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Less invasive surfactant administration versus intubation-surfactant-extubation in the treatment of neonatal respiratory distress syndrome: a systematic review and meta-analyses Institution: Federal University of Rio Grande do Sul and Hospital de Clinicas de Porto Alegre.

Abstract

Objectives

To compare LISA with INSURE technique for surfactant administration in preterm with gestational age (GA) < 36 weeks with RDS in respect to the incidence of pneumothorax, bronchopulmonary dysplasia (BPD), need for mechanical ventilation (MV), regional cerebral oxygen saturation (rSO2), peri‑intraventricular hemorrhage (PIVH) and mortality.

Methods

A systematic search in PubMed, Embase, Lilacs, CINAHL, SciELO databases, Brazilian Registry of Randomized Clinical Trials (ReBEC), Clinicaltrials.gov, and Cochrane Central Register of Controlled Trials (CENTRAL) was performed. RCTs evaluating the effects of the LISA technique versus INSURE in preterm infants with gestational age < 36 weeks and that had as outcomes evaluation of the rates of pneumothorax, BPD, need for MV, rSO2, PIVH, and mortality were included in the meta-analysis. Random effects and hazard ratio models were used to combine all study results. Inter-study heterogeneity was assessed using Cochrane Q statistics and Higgin's I2 statistics.

Results

Sixteen RCTs published between 2012 and 2020 met the inclusion criteria, a total of 1,944 preterms. Eleven studies showed a shorter duration of MV and CPAP in the LISA group than in INSURE group. Two studies evaluated rSO2 and suggested that LISA and INSURE transiently affect brain autoregulation during surfactant administration. INSURE group had a higher risk for MV in the first 72 h of life, pneumothorax, PIVH and mortality in comparison to the LISA group.

Conclusion

This systematic review and meta-analyses provided evidence for the benefits of the LISA technique in the treatment of RDS, decreasing CPAP time, need for MV, BPD, pneumothorax, PIVH, and mortality when compared to INSURE.

Keywords
LISA; Surfactant; Preterm; Meta-analyses; INSURE; Bronchopulmonary dysplasia

Introduction

Respiratory distress syndrome (RDS) is a condition that has a high incidence in premature newborns (NB), and it is one of the main causes of morbidity. Despite this, management has gradually evolved over the years and has resulted in greater survival, especially in the 24 to 26 weeks of gestational age (GA).11 Stoll B.J., Hansen N.I., Bell E.F., Walsh M.C., Carlo W.A., Shankaran S., et al. Trends in care practices, morbidity, and mortality of extremely preterm neonates, 1993-2012. JAMA. 2015;314:1039-51.,22 Glass H.C., Costarino A.T., Stayer S.A., Brett C.M., Cladis F., Davis P.J. Outcomes for extremely premature infants. Anesth Analg. 2015;120:1337-51. Its main cause is surfactant deficiency, a fundamental substance in lung mechanics, responsible for reducing surface tension and preventing alveolar collapse during expiration.33 Nuñez-Ramiro A., Benavente-Fernández I., Valverde E., Cordeiro M., Blanco D., Boix H., et al. Topiramate plus cooling for hypoxic-ischemic encephalopathy: a randomized, controlled, multicenter, double-blinded trial. Neonatology. 2019;116:76-84.

Thus, in the absence of surfactant, the NB has difficulty in performing inspiration, causing a large work of breathing and causing respiratory failure in the first hours of life. Major complications include pneumothorax, need for mechanical ventilation, bronchopulmonary dysplasia (BPD), peri‑intraventricular hemorrhage (PIVH), and mortality.44 Wang C., Guo L., Chi C., Wang X., Guo L., Wang W., et al. Mechanical ventilation modes for respiratory distress syndrome in infants: a systematic review and network meta-analysis. Crit Care. 2015;19:108. Guidelines for the management of RDS determine that surfactant replacement therapy plays an essential role in treatment, due to its effectiveness in reducing morbidity. Recent protocols recommend that early rescue should be standard as soon as clinical signs of RDS occur.55 Sweet D.G., Carnielli V., Greisen G., Hallman M., Ozek E., Te Pas A., et al. European consensus guidelines on the management of respiratory distress syndrome - 2019 update. Neonatology. 2019;115:432-50.

Among the surfactant administration techniques, one of the most frequently used is called Intubation-Surfactant-Extubation (INSURE), in which surfactant is administered after intubation, followed by rapid extubation. However, its use should be cautious, since intubation and mechanical ventilation (MV) with positive pressure, even for a short period, may be related to lung and tracheal injuries.66 Mosayebi Z., Kadivar M., Taheri-Derakhsh N., Nariman S., Mahdi Marashi S., Farsi Z. A randomized trial comparing surfactant administration using InSurE technique and the minimally invasive surfactant therapy in preterm infants (28 to 34 weeks of gestation) with respiratory distress syndrome. J Compr Ped. 2017;8:e60724.

Recently, less invasive surfactant administration (LISA) has been developed in which a thin intratracheal catheter is introduced into the airway during spontaneous breathing using continuous positive airway pressure (CPAP).77 Herting E. Less invasive surfactant administration (LISA) - ways to deliver surfactant in spontaneously breathing infants. Early Hum Dev. 2013;89:875-80. Application of LISA while using CPAP is associated with less alveolar damage compared to MV,88 Halim A., Shirazi H., Riaz S., Gul S.S., Ali W. Less invasive surfactant administration in preterm infants with respiratory distress syndrome. J Coll Physicians Surg Pak. 2019;29:226-330. being a strategy of choice for the management of RDS in many hospital centers.99 Sweet D.G., Carnielli V., Greisen G., Hallman M., Ozek E., Plavka R., et al. European consensus guidelines on the management of neonatal respiratory distress syndrome in preterm infants-2013 update. Neonatology. 2013;103:353-68.

