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Arquivos Brasileiros de Cardiologia

Print version ISSN 0066-782X

Arq. Bras. Cardiol. vol.102 no.4 São Paulo Apr. 2014  Epub Apr 08, 2014 

Original Articles

Initial Experience of Two National Centers in Transcatheter Aortic Prosthesis Implantation

Sebastián Lluberas1 

Alexandre Abizaid1  2 

Dimytri Siqueira1  2 

Auristela Ramos1 

J. Ribamar Costa Jr.1  2 

Magaly Arrais1  2 

Antônio Kambara1  2 

David Le Bihan1 

Amanda Sousa1  2 

J. Eduardo Sousa1  2 

1Instituto Dante Pazzanese de Cardiologia, São Paulo, SP − Brazil

2Hospital do Coração, Associação do Sanatório Sírio, São Paulo, SP − Brazil



Transcatheter aortic valve implantation is an effective alternative to surgical treatment of severe aortic stenosis in patients who are inoperable or at high surgical risk.


To report the immediate and follow-up clinical and echocardiographic results of the initial experience of transcatheter aortic valve implantation.


From 2009 June to 2013 February, 112 patients underwent transcatheter aortic valve implantation.


Mean age was 82.5 ± 6.5 years, and the logistic EuroSCORE was 23.6 ± 13.5. Procedural success was 84%. After the intervention, a reduction in the mean systolic gradient was observed (pre: 54.7 ± 15.3 vs. post: 11.7 ± 4.0 mmHg; p < 0.01). Cerebrovascular accidents occurred in 3.6%, vascular complications in 19% and permanent pacemaker was required by 13% of the patients. Thirty-day mortality and at follow-up of 16 ± 11 months was 14% and 8.9% respectively. The presence of chronic obstructive pulmonary disease was the only predictor of mortality at 30 days and at follow-up. During follow up, aortic valve area and mean systolic gradient did not change significantly.


Transcatheter aortic valve implantation is an effective and safe procedure for the treatment of aortic stenosis in high-surgical risk or inoperable patients. The presence of chronic obstructive pulmonary disease was the only independent predictor of mortality identified both in the first month post-intervention and at follow-up.

Key words: Aortic valve stenosis/surgery; Heart valve prosthesis; Aged; Risk factors


Aortic stenosis is the most common acquired heart valve disease in industrialized countries1 , affecting, in its severe form, 2% of the population older than 65 years2 . Data from the Brazilian Institute of Geography and Statistics (IBGE) indicate that aging of the Brazilian population in the next decade will increase from 7.4% of the population older than 65 years to 13.3% in 2030. Surgical aortic valve replacement is the treatment of choice for patients with severe symptomatic aortic stenosis, not only reducing symptoms, but also prolonging survival3 .

However, as it is a common condition among elderly patients that sometimes accompanies other important comorbidities, frequently surgery is not suggested as the therapeutic option, due to the high inherent surgical risks among these individuals1 . In recent years, the implantation of transcatheter aortic prosthesis has emerged as the treatment of choice in patients with symptomatic severe aortic stenosis with surgical contraindication4 and as an effective alternative in patients with high surgical risk5 .

However, the relatively high cost of this new technology makes its incorporation into the routine of most hospitals in Brazil to be slow, despite its important benefits in the short and middle-term6-9 .

The present study aimed at showing immediate and middle-term clinical and echocardiographic outcomes of the initial experience of transcatheter implantation of an aortic prosthesis in two institutions in the State of São Paulo. The primary objective of this analysis was to determine the rates of immediate procedural success, as well as establish the incidence of periprocedural mortality and cerebrovascular accident (CVA) in the middle-term. Second, the occurrence of vascular and renal complications, as well as the durability and hemodynamics of the valve prosthesis was evaluated in middle-term follow-up.


Subjects and procedure

Between June 2009 and February 2013, a total of 182 symptomatic patients with severe aortic stenosis considered to be high surgical risk, was referred for evaluation.

The clinical pre-procedure evaluation of this population was performed through the analysis of comorbidities, degree of patient frailty, calculation of risk scores (EuroSCORE and STS) and laboratory exams. The assessment of aortic stenosis severity, left ventricular function, total aorta and coronary arteries was performed by computed angiotomography of the heart, aorta and iliac arteries, transthoracic and / or transesophageal echocardiography and cardiac catheterization. According to the results of these tests and after discussion with the local heart team the most appropriate treatment was chosen, as well as the access route, type and diameter of the prosthesis.

