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Materials Research

Print version ISSN 1516-1439

Mat. Res. vol.9 no.3 São Carlos July/Sept. 2006 



Compression tests of castor oil biopolymer



Amauri Bravo FernedaI, *; Romeu Rony Cavalcante da CostaI, *; Volnei TitaII; Sérgio Persival Baroncini ProençaIII; Jonas de CarvalhoI; Benedito de Moraes PurquerioI

IDepartment of Mechanical Engineering, School Engineering of São Carlos, University de São Paulo
IIDepartment of Materials, Aeronautical and Automobilist Engineering, School Engineering of São Carlos, University de São Paulo
IIIDepartment of Structures Engineering, School Engineering of São Carlos, University de São Paulo




Many methods have been developed to test and evaluate the mechanical properties of the biopolymer from castor oil employed in implants and osteo-repositions, among other things. Most of the methods are performed under quasi-static and cyclic loads (creep and relaxation tests) and under high strain rate, uniaxial compression conditions. This paper presents and discusses the development and applicability of a simple load-application apparatus, devised to reduce shear and barrelling effects on specimens and allow for conventional strain around 45%. Besides contributing valuable information on the mechanical behavior of the castor oil polyurethane, the results of this research point to multiple biomedical applications for this material.

Keywords: compression test, mechanical behavior, biopolymer, castor oil



1. Introduction

The castor oil polyurethane (PU) have been used in many applications, such as in dental implants1, wood adhesives2, concrete agglomerates3, bone defect filling4, bone cement5, hip prostheses6, electrical insulators7; vegetal fiber composite matrixes8, and intrapatellar socket gloves9.

Despite its versatility, the main applications and researches on the castor oil PU lie in the medical field. Researchers, such as Ohara et al.10 and Ignácio et al.11 studied the biocompatibility of this PU employed as bone cement in rabbits. The absence of adverse reactions found by these authors indicated its biocompatibility in living organisms. The research carried out by Ignácio et al.12 also brought important contributions to orthopedic surgery. In his study PU cylinders enriched with calcium carbonate to obtain porosity and radiodensity were implanted in rabbits' legs. The results evidenced the biocompatibility, osteoconductivity and osteoinduction properties of this PU and attested to the mechanical strength of the implant. Later research indicated the possible utilization of this PU in cranium plastic surgeries, jaw prostheses, and contention plates for disc hernia13.

The physical-chemical characteristics of this PU were discussed by Plepis14 and Claro Neto15. The latter and Silvestre Filho6 reported some preliminary results about its mechanical properties in the elastic phase. However, because of its increasing applications, there seems to be the need for further research on the mechanical behavior of this PU.

There is a long-standing interest in obtaining consistent compression test results because of the inherent difficulties in maintaining uniaxial loads. Attempts to reduce the Saint Venant effect—i.e., the barreling effect yielding in the interface between the load platen and the specimen—can be found in several papers. For example, Boyce and Arruda16 used thin Teflon sheets between the specimen and the load platen of the test device to prevent barreling. According to the authors inserting one or two Teflon sheets sufficed to eliminate barreling. On the other hand, Odon and Adams17 affirmed that two types of specimens were necessary: some with a length/diameter ratio (l/d) equal to 2 for strength measurements whereas others with a 2.75 ratio for modulus measurements to avoid boundary effects.

In order to prevent instabilities (e.g., shear, buckling and barreling) in polymers at high strain values, Ravi-Chandar and Ma18 employed a confined-specimen compression technique. Although this procedure is capable of eliminating instabilities (i.e., barreling) produced during the test, it does not allow the measurement of strains directly on specimens. Moreover, as this procedure generates friction between the compression device and specimens' body, inaccurate data may be produce.

Khan and Zhang19 compressed specimens between plates made of VascoMax C-35 steel treated to obtain maximum hardness. A high-vacuum silicone lubricant was used to reduce friction between the surfaces of specimens and load platens. Frachon20 made use of graphite sheets between load platens and specimens to eliminate undesirable effects (heterogeneity) generated by friction and a non-uniaxial state of tensions.

