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Predicting of biomass in Brazilian tropical dry forest: a statistical evaluation of generic equations

ABSTRACT

Dry tropical forests are a key component in the global carbon cycle and their biomass estimates depend almost exclusively of fitted equations for multi-species or individual species data. Therefore, a systematic evaluation of statistical models through validation of estimates of aboveground biomass stocks is justifiable. In this study was analyzed the capacity of generic and specific equations obtained from different locations in Mexico and Brazil, to estimate aboveground biomass at multi-species levels and for four different species. Generic equations developed in Mexico and Brazil performed better in estimating tree biomass for multi-species data. For Poincianella bracteosa and Mimosa ophthalmocentra, only the Sampaio and Silva (2005) generic equation was the most recommended. These equations indicate lower tendency and lower bias, and biomass estimates for these equations are similar. For the species Mimosa tenuiflora, Aspidosperma pyrifolium and for the genus Croton the specific regional equations are more recommended, although the generic equation of Sampaio and Silva (2005) is not discarded for biomass estimates. Models considering gender, families, successional groups, climatic variables and wood specific gravity should be adjusted, tested and the resulting equations should be validated at both local and regional levels as well as on the scales of tropics with dry forest dominance.

Key words:
above-ground biomass; allometric models; caatinga; forest management; statistical validation

INTRODUCTION

Among the categories of tropical and subtropical forests in the world, dry forests comprise just under half (Murphy and Lugo 1986MURPHY P AND LUGO A. 1986. Ecology of tropical dry forest. Annu Rev Ecol Syst 17: 67-88., Sabogal 1992SABOGAL C. 1992. Regeneration of tropical dry forests in Central America, with examples from Nicaragua. J Veg Sci 3: 407-416., Powers et al. 2009POWERS JS, BECKNELL JM, IRVING J AND PÈREZAVILES D. 2009. Diversity and structure of regenerating tropical dry forests in Costa Rica: Geographic patterns and environmental drivers. Forest Ecol Manag 258: 959-970.). Despite their importance, they are among the most threatened and least studied forest ecosystems and, as a result, may be at greater risk than humid forests (McLaren et al. 2005, Miles et al. 2006MILES L, NEWTON AC, DEFRIES RS, RAVILIOUS C, MAY I, BLYTH S, KAPOS V AND GORDON JE. 2006. A global overview of the conservation status of tropical dry forests. J Biogeogr 33: 491-505., Portillo-Quintero and Sánchez-Azofeifa 2010, Aide et al. 2012AIDE TM, CLARK ML, GRAU HR, LÓPEZ-CARRD, LEVY MA, REDO D, BONILLA-MOHENO M, RINER G, ANDRADE-NÚÑE MJ AND MUÑIZ M. 2012. Deforestation and reforestation of Latin America and the Caribbean (2001-2010). Biotropica 45: 262-271., Gillespie et al. 2012GILLESPIE TW, LIPKIN B, SULLIVAN L, BENOWITZ DR, PAU S AND KEPPEL G. 2012. The rarest and least protected forests in biodiversity hotspots. Biodivers Conserv 21: 3597-3611.).

These forests are a key component of the global carbon cycle in face of climate change (Návar-Cháidez 2014, Chidumayo and Gumbo 2010CHIDUMAYO EN AND GUMBO D. 2010. The Dry Forests and Woodlands of Africa Managing for Products and Services. Center for International Forestry Research, 2010, 288 p.). While guidelines and recommendations from the Food and Agriculture Organization of the United Nations (FAO) and IPCC (Intergovernmental Panel on Climate Change) generalize information about the carbon stock and aboveground biomass to wet forests, there is still a lot of uncertainty about the quantity and spatial variations in aboveground biomass and the existing carbon for dry forests in the tropics (Návar-Cháidez 2014).

Several research efforts are underway to fill this gap, but all of them ultimately rely almost exclusively on destructive biomass measurements of individual trees to fit local and/or global models (Gibbs et al. 2007GIBBS HK, BROWN S, NILES JO AND FOLEY JA. 2007. Monitoring and estimating tropical forest carbon stocks: making REDD a reality. Environ Res Lett 2: 1-13., Návar-Cháidez 2014). Or, they rely on a combination of images remotely detected at different scales to calibrate or validate equations (Fayolle et al. 2013FAYOLLE A, DOUCET JL, GILLET JF, BOURLAND N AND LEJEUNE P. 2013. Tree allometry in Central Africa: Testing the validity of pantropical multi-species allometric equations for estimating biomass and carbon stocks. For Ecol Manage 305: 29-37.).

