Acessibilidade / Reportar erro

INFLUENCE OF INTELLECTUAL CAPITAL AND INDIVIDUAL ABSORPTIVE CAPACITY ON INNOVATION PERFORMANCE

INFLUÊNCIA DO CAPITAL INTELECTUAL E DA CAPACIDADE DE ABSORÇÃO INDIVIDUAL NO DESEMPENHO DA INOVAÇÃO

ABSTRACT

Purpose:

The objective of this research was to identify the existence of a relationship between intellectual capital, individual absorptive capacity and the innovation performance of the Federal Institute of Santa Catarina’s technical-administrative civil servants.

Methodology:

Self-administered questionnaires were used as a data collection instrument, applied to the institution’s technical-administrative staff, resulting in a sample of 314 respondents. In the data analysis, structural equation modeling was used. The final quantitative analysis structure resulted in 28 variables, distributed among the constructs proposed by the research.

Relevance:

the relevance of the study lies in the fact that individuals play a role in the creation, transfer and absorption of knowledge, thus factors at the individual level represent an antecedent for performance; therefore, at the time when the codification of knowledge occurs or expands, through assimilation, acquisition, transformation and application, a direct contribution to increasing organizational effectiveness also occurs.

Results:

The results showed that human capital, structural capital and relational capital influence the individual absorptive capacity, from the perspective of the institution’s technical-administrative staff, with the most relevant relationship being that of human capital.

Originality/Theoretical contribution:

The responses indicated that the innovation performance - analyzed based on the creation and implementation of ideas - is influenced by the individual absorptive capacity. Therefore, through the results obtained, contributions to management were proposed that could contribute to the influence between the constructs, and consequently, to the individual and organizational performance.

Keywords:
Intellectual capital; Individual absorptive capacity; Innovation performance; Educational institution; Structural Equation Modeling

RESUMO

Objetivo:

O objetivo desta pesquisa foi identificar a existência de uma relação entre capital intelectual, capacidade de absorção individual e o desempenho em inovação dos servidores técnico-administrativos do Instituto Federal de Santa Catarina.

Metodologia:

Utilizou-se como instrumento de coleta de dados questionários autoaplicáveis, aplicados ao corpo técnico-administrativo da instituição, resultando em uma amostra de 314 respondentes. Na análise dos dados, foi utilizada a modelagem de equações estruturais. A estrutura final de análise quantitativa resultou em 28 variáveis, distribuídas entre os construtos propostos pela pesquisa.

Relevância:

a relevância do estudo reside no fato de os indivíduos desempenharem um papel na criação, transferência e absorção do conhecimento, portanto, fatores no nível individual representam um antecedente para o desempenho; portanto, no momento em que a codificação do conhecimento ocorre ou se expande, por meio da assimilação, aquisição, transformação e aplicação, ocorre também uma contribuição direta para o aumento da eficácia organizacional.

Resultados:

Os resultados mostraram que capital humano, capital estrutural e capital relacional influenciam a capacidade de absorção individual, na perspectiva do corpo técnico-administrativo da instituição, sendo a relação mais relevante a do capital humano.

Originalidade/Contribuição teórica:

As respostas indicaram que o desempenho da inovação - analisado a partir da criação e implementação de ideias - é influenciado pela capacidade de absorção individual. Portanto, por meio dos resultados obtidos, foram propostas contribuições para a gestão que possam contribuir para a influência entre os construtos e, consequentemente, para o desempenho individual e organizacional.

Palavras-chave:
Capital intelectual; Capacidade de absorção individual; Desempenho de inovação; Instituição de Ensino Superior; Modelagem de Equações Estruturais

1 INTRODUCTION

Institutions must be able to identify opportunities and capture external knowledge that represent an element that generates intelligence by enabling the adaptation and optimization of activities carried out in the organizational framework (Yildiz, Murtic, Zander & Richnér, 2019Yildiz, H. E., Murtic, A., Zander, U., & Richtnér, A. (2019). What fosters individual-level absorptive capacity in MNCs? An extended motivation-ability-opportunity framework. Management International Review, 59(1), p. 93-129.). Thus, for both the individual’s common life and the economic, social and cultural policies of nations, groups of countries and even borderless realities are influenced by the forms of access, production, distribution and application of knowledge. There is an almost deterministic belief in knowledge as an economic input of relevant strategic importance for the competitiveness of individuals, companies, business corporations and for developed countries (Soares, Lima, Mazon, Scafuto & Agostineto, 2019Soares, T.C, Lima, M. A, Mazon,G, Scafuto, I, & Agostineto, R.. (2019) Efeitos no Desempenho Institucional em IES Brasileiras a partir da Adaptação Estratégica. RAIMED, 9 (2) 108-119.; Lima, Serra, Soares & Lima, 2020Lima, M. A, Serra, F. A. R, Soares, T. C. & Lima, C. R. M.. (2020). Strategy or Legitimacy? Analysis of the Role of Institutional Development Plans in Brazilian Universities. Business Brazilian Review. 17, 66-96.; Leite, Padilha & Binotto, 2021Leite, A., Padilha, A., & Binotto, E. (2021). Desafios da cooperação cooperativas agrícolas. Revista De Administração Da UFSM , 14(4), 809-826. doi:https://doi.org/10.5902/1983465964160
https://doi.org/https://doi.org/10.5902/...
; Perdoná & Soares, 2021Perdoná, G. & Soares, T. (2021) O papel da educação no desenvolvimento regional: uma revisão sistemática de literatura. Brazilian Journal of Development, 7 (11), 109077-109094.).

According to Engelman et al. (2017Engelman, R., Fracasso, E. M., Schmidt, S., & Carneiro, A. (2017). Intellectual capital, absorptive capacity and product innovation. Management Decision, 55 (3), 474-490..), the intangible internal resources are linked to the process of knowledge creation, that is, intellectual capital, as well as absorptive capacity. Stewart (1998Stewart, T. A. (1998). Capital Intelectual: a nova vantagem competitiva das empresas. Rio de Janeiro. Ed. Campus.) conceptualizes intellectual capital as the sum of knowledge of all members of a company, generating organizational competitive advantage, whose character and sustainability are influenced by the absorptive capacity (Sedoglavich, Akoorie & Pavlovich, 2015Sedoglavich, V., Akoorie, M., & Pavlovich, K. (2015). Measuring Absorptive Capacity in High-Tech Companies: Mixing Qualitative and Quantitative Methods. Journal of Mixed Methods Research, 9, (3), 252-272. ).

For Yildiz et al. (2019Yildiz, H. E., Murtic, A., Zander, U., & Richtnér, A. (2019). What fosters individual-level absorptive capacity in MNCs? An extended motivation-ability-opportunity framework. Management International Review, 59(1), p. 93-129.), the user’s absorption capacity, besides expanding pre-existing stocks of resources, also creates new resources. The authors further report that exploring newly acquired knowledge in the everyday tasks helps organizational members set up routines that perform tasks with newly acquired knowledge and create new knowledge. Nevertheless, the users’ ability to apply knowledge can be increased by sharing activities across departments, teams and the organization. Therefore, Lowik, Kraaijenbrink and Groen (2016Lowik, S., Kraaijenbrink, J., & Groen, A. (2016). The team absorptive capacity triad: a configurational study of individual, enabling, and motivating factors. Journal of Knowledge Management, 20 (5), 1083-1103.) define absorptive capacity as individual activities of recognition, assimilation, transformation and application of new external knowledge.

In this way, assimilation activities allow the knowledge recognized and acquired at the individual level to be adapted to the organizational context, making it understandable and transferable to other members of the organization, with the last phase - application at the individual level - comprising the internalization of the new knowledge in daily work activities (Yildiz et al., 2019Yildiz, H. E., Murtic, A., Zander, U., & Richtnér, A. (2019). What fosters individual-level absorptive capacity in MNCs? An extended motivation-ability-opportunity framework. Management International Review, 59(1), p. 93-129.).

