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Brazilian Journal of Psychiatry

versão impressa ISSN 1516-4446versão On-line ISSN 1809-452X

Braz. J. Psychiatry, ahead of print  Epub 23-Out-2020

https://doi.org/10.1590/1516-4446-2020-1169 

SPECIAL ARTICLE

Appraising the effectiveness of electrical and magnetic brain stimulation techniques in acute major depressive episodes: an umbrella review of meta-analyses of randomized controlled trials

Laís B. Razza1 
http://orcid.org/0000-0002-0071-0921

Leonardo Afonso dos Santos1 

Lucas Borrione1 
http://orcid.org/0000-0002-7367-2882

Helena Bellini1  2 
http://orcid.org/0000-0002-0999-7578

Luis C. Branco3 
http://orcid.org/0000-0002-6566-2377

Eric Cretaz4 

Dante Duarte3  5 

Ygor Ferrão6 

Ricardo Galhardoni7  8 

João Quevedo9  10  11  12 
http://orcid.org/0000-0003-3114-6611

Marcel Simis13 

Felipe Fregni14 

Christoph U. Correll15  16  17 

Frank Padberg18 

Alisson Trevizol19  20 

Zafiris J. Daskalakis20  21 

Andre F. Carvalho20  21 

Marco Solmi22 
http://orcid.org/0000-0003-4877-7233

André R. Brunoni1  23  24  25 
http://orcid.org/0000-0002-6310-3571

1Serviço Interdisciplinar de Neuromodulação, Laboratório de Neurociências (LIM27), Departamento e Instituto de Psiquiatria, Hospital das Clínicas da Faculdade de Medicina da Universidade de São Paulo (HCFMUSP), São Paulo, SP, Brazil

2Laboratório de Neuroimagem em Psiquiatria (LIM21), Departamento e Instituto de Psiquiatria, HCFMUSP, São Paulo, SP, Brazil

3Neuromodulation and Clinical Research Center, Spaulding Rehabilitation Hospital, Harvard Medical School, Boston, MA, USA

4Serviço de Eletroconvulsoterapia, Departamento e Instituto de Psiquiatria, HCFMUSP, São Paulo, SP, Brazil

5Department of Psychiatry and Behavioural Neurosciences, McMaster University, Hamilton, ON, Canada

6Departamento de Clínica Médica, Universidade Federal de Ciências da Saúde de Porto Alegre (UFCSPA), Porto Alegre, RS, Brazil

7Faculdade de Medicina, Universidade Cidade de São Paulo (UNICID), São Paulo, SP, Brazil

8Centro de Dor (LIM-62), Departamento de Neurologia, HCFMUSP, São Paulo, SP, Brazil

9Translational Psychiatry Program, Faillace Department of Psychiatry and Behavioral Sciences, McGovern Medical School, The University of Texas Health Science Center at Houston (UTHealth), Houston, TX, USA

10Center of Excellence on Mood Disorders, Faillace Department of Psychiatry and Behavioral Sciences, UTHealth, McGovern Medical School, Houston, TX, USA

11Neuroscience Graduate Program, The University of Texas, MD Anderson Cancer Center, UTHealth Graduate School of Biomedical Sciences, Houston, TX, USA

12Laboratório de Psiquiatria Translacional, Programa de Pós-Graduação em Ciências da Saúde, Universidade do Extremo Sul Catarinense (UNESC), Criciúma, SC, Brazil

13Instituto de Medicina Física e Reabilitação, HCFMUSP, São Paulo, SP, Brazil

14Laboratory of Neuromodulation & Center for Clinical Research Learning, Department of Physical Medicine and Rehabilitation, Spaulding Rehabilitation Hospital, Harvard Medical School, Boston, MA, USA

15Department of Psychiatry, The Zucker Hillside Hospital, Northwell Health, Glen Oaks, NY, USA

16Department of Psychiatry and Molecular Medicine, Donald and Barbara Zucker School of Medicine at Hofstra/Northwell, Hempstead, NY, USA

17Department of Child and Adolescent Psychiatry, Charité Universitätsmedizin Berlin, Berlin, Germany

18Department of Psychiatry and Psychotherapy, Ludwig Maximilian University Munich, Munich, Germany

19Temerty Centre for Therapeutic Brain Intervention, Centre for Addiction and Mental Health, Toronto, ON, Canada

20Department of Psychiatry, University of Toronto, Toronto, ON, Canada

21Centre for Addiction and Mental Health (CAMH), Toronto, ON, Canada

22Dipartimento di Neuroscienze, Università Degli Studi Di Padova, Padova, Italy

23HCFMUSP, São Paulo, SP, Brazil

24Laboratório de Neurociências (LIM27), Departamento e Instituto de Psiquiatria, HCFMUSP, São Paulo, SP, Brazil

25Instituto Nacional de Biomarcadores em Neuropsiquiatria (INBioN), Departamento e Instituto de Psiquiatria, HCFMUSP, São Paulo, SP, Brazil


ABSTRACT

Electrical and magnetic brain stimulation techniques present distinct mechanisms and efficacy in the acute treatment of depression. This was an umbrella review of meta-analyses of randomized controlled trials of brain stimulation techniques for managing acute major depressive episodes. A systematic review was performed in the PubMed/MEDLINE databases from inception until March 2020. We included the English language meta-analysis with the most randomized controlled trials on the effects of any brain stimulation technique vs. control in adults with an acute depressive episode. Continuous and dichotomous outcomes were assessed. A Measurement Tool to Assess Systematic Reviews-2 was applied and the credibility of evidence was assessed using the Grading of Recommendations Assessment, Development and Evaluation framework. Seven meta-analyses were included (5,615 patients), providing evidence for different modalities of brain stimulation techniques. Three meta-analyses were evaluated as having high methodological quality, three as moderate, and one as low. The highest quality of evidence was found for high frequency-repetitive transcranial magnetic stimulation (rTMS), transcranial direct current stimulation, and bilateral rTMS. There is strong clinical research evidence to guide future clinical use of some techniques. Our results confirm the heterogeneity of the effects across these techniques, indicating that different mechanisms of action lead to different efficacy profiles.

