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Inspiratory Muscle Weakness is Related to Poor Short-Term Outcomes for Heart Transplantation

Abstract

Introduction:

In heart transplantation (HT) recipients, several factors are critical to promptly adopting appropriate rehabilitation strategies and may be important to predict outcomes way after surgery. This study aimed to determine preoperative patient-related risk factors that could adversely affect the postoperative clinical course of patients undergoing HT.

Methods:

Twenty-one hospitalized patients with heart failure undergoing HT were evaluated according to respiratory muscle strength and functional capacity before HT. Mechanical ventilation (MV) time, reintubation rate, and intensive care unit (ICU) length of stay were recorded, and assessed postoperatively.

Results:

Inspiratory muscle strength as absolute and percentpredicted values were strongly correlated with MV time (r=-0.61 and r=-0.70, respectively, at P<0.001). Concerning ICU length of stay, only maximal inspiratory pressure (MIP) absolute and percent-predicted values were significantly associated. The absolute |MIP| was significantly negatively correlated with ICU length of stay (r=-0.58 at P=0.006) and the percent-predicted MIP was also significantly negatively correlated with ICU length of stay (r=-0.68 at P=0.0007). No associations were observed between preoperative functional capacity, age, sex, and clinical characteristics and MV time and ICU length of stay in the cohort included in this study. Patients with respiratory muscle weakness had a higher prevalence of prolonged MV, reintubation, and delayed ICU length of stay.

Conclusion:

An impairment of preoperative MIP was associated with poorer short-term outcomes following HT. As such, inspiratory muscle strength is an important clinical preoperative marker in patients undergoing HT.

Keywords:
Heart Failure; Heart Transplantation; Respiratory Muscle; Muscle Weakness; Treatment Outcomes

Abbreviations, acronyms & symbols 6MWT = Six-minute walk test ATS = American Thoracic Society CPB = Cardiopulmonary bypass HF = Heart failure HT = Heart transplantation ICU = Intensive care unit LVEF = Left ventricular ejection fraction MIP = Maximal inspiratory pressure MV = Mechanical ventilation NYHA = New York Heart Association PASP = Pulmonary arterial systolic pressure

INTRODUCTION

Heart failure (HF) is a highly prevalent global syndrome, especially in older subjects, and represents a major cause of hospitalization, morbidity, and mortality[11 Yancy CW, Jessup M, Bozkurt B, Butler J, Casey DE Jr, Drazner MH, et al. 2013 ACCF/AHA guideline for the management of heart failure: a report of the American college of cardiology foundation/American heart association task force on practice guidelines. J Am Coll Cardiol. 2013;62(16):e147-239. doi:10.1016/j.jacc.2013.05.019.
https://doi.org/10.1016/j.jacc.2013.05.0...
]. Heart transplantation (HT) is considered the gold standard for the treatment of refractory terminal HF, especially since the 1980s, with the advent of immunosuppressive therapy[22 Anderson L, Nguyen TT, Dall CH, Burgess L, Bridges C, Taylor RS. Exercise-based cardiac rehabilitation in heart transplant recipients. Cochrane Database Syst Rev. 2017;4(4):CD012264. doi:10.1002/14651858.CD012264.pub2.
https://doi.org/10.1002/14651858.CD01226...
].

In HT recipients, accurate identification of all factors that may affect outcome in terms of functional recovery, morbidity, and mortality is critical to promptly adopt appropriate rehabilitation strategies[33 Bagnato S, Minà C, Sant'Angelo A, Boccagni C, Prestandrea C, Caronia A, et al. Occurrence of neuropathies in patients with severe heart failure before and after heart transplantation. Neurol Sci. 2016;37(3):393-401. doi:10.1007/s10072-015-2413-9.
https://doi.org/10.1007/ s10072-015-2413...
]. Left ventricular dysfunction is related to systemic alterations and is an important marker to stratify risk for exercise-induced events during rehabilitation[44 Piotrowicz R, Wolszakiewicz J. Cardiac rehabilitation following myocardial infarction. Cardiol J. 2008;15(5):481-7.]. As such, advanced HF leads to alteration of pulmonary pressure due to chronic congestion secondary to left chamber dysfunction. Preoperative pulmonary hypertension has been described as a prognostic marker for short-term outcomes after HT[55 Vakil K, Duval S, Sharma A, Adabag S, Abidi KS, Taimeh Z, et al. Impact of pre-transplant pulmonary hypertension on survival after heart transplantation: a UNOS registry analysis. Int J Cardiol. 2014;176(3):595-9. doi:10.1016/j.ijcard.2014.08.072.
https://doi.org/10.1016/j.ijcard.2014.08...
].