10 Schmölzer G.M., Kumar M., Pichler G., Aziz K., O'Reilly M., Cheung P.Y. Non-invasive versus invasive respiratory support in preterm infants at birth: systematic review and meta-analysis. BMJ. 2013;347:f5980. Erratum in: BMJ. 2014;348:g58.
-1111 Fischer H.S., Bührer C. Avoiding endotracheal ventilation to prevent bronchopulmonary dysplasia: a meta-analysis. Pediatrics. 2013;132:e1351-60.

Several randomized clinical trials (RCT) compared the LISA versus INSURE method and showed that LISA presented a decrease in the need and time of MV,88 Halim A., Shirazi H., Riaz S., Gul S.S., Ali W. Less invasive surfactant administration in preterm infants with respiratory distress syndrome. J Coll Physicians Surg Pak. 2019;29:226-330. and consequently, a reduction in the rate of BPD1212 Kanmaz H.G., Erdeve O., Canpolat F.E., Mutlu B., Dilmen U. Surfactant administration via thin catheter during spontaneous breathing: randomized controlled trial. Pediatrics. 2013;131:e502-9. and death.1313 Mirnia K., Heidarzadeh M., Hosseini M.B., Sadeghnia A., Balila M., Ghojazadeh M. Comparison outcome of surfactant administration via tracheal catheterization during spontaneous breathing with insure. Med J Islam World Acad Sci. 2013;21:143-8. A meta-analysis using pooled data from RCT that analyzed LISA versus control, covering various therapies such as INSURE, MV only, or CPAP, showed that the LISA technique reduces the risk of BPD and death among NB with a 36-week GA.1414 Foglia E.E., Jensen E.A., Kirpalani H. Delivery room interventions to prevent bronchopulmonary dysplasia in extremely preterm infants. J Perinatol. 2017;37:1171-9.

A systematic review with meta-analysis carried out comparing the use of tracheal intubation and LISA included studies that did not clearly determine the use of the INSURE protocol in the control group.1515 Aldana-Aguirre J.C., Pinto M., Featherstone R.M., Kumar M. Less invasive surfactant administration versus intubation for surfactant delivery in preterm infants with respiratory distress syndrome: a systematic review and meta-analysis. Arch Dis Child Fetal Neonatal Ed. 2017;102:F17-F23. On the other side, an excellent Cochrane Database of Systematic Review and meta-analysis including 10 randomized clinical trials showed that administration of surfactant via thin catheter is associated with reduced risk of death or BPD, less intubation in the first 72 h, and reduced mortality than INSURE, suggesting more studies to confirm and refine these findings, clarify whether surfactant therapy via thin tracheal catheter provides benefits.1616 Abdel-Latif M.E., Davis P.G., Wheeler K.I., De Paoli A.G., Dargaville P.A. Surfactant therapy via thin catheter in preterm infants with or at risk of respiratory distress syndrome. Cochrane Database Syst Rev. 2021;5:CD011672.

Thus, exclusively comparing outcomes involving safety and efficacy between the two methods of surfactant administration is mandatory, and understanding the best strategy for pulmonary surfactant administration may improve the future quality of life of preterm infants.

Materials and methods

Type of study

Systematic Review and meta-analysis, submitted to the International Prospective Register of Ongoing Systematic Reviews (PROSPERO), an international database of prospective registry of systematic reviews in the health area, under registration number: CRD42021241287. In addition, the study followed the PRISMA Statement and the Cochrane Collaboration Recommendations; and used Review Manager Software 5.4.

Eligibility criteria

RCT that evaluated the effects of the LISA technique versus INSURE in preterm NB < 36 weeks GA and whose endpoints were pneumothorax, BPD, need for mechanical ventilation, mortality, regional cerebral oxygen saturation and peri‑intraventricular hemorrhage were included.

Research question

P (Population) - Premature infants with RDS and GA of less than 36 weeks.

I (Intervention) - Administration of LISA.

C (Comparator) - Compared to INSURE administration.

O (Outcome) - Mortality, bronchopulmonary dysplasia, pneumothorax, need for mechanical ventilation, regional cerebral oxygen saturation, and peri‑intraventricular hemorrhage.

T (Type of Studies) - Randomized clinical trials.

Search sources

The bibliographic searches were carried out in the following electronic databases: PubMed, Embase, Lilacs, CINAHL, SciELO, and search at Registro Brasileiro de ensaios clínicos randomizados (ReBEC), Clinicaltrials.gov and Cochrane Central Register of Controlled Trials (CENTRAL). The search terms were built specifically for each of the databases used, considering their specificities and in order not to neglect any article that would fulfill the inclusion criteria of this work. Also, a search was carried out in the references of the articles found in the databases. Articles published and indexed in these databases in the last ten years and available in Portuguese or English were included.

Search terms

The search terms were built specifically for each of the databases used − PubMed, Embase, Cinahl Lilacs and SciELO −, considering their specificities and in order not to neglect any article that could meet the inclusion criteria of this work (Table 1).

Table 1
Search terms used in the database.

Study selection

After carrying out the research using these search strategies, the generated list of articles was downloaded, which was inserted into the Zotero Reference Manager, in which each article found was subject to the inclusion and exclusion criteria determined to, finally, select the articles that are part of this Systematic Review. Study selection was performed by two independent researchers (N. M and A. F), initially by reading the titles and abstracts and, later, by reading the complete version of the articles.

Disagreements regarding the inclusion of studies were resolved by consensus and with a third evaluator (RCS). The selection of articles for this Systematic Review did not limit the results by date, therefore, all articles that emerged because of the search terms were submitted to the decision of inclusion or not by the researchers.