An allometric equation is the result of adjusting a tree biomass statistical model to a set of indicators, such as tree diameter and/or height, specific wood weight, or forest type (Chave et al. 2005CHAVE J ET AL. 2005. Tree allometry and improved estimation of carbon stocks and balance in tropical forests. Oecologia 145: 87-99.). Information on the types of models, allometric relationships and applications to different sites are extensively documented in Rojas-García et al. (2015).

One of the problems to be solved that still generates a lot of discussion is about the validation of these equations. In multi-species biomass data, different dendrometric amplitudes can lead to biased predictions at local or global levels (Chave et al. 2005CHAVE J ET AL. 2005. Tree allometry and improved estimation of carbon stocks and balance in tropical forests. Oecologia 145: 87-99.). In order to avoid this bias and to fill the lack of specific models in the dry forests located in Brazil, three large studies (Sampaio and Silva 2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943., Sampaio et al. 2010, Alves Junior et al. 2013), generated generic equations for both community (multi-species) and for individual specimens, and exceeded those caveats in accounting for large datasets in those sites with the same morphoclimatic domain (Db> 3 cm). However, the statistical validation of global generic equations for dry forests (Návar-Cháidez 2009a, 2009b, 2014) should be verified and compared with local equations, as well as to measure errors in biomass stock estimates.

Statistical validation is a central aspect for the responsible application of equations for scientific problems, and its importance is recognized by those who develop and/or use for inferences and predictive generalizations. However, there is low consensus about which is the best way to proceed, because there are still confusing affirmations and often mutually exclusive in the literature (Rykiel 1996, Robinson and Froese 2004ROBINSON AP AND FROESE RE. 2004. Model validation using equivalence tests. Ecol Modell 176: 349-358. ).

A wide variety of methods have been proposed and used in many different fields of study. In many cases, the choice of technique is limited by the potential uses and tests of the model, the types of data that the equation generates, or the availability of actual data. Validation techniques can be grouped into four main categories, namely: subjective assessment, visual techniques (graphics), diversion measures and statistical tests (Mayer and Butler 1993MAYER DG AND BUTLER DG. 1993. Statistical validation. Ecol Modell 68: 21-32.).

Despite the interest for biomass accounting in the region, few studies compare or validate biomass equations in Brazilian dry forests (Pereira Junior et al. 2016). Our research is divided into two parts. First, it was performed a statistical validation and comparison of global and/or local equations available for an initial destructive sample of 507 trees. Second, it was investigated how these equations generalize estimates of aboveground biomass stock in different species.

The objective of this work was to provide predictions of aboveground biomass for a dry forest located in Pernambuco, Brazil, applying generic equations. Categorically, this work addresses: (1) whether site-specific equations for species and multi-species predict biomass better than generic equations; (2) if the generic equations of dry forests not located in Brazil generate reliable estimates for biomass in our sites.

MATERIALS AND METHODS

STUDY AREA

The study area is located in the Floresta city, a meso-region of São Francisco in Pernambuco, 433 km far from the capital Recife. The study was carried out with data from an area submitted to forest management for the production of wood destined to the steel industry, denominated Itapemirim farm, and belongs to Agroindustrial Excelsior S.A. The extremes included in the study were 8°30’37”S and 37°59’07”W (Figure 1).

Figure 1
Location of Itapemirim farm in Floresta city, Pernambuco, Brazil.

The average annual rainfall is approximately 400 to 500 mm, with rainy season from January to April, and average annual temperature of 26.1°C. The city has an area of 3,643.97 km² and an average altitude of 323 m. The soil of the region is classified as few deep chromic luvisoil, sandy surface texture to medium and superficial. On the valleys strands prevails gravel soils, but more fertile (EMBRAPA 2007). The vegetation is predominantly Caatinga - savannah, characterized by shrubby-arboreal vegetation, with cactus and herbaceous stratum (IBGE 2012).

SAMPLING

In this research, it was used data from 507 trees of sixteen different species. All species are native to the studied forest and are of economic importance, since they are harvested for production of charcoal, fence posts, furniture, etc. Species commonly found according to the forest inventory are (Abreu et al. 2016ABREU JC, SILVA JAA, FERREIRA RLC AND ALVES JUNIOR FT. 2016. Ajuste de modelos matemáticos lineares e não lineares para estimativa de biomassa e nutrientes de Anadenanthera colubrina var. cebil no semiárido pernambucano. Sci For 111: 739-750.): Poincianella bracteosa, Mimosa ophthalmocentra, Aspidosperma pyrifolium, Mimosa tenuiflora, Anadenanthera colubrina, Bauhinia cheilanta, Jatropha mollissima, Piptadenia stipulacea, Croton rhamnifolius, Croton blanchetianus, Cnidoscolus phyllacanthus, Manihot glaziovii, Poincianella calycina, Sapium lanceolatum, Thiloa glaucocarpaand Commiphora leptophloeos. These species are also widely distributed in the dry forests of the Brazilian northeast (Gariglio et al. 2010GARIGLIO MA, SAMPAIO EVSB, CESTARO LA AND KAGEYAMA PY. 2010. Uso sustentável e conservação dos recursos florestais da caatinga. Serviço Florestal Brasileiro, Brasília. 2010, 368 p.).