In this connection, Lane, Koka and Pathak (2006Lane, P., Koka, B., & Pathak, S. (2006).The reification of absorptive capacity: A critical review and rejuvenation of the construct. Academy of Management Review, 31 (4), 833-863.) corroborate by stating that organizational processes and routines are essential to absorptive capacity, given that these elements make it possible to share, communicate and transfer knowledge. Thus, in addition to the role of knowledge-intensive teams in the development of innovation, their ability to acquire new external knowledge stands out as an essential competence, trying to ensure a continuous flow of ideas to enable the teams’ learning processes (Lowik; Kraaijenbrink & Groen, 2016Lowik, S., Kraaijenbrink, J., & Groen, A. (2016). The team absorptive capacity triad: a configurational study of individual, enabling, and motivating factors. Journal of Knowledge Management, 20 (5), 1083-1103.). Such learning from external knowledge can, according to Sung and Choi (2012Sung, S.Y., & Choi, J.N. (2012). Effects of team knowledge management on the creativity and financial performance of organizational teams. Organizational Behavior and Human Decision Processes, 118 (1), 4-13. ) increase the team’s creativity as well as its performance (Bresman, 2010Bresman, H. (2010). External learning activities and team performance: A multimethod field study. Organization Science, 21 (1), 81-96. Disponível em: https://pubsonline-informs-org.ez130.periodicos.capes.gov.br/doi/pdf/10.1287/orsc.1080.0413.
https://pubsonline-informs-org.ez130.per...
). While a few years ago, the IC debate was about the starting of the knowledge economy, the search for increasing economic value. Today the knowledge economy represents a consolidated concept, and a new paradigm is emerging based on an economy in which sustainability and worth represent the core values. Organizations are employing new business models to create value that also embraces a sustainable perspective (Edvinsson et al, 2021Edvinsson, E, Dal Mas, F, De Pablos, P, Massaro, M, Dumay, J. (2021) From a value-based knowledge economy to a worth economy. New reflections and perspectives on intellectual capital research. International Journal of Learning and Intellectual Capital . Ahead-of-print).

Thus, given the framework described, a question that grounds this research arises: What is the relationship between intellectual capital, individual absorptive capacity and the innovation performance of the technical-administrative civil servants of the Federal Institute of Santa Catarina? The objective is to review the relationship between intellectual capital, individual absorptive capacity and the innovation performance of the technical-administrative civil servants of the Federal Institute of Santa Catarina.

The present study’s covers a public institution, which technological advances demand innovative tools and, consequently, improvement in the knowledge of public servants (Hilgers; Ihl, 2010Hilgers, D., & Ihl, C. (2010). Citizensourcing: Applying the concept of open innovation to the public sector. The International Journal of Public Participation, 4 (1), 67-88. ). It should be noted, however, that although the transfer of knowledge is rare in these organizations, since their agents often associate knowledge with power and the opportunity for promotion, self-storing, the intellectual capital management can help to disseminate knowledge, in addition to improving officials’ performance, reducing rework and increasing productivity (Catto & Maccari, 2021Catto, S., & Maccari, E. (2021). Gestão em projetos de inovação: uma revisão sistemática de literatura. Revista De Administração Da UFSM , 14(4), 848-863. doi:https://doi.org/10.5902/1983465962712
https://doi.org/https://doi.org/10.5902/...
).

In the literature, studies have been conducted on absorptive capacity; however, these are biased in relation to antecedents and consequences at the macro level, which obscures the role of individual factors. (Yildiz, et al, 2019Yildiz, H. E., Murtic, A., Zander, U., & Richtnér, A. (2019). What fosters individual-level absorptive capacity in MNCs? An extended motivation-ability-opportunity framework. Management International Review, 59(1), p. 93-129.). Individuals play a crucial role in knowledge creation, transfer, and absorption, which suggests that factors at the individual level represent a critical antecedent to performance (Yildiz et al., 2019Yildiz, H. E., Murtic, A., Zander, U., & Richtnér, A. (2019). What fosters individual-level absorptive capacity in MNCs? An extended motivation-ability-opportunity framework. Management International Review, 59(1), p. 93-129.). From the moment knowledge codification occurs or is expanded, through assimilation, acquisition, transformation and application, there is also a direct contribution to the increase of organizational effectiveness as a dynamic capacity, capable of producing and sustaining competitive advantages (Bolisani & Bratianu, 2018Bolisani E., & Bratianu C. (2018) Generic knowledge strategies. in: emergent knowledge strategies. Knowledge Management and Organizational Learning, p. 147-174. Springer, Cham. ).

With view at identifying the existence of a relationship between intellectual capital and individual absorptive capacity, as well as its relationship with the innovation performance of the civil servants of the Federal Institute of Santa Catarina, it is necessary to outline the hypotheses, based on the literature that has tangentially addressed the subject and, consequently, develop the conceptual analysis model of this research. The constructs analyzed need to consider the context. Several innovation studies point out differences in turbulent x non turbulent environments concerning ACAP and Innovation, once there is the contextual particularity of the research environment, that is a Public University. The literature review is presented below.

2 LITERATURE REVIEW

For Flores, García and Adame (2017Flores, M. del R. D., García, M. L. S., & Adame, M. E. C. (2017). Medición del capital intelectual en el sector bancario: aplicación de los modelos Skandia y vaic. Innovar, 27 (66), 75-89.), intellectual capital integrates the tacit and explicit knowledge of the organization’s members, such as their skills, talents, network of collaborators, external links, recognition by society, processes, innovation capacity, record of patents, among others.

The affinity between intellectual capital (IC) efficiency and different dimensions of business performance, exist a positive connection of IC with companies’ financial and economic performance, whereas it is non-significant with market valuation (Bhattacharjee and Akter, 2021Bhattacharjee, S, Akter, R (2021) Intellectual capital efficiency and firm performance: evidence from an emerging knowledge-economy. International Journal of Learning and Intellectual Capital. Ahead-of-print).

Jenoveva (2016) reports, therefore, that the organization that aims to improve its absorptive capacity needs to invest in the development of its employees’ absorptive capacity, through activities such as qualification and training, thus aggregating different individual absorptive capacities. Also, for the author, since the organization’s absorptive capacities concern their employees, the latter level of education, experience and training positively influences the level of companies’ absorptive capacity. In this connection, the company’s absorptive capacity is a human capital resource, which is developed through the individual absorptive capacity of the organization’s employees (Tian & Soo, 2018Tian, A. W., & Soo, C. (2018). Enriching individual absorptive capacity. Personnel Review, 47 (5), 1116-1132.).

In relation to structural capital, Engelman, Fracasso, Schmidt & Carneiro (2017Engelman, R., Fracasso, E. M., Schmidt, S., & Carneiro, A. (2017). Intellectual capital, absorptive capacity and product innovation. Management Decision, 55 (3), 474-490..) highlight it as the processes and procedures formed by the intellectual input of the company’s employees. Therefore, organizations must develop the necessary structures to share the knowledge of their employees, allowing its use within the company (Sjödin & Frishammar, 2015Sjödin, D. R., & Frishammar, J. (2015). The role of individuals for absorptive capacity in industrial R&D. Anais da International Association for Management of Technology, Cape Town, 24. ).

With regard to relational capital, Engelman, et al (2017Engelman, R., Fracasso, E. M., Schmidt, S., & Carneiro, A. (2017). Intellectual capital, absorptive capacity and product innovation. Management Decision, 55 (3), 474-490..) report that it refers to the interaction between individuals and seeks to improve the exchange of information and the sharing of ideas, enhancing existing knowledge, besides allowing new knowledge to spread in the organization. The companies must make decisions in line with their dynamic capabilities as a way to reach better business performance (Barbosa, et al, 2021Barbosa, F. L. S., Cabral, J. E. de O., Nascimento, J. C. H. B. do, & Bizzaria, F. P. de A. (2021). Corporate governance, dynamic capabilities and business performance in companies listed in Brasil, Bolsa, Balcão S/A (B3 S/A). Revista De Administração Da UFSM, 14(1), 182-201.) and the dynamic capabilities help to develop innovation capability (Froehlich & Bitencourt, 2019Froehlich, C., & Bitencourt, C. C. (2019). Dynamic Capabilities for the Development of Innovation Capability. Revista De Administração Da UFSM , 12(2), 286-301.).

