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Family approaches to treatment for obsessive compulsive disorder

Abordagem familiar no tratamento do transtorno obsessivo-compulsivo

Abstracts

This article reviews the family constellation of patients with obsessive compulsive disorder (OCD), the presence of OCD symptoms among family members, and familial aspects including parental attachment, expressed emotion (EE), and family accommodation. Some evidence supports a negative effect of hostility, emotional over-involvement, and criticism perceived by the patient on behavioral treatment outcome. However, actual criticism observed by the relative during an interview was associated with more benefit from therapy. Family accommodation predicted poorer family functioning and more severe OCD symptoms after behavioral treatment. A review of the limited treatment literature indicates no actual tests of the effects of psycho-educational and supportive treatments, although several reports suggest they are useful for families and patients. Including relatives in treatment has proved beneficial in some studies, especially with children, but not in others. Multiple family groups that focus on behavioral contracting for exposure and stopping rituals may be a promising intervention. Likewise, efforts to reduce family accommodation in the context of behavioral treatment have proved useful. Additional research on the content, process and effects of family interventions for OCD is much needed.

OCD; Expressed emotion; Behavior therapy; Family intervention; Exposure and response prevention


Esse artigo revisa a constelação familiar dos pacientes com transtorno obsessivo-compulsivo (TOC), a presença de sintomas obsessivo-compulsivo entre os familiares e aspectos familiares como relacionamento parental, expressividade emocional e acomodação familiar. Algumas evidências sugerem que a hostilidade, o envolvimento emocional excessivo e criticismo observados pelo paciente têm um impacto negativo no seguimento do tratamento comportamental. No entanto, o criticismo, observado nos pais durante a entrevista, têm sido relacionado com melhor eficácia do tratamento comportamental. A acomodação dos familiares frente aos sintomas prediz um funcionamento familiar mais pobre, assim como maior gravidade do TOC depois do tratamento comportamental. Embora existam artigos sugerindo a utilidade de intervenções psico-educacionais e tratamentos de apoio, não existem trabalhos que tenham verificado a eficácia desses procedimentos. Incluir os familiares no programa de tratamento tem sido benéfico segundo alguns trabalhos, embora não confirmado em outros.Os grupos com várias famílias, dirigidos à programação da intervenção comportamental, podem ser uma intervenção promissora. Buscar a diminuição da acomodação familiar frente aos sintomas, dentro de um contexto de intervenção comportamental, têm também se mostrado útil. Pesquisas adicionais dirigidas às intervenções familiares no TOC são necessárias.

TOC; Emoções manifestas; Behavior therapy; Intervenção familiar; Exposição e resposta à prevenção


REVIEW

Family approaches to treatment for obsessive compulsive disorder

Abordagem familiar no tratamento do transtorno obsessivo-compulsivo

Gail SteketeeI; Barbara Van NoppenII

IBoston University School of Social Work. Boston, MA, United States

IIBrown University Department of Psychiatry. Providence, RI, United States

Address to correspondence Address to correspondence Gail Steketee Boston University School of Social Work 264 Bay State Rd. Boston, MA 02215 E-mail: steketee@bu.edu

ABSTRACT

This article reviews the family constellation of patients with obsessive compulsive disorder (OCD), the presence of OCD symptoms among family members, and familial aspects including parental attachment, expressed emotion (EE), and family accommodation. Some evidence supports a negative effect of hostility, emotional over-involvement, and criticism perceived by the patient on behavioral treatment outcome. However, actual criticism observed by the relative during an interview was associated with more benefit from therapy. Family accommodation predicted poorer family functioning and more severe OCD symptoms after behavioral treatment. A review of the limited treatment literature indicates no actual tests of the effects of psycho-educational and supportive treatments, although several reports suggest they are useful for families and patients. Including relatives in treatment has proved beneficial in some studies, especially with children, but not in others. Multiple family groups that focus on behavioral contracting for exposure and stopping rituals may be a promising intervention. Likewise, efforts to reduce family accommodation in the context of behavioral treatment have proved useful. Additional research on the content, process and effects of family interventions for OCD is much needed.