In the meta-analysis, the included trials for administering surfactant were randomized or quasi-randomized studies selected in the systematic review during the last ten years.

Quality of evidence and risk of bias assessment

The methodological qualities of the studies were assessed by two researchers. The quality of evidence from the selected studies was assessed using the GRADE checklist (Grading of Recommendations, Assessment, Development, and Evaluation), while the risk of bias was assessed using the Cochrane collaboration tool (ROB 1.0 tool). The review authors' judgments about each risk of bias item are presented as percentages across all included studies (Figures 1 and 2).

Figure 1
Risk of bias graph: review authors' judgements about each risk of bias item presented as percentages across all included studies.

Figure 2
Risk of bias summary: review authors' judgements about each risk of bias item for each included study.

Data analysis

The meta-analysis was performed using Comprehensive Meta-Analysis version 3.3 (Biostat, Englewood, NJ, USA). Odds ratio (OR) with a 95% confidence interval (CI) and P-value were calculated from the data provided in each study. A random-effects model was used to combine all study results. Data extracted from each study were used to calculate the frequency of patients in each variable studied (need for MV in the first 72 h of life, BPD, pneumothorax, mortality, and PIVH) and then a meta-analysis was performed to compare the LISA and INSURE groups through from Review Manager Software 5.4. Random effects and hazard ratio models were used to combine all study results. Inter-study heterogeneity was assessed using Cochrane Q statistic and Higgin's I2 statistics were derived from Q Statistic; with low, moderate, and high I2 values of 25%, 50%, and 75%, respectively.1717 Higgins J.P., Thompson S.G., Deeks J.J., Altman D.G. Measuring inconsistency in meta-analyses. BMJ. 2003;327:557-60.

Results

A total of 679 articles were identified, after initial screening and removal of duplicates, 487 articles remained, of which 46 were selected for detailed analysis. After analysis, 16 articles met the eligibility criteria and were included in this systematic review, with a total of 1944 patients (Figure 3).

Figure 3
Flowchart of studies included in the systematic review. Page MJ, McKenzie JE, Bossuyt PM, Boutron I, Hoffmann TC, Mulrow CD, et al. The PRISMA 2020 statement: an updated guideline for reporting systematic reviews. BMJ 2021;372:n71. doi: 10.1136/bmj.n71. For more information, visit: http://www.prisma-statement.org/.

The size of the populations of NB included in the studies ranged from n= 20 to n= 350 neonates. All studies involved premature infants, with gestational age (GA) ranging from 25 to 36 weeks (Table 2).1818 Gupta B.K., Saha A.K., Mukherjee S., Saha B. Minimally invasive surfactant therapy versus InSurE in preterm neonates of 28 to 34 weeks with respiratory distress syndrome on non-invasive positive pressure ventilation-a randomized controlled trial. Eur J Pediatr. 2020;179:1287-93.

19 Jena S.R., Bains H.S., Pandita A., Verma A., Gupta V., Kallem V.R., et al. Surfactant therapy in premature babies: SurE or InSurE. Pediatr Pulmonol. 2019;54:1747-52.

20 Boskabaldi H., Maamouri G., Jomeh R.G., Zakerihamidi M. Comparative study of the effect of the administration of surfactant through a thin endotracheal catheter into trachea during spontaneous breathing with intubation (intubation-surfactant-extubation method). J Clin Neonatol. 2019;8:227-31.

21 Olivier F., Nadeau S., Bélanger S., Julien A.S., Massé E., Ali N., et al. Efficacy of minimally invasive surfactant therapy in moderate and late preterm infants: a multicentre randomized control trial. Paediatr Child Health. 2017;22:120-4.

22 Kribs A., Roll C., Göpel W., Wieg C., Groneck P., Laux R., et al. Nonintubated Surfactant Application vs Conventional Therapy in Extremely Preterm Infants: a Randomized Clinical Trial. JAMA Pediatr. 2015;169:723-30.

23 Han T., Liu H., Zhang H., Guo M., Zhang X., Duan Y., et al. Minimally invasive surfactant administration for the treatment of neonatal respiratory distress syndrome: a Multicenter Randomized Study in China. Front Pediatr. 2020;8:182.

24 Bao Y., Zhang G., Wu M., Ma L., Zhu J. A pilot study of less invasive surfactant administration in very preterm infants in a Chinese tertiary center. BMC Pediatr. 2015;15:21.

25 Göpel W., Kribs A., Ziegler A., Laux R., Hoehn T., Wieg C., et al. Avoidance of mechanical ventilation by surfactant treatment of spontaneously breathing preterm infants (AMV): an open-label, randomised, controlled trial. Lancet. 2011;378:1627-34.

26 Bertini G., Coviello C., Gozzini E., Bianconi T., Bresci C., Leonardi V., et al. Change of cerebral oxygenation during surfactant treatment in preterm infants: "LISA" versus "InSurE" procedures. Neuropediatrics. 2017;48:98-103.

27 Mohammadizadeh M., Ardestani A.G., Sadeghnia A.R. Early administration of surfactant via a thin intratracheal catheter in preterm infants with respiratory distress syndrome: feasibility and outcome. J Res Pharm Pract. 2015;4:31-6.

28 Yang G., Hei M., Xue Z., Zhao Y., Zhang X., Wang C. Effects of less invasive surfactant administration (LISA) via a gastric tube on the treatment of respiratory distress syndrome in premature infants aged 32 to 36 weeks. Medicine. 2020;99:e19216.
-2929 Li X.F., Cheng T.T., Guan R.L., Liang H., Lu W.N., Zhang J.H., et al. Effects of different surfactant administrations on cerebral autoregulation in preterm infants with respiratory distress syndrome. J Huazhong Univ Sci Technolog Med Sci. 2016;36:801-5. All studies excluded previously intubated NB and those with major congenital anomalies.