The biomass data were obtained from destructive sampling, which were collected the diameter measures at 0.30 m and 1.30m, above the ground level (base diameter and diameter at breast height), total height, number of branches, diameter of the base of the larger branch and weight of the green mass. The green mass of trees was obtained with a balance adding the weights of the shaft and the branches to form the total green weight per tree for all species (Abreu et al. 2016ABREU JC, SILVA JAA, FERREIRA RLC AND ALVES JUNIOR FT. 2016. Ajuste de modelos matemáticos lineares e não lineares para estimativa de biomassa e nutrientes de Anadenanthera colubrina var. cebil no semiárido pernambucano. Sci For 111: 739-750.).

According to equations found in the literature, four database on species level (P. bracteosa, M. ophthalmocentra, M. tenuiflora and A. pyrifolium) and a database on gender level (Croton) were selected to compose the inputs along with all the weighed trees in the sample (multi-species) to validate the equations.

VALIDATION OF BIOMASS EQUATIONS

Despite the importance of dry forests in terms of carbon sequestration and distributed area in the tropics, only a few adequate equations were found in the literature (Table I). Two studies (Návar-Cháidez 2009a, 2014) proposed equations for dry forests in Mexico. Two others (Sampaio and Silva 2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943., Sampaio et al. 2010) developed equations for dry forests located in Brazil, considering both multi-species and individual species data. Local equations developed by Abreu et al. (2016ABREU JC, SILVA JAA, FERREIRA RLC AND ALVES JUNIOR FT. 2016. Ajuste de modelos matemáticos lineares e não lineares para estimativa de biomassa e nutrientes de Anadenanthera colubrina var. cebil no semiárido pernambucano. Sci For 111: 739-750.), were also used in the validation of biomass only considering data of all species.

TABLE I
Allometric models generic and by species used for dry tropical forests.

In this work, it was not validated equations that used as a predictor variable the basic wood density, as well as the generic pan-tropical equations developed by Brown (1997BROWN S. 1997. Estimating Biomass and Biomass Change of Tropical Forests: a Primer. FAO Forestry Paper edition. UN FAO, Rome, Italy.), updated by Chave et al. (2005CHAVE J ET AL. 2005. Tree allometry and improved estimation of carbon stocks and balance in tropical forests. Oecologia 145: 87-99.). These equations do not encompass dendrometric amplitude for dry forests, although they are recommended by the IPCC guidelines (IPCC 2003, 2006) for estimating carbon stocks in tropical forests.

The validation analysis consisted in predicting the biomass above the soil for all trees and for the other cases analyzed based on the coefficients of the equations. For this task were computed the following statistics recommended by Mayer and Butler (1993MAYER DG AND BUTLER DG. 1993. Statistical validation. Ecol Modell 68: 21-32.) and Palahí et al. (2002PALAHÍ M, MIINA J, TOMÉ M AND MONTERO G. 2002. Stand-level yield model for Scots pine (Pinus sylvestris L.) in north-east Spain. Investig Agrar Sist Recur For 11: 409-424.):

Coefficient of determination:

(1)

Where: is the coefficient of determination; SQR is the covariance between observed and estimated biomass; SQT is the biomass covariance observed. values indicate the total variation of the data explained by the validated equations.

Residual Standard Error (RSE):

(2)

Where: RSE is the residual standard error or the standard error of the estimate; Breali is the actual individual biomass in kg; Besti is the individual biomass estimated in kg; n is the number of sampled trees; and, p is the number of parameters in the model. They represent the effective estimate of the biomass of a tree. High SRE values indicate inaccurate and biased equations in estimating biomass.

Bias% or Relative trend:

(3)

Where: Yi is the observed biomass value (Kg) of trees per unit area, Ŷi is the estimated biomass value (Kg) of trees per unit area, n is the number of observations. This statistic indicates a tendency of under or overestimation, being a measure of error and quality measure of the validated equations, so the lower the error the greater the efficiency in the generalizations.

