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Retinoids for prevention and treatment of actinic keratosis* * Study carried out at the Federal University of Goiás (UFGO), the São Paulo State University - Júlio de Mesquita Filho (UNESP) and the Federal University of São Paulo (EPM -UNIFESP) - São Paulo (SP), Brazil.

Retinoides para a prevenção e tratamento das queratoses actínicas

Abstracts

Actinic keratosis is a common cause of dermatological consultations and it presents a strong association with squamous cell carcinoma. Many substances are used for treatment and prevention, such as retinoids. Nevertheless, many studies on retinoids emphasize their application in treating and preventing non melanoma skin cancers. In this article, we reviewed studies about systemic and topical retinoids used with immunocompetent patients and organ transplant recipients with actinic keratosis, as primary or secondary outcomes. The majority of these papers pointed to a reduction in actinic keratosis count after treatment with retinoids. However, studies need to be better-defined in order to address the lack of a standardized dose, the absence of control groups, the low number of patients and short follow-up periods. Blind, randomized and controlled clinical trials with adequate sample sizes, specifically focused on actinic keratosis, are needed to clarify the real benefit of topical and/or oral retinoids. Comparison of efficacy and safety between oral and topical retinoids in the prevention and treatment of non-melanoma skin cancers and actinic keratosis is an essential pre requisite to establish new strategies to control these conditions.

Chemoprevention; Isotretinoin; Keratosis; Actinic; Retinoids; Tretinoin


A queratose actínica é uma causa comum de consultas dermatológicas e apresenta forte associação com o carcinoma espinocelular. Muitas substâncias são utilizadas para seu tratamento e prevenção, assim como os retinoides. Entretanto, muitos estudos sobre retinoides salientam seu uso no tratamento e prevenção de cânceres de pele não melanoma. Neste artigo, nós revisamos estudos que avaliam o uso dos retinoides sistêmicos e tópicos para pacientes imunocompetentes e imunossuprimidos com queratoses actínicas, como desfechos primários e secundários. A maioria destes estudos mostra redução na contagem das queratoses actínicas após o tratamento com retinóides. Além disso, ajustes no delineamento dos estudos deveriam ser feitos quanto à falta de padronização da dose, ausência de grupos controle, número pequeno de pacientes e tempo curto de seguimento. Ensaios clínicos cegos, randomizados e controlados com tamanho amostral adequado tendo como alvo específico as queratoses actínicas são necessários para esclarecer o real benefício dos retinoides tópicos e/ou orais. A comparação da eficácia e segurança entre os retinoides orais e tópicos na prevenção e tratamento dos cânceres de pele não melanoma e queratoses actínicas é um pré-requisito essencial para o estabelecimento de novas estratégias para o controle destas condições.

Ceratose actínica; Isotretinoína; Quimioprevenção; Retinóides; Tretinoína


INTRODUCTION

Actinic keratoses (AKs) are the third leading cause of dermatological consultations in the United States, the fourth in Brazil, and the first if one considers only patients aged over 65. 11. Salasche SJ. Epidemiology of actinic keratosis and squamous cell carcinoma. J Am Acad Dermatol. 2000;42:4-7.,22. Sociedade Brasileira de Dermatologia. Nosologic profile of dermatologic visits in Brazil. An Bras Dermatol. 2006;81:549-58.

AKs are mostly caused by non-ionizing radiation, i.e., chronic sun exposure (ultraviolet radiation -UV), they develop in sun-exposed areas and, if untreated, can progress to squamous cell carcinoma (SCC).33. Campione E, Diluvio L, Paternò EJ, Chimenti S. Topical treatment of actinic keratosis with piroxicam 1% gel: a preliminary open-label study utilizing a new clinical score. Am J Clin Dermatol. 2010;11:45-50. Therefore, they need specific treatment and various means are applied, such as curettage, electrosurgery, cryotherapy with liquid nitrogen, dermabrasion, chemical peels, 5-fluorouracil (5-FU), 3% diclofenac combined with 2.5 % hyaluronic acid in gel, 5% imiquimod cream, photodynamic therapy, topical and systemic retinoids. 55. Zhao B, He YY. Recent advances in the prevention and treatment of skin cancer using photodynamic therapy. Expert Rev Anticancer Ther. 2010;10:1797-809.,44. Tutrone WD, Saini R, Caglar S, Weinberg JM, Crespo J. Topical therapy for actinic keratosis, I: 5-Fluorouracil and imiquimod. Cutis. 2003;71:365-70.

Retinoids are well-known and widely used for the prevention and treatment of non-melanoma skin cancers. This article reviews the most important studies on the use of topical and systemic retinoids for the treatment and prevention of AKs.

ACTION MECHANISM OF RETINOIDS IN CARCINOGENESIS

The relationship between retinoids and cancer dates from the 1920s when vitamin A deficiency was related to malignancies in rats.66. Campbell RM, DiGiovanna JJ. Skin cancer chemoprevention with systemic retinoids: an adjunct in the management of selected high-risk patients. Dermatol Ther. 2006;19:306-14.Biochemical studies in the 1970s and 80s suggested that a relative deficiency of retinoid could be associated with epithelial cancers.77. Lotan R. Effects of vitamin A and its analogs (retinoids) on normal and neoplastic cells. Biochim Biophys Acta. 1980;605:33-91. This idea was applied to AKs in 1962, when Von Stuttgen first used vitamin A acid for the treatment of AKs in three patients.88. Von Stuttgen G. Zur lokalbehandllung von keratosen mit vitamin-A saute. Dermatologica. 1962;124:65-80.,66. Campbell RM, DiGiovanna JJ. Skin cancer chemoprevention with systemic retinoids: an adjunct in the management of selected high-risk patients. Dermatol Ther. 2006;19:306-14.,99. Marquez C, Bair SM, Smithberger E, Cherpelis BS, Glass LF. Systemic retinoids for chemoprevention of non-melanoma skin cancer in high-risk patients. J Drugs Dermatol. 2010;9:753-8. In 1982, Peck and colleagues published a landmark study using oral isotretinoin for chemoprevention of skin cancer in high risk patients. In 1988, Kraemer showed that high doses of oral isotretinoin (2mg/kg/day) was effective in preventing the development of skin cancer in five patients with xeroderma pigmentosum.1010. Peck GL, Gross EG, Butkus D, DiGiovanna JJ. Chemoprevention of basal cell carcinoma with isotretinoin. J Am Acad Dermatol. 1982;6:815-23.,1111. Kraemer KH, DiGiovanna JJ, Moshell AN, Tarone RE, Peck GL. Prevention of skin cancer in xeroderma pigmentosum with the use of oral isotretinoin. N Engl J Med. 1988;318:1633-7.

