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Neuroimaging in specific phobia disorder: a systematic review of the literature

Neuroimagem do transtorno de fobia específica: uma revisão sistemática da literatura

Abstracts

OBJECTIVE: Specific phobia (SP) is characterized by irrational fear associated with avoidance of specific stimuli. In recent years, neuroimaging techniques have been used in an attempt to better understand the neurobiology of anxiety disorders. The objective of this study was to perform a systematic review of articles that used neuroimaging techniques to study SP. METHOD:A literature search was conducted through electronic databases, using the keywords: imaging, neuroimaging, PET, spectroscopy, functional magnetic resonance, structural magnetic resonance, SPECT, MRI, DTI, and tractography, combined with simple phobia and specific phobia. One-hundred fifteen articles were found, of which 38 were selected for the present review. From these, 24 used fMRI, 11 used PET, 1 used SPECT, 2 used structural MRI, and none used spectroscopy. RESULT: The search showed that studies in this area were published recently and that the neuroanatomic substrate of SP has not yet been consolidated. CONCLUSION: In spite of methodological differences among studies, results converge to a greater activation in the insula, anterior cingulate cortex, amygdala, and prefrontal and orbitofrontal cortex of patients exposed to phobia-related situations compared to controls. These findings support the hypotheses of the hyperactivation of a neuroanatomic structural network involved in SP.

Neuroimaging; Specific Phobia; Review; Anxiety Disorder; Phobia


A Fobia Específica (SP do inglês) é caracterizada por medos irracionais associados à evitação de estímulos específicos. Nos últimos anos, técnicas de neuroimagem vêm sendo empregadas na tentativa de melhor compreender a neurobiologia dos transtornos de ansiedade. O objetivo do presente estudo é realizar uma revisão sistemática dos artigos que utilizaram neuroimagem para estudar a SP. A busca na literatura foi realizada por intermédio de indexadores eletrônicos, utilizando-se as palavras-chave: imaging, neuroimaging, PET, spectroscopy, functional magnetic ressonance, structural magnetic ressonance, SPECT, MRI, DTI e tractography, cruzadas individualmente com os termos simple phobia e specific phobia. Foram encontrados 115 artigos, sendo 38 deles selecionados para a presente revisão. Desses, 24 usaram fMRI, 11 usaram PET, 1 usou SPECT, 2 usaram MRI estrutural e nenhum artigo de espectroscopia. Verifica-se que os estudos na área foram publicados recentemente e que, até o momento, o substrato neuroanatômico deste transtorno não está consolidado. Apesar das diferenças metodológicas entre os estudos, os resultados convergem para maior ativação na ínsula, cíngulo anterior, amídala e córtex préfrontal e orbitofrontal dos pacientes expostos a situações phobia related quando comparados aos controles. Esses achados reforçam hipóteses a respeito da hiperativação de uma determinada rede de estruturas neuroanatômicas envolvidas no transtorno de SP.

Neuroimagem; Fobia específica; Revisão; Transtorno de ansiedade; Fobia


REVIEW ARTICLE

Neuroimaging in specific phobia disorder: a systematic review of the literature

Neuroimagem do transtorno de fobia específica: uma revisão sistemática da literatura

Ila M.P. LinaresI; Clarissa TrzesniakI; Marcos Hortes N. ChagasI; Jaime E. C. HallakI; Antonio E. NardiII; José Alexandre S. CrippaI

IDepartment of Neuroscience and Behavior of the Ribeirão Preto Medical School, Universidade de São Paulo (FMRP-USP). INCT Translational Medicine (CNPq). São Paulo, Brazil

IIPanic & Respiration Laboratory. Institute of Psychiatry, Universidade Federal do Rio de Janeiro (UFRJ). INCT Translational Medicine (CNPq). Rio de Janeiro, Brazil

Corresponding authorCorresponding author: Ila M. P. Linares Hospital das Clínicas 3º andar; Av. Bandeirantes 3900; 14048-900, Ribeirão Preto, SP, Brazil Phone: (+55 16) 36022703, Fax: (+55 16) 36022544 E-mail: ilalinares@yahoo.com.br

ABSTRACT

OBJECTIVE: Specific phobia (SP) is characterized by irrational fear associated with avoidance of specific stimuli. In recent years, neuroimaging techniques have been used in an attempt to better understand the neurobiology of anxiety disorders. The objective of this study was to perform a systematic review of articles that used neuroimaging techniques to study SP.