Keywords: OCD. Expressed emotion. Behavior therapy. Family intervention. Exposure and response prevention.

RESUMO

Esse artigo revisa a constelação familiar dos pacientes com transtorno obsessivo-compulsivo (TOC), a presença de sintomas obsessivo-compulsivo entre os familiares e aspectos familiares como relacionamento parental, expressividade emocional e acomodação familiar. Algumas evidências sugerem que a hostilidade, o envolvimento emocional excessivo e criticismo observados pelo paciente têm um impacto negativo no seguimento do tratamento comportamental. No entanto, o criticismo, observado nos pais durante a entrevista, têm sido relacionado com melhor eficácia do tratamento comportamental. A acomodação dos familiares frente aos sintomas prediz um funcionamento familiar mais pobre, assim como maior gravidade do TOC depois do tratamento comportamental. Embora existam artigos sugerindo a utilidade de intervenções psico-educacionais e tratamentos de apoio, não existem trabalhos que tenham verificado a eficácia desses procedimentos. Incluir os familiares no programa de tratamento tem sido benéfico segundo alguns trabalhos, embora não confirmado em outros.Os grupos com várias famílias, dirigidos à programação da intervenção comportamental, podem ser uma intervenção promissora. Buscar a diminuição da acomodação familiar frente aos sintomas, dentro de um contexto de intervenção comportamental, têm também se mostrado útil. Pesquisas adicionais dirigidas às intervenções familiares no TOC são necessárias.

Descritores: TOC. Emoções manifestas. Behavior therapy. Intervenção familiar. Exposição e resposta à prevenção.

Introduction

This paper will focus on family aspects that pertain to behavioral treatments for adults with obsessive compulsive disorder (OCD). Although family is particularly important for children and adolescents with this disorder, the issues are somewhat different than for adults and will not be addressed here. In this paper we will review findings from the research literature regarding genetic and familial relationships in the family of origin and how OCD affects families. In addition, several studies investigate family predictors of treatment outcome, especially family members' expression of emotion, and the effects of including family members in treatment. We will discuss the implications of these research findings for clinical intervention.

First, it is important to establish the family constellation typical for those with OCD. A large proportion of OCD sufferers are single, and this is especially evident among men, only 35% of whom have ever married compared to 60 to 75% of women.1 This difference may in part be due to the earlier onset of OCD in males. Although OCD in women typically begins in their early 20s, for males, onset commonly occurs in middle adolescence, and can have profound developmental effects that disrupt education, socialization, sexual experience, and employment. The implication of these findings are that fewer than half of OCD treatment-seekers would benefit from marital interventions and approximately 25% of OCD adult patients will still be living with their parents. Nonetheless, many live with or maintain daily contact with parents or other family members. For treatment purposes, it may be important to remember that one-quarter of parents will have an OCD diagnosis and a somewhat higher percentage (30-40%) will have subclinical obsessive symptoms and/or obsessive personality traits. These symptoms and traits may lead to parents inadvertently reinforcing the child's OCD problems. Thus, family treatments must be directed at various types of family constellations and presume that some relatives may sympathize with and even encourage OCD behaviors.

Several studies address the quality of family relationships. Clinical experience and demographic data from several studies suggests a relatively low divorce rate (3-5%) for married OCD patients.2 Studies of marriages suggest that 32 to 50% exhibit distressed relationships, but that scores on most measures fall in the normative range for the population.3,4 According to Riggs, Hiss and Foa,5 marital distress was not associated with severity of OCD symptoms or negative mood, but more maritally distressed patients engaged in more avoidance. With regard to family functioning, 50% of OCD clinic patients scored in unhealthy range on one or more aspects, including affective responsiveness, roles, family problem solving, and/or behavior control. However, communication in families with an OCD member was not worse than in normative families.6 Even when greater family dysfunction is found, the causal directionality is unclear: Does OCD worsen family functioning or does poor family functioning exacerbate OCD symptoms or is the relationship transactional?