The action mechanism of retinoids in the prevention and treatment of skin cancers has not yet been fully elucidated.1212. Bagatin E, Parada MO, Miot HA, Hassun KM, Michalany N, Talarico S. A randomized and controlled trial about the use of oral isotretinoin for photoaging. Int J Dermatol. 2010;49:207-14. They are known to: have antiproliferative and anti-apoptotic properties; regulate the differentiation and growth of keratinocytes; interfere in the process of tumor initiation; reduce regulation of proto-oncogenes; increase the expression of p53 and pro-apoptotic caspases; and sensitize keratinocytes to apoptosis.1313. Lens M, Medenica L. Systemic retinoids in chemoprevention of non-melanoma skin cancer. Expert Opin Pharmacother. 2008;9:1363-74.,1414. Wright TI, Spencer JM, Flowers FP. Chemoprevention of non-melanoma skin cancer. J Am Acad Dermatol. 2006;54:933-46.,1515. Mrass P, Rendl M, Mildner M, Gruber F, Lengauer B, Ballaun C, et al. Retinoic acid increases the expression of p53 and proapoptotic caspases and sensitizes keratinocytes to apoptosis: a possible explanation for tumor preventive action of retinoids. Cancer Res. 2004;64:6542-8. In murine models of skin carcinogenesis, retinoids target the B-Raf/Mek/Erk signaling pathway.1616. Cheepala SB, Yin W, Syed Z, Gill JN, McMillian A, Kleiner HE, et al. Identification of the B-Raf/Mek/Erk MAP kinase pathway as a target for all-trans retinoic acid during skin cancer promotion. Mol Cancer. 2009;8:27. It is speculated that they have a role as an antioxidant, reducing the number of sunburn cells.1717. Sorg O, Tran C, Saurat JH. Cutaneous vitamins A and E in the context of ultraviolet- or chemically-induced oxidative stress. Skin Pharmacol Appl Skin Physiol. 2001;14:363-72. They may act against the human papillomavirus (HPV), which is considered a co-carcinogen.1818. Moriarty M, Dunn J, Darragh A, Lambe R, Brick I. Etretinate in treatment of actinic keratosis. A double-blind crossover study. Lancet. 1982;1:364-5.

Types of Retinoids

Vitamin A is the term often used for various biologically active, related molecules. The term "retinoid" includes natural and synthetic forms that may or may not show activity similar to vitamin A.1313. Lens M, Medenica L. Systemic retinoids in chemoprevention of non-melanoma skin cancer. Expert Opin Pharmacother. 2008;9:1363-74.

There are three generations of synthetic retinoids used in dermatology (Chart 1).1313. Lens M, Medenica L. Systemic retinoids in chemoprevention of non-melanoma skin cancer. Expert Opin Pharmacother. 2008;9:1363-74.

Chart 1
Synthetic retinoids

The most commonly administered systemic retinoids in chemoprevention of skin cancer are: etretinate, acitretin and isotretinoin, the latter being widely used to treat severe acne since the 1980's.66. Campbell RM, DiGiovanna JJ. Skin cancer chemoprevention with systemic retinoids: an adjunct in the management of selected high-risk patients. Dermatol Ther. 2006;19:306-14.,99. Marquez C, Bair SM, Smithberger E, Cherpelis BS, Glass LF. Systemic retinoids for chemoprevention of non-melanoma skin cancer in high-risk patients. J Drugs Dermatol. 2010;9:753-8.,1919. DiGiovanna JJ. Retinoid chemoprevention in the high-risk patient. J Am Acad Dermatol. 1998;39:S82-5. These drugs have proven effective in inhibiting the development of new precancerous skin lesions and skin cancers in organ transplant recipients. Etretinate, due to its extremely long half-life, has been replaced by its active metabolite, acitretin, which has become the most widely used drug for this purpose. Although the use of oral isotretinoin in organ transplant recipients is limited, it is the most studied retinoid for the prevention of non-melanoma skin cancers in immunocompetent patients.2020. De Graaf YGL, Euvrard NS, Bavinck JNB. Systemic and topical retinoids in the management of skin cancer in organ transplant recipients. Dermatol Surg. 2004;30:656-61. Due to its shorter half-life, isotretinoin is useful for women planning to become pregnant. The length of time after the discontinuation of the drug required for pregnancy is only one month, while for acitretin it is two years.1313. Lens M, Medenica L. Systemic retinoids in chemoprevention of non-melanoma skin cancer. Expert Opin Pharmacother. 2008;9:1363-74.,2020. De Graaf YGL, Euvrard NS, Bavinck JNB. Systemic and topical retinoids in the management of skin cancer in organ transplant recipients. Dermatol Surg. 2004;30:656-61.

