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## Journal of the Brazilian Computer Society

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*versão impressa* ISSN 0104-6500

### J. Braz. Comp. Soc. vol.11 no.3 Campinas abr. 2006

#### http://dx.doi.org/10.1007/BF03192383

**A new approach for regularized image interpolation**

**S. E. El-Khamy ^{I}; M. M. Hadhoud^{II}; M. I. Dessouky^{III}; B. M. Salam^{III}; F. E. Abd El-Samie^{III}**

^{I}Dept. of Electrical Eng. , Faculty of Engineering, Alexandria Univ. Alexandria , Egypt __elkhamy@ieee.org__^{ II}Dept. of Information. Tec., Fac. of Computer and Information, Menoufia University Shebin Elkom , Egypt __mmhadhoud@yahoo.com __

^{III}Dept. of Electronics and Electerical Comm., Fac. of Electronic Eng. , Menoufia Univ. Menouf , Egypt

__fathi_sayed@yahoo.com__

**ABSTRACT**

This paper presents a non-iterative regularized inverse solution to the image interpolation problem. This solution is based on the segmentation of the image to be interpolated into overlapping blocks and the interpolation of each block, separately. The purpose of the overlapping blocks is to avoid edge effects. A global regularization parameter is used in interpolating each block. In this solution, a single matrix inversion process of moderate dimensions is required in the whole interpolation process. Thus, it avoids the large computational cost due to the matrices of large dimensions involved in the interpolation process. The performance of this approach is compared to the standard iterative regularized interpolation scheme and to polynomial based interpolation schemes such as the bicubic and cubic spline techniques. A comparison of the suggested approach with some algorithms implemented in the commercial ACDSee software has been performend in the paper. The obtained results reveal that the suggested solution has a better performance as compared to other algorithms from the MSE and the edges preservation points of view. Its computation time is relatively large as compared to traditional algorithms but this is acceptable when image quality is the main concern.

**Keywords:** Image Interpolation, Regularized Interpolation, Cubic Spline, Bicubic, Laplacian.

**1. Introduction**

Image interpolation is the process by which a high resolution (HR) image is obtained from a low resolution (LR) one. Image interpolation has a wide range of applications in numerous fields such as medical image processing, military applications, space imagery, image decompression and digital HDTV.

The image interpolation problem has been intensively treated in the literature [1-12]. Conventional interpolation algorithms such as the bicubic and cubic spline algorithms have been widely used in image interpolation [1-12]. These conventional algorithms are space invariant algorithms based on the appropriate choice of a basis function. They don't consider the spatial activities of the image to be interpolated. This means that the variations in pixel values of the LR image are not considered. They also don't consider the mathematical model by which the imaging sensors capture the image.

Spatially adaptive variants of the above mentioned algorithms have also been developed [13-15]. Although these adaptive algorithms improve the quality of the interpolated image especially near edges, they still don't consider the mathematical model by which the image capturing devices operate. El-Khamy et al. have proposed a unified approach for adaptive polynomial based image interpolation [16,17]. This approach is based on the optimization of the image interpolation formula using a single controlling parameter to preserve edges through the interpolation process. Better results are expected if the pre-requisites of the modern sampling theory are considered in the interpolation process [18].

In fact, most image capturing devices are composed of charge-coupled devices (CCD's). In CCD imaging, there is an interaction between the adjacent points in the object to be imaged to form a pixel in the obtained image [19-22]. If this model of interaction is considered in image interpolation, the interpolation process will be similar to a process of imaging with an HR imaging device to a great extent and better results are expected to occur.

Some image interpolation algorithms have been introduced considering this interaction process [19-22]. The linear minimum mean square error (LMMSE) image interpolation algorithm is one of them [19,21]. Another one is the regularized image interpolation algorithm. This regularized interpolation algorithm has been previously solved in a successive approximation manner to avoid the matrix inversion process [20].