METHOD:A literature search was conducted through electronic databases, using the keywords: imaging, neuroimaging, PET, spectroscopy, functional magnetic resonance, structural magnetic resonance, SPECT, MRI, DTI, and tractography, combined with simple phobia and specific phobia. One-hundred fifteen articles were found, of which 38 were selected for the present review. From these, 24 used fMRI, 11 used PET, 1 used SPECT, 2 used structural MRI, and none used spectroscopy.

RESULT: The search showed that studies in this area were published recently and that the neuroanatomic substrate of SP has not yet been consolidated.

CONCLUSION: In spite of methodological differences among studies, results converge to a greater activation in the insula, anterior cingulate cortex, amygdala, and prefrontal and orbitofrontal cortex of patients exposed to phobia-related situations compared to controls. These findings support the hypotheses of the hyperactivation of a neuroanatomic structural network involved in SP.

Descriptors: Neuroimaging; Specific Phobia; Review; Anxiety Disorder; Phobia.

RESUMO

A Fobia Específica (SP do inglês) é caracterizada por medos irracionais associados à evitação de estímulos específicos. Nos últimos anos, técnicas de neuroimagem vêm sendo empregadas na tentativa de melhor compreender a neurobiologia dos transtornos de ansiedade. O objetivo do presente estudo é realizar uma revisão sistemática dos artigos que utilizaram neuroimagem para estudar a SP. A busca na literatura foi realizada por intermédio de indexadores eletrônicos, utilizando-se as palavras-chave: imaging, neuroimaging, PET, spectroscopy, functional magnetic ressonance, structural magnetic ressonance, SPECT, MRI, DTI e tractography, cruzadas individualmente com os termos simple phobia e specific phobia. Foram encontrados 115 artigos, sendo 38 deles selecionados para a presente revisão. Desses, 24 usaram fMRI, 11 usaram PET, 1 usou SPECT, 2 usaram MRI estrutural e nenhum artigo de espectroscopia. Verifica-se que os estudos na área foram publicados recentemente e que, até o momento, o substrato neuroanatômico deste transtorno não está consolidado. Apesar das diferenças metodológicas entre os estudos, os resultados convergem para maior ativação na ínsula, cíngulo anterior, amídala e córtex préfrontal e orbitofrontal dos pacientes expostos a situações phobia related quando comparados aos controles. Esses achados reforçam hipóteses a respeito da hiperativação de uma determinada rede de estruturas neuroanatômicas envolvidas no transtorno de SP.

Descritores: Neuroimagem; Fobia específica; Revisão; Transtorno de ansiedade; Fobia.

Introduction

Specific phobia (SP), or simple phobia, is an anxiety disorder characterized by increased and persistent excessive or irrational fear in the presence or anticipation of an object or phobic situation causing, almost invariably, an immediate anxiety response (DSM-IVR - APA, 2000).1 DSM-IV defined five subtypes of SP: animal, natural environment, blood-injection-injury (BII), situational, and others. Specific phobias are considered the most frequent anxiety disorders and are among the most common psychiatric disorders in general population, with a prevalence of about 12.5%.2

Although environmental, constitutional, and genetic factors are believed to contribute to the pathogenesis of the disorder,3-5 little attention had been dedicated to the study of SP neurobiology and etiology. The neuroimaging techniques, in particular, have helped to deepen the understanding of the neural circuitry underlying SP. Since its advent, neuroimaging has enabled the in vivo analysis of anatomical and functional structures, as well as analyses of regional metabolism in different psychiatric disorders. Methods like magnetic resonance imaging (MRI), functional magnetic resonance imaging (fMRI), positron emission tomography (PET), and single photon emission computed tomography (SPECT) have been used in the investigation of biological processes involved in the neurocircuitry of SP.

