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Reversed Potts Shunt as a Palliative Option for EndStage Idiopathic Pulmonary Arterial Hypertension in Childhood

INTRODUCTION

Idiopathic pulmonary arterial hypertension (IPAH) in children is a progressive disease with a dismal prognosis. Medical therapy is beneficial, although with a short-term effect and a five-year surviva varying from 62% to 90% between centers[11 Zijlstra WMH, Douwes JM, Rosenzweig EB, Schokker S, Krishnan U, Roofthooft MTR, et al. Survival differences in pediatric pulmonary arterial hypertension: clues to a better understanding of outcome and optimal treatment strategies. J Am Coll Cardiol. 2014;63(20):2159-69. doi:10.1016/j.jacc.2014.02.575.
https://doi.org/10.1016/j.jacc.2014.02.5...
]. Patients afflicted with advanced symptoms demand prompt action, and new strategies have been reported. Balloon atrial septostomy creates a right-to-left shunt and decompresses the right ventricle (RV) but carries limitations as high procedural mortality, upper body oxygen desaturation, and an eventual need for reintervention[22 Micheletti A, Hislop AA, Lammers A, Bonhoeffer P, Derrick G, Rees P, et al. Role of atrial septostomy in the treatment of children with pulmonary arterial hypertension. Heart. 2006;92(7):969-72. doi:10.1136/hrt.2005.077669.
https://doi.org/10.1136/hrt.2005.077669...
]. Lung transplantation, not universally available, is an option, but median survival is around seven years and carries difficult challenges like long waiting list, donor availability, and lifelong immunosuppression[33 Hayes D Jr, Cherikh WS, Chambers DC, Harhay MO, Khush KK, Lehman RR, et al. The international thoracic organ transplant registry of the international society for heart and lung transplantation: twenty-second pediatric lung and heart-lung transplantation report-2019; Focus theme: donor and recipient size match. J Heart Lung Transplant. 2019;38(10):1015-27.doi:10.1016/j.healun.2019.08.003.
https://doi.org/10.1016/j.healun.2019.08...
]. The Potts shunt was described in 1946 as a surgical anastomosis between the descending aorta and the left pulmonary artery (PA) to allow left-to-right shunting in cyanotic congenital heart disease[44 Potts WJ, Smith S, Gibson S. Anastomosis of the aorta to a pulmonary artery; certain types in congenital heart disease. J Am Med Assoc. 1946;132(11):627-31.doi:10.1001/jama.1946.02870460017005.
https://doi.org/10.1001/jama.1946.028704...
]. In 2004, a reversed Potts anastomosis was proposed for children with heart failure secondary to supra systemic pulmonary hypertension (PH) refractory to medical treatment[55 Blanc J, Vouhé P, Bonnet D. Potts shunt in patients with pulmonary hypertension. N Engl J Med. 2004;350(6):623. doi:10.1056/NEJM200402053500623.
https://doi.org/10.1056/NEJM200402053500...
]. This palliation allows reduction of PA pressure to systemic levels like what is found in children with Eisenmenger syndrome, who have a better survival than patients with IPAH[66 Hopkins WE, Ochoa LL, Richardson GW, Trulock ER Comparison of the hemodynamics and survival of adults with severe primary pulmonary hypertension or eisenmenger syndrome. J Heart Lung Transplant. 1996;15(1 Pt 1):100-5.]. This procedure reduces right ventricular afterload, leads to only lower body oxygen desaturation, and can serve as a bridge to transplant[77 Lancaster TS, Shahanavaz S, Balzer DT, Sweet SC, Grady RM, Eghtesady P. Midterm outcomes of the potts shunt for pediatric pulmonary hypertension, with comparison to lung transplant. J Thorac Cardiovasc Surg. 2021;161(3):1139-48.doi:10.1016/j.jtcvs.2020.10.163.
https://doi.org/10.1016/j.jtcvs.2020.10....
]. Two patients with IPAH who benefited from Potts anastomosis are presented here.