In this paper, we suggest a new implementation of the regularized image interpolation algorithm. In this suggested implementation, we solve the problem using a non-iterative inverse solution. This implementation requires a single matrix inversion of moderate dimensions if a global regularization parameter is used.

**2. LR Image Degradation Model**

In the imaging process, when a scene is imaged by an HR imaging device, the captured HR image can be named *f*(*n _{1},n_{2}*) where

*n*=0,1,2,....N-1. If the same scene is imaged by an LR imaging device, the resulting image can be named

_{1}, n_{2}*g*(

*m*) where

_{1},m_{2}*m*=0,1,2,....M-1. Here M=N/R, where R is the ratio between the sizes of

_{1}, m_{2}*f*(

*n*) and

_{1},n_{2}*g*(

*m*) . The relationship between the LR image and the HR image can be represented by the following mathematical model [19-22]:

_{1},m_{2}

where **f**, **g** and **v** are lexicographically ordered vectors of the unknown HR image, the measured LR image and additive noise values, respectively. These lexicographically ordered vectors are obtained by rearranging the image into a single column. The matrix **D** represents the filtering and down sampling process, which transforms the HR image to the LR image. The model of filtering and down sampling is illustrated in Figure 1. The LPF in the figure refers to the averaging process of two adjacent pixels.

The vector **f** is of size N^{2}x1 and the vectors **g** and **v** are of size M^{2}x1. The matrix **D** is of size M^{2}xN^{2} which can be written as [19-22]:

where ⊗ represents the Kronecker product, and the N/2 x N matrix **D1** represents the one dimensional (1-D) low pass filtering and down sampling . For M=N/2, we have:

From the above model, it is clear that the process of obtaining an HR image from an LR image is an inverse problem, which requires inverting the operator **D**. It is clear that, the matrix **D** is not a square matrix, so its direct inversion is not possible.

The target of the image interpolation process is the estimation of the vector **f** given the vector **g**. According to the modern sampling theory, this process requires a correction pre-filtering step in the reconstruction process [18]. This correction filter is obtained as the inverse of the cross correlation sequence between the acquisition model filter and the reconstruction filter [18]. Unfortunately, the estimation of this correction filter in our case is difficult or even impossible. This is because our problem represented by equation (1) is an ill-posed inverse problem [19-22]. The treatment of ill-posed inverse problem in the presence of noise is performed using different techniques such as regularization techniques and Wiener filtering techniques [18]. In this paper, we present an efficient regularized solution to the problem of image interpolation.

**3. Polynomial Based Image Interpolation**

The process of image interpolation aims at estimating intermediate pixels between the known pixel values as shown in Figure 2. To estimate the intermediate pixel at position *x* , the neighboring pixels and the distance s are incorporated into the estimation process.

For equally spaced 1-D sampled data, , many interpolation techniques can be used. The value to be interpolated, , can, in general, be written in the form [1-12]:

wheref is the corresponding interpolated function, β(x) is the interpolation kernel , and x and x_{k} represent continuous and discrete spatial distance, respectively. The values of c_{k} represent the interpolation coefficients, which need to be estimated prior to the interpolation process.

From the classical Sampling theory, if f(x) is band limited to (-π, π) , then [4,6]:

This is known as the ideal interpolation. From the numerical computations point of view, the ideal interpolation formula is not practical due to the slow rate of decay of the interpolation kernel sinc(x). So, approximations such as the bicubic and cubic spline interpolation techniques are used as alternatives [1-13].

As shown in Figure 2, we define the distance between *x, x _{k}* and

*x*as [6,13,22]:

_{k+1}For the Bicubic and Cubic spline image interpolation algorithms we have [6,13,22]:

i- **Bicubic**

ii- **Cubic Spline**

For the case of bicubic interpolation, the sample values are used as the interpolation coefficients. On the other hand, cubic spline interpolation requires the estimation of the interpolation coefficients using a digital filtering step prior to the interpolation process [1-13]. In image interpolation, these techniques are performed row-by-row then column-by-column.