In order to expose a panoramic view to the readers, this article presents a systematic qualitative review of published studies on neuroimaging of patients with SP. The qualitative approach was chosen because quantitative methods, such as meta-analysis, show that: (a) the information necessary to calculate result size is not always available, and may limit this analysis to a small subset of studies;6 (b) methods and extent of detailed information to define regions of interest vary greatly among studies, hindering accurate comparisons; (c) there are great differences regarding secondary variables in studies (for instance, gender, medication, co-morbidity, SP subsets); (d) studies used different functional (PET, SPECT, fMRI, relaxometry) and structural (MRI) neuroimaging methods, which precludes comparative statistical analyses; (e) different methods are used to analyze images (automatic vs. ROI) in different forms of investigation, and (f) metaanalyses have intrinsic limitations in estimating negative results which are not published (the file drawer problem;7). Thus, a quantitative analysis is not adequate for a review with large amplitude (with no time limit set). Finally, it is relevant to point out that although animal research is valuable to understanding anxiety disorders, the current study will focus only on research performed with humans, as the analysis of animal research is beyond the scope proposed.

Method

Searches were performed in LILACS, SciElo and Web of Science databases, using the following key words: imaging, neuroimaging, PET, spectroscopy, functional magnetic resonance, structural magnetic resonance', SPECT, MRI, DTI e tractography, individually crossed with the terms simple phobia and specific phobia. Additional articles were sought manually in references from previously selected material.

The inclusion criteria for the articles used in the current study were: complete and original articles; in English; with samples of patients whose main diagnosis was SP and who had undergone investigation using neuroimaging techniques. No time limit was established, having the last search been performed in April, 2011. The search found 115 articles, of which 38 were selected to compose the present review (Figure 1).


Results

From the 38 studies included in this review, 24 used fMRI, 11 used PET, 1 used SPECT, and 2 used MRI (cortical thickness). None of them used MRS, VBM techniques, or Graph analysis. For heuristic reasons, the articles will be grouped according to the neuroimaging techniques applied.

Structural magnetic resonance: Cortical Thickness

To the best of our knowledge, only two articles used MRI. One of the studies, while investigating cortical thickness of subjects with animal phobia and healthy volunteers, found that when compared to control, the SP group presented increased thickness in the insular bilateral cortex, bilateral pregenual anterior cingulum, bilateral posterior cingulate cortex, and left visual cortex.8

The other study investigated the existence of correlation between the degree of anxiety sensitivity and cortical thickness of the right anterior insula in patients with animal phobia and healthy individuals. The authors observed that patients presented high anxiety scores compared to controls, however, there was no difference in cortical thickness or insula volume in both groups9 (Table 1).

The reduced number of participants in the studies, the need to assess volumetric differences in structures knowingly implicated in SP, such as the hippocampus and subcortical structures, and the absence of other articles using VBM in SP make the continuation of complementary studies in the area an issue of paramount importance.

Positron emission tomography (PET)

The first studies that sought to investigate the neuroanatomic substrate of SP made use of PET. By using tracers marked with a radioactive isotope, the technique provides brain activity assessment. To date, eleven articles that made use of PET in SP were found. The first study using PET in SP did not find significant differences between patients with animal phobia and healthy volunteers.10 However, subsequent studies have shown changes in rCBF (regional cerebral blood flow) in paralimbic and sensory regions. Female patients with snake phobia11-13 and spider phobia12,14 were shown phobia-related images, neutral images, and aversive images unrelated to phobia. Significant increase was found in rCBF in the visual cortex,13,14 amygdala, thalamus, and striatum12 and reduced rCBF in the orbitofrontal cortex, temporopolar cortex, posterior cingulate cortex, and hippocampus.11,14

With the same experimental group of sixteen phobic subjects, a study tried to replicate some of the results previously described,15 and another study investigated the activity of the NK1 receptor system (neuropeptide substance P binds to the neurokinin receptor SP-NK1) of the amygdale.16 Viewing phobia-related images was correlated with increased activation of the right amygdala, cerebellum, left visual cortex, and circumscribed frontal areas. Decreased activity of prefrontal, orbitofrontal, ventromedial, somatosenssorial, and hearing cortices was observed. Additionally, during non-aversive stimulation, prefrontal activity was negatively correlated with rCBF of the amygdala. These results suggest that phobic reactions activate areas of object recognition and deactivate prefrontal areas involved in cognitive control of emotions, triggering areas like the amygdala, related to motor readiness for fight or flight.15 The second study observed that the antagonist reuptake in SP-NK1 receptors was significantly reduced in the right amygdala during phobic stimulation, suggesting a decrease in the availability of NK1 receptors, which may reflect the increased release of endogenous substance P.16

In tasks related to the imagination17 and anticipatory anxiety18 participants with small animal phobia showed increased rCBF in the anterior cingulate cortex, insular cortex, anterior temporal cortex, and somatosensory cortex17 and decreased rCBF in the primary visual cortex.18 The authors suggest the existence of a neurophysiologic correlate of avoidant anticipatory coping.