Akaike Information Criteria (AIC):

(4)

Where: SSE is the sum of squares of the errors; P and n were already defined. This criterion penalizes the addition of parameters in the analyzed functions. The best validated model minimizes the AIC value.

The paired t-test was also used at the 99% confidence level (a = 0.01) to test the hypothesis that the observed biomass (actual weight) and the obtained biomass by the validated equations are statistically similar.

All computations and analyzes were carried out using R statistical software (R Core Team 2015).

RESULTS

Figure 2 shows descriptive information about the base diameter and the biomass for the analyzed cases. Discrepant data were observed for the diameters, especially when considering all analyzed species. In relation to the biomass, there is for M. tenuiflora the greater variation found among the species and for the Croton genus the smaller dispersion. The average of aboveground biomass considering all species was 12.77 kg, with an average standard error of 1.95 kg. The lowest biomass found was 0.15 kg and the highest was 559.5 kg. From a total of 507 weighted trees, 75% of the observations concentrated values around 9.0 kg, indicating the presence of discrepant data also for biomass (outliers not shown in the figure).

Figure 2
Box-plot for the base diameter and the biomass above ground. The boxes represent the 25th and 75th percentiles; the dashed margins represent the 10th and 90th percentiles. The line represents the median and the points indicate the presence of discrepant data (outliers).

As for the estimates of aboveground biomass (Figure 3), it was observed that the validation was consistent when using the equations of Návar-Cháidez (2009a) and the local equation of Sampaio and Silva (2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943.) for all species. The equation of Abreu et al. (2016ABREU JC, SILVA JAA, FERREIRA RLC AND ALVES JUNIOR FT. 2016. Ajuste de modelos matemáticos lineares e não lineares para estimativa de biomassa e nutrientes de Anadenanthera colubrina var. cebil no semiárido pernambucano. Sci For 111: 739-750.), although local, was not indicated to validate the biomass estimates. For the species P. bracteosa and M. ophthalmocentra, the specific equations of Sampaio and Silva (2005) and Sampaio et al. (2010), were biased and overestimated the biomass of these species. However, the general equation of Sampaio and Silva (2005) indicates reliable estimates as well as for the A. pyrifolium species, in other words, the parameters estimates of this equation are included in the 95% confidence interval of the local biomass estimates.

Figure 3
Relation between biomass (kg) above the soil and the base diameter of the trees (Db cm). Each point corresponds to an individual weighted tree. The dashed lines correspond to the validation of the generic and local equations for the entire database, for the four species. Croton blanchetianus (1) and Croton rhamnifolius (2) correspond to the database for the Croton genus. Note. Abreviations: Nch (2009) -Equation of Návar-Chaidez (2009); SS (2005) - Generic equation and species of Sampaio and Silva (2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943.); Nv (2014) - Equation of Návar-Cháidez (2014); Ab et al. (2016) - Equation of Abreu et al. (2016ABREU JC, SILVA JAA, FERREIRA RLC AND ALVES JUNIOR FT. 2016. Ajuste de modelos matemáticos lineares e não lineares para estimativa de biomassa e nutrientes de Anadenanthera colubrina var. cebil no semiárido pernambucano. Sci For 111: 739-750.); S et al (2010) - Equation of species of Sampaio et al. (2010): ST (Serra Talhada area); SE (Sertânea area); SSilva (2005) - Equation of species of Sampaio and Silva (2005).

For the Croton genus, species-level equations were more reliable in estimating biomass. The general equation of Sampaio and Silva (2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943.) estimates with precision the biomass for trees with diameters up to 5 cm and it has a tendency to overestimate trees with a diameter above 6 cm.

In five analyzed cases, both the diameters (at 0.30 m and 1.30 m above the soil) and the height of the trees (combined variable general equation of Sampaio and Silva (2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943.) were important predictors of aboveground biomass. Species-specific equations derive from a simple nonlinear model (which does not include tree height and/or wood base density as a predictor) and end up providing biased adjustments, as can be observed in the overestimation of biomass to P. Bracteosa and M. ophthalmocentra (Figure 3).

The results of the validation test show that the lowest values of Bias (%) are found in single entry equations for four cases Návar-Cháidez (2009a) - all species; Sampaio et al. (2010SAMPAIO E, GASSON P, BARACAT A, CUTLER D, PAREYN F AND LIMA KC. 2010. Tree biomass estimation in regenerating areas of tropical dry vegetation in northeast Brazil. For Ecol Manage 259: 1135-1140.) - Sertânia - M. Tenuiflora; Sampaio and Silva (2005) - A. pyrifolium; Sampaio et al. (2010) - Croton) (Table II).