Three types of prostheses were used: CoreValve® (Medtronic, by transfemoral, transubclavian or transaortic access), SAPIEN XT® (Edwards Lifesciences, by transfemoral or transapical access) and Acurate TF® (Symetis, by transfemoral access). The choice of prosthesis used in the procedure involved clinical and anatomic criteria, such as diameter, calcification and tortuosity of the iliac-femoral arteries, as well as prosthesis availability at the time of the procedure.


The surgical risk and possible postoperative complications of the patients were defined by calculating the STS10 score and logistic EuroSCORE11 .

All study complications and outcomes followed the criteria established by the Valve Academic Research Consortium-2 (VARC-2)12 .

The procedure was considered successful when a single prosthetic device was released properly and the end result, assessed by transesophageal echocardiography, showed absence of prosthesis-patient mismatch, mean aortic transvalvular gradient < 20 mmHg or peak velocity < 3m/s without aortic regurgitation ≥ moderate.

Procedural safety was also analyzed, according to mortality from all causes and complications within 30 days after the procedure.

CVA was defined as focal or global neurological deficit lasting > 24 hours or presence of new area of cerebral infarction by imaging techniques, regardless of symptom duration.

Hemorrhagic complications were divided into:

  • Life-threatening bleeding: fatal, or evident bleeding in vital organ, or that could lead to hypovolemic shock or severe hypotension that required vasopressor agent or surgery; or evident bleeding with decrease in hemoglobin ≥ 5 g/dL or need for transfusion of four or more units of packed red blood cells;

  • major bleeding: evident bleeding with decrease in hemoglobin ≥ 3 g/dL or need for transfusion of two or three units of packed red blood cells, or need for hospitalization or surgery not meeting the criteria for life-threatening bleeding;

  • minor bleeding: any bleeding worthy mentioning (e.g., hematoma at the puncture site).

All vascular complications were analyzed and defined according to criteria established by VARC-212 and subdivided into:

  • major vascular complications: aortic dissection; aortic rupture; left ventricular perforation; apical pseudoaneurysm or vascular injury related to the puncture site leading to death; major or life-threatening bleeding; visceral ischemia or neurologic impairment; noncerebral distal embolization requiring surgery; need for surgery or percutaneous intervention leading to death; major bleeding, visceral ischemia, or neurologic impairment; or any documented ipsilateral ischemia;

  • minor vascular complications: vascular injury related to the puncture site not meeting the major criteria; noncerebral distal embolization treated with embolectomy or thrombectomy; need for surgical or percutaneous intervention not meeting the major criteria and the percutaneous closure system failure.

Acute kidney injury was defined according to the AKIN13 system, and was evaluated on the seventh day post-implant. The AKIN classification stratifies renal function in three stages, according to serum creatinine and urine volume measurement:

  • stage 1: increase of 0.3 mg/dL or increase of 150 to 200% of the baseline serum creatinine level or urine output < 0.5 mL/kg/h for 6 hours;

  • stage 2: increase > 200 to 300% of baseline serum creatinine or urine output < 0.5 mL/kg/h for > 12 hours;

  • stage 3: increase > 300% of baseline serum creatinine or serum creatinine ≥ 4.0 mg/dL with acute increase of at least 0.5 mg/dL or one diuresis < 0.3 mL/kg/h for 24 hours or anuria for 12 hours.

The clinical data and the additional information during follow-up assessments were collected during medical visits or through phone calls, 30 days after the procedure and every 6 months thereafter.

Statistical Analysis

Continuous variables are shown as mean ± standard deviation and categorical variables as frequencies (number and percentage), having been compared using chi-square test, Student's t test, ANOVA or nonparametric Mann-Whitney test, depending on the distribution. The logistic regression model was used to determine independent predictors of death within 30 days post-implantation, and a Cox regression model was used to determine independent predictors of death during follow-up. The Kaplan-Meier survival curve was used to estimate the rate of event-free survival of this population.

Data were analyzed using the Statistical Package for Social Sciences (SPSS) release 16 (Chicago, Illinois). An alpha error of 5% was established and p values ≤ 0.05 were considered significant.


Study population

Between June 2009 and February 2013, a total of 182 patients with severe symptomatic aortic stenosis were assessed for transcatheter aortic prosthesis implantation. Of these, 112 (62%) patients underwent transcatheter implantation of an aortic prosthesis. Of the remainder, 33 (18%) patients were maintained on medical treatment, 3 (1.6%) were referred for surgical aortic valve replacement, 15 (8.2%) died before the procedure and 19 (10.4%) patients are undergoing pre intervention assessment (Figure 1).