Table 2
Characteristics of the studies included in the systematic review.

Effects of interventions

Need for mechanical ventilation

The study interventions had as a primary objective to assess the need for MV in the first 72 h of life. Six studies showed a statistically significant difference in the primary endpoint between the groups, showing a lower need for MV in the first 72 in the LISA group participants. The other studies also suggested a lower need for MV in the first 72 h in patients in the LISA group, although this was not significant. In addition, three studies showed satisfactory results regarding the duration of MV and CPAP in the LISA group, when compared to the INSURE group.

In Halim et al.88 Halim A., Shirazi H., Riaz S., Gul S.S., Ali W. Less invasive surfactant administration in preterm infants with respiratory distress syndrome. J Coll Physicians Surg Pak. 2019;29:226-330. the need for MV was significantly higher in the INSURE group, 60% versus 30% (p < 0.05) compared to the LISA group. Kanmaz et al.1212 Kanmaz H.G., Erdeve O., Canpolat F.E., Mutlu B., Dilmen U. Surfactant administration via thin catheter during spontaneous breathing: randomized controlled trial. Pediatrics. 2013;131:e502-9. observed that the LISA technique significantly reduced the need for MV (30% vs 45%, p= 0.02).

Jena et al.1919 Jena S.R., Bains H.S., Pandita A., Verma A., Gupta V., Kallem V.R., et al. Surfactant therapy in premature babies: SurE or InSurE. Pediatr Pulmonol. 2019;54:1747-52. found a significant reduction in the need for MV in the LISA group, 19% versus 40% in the INSURE group (p < 0.01). Boskabaldi et al.2020 Boskabaldi H., Maamouri G., Jomeh R.G., Zakerihamidi M. Comparative study of the effect of the administration of surfactant through a thin endotracheal catheter into trachea during spontaneous breathing with intubation (intubation-surfactant-extubation method). J Clin Neonatol. 2019;8:227-31. also concluded that the LISA technique reduces the need for MV in NBs (p= 0.02). The same results were found in Kribs et al.2222 Kribs A., Roll C., Göpel W., Wieg C., Groneck P., Laux R., et al. Nonintubated Surfactant Application vs Conventional Therapy in Extremely Preterm Infants: a Randomized Clinical Trial. JAMA Pediatr. 2015;169:723-30. in which the duration of MV was shorter in the LISA group (p= 0.001).

Göpel et al.2525 Göpel W., Kribs A., Ziegler A., Laux R., Hoehn T., Wieg C., et al. Avoidance of mechanical ventilation by surfactant treatment of spontaneously breathing preterm infants (AMV): an open-label, randomised, controlled trial. Lancet. 2011;378:1627-34. showed that the administration of surfactant using the LISA technique reduces the need for MV. In this study, only 22% of NBs in the LISA group received MV on the 2-3rd day after birth, compared to 43% in the INSURE group. In addition, the total number of ventilation days was 599 days in the INSURE group versus 242 days in the LISA group (< 0.001).

Bao et al.2424 Bao Y., Zhang G., Wu M., Ma L., Zhu J. A pilot study of less invasive surfactant administration in very preterm infants in a Chinese tertiary center. BMC Pediatr. 2015;15:21. did not find significant differences in MV rates in the first 72 h, but the duration of MV and CPAP was significantly shorter in the LISA group when compared to the INSURE group. In Mirnia et al.1313 Mirnia K., Heidarzadeh M., Hosseini M.B., Sadeghnia A., Balila M., Ghojazadeh M. Comparison outcome of surfactant administration via tracheal catheterization during spontaneous breathing with insure. Med J Islam World Acad Sci. 2013;21:143-8. although there were no differences in the duration of MV between the groups, the mean duration of CPAP was shorter in the LISA group, in contrast to INSURE (p < 0.01).

Bronchopulmonary dysplasia

BPD rates were significantly reduced in two studies in the LISA group. Kanmaz et al.1212 Kanmaz H.G., Erdeve O., Canpolat F.E., Mutlu B., Dilmen U. Surfactant administration via thin catheter during spontaneous breathing: randomized controlled trial. Pediatrics. 2013;131:e502-9. found that the rate of BPD was significantly lower in the LISA group (13.6%) when compared to the INSURE group (26.2%), and the incidence of moderate to severe BPD among patients who survived the disease was significantly higher in the INSURE group (p= 0.009). Jena et al.1919 Jena S.R., Bains H.S., Pandita A., Verma A., Gupta V., Kallem V.R., et al. Surfactant therapy in premature babies: SurE or InSurE. Pediatr Pulmonol. 2019;54:1747-52. also concluded that there was a significant decrease in BPD rates in the LISA group, 3% versus 17% (p≤ 0.01) when compared to INSURE.

In the study by Han et al.2323 Han T., Liu H., Zhang H., Guo M., Zhang X., Duan Y., et al. Minimally invasive surfactant administration for the treatment of neonatal respiratory distress syndrome: a Multicenter Randomized Study in China. Front Pediatr. 2020;8:182. although the comparison did not show clear benefits with LISA on the incidence of BPD, there was a trend towards a reduction in the incidence of BPD, 19.2% versus 25.9% (p= 0.170).

Pneumothorax, mortality, and peri‑intraventricular hemorrhage

All selected studies investigated at least one of the secondary outcomes, pneumothorax, mortality, and PIVH rates, which were similar between the two groups in most studies, as shown in Table 3.

Table 3
Pneumothorax, Mortality and PIVH rates.