The most commonly used topical retinoids are: tretinoin, adapalene, isotretinoin, tazarotene, retinol and retinaldehyde. Tretinoin, or all-trans retinoic acid, was introduced by Stuttgen in the treatment of skin diseases in 1959 (quoted in Torras, 1996).88. Von Stuttgen G. Zur lokalbehandllung von keratosen mit vitamin-A saute. Dermatologica. 1962;124:65-80.,2121. Torras H. Retinoids in aging. Dermatol Clin. 1996;14:207-15. Ten years later, Kligman, began to use it for the treatment of acne vulgaris.2222. Kligman AM, Fulton JE Jr, Plewig G. Topical vitamin A acid in acne vulgaris. Arch Dermatol. 1969;99:469-76. In 1983, Cordero was the first to introduce it in the treatment of skin aging.2323. Cordero A. La vitamina A acida en la piel senil. Actua Ter Dermatol. 1983;6:49. It was noted that the number of AKs decreased with the use of topical tretinoin for skin photodamage.2424. Kligman AM, Grove GL, Hirose R, Leyden JJ. Topical tretinoin for photoaged skin. J Am Acad Dermatol. 1986;15:836-59. It is believed that the atypias in the epidermal keratinocytes are reversed and the density of Langerhans cells is increased, as occurs with the use of systemic retinoids.2424. Kligman AM, Grove GL, Hirose R, Leyden JJ. Topical tretinoin for photoaged skin. J Am Acad Dermatol. 1986;15:836-59.,2525. Rook AH, Jaworsky C, Nguyen T, Grossman RA, Wolfe JT, Witmer WK, et al. Beneficial effect of low-dose systemic retinoid in combination with topical tretinoin for the treatment and prophylaxis of premalignant and malignant skin lesions in renal transplant recipients. Transplantation. 1995;59:714-9.

STUDIES ON THE USE OF SYSTEMIC AND TOPICAL RETINOIDS IN THE PREVENTION AND TREATMENT OF ACTINIC KERATOSES

The aim of most studies on chemoprevention with retinoids has been the prevention or treatment of non-melanoma skin cancers (SCC and basal cell carcinoma - BCC). The skin of individuals with these cancers generally has advanced or severe photodamage, with the visible presence of multiple, and possibly subclinical, AKs. Thus, some studies evaluated the activity of retinoids on the AKs as a secondary objective. Studies in which the primary objective was to evaluate the effect of retinoids on AKs, are listed in the last line of chart 2. 1818. Moriarty M, Dunn J, Darragh A, Lambe R, Brick I. Etretinate in treatment of actinic keratosis. A double-blind crossover study. Lancet. 1982;1:364-5.,2525. Rook AH, Jaworsky C, Nguyen T, Grossman RA, Wolfe JT, Witmer WK, et al. Beneficial effect of low-dose systemic retinoid in combination with topical tretinoin for the treatment and prophylaxis of premalignant and malignant skin lesions in renal transplant recipients. Transplantation. 1995;59:714-9.

26. Kelly JW, Sabto J, Gurr FW, Bruce F. Retinoids to prevent skin cancer in organ transplant recipients. Lancet. 1991;338:1407.

27. Bavinck JN, Tieben LM, Van der Woude FJ, Tegzess AM, Hermans J, ter Schegget J et al. Prevention of skin cancer and reduction of keratotic skin lesions during acitretin therapy in renal transplant recipients: a double-blind, placebo-controlled study. J Clin Oncol. 1995;13:1933-8.

28. De Sévaux RG, Smit JV, de Jong EM, van de Kerkhof PC, Hoitsma AJ. Acitretin treatment of premalignant and malignant skin disorders in renal transplant recipients: clinical effects of a randomized trial comparing two doses of acitretin. J Am Acad Dermatol. 2003;49:407-12.

29. Bollag W, Ott F. Retinoic acid: topical treatment of senile or actinic keratosis and basal cell carcinomas. Agents Actions. 1970;1:172-5.

30. Hughes BR, Marks R, Pearse AD, Gaskell SA. Clinical response and tissue effects of etretinate treatment of patients with solar keratosis and basal cell carcinoma. J Am Acad Dermatol. 1988;18:522-9.

31. Euvrard S, Verschoore M, Touraine JL, Dureau G, Cochat P, Czernielewski J, et al. Topical retinoids for warts and keratosis in transplant recipients. Lancet. 1992;340:48-9.

32. Majewski S, Skopinska M, Bollag W, Jablonska S. Combination of isotretinoin and calcitriol for precancerous and cancerous skin lesions. Lancet. 1994;344:1510-1.

33. Yuan ZF, Davis A, Macdonald K, Bailey RR. Use of acitretin for the skin complications in renal transplant recipients. N Z Med J. 1995;108:255-6.

34. Euvrard S, Kanitakis J, Claudy A. Topical retinoids for the management of dysplastic epithelial lesions. In: Euvrard S, Kanitakis J, Claudy A, editors. Skin Diseases after Organ Transplantation. Montrouge: John Libbey Eurotext; 1998. p. 175-82.

35. George R, Weightman W, Russ GR, Bannister KM, Matthew TH. Acitretin for chemoprevention of non-melanoma skin cancers in renal transplant recipients. Australas J Dermatol. 2002;43:269-73.

36. McNamara IR, Muir J, Galbraith AJ. Acitretin for prophylaxis of cutaneous malignancies after cardiac transplantation. J Heart Lung Transplant. 2002;21:1201-5.

37. Shuttleworth D, Marks R, Griffin PJ, Salaman JR. Treatment of cutaneous neoplasia with etretinate in renal transplant recipients. Q J Med. 1988;68:717-25.

38. McKenna DB, Murphy GM. Skin cancer chemoprophylaxis in renal transplant recipients: 5 years of experience using low-dose acitretin. Br J Dermatol. 1999;140:656-60.

39. Kligman AL, Thorne EG. Topical therapy of actinic keratosis with tretinoin. In: Marks R, editor. Retinoids in Cutaneous Malignancy. Oxford: Blackwell Scientific Publications; 1991:p.66-73.

40. Misiewicz J, Sendagorta E, Golebiowska A, Lorenc B, Czarnetzki BM, Jablonska S. Topical treatment of multiple actinic keratosis of the face with arotinoid methyl sulfone (Ro 14-9706) cream versus tretinoin cream: a double-blind, comparative study. J Am Acad Dermatol. 1991;24:448-51.

41. Alirezai M, Dupuy P, Amblard P, Kalis B, Souteyrand P, Frappaz A, et al. Clinical evaluation of topical isotretinoin in the treatment of actinic keratosis. J Am Acad Dermatol. 1994;30:447-51.

42. Moglia D, Formelli F, Baliva G, Bono A, Accetturi M, Nava M, et al. Effects of topical treatment with fenretinide (4-HPR) and plasma vitamin A levels in patients with actinic keratosis. Cancer Lett.1996;110:87-91.