Therefore, relational capital can influence the sources of knowledge, which are the antecedents of absorptive capacity and which are related to the variety and complementarity of the knowledge accessed. Thus, the absorptive capacity develops as the relationship with customers, partners and even competitors grows, due to access to further sources of knowledge (Silva, 2018).

Thus, the following hypotheses concerning the relationship between intellectual capital and individual absorptive capacity are hereby listed, to be tested in this study:

H1 - The individual intellectual capital of the technical-administrative staff of the Federal Institute of Santa Catarina is related to their absorptive capacity.

H1a - Human capital, from the perspective of the technical-administrative civil servants of the Federal Institute of Santa Catarina, is related to their absorptive capacity.

H1b - Structural capital, from the perspective of the technical-administrative civil servants of the Federal Institute of Santa Catarina, is related to their absorptive capacity.

H1c - Relational capital, from the perspective of the technical-administrative civil servants of the Federal Institute of Santa Catarina, is related to their absorptive capacity.

On the other hand, when it comes to the relationship between individual absorptive capacity and innovation performance, the construction of hypotheses comes from the whole range of seminal authors to contemporary authors. For Cohen and Levinthal (1990Cohen, W. M., & Levinthal, D. A. (1990). Absorptive capacity: a new perspective on learning and innovation. Administrative Science Quarterly, 35 (1), 128-152. ) and Zahra and George (2002Zahra, S. A., & George, G. (2002). Absorptive capacity: a review, reconceptualization and extension. Academy of Management Review , 27 (2), 185-203.), for example, absorptive capacity is an important antecedent for innovative performance. We ought to mention, though, the individual aspect in this process as highlighted by Cohen and Levinthal (1990)Cohen, W. M., & Levinthal, D. A. (1990). Absorptive capacity: a new perspective on learning and innovation. Administrative Science Quarterly, 35 (1), 128-152. , in which they report that to improve their performance in work-related tasks, individuals increasingly depend on their knowledge capabilities to continually innovate.

Zahra and George (2002Zahra, S. A., & George, G. (2002). Absorptive capacity: a review, reconceptualization and extension. Academy of Management Review , 27 (2), 185-203.) further consider absorptive capacity as a driver of competitive advantage based on strategic flexibility, innovation and performance. Also according to these authors - who propose the segregation of the potential and realized construct - despite the importance of the potential absorptive capacity, the realized absorptive capacity is considered the main source of performance improvements. Bolisani and Bratianu, (2018Bolisani E., & Bratianu C. (2018) Generic knowledge strategies. in: emergent knowledge strategies. Knowledge Management and Organizational Learning, p. 147-174. Springer, Cham. ) highlight the ability of employees to transform and apply creative ideas, so that these are translated into better performance at work.

On the other hand, Lowik, Kraaijenbrink and Groen (2017Lowik, S., Kraaijenbrink, J., & Groen, A. (2017). Antecedents and effects of individual absorptive capacity: a micro-foundational perspective on open innovation. Journal of Knowledge Management , v.21, n. 6, p. 1319 - 1341, 2017.) investigated, in their study, the diversity of prior knowledge, the diversity of networks and cognitive styles in relation to the individual absorptive capacity and innovation performance of employees and managers of a medium-sized Dutch company.

Intellectual resource is recognised as a key success factor in an increasingly competitive, knowledge-based economy. The intellectual resources have a significant positive impact on new product performance. Furthermore, the results reveal that innovation capability indirectly mediates the effect of intellectual resources on new product performance (Yousefi et al, 2021Yousefi, N, Ahmady, R, Mehralian, G (2021) Intellectual resource and new product performance: mediating role of innovation capability. International Journal of Learning and Intellectual Capital . Ahead-of-print).

One of the authors’ conclusions is that individual absorptive capacity activities mediate between individual characteristics - such as knowledge diversity, network diversity and cognitive style - and individual innovation performance. It should be noted that the structural measurement model - to test the hypothesis that individual absorptive capacity mediates between individual characteristics and individual innovation performance - showed a significant positive effect of individual absorptive capacity on the individual innovation performance (Lowik; Kraaijenbrink & Groen, 2017Lowik, S., Kraaijenbrink, J., & Groen, A. (2017). Antecedents and effects of individual absorptive capacity: a micro-foundational perspective on open innovation. Journal of Knowledge Management , v.21, n. 6, p. 1319 - 1341, 2017.).

Given the above, hypotheses H2a and H2b are proposed, which seek to verify the existence of a relationship between individual absorptive capacity and innovation performance, whether in the creation of ideas or in the implementation of ideas.

H2 - The individual absorptive capacity of the Federal Institute of Santa Catarina civil servants is related to their innovation performance.

H2a - The individual absorptive capacity of the Federal Institute of Santa Catarina civil servants is related to their creation of ideas.

H2b - The individual absorptive capacity of the Federal Institute of Santa Catarina civil servants is related to their implementation of ideas.

Thus, having outlined the study hypotheses, based on the constructs concerning the study topic, the theoretical model of the research was structured, as shown in Figure 1:

Figure 1
Theoretical research model

Thus, this article seeks to identify the relationship between the dimensions of intellectual capital and individual absorptive capacity, as well as its relationship with the elements - creation and implementation of ideas - concerning the performance of individual innovation. Finally, the hypotheses proposed for this research will be verified from the quantitative data, which details regarding the sample and applied collection, treatment and analysis techniques, are presented in the next section.

3 METHODOLOGY

The research employs a quantitative, conclusive, descriptive approach, using data collection via survey through the Google Forms tool and analysis via descriptive statistics and the Partial Least Squares structural equation modeling technique. Quantitative because, according to Saunders, Lewis and Thornhill (2016Saunders, M., Lewis, P. & Thornhill, A.. (2016) Research methods for business students. 7 ed. Pearson Education.), in this type of research, data collection uses standardized methods and generates numerical data, which can be analyzed through charts and statistical techniques. For the authors, the quantitative approach enables the formulation of hypotheses, which can be tested (contributing to theory development) or examined in future research. The research is conclusive as it seeks to test specific hypotheses and examine relationships. Descriptive as it seeks to describe characteristics of a given phenomenon, seeking to establish relationships between existing variables, such as trust and perceived influence.

Data were collected in a survey. For the elaboration of the collection instrument, initially, models that addressed the research topic and that had already been empirically tested were searched in the literature.

In order to be able to measure the degree of intellectual capital of each respondent, we chose to use Gracioli, et al. (2012Gracioli, C., Godoy, L. P., Lorenzett, D. B., & Godoy, T. P. (2012). Capital intelectual: uma ferramenta inovadora na busca por vantagens competitivas. Revista de Administração e Inovação, 9 (4), 96-120. ) research instrument applied in connection with Brazilian companies. Nevertheless, the dimensions that make up the aforementioned instrument meet the proposal of this study. Because the object of this study is different, as well as its respondent public, there was a need to adapt the localization of some questions.

Regarding the absorptive capacity construct, we chose to use the Lowik, Kraaijenbrink and Groen (2016Lowik, S., Kraaijenbrink, J., & Groen, A. (2016). The team absorptive capacity triad: a configurational study of individual, enabling, and motivating factors. Journal of Knowledge Management, 20 (5), 1083-1103.) model, in which the individual absorptive capacity is conceptualized as a multidimensional construct, which consists of individual activities of recognition, assimilation, transformation and application of new external knowledge. As with the intellectual capital instrument, localization was necessary for the context in which the research was applied.

To carry out the analysis of innovation performance, the research instrument by Lowik, Kraaijenbrink and Groen (2017Lowik, S., Kraaijenbrink, J., & Groen, A. (2017). Antecedents and effects of individual absorptive capacity: a micro-foundational perspective on open innovation. Journal of Knowledge Management , v.21, n. 6, p. 1319 - 1341, 2017.) was used. The questionnaire used by the authors was based on the measure for the innovation performance of individuals on the number of ideas generated in the last 12 months (ideas creation) and the number of innovation and improvement projects in which the civil servants were actively involved in the last 12 months (ideas implementation), according to the study by Ng and Feldman (2010Ng, T. W. H., & Feldman, D.C. (2010). The impact of job embeddedness on innovation-related behaviors. Human Resource Management, 49 (6), 1067-1087. ). Lowik, Kraaijenbrink and Groen (2017)Lowik, S., Kraaijenbrink, J., & Groen, A. (2017). Antecedents and effects of individual absorptive capacity: a micro-foundational perspective on open innovation. Journal of Knowledge Management , v.21, n. 6, p. 1319 - 1341, 2017. report in their research that the construct presented good reliability and validity.