Patients with HF have an impaired functional capacity, i.e., poor six-minute walk test (6MWT) distance, poor quality of life, and muscle weakness; deconditioning plays an important role in these clinical characteristics. Interestingly, in addition to peripheral muscle impairment, the respiratory musculature is also oftentimes compromised in patients with HF[66 Neto MG, Martinez BP, Conceição CS, Silva PE, Carvalho VO. Combined exercise and inspiratory muscle training in patients with heart failure: a systematic review and meta-analysis. J Cardiopulm Rehabil Prev. 2016;36(6):395-401. doi:10.1097/HCR.0000000000000184.
https://doi.org/10.1097/HCR.000000000000...
]. Previous work has demonstrated a relationship between decreasing maximal inspiratory muscle strength and endurance and metabolic and structural damage to diaphragmatic fibers[77 Meyer FJ, Zugck C, Haass M, Otterspoor L, Strasser RH, Kübler W, et al. Inefficient ventilation and reduced respiratory muscle capacity in congestive heart failure. Basic Res Cardiol. 2000;95(4):333-42. doi:10.1007/s003950070053.
https://doi.org/10.1007/s003950070053...
].

Meyer et al.[77 Meyer FJ, Zugck C, Haass M, Otterspoor L, Strasser RH, Kübler W, et al. Inefficient ventilation and reduced respiratory muscle capacity in congestive heart failure. Basic Res Cardiol. 2000;95(4):333-42. doi:10.1007/s003950070053.
https://doi.org/10.1007/s003950070053...
,88 Meyer FJ, Borst MM, Zugck C, Kirschke A, Schellberg D, Kübler W, et al. Respiratory muscle dysfunction in congestive heart failure: clinical correlation and prognostic significance. Circulation. 2001;103(17):2153-8. doi:10.1161/01.cir.103.17.2153.
https://doi.org/10.1161/01.cir.103.17.21...
]has shown that respiratory muscle strength has been characterized as an independent predictor of HF prognosis. The reduction of respiratory muscle strength, as determined by maximal inspiratory pressure (MIP), is related to the severity of HF, as demonstrated by the stepwise worsening impairment in MIP with increasing New York Heart Association (NYHA) functional class[99 Kasahara Y, Izawa KP, Watanabe S, Osada N, Omiya K. The relation of respiratory muscle strength to disease severity and abnormal ventilation during exercise in chronic heart failure patients. Res Cardiovasc Med. 2015;4(4):e28944. doi:10.5812/cardiovascmed.28944.
https://doi.org/10.5812/cardiovascmed.28...
]. In this context, we hypothesized that clinical baseline characteristics, decrease functional capacity, and respiratory muscle weakness may contribute to the development of poor postoperative outcomes of HF patients undergoing HT.

If our hypothesis is confirmed, these measures could guide more precise therapeutic and rehabilitative strategies in these patient populations[33 Bagnato S, Minà C, Sant'Angelo A, Boccagni C, Prestandrea C, Caronia A, et al. Occurrence of neuropathies in patients with severe heart failure before and after heart transplantation. Neurol Sci. 2016;37(3):393-401. doi:10.1007/s10072-015-2413-9.
https://doi.org/10.1007/ s10072-015-2413...
]. As such, this study aimed to determine preoperative patient-related risk factors that could adversely affect the postoperative clinical course in patients undergoing HT.

METHODS

This observational study was conducted between October 2013 and February 2017 at the Hospital São Paulo, Hospital Universitário da Universidade Federal de São Paulo, Brazil. All appropriate ethical aspects were followed with study approval obtained from the institution’s Clinical Ethical Research Committee. All subjects were informed about the study and signed a written consent form before enrolment.

Subjects

For this prospective study, hospitalized patients with end-stage HF undergoing HT were recruited. Eligible criteria were applied as follows: 1) both sexes; 2) age between 18 and 70 years; and 3) an HF diagnosis determined by the referring clinician, confirmed by echocardiography and stratified according to clinical presentation (NYHA classes III and IV).

Exclusion criteria applied were: 1) chronic obstructive pulmonary disease, confirmed by spirometry according to the Global Initiative for Obstructive Lung Disease, or GOLD[1010 Vestbo J, Hurd SS, Agustí AG, Jones PW, Vogelmeier C, Anzueto A, et al. Global strategy for the diagnosis, management, and prevention of chronic obstructive pulmonary disease: GOLD executive summary. Am J Respir Crit Care Med. 2013;187(4):347-65. doi:10.1164/rccm.201204-0596PP.
https://doi.org/10.1164/rccm.201204-0596...
]; 2) unstable angina pectoris; 3) atrial and ventricular arrhythmias leading to hemodynamic compromise; 4) hemodynamic instability; 5) acute coronary syndromes; 6) chronic renal failure or dialysis; 7) intraoperative death; 8) neuromuscular and psychiatric conditions that could potentially influence test performance; and 9) noncardiac conditions limiting exercise performance.