43. Campanelli A, Naldi L. A retrospective study of the effect of long-term topical application of retinaldehyde (0.05%) on the development of actinic keratosis. Dermatology. 2002;205:146-52.

44. Smit JV, Cox S, Blokx WA, van de Kerhof PC, de Jongh GJ, de Jong EM. Actinic keratosis in renal transplant recipients does not improve with calcipotriol cream and all-trans retinoic acid cream as monotherapies or in combination during a 6week treatment period. Br J Dermatol. 2002;147:816-8.
-4545. Smit JV, de Sévaux RG, Blokx WA, van de Kerkhof PC, Hoitsma AJ, de Jong EM. Acitretin treatment in (pre)malignant skin disorders of renal transplant recipients: Histologic and immunohistochemical effects. J Am Acad Dermatol. 2004;50:189-96.

Chart 2
Type of skin lesion evaluated according to each study using topical and/or systemic retinoids

There is a higher prevalence of studies involving systemic retinoids, acitretin and etretinate for AKs in conjunction with SCC and BCC, but topical retinoids are preferred when AKs are evaluated alone (Charts 2 and 3). 1818. Moriarty M, Dunn J, Darragh A, Lambe R, Brick I. Etretinate in treatment of actinic keratosis. A double-blind crossover study. Lancet. 1982;1:364-5.,2525. Rook AH, Jaworsky C, Nguyen T, Grossman RA, Wolfe JT, Witmer WK, et al. Beneficial effect of low-dose systemic retinoid in combination with topical tretinoin for the treatment and prophylaxis of premalignant and malignant skin lesions in renal transplant recipients. Transplantation. 1995;59:714-9.

26. Kelly JW, Sabto J, Gurr FW, Bruce F. Retinoids to prevent skin cancer in organ transplant recipients. Lancet. 1991;338:1407.

27. Bavinck JN, Tieben LM, Van der Woude FJ, Tegzess AM, Hermans J, ter Schegget J et al. Prevention of skin cancer and reduction of keratotic skin lesions during acitretin therapy in renal transplant recipients: a double-blind, placebo-controlled study. J Clin Oncol. 1995;13:1933-8.
-2828. De Sévaux RG, Smit JV, de Jong EM, van de Kerkhof PC, Hoitsma AJ. Acitretin treatment of premalignant and malignant skin disorders in renal transplant recipients: clinical effects of a randomized trial comparing two doses of acitretin. J Am Acad Dermatol. 2003;49:407-12.,3030. Hughes BR, Marks R, Pearse AD, Gaskell SA. Clinical response and tissue effects of etretinate treatment of patients with solar keratosis and basal cell carcinoma. J Am Acad Dermatol. 1988;18:522-9.,3232. Majewski S, Skopinska M, Bollag W, Jablonska S. Combination of isotretinoin and calcitriol for precancerous and cancerous skin lesions. Lancet. 1994;344:1510-1.,3333. Yuan ZF, Davis A, Macdonald K, Bailey RR. Use of acitretin for the skin complications in renal transplant recipients. N Z Med J. 1995;108:255-6.,3535. George R, Weightman W, Russ GR, Bannister KM, Matthew TH. Acitretin for chemoprevention of non-melanoma skin cancers in renal transplant recipients. Australas J Dermatol. 2002;43:269-73.

36. McNamara IR, Muir J, Galbraith AJ. Acitretin for prophylaxis of cutaneous malignancies after cardiac transplantation. J Heart Lung Transplant. 2002;21:1201-5.
-3737. Shuttleworth D, Marks R, Griffin PJ, Salaman JR. Treatment of cutaneous neoplasia with etretinate in renal transplant recipients. Q J Med. 1988;68:717-25.,4545. Smit JV, de Sévaux RG, Blokx WA, van de Kerkhof PC, Hoitsma AJ, de Jong EM. Acitretin treatment in (pre)malignant skin disorders of renal transplant recipients: Histologic and immunohistochemical effects. J Am Acad Dermatol. 2004;50:189-96.

Chart 3
Studies involving systemic retinoids in prevention and treatment of actinic keratoses, in chronological order

Synthetic retinoids have been shown to be effective in reducing AKs and inhibiting the development of cancer.2727. Bavinck JN, Tieben LM, Van der Woude FJ, Tegzess AM, Hermans J, ter Schegget J et al. Prevention of skin cancer and reduction of keratotic skin lesions during acitretin therapy in renal transplant recipients: a double-blind, placebo-controlled study. J Clin Oncol. 1995;13:1933-8. Since organ transplant recipients are at increased risk of warts, AKs and non-melanoma skin cancers, many of the studies conducted the prevention of skin cancers and precancerous lesions have this group of patients as eligible population. 2525. Rook AH, Jaworsky C, Nguyen T, Grossman RA, Wolfe JT, Witmer WK, et al. Beneficial effect of low-dose systemic retinoid in combination with topical tretinoin for the treatment and prophylaxis of premalignant and malignant skin lesions in renal transplant recipients. Transplantation. 1995;59:714-9.,2626. Kelly JW, Sabto J, Gurr FW, Bruce F. Retinoids to prevent skin cancer in organ transplant recipients. Lancet. 1991;338:1407.,2828. De Sévaux RG, Smit JV, de Jong EM, van de Kerkhof PC, Hoitsma AJ. Acitretin treatment of premalignant and malignant skin disorders in renal transplant recipients: clinical effects of a randomized trial comparing two doses of acitretin. J Am Acad Dermatol. 2003;49:407-12.,3838. McKenna DB, Murphy GM. Skin cancer chemoprophylaxis in renal transplant recipients: 5 years of experience using low-dose acitretin. Br J Dermatol. 1999;140:656-60.