TABLE II
Errors, trends, qualities and paired t-test for aboveground biomass estimates of validated equations for multi-species and individual species data.

Neither the estimates of the local equation developed by Abreu et al. (2016ABREU JC, SILVA JAA, FERREIRA RLC AND ALVES JUNIOR FT. 2016. Ajuste de modelos matemáticos lineares e não lineares para estimativa de biomassa e nutrientes de Anadenanthera colubrina var. cebil no semiárido pernambucano. Sci For 111: 739-750.), both for all species in this study, tend to show a non-significant tendency, in other words, a non-significant tendency of underestimation. These higher values of Bias (tendency) corroborate the high values of the Akaike information criterion (AIC) and residual standard error (RSE), as well as values not significant for p-value (t-test paired with a = 0.01). The estimations obtained by the equations of Návar-Cháidez (2009a) and Sampaio and Silva (2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943.) did not show a significant difference when compared to the observed values of biomass for all species, in addition the validation of these equations explains more than 86% of the data.

Within species, the differences between the values ​​observed and estimated by the specific equations were extremely high for P. bracteosa and M. ophthalmocentra (Bias (%) = -37.7 and -55.7, respectively), evidencing overestimates by these equations. In this case, the values ​​of AIC and RSE are lower for the general equation of Sampaio and Silva (2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943.), in which the paired t-test indicates that the compared biomass values ​​ are similar from the statistical point of view.

Although for M. tenuiflora, A. pyrifolium and species of the Croton genus all validated equations were significant by the paired t-test, the highest AIC and RSE values ​​are still shown by the specific equations mainly for M. tenuiflora and A. pyrifolium, although this does not invalidate the use of these equations, since the values ​​of Bias (%) were inferior to those of the general equation of Sampaio and Silva (2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943.). For M. tenuiflora, the equations of both Serra Talhada and Sertânia cities (Sampaio et al. 2010), present similar values ​​of linear and angular coefficients, indicating that the dendrometric characteristics of this species do not differ of the species of this study at local scale. For A. pyrifolium, lower trend was found in the specific equation of Sampaio and Silva (2005), (Bias (%) = 16.8), being slightly inferior than that obtained by the general equation of Sampaio and Silva (2005). For the Croton genus the specific equation of Sampaio et al. (2010) shows a lower tendency of overestimation (Bias (%) = -9.6). However, the values ​​of AIC and RSE do not invalidate the use of the general equation of Sampaio and Silva (2005) for these species.

In relation to the biomass distribution by diameter class (Figure 4), it can be seen from the confidence interval that the general equation of Sampaio and Silva (2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943.) was more efficient in most cases. Considering all species, from the class of 18.5 cm in diameter, it was noticed a difference between the values ​​of biomass observed and estimated by the equations. This result is due to the presence of discrepant data (outliers), where the biomass variability is higher than in the previous diameter classes. The validated equations were statistically satisfactory up to the diameter of 15.5 cm where the highest homogeneity of the data occurs. The exception was the Abreu et al. (2016ABREU JC, SILVA JAA, FERREIRA RLC AND ALVES JUNIOR FT. 2016. Ajuste de modelos matemáticos lineares e não lineares para estimativa de biomassa e nutrientes de Anadenanthera colubrina var. cebil no semiárido pernambucano. Sci For 111: 739-750.) equation, which showed a difference in all classes for all analyzed cases.

Figure 4
Comparison of biomass stocks observed and validated by generic and specific equations by diameter class. The bars indicate the confidence interval (mean ± standard error) at 95% of probability.

For P. bracteosa and M. ophthalmocentra, in all diameter classes the general equation of Sampaio and Silva (2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943.) generalized the estimates more efficiently, except in the latter class for both species. The specific equations overestimated in all classes, corroborating with the validation results found, presenting statistical differences by the confidence intervals.

For M. tenuiflora, the efficiency of the general equation of Sampaio and Silva (2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943.) in the estimates is highlighted, because all diameter classes of the species do not show differences by the confidence interval. The specific equations presented good performance except the Sampaio et al. (2010) - Serra Talhada equation for the class of 13.05 cm and Sampaio et al. (2010) - Sertânia equation for the class 16.05 cm. A. pyrifolium and Croton genus species report good estimates for the validated equations up to the third diameter class, the other classes indicate greater variability resulting in differences by the confidence interval.