OCD symptoms among family members

Studies of transmission of OCD within families indicate only a modest tendency for OCD to occur among biological family members. The number of probands with OCD who have immediate family members with this disorder or a syndromal variant is approximately 20 to 25% of cases.7-10 Other types of mood and anxiety disorders occur at high rates among family members of patients with OCD.2,11,12 From a clinical standpoint, these findings mean that most adults who present for treatment will have grown up living with parents who themselves have some form of anxiety or depression. However, the limited information available indicates that relatives' depression and anxiety symptoms are not significantly related to patients' OCD symptoms or depression.13 As noted above, some patients with OCD will have grown up in households where parents also had this disorder. However, when OCD does occur in parents and their children, the symptom patterns are often different.10 For example, parents who have fears of harming and checking rituals may have children with washing rituals. This finding argues against observational learning as a major mode of transmission of OCD symptoms, though it is still possible that some general attitudes are learned in this way, such as excessive avoidance of danger or perfectionistic tendencies. Much remains to be learned about the relationship of these personality patterns and beliefs to OCD symptoms, although some studies have reported that the parents of those with OCD frequently exhibit such traits.14,15

Parental bonding

To study attachment to parents, Chambless, Gillis, Steketee, and Tran16 asked 52 adult OCD and 35 patients with panic and agoraphobia and their mothers and fathers to complete the Parental Bonding Instrument (PBI) which measures care and overprotection. Not surprisingly, clients rated parents more negatively than parents rated themselves, especially for maternal overprotection and paternal care. Parents were most likely to describe their parenting as having been optimal (46% mothers, 42% fathers), whereas clients most often reported affectionless control to have been most typical (41.2% of mothers and 42.5% of fathers). Clients had a more global view of parental behavior in that they rated mothers and fathers similarly on care, whereas correlations between mothers' and fathers' ratings approached zero. Parents and their adult anxious children appear to have different views on past parental behavior. These clients' global view of their parents' styles (both were rated similarly) suggests that the clients' ratings may have more to do with their perceptions than with their parents' behavior. Although patient ratings of their parents were not related to mood or other pathology, poor social adjustment correlated with low parental care and more overprotection.

Modest relationships were found for anxious cluster personality traits and parental upbringing. More avoidant and dependent traits were found in clients who reported lower maternal care, whereas more dependent and passive-aggressive traits were found in those reporting higher maternal overprotectiveness. Ratings of fathers' bonding were not related to anxious personality traits. Overall, these findings suggest that poor parental bonding constitutes a general risk factor for psychopathology, rather than anxiety or OCD in particular. The finding that relationships were more apparent for maternal (especially care) rather than paternal variables is not surprising in a country where mothers are overwhelmingly likely to be the primary caretakers. Over-controlling parents may undermine the confidence of some offspring so that they become dependent, whereas others develop indirect ways to resist control. Our findings are in keeping with Bowlby's17 idea that, without a safe base in the bond with the parent, children become fearful of exploration and have difficulty developing appropriate independence.

Effects of OCD on families

It is hardly surprising that relatives find it stressful to live with a family member who has OCD. Cooper18 surveyed 225 family members of adults with OCD and reported that 75% experienced disruption in their lives because of the OCD, including loss of personal relationships, loss of leisure time, and financial problems. Several researchers have commented on the often extensive family involvement in patients' OCD symptoms.6,19 Approximately 75% of OCD relatives participated at least minimally in rituals or avoidance or modified their behavior to accommodate patients' symptoms.20-22 Accommodation include providing reassurance (>30%), active participation in rituals and/or avoidance at patient's request (33-60%), taking over patient duties (>33%), and modifying family activities and routines (>35%). These efforts were usually intended to reduce patient distress and time spent on rituals. Not surprisingly, greater family participation was significantly related to distress in family members,13,20 as well as more rejecting attitudes.21 Interestingly, approximately 40% of family members felt responsible for their relative's OCD according to Calvocoressi and colleagues. Greater accommodation was also related to more family dysfunction, family stress, and rejecting attitudes toward the patient, suggesting that family interventions may be needed to address these difficulties. The limited research on treating family involvement in symptoms is reviewed below.