Brain activation during aversive modulation in phobics through pairing phobia-related and neutral images to an aversive noise was investigated.19 There was an increase in ACC and in the left hippocampal-amygdaloid area activation during exposure to phobia-related images associated with aversive noise. This raised the hypothesis that these two regions could be part of a neural system connected to attention and danger orientation.

Habituation to feared stimuli has also been studied.20 The referred protocol caused a decrease in anxiety measured by SUD-S and regression analyses showed that anxiety was correlated to increased activity in left amygdala, perirhinal bilateral cortex, right FG, and periaquedutal gray matter. In its turn, phobic fear seems to be associated with increased right hippocampus activity. While habituation to stimuli promoted a decrease of physiologic and subjective anxiety, administration of diazepam did not affect the rCBF of subjects with phobia.14 Table 2 provides detailed information on methodologic studies with PET included in this review.

Single photon emission tomography (SPECT)

This technique is used in the investigation of brain activity through tracers marked with a single photon emitter. SPECT has been little used in the study of SP, the only study that applied the SPECT technique to SP (Table 3) investigated whether brain changes associated with increases in anxiety states are different from those observed during a cognitive activation experiment.21 Participants underwent two tests: one in which they would hear audio with relaxing content, and another in which they would hear phobia-related audio content. Psychophysiologic and subjective measures showed substantial changes in the induction of fear. Additionally, a decrease in the radiotracer reuptake in regions of bilateral occipital cortex, right posterior temporal cortex, and right anterior cingulate cortex could be observed.

Functional magnetic resonance imaging (fMRI)

Currently, fMRI is the most widely used neuroimaging methodology in the study of SP. So far, twenty four studies were conducted in order to better understand the neurobiology of SP, five of these related to psychotherapeutic treatment of the disorder. In the study of SP, the predominance of this technique over the others can be attributed to the fact that it provides data on brain functioning pattern with high temporal solution and greater patient safety, as it does not make use of radioisotopes.

One of the first studies to use fMRI to investigate SP was conducted by Wright et al. (2003).22 At that moment, studies pointed at an increase in brain activity in sensory areas and increase or decrease in anterior and hippocampal paralimbic regions.11,13,14,17 However, studies on SP did not show amygdala hyperresponsivity against a phobic stimulus. Similarly, Wright et al. (2003)22 assessed the amygdala response to emotional faces versus neutral faces in subjects with animal phobia and in healthy individuals. Authors did not find significant differences regarding amygdala activation; however, consistently with other studies,17,23,24 they observed an increase in the response of right insular cortex in phobic individuals exposed to aversive images. This insular activation occurred after the introduction of stimuli that represented threat but were not particular to the disorder.

Contrary to these findings, several subsequent studies consistently observed changes in amygdala activation of individuals with arachnophobia exposed to phobia-related images.24-28 In general, studies have observed increase in amygdala activation,24,26-29 and in one study this response was also confirmed upon exposure of images related to the feeling of disgust.27 Additionally, increase has been confirmed in insula activation,22,24,26-28 orbitofrontal cortex and uncus,24 associative visual cortex, DLPFC, hippocampus,25 bilateral ACC,26,27 pre-frontal medial cortex, thalamus,26 thalamus pulvinar nucleus, and supplementary motor area.27 These findings suggest that the amygdala has a relevant role in fear processing, and they also suggest brain activation patterns when phobic individuals are confronted with phobia-related stimuli.