In relation to controlled studies of systemic retinoids and AKs, Bavinck et al (1995) found that 13.4% of organ transplant recipients who used acitretin saw a reduction in the number of AKs, while in 28.2% of the placebo patients, there was an increase.2727. Bavinck JN, Tieben LM, Van der Woude FJ, Tegzess AM, Hermans J, ter Schegget J et al. Prevention of skin cancer and reduction of keratotic skin lesions during acitretin therapy in renal transplant recipients: a double-blind, placebo-controlled study. J Clin Oncol. 1995;13:1933-8. De Sevaux et al, (2003) compared two doses of acitretin in patients with AKs and observed a significant reduction in number in both groups after 2 months.2828. De Sévaux RG, Smit JV, de Jong EM, van de Kerkhof PC, Hoitsma AJ. Acitretin treatment of premalignant and malignant skin disorders in renal transplant recipients: clinical effects of a randomized trial comparing two doses of acitretin. J Am Acad Dermatol. 2003;49:407-12. George et al (2002) used acitretin compared to placebo, but due to difficulty in counting lesions, they considered only patients with up to 10 AKs. They reported complete clearance of lesions in the treated group and an increased number of lesions in the control group.3535. George R, Weightman W, Russ GR, Bannister KM, Matthew TH. Acitretin for chemoprevention of non-melanoma skin cancers in renal transplant recipients. Australas J Dermatol. 2002;43:269-73. Moriarty et al (1982) showed that etretinate was superior to placebo in reducing the number and size of AKs (84% of the etretinate group had complete or partial response compared to 5% in the placebo group). 18 Rook et al (1995) compared etritinate combined with tretinoin, separately. This is the only study to date that compares topical and systemic retinoids. 25 The effectiveness regarding the combination of oral and topical retinoids, versus topical retinoids, is difficult to establish in this clinical trial due to the small number of patients (N=11), the high dropout rate during the study (N=4), the short follow-up period and lack of a standard concentration for the topical retinoids in both groups.2525. Rook AH, Jaworsky C, Nguyen T, Grossman RA, Wolfe JT, Witmer WK, et al. Beneficial effect of low-dose systemic retinoid in combination with topical tretinoin for the treatment and prophylaxis of premalignant and malignant skin lesions in renal transplant recipients. Transplantation. 1995;59:714-9.

In contrast to topical retinoids, most studies on systemic retinoids and AKs are based around case series. Hughes et al (1988) used two doses of etretinate for 18 months. Of the 15 eligible patients, 13 had AKs and 2 had only BCCs. Only 12 patients with AKs completed the study, with an average reduction in the number of AKs before and after treatment of 12.73 to 5.82. 30 Kelly et al (1991), in a study geared towards the prevention of new non-melanoma tumors, mentioned that in the four patients treated with etretinate, there was improvement of the AKs during the use of the drug, with a low recurrence rate after interruption. In addition to the low number of patients, no objective method was used to measure reduction in AKs.2626. Kelly JW, Sabto J, Gurr FW, Bruce F. Retinoids to prevent skin cancer in organ transplant recipients. Lancet. 1991;338:1407. Majewski et al (1994) followed 12 patients to evaluate non-melanoma tumors and AKs. There was reduction in the number of AKs, ranging from 40% up to full clearance in patients with the lowest number of AKs before treatment.3232. Majewski S, Skopinska M, Bollag W, Jablonska S. Combination of isotretinoin and calcitriol for precancerous and cancerous skin lesions. Lancet. 1994;344:1510-1. McKenna et al (1999) and McNamara (2002), due to difficulty in counting the AKs, only mentioned a decrease with treatment, but did not specify the numbers.3636. McNamara IR, Muir J, Galbraith AJ. Acitretin for prophylaxis of cutaneous malignancies after cardiac transplantation. J Heart Lung Transplant. 2002;21:1201-5.,3838. McKenna DB, Murphy GM. Skin cancer chemoprophylaxis in renal transplant recipients: 5 years of experience using low-dose acitretin. Br J Dermatol. 1999;140:656-60. Shuttleworth et al (1998) used etretinate, 1mg/kg daily for 6 months on a small number of organ transplant recipients. There was a reduction of new non-melanoma tumors but it remained unclear whether there was any improvement in the AKs. The authors noted complete clearance in 4 patients. However, they fail to specify whether the clearance concerned the viral, actinic or carcinomatous lesions.3737. Shuttleworth D, Marks R, Griffin PJ, Salaman JR. Treatment of cutaneous neoplasia with etretinate in renal transplant recipients. Q J Med. 1988;68:717-25. Smit et al (2004) carried out a clinical trial, which yielded results that were different from those of previous studies. They used acitretin at a dose of 0.4 mg/kg/day for 3 months, and concluded that the drug reduced significantly epidermal thickness, improved the appearance of AKs by altering keratinization and resulted in stratum corneum desquamation. The study was based on histopathological and immunohistochemical findings.4545. Smit JV, de Sévaux RG, Blokx WA, van de Kerkhof PC, Hoitsma AJ, de Jong EM. Acitretin treatment in (pre)malignant skin disorders of renal transplant recipients: Histologic and immunohistochemical effects. J Am Acad Dermatol. 2004;50:189-96.

There are studies which evaluate the effect of topical retinoids on prevention and treatment of AKs (Chart 4). 2525. Rook AH, Jaworsky C, Nguyen T, Grossman RA, Wolfe JT, Witmer WK, et al. Beneficial effect of low-dose systemic retinoid in combination with topical tretinoin for the treatment and prophylaxis of premalignant and malignant skin lesions in renal transplant recipients. Transplantation. 1995;59:714-9.,2929. Bollag W, Ott F. Retinoic acid: topical treatment of senile or actinic keratosis and basal cell carcinomas. Agents Actions. 1970;1:172-5.,3131. Euvrard S, Verschoore M, Touraine JL, Dureau G, Cochat P, Czernielewski J, et al. Topical retinoids for warts and keratosis in transplant recipients. Lancet. 1992;340:48-9.,3434. Euvrard S, Kanitakis J, Claudy A. Topical retinoids for the management of dysplastic epithelial lesions. In: Euvrard S, Kanitakis J, Claudy A, editors. Skin Diseases after Organ Transplantation. Montrouge: John Libbey Eurotext; 1998. p. 175-82.,3939. Kligman AL, Thorne EG. Topical therapy of actinic keratosis with tretinoin. In: Marks R, editor. Retinoids in Cutaneous Malignancy. Oxford: Blackwell Scientific Publications; 1991:p.66-73.

