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Emission Properties Related to Distinct Phases of Sol-Gel Dip-Coating Titanium Dioxide, and Carrier Photo-Excitation in Different Energy Ranges

Abstract

Titanium dioxide (TiO2) in the form of pellets (pressed powder) and thin films are investigated, revealing the presence of distinct phases: mainly anatase and rutile. Characterization of optical, structural and electrical properties were carried out on samples submitted to different sort of thermal annealing (TA), at distinct temperatures, 500 and 1000ºC, due to their influence on the obtained phases. TA temperature along with pressure application for sample conformation, determine the bands present in the photoluminescence (PL) spectra, being about 550nm, characteristic of anatase phase and 800nm, related to the presence of rutile phase. The bandgap of thin films is determined from optical absorbance data, yielding 3.4eV for anatase phase (indirect transition), and 2.9eV for rutile phase (direct transition). Besides, irradiation with monochromatic light strongly affects the thin film conductivity, but the energy range (above or below the bandgap energy) does not seem to affect the behavior, which is associated with the excitation of intrabandgap states or crystallites belonging to phases with distinct bandgaps.

Keywords:
titanium dioxide; photoluminescence; phase transition; conductivity decay


1. Introduction

Titanium dioxide (TiO2) is an oxide semiconductor material with wide bandgap of the order of 3.3 eV11 Park YR, Kim KJ. Structural and optical properties of rutile and anatase TiO2 thin films: Effects of Co doping. Thin Solid Films. 2005;84(1-2):34-38. DOI: 10.1016/j.tsf.2005.01.039.
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,22 Hanaor DAH, Sorrel CC. Review of the anatase to rutile phase transformation. Journal of Materials Science. 2011;46(4):855-874. DOI: 10.1007/s10853-010-5113-0.
https://doi.org/10.1007/s10853-010-5113-...
. The bandgap may have direct or indirect electronic transition11 Park YR, Kim KJ. Structural and optical properties of rutile and anatase TiO2 thin films: Effects of Co doping. Thin Solid Films. 2005;84(1-2):34-38. DOI: 10.1016/j.tsf.2005.01.039.
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,33 Mikami M, Nakamura S, Kitao O, Arakawa H, Gonze X. First-Principles Study of Titanium Dioxide: Rutile and Anatase. Japanese Journal of Applied Physics. 2000;39(Pt 2 8B):L847. DOI: 10.1143/JJAP.39.L847.
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depending on the crystal structure: anatase, rutile and brookite44 Carp O, Huisman CL, Reller A. Photoinduced reactivity of titanium dioxide. Progress in Solid State Chemistry. 2004;32(1-2):33-177. DOI: 10.1016/j.progsolidstchem.2004.08.001.
https://doi.org/10.1016/j.progsolidstche...
. Its n-type semiconducting nature comes from the non stoichiometric TiO2-x composition, which originates oxygen vacancies (x ≅ 0.01), leading the Ti3+ ions to behave as a donor impurity55 Kalyanasundaram K, ed. Dye-Sensitized Solar Cells. Lausanne: EPFL Press; 2010.. This material is largely investigated due to a wide range of applications, such as solar cells, water purification66 Fujishima A. Electrochemical Photolysis of Water at a Semiconductor Electrode. Nature. 1972;238:37-38. DOI: 10.1038/238037a0.
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, or gas sensor77 Zeng W, Liu T, Wang Z. Impact of Nb doping on gas-sensing performance of TiO2 thick-film sensors. Sensors and Actuators B: Chemical. 2012;166-167:141-149. DOI: 10.1016/j.snb.2012.02.016.
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, etc88 Garzella C, Comini E, Tempesti E, Frigeri C, Sberveglieri G. TiO2 thin films by a novel sol-gel processing for gas sensor applications. Sensors and Actuators B: Chemical. 2000;68(1-3):189-196. DOI: 10.1016/S0925-4005(00)00428-7.
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. High refraction index of the anatase phase allows its use as a thin film reflective coating on Si solar cells44 Carp O, Huisman CL, Reller A. Photoinduced reactivity of titanium dioxide. Progress in Solid State Chemistry. 2004;32(1-2):33-177. DOI: 10.1016/j.progsolidstchem.2004.08.001.
https://doi.org/10.1016/j.progsolidstche...
. The rutile phase has a lower Gibbs free energy in the bulk than the anatase phase, however, the surface Gibbs free energy of the rutile phase is higher than the anatase phase, therefore, TiO2 begins its nucleation in the anatase phase99 Ding K, Miao Z, Hu B, An G, Sun Z, Han B, et al. Study on the Anatase to Rutile Phase Transformation and Controlled Synthesis of Rutile Nanocrystals with the Assistance of Ionic Liquid. Langmuir. 2010;26(12):10294-10302. DOI: 10.1021/la100468e.
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at low temperatures, range where it presents higher stability. However, the rutile phase is more stable but initiates its nucleation at higher temperatures1010 Choudhury B, Choudhury A. Local structure modification and phase transformation of TiO2 nanoparticles initiated by oxygen defects, grain size, and annealing temperature. International Nano Letters. 2013;3(1):55. DOI: 10.1186/2228-5326-3-55.
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. The phase transition depends on several factors such as particle size, sol-gel pH, surface energy, synthetic route1111 Kandiel TA, Robben L, Alkaim A, Bahnemann D. Brookite versus anatase TiO2 photocatalysts: phase transformations and photocatalytic activities. Photochemical & Photobiological Sciences, 2013;12(4):602-609. DOI: 10.1039/C2PP25217A.
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, and doping impurities 22 Hanaor DAH, Sorrel CC. Review of the anatase to rutile phase transformation. Journal of Materials Science. 2011;46(4):855-874. DOI: 10.1007/s10853-010-5113-0.
https://doi.org/10.1007/s10853-010-5113-...
. A simple method for obtaining the rutile phase is through the heat treatment of the anatase phase, for the reason that the thermal energy facilitates the rearrangement of atoms22 Hanaor DAH, Sorrel CC. Review of the anatase to rutile phase transformation. Journal of Materials Science. 2011;46(4):855-874. DOI: 10.1007/s10853-010-5113-0.
https://doi.org/10.1007/s10853-010-5113-...
, leading to the phase transition from 400°C to 1200°C 22 Hanaor DAH, Sorrel CC. Review of the anatase to rutile phase transformation. Journal of Materials Science. 2011;46(4):855-874. DOI: 10.1007/s10853-010-5113-0.
https://doi.org/10.1007/s10853-010-5113-...
,1212 Su C, Hong BY, Tseng CM. Sol-gel preparation and photocatalysis of titanium dioxide. Catalysis Today. 2004;96(3):119-126. DOI: 10.1016/j.cattod.2004.06.132.
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,1313 Sun Y, Egawa T, Zhang L, Yao X. High Anatase-Rutile Transformation Temperature of Anatase Titania Nanoparticles Prepared by Metalorganic Chemical Vapor Deposition. Japanese Journal of Applied Physics. 2002;41(Pt 2 8B):L945. DOI: 10.1143/JJAP.41.l945.
https://doi.org/10.1143/JJAP.41.l945...
.