Case Number 1: a six-year-old boy on regular follow-up due to PAH, on bosentan 125 mg and sildenafil 60 mg daily, presented frequent syncopal episodes, New York Heart Association (NYHA) class lll-IV, O2 saturation 97%, and hematocrit rate 39%. The electrocardiogram (ECG) showed right bundle branch block, chest radiography showed the heart slightly enlarged, and lung flow was diminished (Figure 1 A). A small left ventricular cavity and an inverted interventricular septum (IVS) curvature suggesting increased PA pressure were seen on the echocardiogram (Figure 1B). Cardiac catheterization revealed PA pressure of 70/54/71 mmHg and increased pulmonary vascular resistance (PVR) (7.8 Wood units). In January 2015, without cardiopulmonary bypass, surgery was performed through a fourth intercostal space lateral left thoracotomy by means of applying a lateral clamp to the descending aorta on the side facing of the left PA. The left PA was clamped transversely, as were the subbranches, which were subjected to a tourniquet through a vessel-loop. Both vessels were opened longitudinally using the diameter of the descending aorta as a reference. A side-to-side anastomosis with 6-0 PROLENE® was performed between the two vessels. Thus, the diameter of the shunt was defined accordingly to the diameter of the descending aorta, and a 10-mm shunt was created. The postoperative course was uneventful, and extubation occurred 24 hours after surgery. Low adrenaline and milrinone doses plus enoxaparin were used in the first three days after operation before ward transfer. A chest angiotomography done five days after surgery showed a patent shunt (Figure 1C). He was discharged on good clinical conditions seven days after operation with a limb O2 saturation of 95% (upper) and 83% (lower) and a 34% hematocrit rate on the same medication. This patient was lost to follow-up until recently when an active search was successful. Reporting an active life, he was in NYHA class II with no syncopal attacks and on bosentan 125 mg/day and sildenafil 75 mg/day. Limb O2 saturation was 97% (upper) and 81% (lower) with no murmurs on auscultation. The heart size was normal with lung flow improvement (Figure 1D). The echocardiogram showed signs of significant PH, good right ventricular function, no IVS shift, increased left ventricular cavity, and laminar flow at the Potts anastomosis (Figure 1E) (Table 1).

Fig. 1
(Case Number 1) - Preoperative (A) and postoperative (D) chest radiography; preoperative (B) and postoperative (E) echocardiogram (arrow: septal curvature); (C) postoperative angiotomography (arrow: anastomosis). LV=left ventricle; PA=pulmonary artery; RV=right ventricle.

Table 1
Echocardiographic parameters for evaluation of right ventricular function.

Case Number 2: a 10-year-old girl on regular follow-up due tol PAH, on bosentan 125 mg/day and sildenafil 75 mg/day, was requiring recurrent hospitalizations due to frequent syncopal episodes, NYHA class IV, O2 saturation 95%, and hematocrit rate 44%. The ECG showed right ventricular hypertrophy and an enlarged heart was found on chest radiography (Figure 2A).The echocardiogram showed small left ventricular cavity plus IVS rectification (Figure 2B). Cardiac catheterization revealed PA pressure of 82/43/59 mmHg and increased PVR (27 Wood units). In June 2020, surgery was performed using the same technique described for Case Number 1, except that the shunt size was 7 mm. The postoperative course was uneventful, and extubation occurred 36 hours after surgery. Milrinone, dobutamine, and phenylephrine were used in the first 24 hours after operation plus blood transfusion, and ward transfer occurred three days later. She was discharged two weeks after surgery on the same medication plus furosemide 20 mg and aspirin 100 mg/day. Limb O2 saturation were 95% (upper) and 85% (lower) and hematocrit rate was 36%. On the day before discharge, a chest angiotomography showed a patent Potts shunt (Figure 2C). Fifteen months after surgery, she is in NYHA class II without syncope episodes on the same medication. Limb O2 saturation was 95% (upper) and 81% (lower) with no murmurs on auscultation. The heart size was normal with increased lung flow (Figure 2D) and the echocardiogram disclosed PH, improved right ventricular function, increased left ventricular cavity, and laminar flow at the Potts anastomosis (Figure 2E) (Table 1).