Figure 1 Study flow chart showing the total number of patients evaluated for transcatheter implantation of an aortic prosthesis by the heart teams of Instituto de Cardiologia Dante Pazzanese and Hospital do Coração. 

Clinical and echocardiographic baseline characteristics of 112 patients included in this sample are described in Tables 1 and 2, respectively.

Table 1 Baseline clinical characteristics 

Variable Assessed population (112 patients) n (%)
Age, mean ± SD 82.5 ± 6.5
Female sex 66 (58.9)
Diabetes mellitus 39 (34.8)
Hypertension 91 (81.3)
NYHA II Functional Class 24 (21.4)
NYHA III-IV Functional Class 88 (78.6)
Coronary artery disease 63 (56.3)
Previous PCI 19 (17.0)
Previous CABG 24 (21.4)
POAD 33 (29.5)
Carotid disease 19 (17.0)
COPD 14 (12.5)
CKD 78 (69.6)
Pulmonary hypertension 37 (33.0)
Logistic EuroSCORE, mean ± SD 23.6 ± 13.5

SD: standard deviation; NYHA: New York Heart Association; PCI: percutaneous coronary intervention; CABG: coronary-artery bypass graft; POAD: peripheral obstructive arterial disease; COPD: chronic obstructive pulmonary disease; CKD: chronic kidney disease (clearance of creatinine < 60 mL/min).

Table 2 Pre-procedural echocardiographic findings 

Variable Assessed population (112 patients)
Left ventricular ejection fraction % 57.1 ± 13.2
Left Ventricular End-Diastolic Diameter, mm 51.4 ± 7.1
Left Ventricular End-Systolic Diameter, mm 34.4 ± 9.6
Left atrium, mm 44.3 ± 5.3
Septal diameter do, mm 12.5 ± 1.5
Posterior wall diameter, mm 12.1 ± 1.5
Maximum systolic gradient, mmHg 89.0 ± 23.5
Mean systolic gradient, mmHg 54.7 ± 15.2
Aortic valve area, mm2 0.66 ± 0.15
Aortic annulus diameter, mm 22.0 ± 3.3
Pulmonary artery systolic pressure, mmHg 49.8 ± 12.7
Moderate /severe aortic regurgitation, n (%) 11 (9.8)
Moderate/severe mitral regurgitation, n (%) 19 (17)
Moderate/severe tricuspid regurgitation, n (%) 14 (12.5)

The mean age of patients was 82.5 ± 6.5 years and 66 (59%) were females. The mean logistic EuroSCORE was 23.6 ± 13.5. One third of patients (33%) had severe pulmonary hypertension, 33 (29%) patients had significant peripheral vascular disease, 24 (21%) had a history of previous heart surgery and 88 (79%) were in Chronic Heart Failure (CHF) functional class III-IV (NYHA).

The maximum transaortic gradient before the procedure was 88.0 ± 24.3 mmHg and the mean gradient was 54.7± 15.3 mmHg, whereas the mean aortic valve area was 0.66 ± 0.14 cm2 and the mean left ventricular ejection fraction was 57.1 ± 13.2%.

Procedure data

All procedures were performed under general anesthesia and guided by transesophageal echocardiography.

The femoral access was the predominant route used in 91% of patients. The transapical (6%), transaortic (2%) and subclavian (1%) access routes were also used.

The CoreValve® prosthesis was used in 76 patients (68%), whereas Sapien XT® was used in 21 (19%) and Acurate TF(tm) was used in 15 (13%).

Device success was attained in 94 patients (84%). Two patients died during the procedure (1.8%) and in five cases (4.5%), a second prosthesis had to be implanted due to inadequate positioning of the first one. Moderate paravalvular aortic regurgitation (PAR) was seen in 11 patients (9.8%).

There was a significant decrease in the mean systolic gradient (pre = 54.7 ± 15.3 mmHg vs. post = 11.7± 4.0 mmHg; p < 0.01) and gain of aortic valve area (pre = 0.6± 0.2 cm2 vs. post = 1.8 ± 0.3 cm2; p < 0.01) immediately after prosthesis implantation. Doppler echocardiography showed no severe PAR in any of the patients.

Acute complications (up to 30 days)

The main complications in the first 30 days post-implantation are shown in Table 3.