40. Misiewicz J, Sendagorta E, Golebiowska A, Lorenc B, Czarnetzki BM, Jablonska S. Topical treatment of multiple actinic keratosis of the face with arotinoid methyl sulfone (Ro 14-9706) cream versus tretinoin cream: a double-blind, comparative study. J Am Acad Dermatol. 1991;24:448-51.

41. Alirezai M, Dupuy P, Amblard P, Kalis B, Souteyrand P, Frappaz A, et al. Clinical evaluation of topical isotretinoin in the treatment of actinic keratosis. J Am Acad Dermatol. 1994;30:447-51.

42. Moglia D, Formelli F, Baliva G, Bono A, Accetturi M, Nava M, et al. Effects of topical treatment with fenretinide (4-HPR) and plasma vitamin A levels in patients with actinic keratosis. Cancer Lett.1996;110:87-91.

43. Campanelli A, Naldi L. A retrospective study of the effect of long-term topical application of retinaldehyde (0.05%) on the development of actinic keratosis. Dermatology. 2002;205:146-52.
-4444. Smit JV, Cox S, Blokx WA, van de Kerhof PC, de Jongh GJ, de Jong EM. Actinic keratosis in renal transplant recipients does not improve with calcipotriol cream and all-trans retinoic acid cream as monotherapies or in combination during a 6week treatment period. Br J Dermatol. 2002;147:816-8.,4646. Purcell SM, Pierre DK, Dixon SL, Spielvogel RL. Chemoprevention of actinic keratosis with topical all-trans-retinoic acid. J Invest Dermatol. 1986;86:501.

Chart 4
Studies on the use of topical retinoids (tretinoin, adapalene and isotretinoin) in prevention and treatment of actinic keratoses, in chronological order.

The advantage of using topical retinoids is systemic toxicity avoidance, although there may be local adverse effects which vary with drug concentration. Good results are obtained in treatment and chemoprevention of AKs in immunocompetent patients, particularly with topical tretinoin and isotretinoin, which is why the eligible population for topical retinoids are immunocompetent in most of the studies.2020. De Graaf YGL, Euvrard NS, Bavinck JNB. Systemic and topical retinoids in the management of skin cancer in organ transplant recipients. Dermatol Surg. 2004;30:656-61. In a controlled study, Alizerai et al (1994) evaluated the effect of isotretinoin cream 0.1% compared to placebo in 100 patients, and demonstrated a significant decrease in AKs on the face, but no real improvement on the scalp and arms.4141. Alirezai M, Dupuy P, Amblard P, Kalis B, Souteyrand P, Frappaz A, et al. Clinical evaluation of topical isotretinoin in the treatment of actinic keratosis. J Am Acad Dermatol. 1994;30:447-51. Euvrard et al (1992) demonstrated AK reductions of 45% versus 23%, in the tretinoin 0.05% group versus placebo, respectively.3131. Euvrard S, Verschoore M, Touraine JL, Dureau G, Cochat P, Czernielewski J, et al. Topical retinoids for warts and keratosis in transplant recipients. Lancet. 1992;340:48-9. Kligman et al (1991) conducted the largest controlled study on retinoids for AKs and demonstrated that tretinoin 0.1%, compared to the placebo, was effective in reducing AKs when applied twice daily, with excellent responses in 73% of patients.3939. Kligman AL, Thorne EG. Topical therapy of actinic keratosis with tretinoin. In: Marks R, editor. Retinoids in Cutaneous Malignancy. Oxford: Blackwell Scientific Publications; 1991:p.66-73. Misiewicz et al (1991) compared the efficacy and tolerability of the retinoid Ro 14-9706 to tretinoin 0.05% ointment used for 16 weeks. Areas treated with Ro 14-9706 showed a decrease of 37.8% in AK number, while in areas treated with tretinoin, the decrease was 30.3%. Compared to pre-treatment numbers, the decrease was significant but there was no difference between the two drugs, although Ro 14-9706 was better tolerated.4040. Misiewicz J, Sendagorta E, Golebiowska A, Lorenc B, Czarnetzki BM, Jablonska S. Topical treatment of multiple actinic keratosis of the face with arotinoid methyl sulfone (Ro 14-9706) cream versus tretinoin cream: a double-blind, comparative study. J Am Acad Dermatol. 1991;24:448-51. Euvrard et al (1998) compared different concentrations of adapalene, revealing a significant reduction in AK number of 32% versus 21%, with concentrations of 0.3% and 0.1% respectively. 34 Only one study showed no difference in terms of retinoid use concerning reduction in AK numbers, in all the groups analyzed (0.02% tretinoin, 0.02% tretinoin combined with calcipotriol, calcipotriol and emollient). There were no clinical or histological changes after 6 weeks, though the authors explained that the follow-up period may have been too short for such an examination.4444. Smit JV, Cox S, Blokx WA, van de Kerhof PC, de Jongh GJ, de Jong EM. Actinic keratosis in renal transplant recipients does not improve with calcipotriol cream and all-trans retinoic acid cream as monotherapies or in combination during a 6week treatment period. Br J Dermatol. 2002;147:816-8.

Regarding the case series on the use of topical retinoids for AKs, Bollag et al., 1970, observed a 50% reduction of AKs on arms and hands with tretinoin 0.1% and 0. 3%.2929. Bollag W, Ott F. Retinoic acid: topical treatment of senile or actinic keratosis and basal cell carcinomas. Agents Actions. 1970;1:172-5. Campanelli et al (2002) found no difference in the use of 0.05% retinaldehyde, for 6 to 142 months, in immunocompetent patients. As the study was not controlled, its value is limited.4343. Campanelli A, Naldi L. A retrospective study of the effect of long-term topical application of retinaldehyde (0.05%) on the development of actinic keratosis. Dermatology. 2002;205:146-52.Moglia et al (1996) treated 18 patients with facial AKs with the retinoid fenretinide, twice a day, for 3 months. Complete and partial regression was observed in 56% and 44% of patients, respectively. However, 44% of patients developed new lesions 3 months after cessation of treatment.4242. Moglia D, Formelli F, Baliva G, Bono A, Accetturi M, Nava M, et al. Effects of topical treatment with fenretinide (4-HPR) and plasma vitamin A levels in patients with actinic keratosis. Cancer Lett.1996;110:87-91.