Fig. 2
(Case Number 2) - Preoperative (A) and postoperative (D) chest radiography; preoperative (B) and postoperative (E) echocardiogram (arrow: interventricular septum); (C) postoperative angiotomography (arrow: anastomosis). LV=left ventricle; PA=pulmonary artery; RV=right ventricle.

QUESTIONS

A. Why the Potts shunt is an attractive surgical palliation for children with severely symptomatic IPAH?

B. Are the surgical procedure, shunt design, and postoperative management well defined?

C. Is there enough information regarding outcomes of patients with IPAH surgically palliated by means of a Potts shunt?

Discussion of Questions

Question A. The “reversed” Potts shunt, a palliation strategy for children with end-stage IPAH, decompresses the RV and spares the coronary and cerebral circulation of deoxygenated blood[77 Lancaster TS, Shahanavaz S, Balzer DT, Sweet SC, Grady RM, Eghtesady P. Midterm outcomes of the potts shunt for pediatric pulmonary hypertension, with comparison to lung transplant. J Thorac Cardiovasc Surg. 2021;161(3):1139-48.doi:10.1016/j.jtcvs.2020.10.163.
https://doi.org/10.1016/j.jtcvs.2020.10....
]. By mimicking the Eisenmenger physiology of a patent ductus arteriosus, which has a better natural history than IPAH, the right ventricular function may be preserved and the patient may eventually undergo ung transplantation in more favorable conditions[55 Blanc J, Vouhé P, Bonnet D. Potts shunt in patients with pulmonary hypertension. N Engl J Med. 2004;350(6):623. doi:10.1056/NEJM200402053500623.
https://doi.org/10.1056/NEJM200402053500...
,66 Hopkins WE, Ochoa LL, Richardson GW, Trulock ER Comparison of the hemodynamics and survival of adults with severe primary pulmonary hypertension or eisenmenger syndrome. J Heart Lung Transplant. 1996;15(1 Pt 1):100-5.].

