SciELO - Scientific Electronic Library Online

vol.40 número4Effect of thermo-mechanical parameters on microstructure and mechanical properties of microalloyed steels índice de autoresíndice de materiabúsqueda de artículos
Home Pagelista alfabética de revistas  

Servicios Personalizados




Links relacionados


Brazilian Journal of Physics

versión impresa ISSN 0103-9733

Braz. J. Phys. vol.40 no.4 São Paulo dic. 2010 

Optical and electrical diagnostics of microdischarges at moderate to high pressure in argon



B.N. SismanogluI,*; C.L.A. CunhaI; M.P. GomesII; R. CaetanoII; K.G. GrigorovIII

IDepartamento de Física, Instituto Tecnológico de Aeronáutica, Comando-Geral de Tecnologia Aeroespacial, 12228-900, São José dos Campos, SP, Brasil
IILaboratório de Óptica e Espectroscopia, Departamento de Física, Instituto Tecnolgico de Aeronáutica, Comando-Geral de Tecnologia Aeroespacial, 12228-900, São José dos Campos, SP, Brasil
IIIInstitute of Electronics, Bulgarian Academy of Science, 72 Tzarigradsko Chaussee, Sofia 1784, Bulgária




Microdischarges at moderate to high pressure in argon were investigated. A hole opening diameter of 500 µm direct current (dc) microhollow cathode discharges (MHCD) were characterized by electrical measurements and optical emission spectroscopy (OES) for pressures ranging between 90 and 800 Torr and current from 5 to 20 mA. Current-voltage characteristic curves were obtained as a function of the pressure for this hole diameter. MHCD enables stable dc discharges for molybdenum electrodes material at constant Ar + 2%H2 flow of 0.03 l/min. Optical emission spectroscopy and analysis of the spectral line broadening of plasma line emissions were performed in order to measure gas discharge parameters. Electron number densities were obtained from Hβ Balmer line ( ~ 1014 cm-3). For the above mentioned discharge conditions, gas temperature was estimated to be 550 - 850 K from OH rotational bands. Excitation temperature was measured based on two lines method (from atomic Mo lines) and from 4p - 4s and 5p - 4s Ar radiative transitions. Hydrogen atom temperature was measured for 800 Torr ( ~ 12000 K).

Keywords: Microdischarges, microhollow cathode discharges; optical emission spectroscopy.




Following Schoenbach group studies about microdischarges - notably of microhollow cathode discharges (MHCD) at moderate to atmospheric pressure - the operation and applications of these kinds of microplasmas has attracted the attention of researchers worldwide due to the convenience and easiness of operation, besides the low cost [1-10]. These non-thermal microplasmas, where the electron temperature is much higher than the gas temperature (here, electron temperature is associated with the mean electron energy), allied to small size and low power consumption, is an attractive to the plasma applications possibilities in industry, like surface treatment, generation of UV and VUV radiation, reduction of pollutants, gas lasers, biological decontamination, thin film deposition, mainly in a high pressure operation [1,2].

These microdischarges consist of a cathode with a borehole and an arbitrarily shaped anode, separated by an insulator, where a hole is drilled through a cathode-mica-anode sandwich structure. Both current-voltage characteristics and Paschen's curves have been studied previously [6-8] for different pressures and hole diameters. They showed three distinct modes of operation: abnormal (at low current), self-pulsed and normal. Stable atmospheric pressure operation is easily obtained in small holes or by employing a certain constant gas flow (dynamic mode). As an example, for a flow of 0.7 l/min it was possible to ignite a discharge in a 200 µm diameter hole using rare gas [11]. For atmospheric pressure operation, the hole diameter should be in the order of 100 µm in a static mode of operation (without gas flowing) [3].

The understanding of physical and chemical processes occurring in this kind of plasma is fundamental for the optimization of the some industrial applications. Reliable MHCD operating at low voltage seems to be useful and important both for industrial and research applications. It is important to notice that at high-pressure, the cathode heating and sputtering is a problem in these devices mainly in static mode of operation, diminishing the lifetime. Therefore, low gas temperature at higher current operation is desirable to avoid these issues. The investigation of plasma parameters, like electron number density (ne), gas temperature (Tg), electron temperature (Te) and excitation temperature (Texc) generated in MHCD is important to understand the mechanisms that govern these new high-pressure discharges and at the moment, there are no systematic experimental results of plasma parameters (ne, Tg, Te and Texc) in the literature.