Still trying to clarify the role of the amygdala in SP, Alpers et al. (2009)30 investigated if the attribution of attention to overlap images modulates the activation of this structure. Authors observed increase in amygdala activation of subjects with phobia in response to mixed images (spider and bird), static or in movement. It is also relevant to highlight that the amygdala activation happened in a dose-response relation, which means the higher the exposure to the feared stimulus the greater the structure activation. Larson et al. (2006),31 while investigating the time of amygdala activation of individuals with fear of spiders, observed shorter starting time for the activation peak in this brain region. That means phobic individuals presented intense and short responses in the amygdala, while the control group presented weaker and sustained responses. These findings confirm the involvement of the amygdala in the processing of phobia-relevant stimuli.

Although a central role in the pathophysiology of SP has been attributed to the amygdala, some studies have investigated the relationship among other brain regions in SP. Martis et al. (2004)32 exposed phobic individuals and healthy participants to a "serial reaction time task paradigm" in order to investigate an implicit learning sequence. During the implicit learning sequence, significant differences between patients and control group concerning striatum activation were not found. The existence of different pathophysiological mechanisms when comparing SP to other disorders was suggested; in obsessive compulsive disorder (OCD), for instance, striatum activation was decreased in patients.33

Along another line of evidence, two studies described the relationship between attention and activation of brain structures in subjects with SP.34,35 Subjects with animal phobia took the "Counting Stroop" test and showed increased activation in rostral ACC specifically when exposed to a phobia-related situation. In the control group, there was increased activity in the right amygdala and posterior insula and decrease in thalamus activity. In both groups there was increased activation in ACC, dorsomedial prefrontal cortex, inferior frontal gyrus, insula and amygdala, as well as thalamus deactivation.34 It was suggested that these findings imply a circuit of dysfunction, which is linked to attention abnormalities in individuals with SP. Another study showed an increase in the activation of the amygdala, insula, ACC, and DMPFC (dorsomedial pre-frontal cortex) during the identification task, and bilateral activation in the amygdala of phobics during the "distraction task".35 Notably, in the face of phobia-related stimuli, amygdala activation was observed independently of attention resources, unlike the activation of ACC, DMPFC, and insula that were dependent on the resources of attention.35,36 This finding was reproduced in a later study,23 which investigated the defensive response mobilization. These data suggest that the activation of the amygdala in fMRI studies primarily indexes the detection of motivationally relevant stimuli, whereas the insula might be more specifically connected to defensive response mobilization.

Besides attention, memory and anticipatory anxiety in SP have also been studied.37,38 In the 2004 study, the presentation of phobia-related words was related to increased activation in prefrontal cortex, insula, and posterior cingulate cortex of subjects with phobia compared to healthy subjects. A neural network for the processing of these threatening stimuli was suggested. Confirming some of the results already described, in 2007 Straube reported an increase in activation of the dorsal ACC, insula, thalamus, and visual areas in phobic individuals during an anticipatory stimulus of phobia relevant images compared to the anticipatory stimulus of neutral pictures. This study provided evidence for the hypothesis that there is increased activation in specific brain regions during anticipatory anxiety in individuals with SP.

Assuming that SP is characterized by a deficit in the automatic regulation of emotions, fourteen subjects with spider phobia were assessed while visualizing phobia-related and aversive images; then, individuals were asked to up- and down-regulate the emotions elicited by the images. An increase was observed in the activation of the insula, as well as a decrease in activation of the ventromedial prefrontal cortex of patients, suggesting they have deficits in both automatic and effortful regulation of emotions elicited by phobic compared with aversive stimuli.39

Most studies on SP and neuroimaging concern the animal subtype;therefore, little is known about the neurocircuitry related to other subtypes of phobia. Herman et al. (2007)40 examined the effects of symptom induction in the neural activation of individuals with BII phobia. When compared to the control group, there was decreased activity in the medial prefrontal cortex and increased activation of the supplementary motor area in the BII group exposed to phobia-related images. The results might reflect reduced cognitive control of emotions in BII phobic individuals during the experience of phobic symptoms as well as during states of disgust.