Surgical Procedures

During the intraoperative period, all patients were submitted to the same protocol of anesthesia and mechanical ventilation (MV). The surgical procedure followed a standard protocol, with median sternotomy access and usual cannulation for cardiopulmonary bypass (CPB). After the onset of CPB, recipient cardiectomy was performed so that it could be completed simultaneously with the arrival of the donor heart. All operations were performed using the bicaval technique[1111 Sarsam MA, Campbell CS, Yonan NA, Deiraniya AK, Rahman AN. An alternative surgical technique in orthotopic cardiac transplantation. J Card Surg. 1993;8(3):344-9. doi:10.1111/j.1540-8191.1993.tb00375.x.
https://doi.org/10.1111/j.1540-8191.1993...
], first sequencing left atrial anastomosis, usually followed by anastomosis of the inferior vena cava, pulmonary artery, aorta, and superior vena cava. At the end of the surgery the usual mediastinal and pleural thoracic drains were placed. Before closing the sternum, atrial and ventricular temporary pacing wires were inserted.

After the procedure, all patients were transferred to the intensive care unit (ICU) where postoperative care was performed in a manner similar to that of other open-heart surgery cases. Extubation was performed according to an established protocol in the ICU, followed by noninvasive MV for one hour. The mediastinal tubes were removed as early as possible, according to the rate of fluid drainage. The immunosuppression protocol consisted of cyclosporine, azathioprine, and methylprednisolone. All patients underwent endomyocardial biopsy to monitor acute rejection during the in-hospital phase.

Respiratory Muscle Strength

An analogical manometer (Critical Med, Rio de Janeiro, Rio de Janeiro, Brazil) was used for determination of preoperative MIP. This protocol was performed as described by the American Thoracic Society (ATS)[1212 American Thoracic Society/European Respiratory Society. ATS/ERS statement on respiratory muscle testing. Am J Respir Crit Care Med. 2002;166(4):518-624. doi:10.1164/rccm.166.4.518.
https://doi.org/10.1164/rccm.166.4.518...
] and reference values were obtained through equations described by Neder et al.[1313 Neder JA, Andreoni S, Lerario MC, Nery LE. Reference values for lung function tests. II. Maximal respiratory pressures and voluntary ventilation. Braz J Med Biol Res. 1999;32(6):719-27. doi:10.1590/s0100-879x1999000600007.
https://doi.org/10.1590/s0100-879x199900...
].

Functional Capacity

Functional capacity was determined by the 6MWT performed in the preoperative period according to ATS Guidelines[1414 ATS Committee on Proficiency Standards for Clinical Pulmonary Function Laboratories. ATS statement: guidelines for the six-minute walk test. Am J Respir Crit Care Med. 2002;166(1):111-7. Erratum in: Am J Respir Crit Care Med. 2016;193(10):1185. doi:10.1164/ajrccm.166.1.at1102.
https://doi.org/10.1164/ajrccm.166.1.at1...
] and reference values were obtained through equations described by Soares-Pereira et al.[1515 Soaresa MR, Pereira CA. Six-minute walk test: reference values for healthy adults in Brazil. J Bras Pneumol. 2011;37(5):576-83. doi:10.1590/s1806- 37132011000500003.
https://doi.org/10.1590/s1806-...
].

Patient-Related Factors and Clinical Outcomes

Anthropometric data were obtained through the admission and clinical data by echocardiography (i.e., preoperative pulmonary arterial systolic pressure [PASP] and left ventricular ejection fraction [LVEF]). The MV time, reintubation rate, length of postoperative ICU stay, and mortality were recorded for all patients.

Statistical Analysis

The normality distribution of data was analyzed by the Kolmogorov-Smirnov test. Categorical data were presented in absolute (n) and relative (%) frequency. Semi-continuous and continuous variables were presented as mean and standard deviation. The Pearson’s correlation coefficient was used to determine the association between age, inspiratory muscle strength, PASP, LVEF, and the 6MWT with MV time and length of postoperative ICU stay.

Frequency distributions for patients with and without inspiratory muscle weakness (MIP < 70% of predicted value) in respect of outcomes were obtained as follows: postoperative prolonged MV time (> 48 hours), reintubation, and prolonged ICU length of stay (> 6 days). A P-value < 0.05 was used to consider statistical significance for all tests.

RESULTS

During the study period, 56 patients were assessed for eligibility, and from that sample, 21 patients were included. The progression of patients throughout the study is indicated in a flowchart (Figure 1). Baseline clinical and anthropometric characteristics of participants are summarized in Table 1.

Fig. 1
Flowchart of the study evaluation protocol.

Table 1
Clinical and anthropometric characteristics.