When the clinical trial is not controlled, one factor of bias linked to the efficacy of the analysed drugs is sunscreen. Two papers indicate that suncreens can diminish the number of AKs by up to 25% in immunocompetent patients, and 50% in organ transplant recipients, which could enhance other treatments.4747. Thompson SC, Jolley D, Marks R. Reduction of solar keratosis by regular sunscreen use. N Engl J Med. 1993;329:1147-51.,4848. Ulrich C, Jürgensen JS, Degen A, Hackethal M, Ulrich M, Patel MJ et al. Prevention of non-melanoma skin cancer in organ transplant patients by regular use of a sunscreen: a 24 months, prospective, case-control study. Br J Dermatol. 2009;161:S78-84.

SIDE EFFECTS OF SYSTEMIC RETINOIDS

The side effects of systemic retinoids are divided into: 1) pharmacological effects such as skin xerosis, cheilitis, dry eyes, conjunctivitis, nasal dryness, epistaxis and irritant dermatitis and 2) toxic effects that are unpredictable, rare, reversible, dependent on individual susceptibility and predisposing factors (obesity, alcoholism, diabetes mellitus, hypertension, smoking), such as elevated liver enzymes, increased levels of triglycerides and cholesterol, increased LDL fraction and decreased HDL fraction. 4949. Di Giovanna JJ. Systemic retinoid therapy. Dermatol Clin. 2001;19:161-7.,5050. De Marchi MA, Maranhão RC, Brandizzi LI, Souza DR. Effects of isotretinoin on the metabolism of triglyceride-rich lipoproteins and on the lipid profile in patients with acne. Arch Dermatol Res. 2006;297:403-8.

Teratogenicity is the most serious adverse and irreversible (drug category X) effect. Any exposure, regardless of dose, at any time during pregnancy, but especially in the first trimester, may be teratogenic.5151. Wiegand UW, Chou RC. Pharmacokinetics of oral isotretinoin. J Am Acad Dermatol. 1998;39:S8-12. This justifies controlling the risk of pregnancy by using two safe contraceptive methods and starting treatment after menstruation.5252. Nau H. Teratogenicity of isotretinoin revisited: species variation and the role of alltrans-retinoic acid. J Am Acad Dermatol. 2001;45:S183-7.

The occurrence of depression, suicidal thoughts or suicide attempts possibly caused by oral isotretinoin in the treatment of acne vulgaris, has been documented in the form of case reports, population and case-control studies. The incidence observed varies from less than 1% to 3%, while in the general population it is estimated to be between 1.6 to 7.5%, with an average of 3% 53-55 However, to date, no conclusive epidemiological or pharmacological evidence has been detected that could explain this association.5656. Hersom K, Neary MP, Levaux HP, Strauss JS. Isotretinoin and anti-depressant pharmacotherapy: a prescription sequence symmetry analysis. J Am Acad Dermatol. 2003;49:424-32.-5757. Bigby M. Does isotretinoin increase the risk of depression? Arch Dermatol. 2008;144:1197-9. Instead, assessments of quality of life have shown improvement in rates and reduction in depressive symptoms, in patients treating acne with oral isotretinoin.5454. Marqueling AL, Zane LT. Depression and suicidal behavior in acne patients treated with isotretinoin: a systematic review. Semin Cutan Med Surg. 2005;24:92-102. Other previously described, but very rare, side effects, are: headaches, joint pain, bone disorders, leukopenia, anemia, etc. Recently, the risk of developing inflammatory bowel disease, particularly ulcerative colitis, has been reported during the use of oral isotretinoin. However, population and case control studies have not confirmed this assumption.5858. Bernstein CN, Nugent Z, Longobard T, Blanchard JF. Isotretinoin is not associated with inflammatory bowel disease: a population-based case-control study. Am J Gastroenterol. 2009;104:2774-8.,5959. Crockett SD, Porter CQ, Martin CF, Sandler RS, Kappelman MD. Isotretinoin use and the risk of inflammatory bowel disease: a case-control study. Am J Gastroenterol. 2010;105:1986-93.

SIDE EFFECTS OF TOPICAL RETINOIDS

Topical retinoids cause only local reactions such as erythema, scaling, burning and irritation.6060. Phillips TJ. An update on the safety and efficacy of topical retinoids. Cutis. 2005;75:S14-24. Most of these effects are seen to reach a peak during the first week and decrease over time.6161. Kockaert M, Neumann M. Systemic and topical drugs for aging skin. J Drugs Dermatol. 2003;2:435-41. Higher concentrations, e.g. 0.1%, are related to increased frequency of adverse events.6262. Samuel M, Brooke RC, Hollis S, Griffiths CE. Interventions for photodamaged skin. Cochrane Database Syst Rev. 2005;25:CD001782.

DISCUSSION

Unlike some studies published on the ineffectiveness of retinoids for the prevention of non-melanoma skin tumors and AKs, it is clear that most research demonstrates the efficacy of that class of drugs with regard to AKs (Charts 3 and 4).2828. De Sévaux RG, Smit JV, de Jong EM, van de Kerkhof PC, Hoitsma AJ. Acitretin treatment of premalignant and malignant skin disorders in renal transplant recipients: clinical effects of a randomized trial comparing two doses of acitretin. J Am Acad Dermatol. 2003;49:407-12.,4141. Alirezai M, Dupuy P, Amblard P, Kalis B, Souteyrand P, Frappaz A, et al. Clinical evaluation of topical isotretinoin in the treatment of actinic keratosis. J Am Acad Dermatol. 1994;30:447-51.,4444. Smit JV, Cox S, Blokx WA, van de Kerhof PC, de Jongh GJ, de Jong EM. Actinic keratosis in renal transplant recipients does not improve with calcipotriol cream and all-trans retinoic acid cream as monotherapies or in combination during a 6week treatment period. Br J Dermatol. 2002;147:816-8.,4646. Purcell SM, Pierre DK, Dixon SL, Spielvogel RL. Chemoprevention of actinic keratosis with topical all-trans-retinoic acid. J Invest Dermatol. 1986;86:501.,6363. Zeichner JA, Stern DW, Uliasz A, Itenberg S, Lebwohl M. Placebo-controlled, double-blind, randomized pilot study of imiquimod 5% cream applied once per week for 6 months for the treatment of actinic keratosis. J Am Acad Dermatol. 2009;60:59-62.

