studies with glyphosate due to the likely harm to health from exposure to the product, the company chose not to report the results to health authorities. Literal denial is verified when internal communications published “scientific works” without the effective participation of authors, and Bayer denies the allegations when such practices were disclosed, claiming that there is a consensus on the safety of glyphosate, contrary to previous research. The implicatory denial occurred when it used war cabinets to impose a narrative favorable to the company, composed of scientists, journalists, and lawyers paid to defend its interests and products.

After restrictions imposed by regulatory agencies on the use of pesticides in the European Union, Syngenta used the same logic as Inditex of transferring production units to locations with less inspection and more flexible legislation. According to Public Eye, the expansion of the market to regions with less legislative protection is due to the stagnation of the pesticide market and growing regulation in the European Union and the USA due to the damage caused by these products (Gaberell & Hoinkes, 2019Gaberell, L., & Hoinkes, C. (2019, abril). Highly hazardous profits: How Syngenta makes billions by selling toxic pesticides. Public Eye. Recuperado de https://www.publiceye.ch/fileadmin/doc/Pestizide/2019_PublicEye_Highly-hazardous-profits_Report.pdf
https://www.publiceye.ch/fileadmin/doc/P...
). Faced with the impossibility of marketing many pesticides in Europe, the company sent products to countries with regulatory weaknesses, maintaining its profits (Brazil, for example, was responsible for 18% of the pesticide market in 2019) (Gaberell & Hoinkes, 2019Gaberell, L., & Hoinkes, C. (2019, abril). Highly hazardous profits: How Syngenta makes billions by selling toxic pesticides. Public Eye. Recuperado de https://www.publiceye.ch/fileadmin/doc/Pestizide/2019_PublicEye_Highly-hazardous-profits_Report.pdf
https://www.publiceye.ch/fileadmin/doc/P...
). The company attributes the banning of products in some countries to the politicization of the pesticide registration process and argues that the danger of toxic substances is only due to the amount of use, making use of disproportionate comparisons in defense of the use of pesticides. Syngenta seeks to rewrite a narrative by comparing pesticides and products accessible and socially consumed at safe levels by issuing this position.

Syngenta used war cabinets to neutralize allegations about the dangerous use of pesticides (MacManus, 2016 MacManus, T. (2016). The denial industry: Public relations, ‘crisis management’ and corporate crime. International Journal of Human Rights, 20(6), 785-797. Recuperado de https://doi.org/10.1080/13642987.2016.1156882
https://doi.org/10.1080/13642987.2016.11...
). The company used institutional communication (created a blog for the defense of chemical products on its website), lobbying, and disinformation supported by researchers and entrepreneurs linked to the sector who defend the use of pesticides based on their benefits, disregarding potential damage. A demonstration of the new role played by multinationals is the ties created with the countries’ policies. Brazil is one example. The ruralist parliamentary group, linked to agribusiness, counts on many deputies (APIB, 2019Articulação dos Povos Indígenas do Brasil. (2019). Cumplicidade na Destruição: Como os Consumidores e Financiadores do Norte Permitem o Ataque do Governo Bolsonaro à Amazônia Brasileira. Recuperado dehttp://apib.info/files/2019/05/Cumplicidade_Na_Destruição.pdf
http://apib.info/files/2019/05/Cumplicid...
). Bayer and Syngenta claimed to encourage independent audits of their products to certify their safety; however, they sponsored organizations that promote scientific misinformation (Fournier & Shochat, 2019Fournier, S., & Shochat, G. (2019, maio 27). The Monsanto Papers: The Canadian Connection - Enquete. CBC News. Recuperado dehttps://www.youtube.com/watch?v=lidkYEUqw-Q
https://www.youtube.com/watch?v=lidkYEUq...
; Gillam, 2019Gillam, C. (2019, junho 02). How Monsanto manipulates journalists and academics. The Guardian - Opinion - Environment. Recuperado de https://www.theguardian.com/commentisfree/2019/jun/02/monsanto-manipulates-journalists-academics
https://www.theguardian.com/commentisfre...
; US Right to Know, 2018US Right to Know. (2018). Academics Review: The Making of a Monsanto Front Group. Recuperado dehttps://usrtk.org/gmo/academics-review-the-making-of-a-monsanto-front-group/
https://usrtk.org/gmo/academics-review-t...
).