TiO2 can be synthesized by several different methods, including liquid phase processing techniques, which have the advantage of stoichiometry control, in order to produce homogeneous materials. Among these methods, the sol-gel process has been widely used because it provides an appropriate level of purity and high flexibility for doping introduction44 Carp O, Huisman CL, Reller A. Photoinduced reactivity of titanium dioxide. Progress in Solid State Chemistry. 2004;32(1-2):33-177. DOI: 10.1016/j.progsolidstchem.2004.08.001.
https://doi.org/10.1016/j.progsolidstche...
. There are two sorts of known sol-gel method: the alkoxide route and non-alkoxide route. The non-alkoxide route uses inorganic salts (such as nitrates, chlorides, acetates, carbonates, acetylacetonates, etc.)44 Carp O, Huisman CL, Reller A. Photoinduced reactivity of titanium dioxide. Progress in Solid State Chemistry. 2004;32(1-2):33-177. DOI: 10.1016/j.progsolidstchem.2004.08.001.
https://doi.org/10.1016/j.progsolidstche...
,1414 Sivakumar S, Pillai PK, Mukundan P, Warrier KGK. Sol-gel synthesis of nanosized anatase from titanyl sulfate. Material Letters. 2002;57(2):330-335. DOI: PII: S0167-577X(02)00786-3.
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, which requires an additional removal of the inorganic anion, whereas the alkoxide route (the most employed) uses metal alkoxides as precursor reagents44 Carp O, Huisman CL, Reller A. Photoinduced reactivity of titanium dioxide. Progress in Solid State Chemistry. 2004;32(1-2):33-177. DOI: 10.1016/j.progsolidstchem.2004.08.001.
https://doi.org/10.1016/j.progsolidstche...
,1515 Watson SS, Beydoun D, Scott JA, Amal R. The effect of preparation method on the photoactivity of crystalline titanium dioxide particles. Chemical Engineering Journal. 2003;95(1-3):213-220. DOI:10.1016/S1385-8947(03)00107-4.
https://doi.org/10.1016/S1385-8947(03)00...
. In general, this latter method involves the formation of sol or gel or precipitates by hydrolysis and condensation of titanium alkoxides44 Carp O, Huisman CL, Reller A. Photoinduced reactivity of titanium dioxide. Progress in Solid State Chemistry. 2004;32(1-2):33-177. DOI: 10.1016/j.progsolidstchem.2004.08.001.
https://doi.org/10.1016/j.progsolidstche...
. TiO2 thin films also are frequently obtained by chemical vapor deposition (CVD)1616 Guo G, Ito A, Goto T, Tu R, Wang, Shien Q, et al. Preparation of rutile TiO2 thin films by laser chemical vapor deposition method. Journal of Advanced Ceramics. 2013;2(2):162-166. DOI: 10.1007/s40145-013-0056-y.
https://doi.org/10.1007/s40145-013-0056-...
and spray pyrolysis deposition (SPD)1717 Okuya M, Nakade K, Kaneko S. Porous TiO2 thin films synthesized by a spray pyrolysis deposition (SPD) technique and their application to dye-sensitized solar cells. Solar Energy Materials and Solar Cells. 2002;70(4):425-435. DOI: 10.1016/S0927-0248(01)00033-2.
https://doi.org/10.1016/S0927-0248(01)00...
. More recently, TiO2 have been produced in the form of nanotubes1818 Cho IS, Choi J, Zhang K, Kim SJ, Jeong MJ, Cai L, et al. Highly Efficient Solar Water Splitting from Transferred TiO2 Nanotube Arrays. Nano Letters. 2015;15:5709-5715. DOI: 10.1021/acsnanolett.5b01406.
https://doi.org/10.1021/acsnanolett.5b01...
, and there have been reports on the growth of nanotube films ordered by anodization1919 Mor GK, Varghese OK, Paulose M, Grimes CA. Transparent Highly Ordered TiO2 Nanotube Arrays via Anodization of Titanium Thin Films. Advanced Functional Materials. 2005;15(8):1291-1296. DOI: 10.1002/adfm.200500096.
https://doi.org/10.1002/adfm.200500096...
, because with this highly ordered arrangement the electron mobility can be improved2020 Mor GK, Shankar K, Paulose M, Varghese OK, Grimes CA. Use of Highly-Ordered TiO2 Nanotube Arrays in Dye-Sensitized Solar Cells. Nano Letters. 2006;6(2):215-218. DOI: 10.1021/nl052099j.
https://doi.org/10.1021/nl052099j...
.