Studying children and adolescents and their parents, Hibbs et al23 concluded that family members of patients with OCD show high levels of expressed emotion (EE), defined as criticism, hostility and/or emotional over-involvement. Eighty-two percent of OCD families were rated as high on EE compared to families of a non-psychiatric control group in which 41% were rated high EE. The children from high EE families also showed more physiological reactivity than those from low EE families.24

Familial predictors of outcome/relapse for OCD

Although several predictors of immediate and long-term outcome of OCD symptoms have been examined, few studies have yielded consistent findings.25 Only a handful have examined family factors (marital satisfaction, family communication) as potential predictors of outcome, in contrast to the extensive literature on this topic in schizophrenia, mainly on expressed emotion (see below). Studies of family functioning in children with OCD indicate that one or both parents are often rated high on expressed emotion (EE), and EE levels have been associated with parental psychopathology.23,26 Leonard et al26 observed that parental lifetime psychiatric diagnosis predicted follow-up outcome, as did the number of parents with high EE, taken together with severity of OCD symptoms after medication. Unfortunately, these findings do not allow conclusions about family factors as predictors of outcome for behaviorally treated individuals, since few received this intervention.

Studies of behaviorally treated adults with OCD have yielded conflicting findings regarding family variables as predictors of outcome. Several researchers have proposed that family support is necessary for clients to benefit from behavioral therapy,27,28 but this is contradicted by other studies. In several studies, OCD patients from distressed marriages did not fare worse than those from non-distressed marriages.3,5,29 In fact, marital satisfaction improved after treatment regardless of pretreatment satisfaction, especially with regard to patient's demands and dependency on spouses.5,30 Thus exposure and response prevention treatment appears to be good for marriages.

Expressed emotion

Among the family variables examined as predictors of outcome in other mental disorders, expressed emotion (EE) appears to be the most studied construct. Numerous studies have indicated that EE (assessed mainly via a combination of criticism and emotional over-involvement) has been a consistent predictor of relapse for schizophrenia and depression, with findings replicated in many countries.31 Do EE and related constructs predict outcome for OCD? Steketee4 examined self and family-reported familial interactions in relation to outcomes 9 months after therapy. Pretreatment poor social and familial functioning, and patient-rated negative household interactions (anger, criticism, relatives' beliefs that the OCD patient was malingering) predicted fewer gains at follow-up. Conversely, positive feelings in the household predicted more improvement. These negative interaction variables resemble those coded for expressed emotion (EE) in other patient populations.

Emmelkamp, Kloek & Blaauw32 included expressed emotion in their model of relapse in OCD. They hypothesized that relapse is likely when patients lack coping skills and social support or when they experience high EE in the face of stressors after treatment. They suggested that problems will be further compounded if relatives view OCD symptoms as a disease over which individuals have little control. This model has some overlap with a diathesis/stress model proposed for schizophrenics in which patient vulnerability to internal and environmental cues provoke symptoms which upset family members. These family members respond adaptively by engaging in problem solving with the patient or maladaptively by becoming over-involved or frustrated, angry, and rejecting. Maladaptive reactions provoke more stress in the patient, leading to more symptoms and eventual relapse. In a partial test of their relapse model for OCD, Emmelkamp et al32 found that the combination of EE ratings, avoidant coping style, and life events/daily hassles significantly predicted relapse (r=.44). Social support did not, consistent with previous findings by Steketee.4 High EE ratings at follow-up were evident in 3 of 4 clear relapses but in neither of the two partial relapses. The authors' recommended involving spouses or family members in treatment that emphasized empathic listening skills and communications training.