In more recent research, Wu et al.21 analyzed the performance of several soft tissues through the Finite Element Method (FEM), which comprised several compression simulations of non-confined cylindrical specimens with varying friction coefficients between specimens and load platens. An and Vegter22 utilized as lubrication a mixture of 25 µm Teflon film (PTFE) and mineral oil (Quaker N6130) between specimens and load platens. They reported the occurrence of no barreling and of uniform expansion of cylindrical specimens tested by compression. An and Vegter22 also suggested that specimens given a smooth finish because rough surfaces damaged the Teflon film. The authors also reported that hardening the material did not have any influence on friction, whose contribution to flow stress was a function of the initial geometry of the specimen and strain.

In summary, it is not simple to carry out compression testing on castor oil polymer because it involves several variables that have to be controlled. Nevertheless, because of increasing applications and research on this material, it is fundamental to study its mechanical properties consistently. In this direction, this work first investigates its performance under compression, i.e., its mechanical properties, including its elastoplastic behavior. Then it seeks to determine the implications of performing these tests on this biopolymer (i.e., barreling, shear and buckling).


2. Materials and Methods

2.1. Materials

2.1.1. Biopolymer

The biopolymer was composed of a 1:0.7 mixture of two components: pre-polymer and polyol, known as 329 L and 471 respectively. This material is sensitive to relative air humidity—in the form of components as well as mixture. The maximum humidity value is 40%: at higher values there is excessive generation of bubbles during polymerization of the polyurethane resin, which damages the specimens' quality since bubbles become points of stress concentration.

2.1.2. Lubricants

Surfaces between specimens and load platens were lubricated with HYSPIN AWS 68 CASTROL oil or MARCAI industrial lubricant.

2.1.3. Platens

Many researchers have sought ways to end or mitigate friction occurring between load platens and specimens. This study opted for tackling the problem of roughness and surface hardness of platens by using lubricants easily found at warehouses, i.e., Castrol oil (AWS 68 Hyspin) and Vaseline lubricant (Marcai). In this way the roughness of platens was regulated until satisfactory results were obtained, i.e., significant decreases in barreling approaching the theoretical strain (Figure 1). The roughness was such as to promote lubrication and expansion of specimen diameter.



2.1.4. Molds

Specimens were manufactured through open moulds made of translucent silicone (4644 VANTICO), which provided them with excellent dimension accuracy. In order to obtain the desired mould shape, a carbon-steel matrix was manufactured on a lathe and rectified. Rectification was performed to obtain a model with adequate surface finish (with roughness Ra = 0.2 µm).

2.1.5. Specimens

Specimens used in this work were molded in a temperature and humidity controlled environment (22 °C and 40%, respectively). It is important to note that the material had an appropriate pot life for the volume handled. According to Claro Neto15, not all crossed links occur during polymerization, i.e., they can go on occurring indefinitely, and an increase in the temperature can prompt their occurrence. Thus, specimens were polymerized in a micro-controlled kiln at 80 °C for 3 hours. This was done to promote residual polymerization as well as to reproduce the sterilization process to which this material is subject prior to implantation. Finally, specimens were faceted to ensure that transversal sections of the base and top were parallel and both perpendicular to their gyration axis.

After dimensional adjustment, strain gages were affixed using an appropriate adhesive made of cyanoacrilate resin: CC-36KYOWA (KYOWA, 2004b)23. The employed strain gages were biaxial (KFEL-2-120-D34) and uniaxial (KFEL-2-120-C1), which can measure strains up to 15%24. To collect data via strain gages, a Hottinger Baldwin Messetechnik GmbH (HBM) acquisition system (MGCplus model with AB22A/AB32) was used.

2.2. Methods

The compression tests followed ASTM D695-9625 specifications, which suggest that specimens have section ratio of 2:1 length/transversal—25.4 mm length and 12.7 mm diameter in this case. The test rate for the above specifications was 1.3 ± 0.3 mm/min. However, after some preliminary tests, 0.8 ± 0.05 mm/min proved to be the most adequate velocity for the evaluated material. At least 5 specimens were used in each type of test.

Tests were divided according to their characteristics:

  • Monotonic tests;
  • Cyclic creep tests with loading/unloading; and
  • Cyclic stress relaxation tests with loading/unloading.

Specimens for the cyclic tests were equipped with strain gages placed longitudinally and transversally. Results were divided into two groups:

  • Cyclic tests to evaluate the phenomenon of creep; and
  • Cyclic tests to evaluate the phenomenon of stress relaxation.