Only in Kribs et al.2222 Kribs A., Roll C., Göpel W., Wieg C., Groneck P., Laux R., et al. Nonintubated Surfactant Application vs Conventional Therapy in Extremely Preterm Infants: a Randomized Clinical Trial. JAMA Pediatr. 2015;169:723-30. there was a significant effect in favor of the LISA group with lower rates of pneumothorax and PIVH when compared to the INSURE group. Suggesting a higher uncomplicated survival rate in those who received less invasive surfactant.

Regional cerebral oxygen saturation

Li et al.2929 Li X.F., Cheng T.T., Guan R.L., Liang H., Lu W.N., Zhang J.H., et al. Effects of different surfactant administrations on cerebral autoregulation in preterm infants with respiratory distress syndrome. J Huazhong Univ Sci Technolog Med Sci. 2016;36:801-5. and Bertini et al.2626 Bertini G., Coviello C., Gozzini E., Bianconi T., Bresci C., Leonardi V., et al. Change of cerebral oxygenation during surfactant treatment in preterm infants: "LISA" versus "InSurE" procedures. Neuropediatrics. 2017;48:98-103. evaluated regional brain oxygen saturation (rSO2), monitored using near-infrared spectroscopy (NIRS) technology. The results of Li et al. suggest a transient impairment of cerebral autoregulation during and after the two procedures and concluded that the effect of duration of impairment in the LISA technique was smaller than in the INSURE technique (< 5 min in LISA vs. 5-10 min in INSURE).

Bertini et al.2626 Bertini G., Coviello C., Gozzini E., Bianconi T., Bresci C., Leonardi V., et al. Change of cerebral oxygenation during surfactant treatment in preterm infants: "LISA" versus "InSurE" procedures. Neuropediatrics. 2017;48:98-103. showed that both procedures transiently decreased rSO2, and the decrease was greater in the LISA group (p < 0.001). Thus, Li et al.2929 Li X.F., Cheng T.T., Guan R.L., Liang H., Lu W.N., Zhang J.H., et al. Effects of different surfactant administrations on cerebral autoregulation in preterm infants with respiratory distress syndrome. J Huazhong Univ Sci Technolog Med Sci. 2016;36:801-5. and Bertini et al.2626 Bertini G., Coviello C., Gozzini E., Bianconi T., Bresci C., Leonardi V., et al. Change of cerebral oxygenation during surfactant treatment in preterm infants: "LISA" versus "InSurE" procedures. Neuropediatrics. 2017;48:98-103. suggest that LISA and INSURE transiently affect brain autoregulation during surfactant administration.

The authors reviewed all articles included in this systematic review to identify those reported subgroup analyses of prematurity. Only Kanmaz et al.1212 Kanmaz H.G., Erdeve O., Canpolat F.E., Mutlu B., Dilmen U. Surfactant administration via thin catheter during spontaneous breathing: randomized controlled trial. Pediatrics. 2013;131:e502-9. and Han et al.2323 Han T., Liu H., Zhang H., Guo M., Zhang X., Duan Y., et al. Minimally invasive surfactant administration for the treatment of neonatal respiratory distress syndrome: a Multicenter Randomized Study in China. Front Pediatr. 2020;8:182. present analyses considering subgroups of prematurity; therefore, performing a meta-analysis of subgroups is not feasible.

Meta-analysis results

The first analysis for comparison included the 14 studies that reported the frequency of patients who required MV in the first 72 h of life. A total of 798 and 801 patients in the LISA and INSURE groups, respectively. The INSURE group had more risk of MV in the first 72 h of life, with an overall risk ratio of 0.60 (95% CI 0.47 - 0.76), compared to the LISA group. Moderate heterogeneity was observed between studies (I2 = 62%) (Figure 4).

Figure 4
Forest plot of comparison: LISA AND INSURE - overall analysis of 14 studies, outcome: Mechanical Ventilation.

When comparing groups for BPD, 13 studies were included in the analyzes reporting the frequency of this outcome with a total of 878 patients in the LISA group and 880 in the INSURE group. The INSURE group had an increased risk for BPD than the LISA group; 0.65 (95% CI 0.51 - 0.82) (Figure 5).

Figure 5
Forest plot of comparison: LISA AND INSURE - overall analysis of 13 studies, outcome: Bronchopulmonary dysplasia.

Pneumothorax, mortality and PIVH

Comparison analyses were also performed for pneumothorax, mortality and PIVH, showing significant risks for the INSURE group. Nine studies reported frequencies of pneumothorax, totaling 545 patients in the LISA group and 548 in the INSURE group, with a hazard ratio of 0.60 (95% CI 0.38-0.96) (Figure 6). Thirteen studies assessed mortality, 776 patients in the LISA group and 782 patients in the INSURE group, and the hazard ratio was 0.76 (95% CI 0.58-1.00) (Figure 7). Thirteen studies reported the frequency of PIVH, a total of 887 patients in the LISA group and 889 in the INSURE group, and the hazard ratio in the meta-analysis was 0.77 (95%CI 0.54-1.10) (Figure 8).

Figure 6
Forest plot of comparison: LISA AND INSURE - overall analysis of 9 studies, outcome: Pneumothorax.

Figure 7
Forest plot of comparison: LISA AND INSURE - overall analysis of 9 studies, outcome: MORTALITY.

Figure 8
Forest plot of comparison: LISA AND INSURE - overall analysis of 9 studies, outcome: PIVH.

Discussion

In this study, the primary endpoint was to compare the LISA versus INSURE technique for pulmonary surfactant administration in preterm NB with gestational age (GA) < 36 weeks with RDS with respect to the incidence of pneumothorax, BPD, PIVH need for MV, regional cerebral oxygen saturation, and mortality. The present meta-analyses showed statistically significant differences in favor to LISA administration, with a significantly decreased risk of needing Mechanical ventilation, BPD, pneumothorax, mortality, and PIVH.