Chambless & Steketee29 examined EE variables as predictors of behavioral treatment outcome in a mixed sample of 60 OCD patients and 41 agoraphobics with moderate to severe symptoms. Eleven patients refused to participate in this study because relatives refused or the patient was unwilling to include them. Patients received 22 sessions of exposure therapy with no family involvement in treatment except a brief assessment and education about the planned therapy. EE consisted of five variables (criticism, emotional over-involvement, hostility, warmth and positive remarks) coded by trained raters from the Camberwell Family Interview with relatives. Interestingly, the number of critical comments by family members ranged widely but the overall mean number was rather high compared to other patient samples; few relatives displayed hostility. Most criticisms focused on the patient's chronic sick role (lack of motivation, problematic personal habits, burden to the relative) and on their anxiety symptoms. Overall outcomes from the behavioral treatment were quite good, with substantial reductions in target symptoms after treatment and at 1-year follow-up.

Emotional over-involvement was associated with more dropout, as was hostility: those with hostile relatives were six times more likely to drop out. Hostility also predicted poor outcome after treatment. The patient's perception of more criticism was a significant predictor of poor outcome at posttest, and findings at follow-up were in the same direction but not significant. Interestingly, critical comments by relatives tended to predict better outcome, a finding also reported by Peter and Hand33 for panic patients. At follow-up, none of the EE variables predicted outcome, mainly because most patients who were affected by these problems before and after treatment were no longer included in the follow-up sample because they had dropped out or already failed to benefit.

These findings from research studies investigating family variables in relation to outcome for OCD are generally supportive of the need to take family interaction into consideration in planning treatment. With regard to expressed emotion, relative's criticism (made during a semi-structured interview when the patient is not present) does not appear to be problematic, so long as it is not hostile. In fact, criticism of OCD behaviors may serve as a motivator for patients to obtain therapy and to work on their problem during exposure treatment. Hostile criticism, however, is a serious problem and appears to make it difficult for patients to continue in treatment and to benefit from it. It is also clear from our findings that patient's perceptions that their relatives are critical of them interferes with benefits from treatment. Perceived criticism has been linked to the relative's report of criticism and with a lack of relative's positive comments, suggesting that patients are at least partly correct in their perceptions. However, perceived criticism is also correlated with negative personality traits in the patient, indicating that some aspects of this perception may simply reflect the patient's own negative attitudes and that these also interfere with benefits from therapy. More research is needed to clarify how perceived criticism works and whether it requires change in the patient or in the relative. For example, it is possible that problem-solving skills training for both patients and relatives will prove useful in resolving some of the OCD symptoms. Steketee, Van Noppen, Lam and Shapiro34 have suggested assessment and intervention strategies for reducing criticism, over-involvement and hostility during behavioral treatment.

Excessive accommodation on the part of relatives has also proved problematic. In a small sample of 17 OCD patients, Amir et al13 reported that greater family accommodation and modification of routine correlated with more severe OCD symptoms after treatment. One possible reason is that over-involvement and accommodation decrease patients' sense of self-efficacy. More research is needed to determine whether emotional over-involvement is closely linked to relatives' excessive accommodation to patients' wishes with regard to OCD symptoms. So far, the link between these constructs has not been examined and since both appear to cause problems for the family as a whole, understanding them better will be important in determining how to intervene.