Some studies have compared the neurocircuitry of healthy individuals to that of patients with animal and BII phobia subtypes. Lueken et al. (2011)41 observed greater activation of structures such as ACC, insula, and thalamus in individuals with the animal phobia subtype, unlike individuals with BII phobia that had circumscribed activation in the prefrontal and orbitofrontal cortices. Caseras et al. (2010)42 observed similar activation in brain structures, such as the occipitotemporal region and thalamus, in both groups with SP. Individuals with spider phobia showed activation of bilateral dorsal ACC, anterior insula, inferior frontal gyrus, and visual cortex; however, compared with BII phobics, there was reduced activation of the medial frontal cortex extending later to the rostral ACC and greater activation in dorsal anterior cingulus and anterior insula. When viewing images of blood-injection-injury, the BII phobics showed increased activation in the thalamus and occipitotemporoparietal cortex compared to the other two groups.

The results described suggest partially distinct neurobiological substrates between animal and BII phobic subtypes; thus, Caseras et al. (2010b)43 sought to evaluate if by the display of phobia-related images, the BII group would present different responses in the insula and ACC compared to those with spider phobia. The BII group showed higher activity of ventral prefrontal cortex compared to control, and reduced peak activity in left amygdala compared to those with spider phobia. Similarly, both groups took long time to reach the peak of activation in the right amygdala, but only the spider phobia group showed significant changes for this parameter in the left amygdala compared to control group. In contrast to previous findings, no differences were found in the insula and ACC activity in patients with BII phobia and spider phobia. Considering these and other previous results, the authors suggest that the two phobia subtypes (spider and BII) showed similar responses when exposed to phobia-related pictures; however, there are significant differences in their sustained responses to these stimuli.

As for the pharmacotherapy of the disorder, there is a limited number of studies that investigated the neuronal effect of drugs in people with SP. The effects of D-cycloserine (DCS-a partial agonist to NMDA receptors) were assessed in patients with spider phobia.44 The authors found that patients with phobia who received DCS showed increased activation of the PFC, dorsal ACC, and insula during exposure to phobia-related images. Still, the placebo group showed a positive correlation between lateral PFC and amygdala activation. Results suggest that during the initial phobic symptom inducement, DCS increases activation in regions involved in cognitive control and interoceptive integration.

Some studies have used fMRI in order to investigate the main effects of psychotherapy on SP. Spider phobia patients underwent fMRI before and after four45 and two psychotherapy (CBT -Cognitive Behavioral Therapy) sessions.28 Upon exposure to phobia-related images in the first examination, there was increased activity in the parahippocampal gyrus, associative visual cortex, and right dorsolateral prefrontal cortex of subjects with phobia45 and increased amygdala activity compared to controls.28 After CBT phobic subjects showed decreased symptoms and increased activity in areas, such as associative visual cortex, superior parietal lobule, bilateral inferior frontal gyrus, absence of parahippocampal gyrus, and right dorsolateral prefrontal cortex activation.45 Additionally, there is a decrease in amygdala, insula, and ACC hyperactivity.28 These findings suggest that the CBT psychotherapeutic treatment has the potential to modify the dysfunctional neural circuitry associated with SP.

Other studies related to psychotherapy and SP were performed in which participants were divided into controls, subjects with arachnophobia on the waiting list, and individuals with spider phobia who underwent CBT - psychotherapy.29,46 Upon exposure to neutral, disgust, fear and phobia-related images, brain activation in the first fMRI session did not differ between the two groups with phobia in which there was increased activation in the insula, ACC29,46 parahippocampal gyrus, amygdala, and lateral orbitofrontal cortex29 compared to control group. In the second fMRI scan, after one and two psychotherapy sessions,29 there was decreased activity of the insula,29,46 amygdala,29,46 and ACC46 and increased activation in the medial orbitofrontal cortex29 in the group that underwent psychotherapy compared to waiting list group. The authors concluded that successful treatment of SP is primarily accompanied by functional changes of the medial OFC (orbitofrontal cortex), a key brain region for the self regulation of emotions and the relearning of stimulus reinforcement associations. Straube claims that reducing the activity of the insula and ACC may reflect the attenuation of the phobic response after treatment.

In an attempt to prove the efficacy of CBT after six months of treatment, Schienle et al. (2009)47 once again exposed ten participants from their previous study29 to the same sequence of photos and performed fMRI scans. It was observed that the psychotherapy group showed a decrease of clinical symptoms. Moreover, when comparing results of the first and second fMRI sessions, there is increased activity of the medial orbitofrontal cortex, and decreased activity in the insula and lateralorbitofrontal cortex. The authors highlighted that the results of the medial OFC would be related to the neural basis of the lasting positive outcome of CBT.