Electrical properties such as resistivity, are changed considerably due to the thermal oxidation or reduction of the films, which shows that the concentration of charge carriers in the thin film is dependent on non-stoichiometry2121 Tang H, Prasad K, Sanjinès R, Schmid PE, Lévy F. Electrical and optical properties of TiO2 anatase thin films. Journal of Applied Physics. 1993;75(4):2042-2047. DOI: 10.1063/1.356306.
https://doi.org/10.1063/1.356306...
. Optical properties such as photoluminescence (PL) and the nature of the electronic transition depend on the atomic structure. For better implementation and use of the optical and electrical properties of this material in devices, the determination of the emission bands characteristic of each phase, and its identification as well as the stoichiometry properties are fundamental. The PL of the anatase phase is related to two main bands: emission from self trapped excitons (440-510 nm) and deep levels formed by oxygen vacancies (515-560 nm)2222 Nasr M, Chaaya AA, Abboud N, Bechelany M, Viter R, Eid C, et al. Photoluminescence: A very sensitive tool to detect the presence of anatase in rutile phase electrospun TiO2 nanofibers. Superlattices and Microstructures. 2015;77:18-24. DOI: 10.1016/j.spmi.2014.10.034.
https://doi.org/10.1016/j.spmi.2014.10.0...
. The self trapped excitons decrease the total energy of excitons through lattice relaxation, leading to emission energy lower than the bandgap2121 Tang H, Prasad K, Sanjinès R, Schmid PE, Lévy F. Electrical and optical properties of TiO2 anatase thin films. Journal of Applied Physics. 1993;75(4):2042-2047. DOI: 10.1063/1.356306.
https://doi.org/10.1063/1.356306...
. On the other hand, the PL emission of the rutile structure comes from deep levels related to the excited states of Ti3+ (800-880 nm)2323 Wang X, Feng Z, Shi J, Guoqing J, Shen S, Zhou J, et al. Trap states and carrier dynamics of TiO2 studied by photoluminescence spectroscopy under weak excitation condition. Physical Chemistry Chemical Physics. 2010;12(26):7083-7090. DOI: 10.1039/B925277K.
https://doi.org/10.1039/B925277K...
.

In this paper, we report results of X-ray diffraction (XRD), Thermogravimetry / Differential Thermal Analysis (TG / DTA), Photoluminescence (PL) and decay of photo-induced electrical current, which allowed identifying the emission bands characteristic of each phase and the transition anatase/rutile. Properties of photo-induced conductivity, related to the time response of titanium dioxide thin films for excitation with different wavelengths are also obtained. This material exhibits a high sensitivity when excited, and a fast decay to the ground state when the excitation is removed, showing suitable properties for applications in opto-electronic speedy devices.

2. Experimental

The titanium dioxide solution was obtained through reactions of hydrolysis and condensation of titanium isopropoxide alkoxide (IV) using a high molar ratio of water:alkoxide (200:1), isopropanol as co-solvent, HNO3 as a catalyst and Triton X-100 as surfactant. This solution allows obtaining TiO2 thin films by dip-coating technique on soda-lime glass substrates, with immersion/emersion rate of 10cm/min. Four TiO2 layers were deposited, being thermally heated after each deposited layer at 80°C for 10 minutes. A final thermal annealing is provided at 500°C for 2 hours. Thin films were also deposited on quartz, but in this case the final thermal annealing was at 1000ºC. The powders were obtained from heating the solution at 85°C for 2 hours in order to provide evaporation of the whole dispersant. Evaporation leads to formation of tiny crystals, which were mashed, generating the TiO2 powder. These powders were compressed with 7x103 Kg/cm² to form pellets, being submitted to a distinct sequence of thermal annealing to originate 4 distinct samples. Table 1 shows the order and temperature of thermal annealing of these samples.

Table 1
Thermal annealing of the samples, before and after pellet compression (PC), as function of Temperature (T) and time (t).

Analysis of X-ray Diffraction (XRD) was performed on a Rigaku diffractometer (Model D / Max - 2100 / PC) operating with Cu Kα radiation (1.5405 Å) and Ni filter for reducing unwanted Kβ radiation. The measurement range was from 20 to 80º with a scanning rate of 2º/min, in the 2θ mode for films (fixed incident angle of 1.5º). Data were analyzed with the aid of the Match software (Crystal Impact), using PDF files #01-089-4921 and #01-089-4920 for anatase and rutile phases, respectively. The average crystallite size was estimated using the Scherrer equation 2424 Cullity BD, Stock R. Elements of X-Ray Diffraction. 3rd Ed. New Jersey: Prentice Hall; 2001..Transmittance and absorbance were performed in a Perkin Elmer spectrophotometer (Lambda Model 1050 UV / VIS / NIR) in the range of 200 to 3300nm. Evaluation of the optical bandgap was performed by using Tauc method 2525 Boratto MH, Scalvi LVA, Goncharova LV, Fanchini G. Effects of Solution History on Sol-Gel Processed Tin-Oxide Thin-Film Transistors. Journal of the American Ceramic Society. 2016;92(12):4000-4006. DOI: 10.1111/jace.14459.
https://doi.org/10.1111/jace.14459...
. For photoluminescence (PL) measurements, the line 350.7 nm of a Kr+ laser was used (Innova model 200), with output power of about 500mW, being the power that reaches the sample of about 14mW, after the beam travel through several optical components (a prism, four mirrors, two lenses, 138Hz chopper and iris). The data acquisition is performed using a PC interfaced to control the monochromator step motor (Thermo Jarrell-Ash) and receives signal from a lock-in (SR530 model 16 Stanford Research Systems).