Recent works have shown results on plasma parameters and applications for high pressure (p) quasi-static MHCD, or in a low argon flux, and now they will be presented. For diagnostics and application of an analytical plasma, Miclea et al [12] have measured ne = 9x1015cm-3, Tg = 2000 K, Te = 1.2 eV for discharge current Id = 3 mA in dc MHCD at atmospheric pressure. Limitation in these applications is the low current and reduced lifetime of the microstructures due to overheating, or sputtering of the micro-hole, at high pressure. Investigating excimer emission from MHCD, Moselhy et al [13] found ne = 1x1015 cm-3 in atmospheric pressure, for flowing argon at a rate of 0.04 l/min in the gas chamber (gas temperature was not measured). These authors estimated Te = 1.2 eV for dc operation and 2.25 eV in the pulsed mode. Naming micro-structured-electrode arrays, Penache et al [14] have investigated static dc MHCD in pure Ar for pressure ranging from 50 to 400 mbar. From spectroscopic measurements of the absorption line profiles they found Tg = 1100 K and ne = 5 x1015 cm-3 at p = 400 mbar. In a device for water treatment, Yamatake et al [15] implemented dc-driven MHCD in argon flow rate 1l/min for 200 m m hole diameter and they have only measured the current-voltage characteristics, showing abnormal mode of operation. Otherwise, we showed that a dynamic mode MHCD can be operated with intense gas flow in a low gas temperature [11].

In this work optical emission spectroscopy (OES) is used to diagnose the microplasma. In order to measure the basic discharge parameters, an open dc MHCD was used with Ar/H2 = 98/2 at moderate to high pressure and total flow 0.03 l/min. Plasma parameters were determined from spectral line intensity and broadening. Stark and van der Waals broadenings of the Hydrogen Hα , Hβ, and argon atom Ar 603.213 nm and 565.070 nm lines were used to measure the gas temperature and electron number density of the microplasma for a range of pressure and current. Therefore, we study the variation of the electron number density with pressure and current. In order to analyze the radiation emission from the cathode surface, Mo sputtered and excited atoms could be used to determine Texc and through OES of OH (from residual water vapor) the gas temperature could be estimated.



The electrodes are made of approximately 100 µm thick molybdenum foils separated by a 250 µm spacer of mica with 500 m m hole diameter. Sustained glow discharge voltages were in the range of 200-400 V for Ar/H2 = 98/2 gas mixture at 0.03 l/min total gas flow. The discharge currents Id varied between 1 and 20 mA. The operating gas mixture was running from moderate to high-pressure, between 90 and 800 Torr. The electrode system was placed in a cylindrical quartz chamber with 10 cm diameter and 16 cm length. Before each experiment the chamber was cleaned, dried and evacuated to about 1 mTorr. Then, the discharge chamber was filled with pure argon gas and placed at the desired pressure. Ballast resistors of 55 KΩ were located to the cathode side and were used to limit the discharge current. A picoammeter model Keithley 414S and Minipa digital voltmeter were used to measure the current and voltage in the prebreakdown phase.

Figure 1 shows schematically the MHCD device and the optical apparatus for emission spectroscopy measurements. For spectral investigations the radiation emitted from the cathode borehole was focused onto the optical fiber 1mm i.d. aperture by means of convergent lens. This radiation was send onto the entrance slit (width of 100 µm) of 1 m Czerny-Turner (Jobin-Yvon) monochromator (THR1000). The radiation was collimated at the exit slit where a photomultiplier tube (PMT) converts photons into an electric signal. The current generated by the PMT was sent to data acquisition electronics, where the signal was processed by software. The apparatus function was obtained from Ar low-pressure lamp and found to be 0.0463 nm.