Subsequently, the initial instrument underwent a pre-test. At first, a group of experts revised the initial questionnaire and provided feedback on the instrument’s understanding, consistency and adequacy of the sequence of items, which led to some specific modifications. After updating the instrument, in order to reduce the possibility of non-random errors, the preliminary questionnaire model was administered in a test group consisting of five respondents (with a similar profile to the present study, but who were not sample participants), in order to review and improve the instrument’s content regarding validity and integrity. Based on respondents’ comments, minor adjustments were made to the wording of the questionnaire to improve understanding.

For each statement in the questionnaire, an opinion from the respondent was expected, based on a Likert type scale. The Likert scale used in this survey ranged from 1 to 7 (from “totally disagree” to “totally agree”) because, according to Hair, Hult, Ringle & Sarstedt, (2017Hair, J.F., Jr., Hult, G. T. M., Ringle, C. M., & Sarstedt, M. (2017). A Primer on Partial Least Squares Structural Equation Modeling (PLS-SEM). 2. ed. Los Angeles: SAGE.), the greater the number of points used, the greater the precision obtained regarding the intensity with which the respondent agrees or disagrees with the statement.

Data collection was carried out between September 2, 2019 and October 4, 2019, obtaining a total of 314 responses. From the results gathered, the data were organized, synthesized and presented, allowing their interpretation within the framework of the objectives outlined.

This data processing is called descriptive statistics, which techniques used in this research were relative frequency, standard deviation and arithmetic mean, with view at characterizing the research sample.

The collected data were entered into Excel spreadsheets and were reviewed using descriptive statistics and the partial least square structural equation modeling technique, with the support of the SmartPLS software, version 3®.

The next section presents and discusses the results, based on the primary data collected and assessed, as well as comparing the findings with the literature on the subject.

4 PRESENTATION AND DISCUSSION OF RESULTS

After exporting the collected primary data to the SmartPLS3® software, and carrying out its configurations, a report of the preliminary data obtained was generated. The evaluation of the measurement model was started through its convergent validity, reliability and discriminant validity, as recommended by Hair, et al, (2017Hair, J.F., Jr., Hult, G. T. M., Ringle, C. M., & Sarstedt, M. (2017). A Primer on Partial Least Squares Structural Equation Modeling (PLS-SEM). 2. ed. Los Angeles: SAGE.). However, it is noteworthy, that the assessment sequence occurred in accordance with the recommendation by Bido and Silva (2019Bido, D. de S., & Silva, D. da. (2019). SmartPLS 3: Especificação, estimação, avaliação e relato. Administração: Ensino e Pesquisa, Rio de Janeiro, 20 (2), 488-536. Disponível em: https://raep.emnuvens.com.br/raep/article/view/1545/pdf.
https://raep.emnuvens.com.br/raep/articl...
), namely: 1) convergent validity; 2) discriminant validity; 3) reliability; since one of the presuppositions for the reliability assessment is that its convergent and discriminant validity are adequate.

Thus, after making the necessary adjustments to validate the measurement model in terms of its convergent validity, discriminant validity, as well as attesting to its reliability, collinearity was reviewed using the Variance Inflation Factor (VIF). According to Hair et al. (2017Hair, J.F., Jr., Hult, G. T. M., Ringle, C. M., & Sarstedt, M. (2017). A Primer on Partial Least Squares Structural Equation Modeling (PLS-SEM). 2. ed. Los Angeles: SAGE.), failure to comply with this assumption may make inferences based on the model erroneous or unreliable.

First, the crossed factor loads were evaluated according to Chin’s (1998Chin, W. W. (1998). The partial least squares approach for structural equation modeling. In: Modern methods for business research. p. 295-336. Lawrence Erlbaum Associates, Cham.) criterion, which proved to be adequate, as shown in Table 1:

Table 1
Crossed factor loads

Subsequently, the discriminant validity was evaluated according to the Fornell-Larcker criterion. Table 2 presents the values of the correlations between latent variables and square roots of the AVE values on the main diagonal (highlighted).

Table 2
Correlation values between latent variables and square roots of AVE values

The data in Table 2 show that all correlation values between the VL are smaller than the square roots of their AVE; therefore, the Fornell-Larcker criterion was met.

Finally, the values of internal consistency were evaluated using Cronbach’s alpha and composite reliability. Table 3 shows these values, together with the values related to AVE:

Table 3
Values related to the model internal consistency

Figure 2 shows the final model after removing predictors, to adapt the model to the parameters indicated in the literature.

Figure 2
Theoretical research model

Subsequently to the analysis of collinearity, the Pearson determination coefficients (R²) and if their relationships are significant were assessed, according to the Student t test and the p value. To that effect, the function of the SmartPLS3®, Bootstrapping with a significance level of 5% was used.

Table 4
R² of endogenous VL

We observed that the endogenous VL have R² above 26%; therefore, according to the Cohen classification (1988Cohen, J. (1988) Statistical Power Analysis for the Behavioral Sciences. 2 ed. Nova York: Psychology Press.), they all have a large effect on the model. The constructs explain 39% of ideas implementation. Hence, other aspects like organizational creativity, intra-entrepreneurial orientation, technological capability, reconfiguration capability and even innovation process are critical in terms of creating innovation performance. Is recommended that authors should also discuss this in the text - otherwise, can create a narrative where is just enough to increase knowledge level and this will create innovation. Is an important part, however there are other factors involved in this dynamic.

Table 5
Significance of the structural relationship

According to the data presented in Table 12, the values of the relationships between the VL are above the reference value of 1.96, considering the adopted significance level of 5% (Hair Junior, et al., 2017Hair, J.F., Jr., Hult, G. T. M., Ringle, C. M., & Sarstedt, M. (2017). A Primer on Partial Least Squares Structural Equation Modeling (PLS-SEM). 2. ed. Los Angeles: SAGE.).

As for p values, they correspond, according to Hair Junior et al. (2017Hair, J.F., Jr., Hult, G. T. M., Ringle, C. M., & Sarstedt, M. (2017). A Primer on Partial Least Squares Structural Equation Modeling (PLS-SEM). 2. ed. Los Angeles: SAGE.) to the probability of erroneously rejecting a true null hypothesis. It is noteworthy that, to achieve the results of p values, the function of SmartPLS3®, Bootstrapping was used with a significance level of 5%. According to the aforementioned authors, when assuming a significance level of 5%, the p value must be less than 0.05 in order to conclude that the relationship under consideration is significant at 5% level.

Next, the following indicators of the model’s fit quality were investigated: Relevance or Predictive Validity (Q²) and Effect size (f²), which values are shown in Table 6.

Table 6
Model fit quality

Finally, after making the adjustments and analysis related to the model, in the next subsection we concentrated in reviewing the research hypotheses in light of the statistical results, comparing them with the theoretical reference.

4.1 Hypothesis Analysis

After running the PLS-SEM algorithm, estimates were obtained for the path coefficients, which represent the hypothetical relationships between the constructs (Hair, et al. 2017Hair, J.F., Jr., Hult, G. T. M., Ringle, C. M., & Sarstedt, M. (2017). A Primer on Partial Least Squares Structural Equation Modeling (PLS-SEM). 2. ed. Los Angeles: SAGE.). It is noteworthy that all the coefficients demonstrated in this investigation have a positive value.

Table 7
Hypothesis results

Thus, from the data obtained in the survey, the hypotheses of this study were reviewed, as detailed below:

H1 - Intellectual capital, from the perspective of the Federal Institute of Santa Catarina’s technical-administrative civil servants is related to its absorptive capacity.

This hypothesis was supported through the proven relationships of its dimensions - human capital, structural capital and relational capital - with the absorptive capacity, which is discussed below.