To perform electrical measurements on the thin films, Indium (In) electrodes were deposited at low pressure (10-5 mbarr) in a BOC Edwards evaporation system (model 500 Auto system). Current decay measurements were performed in a Janis closed-He cryostat coupled to a He compressor (HC-2 model, Intermagnetic General Corp. - ODA) 2626 Ravaro LP, Scalvi LVA, Boratto MH. Improved electrical transport in lightly Er-doped sol-gel spin-coating SnO2 thin films, processed by photolithography. Applied Physics A. 2015;118(4):1419-1427. DOI: 10.1007/s00339-014-8900-7.
https://doi.org/10.1007/s00339-014-8900-...
, and a temperature controller (model 330, Lake Shore Cryotronics). Optical excitation of samples were provided with distinct light sources: deuterium lamp coupled to an interference filter with peak at 270 nm (above TiO2 bandgap energy), and also InGaN LED with wavelength in the range 440-460nm, and central peak of 450 nm (energy below bandgap of TiO2 anatase phase). Analysis of TG / DTA (STA 409 cell, Netzsch) was carried out for TiO2 powder from 40 to 1000° C with rate of 10°C/min in a controlled N2 atmosphere.

3. Results and discussion

It must be recalled that Table 1, described in the experimental section, defines the history of each pellet sample. The pellets P1 and P2 were thermally annealed (TA) only after pressing, whereas pellets P3 and P4 were annealed before and after applying pressure. Figure 1 shows X-rays diffractograms for these pellet samples. The diffraction peaks related to P1 and P4 samples with TA at 1000°C, refer to the rutile phase of TiO2 with superior intensity on the (110) plane. Sample P1, predominantly rutile phase, still presents a less intense peak related to (200) plane of anatase phase. Samples P2 and P3, thermally annealed at 500ºC, present structure related to the anatase phase, with greater intensity in the (101) plane, but with a lower intensity peak concerning the (002) and (301) planes of rutile phase. Both crystal structures presented in these samples show an incomplete phase transition, which is supposed to take place between 400ºC and 1200ºC 1313 Sun Y, Egawa T, Zhang L, Yao X. High Anatase-Rutile Transformation Temperature of Anatase Titania Nanoparticles Prepared by Metalorganic Chemical Vapor Deposition. Japanese Journal of Applied Physics. 2002;41(Pt 2 8B):L945. DOI: 10.1143/JJAP.41.l945.
https://doi.org/10.1143/JJAP.41.l945...
,2222 Nasr M, Chaaya AA, Abboud N, Bechelany M, Viter R, Eid C, et al. Photoluminescence: A very sensitive tool to detect the presence of anatase in rutile phase electrospun TiO2 nanofibers. Superlattices and Microstructures. 2015;77:18-24. DOI: 10.1016/j.spmi.2014.10.034.
https://doi.org/10.1016/j.spmi.2014.10.0...
, involving TA temperatures used for all samples. This presence of two phases may be generated also by encapsulating of a structure over the other 22 Hanaor DAH, Sorrel CC. Review of the anatase to rutile phase transformation. Journal of Materials Science. 2011;46(4):855-874. DOI: 10.1007/s10853-010-5113-0.
https://doi.org/10.1007/s10853-010-5113-...
, such as the rutile formation on anatase particles 2727 Bickley RI, Gonzalez-Carreno T, Lees JS, Palmisano, L, Tilley RJD. A structural investigation of titanium dioxide photocatalysts. Journal of Solid State Chemistry. 1991;92(1):178-190. DOI: 10.1016/0022-4596(91)90255-G.
https://doi.org/10.1016/0022-4596(91)902...
or rutile phase formation in the bulk of anatase phase grains 2828 Zhang J, Xu Q, Li M, Feng Z, Li C. UV Raman Spectroscopic Study on TiO2. II. Effect of Nanoparticle Size on the Outer/Inner Phase Transformations. The Journal of Physical Chemistry C. 2009;113(5):1698-1704. DOI: 10.1021/jp808013k.
https://doi.org/10.1021/jp808013k...
. The average crystallite size, calculated based on the 5 more intense peaks of the diffractograms of the samples, showed a significant increase from 5.1 nm for P2 to 9.4 nm for P3 sample. This crystallite size is higher for sample with two TA compared to samples with only one TA at the same temperature (after pressing). P2 and P3 samples, which were treated at the same temperature (500ºC), present a significant increase in the crystallite size when the sample gets a second thermal annealing. The same behavior holds for samples P1 and P4 (TA 1000ºC) with 38.5 nm of crystallite size for sample P1 and 39.9 nm for sample P4. In both cases the samples with two TA are submitted to a longer time of annealing, leading to this expected increase in the crystallite size. It is also interesting to notice the large increase in the crystallite size when the dominant phase changes from anatase to rutile. It can be clearly observed in the diffractograms (fig. 1) by the shape of the main peaks, which are rather larger for anatase-dominant samples.

Figure 1
XRD of TiO2 pellets. The main diffraction peaks of samples P1 to P4 are displayed. Samples P1 and P4 have rutile phase (catalog JCPDS-ICDD 2003 file number 89-4920) after TT 1000ºC, but some anatase peaks (*) still appear in the P1 diffractogram. Samples P2 and P3 have the anatase phase (catalog JCPDS-ICDD 2003 file number 78-2486), after TT 500ºC, but also show peaks of rutile phase (#) .