Recent studies suggest that the best approach for preterm infants who need surfactant administration during non-invasive respiratory support is the LISA method, as it is less invasive at a time when the neonate is breathing spontaneously.88 Halim A., Shirazi H., Riaz S., Gul S.S., Ali W. Less invasive surfactant administration in preterm infants with respiratory distress syndrome. J Coll Physicians Surg Pak. 2019;29:226-330.,1212 Kanmaz H.G., Erdeve O., Canpolat F.E., Mutlu B., Dilmen U. Surfactant administration via thin catheter during spontaneous breathing: randomized controlled trial. Pediatrics. 2013;131:e502-9. Cochrane review including 10 randomized clinical trials comparing different methods of surfactant administration found significant advantages in the surfactant administration via a thin catheter, with a decrease in the following: risk of death or BPD, need for assisted breathing in the first 72 h of life, severe PIVH, death during first hospitalization, and BPD among survivors.1616 Abdel-Latif M.E., Davis P.G., Wheeler K.I., De Paoli A.G., Dargaville P.A. Surfactant therapy via thin catheter in preterm infants with or at risk of respiratory distress syndrome. Cochrane Database Syst Rev. 2021;5:CD011672. In the systematic review, all 16 randomized clinical trials included showed favorable results to the use of the LISA technique in comparison to INSURE.

Need and time of mechanical ventilation

Eight studies had as primary objectives to analyze the need for mechanical ventilation in the first 72 h of life after administration of LISA versus INSURE, namely Gupta et al.,1818 Gupta B.K., Saha A.K., Mukherjee S., Saha B. Minimally invasive surfactant therapy versus InSurE in preterm neonates of 28 to 34 weeks with respiratory distress syndrome on non-invasive positive pressure ventilation-a randomized controlled trial. Eur J Pediatr. 2020;179:1287-93. Jena et al.,1919 Jena S.R., Bains H.S., Pandita A., Verma A., Gupta V., Kallem V.R., et al. Surfactant therapy in premature babies: SurE or InSurE. Pediatr Pulmonol. 2019;54:1747-52. Boskabaldi et al.,2020 Boskabaldi H., Maamouri G., Jomeh R.G., Zakerihamidi M. Comparative study of the effect of the administration of surfactant through a thin endotracheal catheter into trachea during spontaneous breathing with intubation (intubation-surfactant-extubation method). J Clin Neonatol. 2019;8:227-31. Olivier et al.,2121 Olivier F., Nadeau S., Bélanger S., Julien A.S., Massé E., Ali N., et al. Efficacy of minimally invasive surfactant therapy in moderate and late preterm infants: a multicentre randomized control trial. Paediatr Child Health. 2017;22:120-4. Göpel et al.,2525 Göpel W., Kribs A., Ziegler A., Laux R., Hoehn T., Wieg C., et al. Avoidance of mechanical ventilation by surfactant treatment of spontaneously breathing preterm infants (AMV): an open-label, randomised, controlled trial. Lancet. 2011;378:1627-34. Mohammadizadeh et al.,2727 Mohammadizadeh M., Ardestani A.G., Sadeghnia A.R. Early administration of surfactant via a thin intratracheal catheter in preterm infants with respiratory distress syndrome: feasibility and outcome. J Res Pharm Pract. 2015;4:31-6. Kanmaz et al.,1212 Kanmaz H.G., Erdeve O., Canpolat F.E., Mutlu B., Dilmen U. Surfactant administration via thin catheter during spontaneous breathing: randomized controlled trial. Pediatrics. 2013;131:e502-9. and Halim et al.,88 Halim A., Shirazi H., Riaz S., Gul S.S., Ali W. Less invasive surfactant administration in preterm infants with respiratory distress syndrome. J Coll Physicians Surg Pak. 2019;29:226-330. Of these studies, 6 suggested that the LISA technique reduced the need for MV in the first 72 h of life. In the other studies that addressed the need for MV, either as a primary or secondary outcome, there was no significant difference between the groups, but administered by the LISA method was not inferior to INSURE.

Kanmaz et al.1212 Kanmaz H.G., Erdeve O., Canpolat F.E., Mutlu B., Dilmen U. Surfactant administration via thin catheter during spontaneous breathing: randomized controlled trial. Pediatrics. 2013;131:e502-9. included 200 neonates < 32 weeks of GA in their study, randomized to LISA and INSURE. The LISA group had a significantly lower need for MV in the first 72 h of life, mean duration of nCPAP and MV. Furthermore, CPAP failure in the first 72 h of life was significantly lower in the LISA group when compared to the INSURE group.

Jena et al.1919 Jena S.R., Bains H.S., Pandita A., Verma A., Gupta V., Kallem V.R., et al. Surfactant therapy in premature babies: SurE or InSurE. Pediatr Pulmonol. 2019;54:1747-52. studied 350 neonates with GA ≤ 34 weeks with RDS randomized between LISA and INSURE. The need for MV in the first 72 h was significantly lower in the LISA than in the INSURE group. In the study by Olivier et al.,2121 Olivier F., Nadeau S., Bélanger S., Julien A.S., Massé E., Ali N., et al. Efficacy of minimally invasive surfactant therapy in moderate and late preterm infants: a multicentre randomized control trial. Paediatr Child Health. 2017;22:120-4. the need for MV was also significantly lower in the LISA group. However, a limitation of the latter study was that there was no specific criterium for surfactant administration in the control group, and patients in the control group had more severe RDS, as they required oxygen and surfactant administration earlier than those in the LISA group.