2.2.1. Monotonic tests

Monotonic tests were performed to investigate some properties of the polymer under compression as well as its performance as a function of loading and strain level. Tests were performed at 0.8 mm/min and were verified the elastic-viscoplastic effects, bearing in mind that the behavior of the material is susceptible to the strain rate. Thus, specimens were loaded continuously until a pre-established level of displacement or fracture was reached.

The properties observed in this test were:

  • The elasticity modulus (Ec) under compression, i.e., the initial inclination of the stress-strain curve, which depicts the linearly viscoelastic behavior for many polymers up to the 0.5% strain26;
  • The yield stress under compression; and
  • The elastic strain limit under compression.

2.2.2. Cyclic creep tests

Creep can be observed when the material is kept under constant stress for a long time, which increases strain at a decreasing rate during this period (see Figure 3). The amount of strain increases as stress increases26. Most materials display this phenomenon; in metals, it can be easily detected at high temperatures, and in polymers, at room temperature. This phenomenon may be recoverable, depending on the nature of internal strain processes. Note that creep cannot occur with a true elastic material, because the level of strain is reached at once and remains constant throughout time.





In this study cyclic creep tests were performed under controlled loading. During these tests specimens were loaded as follows:

  1. Loading was carried out at 37.5 N/s until a pre-established force value was reached;
  2. This level of force was kept constant for 295.5 s. Then specimens underwent creep because the strain value changed despite the level of force remaining the same;
  3. After the aforementioned time elapsed a new loading process began at same initial velocity;
  4. Steps 1, 2 and 3 were repeated until completing the desired number of cycles;
  5. After this number of cycles, unloading was performed at 37.5 N/s until specimens reached a specific force value, shown in Figure 2; and
  6. Specimens were kept at this force value for a given period of time in order to observe the phenomenon of recovery.

2.2.3. Cyclic stress relaxation tests

Stress relaxation can be usually observed as a decrease in stress when the material is kept at a constant level of strain. Likewise, this phenomenon cannot take place with a true elastic material since the stress level remains constant in this case (see Figure 3).

In this work, controlling the displacement of the device crosshead performed cyclic stress relaxation tests. This test was performed in the same way as the procedure for the cyclic creep test, but under displacement control at 0.8 mm/min instead of loading control. Hence, the crosshead stopped at specific displacement levels instead of force levels, as it occurred in the cyclic creep test, so as to maintain a constant strain.


3. Results and Discussion

3.1. General aspects

As the load platens of the equipment could not maintain the uniaxial stress state, they promoted shearing of specimens during the preliminary tests. This, combined with the fact that specimens were not long enough, caused barreling (Figure 4). This problem may be averted through diverse procedures. Basically, more effective lubrication can lead to more successful testing, as suggested by Boyce and Arruda16.



In this work, lubrication with commercial oils (e.g., AWS 68 Hypin Castrol oil and Marcai Vaseline lubricant) was the chosen procedure to deal with the roughness and surface hardness of load platens. The roughness of platens was improved through rectification until they produced minimum-barreling values. This roughness was directed so as to be a means of lubrication, thus facilitating the diametrical expansion of specimens, as shown in Figure 5. In this sense, the platens were rectified so as to produce a surface with the roughness desired, i.e., a roughness that fostered the spreading of the lubricant from center to periphery of platens. The above procedure and the setup used in this test represented an important step in the search for accurate measurements.



3.2 Monotonic tests

Stress and strain values are usually measured from initial area and length values of specimens, given by Equations 1 and 2, known as engineering stress and strain, respectively.


F – the value of the force perpendicular to the transversal section of specimens;

Ao – the initial transversal area value of specimens; and

Lo – the initial length of specimens.

Since original dimensions of specimens are constantly changing during tests at great strains, it is necessary to refer to present values. Hence, true stress strue and true strain etrue values should be estimated using:


A – the instantaneous transversal area value of specimens; and

Lf – the instantaneous length of specimens.

It is important to remark that Equation 3 is obtained by preserving the volume throughout the strain process, i.e., ALf = AoLo. However, the volume of polymers varies during plasticizing, and in this case, according to Williams26, the yield stress adopted may be that measured when the force peak is reached (Point A). For the polymer in question the force peak occurred near 5% of the engineering strain (Figure 6). This figure shows that after reaching this strain point the material undergoes plasticizing; it first softens and later begins to harden.