Question B. The classical Potts shunt technique[44 Potts WJ, Smith S, Gibson S. Anastomosis of the aorta to a pulmonary artery; certain types in congenital heart disease. J Am Med Assoc. 1946;132(11):627-31.doi:10.1001/jama.1946.02870460017005.
https://doi.org/10.1001/jama.1946.028704...
] has been reported in the early experience with young symptomatic patients with severe supra systemic PH[55 Blanc J, Vouhé P, Bonnet D. Potts shunt in patients with pulmonary hypertension. N Engl J Med. 2004;350(6):623. doi:10.1056/NEJM200402053500623.
https://doi.org/10.1056/NEJM200402053500...
,88 Baruteau AE, Belli E, Boudjemline Y, Laux D, Lévy M, Simonneau G, et al. Palliative potts shunt for the treatment of children with drug-refractory pulmonary arterial hypertension: updated data from the first 24 patients. Eur J Cardiothorac Surg. 2015;47(3):e105-10. doi:10.1093/ejcts/ezu445.
https://doi.org/10.1093/ejcts/ezu445...
]. Considering the potential adverse impact of a bidirectional shunt if the PA pressure intermittently becomes subsystemic, a novel design has recently been introduced. In this approach, through a median sternotomy on cardiopulmonary bypass, a unidirectional-valved shunt is created by sewing a 12-mm Contegra™ valved conduit into a graft[99 Rosenzweig EB, Ankola A, Krishnan U, Middlesworth W, Bacha E, Bacchetta M. A novel unidirectional-valved shunt approach for end-stage pulmonary arterial hypertension: early experience in adolescents and adults. JThoracCardiovasc Surg. 2021;161(4):1438-46.e2. doi:10.1016/j.jtcvs.2019.10.149.
https://doi.org/10.1016/j.jtcvs.2019.10....
]. Either technique requires an experienced cardiac anesthesia team for a safe induction, and severe early postoperative complications may occur in up to 25% of the cases[88 Baruteau AE, Belli E, Boudjemline Y, Laux D, Lévy M, Simonneau G, et al. Palliative potts shunt for the treatment of children with drug-refractory pulmonary arterial hypertension: updated data from the first 24 patients. Eur J Cardiothorac Surg. 2015;47(3):e105-10. doi:10.1093/ejcts/ezu445.
https://doi.org/10.1093/ejcts/ezu445...
,99 Rosenzweig EB, Ankola A, Krishnan U, Middlesworth W, Bacha E, Bacchetta M. A novel unidirectional-valved shunt approach for end-stage pulmonary arterial hypertension: early experience in adolescents and adults. JThoracCardiovasc Surg. 2021;161(4):1438-46.e2. doi:10.1016/j.jtcvs.2019.10.149.
https://doi.org/10.1016/j.jtcvs.2019.10....
]. Considering that the patient may eventually undergo lung transplantation and that any previous approach to the chest is a relative contraindication for this type of procedure, the median sternotomy may be the preferable incisional approach for the shunt[99 Rosenzweig EB, Ankola A, Krishnan U, Middlesworth W, Bacha E, Bacchetta M. A novel unidirectional-valved shunt approach for end-stage pulmonary arterial hypertension: early experience in adolescents and adults. JThoracCardiovasc Surg. 2021;161(4):1438-46.e2. doi:10.1016/j.jtcvs.2019.10.149.
https://doi.org/10.1016/j.jtcvs.2019.10....