The inspiratory muscle strength as absolute and percent-predicted values were significantly negatively correlated with MV time (r=-0.61 with P=0.0031 and r=-0.70 with P=0.0004, respectively, Figure 2). Concerning ICU length of stay, only absolute and percent-predicted |MIP| values were significantly associated. Absolute |MIP| was significantly negatively correlated with ICU length of stay (r=-0.58 with P=0.006, Figure 3), and the percent-predicted MIP was also significantly negatively correlated with ICU length of stay (r=-0.68 with P=0.0007, Figure 3). No associations were observed between age, PASP, LVEF, or 6MWT and MV time and length of postoperative ICU stay.

Fig. 2
Clinical factors related to mechanical ventilation (MV) time. A. Age; B. pulmonary arterial systolic pressure (PASP); C. left ventricular ejection fraction (LVEF); D. maximal inspiratory pressure (MIP); E. percent-predicted MIP; F. six-minute walk test (6MWT) distance.

Fig. 3
Clinical factors related to length of intensive care unit (ICU) stay. A. Age; B. pulmonary arterial systolic pressure (PASP); C. left ventricular ejection fraction (LVEF); D. maximal inspiratory pressure (MIP); E. percent-predicted MIP; F. six-minute walk test (6MWT) distance.

When patients were dichotomized according to the presence of respiratory muscle weakness, those with percent-predict MIP < 70% presented a higher prevalence of prolonged MV, and significantly higher prevalence of reintubation, and delayed ICU discharge (Table 2).

Table 2
Patients with or without respiratory muscle weakness regardless of short-term outcomes.

Five deaths were observed within 30 days of HT. From this sample, three of those patients had preoperative inspiratory muscle weakness.

DISCUSSION

The results of the current study revealed that the presence of inspiratory muscle weakness was associated with poorer clinical outcomes following HT. Preoperative MIP evaluation demonstrated clinical value that is easily performed, noninvasive, and safe to administer in the inpatient environment[1616 Black LF, Hyatt RE. Maximal respiratory pressures: normal values and relationship to age and sex. Am Rev Respir Dis. 1969;99(5):696-702. doi:10.1164/arrd.1969.99.5.696.
https://doi.org/10.1164/arrd.1969.99.5.6...
].

Although MIP depends on patients’ cooperation and maximal effort, repeated measurements reveal good reproducibility[1616 Black LF, Hyatt RE. Maximal respiratory pressures: normal values and relationship to age and sex. Am Rev Respir Dis. 1969;99(5):696-702. doi:10.1164/arrd.1969.99.5.696.
https://doi.org/10.1164/arrd.1969.99.5.6...
]. This test could be easily applied in all inpatient clinical settings, administered at the same time as a routine pulmonary function test or as a standalone measure. Another advantage is the possibility to risk stratification of patients independently of their ability to walk or cycle.

Impaired respiratory muscle strength is frequently present in HF patients, possibly reflecting an increased work of breathing. Chronic lung congestion occurs secondarily to left ventricle dysfunction causing a restrictive ventilatory pattern and inefficiency, overloading the respiratory muscles in HF patients[1717 Kelley RC, Ferreira LF. Diaphragm abnormalities in heart failure and aging: mechanisms and integration of cardiovascular and respiratory pathophysiology. Heart Fail Rev. 2017;22(2):191-207. doi:10.1007/s10741- 016-9549-4.
https://doi.org/10.1007/s10741-...
].