The results indicated a gap between the practices of multinationals and the public commitments assumed with HR since both the companies’ financial results and the countries’ economic growth are used as justification for maintaining harmful practices to society and the environment.

FINAL CONSIDERATIONS

This research aimed to analyze the companies’ attempts to neutralize allegations of human rights (HR) violations. The complaints analyzed reaffirm the corporate irresponsibility towards HR and the ability of businesses to remain unpunished through various mechanisms, often featuring a discursive game of promises that will not be fulfilled because they impact the profit accumulation.

The theme of business and human rights (BHR) is closer to Organizational Studies, which have recently been critical of management, corporate misconduct, and the restriction of rights (Medeiros & Silveira, 2017Medeiros, C. R. O., & Silveira, R. A. (2017). Organizações Que Matam: uma Reflexão a Respeito de Crimes Corporativos. Organizações & Sociedade, 24(80), 39-52. Recuperado dehttps://doi.org/10.1590/1984-9230802
https://doi.org/10.1590/1984-9230802...
; Oliveira, 2015Oliveira, C. R. (2015). Crimes Corporativos e Estudos Organizacionais: uma Aproximação Possível e Necessária. Revista de Administração de Empresas, 55(2), 202-208. Recuperado de https://doi.10.1590/s0034-759020150209
https://doi.org/10.1590/s0034-7590201502...
). Also, the Organizational Studies have fostered discussions of HR literature, for example, the managerial practice of organizations and its consequences in society. Through a critical perspective on administration and empirical material, the research presented contributions in the social and practical dimensions by showing how multinationals, even aware of gaps in their supplier networks, act in a harmful way for financial results and market share since they not only abstain from accusations of rights violations but also deny them. Thus, it was possible to elucidate the strategies used, the response patterns, and the contradictions between the practice and the commitments assumed with the HR and the United Nations SDGs.

Despite the economic impact of organizations, monitoring and punishing them for not respecting HR are still fragile actions, transferring the costs of companies’ harmful behavior to the working class. Thus, society needs to understand how companies and managers act when faced with allegations of disrespect for HR. The fact is that multinationals operate in regulatory gaps (Nolan & Taylor, 2009Nolan, J., & Taylor, L. (2009). Corporate Responsibility for Economic, Social and Cultural Rights: Rights in Search of a Remedy?Journal of Business Ethics, 87(2), 433-451. Recuperado dehttps://doi.org/10.1007/S10551-009-0295-6
https://doi.org/10.1007/S10551-009-0295-...
; Wettstein, 2012bWettstein, F. (2012b). Silence as complicity: Elements of a corporate duty to speak out against the violation of human rights. Business and Human Rights, 22(1), 37-61. Recuperado de https://doi.org/10.5840/beq20122214
https://doi.org/10.5840/beq20122214...
), using their power and influence to deny responsibility for allegations of violations. This issue should be central in international legislation for the accountability of corporations, as the regulatory models of peripheral countries are not able to provide effective solutions to victims of violations.

In the theoretical sphere, although there are studies on attempts to neutralize complaints, the research contributes by empirically analyzing cases of global players that act locally, introducing a relationship between corporate power and influence and impunity for HR violations. Besides confirming previous studies, the research found glimpses, albeit in an embryonic form, of an attempt to neutralize the accusations by discrediting them, questioning their veracity. In addition, the research expanded the national literature on BHR, as it brought emerging discussions such as the sociopolitical role of multinationals with HR and the UN SDGs, the accountability and complicity of organizations in cases of violations of HR, the history and origins of the HR and its proximity to CSR.