The main mechanisms responsible for Hα, Hβ, Ar 603.213 and 565.070 nm lines broadenings were previously investigated [9]. The full-width at half-maximum (FWHM) for these lines are given in Table 1. In our experimental conditions, both Ar 603.213 and 565.070nm lines are substantially broadened by van der Waals and Stark effects, allowing the estimation of ne and Te simultaneously. The gas temperature could be measured both by van der Waals broadening of Ar 603.213 nm line and OH radicals Q1 branch. The excitation temperature was determined from the two Mo lines method and from the well-known Boltzmann-plot method using strong Ar 4p - 4s and 5p - 4s transition lines.



In MHCD, where the electron density is about 1014 cm-3 at atmospheric pressure, Stark and van der Waals contributions are the most important for these lines broadening, because the line shape is influenced by interactions of the radiating atoms with surrounding particles. Natural and resonance broadening of these lines are usually negligible. The Doppler and instrumental contributions give origin to Gaussian shape line profiles. Stark and van der Waals contributions generate Lorentzian component. The convolution of the Gaussian and Lorentzian components results in a Voigt profile. The GIG-CARD maps [16] for Hβ line enable to determine the electronic density. In our MHCD, excited non-hydrogenic neutral atoms like Ar lines 603.213 nm and 565.070 nm may be used for diagnostic purposes because they are intense and well isolated. Using quasi-static approximation, Griem [17] took into account the small contribution of ion broadening in addition to the electron impact broadening of an isolated line profile. For the line Ar 603.213 nm the Stark width (FWHM) can be given by:

and the Stark width (FWHM) for the Ar 565.070 nm line is:

Solving simultaneously these equations, one can obtain ne and Te, presuming that the widths of these lines are previously known. Atmospheric-pressure microplasmas are generally in near-partial-local thermodynamic equilibrium (PLTE) [17,18]. The excitation temperature may be determined from Ar emission lines intensities using the well-known Boltzmann plot method. The two-line method was used for this purpose because the cathode surface sputters Mo excited atoms into the negative glow. The estimation of the excitation and gas temperature are fundamental to obtain the electron number density and other parameters of the plasma.

The rotational temperature (Trot) was measured by using the OH(A2Σ+, ν = 0 X2Π , ν' = 0) emission band at 306.357 nm [9]. The OH radical emissions in atmospheric pressure plasma are result of water vapor naturally present as impurity in the gas and can be formed by electron impact dissociation (e(> 4.4eV)+H2O H + OH). In MHCD it was observed emission band between 306 and 312 nm. The Trot value may be taken from the slope of the plot ln(I0λ/A) as a function of the upper state energy. Here, I0 is the line intensity, λ is the transition wavelength and A the transition probability. The standard deviation on Trot is less than 10%. Finally, from ne, Trot and Te one can use GIG-CARD maps for Hα to estimate H (n = 3) atom temperature.



In Fig. 2 is shown the evolution of the current with applied voltage to an open MHCD for pressure ranging from 12 to 800 Torr. Additionally, in Fig. 3 the discharge appearances for different currents and specifically for 40 Torr pressure are presented. As can be seen low current abnormal mode is present, which is characterized by a positive differential resistance, for pressure up to 40 Torr (Fig. 3a). A self-pulsed mode appearing for currents up to 1.5 mA can be remarked by a voltage drop with current increase, i.e. negative differential resistance, for pressures ranging from 100 to 800 Torr. This region is characterized by high efficiency in producing of ions and metastables species inside the cathode cavity. The confinement of the discharge inside the hole can be seen by the optical appearance of the glow (Fig. 3b). Increasing the discharge current, one can observe a gradual expansion beyond the cavity, covering the cathode surface (Fig. 3c - d). The normal glow discharge mode is seen for currents greater than 1.5 mA, where the voltage is held constant as the current increases.