Table 3 Complications occurring within the first 30 days after the procedure (VARC 2) 

Variable Value n (%)
CVA 4 (3.6)
Hemorrhagic complications 46 (41.1)
Minor bleeding 14 (12.5)
Major bleeding 26 (23.2)
Life-threatening bleeding 6 (5.3)
Vascular complications 21 (18.7)
Minor vascular complication 12 (10.7)
Major vascular complication 9 (8.0)
Acute kidney injury 29 (25.9)
Stage 1 16 (14.3)
Stage 2 2 (1.8)
Stage 3 11 (9.8)
Need for definitive pacemaker 15 (13.4)
Prosthesis embolization 3 (2.7)
Need for a second prosthesis 5 (4.5)
Death (any cause) 16 (14.3)

VARC-2: Valve Academic Research Consortium-2; CVA: cerebrovascular accident

In this initial series, mortality from all causes in the first 30 days was 14%. When the first 40 patients are excluded, mortality decreases to 8.1%. The only independent predictor of death at 30 days was chronic obstructive pulmonary disease (OR = 4.7 [CI: 1.2 to 18.6], p = 0.025).

Cerebrovascular accident occurred in four patients (3.6%), three of which were of the ischemic type. Bleeding complications occurred in 46 patients (41%), of which 5.5% were classified as life-threatening. Complications related to the vascular access route were detected in 19% of cases, the majority (11%) minor vascular complications. Fifteen patients (13.4%) required the implantation of a permanent pacemaker.

Twenty-nine patients (27%) had acute renal failure after the procedure, with most (14%) at stage 1, according to the AKIN classification.

Late clinical follow-up

A mean follow-up of 16 ± 11 months was attained in 100% of the treated population. After the first 30 days, mortality from all causes was 8.9%, of which two cases were heart-related, four were due to noncardiac causes and four were due to undetermined causes. Figure 2 shows the probability and survival of this population.

Figure 2 Kaplan-Meier survival curve (death from any cause). 

There were no differences in mortality according to gender, presence of peripheral vascular disease, presence of pulmonary hypertension, history of coronary artery bypass surgery and chronic renal failure (Figure 3).

Figure 3 Study of subgroups: Kaplan-Meier survival curves. (A) Survival according to gender. (B) Survival according to the presence of chronic obstructive pulmonary disease. (C) Survival according to the presence of peripheral vascular disease. (D) Survival according to the presence of pulmonary hypertension. (E) Survival according to history of CABG. (F) Survival according to the presence of chronic renal failure. 

Moreover, during the clinical follow-up, chronic obstructive pulmonary disease was the only independent predictor of mortality (OR = 6.37 [2.14 to 19.0], p = 0.001).

Major complications during the follow-up after the first 30 days of the procedure were: need to implant a permanent pacemaker (3.6%), major bleeding complications (1.8%) and CVA (0.9%). There were no cases of prosthesis dysfunction, and none of the patients needed a new valve intervention during follow-up.

The hemodynamic results of prostheses assessed by Doppler echocardiography, were maintained for up to 3 years, as shown below: prosthetic valve area (1 year = 1.7± 0.5 cm2; 2 years = 1.9± 0.3 cm2 and 3 years = 2.0 ± 0.1 cm2; p = 0.3) and mean systolic gradient (1 year = 10.9± 5.3 mmHg; 2 years = 9.4 ± 4.4 mmHg and 3 years = 9.5 ± 2.1 mmHg, p = 0.1) (Figure 4).

Figure 4 Hemodynamic results assessed by Doppler echocardiography according to the mean systolic gradient (mmHg) and prosthetic valve area (cm2). 


The results of this study confirm that implantation of transcatheter aortic valve prosthesis in patients with high surgical risk or with contraindications to conventional valve replacement surgery is a feasible and effective therapeutic procedure with high incidence of immediate success and maintenance of outcome in the middle term.

The present study represents, together with the registry by Albert Einstein Hospital6 , the initial national experience with percutaneous implantation of aortic valve prosthesis, being the largest Brazilian series by the same group, using three different types of prosthesis and different access routes.

Although the patients included here have high risk of morbidity and mortality, with a mean EuroScore of 23%, mortality from all causes was 14%, which is similar to or lower than that reported in other national and international case series6,7,14,15 . It is noteworthy that mortality is also related to the learning curve of the multidisciplinary team, as when the first 40 patients were excluded, the mortality rate decreased to 8.1%. Similar data were reported by Gurvitch et al16 , who observed a mortality of 13.5% among the first 135 patients treated by them, and 5.9% in the 135 patients that followed.