Family treatment interventions

Several researchers have noted advantages for support group involvement of both patients and family members. Marks, Hodgson, and Rachman35 employed an open-ended monthly group for family members and patients who had completed initial individual behavioral treatment for OCD. Family members discussed the impact of OCD symptoms on the family and plans for coping strategies and patients rehearsed behavioral exercises in the group. Recently, several reports have outlined psycho-educational foci for time-limited family support groups, including sessions on diagnosis, assessment, theories of OCD, behavioral treatment including exposure and stopping rituals, medications and prevention of relapse.11,18,36 Psycho-educational group goals included improving self-esteem, sharing feelings and experiences, accepting patients' realistic limitations, and learning strategies for coping with OCD symptoms. The use of co-leaders to respond adequately to the emotional needs of group members was encouraged. These reports noted high participant satisfaction with psycho-educational groups, but provided no outcome data.

As with other anxiety disorders, most quantitative family research in OCD has focused on the effect of including family members in behavioral treatment. Case studies showed advantages to parental involvement in treatment for children and young adults.37-39 In a controlled study with a small sample, Emmelkamp and DeLange40 compared the outcome of Dutch clients treated behaviorally with or without the spouse as co-therapist. Unfortunately, the content of psycho-educational interventions aimed at reducing conflict or enhancing communication was not described. Patients treated with spouse assistance improved more at posttest, but not at follow-up. In a second larger study of 50 subjects, spouse assistance made no difference in outcome either after treatment or at follow-up, although improvement in marital satisfaction was reported.3 It is noteworthy that in these studies, spouses were not specifically trained in communication with the patient regarding their symptoms. However, in a later report, Emmelkamp and colleagues encouraged the inclusion of partners and emphasized empathic communication as an important factor in outcome.32

Emmelkamp et al's negative findings in a Dutch sample are contradicted by Mehta's41 study of family involvement in treatment in India. Involving family members in exposure and response prevention treatment for 30 patients in India led to significantly greater gains in OCD symptoms, moodstate, and social and occupational functioning compared with unassisted treatment at posttest and at follow-up. Mehta's sample included an equal number of spouses and parents. Non-anxious, firm family members were more successful in providing support and supervision than anxious and inconsistent ones, and especially those who engaged in argument and ridicule. This treatment was longer and more intense (24 sessions in 12 weeks) than Emmelkamp and colleagues' 8 sessions in 5 weeks. Hafner42 suggested that spouse-aided therapy for OCD may first require the overcoming of high levels of family hostility (akin to high expressed emotion) and proposed that Mehta's study may have employed a less confrontational family role. The discrepant findings could also reflect cultural differences in the in the style of family interaction, especially if Indian families were lower on EE as findings from other studies suggest.43

Two studies have focused on reducing family accommodation to OCD symptoms. Thornicroft, Colson and Marks44 reported an uncontrolled effort to reduce relative's involvement in OCD symptoms. Their inpatient treatment program in Great Britain emphasized self-treatment and teaching relatives to assist in the therapy program. Behavior therapy included exposure and response-prevention plus strategies for self-control and social skills training. The family component focused on reducing relatives' involvement in rituals by training them to monitor patient behavior and encourage self-exposure in a noncritical manner. Relatives practiced under the therapist's supervision on the ward. Findings indicated decreases in OCD symptoms of about 45% at discharge (N=45) and 60% at a 6-month follow-up (N=22), with concomitant improvement in functioning ranging from 33% (work) to 48% (home) at follow-up. These findings indicated good success for this severe inpatient population who scored in the extreme range on disability from OCD symptoms.

A more recent trial by Grunes, Neziroglu and McKay45 examined the benefits of a relative's participation in an 8-week psycho-educational group designed to help reduce accommodation to OCD symptoms. Twenty-eight patients who received individual treatment via exposure and response prevention were randomly assigned to have their relative participate in the family group or not. Patients whose family member was involved in the group had greater reduction in OCD symptoms (Yale-Brown Obsessive Compulsive Scale [YBOCS] reduced from 27.0 to 18.4) and in depressed mood compared to those whose relatives did not participate (YBOCS reduced from 24.1 to 21.3). Gains were maintained at a 1-month follow-up and are all the more impressive because this group of patients was generally treatment refractory as evident from the minimal benefit in the family-untreated sample. Also, family accommodation, as well as depression and anxiety, was reduced in the relatives who participated in the educational group. Which aspect of change in relatives' behavior played a role in improved outcome in the patients is an important question for future research.