DISCUSSION

In order to reach accurate estimates of plant biomass stock, biomass validated equations to local, regional and global circumstances are mandatory (IPCC 2006, Sato et al. 2015SATO T ET AL. 2015. Development of allometric equations for tree biomass in forest ecosystems in Paraguay. Jpn Agric Res Q 49: 281-291.). Although some studies estimate aboveground biomass locally for the Floresta city (Abreu et al. 2016ABREU JC, SILVA JAA, FERREIRA RLC AND ALVES JUNIOR FT. 2016. Ajuste de modelos matemáticos lineares e não lineares para estimativa de biomassa e nutrientes de Anadenanthera colubrina var. cebil no semiárido pernambucano. Sci For 111: 739-750.), the validated equations of other sites generalize with lower bias biomass values. For example, the Návar-Cháidez (2009a) equation explains ≥ 79% of the variation in aboveground biomass in a dry forest eco-region in Mexico, in the validation with dry forest biomass data in Brazil, the explained variation is higher than 90%. The general equation of Sampaio and Silva (2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943.) explains ≥ 94% for dry forests of Pernambuco and Bahia, for the biomass variation of this study, the equation explains 86% of the data variation. This total explained suggests that the ecological patterns of growth, development and establishment of the species are similar on a regional scale (Ceccon et al. 2006CECCON E, HUANTE P AND RINCÓN E. 2006. Abiotic factors influencing tropical dry forests regeneration. Braz Arch Biol Technol 49: 305-312., Chidumayo and Gumbo 2010CHIDUMAYO EN AND GUMBO D. 2010. The Dry Forests and Woodlands of Africa Managing for Products and Services. Center for International Forestry Research, 2010, 288 p.). Thus, both the equation developed in Mexico and that developed in Brazil using local data sets may reduce the uncertainty in biomass estimation in the Floresta city.

These results confirm that the aboveground biomass of a tree can be obtained considering both the diameter and the product of the diameter with the height. In addition, the estimates of the parameters of local models by Sampaio and Silva (2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943.) for all species were not significantly different from the estimates of the parameters of the equations of Mexico. Models that include tree height improve biomass estimation in many tropical forests (Chave et al. 2005CHAVE J ET AL. 2005. Tree allometry and improved estimation of carbon stocks and balance in tropical forests. Oecologia 145: 87-99., Rutishauser et al. 2013RUTISHAUSER E, NOOR’AN F, LAUMONIER Y, HALPERIN J, RUFI’IE HERGOUALC’H K AND VERCHOT L. 2013. Generic allometric models including height best estimate forest biomass and carbon stocks in Indonesia. For Ecol Manage 307: 219-225.).

Individually, for the species P. bracteosa and M. ophthalmocentra these affirmations are corroborated, since better biomass estimates are obtained by the generic equation of Sampaio and Silva (2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943.), even considering the diametric distribution. The results of this work may suggest two considerations: (1) indicate that these species tend to present differences in ecological patterns of development, although the studied areas are from the same region but from different sites; or (2) the models were adjusted to estimate the biomass in trees with different dendrometric amplitudes (van Breugel et al. 2011), so the resulting equations tend to overestimate the biomass for these species in this study when considering only the diameter variable.

Although the height is an important variable in estimating the biomass for the studied dry forest, some studies show that estimates at individual or multi-species scales are more efficient when considering the basic density of wood (Deans et al. 1996DEANS JD, MORAN J AND GRACE J. 1996. Biomass relationships for tree species in regenerating semi-deciduous tropical moist forest in Cameroon. For Ecol Manage 88: 215-225., Baker et al. 2004BAKER TR, PHILLIPS OL, MALHI Y, ALMEIDA S, ARROYO L, DI FIORE A, ERWIN T, KILLEEN TJ, LAURANCE SG AND LAURANCE WF. 2004. Variation in wood density determines spatial patterns in Amazonian forest biomass. Glob Chang Biol 10: 545-562., Chave et al. 2005CHAVE J ET AL. 2005. Tree allometry and improved estimation of carbon stocks and balance in tropical forests. Oecologia 145: 87-99., Vieilledent et al. 2012VIEILLEDENT G, VAUDRY R, ANDRIAMANOHISOA SF, RAKOTONARIVO SO, RANDRIANASOLO ZH, RAZAFINDRABE HN, RAKOTOARIVONY CB, EBELING J AND RASAMOELINA M. 2012. A universal approach to estimate biomass and carbon stock in tropical forests using generic allometric models. Ecol Appl 22: 572-583. ). This suggests a necessity for a revision of the IPCC guidelines (Aalde et al. 2006AALDE H, GONZALEZ P, GYTARSKY M, KRUG T, KURZ WA, OGLE S, RAISON J, SCHOENE D, RAVINDRANATH NH AND ELHASSAN NG. 2006. Forest land. In: IPCC Guidelines for National Greenhouse Gas Inventories. Available at: <http://www.ipcc-nggip.iges.or.jp/public/2006gl/ > [accessed Sep 22 16].
http://www.ipcc-nggip.iges.or.jp/public/...
), since these guidelines recommend that allometric equations only depend of the tree diameter (Fayolle et al. 2013FAYOLLE A, DOUCET JL, GILLET JF, BOURLAND N AND LEJEUNE P. 2013. Tree allometry in Central Africa: Testing the validity of pantropical multi-species allometric equations for estimating biomass and carbon stocks. For Ecol Manage 305: 29-37.).