Beyond mechanical mechanism, inspiratory muscle weakness can occur due to deconditioning status, indicating the role of skeletal muscle proteolysis. A generalized skeletal muscle disorder is associated with oxidative stress and activation of pro-inflammatory pathways frequently present in HF patients[1818 Tikunov B, Levine S, Mancini D. Chronic congestive heart failure elicits adaptations of endurance exercise in diaphragmatic muscle. Circulation. 1997;95(4):910-6. doi:10.1161/01.cir.95.4.910.
https://doi.org/10.1161/01.cir.95.4.910...
,1919 Cahalin LP, Arena RA. Breathing exercises and inspiratory muscle training in heart failure. Heart Fail Clin. 2015;11(1):149-72. doi:10.1016/j.hfc.2014.09.002.
https://doi.org/10.1016/j.hfc.2014.09.00...
]. This process is described as sarcopenia, a systemic skeletal muscle disorder that impairs the function of both the skeletal and respiratory musculature, resulting in further functional decline[2020 Kinugasa Y, Yamamoto K. The challenge of frailty and sarcopenia in heart failure with preserved ejection fraction. Heart. 2017;103(3):184-9. doi:10.1136/heartjnl-2016-309995.
https://doi.org/10.1136/ heartjnl-2016-3...
]. Also, a switch of muscle fiber types is observed as HF severity increases[2121 Opasich C, Ambrosino N, Felicetti G, Aquilani R, Pasini E, Bergitto D, et al. Heart failure-related myopathy. Clinical and pathophysiological insights. Eur Heart J. 1999;20(16):1191-200. doi:10.1053/euhj.1999.1523.
https://doi.org/10.1053/euhj.1999.1523...
]. Tukinov et al.[1818 Tikunov B, Levine S, Mancini D. Chronic congestive heart failure elicits adaptations of endurance exercise in diaphragmatic muscle. Circulation. 1997;95(4):910-6. doi:10.1161/01.cir.95.4.910.
https://doi.org/10.1161/01.cir.95.4.910...
] investigated skeletal muscle myopathy in HF patients, finding a greater percentage of type I muscle fibers and a significantly lower percentage of type II and type IIa muscle fibers in the costal diaphragm compared to healthy subjects. A disease-induced adaptation of type I fiber predominance revealed poorer respiratory strength and power secondary to the pathophysiologic effects of HF[1919 Cahalin LP, Arena RA. Breathing exercises and inspiratory muscle training in heart failure. Heart Fail Clin. 2015;11(1):149-72. doi:10.1016/j.hfc.2014.09.002.
https://doi.org/10.1016/j.hfc.2014.09.00...
]. The authors suggested that adding assessments for inspiratory muscle power could more completely detect the impact of HF on muscle dysfunction. In fact, our results revealed that 42.9% of patients with terminal HF had respiratory muscle weakness, defined as an MIP < 70% of predicted. This finding is corroborated by previous studies that indicate a 30-50% prevalence of respiratory muscle weakness in HF patients[2222 Dall'Ago P, Chiappa GR, Guths H, Stein R, Ribeiro JP. Inspiratory muscle training in patients with heart failure and inspiratory muscle weakness: a randomized trial. J Am Coll Cardiol. 2006;47(4):757-63. doi:10.1016/j.jacc.2005.09.052.
https://doi.org/10.1016/j.jacc.2005.09.0...
].

A longer time of exposure to HF in conjunction with aging could precipitate further complications. Studies have shown a progressive reduction of |MIP| between 0.8 and 2.7 cmH2O per year in elderly subjects[2323 Enright PL, Kronmal RA, Manolio TA, Schenker MB, Hyatt RE. Respiratory muscle strength in the elderly. Correlates and reference values. Cardiovascular health study research group. Am J Respir Crit Care Med. 1994;149(2 Pt 1):430-8. doi:10.1164/ajrccm.149.2.8306041.
https://doi.org/10.1164/ajrccm.149.2.830...
,2424 Díaz MC, Ospina-Tascón GA, Salazar C BC. Respiratory muscle dysfunction: a multicausal entity in the critically ill patient undergoing mechanical ventilation. Arch Bronconeumol. 2014;50(2):73-7. doi:10.1016/j.arbres.2013.03.005.
https://doi.org/10.1016/j.arbres.2013.03...
]. Elderly subjects also often present with cognitive impairment, frailty, and a significant number of other comorbidities. Therefore, age is a common risk factor for cardiovascular events and mortality, in clinically and surgically managed patients with HF. However, the findings of our study did not show an association between age and MV time or ICU length of stay. These results may indicate that, in patients with HF undergoing HT, other age-independent mechanisms could better account for short-term risk following HT.

A reduction in LVEF explains cardiopulmonary mechanical disarrangement and systemic alterations in HF patients. Previous studies demonstrated that inpatients with reduced LVEF exhibit poor functional capacity and worsening respiratory muscle strength[2525 Forestieri P, Guizilini S, Peres M, Bublitz C, Bolzan DW, Rocco IS, et al. A cycle ergometer exercise program improves exercise capacity and inspiratory muscle function in hospitalized patients awaiting heart transplantation: a pilot study. Braz J Cardiovasc Surg. 2016;31(5):389-95. doi:10.5935/1678- 9741.20160078.
https://doi.org/10.5935/1678-...
]. Nevertheless, HF patients develop compensatory systemic mechanisms, such as tolerance to high pulmonary vascular pressure during effort and peripheral vascular resistance control, which are not necessarily related to the degree of LVEF[2626 Litchfield RL, Kerber RE, Benge JW, Mark AL, Sopko J, Bhatnagar RK, et al. Normal exercise capacity in patients with severe left ventricular dysfunction: compensatory mechanisms. Circulation. 1982;66(1):129-34. doi:10.1161/01.cir.66.1.129.
https://doi.org/10.1161/01.cir.66.1.129...
]. Although LVEF had been recognized as an important prognostic marker following heart surgery[2727 Messaoudi N, De Cocker J, Stockman BA, Bossaert LL, Rodrigus IE. Is EuroSCORE useful in the prediction of extended intensive care unit stay after cardiac surgery? Eur J Cardiothorac Surg. 2009;36(1):35-9. doi:10.1016/j.ejcts.2009.02.007.
https://doi.org/10.1016/j.ejcts.2009.02....
], the current findings indicate LVEF was not related to other measures of interest. Even though left ventricular dysfunction may display systemic alterations, the compensatory mechanisms are more related to prognosis than LVEF itself, especially in HT, where the failing heart is replaced. Similarly, in the present study, our results showed that LVEF was not related to MV time and ICU length of stay. Meyer et al.[88 Meyer FJ, Borst MM, Zugck C, Kirschke A, Schellberg D, Kübler W, et al. Respiratory muscle dysfunction in congestive heart failure: clinical correlation and prognostic significance. Circulation. 2001;103(17):2153-8. doi:10.1161/01.cir.103.17.2153.
https://doi.org/10.1161/01.cir.103.17.21...
] demonstrated that the prognostic value of LVEF could be improved by adding the assessment of MIP and peak of oxygen uptake in HF patients. They also found that MIP was able to predict prognosis independently of NYHA class and norepinephrine levels.