Figure 7 shows a comparison among the three ways to estimate stress found in this text (Equations 1, 5, 6) and a comparison between the two ways to obtain monotonic compression data at 0.8 mm/min. It may be noticed that the curves in the elastic phase are practically the same, but for greater strains (in the plastic phase) the curves are quite different from that estimated instantaneously. Hence, the yield stress (sytrue) value shown in the true stress-strain curve differs from that exhibited by the engineering stress-strain curve, because the latter regards the volume as constant, whereas the former estimates the stress through the instantaneous area.



Note that the volume is considered to be constant when calculating through Equation 6, whereas for Equation 5 the force and area are considered to be instantaneous.

Uniaxial and biaxial strain gages were used to avoid the influence of equipment accommodation during compression testing and to obtain consistent data (Figure 8).



Data from the strain gages placed transversally to measure circumferential strain enable the calculation of the instantaneous area and, consequently, true stress. The same happens for specimens with biaxial strain gage. Figure 9 shows the stress-strain curve obtained from this equipment, which shows a yield stress (sy) value equal to 46 MPa for test velocity (v) 0.8 mm/s.



Equipping specimens with strain gages avoids effects caused by accommodation between load platens and specimens, thus providing data that represent the real situation at the measurement point. The initial Young modulus value 1.56 GPa was obtained through this procedure.

3.3. Cyclic tests

The following results are from tests in which specimens underwent several loading, unloading and reloading cycles at 0.8 mm/min. In this way, it was possible not only to evaluate force-displacement and stress-strain curves, but also stress-time and strain-time curves.

3.3.1. Cyclic creep tests

Figure 10 shows stress-time and strain-time curves, where strain and stress are estimated through Equations 3 and 4, respectively, which consider that the volume remains the same during the whole strain process. The data in the graph shown in Figure 13 were obtained by LVDT, which provides values of non-localized strain in specimens.









However, whenever these curves were determined directly from geometrical variation of specimens obtained with the aid of strain gages, the data presented values of localized strain, which allowed the observation of other behavior of true stress (see Figure 11). It is important to remark that in this test it was possible to maintain force only instead of stress. Hence, as the instantaneous area of specimens increases the true stress decreases, which may be verified through the use of the first part of Equation 3, i.e., strue = F/A.

3.3.2. Cyclic stress relaxation tests

It may be observed that during unloading and reloading, the stress-strain curve cycles display an inclination similar to the initial inclination. However, as the equipment did not have a strain control system, it is possible to see in Figure 14 that even with relaxation there is an increase in strain, which may be attributed to the viscoplasticity of the material.



Figure 12 shows true stress-strain curve with loading, unloading and reloading cycles. It may be observed that during unloading and reloading, the stress-strain curve cycles display an inclination similar to the initial inclination. However, since the equipment did not have a strain control system, Figure 12 shows Points a, d, g, j and m where relaxation begins, i.e., the points where the equipment crosshead remained still for approximately 10 minutes awaiting stress relaxation. Thus, Segments "ab", "de", "gh" exhibit a decrease in stress and a recovery of the material as it relaxes. In Segment "ab" the material is under non-linear viscoelastic regimen; in Segment "de" it is in the softening state under visco-elastoplastic regimen; and in Segment "gh" it is in a transition region between softening and hardening. In Segments "jk" and "mn" the material is in the hardening state due to its molecular chains being virtually aligned. This can be seen in Figure 13, which illustrates the aligning behavior of molecular chains.

Figure 13 demonstrates that in Phase A the idealized polymeric structure has not deformed yet. In Phase B there is some molecular sliding, which deforms the molecule structure thus promoting its organization in Phase C. Finally, in Phase D the structure will be thoroughly rearranged and aligned in relation to the loading. This aligning process of molecular chains alters the internal structure and causes the elasticity modulus of the material to vary. Hence, plastic deformation in polymers occurs not with molecular rupture, but with molecular orientation, i.e., the molecules slide into positions parallel or perpendicular to the molecular chain axis27. In addition, the hardening process occurs in different ways for uniaxial tension loading and uniaxial compression loading. During the former loading uniaxial orientation of polymeric chains takes place whereas planar molecular orientation occurs during the latter loading16. Thus, it is possible to compare the phases in Figure 13 to the segments in Figure 14, i.e., Segments "ab", "de", "gh" represent Phase B, and Segments "jk", "mn" can be seen between Phases C and D.