For further investigation of the crystallization processes and phase transition temperatures a thermogravimetry/differential thermal analysis (TG/DTA) measurement was carried out on the P4 sample, before any thermal annealing or pressing. This result is shown in Figure 2. There is an abrupt weight loss in the TG data, which occurs between 50 and 150°C, associated with the endothermic peak centered at 150ºC in DTA curve. This weight loss can be related with water desorption of the powder and solvent evaporation from the precursor solution 2929 Madarász J, Okuya M, Varga PP, Kaneko S, Pokol G. TG/DTA-EGA-MS studies on titania precursors with low content of organics for porous thin films of TiO2. Journal of Analytical and Applied Pyrolysis. 2007;79(1-2):479-483. DOI: 10.1016/j.jaap.2006.12.026.
https://doi.org/10.1016/j.jaap.2006.12.0...
. The weight loss between 150°C and 400°C, accompanied by an exothermic peak centered at 380ºC in the DTA curve, may be due to transformation of peroxides into oxides, or by the evaporation of organic parts from the sample, coming from the Triton X-100, as well as solvents 2222 Nasr M, Chaaya AA, Abboud N, Bechelany M, Viter R, Eid C, et al. Photoluminescence: A very sensitive tool to detect the presence of anatase in rutile phase electrospun TiO2 nanofibers. Superlattices and Microstructures. 2015;77:18-24. DOI: 10.1016/j.spmi.2014.10.034.
https://doi.org/10.1016/j.spmi.2014.10.0...
,2929 Madarász J, Okuya M, Varga PP, Kaneko S, Pokol G. TG/DTA-EGA-MS studies on titania precursors with low content of organics for porous thin films of TiO2. Journal of Analytical and Applied Pyrolysis. 2007;79(1-2):479-483. DOI: 10.1016/j.jaap.2006.12.026.
https://doi.org/10.1016/j.jaap.2006.12.0...
. From 400ºC no mass loss is recorded in TG, but there is the appearance of an endothermic region that starts at 650ºC and goes until 800ºC in DTA, being centered at 750ºC, which shall represent the phase transition anatase / rutile, characterized by a free mass loss process. This phase transition anatase / rutile is confirmed by the XRD diffractograms shown in Figure 1, which shows rutile dominant peaks for samples submitted to TA temperature of 1000ºC, in good agreement with literature 22 Hanaor DAH, Sorrel CC. Review of the anatase to rutile phase transformation. Journal of Materials Science. 2011;46(4):855-874. DOI: 10.1007/s10853-010-5113-0.
https://doi.org/10.1007/s10853-010-5113-...
,1313 Sun Y, Egawa T, Zhang L, Yao X. High Anatase-Rutile Transformation Temperature of Anatase Titania Nanoparticles Prepared by Metalorganic Chemical Vapor Deposition. Japanese Journal of Applied Physics. 2002;41(Pt 2 8B):L945. DOI: 10.1143/JJAP.41.l945.
https://doi.org/10.1143/JJAP.41.l945...
,3030 Satoh N, Nakashima, Yamamoto K. Metastability of anatase: size dependent and irreversible anatase-rutile phase transition in atomic-level precise titania. Scientific Reports. 2013;3:1959. DOI: 10.1038/srep01959.
https://doi.org/10.1038/srep01959...
.

Figure 2
TG and DTA for Titanium dioxide powder previous to any thermal annealing. This powder became P4 sample after complete annealing as described in Table 1. The endothermic peak shown in the DTA, from 400ºC to 1000° C is not accompanied by mass loss in TG, which characterizes the phase transition anatase / rutile.