In Boskabaldi et al. study,2020 Boskabaldi H., Maamouri G., Jomeh R.G., Zakerihamidi M. Comparative study of the effect of the administration of surfactant through a thin endotracheal catheter into trachea during spontaneous breathing with intubation (intubation-surfactant-extubation method). J Clin Neonatol. 2019;8:227-31. the use of the LISA significantly reduced the need for mechanical ventilation in infants but did not change the duration of nCPAP and the duration of hospitalization. Halim et al.88 Halim A., Shirazi H., Riaz S., Gul S.S., Ali W. Less invasive surfactant administration in preterm infants with respiratory distress syndrome. J Coll Physicians Surg Pak. 2019;29:226-330. showed that the need for invasive mechanical ventilation was also significantly lower in the LISA group compared to the INSURE group, but the duration of respiratory support (CPAP) was significantly longer in the LISA group.

In Göpel et al.2525 Göpel W., Kribs A., Ziegler A., Laux R., Hoehn T., Wieg C., et al. Avoidance of mechanical ventilation by surfactant treatment of spontaneously breathing preterm infants (AMV): an open-label, randomised, controlled trial. Lancet. 2011;378:1627-34. study, including 220 neonates of 26 to 28 weeks GA, the primary outcome analyzed was the need for any type of mechanical ventilation after administration of surfactant by LISA or INSURE methods. The number of neonates who received MV during hospitalization was lower in the LISA group. The total number of ventilation days was 599 in the INSURE group versus 242 days in the LISA group. These results suggested that less invasive surfactant application in premature infants reduces the need for mechanical ventilation.

Gupta et al.1818 Gupta B.K., Saha A.K., Mukherjee S., Saha B. Minimally invasive surfactant therapy versus InSurE in preterm neonates of 28 to 34 weeks with respiratory distress syndrome on non-invasive positive pressure ventilation-a randomized controlled trial. Eur J Pediatr. 2020;179:1287-93. found no statistically significant difference in the need for MV in the first 72 h of life between LISA and INSURE groups. However, in this study, NIPPV was used as the primary mode of respiratory support whereas, as in most previous studies with LISA, NCPAP was the primary mode of respiratory support. This may have reduced the need for IMV in both study groups, as there is already evidence in the literature supporting nasal intermittent positive pressure ventilation (NIPPV) as the primary mode of respiratory support to decrease the need for IMV.

Bao et al.2424 Bao Y., Zhang G., Wu M., Ma L., Zhu J. A pilot study of less invasive surfactant administration in very preterm infants in a Chinese tertiary center. BMC Pediatr. 2015;15:21. and Mohammadizadeh et al.2727 Mohammadizadeh M., Ardestani A.G., Sadeghnia A.R. Early administration of surfactant via a thin intratracheal catheter in preterm infants with respiratory distress syndrome: feasibility and outcome. J Res Pharm Pract. 2015;4:31-6. found no significant differences in MV rates in the first 72 h, mortality, nor in the incidence of bronchopulmonary dysplasia, intraventricular hemorrhage, retinopathy of prematurity, and necrotizing enterocolitis, or the duration of respiratory support. In Mohammadizadeh's study,2525 Göpel W., Kribs A., Ziegler A., Laux R., Hoehn T., Wieg C., et al. Avoidance of mechanical ventilation by surfactant treatment of spontaneously breathing preterm infants (AMV): an open-label, randomised, controlled trial. Lancet. 2011;378:1627-34. the number of infants who experienced adverse events during surfactant administration was significantly lower in LISA than in INSURE group.

Bronchopulmonary dysplasia

Randomized clinical trials by Kribs et al.2222 Kribs A., Roll C., Göpel W., Wieg C., Groneck P., Laux R., et al. Nonintubated Surfactant Application vs Conventional Therapy in Extremely Preterm Infants: a Randomized Clinical Trial. JAMA Pediatr. 2015;169:723-30. and Han et al.2323 Han T., Liu H., Zhang H., Guo M., Zhang X., Duan Y., et al. Minimally invasive surfactant administration for the treatment of neonatal respiratory distress syndrome: a Multicenter Randomized Study in China. Front Pediatr. 2020;8:182. had the analysis of BPD as their primary objectives. Kribs et al.2222 Kribs A., Roll C., Göpel W., Wieg C., Groneck P., Laux R., et al. Nonintubated Surfactant Application vs Conventional Therapy in Extremely Preterm Infants: a Randomized Clinical Trial. JAMA Pediatr. 2015;169:723-30. included 211 neonates < 27 weeks of gestation randomized to LISA and INSURE groups. The primary aim was to analyze BPD-free survival at 36 weeks GA. In LISA group, 67.3% survived without BPD compared to 58.7% in the INSURE group, showing no significant difference between the groups. In another study, 298 neonates with RDS were randomized to LISA and INSURE groups with a trend toward a reduction in the incidence of BPD.2121 Olivier F., Nadeau S., Bélanger S., Julien A.S., Massé E., Ali N., et al. Efficacy of minimally invasive surfactant therapy in moderate and late preterm infants: a multicentre randomized control trial. Paediatr Child Health. 2017;22:120-4.

Previous studies have looked at BPD analysis as secondary outcome, only Kanmaz et al.1212 Kanmaz H.G., Erdeve O., Canpolat F.E., Mutlu B., Dilmen U. Surfactant administration via thin catheter during spontaneous breathing: randomized controlled trial. Pediatrics. 2013;131:e502-9. found a significantly lower rate of BPD among children treated with LISA. The incidence of moderate to severe BPD among patients who survived the was significantly higher in the INSURE group, suggesting that LISA shows a tendency to be beneficial.