Consistent evidence resulting from the change of brain functioning in SP has been observed by fMRI studies with predominance of limbic structures, especially the amygdala, insula, and ACC. It is likely that the correlation between the findings is largely due to the experimental procedures used in examining the emotional processing in SP, despite having different goals and specific methodology.

Discussion

Neuroimaging may be considered an important technique to help understand the anatomical, functional and metabolic neurocircuitry underlying the pathophysiology of SP. Most of the studies analyzed in this review used functional neuroimaging techniques to assess brain response against exposure to phobia-related images, and results consistently point to activation mainly in the amygdala, ACC, and insular cortex (Figure 2). Despite the high prevalence of SP in the general population,2 only two MRI studies on the disorder were found: cortical thickness8 and SPECT.21 Also, in contrast to the numerous studies of other anxiety disorders, such as obsessive compulsive disorder (OCD) and post traumatic stress disorder (PTSD), no studies on SP have been performed with techniques such as MRI/VBM, MRS, and graph analysis.48


Contrary to panic disorder or OCD, there is still no definitive model for the neuroanatomical substrate of SP. One possibility is that they are learned, characterized by fear conditioned to a stimulus or situation. Moreover, the phobias may be due to dysregulation of systems that are specific for the detection of stimuli or threatening situations.49

Experimental evidence indicates the existence of specific neural circuits that modulate emotional behavior, which responds according to the nature of the stimulus to which the individual is exposed. The Brain Aversive System (BAS), represented by the medial hypothalamus, the dorsal periaqueductal gray matter; and the amygdala, would be associated with the emission of unconditioned responses (innate and not learned); for example, elevated blood pressure, increased heart rate and breathing, piloerection, urination, defecation, and exophthalmos.50,51 There are hints that anatomic and functional abnormalities connected to the Behavioral Inhibition System (BIS) could cause abnormal defense reactions, such as panic attacks and phobic symptoms development.52 It is believed that the organization of conditioned responses is carried out by the BIS, represented by the septohippocampal system, the median raphe nucleus, and ventral periaqueductal gray matter.53 It is known that the amygdala is involved in the activation of both BAS and BIS, acting as the primary interface between both.54,55

The amygdala seems to play a key role in the neurobiology of anxiety disorders in general and particularly in SP. The first neuroimaging studies on SP explored patterns of brain activity in phobic symptoms caused by visual stimuli,11,13,14,56 tactile stimuli,10,17 or auditory cues.21 The initial hypothesis was that the amygdala, with its role in surveillance and negative affection, would show increased activity during fear inducement.10,13,17 In fact, several studies have demonstrated greater activation of this structure in patients with SP.20,23-25,27-29,34,35,44 However, some studies failed to show this increased activity of the amygdale.12,18,22,31,37,40,45,57 It is possible that these negative results are due to methodological differences between studies, such as time of exposure to the phobia-related stimulus and the cognitive/emotional nature of the task applied.24

Other structures that showed hyperactivity in phobic individuals exposed to phobia-related stimuli were the anterior insula, hippocampus, dorsal and rostral ACC, and somatosensory and occipitoparietal cortex.6,24,25,27,29,35,46 In particular, the ACC (anterior cingulate córtex) has numerous subdivisions that perform cognitive, emotional, motor, nociceptive, and visual-spatial functions58 and is connected to the amygdala, periaqueductal gray matter, accumbens nucleus, hypothalamus, anterior insula, hippocampus, and orbitofrontal cortex.59 The dorsal ACC is mainly involved in assessing information of emotional and motivational nature, besides the regulation of emotional responses.60 Studies show that lesions in this structure have produced various symptoms, including apathy, inattention, dysregulation of autonomic functions, and emotional instability. In individuals with animal phobia, activation of the ACC has been consistently observed when subjects were shown a phobia-related picture.6,24,37

The medial prefrontal cortex (MPFC) is understood as having specific roles in risk assessment and cognitive processing during defensive reactions.61 Thus, it is likely that the abnormal activity in the MPFC might be relevant in anxiety disorders, including SP.62 Some studies showed decreased responses in areas of the medial prefrontal cortex (MPFC)29,36,40,56,63 in people with SP who were shown phobia-related pictures, which was associated with reduced cognitive control of aversive emotions in these patients.