H1a - Human capital, from the perspective of the technical-administrative civil servants of the Federal Institute of Santa Catarina, is related to its absorptive capacity.

As in the research by Engelman et al (2017Engelman, R., Fracasso, E. M., Schmidt, S., & Carneiro, A. (2017). Intellectual capital, absorptive capacity and product innovation. Management Decision, 55 (3), 474-490..) and Nazarpoori (2017Nazarpoori, A. H. (2017). Survey the effects of intellectual capital and absorptive capacity on innovation capability (Case study of SAIPA Company in Tehran). International Journal of Innovation Management, 21 (3). ), this study identified the existence of a relationship between human capital and absorptive capacity, albeit, from an individual perspective, not an organizational one, as in the aforementioned works.

As a result, it is appropriate to rescue Cohen and Levinthal’s (1990Cohen, W. M., & Levinthal, D. A. (1990). Absorptive capacity: a new perspective on learning and innovation. Administrative Science Quarterly, 35 (1), 128-152. ) concept of absorptive capacity, which is consistent with the findings by Sjödin and Frishammar (2015Sjödin, D. R., & Frishammar, J. (2015). The role of individuals for absorptive capacity in industrial R&D. Anais da International Association for Management of Technology, Cape Town, 24. , p. 477) about the organizational absorptive capacity being dependent on the “capacity of its members to recognize valuable external knowledge in the environment, integrate it with existing organizational capabilities, and encourage its use within the organization.”

With regard to human capital, although Stewart (1998Stewart, T. A. (1998). Capital Intelectual: a nova vantagem competitiva das empresas. Rio de Janeiro. Ed. Campus.) reports that such capital is neither generated nor used in routine activities and therefore knowledge, changes and innovations fail to be developed, we should emphasize that, in connection with public institutions, technology advances have required innovative tools and improved civil servants knowledge (Hilgers & Ihl, 2010Hilgers, D., & Ihl, C. (2010). Citizensourcing: Applying the concept of open innovation to the public sector. The International Journal of Public Participation, 4 (1), 67-88. ; Costa, Itelvino & Monken, 2021Costa, P., Itelvino, L., & Monken, S. (2021). Modelo descritivo de atuação sustentável para o desenvolvimento de inovações sociais. Revista De Administração Da UFSM , 14(2), 241-262. doi:https://doi.org/10.5902/1983465934314
https://doi.org/https://doi.org/10.5902/...
).

From this argumentation, hypothesis H1a can be explained, in the case of the present study, by the remarkable concentration of respondents with specialization (54.1%) and holding Master’s degree (25.5%), which denotes the qualification of the technical-administrative institution’s civil servants.

Therefore, starting from the assumption that human capital is related to the knowledge, experiences and qualification of the individuals that make up organizations (Engelman, et al, 2017Engelman, R., Fracasso, E. M., Schmidt, S., & Carneiro, A. (2017). Intellectual capital, absorptive capacity and product innovation. Management Decision, 55 (3), 474-490..), and that their ability to recognize the value and connect with external knowledge depends on a sufficient number of qualified individuals (Cohen; Levinthal, 1990Cohen, W. M., & Levinthal, D. A. (1990). Absorptive capacity: a new perspective on learning and innovation. Administrative Science Quarterly, 35 (1), 128-152. ), the existence of a relationship between human capital was attested, from the perspective of the IFSC’s technical-administrative civil servants, with their individual absorptive capacity.

H1b - Structural capital, from the perspective of the Federal Institute of Santa Catarina technical-administrative civil servants, is related to its absorptive capacity.

Regarding the influence of structural capital and absorptive capacity, the results of this research converge with the studies by Engelman et al (2017Engelman, R., Fracasso, E. M., Schmidt, S., & Carneiro, A. (2017). Intellectual capital, absorptive capacity and product innovation. Management Decision, 55 (3), 474-490..), Nazarpoori (2017Nazarpoori, A. H. (2017). Survey the effects of intellectual capital and absorptive capacity on innovation capability (Case study of SAIPA Company in Tehran). International Journal of Innovation Management, 21 (3). ) and Silva (2018). Although these studies have evaluated this relationship in an organizational rather than an individual way, the comparison is possible, considering that structural capital is supported by human capital (Edvinsson; Malone, 1998Edvinsson, L., & Malone, M. S. (1998). Capital intelectual: descobrindo o valor real de sua empresa pela identificação de seus valores internos. São Paulo: Makron Books.).

Nevertheless, Fernandez-Jardón, and Silva (2020Fernandez-Jardón, C., & Silva, A. (2020). O valor acrescentado pelo capital estrutural à cadeia de valor da madeira e indústrias relacionadas. Revista De Administração Da UFSM , 13(4), 895-917. doi: https://doi.org/10.5902/1983465955325
https://doi.org/https://doi.org/10.5902/...
) state that structural capital refers to the processes and procedures formed by the intellectual input of the company’s employees. These authors emphasize that this transformation of knowledge occurs through continuous improvement, creativity and experience sharing thus obtaining greater agility in the distribution of knowledge, reducing rework, increasing collective knowledge, minimizing waiting time and expanding productivity.

According to Yildiz et al. (2019Yildiz, H. E., Murtic, A., Zander, U., & Richtnér, A. (2019). What fosters individual-level absorptive capacity in MNCs? An extended motivation-ability-opportunity framework. Management International Review, 59(1), p. 93-129.), even though the organization has people and capabilities, it is necessary to integrate, share and enrich information, for the creation and assimilation of useful knowledge which is adequate to the activity performed. In addition, it should be noted that, according to Sjödin and Frishammar (2015Sjödin, D. R., & Frishammar, J. (2015). The role of individuals for absorptive capacity in industrial R&D. Anais da International Association for Management of Technology, Cape Town, 24. ), as knowledge within organizations is held by individuals, it is essential that they develop the necessary structures for sharing knowledge, allowing its use within the company.

H1c - Relational capital, from the perspective of the Federal Institute of Santa Catarina’s technical-administrative civil servants is related to their absorptive capacity.

The aforementioned assumption was also supported. It is worth mentioning that in the studies by Engelman et al (2017Engelman, R., Fracasso, E. M., Schmidt, S., & Carneiro, A. (2017). Intellectual capital, absorptive capacity and product innovation. Management Decision, 55 (3), 474-490..) - only for the transformation dimension - Nazarpoori (2017Nazarpoori, A. H. (2017). Survey the effects of intellectual capital and absorptive capacity on innovation capability (Case study of SAIPA Company in Tehran). International Journal of Innovation Management, 21 (3). ) - only with regard to the realized absorptive capacity, the relationship had also been verified albeit from the organizational perspective. Furthermore, it is noteworthy that as this research did not consider the dimensions of absorptive capacity in the theoretical model, the attested relationship was broadly evaluated.

Nahapiet and Ghoshal (1998Nahapiet, J., & Ghoshal, S. (1998). Social capital, intellectual capital, and the organizational advantage. The Academy of Management Review , 23 (2), 242-266.), when approaching relational capital, conceptualize it as the knowledge incorporated, available and used by individuals in their interactions with other individuals and their interrelationship networks. For Engelman et al. (2017Engelman, R., Fracasso, E. M., Schmidt, S., & Carneiro, A. (2017). Intellectual capital, absorptive capacity and product innovation. Management Decision, 55 (3), 474-490..), the aforementioned capital is related to the interaction between individuals and seeks to improve the exchange of information and the sharing of ideas, enhancing existing knowledge, in addition to allowing new knowledge to disseminate throughout the organization.

H2 - The individual absorptive capacity of the Federal Institute of Santa Catarina’s civil servants is related to their innovation performance.

This hypothesis gained empirical support, converging with the finding by Cohen and Levinthal (1990Cohen, W. M., & Levinthal, D. A. (1990). Absorptive capacity: a new perspective on learning and innovation. Administrative Science Quarterly, 35 (1), 128-152. ) on the fact that individuals increasingly depend on their knowledge capabilities to continually innovate, aiming to improve performance in important work-related tasks. Nevertheless, Zahra and George (2002Zahra, S. A., & George, G. (2002). Absorptive capacity: a review, reconceptualization and extension. Academy of Management Review , 27 (2), 185-203.) also consider absorptive capacity an important antecedent to innovative performance.