In regard to biomass estimates for M. tenuiflora, A. pyrifolium and Croton genus, specific regional equations are best indicated for the statistical validation test. This shows a similarity pattern between the biomass stocks of these species and the Croton genus on a regional scale. Although these results are contrary to those obtained by equations validated for all species together with P. bracteosa and M. ophthalmocentra, only the diameter variable is sufficient to estimate aboveground biomass, even at the level of diametric distribution.

There is a gap to be filled about the validity of equations globally (pan-tropical) validated across the tropics for dry forests, although some significant biases are reported by Kale (2004KALE M, SINGH S, ROY PS, DEOSTHALI V AND GHOLE VS. 2004. Biomass equations of dominant species of dry deciduous forest in Shivpuri district, Madhya Pradesh. Curr Sci 87: 683-686.), Brandeis et al. (2006BRANDEIS TJ, DELANEY M, PARRESOL BR AND ROYER L. 2006. Development of equations for predicting Puerto Rican subtropical dry forest biomass and volume. For Ecol Manage 233: 133-142.), Návar-Cháidez (2014), Sato et al. (2015SATO T ET AL. 2015. Development of allometric equations for tree biomass in forest ecosystems in Paraguay. Jpn Agric Res Q 49: 281-291.) and Memiaghe et al. (2016MEMIAGHE HR, LUTZ JA, KORTE L, ALONSO A AND KENFACK D. 2016. Ecological importance of small-diameter trees to the structure, diversity and biomass of a tropical evergreen forest at Rabi, Gabon. PLoS ONE 11: e0154988. ). In tropical rainforests, the development of global models already provide significant evidence for estimates and global validations of biomass and carbon stock above the ground (Chave et al. 2005CHAVE J ET AL. 2005. Tree allometry and improved estimation of carbon stocks and balance in tropical forests. Oecologia 145: 87-99.), although other studies suggest the correction of errors and the addition of variables in the models through different databases (Djomo et al. 2010DJOMO AN, IBRAHIMA A, SABOROWSKI J AND GRAVENHORST G. 2010. Allometric equations for biomass estimations in Cameroon and pan moist tropical equations including biomass data from Africa. For Ecol Manage 260: 1873-1885., Henry et al. 2010HENRY M, BESNARD A, ASANTE WA, ESHUN J, ADU-BREDU S, VALENTINI R, BERNOUX M AND SAINT-ANDRE L. 2010. Wood density, phytomass variations within and among trees, and allometric equations in a tropical rainforest of Africa. For Ecol Manage 260: 1375-1388., van Breugel et al. 2011, Vieilledent et al. 2012VIEILLEDENT G, VAUDRY R, ANDRIAMANOHISOA SF, RAKOTONARIVO SO, RANDRIANASOLO ZH, RAZAFINDRABE HN, RAKOTOARIVONY CB, EBELING J AND RASAMOELINA M. 2012. A universal approach to estimate biomass and carbon stock in tropical forests using generic allometric models. Ecol Appl 22: 572-583. , Alvarez et al. 2012ALVAREZ E, DUQUE A, SALDARRIAGA J, CABRERA K, DE LAS SALAS G, DEL VALLE I, LEMA A, MORENO F, ORREGO S AND RODRÍGUEZ L. 2012. Tree above-ground biomass allometries for carbon stocks estimation in the natural forests of Colombia. For Ecol Manage 267: 297-308., Nogueira Lima et al. 2012).