**4 . Regularized Image Interpolation**

In section II, we have concluded that the image interpolation problem for CCD captured images is an inverse problem. An inverse problem is characterized as ill- posed when there is no guarantee for the existence, uniqueness and stability of the solution based on direct inversion. The solution of the inverse problem is not guaranteed to be stable if a small perturbation of the data can produce a large effect in the solution. Image interpolation belongs to a general class of problems that were rigorously classified as ill-posed problems. Regularization theory, which was basically introduced by Tikhonov and Miller, provides a formal basis for the development of regularized solutions for ill-posed problems [23,24]. The stabilizing function approach is one of the basic methodologies for the development of regularized solutions. According to this approach, an ill-posed problem can be formulated as the constrained minimization of a certain function, called stabilizing function [23,24]. The specific constraints imposed by the stabilizing function approach on the solution depend on the form and the properties of the stabilizing function used. From the nature of the problem, these constraints are necessarily related to the a priori information regarding the expected regularized solution.

According to the regularization approach, the solution of equation (1) is obtained by the minimization of the cost function [24]:

where **C** is the regularization operator and λ is the regularization parameter .

This minimization is accomplished by taking the derivative of the cost function yielding:

The superscript 't' refers to matrix transpose.

Solving equation (10) for that that provides the minimum of the cost function yields:

The rule of the regularization operator **C** is to move the small eigenvalues of **D** away from zero while leaving the large eigenvalues unchanged. It also incorporates prior knowledge about the required degree of smoothness of **f** into the interpolation process.

The generality of the linear operator **C** allows the development of a variety of constraints that can be incorporated into the interpolation operation. For instance:

** a: C = I** . In this case the regularized solution reduces to the regularized inverse filter solution, which is named the pseudo inverse filter solution, and it is represented as [24]:

** b: C = [finite difference matrix].** In this case, the operator

**C**is chosen to minimize the second order (or higher order ) difference energy of the estimated image [24]. The 2-D Laplacian illustrated in Figure 3 is preferred for minimizing the second order difference energy. The 2-D Laplacian is the most popular regularization operator. It is the used operator in the paper

** c- C =[eye model].** If the interpolated image is required to be appealing to the human eye from a perceptual viewpoint, the operator

**C**is chosen as a block circulant matrix whose properties in the Fourier domain match the spatial frequency response of the human visual system [24]. The regularization parameter λ controls the trade-off between fidelity to the data and the smoothness of the solution.

One of the possible previously suggested solutions to this problem is to use a successive approximation for the solution, which can be implemented using the following equation [20]:

where **f**_{i} is the obtained HR image at iteration i and is a convergence parameter. This method is a good solution that avoids the large computational complexity involved in the matrix inversion process in equation (11). The drawback of this method is the computational time where a large number of iterations is required to get a good HR image.

In this paper, we suggest another solution to the regularized image interpolation problem. This solution is implemented by the segmentation of the LR image into overlapping segments and the interpolation of each segment separately using equation (11) as an inversion process. It is clear that, if a global regularization parameter is used a single matrix inversion process for a matrix of moderate dimensions is required because the term (D^{t}D+ λC^{t}C)^{-1} is independent on the image to be interpolated. Thus the suggested solution is efficient from the point of view of computational cost.

**5. Experimental Results**

In this section, several experiments have been carried out to test the performance of the suggested inverse regularized interpolation algorithm and compare it with traditional interpolation algorithms. The images used in these experiments are first down sampled and then contaminated by additive white gaussian noise to simulate the LR image degradation model given by equation (1). The LR images are then interpolated to their original size and the MSE is estimated between the obtained image and the original image. We use two measures for performance evaluation of every image interpolation algorithm implemented. These measures are the MSE and the correlation coefficient α_{e} for edge pixels between the original image and the interpolated image. In applying the correlation coefficient measure, a Sobel edge detection operator is applied to both the original and the interpolated images to extract edge pixels. The correlation coefficient is estimated between edge pixels in both images. The higher the correlation coefficient, the larger the ability of the image interpolation algorithm to preserve edges through the interpolation process.