We completed an uncontrolled study of the effects of 10 to 12 weeks of multifamily behavioral treatment46 for 19 OCD adults and their family members. Family members and patients together received education about OCD and exposure treatment and were taught family contracting for behavior change, along with direct exposure during family group sessions. Six monthly follow-up sessions helped families review progress and identify additional needs. YBOCS scores reduced significantly at posttest from means of 23 to 17 and gains were maintained at follow-up, with additional benefits evident in family functioning. Poorer family functioning on roles and communication predicted worse outcome on OCD symptoms. These findings argue for the need for further study of this cost-effective multifamily method that has also proved very useful for treatment of patients with chronic mental illness.45 In particular, the long-term benefits of this method appear quite promising.

Reports of family intervention with childhood OCD are quite promising. Piacentini et al47 provided data on the use of psycho-education, disengagement from the child's OCD symptoms, and interventions for conflict and family disruption. Nearly 80% of 42 patients responded well (much improved) to this protocol, although not all received all of the family components. Recently, Waters, Barrett and March48 provided pilot data on the efficacy of a 14-week cognitive behavioral family treatment for 7 children with OCD. Treatment included components on education, parental participation in childhood relaxation training, reduction of accommodation, parental anxiety management, family support of ERP and problem solving skills training. This treatment package led to considerable benefits for 6 of the 7 children at posttest (child version of the YBOCS [CY-BOCS] reduced from a mean of 22.1 to 9.0) and for all at 3-month follow-up (average CY-BOCS was 6.9), although one child relapsed partially. Family accommodation also improved substantially.

The above studies are not yet so definitive that they clearly establish whether relatives' involvement in behavioral treatment of OCD significantly enhances outcome. However, findings appear promising. Fine-grained analyses have not yet indicated what traits characterize patients and family members who respond to these methods. Findings from the extensive literature on family characteristics of schizophrenics that have predicted outcome and family treatment for this disorder offer some direction for research on OCD in this regard.

Research on chronic mental illness suggests that group treatment and multifamily group interventions appear to have distinct advantages of efficiency and cost effectiveness over other formats for delivery of behavioral treatment.46 They may facilitate stress reduction and problem solving skills via ventilation and modeling within the group context. In view of the often extensive involvement of family members in OCD rituals and avoidance and the apparent predictive capacity of family variables in several studies of OCD, it is reasonable to hypothesize that treatments that include family members will be beneficial for many OCD patients and families. Further, the cost effectiveness of family group interventions and their potential value for enhancing coping (relapse prevention) skills acquired from observation of others argue for the need to evaluate outcomes from behavioral group treatment for OCD. Of interest in evaluating the outcome of such treatments is the determination of the processes by which these methods have their effect. The literature on outcome prediction indicates that fruitful avenues are likely to include assessment of expressed emotion, perceived criticism, and perceived family functioning.

An indirect study of family-related interventions is found in Hiss, Foa and Kozak's49 test of relapse prevention treatment appended to exposure and response prevention compared to a placebo intervention called associative therapy. The relapse prevention included a session with a significant other in which maladaptive interpersonal problems such as anger and criticism and unrealistic expectations by relatives were addressed, along with other components designed to reduce stress-related exacerbation of symptoms. Relapse prevention led to fewer relapses in OCD symptoms and to less depression and anxiety compared to placebo, but whether the intervention with relatives contributed to this is unknown.