In addition to these authors, it is worth mentioning other more recent works, which also investigated the relationship between absorptive capacity and innovation performance, such as: Soares and Mazon (2016Soares, T. C, Mazon, G.. (2016). Autoavaliação e seus drivers de mudança institucional baseado na capacidade absortiva. Revista Iberoamericana de Estratégia. 15 (4) 77-90.), Khan, Xuehe, Atlas, Khan, Pitafi, & Sallem. (2017Khan, F., Xuehe, Z., Atlas, F., Khan, K. U., Pitafi, A., & Sallem, M. U. (2017). Impact of absorptive capacity and dominant logic on innovation performance of public sector organizations in Hefei (Anhui Province), China. Management Science Letters, 7, 275-284. ), Lowik, Kraaijenbrink and Groen (2017Lowik, S., Kraaijenbrink, J., & Groen, A. (2017). Antecedents and effects of individual absorptive capacity: a micro-foundational perspective on open innovation. Journal of Knowledge Management , v.21, n. 6, p. 1319 - 1341, 2017.) and Blanco, Lozada and Arias (2018Blanco, C., Lozada, N.E., & Arias, J.E. (2018) Technologies Capabilities and Innovative Performance: Mediating Effect of the Absorptive capacity. EEE Latin America Transactions, 16 (11), 2775-2781. ). It should be noted that only the work of Lowik, Kraaijenbrink and Groen (2017)Lowik, S., Kraaijenbrink, J., & Groen, A. (2017). Antecedents and effects of individual absorptive capacity: a micro-foundational perspective on open innovation. Journal of Knowledge Management , v.21, n. 6, p. 1319 - 1341, 2017. evaluated the constructs from an individual perspective.

We emphasize that the improvements implemented cannot necessarily be considered innovation.

H2a - The individual absorptive capacity of the Federal Institute of Santa Catarina’s civil servants is related to their creation of ideas.

As in the study by Lowik, Kraaijenbrink and Groen (2017Lowik, S., Kraaijenbrink, J., & Groen, A. (2017). Antecedents and effects of individual absorptive capacity: a micro-foundational perspective on open innovation. Journal of Knowledge Management , v.21, n. 6, p. 1319 - 1341, 2017.), this hypothesis was supported. As already mentioned, innovation performance was studied from the perspective of innovative behavior. This behavior Lane, Koka and Pathak (2006Lane, P., Koka, B., & Pathak, S. (2006).The reification of absorptive capacity: A critical review and rejuvenation of the construct. Academy of Management Review, 31 (4), 833-863.), requires individuals to be creative in their decision making, aiming to anticipate the expected problems and solve them as soon as they occur.

Lowik, Kraaijenbrink and Groen (2017Lowik, S., Kraaijenbrink, J., & Groen, A. (2017). Antecedents and effects of individual absorptive capacity: a micro-foundational perspective on open innovation. Journal of Knowledge Management , v.21, n. 6, p. 1319 - 1341, 2017.) state that knowledge diversity can increase innovation and creativity, as new ideas and insights emerge from the combinations of existing knowledge. Nevertheless, according to Lowik, Kraaijenbrink and Groen (2016)Lowik, S., Kraaijenbrink, J., & Groen, A. (2016). The team absorptive capacity triad: a configurational study of individual, enabling, and motivating factors. Journal of Knowledge Management, 20 (5), 1083-1103., the lack of a supportive climate can be one of the organizational barriers that discourage employees to exchange and integrate their knowledge. Therefore, it can be assumed that at the IFSC there is a support management style that stimulates and promotes the generation of ideas, encouraging its technical-administrative civil servants to express them.

The result of this hypothesis may be linked to the cognitive style of the respondents, diversity of prior knowledge and external networks (entities external to the institution), as verified in the research by Lowik, Kraaijenbrink and Groen (2017Lowik, S., Kraaijenbrink, J., & Groen, A. (2017). Antecedents and effects of individual absorptive capacity: a micro-foundational perspective on open innovation. Journal of Knowledge Management , v.21, n. 6, p. 1319 - 1341, 2017.).

H2b - The individual absorptive capacity of the Federal Institute of Santa Catarina’s civil servants is related to their implementation of ideas.

The existence of a relationship between the individual absorptive capacity of the IFSC technical-administrative civil servants and the implementation of their ideas was also verified by the research. As detected in hypothesis H2a, the creation of ideas permeates the dimensions of recognition, assimilation and transformation, and thus, application activities result in the implementation of ideas generated by these individuals or by others (Zahra; George, 2002Zahra, S. A., & George, G. (2002). Absorptive capacity: a review, reconceptualization and extension. Academy of Management Review , 27 (2), 185-203.).

In this perspective, the contribution of senior management is also highlighted, as a facilitator of the implementation of ideas, through the acquisition and maintenance of necessary resources for innovation projects and improvements (Lowik; Kraaijenbrink; Groen, 2016Lowik, S., Kraaijenbrink, J., & Groen, A. (2016). The team absorptive capacity triad: a configurational study of individual, enabling, and motivating factors. Journal of Knowledge Management, 20 (5), 1083-1103.), especially when they need to be convinced to allocate scarce resources necessary for effective integration of absorptive capacity (Zahra; George, 2002Zahra, S. A., & George, G. (2002). Absorptive capacity: a review, reconceptualization and extension. Academy of Management Review , 27 (2), 185-203.; Todorova; Durisin, 2007Todorova, G., & Durisin, B. (2007). Absorptive capacity: Valuing a reconceptualization. Academy of Management Review , v. 32, p. 774-786.; Moreira, Chim-Miki & Oliveira, 2020Moreira, V., Chim-Miki, A., & Oliveira, K. (2020). A promoção da capacidade absortiva dos recursos de cluster e o local buzz através das associações de produtores da caprinocultura no Cariri Paraibano. Revista De Administração Da UFSM , 13, 1332-1352. doi:https://doi.org/10.5902/1983465932814
https://doi.org/https://doi.org/10.5902/...
).

It is worth mentioning that, in many situations, organizations pay more attention to the search for new ideas and knowledge, but do not devote attention and resources to facilitating the use and application of knowledge (Tian & Soo, 2018Tian, A. W., & Soo, C. (2018). Enriching individual absorptive capacity. Personnel Review, 47 (5), 1116-1132.). However, the research result showed that the performance of individual innovation, based on the absorptive capacity of the IFSC’s technical-administrative civil servants, occurs both in the dimensions of creating ideas and in their implementation.

In addition, it can be assumed that the IFSC management has been working to reduce the risk perceived by the civil servants to explore new ideas and apply new knowledge at work (Newman; Donohue; Eva, 2017Newman, A., Donohue, R., & Eva, N. (2017). Psychological safety: A systematic review of the literature. Human Resource Management Review, 27, 521-535.), with initiatives such as the IFSC Innovation Award, which, as already mentioned, encourages the replication of ideas developed or already carried out by the civil servants.

To advance in the theoretical implications, ACAP in organizational perspective is supported by Potential ACAP and Realized ACAP. This is also valid on an individual level, according to our survey results. However, further studies must be developed to validate this finding. The theme absorptive capacity (ACAP) understood by Zhara and George (2002) as a dynamic capacity, relevant to the creation and use of knowledge, thus, the study expanded the explanations in terms of the relationship with learning and knowledge creation.

In the managerial perspective the increasing human capital level will impact innovation performance. If managers intend to increase the intellectual capital of an organization, there are a set of practices that can be adopted: Promote effective communication; Invest in the search for new knowledge; Invest in training program and/or Structure the processes, for example.

5 FINAL CONSIDERATIONS

The current context of the knowledge-based economy has demanded innovative tools, both from public and private institutions, and also knowledge improvement from their collaborators. From the data collected through questionnaires, it was found that there is a relationship between intellectual capital (human capital, structural capital and relational capital) with individual absorptive capacity, as well as identifying its influence on the innovation performance of IFSC’s technical-administrative civil servants, both through the creation of ideas and in their implementation.

The aforementioned verification of the relationship between the constructs occurred in the data analysis stage, in which structural equation modeling (SEM) and the partial least squares (PLS) estimation method were applied, in order to validate the theoretical model research, as well as evaluating its hypotheses.