In the first experiment, a 128 × 128 Lenna image has been down sampled by 2 in each direction and contaminated by additive white Gaussian noise to give an LR image of SNR=25 dB. The original and the LR images are illustrated in Figure 4. The LR image is then interpolated using bicubic, cubic spline, iterative regularized and inverse regularized interpolation techniques. The results of this experiment are given in Figure 5.

An error image is also estimated between the original image and each of the interpolated images. If the interpolation is ideal, all the pixel values of this error image must be zero. In this experiment, the error images are inverted and displayed in Figure 6. These error images reveal the ability of the suggested inverse regularized interpolation algorithm to preserve edges. It is clear from these results that the suggested algorithm gives better results than traditional techniques. The values of the MSE, the edge pixels correlation coefficient and the computation time using a 1 GHz processor are included with the figures for each interpolation technique. Several other experiments have been carried and the results are given in Figures 7 to 15.

In our experiments, the inverse regularized image interpolation approach is tested on the available LR images with a global regularization parameter λ=0.001. The LR image is segmented into overlapping blocks of size 12x12 pixels each. Each block is interpolated separately to the size of 24 x 24 pixels and 8 pixels are removed from the four sides of each block to yield a small block of size 8 x 8 in order to avoid the edge effects. By the process of segmentation and the usage of a global regularization parameter, this technique requires a single matrix inversion of size 576 x 576 which is a moderate size. We have found that the size of 12x12 is the best choice. If we choose blocks of smaller dimensions, we will not be able to remove edge pixels to avoid edge effects. If we use blocks of larger dimensions the matrix required to be inverted will be of dimensions larger than 576 x 576 which will be difficult and time consuming. The size of the matrix to be inverted is fixed regardless of the size of the LR image. For the case of iterative regularized image interpolation, we use a regularization parameter λ=0.001 and a convergence parameter η=0.125. For interpolating an image of size 64x64 to size 128x128, the matrix **D ^{t}D+ **

**λC**will be of dimensions 4096 x 4096. If the LR image is of dimensions 128 x 128, the same matrix will be of dimensions 16384 x 16384. It is clear that the computational cost for iterative regularized image interpolation increases largely if the LR image dimensions increase, while that for inverse regularized interpolation approach will remain linearly proportional to the LR image dimensions.

^{t}CThe effect of the choice of the global regularization parameter λ in both interative and inverse regularized image interpolation approaches is studied for the different used image interpolation approaches is studied for the different used images and the results are given in Figures 16 and 17. It is clear that the effect of λ on MSE is small for λ in the range of 10^{-5} to 10^{-2} for the iterative solution and in the range of 10^{-5} to 1 for the inverse solution. The performance of the implemented image interpolation techniques are studied for different signal to noise ratios on the different used images and the results are given in Figures 18 to 21. It is clear that the inverse regularized interpolation approach has the least MSE in most cases. Some experiments have been carried out to compare the performance of commercially available ACDSee software [25] to the suggested interpolation approach. In this software there are different implemented interpolation algorithms such as the Lanczos and the Mitchell algorithms. Results of these experiments are tabulated in tables (1) and (2). These results reveal the superiority of the suggested inverse regularized image interpolation approach to the commercially available techniques.

**6. Conclusion**

This paper suggests an efficient implementation of the regularized image interpolation problem as an inverse problem. The suggested implementation reduces the computational cost of the image interpolation problem to a single matrix inversion problem of moderate dimensions. The obtained results using the suggested regularized image interpolation algorithm is compared to the results using the iterative regularized image interpolation algorithm and the traditional polynomial based image interpolation algorithms. The suggested implementation of regularized image interpolation has proved to be superior to polynomial based image interpolation techniques from the MSE point of view and from the visual quality point of view. It has also proved to be superior to the iterative regularized image interpolation from the computational time point of view when the dimensions of the image to be interpolated are large. The suggested implementation has higher edge preservation ability than other interpolation algorithms.

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