The issue currently under discussion that is reported in this paper is if elsewhere in the tropics with dry forest dominance, where no equation of biomass of species or specific area is available, it would be better to use the generic equations or to develop local equations. Although the choice of the equation is an important source of uncertainty in biomass estimates (Chave et al. 2004CHAVE J, CONDIT R, AGUILAR S, HERNANDEZ A, LAO S AND PEREZ R. 2004. Error propagation and scaling for tropical forest biomass estimates. Philosophical transactions of the Royal Society of London. Series B. Biological Sciences 359: 409-420., Fayolle et al. 2013FAYOLLE A, DOUCET JL, GILLET JF, BOURLAND N AND LEJEUNE P. 2013. Tree allometry in Central Africa: Testing the validity of pantropical multi-species allometric equations for estimating biomass and carbon stocks. For Ecol Manage 305: 29-37.), there is a lack of clear guidelines for the selection of existing models.

On the one hand, Basuki et al. (2009BASUKI TM, VAN LAAKE PE, SKIDMORE AK AND HUSSIN YA. 2009. Allometric equations for estimating the above-ground biomass in tropical lowland Dipterocarp forests. For Ecol Manage 257: 1684-1694.) discuss the applicability of generic equations to the diverse structure and composition of tropical forests. Gibbs et al. (2007GIBBS HK, BROWN S, NILES JO AND FOLEY JA. 2007. Monitoring and estimating tropical forest carbon stocks: making REDD a reality. Environ Res Lett 2: 1-13.) in their review of methods to estimate the biomass of tropical forests argued that the effort required to develop biomass equations of specific species or sites (hotspots) would not normally improve the accuracy of biomass estimates. In this study, it can be observed that the specific equations for some species are not necessarily better than the generic equation (multi-species), which includes the total height of the tree as a predictive variable.

Contrary to the results of Basuki et al. (2009BASUKI TM, VAN LAAKE PE, SKIDMORE AK AND HUSSIN YA. 2009. Allometric equations for estimating the above-ground biomass in tropical lowland Dipterocarp forests. For Ecol Manage 257: 1684-1694.), the results of this work suggest the use of generic or site-specific equations with similar characteristics instead of the adjustment of models even considering only at the genus level (Croton). This recommendation is indicated due to the fact that the similarities of sites in tree biomass estimates are almost entirely driven by similarity in height and diameter patterns as observed in Sampaio and Silva (2005SAMPAIO EVSB AND SILVA GC. 2005. Biomass equations for Brazilian semiarid caatinga plants. Acta Bot Brasilica 19: 935-943.), in this way, not only the diameter, but the tree height is an important factor that needs to be considered in order to improve forest biomass estimates (Feldpausch et al. 2011FELDPAUSCH TR ET AL. 2011. Height-diameter allometry of tropical forest trees. Biogeosciences 8: 1081-1106.). Thus, it can be discarded the possibility of thinning trees to compose a significant sample to fit biomass generic and specific models.

The validation of generic equations, however, should be tested under particular environmental conditions, for example in dry forests in water stress situations or at different precipitation scales, which may restrict the allometric relationship between height and diameter (Nath et al. 2006NATH CD, DATTARAJA HS, SURESH HS, JOSHI NV AND SUKUMAR R. 2006. Patterns of tree growth in relation to environmental variability in the tropical dry deciduous forest at Mudumalai, southern India. J Biosci 31: 651-669.).

In addition, in order to avoid extrapolations above or below the confidence intervals, it should be also considered a compatible dendrometric amplitude of the data. A possible alternative to integrate biomass estimates based on forest inventory measurements would be the use of satellite images or even LiDAR technology (Estornell et al. 2011ESTORNELL J, RUIZ LA, VELÁZQUEZ-MARTÍ B AND FERNÁNDEZ-SARRÍA A. 2011. Estimation of shrub biomass by airborne LiDAR data in small forest stands. For Ecol Manage 262: 1697-1703., 2012, Almeida et al. 2014ALMEIDA AQ ET AL. 2014. Relações empíricas entre características dendrométricas da Caatinga brasileira e dados TM Landsat 5. Pesqui Agropecu Bras 49: 306-315.). Biomass models considering genus, families, successional groups, climatic variables and specific density of wood should be adjusted, tested at both local and regional levels, as well as on tropics scales with dry forest dominance.

ACKNOWLEDGMENTS

The authors are grateful for the help of the researchers José Serafim Feitosa Ferraz (in memoriam) and Cinthia Pereira de Oliveira who collaborated to the conclusion of this work. We also appreciate the forester German Hugo Gutiérrez Cespedez, who is responsible for Itampemirim farm management and conceded the area to the development of this work. The authors are thankful for the financial support provided by Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq) and for the Fundação de Amparo à Ciência e Tecnologia de Pernambuco (FACEPE).

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Publication Dates

  • Publication in this collection
    23 Aug 2017
  • Date of issue
    Jul-Sep 2017

History

  • Received
    26 Jan 2017
  • Accepted
    28 Mar 2017
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