Three different methods were employed to measure Te and Texc [9]: 1) two Mo lines method (Texc); 2) Boltzmann-plot method, for Ar 4p - 4s and 5p - 4s transition lines (Texc); 3) Ar 603.213nm and 565.070nm lines method, that simultaneously yields Te and ne (will be shown later). Based on both, Boltzmann plot and two Mo lines methods, Texc (7000 ± 300) K and Te (8500 ± 1000) K were obtained respectively for current ranging from 5 to 20 mA. For Boltzmann-plot the emission intensity of a series of Ar lines from 400 to 820 nm was recorded and their intensities were corrected for the spectral response of the monochromator. The emission of high intensity Ar and Ar+ lines corresponding to the 5p - 4s and 4p - 4s (3d) transitions, respectively, indicates high electron temperatures in the investigated region. The difference between Te and Texc was already observed in the literature and the explanation is that the excitation temperature is obtained from the upper excited states distribution, corresponding to a part of electrons of the energy distribution function. Te obtained with two Ar lines method may be associated with the electrons temperature because this method takes into account a significant part of the electrons energy distribution function. The presence of Ar+ lines in the MHCD spectra from 400 to 450 nm (Fig. 4) shows that electrons with energies between 13 and 24 eV are present in the plasma bulk, which populates the tail of the electrons energy distribution function.



The presence of these argon ions is commonly observed in low-pressure plasmas but not in high-pressure discharges. In regards to two Mo lines method, the region of 440 to 452 nm was investigated where there are occurrences of atomic lines of excited molybdenum (Fig. 5). These Mo atoms are released from the cathode surface by the bombardment of Ar+, and are excited in the region of negative glow. After a Lorentzian fitting of each measured line the intensity was obtained by the area under the fitting curve.



In Fig. 6 the gas temperature was measured using two different methods and it increases with the current increase in good agreement for these methods. The Ar line method for gas temperature measurement procedure is as follow. The Ar 603.213 nm line shape is mainly dominated by van der Waals broadening [9]. Doppler broadening is negligible and so the Gaussian component is mainly due to the instrument. After deconvolution, the Lorentzian profile is obtained. From the Hβ profile ne may be measured and, finally, Tg may be obtained.



The electron number density (ne) was estimated from two methods [9]: a) Hβ line and b) from Ar 603.213 nm and 565.070 nm lines methods. From Hβ line method we can calculate ne from GIG-CARD maps and it is depicted in Fig. 7 for current ranging from 5 to 20 mA and pressure from 90 to 800 Torr. From Ar 603.213 nm and 565.070 nm lines we obtain ne and Te for 800 Torr by solving simultaneously their Stark FWHM equations and yielded a density of 1.6 to 2.3 x1014cm-3 and Te (8500 ± 1000) K for this range of current, showing that ne increases with the current as must be for glow discharges. The thermal nonequilibrium Te > > Tg in MHCD shows that this discharge operates in a glow mode and further glow-to-arc transition is possible only at high current. From these results, we obtain hydrogen atom temperature Th (12000 ± 1800) K from corresponding Hα line (GIG-CARD maps) for this range of current showing that the plasma heavy atoms are not in thermal equilibrium, and Th > Te >> Tg. The creation process of excited H atoms may be formed by ion conversion and electron impact dissociation in reactions involving H+, H2+ and H3+ in H2 or in Ar and excited H atoms [9]. For this magnitude of electron density, at 800 Torr, the Debye dDe length is about 3.3 x 10-5 cm. Therefore (2dDe/D)2 ~ 10-6 (D = hole diameter) and this characterize the existence of the plasma and ambipolar diffusion may be used for straightforward estimation of the electron number density ne(Id) as function of the discharge current [11]. For MHCD hole in a cylindrical cathode configuration, neglecting any loss recombination, we used the continuity equation to deduce ne(Id)(cm-3) = 3.73 x 1017 (Id/Da), where Id is the current in mA and Da is the ambipolar diffusion coefficient in cm2s-1 given by Langevin formula as a function of plasma temperature [11]. For Id = 10mA, Tg = 730K, and Da = 8.6 cm2s-1 one can obtain ne = 2.0 x 1014 cm-3, which is in agreement with our optical results.