Figure 14 shows stress-time and strain-time curves for the same tests. The curves indicate that there was a decrease in stress (true stress-time curve), which characterizes the phenomenon of stress relaxation. This phenomenon is more evident when the yield limit is surpassed and there is a higher level of stress relaxation in the material, as shown in Segment 22-23 of Figure 14. It is also possible to observe in Figure 14 that in the first segment (Segment 1-2), there is a lower level of stress relaxation for the same period of time than as compared to other cycles, because the material is under viscoelastic regimen whereas in Cycles I until IV. It is important to note that there has been a recovery of the material during the relaxation period as well as an increase in stress relaxation. In Cycles V until VIII the recovery of the material in the relaxation period is not so apparent as in previous cycles, but the stress relaxation level remains high.

Figure 15 shows a stress-strain curve where there are two loading, unloading and reloading cycles. It should be noted that before unloading some time was allowed to elapse so as to permit stress relaxation. Figure 15 also shows the occurrence of a permanent strain after unloading, which characterizes a residual or plastic deformation.



It is also important to remark that the first cycle begins near the compression yield stress, i.e., when the specimen reaches 5.8% true deformation. Nonetheless, it is possible to observe the presence of a small residual strain (about 0.5%). In turn, the second relaxation cycle begins at 7.6% true strain (above yield stress), which causes residual deformation after unloading to be much higher (about 2%).

Since viscoelastic phenomena (creep and relaxation) are a function of time, it is interesting to show stress-time and strain-time curves for both cycles. Figure 16 shows that the phenomenon of relaxation is very marked at the outset of yield as well as in the plasticization phase of the material.



4. Concluding Remarks

The use of new platens together with the lubricant caused satisfactory strains during the tests and minimized barreling, which evidences the efficacy of the platens. It is important to remark that manufacturing the platens was a quick, practical and inexpensive solution, since the employed material can be easily found and is of common usage. It should also be conclude that the machine was easy to set up to perform the tests and needed no special lubricants.

Using the platens developed, the specimens reached axial strain at around 45% during the monotonic compression tests as measured by the machine crosshead equipped with LVDT. On the other hand, the strain gages were capable of measuring around 17% strains, as this value was the scale bottom for these devices. Thus, this distinction between these measurements is suitable to the purpose of each measurement. Thus, the measurements with 45% strain express the test quality, not the quality of the collected data—i.e., how much the specimen deformed without displaying shearing and barreling. This observation is valid because the measurements were not done directly on the specimens. The measurements with strain gages, in turn, presented more quantitative and qualitative data than the ones collected by the crosshead since the measurements are performed on the specimens at strain levels around 17% in the absence of shearing and barreling.

The basic properties obtained by means of strain gages are: modulus of elasticity equal to 1.56 GPa, based on the curve in Figure 9 and confirmed by the response given in Figure 13 in the unloading region. The yield stress value was 46 MPa and the Poisson coefficient was approximately 0.44.

The test velocity was 0.8 ± 0.05 mm/min established after observing the material behavior after a series of preliminary tests where the characteristics of the visco-elastoplastic response of the material were verified. In this way the loading levels for their respective cycles were established. The cyclic tests were done based on the history of the monotonic tests in which the material behavior can be seen—i.e., the linear and non-linear visco-elastic regimen up to the first stress peak characterizing the boundary between visco-elasticity and visco-elastoplasticity, the latter with softening and/or hardening. Then, based on these data loading profiles were delineated for each kind of test.

The results with the loading, unloading and reloading cycles demonstrated that the unloading tendency lines coincide with the curve inclination found in the visco-elastic regimen. In case unloading was maintained, there would be permanent strain. If unloading were kept, permanent deformation would occur. This mechanical behavior was evidenced by results from relaxation time tests. Despite the fact that the machine in question was not equipped with strain or strain rate control, just control force or displacement. The tests were adequate to assess the properties of the material as well as demonstrating the feasibility of performing them with just platens with directed rectification—idealized to enable the diameter expansion of specimens, satisfactorily accomplished as aforementioned.

Therefore, the material has been characterized for use under compressive loading and the platens were shown to be appropriate to perform compression tests on this material.



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Received: March 13, 2006; Revised: July 31, 2006



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