Pneumothorax, mortality and PIVH

Nine randomized clinical trials looked at the incidence of pneumothorax, but only Kribs et al.’s study2222 Kribs A., Roll C., Göpel W., Wieg C., Groneck P., Laux R., et al. Nonintubated Surfactant Application vs Conventional Therapy in Extremely Preterm Infants: a Randomized Clinical Trial. JAMA Pediatr. 2015;169:723-30. showed a significantly lower occurrence of pneumothorax in the LISA group. Although Halim et al.88 Halim A., Shirazi H., Riaz S., Gul S.S., Ali W. Less invasive surfactant administration in preterm infants with respiratory distress syndrome. J Coll Physicians Surg Pak. 2019;29:226-330. found a more than double occurrence of pneumothorax, in the INSURE group, it did not reach a statistical significance.

Thirteen studies evaluated mortality and PIVH rates, none showed a significant difference in mortality. Kribs et al.2222 Kribs A., Roll C., Göpel W., Wieg C., Groneck P., Laux R., et al. Nonintubated Surfactant Application vs Conventional Therapy in Extremely Preterm Infants: a Randomized Clinical Trial. JAMA Pediatr. 2015;169:723-30. evaluated PIVH grade 3 or 4 and showed that the LISA group also had significantly less severe PIVH. It is noted that LISA is associated with benefits in significant secondary outcomes, which are associated with lifelong disabilities.

Regional saturation of cerebral oxygen

Two studies evaluated changes in regional cerebral oxygen saturation (rSO2) induced by the LISA and INSURE procedures. Bertini et al.2626 Bertini G., Coviello C., Gozzini E., Bianconi T., Bresci C., Leonardi V., et al. Change of cerebral oxygenation during surfactant treatment in preterm infants: "LISA" versus "InSurE" procedures. Neuropediatrics. 2017;48:98-103. evaluated NB with GA < 33 weeks and showed that LISA and INSURE transiently decreased rSO2. The decrease was greater in the LISA group. The decrease in rSO2 is up to 55% in the LISA group but the duration of this episode is short (< 1 min). The study also calculated the fractional oxygen extraction rate from brain tissue (cFTOE), and it was higher in the LISA group, suggesting a compensatory mechanism to maintain adequate brain oxygenation during the technique.

Li et al.2929 Li X.F., Cheng T.T., Guan R.L., Liang H., Lu W.N., Zhang J.H., et al. Effects of different surfactant administrations on cerebral autoregulation in preterm infants with respiratory distress syndrome. J Huazhong Univ Sci Technolog Med Sci. 2016;36:801-5. evaluated NB with GA < 32 weeks to detect rSO2 and mean arterial pressure (MAP) simultaneously. The correlation of the ScO2 and MAP coefficient (rScO2−MAP) was evaluated in both groups. It is suggested a transient impairment of brain autoregulation during and after LISA and INSURE procedures, but it was concluded that the duration of impairment in the LISA technique was shorter than in the INSURE.

The authors couldn't perform a meta-analysis for the outcome of regional saturation of cerebral oxygen, despite the systematic review with a small number of articles has shown results in favor of LISA administration. A variety of types of catheters and instruments are used for LISA surfactant administration, the authors did not explore this aspect in the meta-analysis and perhaps there are some relationships with more difficult administration secondary to expertise. Future studies looking specifically for this outcome need to be conducted.

LISA and INSURE

The study by Bertini et al.2626 Bertini G., Coviello C., Gozzini E., Bianconi T., Bresci C., Leonardi V., et al. Change of cerebral oxygenation during surfactant treatment in preterm infants: "LISA" versus "InSurE" procedures. Neuropediatrics. 2017;48:98-103. hypothesizes that the most striking effect of the LISA versus INSURE technique is due to patients breathing spontaneously during LISA, while in INSURE they receive positive pressure through invasive support. This appears to facilitate the recruitment of pulmonary alveoli, increasing residual capacity function, improving surfactant distribution, and stabilizing breath control; reasons that lead to better gas exchange and tissue oxygenation. Li et al.2929 Li X.F., Cheng T.T., Guan R.L., Liang H., Lu W.N., Zhang J.H., et al. Effects of different surfactant administrations on cerebral autoregulation in preterm infants with respiratory distress syndrome. J Huazhong Univ Sci Technolog Med Sci. 2016;36:801-5. seem to agree, indicating that the delivery procedure may be the reason for potential damage to brain regulation, particularly in the INSURE group. On the other hand, a recent randomized control trial comparing LISA and INSURE among 26-to-34-week gestation age infants didn't find any difference in the total duration of respiratory support, despite of lesser need for invasive mechanical ventilatory support in the LISA group.3030 Anand R., Nangia S., Kumar G., Mohan M.V., Dudeja A. Less invasive surfactant administration via infant feeding tube versus InSurE method in preterm infants: a randomized control trial. Sci Rep. 2022;12:21955.

The systematic review and meta-analysis allowed us to conclude that surfactant administration via the LISA technique decreased the need for MV in the first 72 h of life, BPD, PIVH, pneumothorax, and mortality rates compared to INSURE, proving to be a safe and easily reproducible technique. These findings contribute to a decrease in the economic and social impact of the use of LISA technique in RDS, such as a reduction of hospital length of stay and MV complications, and are closely related to a better survival rate and reduction of associated morbidities.

  • Financial support
    This work was supported by a grant from Cnpq-Brazil. The funding sources have not been involved in the study.

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Publication Dates

  • Publication in this collection
    08 Jan 2024
  • Date of issue
    2024

History

  • Received
    14 Feb 2023
  • Accepted
    29 May 2023
Sociedade Brasileira de Pediatria Av. Carlos Gomes, 328 cj. 304, 90480-000 Porto Alegre RS Brazil, Tel.: +55 51 3328-9520 - Porto Alegre - RS - Brazil
E-mail: jped@jped.com.br