Emission spectroscopy and power measurements were employed to study dc MHCD in Ar + 2% H2 gas flow at moderate to high pressure up to 800 Torr. Hβ Balmer line and Ar 603.213 nm and 565.070 nm lines were used to characterize the bulk plasma formed in the cathode borehole with diameter D = 500 µm. Gas temperature was estimated from OH radical Q1 branch and from Ar 603.213 nm line. The measured gas temperature was in the ranges from 550 to 850 K for current up to 20 mA, lower than that for static MHCD ( ~ 2000 K). Electron excitation temperature was estimated from both Mo two lines method and Boltzmann plot and was found to be below the electron temperature. The latter was obtained by two Ar lines (8500 K). The electron number density was measured both from Hβ line Stark broadening and from Ar 603.213 nm and 565.070 nm lines broadenings increasing with the current. Hydrogen atom (n = 3) temperature for 800 Torr was already 12000 K, hotter than the gas and the electron temperature.


[1] K.H. Becker, K.H. Schoenbach and J.G. Eden, J. Phys. D: Appl. Phys. 39, R55-R70 (2006).         [ Links ]

[2] J.P. Boeuf, L.C. Pitchford and K.H. Schoenbach, Appl. Phys. Lett. 86, 071501 (2005).         [ Links ]

[3] R.H. Stark and K. H. Schoenbach, Appl. Phys. Lett. 74, 25 (1999).         [ Links ]

[4] K.H. Schoenbach, M. Moselhy, W. Shu and R. Bentley, J. Vac. Sci. Technol. A 21 (4), 1260 (2003).         [ Links ]

[5] K.H. Schoenbach, A El-Habachi, M.M. Moselhy, W .Shi and R.H. Stark, Phys. of Plasma 7, 2186 (2000).         [ Links ]

[6] B.N. Sismanoglu and J. Amorim, Eur. Phys. J. Appl. Phys. 41, 165 (2008).         [ Links ]

[7] R.S Pessoa, B.N. Sismanoglu, J. Amorim, H. S. Maciel and G. Petraconi, Gas Discharges, Fundamentals and Applications, ed. J. Amorim, Transworld Research Network, Kerala, India, ch. 7, 175, (2007).         [ Links ]

[8] M.P. Gomes, B. N. Sismanoglu and J. Amorim, Braz. J. Phys. 39, 25 (2009).         [ Links ]

[9] B.N. Sismanoglu, J. Amorim, J.A. Souza-Corrêa, C. Oliveira and M.P. Gomes, Spect. Acta Part B 64, 1287 (2009).         [ Links ]

[10] C. Oliveira, J. A. Souza-Corrâa, M.P. Gomes, B. N. Sismanoglu and J. Amorim, Appl. Phys. Letters 93, 041503 (2008).         [ Links ]

[11] B.N. Sismanoglu, K.G. Grigorov, R. Caetano, M.V.O. Rezende and Y.D. Hoyer, The Eur. Phys. J. D, online first, DOI: 10.1140/epjd/e2010-00219-0 (2010).         [ Links ]

[12] M. Miclea, K. Kunze, U. Heitmann, S. Florek, J. Franzke and K. Niemax, J. Phys. D: Appl. Phys. 38, 1709 (2005).         [ Links ]

[13] M. Moselhy, K.F. Petzenhauser and K.H. Schoenbach, J. Phys. D: Appl. Phys. 36, 2922 (2003).         [ Links ]

[14] C. Penache, M. Miclea, O. Hohn, S. Schoessler, T. Jahnke, K. Niemax and H. Schmidt-Boecking, Plasma Sourc. Sci. and Technol. 11, 476 (2002).         [ Links ]

[15] A. Yamatake, J. Fletcher, K. Yasuoka and S. Ishii, IEEE Trans. on Plasma Sci., 34 1375 (2006).         [ Links ]

[16] M. A. Gigosos, M. A. González and V. Cardeñoso, Spect. Acta Part B 58 1489 (2003).         [ Links ]

[17] H.R. Griem, Plasma Spectroscopy (New York: McGraw-Hill, 1964).         [ Links ]

[18] B.N. Sismanoglu, K.G. Grigorov, R.A. Santos, R. Caetano, M.V.O. Rezende, Y.D. Hoyer and V. W. Ribas, The Eur. Phys. J. D, online first, DOI: 10.1140/epjd/e2010-00279-0 (2010).         [ Links ]



(Received on 21 October, 2010)



* Electronic address:

Creative Commons License Todo el contenido de esta revista, excepto dónde está identificado, está bajo una Licencia Creative Commons