]. Stenting the ductus arteriosus is another reported option, although clinical experience is limited and debatable[1010 Latus H, Apitz C, Moysich A, Kerst G, Jux C, Bauer J, et al. Creation of a functional potts shunt by stenting the persistent arterial duct in newborns and infants with suprasystemic pulmonary hypertension of various etiologies. J Heart Lung Transplant. 2014;33(5):542-6. doi:10.1016/j.healun.2014.01.860.
https://doi.org/10.1016/j.healun.2014.01...
].

Question C. Although patient selection, immediate postoperative management, and surgical technique need some refinement, the Potts shunt has been shown to be an effective palliation for these severely ill patients. After its first successful description in patients with severe PH in 2004[55 Blanc J, Vouhé P, Bonnet D. Potts shunt in patients with pulmonary hypertension. N Engl J Med. 2004;350(6):623. doi:10.1056/NEJM200402053500623.
https://doi.org/10.1056/NEJM200402053500...
], promising results were reported in 2012[1111 Baruteau AE, Serraf A, Lévy M, Petit J, Bonnet D, Jais X, et al. Potts shunt in children with idiopathic pulmonary arterial hypertension: long-term results. Ann Thorac Surg. 2012;94(3):817-24. doi:10.1016/j.athoracsur.2012.03.099.
https://doi.org/10.1016/j.athoracsur.201...
]. Also, patients with PH secondary to other conditions were also shown to benefit from this strategy[1212 Latus H, Apitz C, Schmidt D, Jux C, Mueller M, Bauer J, et al. Potts shunt and atrial septostomy in pulmonary hypertension caused by left ventricular disease. Ann Thorac Surg. 2013;96(1):317-9. doi:10.1016/j.athoracsur.2012.10.069.
https://doi.org/10.1016/j.athoracsur.201...
,1313 Petersen C, Helvind M, Jensen T, Andersen HØ. Potts shunt in a child with end-stage pulmonary hypertension after late repair of ventricular septal defect. World J Pediatr Congenit Heart Surg. 2013;4(3):286-9. doi:10.1177/2150135113482739.
https://doi.org/10.1177/2150135113482739...
]. Albeit experience is restricted to a few centers, early and midterm results are available demonstrating improved functional status and longevity maximization[77 Lancaster TS, Shahanavaz S, Balzer DT, Sweet SC, Grady RM, Eghtesady P. Midterm outcomes of the potts shunt for pediatric pulmonary hypertension, with comparison to lung transplant. J Thorac Cardiovasc Surg. 2021;161(3):1139-48.doi:10.1016/j.jtcvs.2020.10.163.
https://doi.org/10.1016/j.jtcvs.2020.10....
,88 Baruteau AE, Belli E, Boudjemline Y, Laux D, Lévy M, Simonneau G, et al. Palliative potts shunt for the treatment of children with drug-refractory pulmonary arterial hypertension: updated data from the first 24 patients. Eur J Cardiothorac Surg. 2015;47(3):e105-10. doi:10.1093/ejcts/ezu445.
https://doi.org/10.1093/ejcts/ezu445...
,99 Rosenzweig EB, Ankola A, Krishnan U, Middlesworth W, Bacha E, Bacchetta M. A novel unidirectional-valved shunt approach for end-stage pulmonary arterial hypertension: early experience in adolescents and adults. JThoracCardiovasc Surg. 2021;161(4):1438-46.e2. doi:10.1016/j.jtcvs.2019.10.149.
https://doi.org/10.1016/j.jtcvs.2019.10....
]. Report of similar experiences by other centers as well as long-term follow-up information are needed, but this operation seems to be finding its place among the options available to assist children with such a fatal disease.