Conclusion

Summary and treatment recommendations

Overall, what is needed is a model for the effects of criticism, hostility and emotional over-involvement on patient symptoms and on therapy outcome. Such a model must explain the findings and include illness variables and personality features. For example, the patients' personality features and events in their lives are likely to influence their perception of criticism and the degree to which relatives respond to them with hostility. Further, trait anxiety is likely to affect both relatives' and patients' affective reactions (less positive reactions and more negative ones) and coping deficits, especially the lack of problem solving skills. Emotional over-involvement and accommodation to OCD symptoms may further reduce patients' self-efficacy and coping or problem solving skills. These features will undoubtedly contribute to state anxiety, avoidance and rituals. This model corresponds somewhat to the one proposed by Emmelkamp and colleagues for OCD described above. The implications of such a model and of the findings reported here are that it will be important to reduce relatives' hostility. This requires helping these relatives re-examine their attitudes toward the patient and the disorder and learn better problem-solving skills. If these methods fail, therapists may need to help patients distance themselves from these relatives.

Based on the research findings to date, we make the following several recommendations for intervention. We suggest psycho-educational interventions for family members who are unfamiliar with the disorder of OCD, who accommodate to patients' symptoms, and who tend to be critical and/or negative in their attitude. These interventions should include information about the biological, psychological, and social aspects of OCD, and about the adverse effects of family accommodation and strategies for extricating themselves from this type of behavior. For example, blaming the therapist is one way for family members to resist involvement in rituals such as reassurance seeking. Even more useful may be behavioral contracting in which family members agree aloud on who does what with whom to limit rituals and family involvement and increase exposure and reduction in obsessive anxiety. The effects of hostile criticism may best be addressed by determining the source of the hostility and correcting any blaming beliefs and attributions about the causes of the behavioral symptoms when this is feasible. Finally, family education should include information about the treatment procedures and their likely effects and side effects (e.g., patient distress from exposure and response prevention.

Only cooperative family members should be invited to assist in treatment, and instructed in the role of coach, supporter, and cheerleader. Desirable traits in relatives for assisting in treatment might be similar to those found helpful for therapists: respectful, understanding, interested, encouraging, challenging, explicit, sense of humor; not permissive or fostering dependency which have been found unhelpful. Excessive behavioral and emotional involvement should be discouraged so patients are able to undertake therapy decisions independently. Patients must learn for themselves how to tolerate exposure when obsessive thoughts intrude and they need to control rituals. Relatives may need to learn how to avoid arguments about tasks and roles during the therapy process while re-establishing normal family routines.

In addition, family therapy may be needed to support relatives in dealing with frustrating patient behaviors and to encourage more positive communication and reduce anger expression. Communication training has rarely been part of family treatments, except on an informal basis, but may be especially helpful regarding managing the symptoms themselves. Particularly for relatives who themselves are afflicted by OCD or by subclinical obsessive symptoms or personality traits (e.g., perfectionism, moral inflexibility), they may also need help to improve their own functioning. In such training, role playing of conversations, learning to identify and stop hostile comments, correcting of faulty beliefs about the patient, finding creative solutions for problems, and engaging in behavioral contracting may prove useful. Such interventions are likely to require longer treatments or perhaps sequential phases of treatment involving family members and working to increase patient skills and self-efficacy and relative's communication and problem solving skills. These may prove especially helpful for treatment refractory patients who have not benefited readily from standard cognitive behavioral and pharmacological methods.

None finacial support and conflict of interests

Invited article for Brazilian Journal of Psychiatry (Revista Brasileira de Psiquiatria)

Recieved on 15/10/2002

Reviewed on 6/11/2002

Approved on 6/11/2002

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  • Address to correspondence
    Gail Steketee
    Boston University School of Social Work
    264 Bay State Rd.
    Boston, MA 02215
    E-mail:
  • Publication Dates

    • Publication in this collection
      16 July 2003
    • Date of issue
      Mar 2003

    History

    • Accepted
      06 Nov 2002
    • Received
      15 Oct 2002
    • Reviewed
      06 Nov 2002
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