First, it should be noted that the relationship of each of the dimensions of intellectual capital, defined by the research, with the construct of individual absorptive capacity was assessed. Thus, with regard to human capital, it was found that there is a relationship between this dimension and the individual absorptive capacity. Based on this, it is suggested that the IFSC continue to encourage actions to qualify and improve its technical-administrative civil servants, such as training courses. In addition, the IFSC must recognize its civil servants as agents of external knowledge integration, through their recognition and application in the institution.

Structural capital and relational capital, on the other hand, despite demonstrating a relationship with individual absorptive capacity, their influence was not as significant when compared to human capital. Given this result, it is suggested that the institution invest in the formalization of data processes and systems, as ways to retain and transfer knowledge over time and activities. However, with regard to relational capital, the relationship with target audiences, partners and other educational institutions must be improved and further strengthened, to encourage the exchange of information and the sharing of ideas, enhancing existing knowledge and allowing that new knowledge flow through the IFSC.

It is also highlighted that, through the results achieved, it was possible to verify that the individual absorptive capacity interferes in the innovation performance of the IFSC technical-administrative civil servants, either through the creation of ideas or through their implementation. Thus, it is believed that actions such as the IFSC Innovation Award are of paramount importance, especially in stimulating and disseminating ideas, which can be replicated in the search for solutions for the institution and for society.

It is noteworthy, however, that although the results presented meet the objectives proposed by this research, some limitations ought to be considered. First, when analyzing the relationships of the constructs from an individual perspective, limitations were detected in the literature for comparing the results found, since most studies address relationships from an organizational point of view. And, although there is a connection between the spectra, certain adaptations, especially with regard to some questions addressed in the questionnaire, may have biased the results. Absorptive Capacity is measured on an individual level and idea creation and implementation are referring to individual efforts or collective efforts - innovation usually is accomplished in a collective effort.

It was also found that the questions about relational capital did not address issues about the relationship between civil servants, but only with external agents. Furthermore, the results found refer to the reality of the IFSC technical-administrative civil servants; thus, they cannot be generalized to other institutions. It should also be noted that this research is cross-sectional; hence, its conclusions reflect the perception of the time when it was applied.

Finally, in order to reduce some of the limitations raised and encourage new studies, suggestions for possible directions are listed: carry out longitudinal studies in view of the complexity of the topic; assess the relationship between the constructs, considering the dimension of the individual absorptive capacity; and assess the relationship of each dimension of the intellectual capital with innovation performance, in the form of ideas creation and implementation; concerning theoretical implications, it is important to expand the explanations interns of relationship ACAP with learning and knowledge creation.

REFERENCES

  • Barbosa, F. L. S., Cabral, J. E. de O., Nascimento, J. C. H. B. do, & Bizzaria, F. P. de A. (2021). Corporate governance, dynamic capabilities and business performance in companies listed in Brasil, Bolsa, Balcão S/A (B3 S/A). Revista De Administração Da UFSM, 14(1), 182-201.
  • Bhattacharjee, S, Akter, R (2021) Intellectual capital efficiency and firm performance: evidence from an emerging knowledge-economy. International Journal of Learning and Intellectual Capital. Ahead-of-print
  • Bido, D. de S., & Silva, D. da. (2019). SmartPLS 3: Especificação, estimação, avaliação e relato. Administração: Ensino e Pesquisa, Rio de Janeiro, 20 (2), 488-536. Disponível em: https://raep.emnuvens.com.br/raep/article/view/1545/pdf
    » https://raep.emnuvens.com.br/raep/article/view/1545/pdf
  • Blanco, C., Lozada, N.E., & Arias, J.E. (2018) Technologies Capabilities and Innovative Performance: Mediating Effect of the Absorptive capacity. EEE Latin America Transactions, 16 (11), 2775-2781.
  • Bolisani E., & Bratianu C. (2018) Generic knowledge strategies. in: emergent knowledge strategies. Knowledge Management and Organizational Learning, p. 147-174. Springer, Cham.
  • Bresman, H. (2010). External learning activities and team performance: A multimethod field study. Organization Science, 21 (1), 81-96. Disponível em: https://pubsonline-informs-org.ez130.periodicos.capes.gov.br/doi/pdf/10.1287/orsc.1080.0413
    » https://pubsonline-informs-org.ez130.periodicos.capes.gov.br/doi/pdf/10.1287/orsc.1080.0413
  • Catto, S., & Maccari, E. (2021). Gestão em projetos de inovação: uma revisão sistemática de literatura. Revista De Administração Da UFSM , 14(4), 848-863. doi:https://doi.org/10.5902/1983465962712
    » https://doi.org/https://doi.org/10.5902/1983465962712
  • Chin, W. W. (1998). The partial least squares approach for structural equation modeling. In: Modern methods for business research. p. 295-336. Lawrence Erlbaum Associates, Cham.
  • Cohen, J. (1988) Statistical Power Analysis for the Behavioral Sciences. 2 ed. Nova York: Psychology Press.
  • Cohen, W. M., & Levinthal, D. A. (1990). Absorptive capacity: a new perspective on learning and innovation. Administrative Science Quarterly, 35 (1), 128-152.
  • Costa, P., Itelvino, L., & Monken, S. (2021). Modelo descritivo de atuação sustentável para o desenvolvimento de inovações sociais. Revista De Administração Da UFSM , 14(2), 241-262. doi:https://doi.org/10.5902/1983465934314
    » https://doi.org/https://doi.org/10.5902/1983465934314
  • Dias Sobrinho, J. (2005). Educação superior, globalização e democratização. Qual universidade? Revista Brasileira de Educação, (28), 164-173.
  • Edvinsson, E, Dal Mas, F, De Pablos, P, Massaro, M, Dumay, J. (2021) From a value-based knowledge economy to a worth economy. New reflections and perspectives on intellectual capital research. International Journal of Learning and Intellectual Capital . Ahead-of-print
  • Edvinsson, L., & Malone, M. S. (1998). Capital intelectual: descobrindo o valor real de sua empresa pela identificação de seus valores internos. São Paulo: Makron Books.
  • Engelman, R., Fracasso, E. M., Schmidt, S., & Carneiro, A. (2017). Intellectual capital, absorptive capacity and product innovation. Management Decision, 55 (3), 474-490..
  • Fernandez-Jardón, C., & Silva, A. (2020). O valor acrescentado pelo capital estrutural à cadeia de valor da madeira e indústrias relacionadas. Revista De Administração Da UFSM , 13(4), 895-917. doi: https://doi.org/10.5902/1983465955325
    » https://doi.org/https://doi.org/10.5902/1983465955325
  • Flores, M. del R. D., García, M. L. S., & Adame, M. E. C. (2017). Medición del capital intelectual en el sector bancario: aplicación de los modelos Skandia y vaic. Innovar, 27 (66), 75-89.
  • Froehlich, C., & Bitencourt, C. C. (2019). Dynamic Capabilities for the Development of Innovation Capability. Revista De Administração Da UFSM , 12(2), 286-301.
  • Gracioli, C., Godoy, L. P., Lorenzett, D. B., & Godoy, T. P. (2012). Capital intelectual: uma ferramenta inovadora na busca por vantagens competitivas. Revista de Administração e Inovação, 9 (4), 96-120.
  • Hair, J.F., Jr., Hult, G. T. M., Ringle, C. M., & Sarstedt, M. (2017). A Primer on Partial Least Squares Structural Equation Modeling (PLS-SEM). 2. ed. Los Angeles: SAGE.
  • Hilgers, D., & Ihl, C. (2010). Citizensourcing: Applying the concept of open innovation to the public sector. The International Journal of Public Participation, 4 (1), 67-88.
  • Khan, F., Xuehe, Z., Atlas, F., Khan, K. U., Pitafi, A., & Sallem, M. U. (2017). Impact of absorptive capacity and dominant logic on innovation performance of public sector organizations in Hefei (Anhui Province), China. Management Science Letters, 7, 275-284.
  • Lane, P., Koka, B., & Pathak, S. (2006).The reification of absorptive capacity: A critical review and rejuvenation of the construct. Academy of Management Review, 31 (4), 833-863.
  • Leite, A., Padilha, A., & Binotto, E. (2021). Desafios da cooperação cooperativas agrícolas. Revista De Administração Da UFSM , 14(4), 809-826. doi:https://doi.org/10.5902/1983465964160
    » https://doi.org/https://doi.org/10.5902/1983465964160
  • Lima, M. A, Serra, F. A. R, Soares, T. C. & Lima, C. R. M.. (2020). Strategy or Legitimacy? Analysis of the Role of Institutional Development Plans in Brazilian Universities. Business Brazilian Review. 17, 66-96.
  • Lowik, S., Kraaijenbrink, J., & Groen, A. (2016). The team absorptive capacity triad: a configurational study of individual, enabling, and motivating factors. Journal of Knowledge Management, 20 (5), 1083-1103.
  • Lowik, S., Kraaijenbrink, J., & Groen, A. (2017). Antecedents and effects of individual absorptive capacity: a micro-foundational perspective on open innovation. Journal of Knowledge Management , v.21, n. 6, p. 1319 - 1341, 2017.
  • Moreira, V., Chim-Miki, A., & Oliveira, K. (2020). A promoção da capacidade absortiva dos recursos de cluster e o local buzz através das associações de produtores da caprinocultura no Cariri Paraibano. Revista De Administração Da UFSM , 13, 1332-1352. doi:https://doi.org/10.5902/1983465932814
    » https://doi.org/https://doi.org/10.5902/1983465932814
  • Nahapiet, J., & Ghoshal, S. (1998). Social capital, intellectual capital, and the organizational advantage. The Academy of Management Review , 23 (2), 242-266.
  • Nazarpoori, A. H. (2017). Survey the effects of intellectual capital and absorptive capacity on innovation capability (Case study of SAIPA Company in Tehran). International Journal of Innovation Management, 21 (3).
  • Newman, A., Donohue, R., & Eva, N. (2017). Psychological safety: A systematic review of the literature. Human Resource Management Review, 27, 521-535.
  • Ng, T. W. H., & Feldman, D.C. (2010). The impact of job embeddedness on innovation-related behaviors. Human Resource Management, 49 (6), 1067-1087.
  • Perdoná, G. & Soares, T. (2021) O papel da educação no desenvolvimento regional: uma revisão sistemática de literatura. Brazilian Journal of Development, 7 (11), 109077-109094.
  • Pospichil, B. et al. (2018). Capital Intelectual Individual e Coletivo: Estudo em uma Indústria Química. Revista Ciências da Administração, 20 (5)1, 8-25.
  • Saunders, M., Lewis, P. & Thornhill, A.. (2016) Research methods for business students. 7 ed. Pearson Education.
  • Sedoglavich, V., Akoorie, M., & Pavlovich, K. (2015). Measuring Absorptive Capacity in High-Tech Companies: Mixing Qualitative and Quantitative Methods. Journal of Mixed Methods Research, 9, (3), 252-272.
  • Sjödin, D. R., & Frishammar, J. (2015). The role of individuals for absorptive capacity in industrial R&D. Anais da International Association for Management of Technology, Cape Town, 24.
  • Soares, T.C, Lima, M. A, Mazon,G, Scafuto, I, & Agostineto, R.. (2019) Efeitos no Desempenho Institucional em IES Brasileiras a partir da Adaptação Estratégica. RAIMED, 9 (2) 108-119.
  • Soares, T. C, Mazon, G.. (2016). Autoavaliação e seus drivers de mudança institucional baseado na capacidade absortiva. Revista Iberoamericana de Estratégia. 15 (4) 77-90.
  • Stewart, T. A. (1998). Capital Intelectual: a nova vantagem competitiva das empresas. Rio de Janeiro. Ed. Campus.
  • Sung, S.Y., & Choi, J.N. (2012). Effects of team knowledge management on the creativity and financial performance of organizational teams. Organizational Behavior and Human Decision Processes, 118 (1), 4-13.
  • Tian, A. W., & Soo, C. (2018). Enriching individual absorptive capacity. Personnel Review, 47 (5), 1116-1132.
  • Todorova, G., & Durisin, B. (2007). Absorptive capacity: Valuing a reconceptualization. Academy of Management Review , v. 32, p. 774-786.
  • Yildiz, H. E., Murtic, A., Zander, U., & Richtnér, A. (2019). What fosters individual-level absorptive capacity in MNCs? An extended motivation-ability-opportunity framework. Management International Review, 59(1), p. 93-129.
  • Yousefi, N, Ahmady, R, Mehralian, G (2021) Intellectual resource and new product performance: mediating role of innovation capability. International Journal of Learning and Intellectual Capital . Ahead-of-print
  • Zahra, S. A., & George, G. (2002). Absorptive capacity: a review, reconceptualization and extension. Academy of Management Review , 27 (2), 185-203.