Figure 3 shows photoluminescence (PL) data for measurement performed on TiO2 pellets with different TA. The data are in very good agreement with diffraction peaks found in all samples related to incomplete phase transition, shown in Figure 1. The observed band at 550 nm for P2 and P3 samples is probably related to the deepest levels of oxygen vacancies of the anatase phase 2222 Nasr M, Chaaya AA, Abboud N, Bechelany M, Viter R, Eid C, et al. Photoluminescence: A very sensitive tool to detect the presence of anatase in rutile phase electrospun TiO2 nanofibers. Superlattices and Microstructures. 2015;77:18-24. DOI: 10.1016/j.spmi.2014.10.034.
https://doi.org/10.1016/j.spmi.2014.10.0...
and the band found around 800 nm is related to rutile phase of TiO22323 Wang X, Feng Z, Shi J, Guoqing J, Shen S, Zhou J, et al. Trap states and carrier dynamics of TiO2 studied by photoluminescence spectroscopy under weak excitation condition. Physical Chemistry Chemical Physics. 2010;12(26):7083-7090. DOI: 10.1039/B925277K.
https://doi.org/10.1039/B925277K...
,3131 Sonawane RS, Hegde SG, Dongare MK. Preparation of titanium(IV) oxide thin film photocatalyst by sol-gel dip coating. Materials Chemistry and Physics. 2003;77(3):744-750. DOI: 10.1016/S0254-0584(02)00138-4.
https://doi.org/10.1016/S0254-0584(02)00...
. Concerning the samples treated at 500ºC, it is observed a higher intensity at 550 nm for P2 sample, which was thermally annealed only once, while P3, which has been treated two hours more than P2 has a higher relative intensity of the band at 800 nm, which can be associated with a more developed transition of anatase to rutile phase, and also related to a decrease in oxygen vacancy concentration 2222 Nasr M, Chaaya AA, Abboud N, Bechelany M, Viter R, Eid C, et al. Photoluminescence: A very sensitive tool to detect the presence of anatase in rutile phase electrospun TiO2 nanofibers. Superlattices and Microstructures. 2015;77:18-24. DOI: 10.1016/j.spmi.2014.10.034.
https://doi.org/10.1016/j.spmi.2014.10.0...
. This more developed transition is also observed in the XRD data shown in figure 1. The appearance of the rutile phase even for annealing at 500°C, although this temperature is in the beginning of transition range of anatase to rutile, it may also be related to the pressing to obtain pellets, because the pressure applied on the particles may promote the rearrangement of atoms in the crystal lattice, accelerating the phase transition. Although typically anatase / rutile transition is studied in terms of time and temperature 22 Hanaor DAH, Sorrel CC. Review of the anatase to rutile phase transformation. Journal of Materials Science. 2011;46(4):855-874. DOI: 10.1007/s10853-010-5113-0.
https://doi.org/10.1007/s10853-010-5113-...
, the activation of anatase-rutile conversion can also be initiated by pressure increase 44 Carp O, Huisman CL, Reller A. Photoinduced reactivity of titanium dioxide. Progress in Solid State Chemistry. 2004;32(1-2):33-177. DOI: 10.1016/j.progsolidstchem.2004.08.001.
https://doi.org/10.1016/j.progsolidstche...
. On the other hand, samples treated at 1000ºC (P1 and P4) present dominant rutile structure, also verified by XRD data, shown in Figure 1. These samples show the band in the 800 nm on the PL spectra. In the P4 sample, which had TA before and after pressing, only the rutile band is observed, which means that the second TA favored the complete phase transition. However in the P1 sample, an incomplete transition is observed in the PL spectra, with comparable intensity of the anatase and rutile bands. Again, confirmed with diffractograms shown in Figure 1, which also reveals the presence of anatase structure. Samples such as P1 and P4, formed mainly by rutile phase have larger crystallites, which are larger for this phase, as confirmed by the XRD peak width shown in figure 1. The same behavior is observed for the sample P3, which features larger crystallites than P2, due to the higher proportion of rutile phase in its structure 22 Hanaor DAH, Sorrel CC. Review of the anatase to rutile phase transformation. Journal of Materials Science. 2011;46(4):855-874. DOI: 10.1007/s10853-010-5113-0.
https://doi.org/10.1007/s10853-010-5113-...
. It is interesting to notice that bands centered about 550 nm are wider than the band centered at 800nm. Plugaru and coworkers3232 Plugaru R, Cremades A, Piqueras J. The effect of annealing in different atmospheres on the luminescence of polycrystalline TiO2. Journal of Physics: Condensed Matter. 2004;16(2):S261-S268. DOI: 10.1088/0953-8984/16/2/031.
https://doi.org/10.1088/0953-8984/16/2/0...
have investigated policrystalline TiO2 thermally treated in the range of 1100 to 1500ºC, under distinct atmospheres, and found results of cathode-luminescence very similar to our PL data. In that case, the transitions in the range 820 and 850 nm are associated with the formation of Ti3+ interstitial ions in rutile structure, and with its associated defect states, during the sintering process. On the other hand, the band about 550nm has been reported in the literature either for anatase single crystals as well as nanostructures, and has been commonly attributed to the recombination of self-trapped excitons for bandgap energy excitation, which takes place due to a strong exciton-phonon interaction. Besides, in some anatase nanostructures, the room temperature PL band was attributed to oxygen vacancies3333 Nemashkalo AB, Busko TO, Peters RM, Dmytrenko OP, Kulish MP, Vityuk NV, et al. Electronic band structure studies of anatase TiO2 thin films modified with Ag, Au, or ZrO2 nanophases. Physica Status Solidi B. 2016;253(9):1754-1764. DOI: 10.1002/pssb.201600042.
https://doi.org/10.1002/pssb.201600042...
. However, the most striking found result is that the large anatase band about 550nm was found even for single crystals 3434 Tang H, Berger H, Schmid PE, Levy F. Optical Properties of Anatase (TiO2). Solid State Communications. 1994;92(3):267-271., being attributed to the recombination of self-trapped excitons. Then, it seems fair to relate the observed bands in our case to intrinsic defects such as oxygen vacancies and interstitial Ti3+ ions, and exciton recombination. However, the band width may probably be related to crystallite size, as already discussed, since the narrower band takes place for the sample with larger crystallites, which means that the neighborhood in the case of smaller crystallites are more random, due to grain boundary depletion layer, which affects the defects energy distribution, leading to a larger PL band, in the case of anatase. It is also in good agreement with the XRD diffratograms, because when the anatase is the dominant phase the peak width is larger (smaller crystallites) whereas for dominant rutile phase the XRD peaks are much more well defined (much larger crystallites).

Figure 3
Photoluminescence of pellets P1 to P4. The curves are normalized with respect to intensity. Bands centered at 550 and 800 nm refer to anatase and rutile structures, respectively. Anatase structure is found in three samples with two phases present. Sample P4, with two thermal annealing (before and after pressing) presents only rutile structure.

TiO2 thin films were deposited on soda-lime glass substrate and thermally annealed at 500ºC, similar to the treatment carried out for pellets, in order to investigate the anatase phase, and other thin film was deposited on quartz, and thermally annealed at 1000ºC, to investigate rutile phase, also similar to thermal treatment carried out for pellets. Structural data of XRD for films are shown in figure 4 and reveals anatase and rutile phase for films deposited on glass and quartz, respectively. Similar to the results shown in figure 1, for pellets, the thermal annealing temperature determines the dominant phase present in the film. The crystallite size for the anatase phase is 2.5 nm for films deposited on glass substrates (anatase phase) and 11.7 nm for films deposited on quartz (rutile phase). Both crystallites are smaller than powder's, probably due to intermediate TA at 80°C, between each of the four film layers. It facilitates nucleation of small crystallites which do not increase with the final TA.