To meet the unique mechanisms underlying the course of HF, recent studies have addressed the importance of pulmonary hypertension in HF. Bursi et al.2828 Bursi F, McNallan SM, Redfield MM, Nkomo VT, Lam CS, Weston SA, et al. Pulmonary pressures and death in heart failure: a community study. J Am Coll Cardiol. 2012;59(3):222-31. doi:10.1016/j.jacc.2011.06.076.
https://doi.org/10.1016/j.jacc.2011.06.0...
] (2012) demonstrated that PASP strongly predicts mortality and is an incremental and clinically relevant prognostic marker independent of other established predictors of outcome in HF patients. Within the possibility of vascular modulation in the presence of pulmonary hypertension, the present study investigates whether PASP would be associated with short-term outcomes following HT. However, in the present study, we did not observe a correlation between these variables, which could be explained by the advanced HF profile in our cohort patients. Specifically, the patients included in the current study had severe HF necessitating HT, and therefore higher levels of PASP.

The severity of disease progression in the current study can be confirmed by the patients with the NYHA functional class around III and IV. Filusch et al.[2929 Filusch A, Ewert R, Altesellmeier M, Zugck C, Hetzer R, Borst MM, et al. Respiratory muscle dysfunction in congestive heart failure--the role of pulmonary hypertension. Int J Cardiol. 2011;150(2):182-5. doi:10.1016/j.ijcard.2010.04.006.
https://doi.org/10.1016/j.ijcard.2010.04...
] (2011) demonstrated, in a large cohort of HF patients (n=5,532), that inspiratory muscle strength was progressively more impaired according to the worsening NYHA functional class. They identified that patients with NYHA class I have significantly greater strength compared to those of all other NYHA classes. Whereas patients with NYHA class IV have significantly poorer respiratory muscle power compared to those in all other NYHA classes[99 Kasahara Y, Izawa KP, Watanabe S, Osada N, Omiya K. The relation of respiratory muscle strength to disease severity and abnormal ventilation during exercise in chronic heart failure patients. Res Cardiovasc Med. 2015;4(4):e28944. doi:10.5812/cardiovascmed.28944.
https://doi.org/10.5812/cardiovascmed.28...
,1919 Cahalin LP, Arena RA. Breathing exercises and inspiratory muscle training in heart failure. Heart Fail Clin. 2015;11(1):149-72. doi:10.1016/j.hfc.2014.09.002.
https://doi.org/10.1016/j.hfc.2014.09.00...
].

These assumptions reveal that patients with worse NYHA and lower respiratory muscle strength had impairment in functional capacity and exercise performance. A well-established and accepted evaluation of functional capacity in HF patients undergoing HT is the 6MWT. Frequently employed in clinical practice, the 6MWT is an easy-to-perform test, has the ability to differentiate the clinical impact of therapies, holds prognostic value, and is better tolerated than a maximal incremental exercise test[3030 Shoemaker MJ, Curtis AB, Vangsnes E, Dickinson MG. Triangulating clinically meaningful change in the six-minute walk test in individuals with chronic heart failure: a systematic review. Cardiopulm Phys Ther J. 2012;23(3):5-15.].