Contribution of authors

  • Plagiarism Check

    The ReA/UFSM maintains the practice of submitting all documents approved for publication to the plagiarism check, using specific tools, e.g.: CopySpider.

Appendix: Scale / Indicators

Cod. Scale / Indicators REC1 I am always actively looking for new knowledge for my work REC2 I intentionally seek knowledge in many places to come up with new ideas REC3 I am good at distinguishing between good implementation opportunities and not so good implementation opportunities REC4 I easily identify which new knowledge is most valuable at IFSC ASS1 I often share my new knowledge with colleagues to establish a common understanding. ASS2 I translate new knowledge in such a way that my colleagues understand what I mean ASS3 I communicate newly acquired knowledge that may be of interest to our industry/IFSC TR1 I often meet with colleagues to come up with good ideas TR2 I attend meetings with people from different sectors/departments to get new ideas TR3 I develop new ideas from the knowledge that is available at IFSC TR4 I can turn existing knowledge into new ideas AP1 I often apply newly acquired knowledge to my work AP2 I apply new knowledge to create new products, services or working methods AP3 I always consider how I can apply new knowledge to improve my work CI1 I suggest to the IFSC innovations and improvements regarding the creation of new products or services CI2 I suggest to the IFSC innovations and improvements relating to the improvement of existing products or services CI3 I suggest to the IFSC innovations and improvements concerning the creation of new working methods CI4 I suggest IFSC improve existing work processes II1 I actively participate in the implementation of innovation or improvement projects to create new products or services for the IFSC II2 I actively participate in the implementation of innovation or improvement projects to improve existing products or services at the IFSC II3 I actively participate in the implementation of innovation or improvement projects to create new working methods for the IFSC II4 I actively participate in the implementation of innovation or improvement projects to improve existing work processes at the IFSC CH1 I participate in IFSC decisions CH2 I am creative and take initiative in my work at IFSC CH3 I am committed to the IFSC CH4 I am qualified by the IFSC to develop my functions CH5 I have the ability to innovate in my tasks CH6 I often develop teamwork CH7 I cooperate and share knowledge with co-workers CE1 My suggestions are implemented by the IFSC when relevant CE2 I seek new knowledge to implement at IFSC CE3 I have an adequate number of equipment to carry out my work CE4 The execution of my work is facilitated by manuals and systems provided by the IFSC CR1 I am able to identify the needs of the IFSC target audience CR2 I seek to work considering the needs of the IFSC target audience CR3 My efforts are recognized and rewarded by the IFSC CR4 I have positive relationships with partners and “competitors” (other educational institutions) for convenient exchange of information Source: Adapted from Gracioli et al. (2012); Lowik, Kraaijenbrink e Groen (2017) e Pospichil et al. (2018)

Publication Dates

  • Publication in this collection
    05 Aug 2022
  • Date of issue
    Apr-Jun 2022

History

  • Received
    17 Dec 2021
  • Accepted
    17 Mar 2022
Universidade Federal de Santa Maria Avenida Roraima nº 1000, Prédio 74C, Sala 4210 - Cidade Universitária - Centro de Ciências Sociais e Humanas (CCSH) - Universidade Federal de Santa Maria (UFSM), Cep: 97105-900, Tel: +55 (55) 3220-9242 - Santa Maria - RS - Brazil
E-mail: rea@ufsm.br