Figure 4
XRD of TiO2 thin film deposited on glass substrates. Red lines refer to Anatase (catalog JCPDS-ICDD 2003 file number 78-2486). Inset: XRD diffractogram for TiO2 film deposited on quartz substrate. Blue lines refers to rutile phase (catalog JCPDS-ICDD 2003 file number 89-4920)

Figure 5 shows transmittance data and the evaluation of the indirect bandgap 22 Hanaor DAH, Sorrel CC. Review of the anatase to rutile phase transformation. Journal of Materials Science. 2011;46(4):855-874. DOI: 10.1007/s10853-010-5113-0.
https://doi.org/10.1007/s10853-010-5113-...
for the anatase phase film (fig. 5(a)), and the same sort of results for the rutile phase film (fig. 5(b)), in this case the bandgap is direct. The bandgap is about 3.4 eV for anatase phase film, and the high transmittance in the UV-Vis, allowed calculation of the film thickness from the oscillations of the interference fringes 3535 Cardoso WS, Longo C, De Paoli MA. Preparação de eletrodos opticamente transparentes. Química Nova. 2005;28(2):345-349. DOI: 10.1590/S0100-40422005000200030.
https://doi.org/10.1590/S0100-4042200500...
, of about 300 nm. The rutile phase film, with direct transition, present bandgap of about 2.9 eV, in fair agreement with literature 44 Carp O, Huisman CL, Reller A. Photoinduced reactivity of titanium dioxide. Progress in Solid State Chemistry. 2004;32(1-2):33-177. DOI: 10.1016/j.progsolidstchem.2004.08.001.
https://doi.org/10.1016/j.progsolidstche...
.

Figure 5
(a) Evaluation of bandgap for anatase structure of TiO2 thin film, obtained from absorbance data. Anatase has indirect transition. Inset: Transmittance spectra for TiO2 thin film deposited on soda-lime glass substrate. (b) Evaluation of bandgap for rutile structure of TiO2 thin film. Rutile has direct transition. Inset: Transmittance for TiO2 thin film deposited on quartz substrate.

Figure 6 shows the photo-induced current decay for a TiO2 thin film deposited on soda-lime glass substrate, which is held in a pressure of 10-3 mbarr, after being excited by irradiation with a deuterium lamp (UV), during 5 min, through interference filter with peak at 270 nm (4.58eV). The sample layout and the electrical measurement setup are shown in the inset of fig. 6. In this measurement, after the light excitation removal, the sample is taken to dark conditions, when the current is measured, under an applied voltage of 20V. The same sort of measurement, where excitation is done with a InGaN LED is also provided, where the light source device has an average wavelength of 450 nm (2.75eV). Both measurements show excitation to similar current magnitudes, with a large increase in conductivity due to exposure to light. Besides, in both cases there is a quick return to steady state, with percentage decay of 98% and 99% to excitations with wavelengths of 270 and 450 nm, respectively, 20 min after removing the excitation. Surprisingly, either the excitation as well the decay show similar results, which means that two distinct sort of phenomena may be taking place: 1) excitation of intrabangap states, dominating over the electron-hole pairs, 2) the presence of particles belonging to different phases in the material, which have distinct bandgaps, and are more efficiently excited by distinct energy ranges. It is in good agreement with figure 3, which shows PL bands characteristics of distinct phases in the same sample, and with figure 5, which show distinct bandgaps for each phase, anatase (3.4eV) and rutile (2.9 eV). Electrical resistivity was evaluated for this film, before and after the excitation, from resistance data and using the following configuration: L = 25 mm, d = 5 mm, and τ = 300 nm (these dimensions are also shown in the inset of figure 6). Before the excitation, in the dark, the sample electrical conductivity was 8.3x10-4 (Ω.m)-1, and after excitation for 5 min with the light of wavelength 270 and 450 nm became 5.3x10-2 and 4x10-2 (Ω.m)-1, respectively, an increase of the conductivity of up to 64 times due to sample illumination.

Figure 6
Decay of photoinduced current in TiO2 thin films, with fixed potential of 20V and excitation with distinct light sources for 5 minutes. LED source: 15W, deuterium source: 30 W (previous to the interference filter). A very quick response was obtained, which sharply increases sample conductivity at the end of the excitation. Inset shows sample layout, with electrical connections and dimensions: film thickness (τ), distance (d) and width (L) of the contacts.

The conductivity decay as function of time shown in figure 6 can be modeled for both sort of structures (anatase and rutile). The monochromatic light source is either below bandgap energy or above, considering that the anatase phase is supposed to be dominant in this thin film sample (deposited on soda-lime glass substrate and thermally annealed at 500ºC). Surprisingly the same sort or excitation and decay are recorded, assuring that the generation and recombination are either more than only electron-hole pairs, coming also from intrabandgap states with lower ionization energy, or that there are crystallites of phases with bandgap about 2.75eV (450nm), in good agreement with results of XRD diffraction as well as PL data, which shows that samples are actually a combination of crystallites belonging to both phases.

In the modeling of this sort of experiment, it is fundamental to provide temperature dependent data. It has been carried out for SnO2 thin films with several sort of doping such as Er-doped and Eu-doped2626 Ravaro LP, Scalvi LVA, Boratto MH. Improved electrical transport in lightly Er-doped sol-gel spin-coating SnO2 thin films, processed by photolithography. Applied Physics A. 2015;118(4):1419-1427. DOI: 10.1007/s00339-014-8900-7.
https://doi.org/10.1007/s00339-014-8900-...
,3636 Morais EA, Scalvi LVA, Cavalheiro AA, Tabata A, Oliveira JBB. Rare earth centers properties and electron trapping in SnO2 thin films produced by sol-gel route. Journal of Non-Crystalline Solids. 2008;354(42-44):4840-4845. DOI: 10.1016/j.jnoncrysol.2008.04.029.
https://doi.org/10.1016/j.jnoncrysol.200...
or Sb-doped SnO23737 Floriano EA, Scalvi LVA, Sambrano JR, de Andrade A. Decay of photo-induced conductivity in Sb-doped SnO2 thin films, using monochromatic light of about bandgap energy. Applied Surface Science. 2013;267:164-168. DOI: 10.1016/j.apsusc.2012.09.003.
https://doi.org/10.1016/j.apsusc.2012.09...
. However the scope here is not to model it but only to report the effect of monochromatic light excitation and current decay, and besides, to show the much faster effect of carrier capture compared to SnO2. Then, the persistent photoconductivity (PPC) phenomena observed at low temperature for SnO2 (mainly at 70 K), is not expected for TiO2. However, the decay can be modeled, because the sample conductance is a function of time, for a fixed temperature, being given by:

(1) G t = K s · n t · μ t · q

where Ks is a constant, n(t) is the time dependent free carrier concentration, µ(t) is the time dependent electronic mobility, and q is the electron charge.