64. Tangrea JA, Edwards BK, Taylor PR, Hartman AM, Peck GL, Salasche SJ, et al. Long-term therapy with low-dose isotretinoin for prevention of basal cell carcinoma: a multicenter clinical trial. Isotretinoin-Basal Cell Carcinoma Study Group. J Natl Cancer Inst. 1992;84:328-32.
-6565. Levine N, Moon TE, Cartmel B, Bangert JL, Rodney S, Dong Q, et al. Trial of retinol and isotretinoin in skin cancer prevention: a randomized, double-blind, controlled trial. Southwest Skin Cancer Prevention Study Group. Cancer Epidemiol Biomarkers Prev. 1997;6:957-61.

However, most of the studies are case series with small numbers of patients; in four controlled studies, there was no randomization and in others there was no adequate explanation about method. Other limiting factors are sample sizes and high dropout rates 25 The lack of standardization for topical and oral retinoid concentrations, and treatment time, are problems that must be highlighted, particularly in those studies that point out the ineffectiveness of retinoids in the treatment and prevention of AKs and non-melanoma skin tumors.4444. Smit JV, Cox S, Blokx WA, van de Kerhof PC, de Jongh GJ, de Jong EM. Actinic keratosis in renal transplant recipients does not improve with calcipotriol cream and all-trans retinoic acid cream as monotherapies or in combination during a 6week treatment period. Br J Dermatol. 2002;147:816-8.,4646. Purcell SM, Pierre DK, Dixon SL, Spielvogel RL. Chemoprevention of actinic keratosis with topical all-trans-retinoic acid. J Invest Dermatol. 1986;86:501.

As noted in chart 2, the main focus of some authors was not AKs but non-melanoma skin cancers, which somehow affected the clinical outcome for AKs. Indications for chemoprophylaxis with oral retinoids, according to Otley et al, only involve AKs when they are accompanied by the current or previous presence of non-melanoma skin tumors, which may explain the small number of articles involving oral retinoids and AKs.6666. Otley CC, Stasko T, Tope WD, Lebwohl M. Chemoprevention of nonmelanoma skin cancer with systemic retinoids: practical dosing and management of adverse effects. Dermatol Surg. 2006;32:562-8. Some publications mention a decrease in AKs without establishing a statistical value, and justify this by the difficulty of counting these lesions, raising a further problem for clinical studies involving AKs

The outcomes of clinical studies involving AKs are a great problem. Most are based on lesion counts before and after treatment in absolute numbers or by category. Others refer to an apparent reduction but do not provide numbers.3636. McNamara IR, Muir J, Galbraith AJ. Acitretin for prophylaxis of cutaneous malignancies after cardiac transplantation. J Heart Lung Transplant. 2002;21:1201-5.,3838. McKenna DB, Murphy GM. Skin cancer chemoprophylaxis in renal transplant recipients: 5 years of experience using low-dose acitretin. Br J Dermatol. 1999;140:656-60. Counting AKs is still the most widely used method although the results may be highly questionable due to many difficulties, since they can be subclinical, ill-defined, multiple, confluent and similar to other conditions (seborrheic keratoses, warts). In addition, other significant factors are: diagnostic disagreement, insufficient training of observers in counting lesions, dry skin in the elderly, appearance of new lesions and spontaneous regression. Although it is far from ideal method, there is currently no better alternative to counting.6767. Epstein E. Quantifying actinic keratosis. Am J Clin Dermatol. 2004;5:141-4.

68. Atkins D, Bang RH, Sternberg MR, Chen SC. Reliable methods to evaluate the burden of actinic keratosis. J Invest Dermatol. 2006;126:591-4.
-6969. Weinstock MA, Bingham SF, Cole GW, Eilers D, Naylor MF, Kalivas J, et al. Reliability of counting actinic keratosis before and after brief consensus discussion. Arch Dermatol. 2001;137:1055-8.

The concept that AKs are premalignant disorders has been supported by several studies, and genetic mutations are present simultaneously in AKs and SCC.7070. Cockerell CJ, Wharton JR. New histopathological classification of actinic keratosis (incipient intraepidermal squamous cell carcinoma). Drugs Dermatol. 2005;4:462-7.,7171. Röwert-Huber J, Patel MJ, Forschner T, Ulrich C, Eberle J, Kerl H, et al. Actinic keratosis is an early in situ squamous cell carcinoma: a proposal for reclassification. Br J Dermatol. 2007;156:S8-12. Thus, AKs can be considered a clinical model of carcinogenesis. As they are extremely frequent in dermatological clinical practice, clinical trials regarding prevention and treatment of AKs should be considered in the study of cutaneous carcinogenesis chemoprevention.7272. Schmitt JV, Miot HA. Actinic keratosis: a clinical and epidemiological revision. An Bras Dermatol. 2012;87:425-34.

FINAL REMARKS

In our opinion, blind, randomized and controlled trials with adequate sample sizes aimed specifically at actinic keratoses, are needed to clarify the real benefit of topical and/or oral retinoids. We consider it important that new models be developed in relation to methodology and outcomes. Comparison of efficacy and safety between oral and topical retinoids in the prevention and treatment of non-melanoma skin cancers and AKs, is an essential prerequisite for the establishment of new strategies to control these conditions.

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  • *
    Study carried out at the Federal University of Goiás (UFGO), the São Paulo State University - Júlio de Mesquita Filho (UNESP) and the Federal University of São Paulo (EPM -UNIFESP) - São Paulo (SP), Brazil.

Publication Dates

  • Publication in this collection
    Aug 2013

History

  • Received
    09 Apr 2012
  • Accepted
    01 Oct 2012
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