Stewart et al.[3131 Stewart RA, Szalewska D, She L, Lee KL, Drazner MH, Lubiszewska B, et al. Exercise capacity and mortality in patients with ischemic left ventricular dysfunction randomized to coronary artery bypass graft surgery or medical therapy: an analysis from the STICH trial (surgical treatment for ischemic heart failure). JACC Heart Fail. 2014;2(4):335-43. doi:10.1016/j.jchf.2014.02.009.
https://doi.org/10.1016/j.jchf.2014.02.0...
] (2014) indicated that patients with left ventricular dysfunction who walked < 300 meters in the preoperative period were at higher risk of unfavorable outcomes following myocardial revascularization surgery. Notwithstanding, the findings of the current study did not observe an association between 6MWT distance and MV time or ICU length of stay. Likewise, Rocco et al.[3232 Rocco IS, Viceconte M, Pauletti HO, Matos-Garcia BC, Marcondi NO, Bublitz C, et al. Oxygen uptake on-kinetics during six-minute walk test predicts short-term outcomes after off-pump coronary artery bypass surgery. Disabil Rehabil. 2019;41(5):534-40. doi:10.1080/09638288.2017.1401673.
https://doi.org/10.1080/09638288.2017.14...
] (2018) identified that the 6MWT alone is not able to predict short-term outcomes following myocardial revascularization, unless patients had an obvious impairment in 6MWT distance. They found that direct measurement of oxygen consumption evaluation would more accurately predict risk during the postoperative period, especially because ventilatory expired gas analysis provides more substantial data about compensatory mechanisms, tolerance of high arterial pulmonary pressures, and ventilatory performance.

Previous studies confirmed the association between ventilatory inefficiency, measured by the ratio between ventilation and carbon dioxide production, and inspiratory muscle weakness, verified by low MIP[3333 Neves LM, Karsten M, Neves VR, Beltrame T, Borghi-Silva A, Catai AM. Respiratory muscle endurance is limited by lower ventilatory efficiency in post-myocardial infarction patients. Braz J Phys Ther. 2014;18(1):1-8. doi:10.1590/s1413-35552012005000134.
https://doi.org/10.1590/ s1413-355520120...
]. Several protocols of inspiratory muscle training were able to improve ventilatory efficiency, especially in those patients with advanced HF[2020 Kinugasa Y, Yamamoto K. The challenge of frailty and sarcopenia in heart failure with preserved ejection fraction. Heart. 2017;103(3):184-9. doi:10.1136/heartjnl-2016-309995.
https://doi.org/10.1136/ heartjnl-2016-3...
,3434 Cahalin LP, Semigran MJ, Dec GW. Inspiratory muscle training in patients with chronic heart failure awaiting cardiac transplantation: results of a pilot clinical trial. Phys Ther. 1997;77(8):830-8. doi:10.1093/ptj/77.8.830.
https://doi.org/10.1093/ptj/77.8.830...
].

Regardless of the complexity of parameters evaluated in the preoperative period of HT, inspiratory muscle strength (i.e., MIP) seems to reflect an overall adaptation secondary to refractory HF. The current study identified that the main parameter able to detect higher chances of short-term outcomes following HT is MIP. Patients with respiratory muscle weakness, i.e., percent-predicted MIP < 70%, expressed a higher prevalence of reintubation, prolonged MV, and delayed ICU length of stay.

In the postoperative phase of cardiac surgery, prolonged MV time is currently defined as a time longer than 24 to 48 hours of MV support[3535 Kimura N, Tanaka M, Kawahito K, Sanui M, Yamaguchi A, Ino T, et al. Risk factors for prolonged mechanical ventilation following surgery for acute type a aortic dissection. Circ J. 2008;72(11):1751-7. doi:10.1253/circj.cj-08-0306.
https://doi.org/10.1253/circj.cj-08-0306...
]. In HF patients within the preoperative phase of HT, marked respiratory muscle weakness is already established before MV[2525 Forestieri P, Guizilini S, Peres M, Bublitz C, Bolzan DW, Rocco IS, et al. A cycle ergometer exercise program improves exercise capacity and inspiratory muscle function in hospitalized patients awaiting heart transplantation: a pilot study. Braz J Cardiovasc Surg. 2016;31(5):389-95. doi:10.5935/1678- 9741.20160078.
https://doi.org/10.5935/1678-...
]. A previous report identified that respiratory muscle training in the preoperative phase benefits patients in the postoperative phase of revascularization surgery, with a lower incidence of pulmonary complications, including MV dependence[3636 Gomes Neto M, Martinez BP, Reis HF, Carvalho VO. Pre- and postoperative inspiratory muscle training in patients undergoing cardiac surgery: systematic review and meta-analysis. Clin Rehabil. 2017;31(4):454-64. doi:10.1177/0269215516648754.
https://doi.org/10.1177/0269215516648754...
]. These assumptions suggest that a higher impartment of MIP in the preoperative phase is associated with prolonged MV time postoperatively.

To the best of our knowledge, our study was the first to directly investigate the association between preoperative respiratory muscle weakness and postoperative short-term outcomes in hospitalized patients undergoing HT. Camkiran et al.[3737 Camkiran Firat A, Komurcu O, Zeyneloglu P, Turker M, Sezgin A, Pirat A. Early postoperative pulmonary complications after heart transplantation. Transplant Proc. 2015;47(4):1214-6. doi:10.1016/j.transproceed.2014.11.058.
https://doi.org/10.1016/j.transproceed.2...
] (2015) analyzed patients in the postoperative phase of HT and found a longer MV time (123.8 hours), and, consequently, a prolonged ICU stay (19.8 days). This study corroborates with our findings, where our patients with a longer MV time (110.9 hours) also evolved with a prolonged ICU stay (10.7 days).