The observed decay of conductivity as function of time means that the resistance of the film increases with time. The decay of photo-induced electrons (n) from the conduction band to the trapping defect is given by a simple differential equation 3838 Dobson TW, Scalvi LVA, Wager JF. Transient decay of persistent photoconductivity in Al0.3Ga0.7As. Journal of Applied Physics. 1990;68(2):601-605. DOI: 10.1063/1.346785.
https://doi.org/10.1063/1.346785...
, whose solution was previously published 3636 Morais EA, Scalvi LVA, Cavalheiro AA, Tabata A, Oliveira JBB. Rare earth centers properties and electron trapping in SnO2 thin films produced by sol-gel route. Journal of Non-Crystalline Solids. 2008;354(42-44):4840-4845. DOI: 10.1016/j.jnoncrysol.2008.04.029.
https://doi.org/10.1016/j.jnoncrysol.200...
,3737 Floriano EA, Scalvi LVA, Sambrano JR, de Andrade A. Decay of photo-induced conductivity in Sb-doped SnO2 thin films, using monochromatic light of about bandgap energy. Applied Surface Science. 2013;267:164-168. DOI: 10.1016/j.apsusc.2012.09.003.
https://doi.org/10.1016/j.apsusc.2012.09...
. Considering that in this sort of oxides, the mobility (µ) is dominated by the grain boundary scattering, we may neglect bulk scattering mechanisms (phonon and ionized impurity). Then, electrical transport, dominated by grain boundary scattering, is an adequate hypothesis, since the grain size is very small. The mobility due to grain boundary scattering is proportional to T-1/2exp(-φk-1T-1)3939 Zhang DH, Ma HL. Scattering mechanisms of charge carriers in transparent conducting oxide films. Applied Physics A. 1996;62(5):487-492. DOI: 10.1007/BF01567122.
https://doi.org/10.1007/BF01567122...
, where φ is the grain boundary potential barrier. The evaluation of current decay for a complete set of temperatures lead to 3636 Morais EA, Scalvi LVA, Cavalheiro AA, Tabata A, Oliveira JBB. Rare earth centers properties and electron trapping in SnO2 thin films produced by sol-gel route. Journal of Non-Crystalline Solids. 2008;354(42-44):4840-4845. DOI: 10.1016/j.jnoncrysol.2008.04.029.
https://doi.org/10.1016/j.jnoncrysol.200...
:

(2) R ˙ = Tan = K D · T · exp E cap φ · kT 1

where R˙ is the tangent of the time-dependent resistance, KD is a constant and Ecap is the capture energy for trapping by the dominant defect. Therefore a plot of ln (Tan.T-1) as function of T-1 yields the quantity (Ecap-φ) directly from the curve inclination. Figure 6 allows identifying that each curve has distinct rates, which means that its slope will provide distinct values for (Ecap-φ), then belonging to capture due to distinct energy levels (defects). For the results reported in this paper, it is enough to relate that although capture belonging to distinct energy levels takes place, the excitation of this sample can be similar, independent of excitation energy, due to the presence of distinct phases in the material, which have distinct bandgap energies. A modeling to a room-temperature approach has been recently used for GaAs/SnO2 heterojunctions4040 Bueno CF, Scalvi LVA. On the electrical properties of distinct Eu3+ emission centers in the heterojunction GaAs/SnO2. Thin Solid Films. 2016;612:303-309. DOI: 10.1016/j.tsf.2016.06.008.
https://doi.org/10.1016/j.tsf.2016.06.00...
, where it was proposed that the current decay comes from a combination of two factors: a variation in the concentration of scattering centers as the electron capture takes place as well as distinct trapping centers at different time intervals, such as doping centers and oxygen vacancies, which are also widely present in the TiO2 samples.

4. Conclusion

Although thermal annealing is responsible for phase transition anatase/rutile in TiO2, the thermal annealing procedures used in this work showed incomplete phase transformation, even with applying pressure for pellet sample conformation. Characterization of optical, structural and electrical properties by photoluminescence, X-ray diffraction and transient decay of photoinduced current reveal that the presence of a combination of these two phases may be responsible for the observed properties of the sample. In general, a thermal annealing at 500ºC leads to a sample with dominant anatase phase properties whereas a thermal annealing at 1000ºC lead to a rutile dominant phase properties.

Irradiation with monochromatic light strongly affects the thin film conductivity, but the energy range (above or below the bandgap energy) does not seem to affect the excitation behavior, which is associated either with the ionization of intrabandgap states or to crystallites belonging to phases with distinct bandgaps.

The observed properties of this material indicates a high sensitivity for excitation with monochromatic light, which can be tuned, in order to choose the convenient phase properties, Besides, a fast decay to the ground state indicates a suitable property for applications in opto-electronic speedy devices.

5. Acknowledgements

We thank the financial support of Capes and FAPESP. We also thank Prof. P. L. Noronha and L. D. Trino for help in the synthesis of TiO2 solution. We also thank Prof. J. H. D. da Silva and N. F. Azevedo for help in transmittance measurement in the UV -Vis region, and Prof D. I. dos Santos for help in measurements of TG / DTA and XRD, which were performed at Multiuser Lab. at UNESP/DF Campus Bauru.

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Publication Dates

  • Publication in this collection
    20 Mar 2017
  • Date of issue
    Jul-Aug 2017

History

  • Received
    16 Sept 2016
  • Reviewed
    19 Dec 2016
  • Accepted
    12 Feb 2017
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