As practical implications, the research explored how multinationals established in the Brazilian municipality of Uberlândia are associated with violations, benefiting from them even though they are geographically distant from the reported cases. The academic discussion of these reflexes can take place through comparison between business discourse and practice and the consequences after violation cases (Hadiprayitno, 2017Hadiprayitno, I. I. (2017). Who owns the right to food? Interlegality and competing interests in agricultural modernisation in Papua, Indonesia. Third World Quarterly, 38(1), 97-116. Recuperado dehttps://doi.org/10.1080/01436597.2015.1120155
https://doi.org/10.1080/01436597.2015.11...
; Schrempf-Stirling & Wettstein, 2017Schrempf-Stirling, J., & Wettstein, F. (2017). Beyond Guilty Verdicts: Human Rights Litigation and its Impact on Corporations’ Human Rights Policies. Journal of Business Ethics, 145(3), 545-562. Recuperado de https://doi.org/10.1007/s10551-015-2889-5
https://doi.org/10.1007/s10551-015-2889-...
); the issue of corporate accountability for misconduct, and complicity (Nolan & Taylor, 2009Nolan, J., & Taylor, L. (2009). Corporate Responsibility for Economic, Social and Cultural Rights: Rights in Search of a Remedy?Journal of Business Ethics, 87(2), 433-451. Recuperado dehttps://doi.org/10.1007/S10551-009-0295-6
https://doi.org/10.1007/S10551-009-0295-...
; Wettstein, 2012bWood, S. (2012). The case for leverage-based corporate human rights responsibility. Business and Human Rights, 22(01), 63-98. Recuperado dehttps://doi.org/10.1017/S1052150X00000075
https://doi.org/10.1017/S1052150X0000007...
), the theme of the struggles of silenced local populations (Strouss, 2019Strouss, D. C. (2019). Bringing Pesticide Injury Cases to US Courts: the Challenges of Transnational Litigation. Business and Human Rights Journal, 4(2), 337-342. Recuperado dehttps://doi.org/10.1017/bhj.2019.6
https://doi.org/10.1017/bhj.2019.6...
); the environmental issue and HR procedures as due diligence processes (Fasterling & Demuijnck, 2013Fasterling, B., & Demuijnck, G. (2013). Human Rights in the Void? Due Diligence in the UN Guiding Principles on Business and Human Rights. Journal of Business Ethics, 116(4), 799-814. Recuperado de https://doi.10.1007/s10551-013-1822-z
https://doi.org/10.1007/s10551-013-1822-...
; Kamminga, 2016Kamminga, M. T. (2016). Company Responses to Human Rights Reports: An Empirical Analysis. Business and Human Rights Journal, 1(1), 95-110. Recuperado dehttps://doi.10.1017/bhj.2015.2
https://doi.org/10.1017/bhj.2015.2...
).

As for limitations, sources heterogeneity is a noteworthy weakness in this study as each material was prepared with a purpose and context. Therefore, establishing connections among sources in this study was challenging. Although the corpus was built with institutional documents, much of the material comes from secondary sources, such as newspaper reports, nonprofit reports, and videos, which invariably represent the editorial position of the materials’ authors. Another factor to be highlighted is the difficulty of accessing sources with an HR perspective on widely circulated press vehicles, as HR violations are often not perceived as disrespect for individual rights or are naturalized in society.

As research suggestions, we point out the need for studies that establish relationships between the corporate discourse of HR described in institutional documents and the initiatives supported by the companies; research that shows how organizations face the issue of HR; evaluations of the effectiveness of reparation policies for victims of HR violations. It is also opportune to evaluate HR initiatives carried out by multinationals in regions linked to agricultural activity - such as planting soy, coffee, sugarcane - and mining, and studies involving companies’ anti-union actions to verify the performance of unions as a form of resistance.

ACKNOWLEDGEMENTS

We would like to thank the National Council for Scientific and Technological Development (CNPq) for the financial support to project number 309943/2018-3 that generated this article and the Coordination for the Improvement of Higher Education Personnel (CAPES) for granting a master’s scholarship to one of the authors.

REFERÊNCIAS

  • 1
    Nonprofit whose mission is “[...] to promote the prevention and eradication of slave labor in the production chains of national and international companies” through collective solutions between the state, companies, and civil society (InPacto, 2021, our translation).
  • 2
    Commitment signed by companies from the Brazilian Association of Vegetable Oil Industry (ABIOVE) and the National Association of Cereal Exporters (ANEC) not to buy, after 2006, soy from areas in the Amazon that were deforested after 2008 (Associação Brasileira da Indústria de Óleos Vegetais [ABIOVE], 2014).
  • [Translated version] Note: All quotes in English translated by this article’s translator.

Publication Dates

  • Publication in this collection
    16 May 2022
  • Date of issue
    Mar-Apr 2022

History

  • Received
    11 Feb 2021
  • Accepted
    20 Aug 2021
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