BRIEF CONSIDERATION OF THE CASE REPORTED

These cases reflect our initial experience with Potts operation in severely ill children suffering from IPAH and should not be regarded as to represent the clinical spectrum of the patients afflicted with this disease. The preoperative and postoperative periods as well as the surgical procedure are usually demanding, and team experience with neonatal congenital heart disease is required for the success of the palliation.

  • This study was carried out at the Biocor Instituto, Nova Lima, Minas Gerais, Brazil.
    Abbreviations, Acronyms & Symbols
  • ECG  Electrocardiogram
  • FACC  Fractional area of change
  • IPAH  Idiopathic pulmonary arterial hypertension
  • IVS  Interventricular septum
  • LV  Left ventricle
  • NYHA  New York Heart Association
  • PA  Pulmonary artery
  • PA AT  Pulmonary artery acceleration time
  • PASP  Pulmonary artery systolic pressure
  • PH  Pulmonary hypertension
  • PVR  Pulmonary vascular resistance
  • RV  Right ventricle
  • RV-PET  Right ventricular pre-ejection time
  • RVET  Right ventricular ejection time
  • TAPSE  Tricuspid annular plane systolic excursion
  • No financial support

REFERENCES

  • 1
    Zijlstra WMH, Douwes JM, Rosenzweig EB, Schokker S, Krishnan U, Roofthooft MTR, et al. Survival differences in pediatric pulmonary arterial hypertension: clues to a better understanding of outcome and optimal treatment strategies. J Am Coll Cardiol. 2014;63(20):2159-69. doi:10.1016/j.jacc.2014.02.575.
    » https://doi.org/10.1016/j.jacc.2014.02.575
  • 2
    Micheletti A, Hislop AA, Lammers A, Bonhoeffer P, Derrick G, Rees P, et al. Role of atrial septostomy in the treatment of children with pulmonary arterial hypertension. Heart. 2006;92(7):969-72. doi:10.1136/hrt.2005.077669.
    » https://doi.org/10.1136/hrt.2005.077669
  • 3
    Hayes D Jr, Cherikh WS, Chambers DC, Harhay MO, Khush KK, Lehman RR, et al. The international thoracic organ transplant registry of the international society for heart and lung transplantation: twenty-second pediatric lung and heart-lung transplantation report-2019; Focus theme: donor and recipient size match. J Heart Lung Transplant. 2019;38(10):1015-27.doi:10.1016/j.healun.2019.08.003.
    » https://doi.org/10.1016/j.healun.2019.08.003
  • 4
    Potts WJ, Smith S, Gibson S. Anastomosis of the aorta to a pulmonary artery; certain types in congenital heart disease. J Am Med Assoc. 1946;132(11):627-31.doi:10.1001/jama.1946.02870460017005.
    » https://doi.org/10.1001/jama.1946.02870460017005
  • 5
    Blanc J, Vouhé P, Bonnet D. Potts shunt in patients with pulmonary hypertension. N Engl J Med. 2004;350(6):623. doi:10.1056/NEJM200402053500623.
    » https://doi.org/10.1056/NEJM200402053500623
  • 6
    Hopkins WE, Ochoa LL, Richardson GW, Trulock ER Comparison of the hemodynamics and survival of adults with severe primary pulmonary hypertension or eisenmenger syndrome. J Heart Lung Transplant. 1996;15(1 Pt 1):100-5.
  • 7
    Lancaster TS, Shahanavaz S, Balzer DT, Sweet SC, Grady RM, Eghtesady P. Midterm outcomes of the potts shunt for pediatric pulmonary hypertension, with comparison to lung transplant. J Thorac Cardiovasc Surg. 2021;161(3):1139-48.doi:10.1016/j.jtcvs.2020.10.163.
    » https://doi.org/10.1016/j.jtcvs.2020.10.163
  • 8
    Baruteau AE, Belli E, Boudjemline Y, Laux D, Lévy M, Simonneau G, et al. Palliative potts shunt for the treatment of children with drug-refractory pulmonary arterial hypertension: updated data from the first 24 patients. Eur J Cardiothorac Surg. 2015;47(3):e105-10. doi:10.1093/ejcts/ezu445.
    » https://doi.org/10.1093/ejcts/ezu445
  • 9
    Rosenzweig EB, Ankola A, Krishnan U, Middlesworth W, Bacha E, Bacchetta M. A novel unidirectional-valved shunt approach for end-stage pulmonary arterial hypertension: early experience in adolescents and adults. JThoracCardiovasc Surg. 2021;161(4):1438-46.e2. doi:10.1016/j.jtcvs.2019.10.149.
    » https://doi.org/10.1016/j.jtcvs.2019.10.149
  • 10
    Latus H, Apitz C, Moysich A, Kerst G, Jux C, Bauer J, et al. Creation of a functional potts shunt by stenting the persistent arterial duct in newborns and infants with suprasystemic pulmonary hypertension of various etiologies. J Heart Lung Transplant. 2014;33(5):542-6. doi:10.1016/j.healun.2014.01.860.
    » https://doi.org/10.1016/j.healun.2014.01.860
  • 11
    Baruteau AE, Serraf A, Lévy M, Petit J, Bonnet D, Jais X, et al. Potts shunt in children with idiopathic pulmonary arterial hypertension: long-term results. Ann Thorac Surg. 2012;94(3):817-24. doi:10.1016/j.athoracsur.2012.03.099.
    » https://doi.org/10.1016/j.athoracsur.2012.03.099
  • 12
    Latus H, Apitz C, Schmidt D, Jux C, Mueller M, Bauer J, et al. Potts shunt and atrial septostomy in pulmonary hypertension caused by left ventricular disease. Ann Thorac Surg. 2013;96(1):317-9. doi:10.1016/j.athoracsur.2012.10.069.
    » https://doi.org/10.1016/j.athoracsur.2012.10.069
  • 13
    Petersen C, Helvind M, Jensen T, Andersen HØ. Potts shunt in a child with end-stage pulmonary hypertension after late repair of ventricular septal defect. World J Pediatr Congenit Heart Surg. 2013;4(3):286-9. doi:10.1177/2150135113482739.
    » https://doi.org/10.1177/2150135113482739

Publication Dates

  • Publication in this collection
    09 Oct 2023
  • Date of issue
    2023

History

  • Received
    24 Jan 2022
  • Accepted
    13 July 2022
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