The increased activation in the anterior insula observed in SP studies17,24 is consistent with the role attributed to the structure, which may be related to the representation of internal bodily states.64 The insular cortex exerts control over visceral and autonomic functions via connection to brain stem, diencephalon and amygdale.65 In addition, it has an important role in the mediation among the sensory input, autonomic systems and brain regions involved in higher-order processing.22

It is important to emphasize that results related to the activation of paralimbic and limbic structures as the amygdala, hippocampus, insula and medial prefrontal cortex are not exclusive to SP. Similar observations were confirmed in PTSD,66,67 OCD,68,69 social phobia,70 and panic disorder (PD).71 Together, these results suggest that the increased activity of limbic structures is associated with fear and anxiety, which are present in SP but are not specific to the disorder.

The few studies investigating the neural substrate of drug treatment in SP were inconclusive or contradictory. Traditional drugs such as benzodiazepines have been investigated, but there was no change in levels of subjective fear and physiological studies on patients with SP.14 However, after confirming that D-cycloserine (partial agonist of NMDA neuronal receptors) caused activation in structures such as prefrontal DCS, dorsal ACC, and insula of phobic individuals,44 it was suggested that this substance might contribute to a possible clinical improvement of patients and as a possible therapeutic option.

As for the psychotherapeutic treatment of the disorder, it is known that behavioral therapy with in vivo exposure is currently the most effective method of intervention.72 Patients are advised to approach the feared stimulus in a gradual manner until the anxiety experienced decreases substantially. The immediate, positive, and long-term effects of CBT are documented,73-78 and it was reported that benefits from immediate treatment were maintained or even improved over a 12 months follow-up period.29

It is relevant to mention the methodological characteristics of the studies described in this review, because methodological differences hamper the comparability and generalization of the results. For example, most samples were small (typically N < 20), composed of young adults with low rates of comorbidity, which reinforces the importance of assessing the consistency of results found. Similarly, methodological limitations of previous studies included the absence of control groups, no sample matching procedures (prevalence of women), the absence of data on laterality, and software and MRI equipment differences (Tables 1-4). Although authors claim that these peculiarities do not affect the results, the generalization and reproducibility of findings may be impaired.

             

Conclusion

The different techniques used in neuroimaging studies showed consistent results regarding the role of the amygdala, insula, cingulate cortex, prefrontal and orbitofrontal cortices, thus, reinforcing the hypothesis that there is a specific brain circuit, consisting of cortical and limbic areas, that is involved in the disorder due to a dysfunction. Differences in the role of certain brain regions in patients with different phobia subtypes were found; however, further investigation is required. Regarding the treatment of the disorder, psychotherapy (CBT) has proven more efficient, contributing positively to the reduction of activation in regions that were previously hyperactive. Still, it is of critical importance that further studies should be conducted in order to expand and consolidate literature findings.

Regarding methodological aspects, continuous advances have been made in the use of functional imaging techniques, with more homogeneous samples, with the combination of cognitive and behavioral tests and, more recently, pursuing the association of neuroimaging and psychotherapeutic treatment. Furthermore, fMRI can raise hypotheses regarding functional mechanisms, which, in the future, may lead to new insights for the diagnosis and treatment of SP.

Yet, despite research advances in this area, only one study used SPECT, only two studies have investigated cortical thickness in brains of individuals with SP and no study has investigated possible metabolite changes through MRS, or structure changes by graph analysis, or volume changes through VBM. Therefore, it is of fundamental importance to carry out further complementary and longitudinal studies with larger and more homogeneous samples, and with the use of the same sample in different neuroimaging techniques in order to contribute to a better understanding of the underlying pathogenesis of SP.

Received on August 03, 2011; accepted on October 12, 2011

The authors have no conflict of interest related to the topic of this article. The funding agency had no further role in study design; and in the decision to submit the paper for publication.

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  • Corresponding author:

    Ila M. P. Linares
    Hospital das Clínicas
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  • Publication Dates

    • Publication in this collection
      18 June 2012
    • Date of issue
      Mar 2012

    History

    • Received
      03 Aug 2011
    • Accepted
      12 Oct 2011
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