A previous study found a negatively significant association between MIP and C-reactive protein, fibrinogen, and white blood cell count. Beyond mechanical compensation, the investigators of the same study concluded that inspiratory muscle weakness may be a marker of metabolic and inflammatory pathophysiologic processes[1919 Cahalin LP, Arena RA. Breathing exercises and inspiratory muscle training in heart failure. Heart Fail Clin. 2015;11(1):149-72. doi:10.1016/j.hfc.2014.09.002.
https://doi.org/10.1016/j.hfc.2014.09.00...
,3838 van der Palen J, Rea TD, Manolio TA, Lumley T, Newman AB, Tracy RP, et al. Respiratory muscle strength and the risk of incident cardiovascular events. Thorax. 2004;59(12):1063-7. doi:10.1136/thx.2004.021915.
https://doi.org/10.1136/thx.2004.021915...
].

The current scenario expresses the importance of inspiratory muscle weakness as a clinical manifestation of the severity of HF adaptations, with an interdependence between cardiac and respiratory systems, and also indicates that it is an important prognostic tool[1818 Tikunov B, Levine S, Mancini D. Chronic congestive heart failure elicits adaptations of endurance exercise in diaphragmatic muscle. Circulation. 1997;95(4):910-6. doi:10.1161/01.cir.95.4.910.
https://doi.org/10.1161/01.cir.95.4.910...
,1919 Cahalin LP, Arena RA. Breathing exercises and inspiratory muscle training in heart failure. Heart Fail Clin. 2015;11(1):149-72. doi:10.1016/j.hfc.2014.09.002.
https://doi.org/10.1016/j.hfc.2014.09.00...
]. Evidence suggests that respiratory muscle strength improvement before coronary artery bypass graft surgery was able to reduce the incidence of postoperative pulmonary complications, MV time, and length of hospital stay[3939 Hulzebos EH, Helders PJ, Favié NJ, De Bie RA, Brutel de la Riviere A, Van Meeteren NL. Preoperative intensive inspiratory muscle training to prevent postoperative pulmonary complications in high-risk patients undergoing CABG surgery: a randomized clinical trial. JAMA. 2006;296(15):1851-7. doi:10.1001/jama.296.15.
https://doi.org/10.1001/jama.296.15...
]. The present findings support that increasing inspiratory muscle strength in the preoperative phase may also improve early postoperative outcomes in patients undergoing HT.

Limitations

A limitation of the present study was the absence of a greater number of patients. As such, we had a limited number of deaths and were unable to perform an in-depth and conclusive survival analysis.

CONCLUSION

Impairment in preoperative MIP was associated with poorer short-term outcomes following HT. Therefore, our findings in conjunction with previous research indicate that inspiratory muscle strength appears to be an important clinical measure in patients undergoing HT.

Authors' roles & responsibilities IB Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; drafting the work or revising it critically for important intellectual content; agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved; final approval of the version to be published WJG Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; drafting the work or revising it critically for important intellectual content; agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved; final approval of the version to be published ISR Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; drafting the work or revising it critically for important intellectual content; agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved; final approval of the version to be published CB Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; drafting the work or revising it critically for important intellectual content; agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved; final approval of the version to be published LRAG Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; drafting the work or revising it critically for important intellectual content; agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved; final approval of the version to be published DWB Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; drafting the work or revising it critically for important intellectual content; agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved; final approval of the version to be published VBS Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; drafting the work or revising it critically for important intellectual content; agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved; final approval of the version to be published RSLM Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; drafting the work or revising it critically for important intellectual content; agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved; final approval of the version to be published JRB Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; drafting the work or revising it critically for important intellectual content; agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved; final approval of the version to be published DRA Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; drafting the work or revising it critically for important intellectual content; agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved; final approval of the version to be published RA Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; drafting the work or revising it critically for important intellectual content; agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved; final approval of the version to be published SG Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; drafting the work or revising it critically for important intellectual content; agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved; final approval of the version to be published
  • This study was carried out at the Cardiology Postgraduate Program, Federal University of Sao Paulo, Sao Paulo, Brazil.
  • This study was funded by the Coordenação de Aperfeiçoamento de Pessoal de Nível Superior – CAPES Foundation.

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Publication Dates

  • Publication in this collection
    05 Mar 2021
  • Date of issue
    May-Jun 2021

History

  • Received
    07 July 2020
  • Accepted
    08 July 2020
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