The middle-term survival of these patients, regardless of a mean age of 82 years, was 77% at 16 ± 11 months of follow-up. These numbers are similar to those published in the randomized PARTNER study4,5 .

Several studies have attempted to identify predictors of early and late mortality in patients treated with transcatheter aortic prosthesis implantation17-20 . This study identified the presence of chronic obstructive pulmonary disease as the only independent predictor of mortality, both in the first month after the procedure, as well as in the late follow-up. In patients with chronic obstructive pulmonary disease, the probability of survival after 1 year was 50%, whereas in patients without chronic obstructive pulmonary disease it was 85%. These results suggest that a careful evaluation of pulmonary function in patients with suspected pulmonary disease is required before referring them for transcatheter implantation of an aortic prosthesis.

The immediate results observed in this series of patients are in agreement with the results of several international series14,15,21,22 . Device success was attained in 84% of cases, which is in agreement with other current series6,23 . Initially, the definition of device success was focused on the implantation of a single prosthesis in the correct anatomic position and without postoperative mortality, whereas the new definition proposed by VARC-2 includes the latter, as well as the hemodynamic function of the prosthetic valve. The main cause of device failure was the presence of PAR greater than or equal to moderate, present in approximately 10% of our patients, an incidence similar to that found in the randomized PARTNER study (cohorts A and B)4,5 , in which this complication occurred in 12.2 and 11.8%, respectively.

Regarding the occurrence of bleeding complications, the incidence of major bleeding in this study was higher than that described in the first studies on this technique, including the cohort B of the PARTNER study, in which only 16.8% of said major bleeding was observed. However, it is noteworthy the fact that bleeding complications were inconsistently reported in the literature until the publication of the VARC definitions12,24 .

Recent meta-analysis by Généreuxe et al25 , using definitions standardized by that consensus, showed an estimated incidence of major bleeding of 22.3%, which is similar to that found in the discussed series. Here, it is also worth noting the importance of the learning curve, in addition to improvement in current sheath introducers and percutaneous valve delivery systems. If the authors consider the occurrence of bleeding in the latest 80 patients, the incidence of major bleeding is decreased to 18%.

Previous studies have also demonstrated that acute kidney injury is a common complication after transcatheter aortic prosthesis implantation, occurring in up to 28% of cases26 . Despite associated comorbidities and the need for contrast use during the procedure, acute kidney injury, stages 2 and 3, occurred in 2 and 11% of cases, respectively.

In this study, it was necessary to implant a permanent pacemaker in 15 patients (13.3%). As reported in several series27,28 , the need to implant a permanent pacemaker in the group of patients treated with CoreValve® prosthesis was higher (13 in 77 cases, 17.1%) than in patients with Sapien XT ® (2 in 21 patients, 9.5%), or Accurate prosthesis (no cases).

Finally, regarding the transcatheter prosthesis durability, several studies, as well as the current one, evaluated immediate echocardiographic outcomes, as well as during late follow-up, confirming prosthesis hemodynamic maintenance7,19,29 .


This initial experience indicated that transcatheter aortic prosthesis implantation is an effective and safe therapeutic procedure for the treatment of symptomatic aortic stenosis in high surgical-risk or inoperable patients. The presence of chronic obstructive pulmonary disease was the only independent predictor of mortality identified both in the first month post-intervention and at the late follow-up.

Author contributions

Conception and design of the research: Lluberas S, Abizaid A, Siqueira S, Costa Jr. JR,Ramos A, Arrais M, Le Bihan D, Sousa A, Sousa JE; Acquisition of data: Lluberas S, Abizaid A, Siqueira S, Ramos A, Costa Jr. JR, Arrais M, Kambara A, Le Bihan D, Sousa A, Sousa JE; Analysis and interpretation of the data: Lluberas S, Abizaid A, Ramos A, Costa Jr. JR, Sousa JE; Statistical analysis: Lluberas S; Writing of the manuscript: Lluberas S, Ramos A, Costa Jr. JR; Critical revision of the manuscript for intellectual content: Lluberas S, Abizaid A, Ramos A, Costa Jr. JR, Sousa JE.

Sources of Funding

There were no external funding sources for this study.

Study Association

This study is not associated with any thesis or dissertation work.


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Received: June 13, 2013; Revised: November 05, 2013; Accepted: November 28, 2013

Maling Address: J. Eduardo Sousa, Av. Dr. Dante Pazzanese, 500 Postal Code 04012-909 - São Paulo, SP - Brazil. E-mail:

Potential Conflict of Interest

No potential conflict of interest relevant to this article was reported.

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