Key words: Brain stimulation; umbrella review; depression; quality of evidence; GRADEpro

Introduction

Depression is one of the most important global health problems, affecting at least 264 million people worldwide, and ranking third in years lived with disability.1 Current psychiatric guidelines for the treatment of depression recommend antidepressants and cognitive-behavioral therapy as first-line interventions.2,3 However, pharmacotherapies are associated with modest remission rates and discontinuation due to side effects,4 while psychotherapy has a modest effect size and is not readily available for the majority of the world’s population.5

Brain stimulation techniques are non-pharmacological and non-psychotherapeutic interventions that could fill the gaps in mainstream treatments.6,7 These techniques consist of applying electrical current or magnetic fields to modulate neural networks and affect neural plasticity in order to restore or enhance brain function.

Brain stimulation techniques are commonly divided into two main classifications: invasive and non-invasive brain stimulation (NIBS). Invasive techniques such as deep brain stimulation (DBS) and vagus nerve stimulation (VNS) require sedation and surgical procedures.8 However, NIBS techniques use non-implantable devices, do not require sedation or anesthesia, and are applied with intermittent protocols. Hence, the most common form of NIBS is transcranial electric stimulation, whose most widespread variants are transcranial direct current stimulation (tDCS),9 and repetitive transcranial magnetic stimulation (rTMS). rTMS is commonly performed as high frequency-rTMS (HF-rTMS) over the left dorsolateral prefrontal cortex (DLPFC) or low frequency-rTMS (LF-rTMS) over the right DLPFC. Both procedures can be applied in the same session, and this procedure is described as bilateral rTMS (BL-rTMS).10 More recently, other forms of rTMS have been investigated, such as theta-burst stimulation (TBS),11 which can be applied intermittently (iTBS) or continuously (cTBS), and both can be applied either unilaterally or bilaterally (BL-TBS); deep TMS (dTMS), which may stimulate deeper (sub)cortical structures; synchronized TMS (sTMS), which uses a low-field magnetic stimulation synchronized to an individual’s alpha frequency12; accelerated TMS (aTMS), consisting of multiple sessions in the same day13; and priming TMS, employed to “prime” the brain with excitatory (i.e., HF-rTMS) stimulation over the right DLPFC to enhance the effects of inhibitory (i.e., LF-rTMS) stimulation over the same region, according to the principle of homeostatic neuroplasticity. Finally, convulsive interventions are neurostimulation techniques that require the use of anesthesia/sedation during their procedure; these include electroconvulsive therapy (ECT) and magnetic seizure therapy (Table 1).

Table 1 Summary of the brain stimulation techniques 

Intervention Principle of action Sedation
tDCS Low electric current (1-2 mA) applied through two rubber electrodes placed on the scalp.
The current passes through the skin, tissue, and skull to reach the brain and is capable of modulating cortical excitability and brain networks.
Not necessary
rTMS Technique that delivers electrical stimuli through the scalp using a coil. When in contact with conductive tissues (such as the brain), the magnetic field that passes through the coil induces a secondary electric field that can generate action potentials and induce plasticity. Not necessary
DBS An electrode is stereotactically implanted in a pre-established target in the brain. The electrode is connected to a pacemaker-like device, which is implanted subcutaneously on the chest wall.
When turned on, the electrode delivers high frequency electrical stimulation.
Necessary
ECT Electrodes placed on the scalp generate a high frequency electrical current that can induce a seizure with therapeutic properties. Necessary

DBS = deep brain stimulation; ECT = electroconvulsive therapy; rTMS = repetitive transcranial magnetic stimulation; tDCS = transcranial direct current stimulation.

The clinical rationale for neurostimulation techniques in major depressive disorder is that they modulate neuronal circuits and networks, which can undergo potentially reversible alterations in function. For more than two decades, the DLPFC has been the main cortical target for NIBS in depression.14-17 This brain area is a key hub of the frontoparietal network, which has been implicated in the regulation of a multitude of processes, such as decision-making, working memory, and attention, and has been found to be hypoactive in depression.18 Hypoactivity of the frontoparietal network is associated with hyperactivity of the default mode network, which may promote depressive behaviors and cognitions such as negative bias, self-referential processing, and rumination.19 By stimulating the DLPFC, neuromodulation techniques can increase frontoparietal network activity and/or a concomitant down-regulation of default mode network activity, which could contribute to improvement in depressive symptoms.20

Meanwhile, invasive techniques like DBS can modulate cortical regions, mainly by inhibiting hyperactivity in limbic‐cortical connections, which are implicated in the etiology of major depression,21 while VNS stimulates vagal afferent fibers in the neck, modulating the neurocircuits involved in depression through a “bottom-up” approach.22 Convulsive therapies are based on the principle of inducing a generalized seizure with therapeutic properties.23

Brain stimulation techniques not only have specific neurophysiological actions, but present distinct efficacy profiles for the acute treatment of depression.24 Therefore, the aim of this study was to summarize evidence on the therapeutic efficacy of brain stimulation techniques to treat depression through an umbrella review. An umbrella review systematically evaluates the information from multiple meta-analyses of a particular topic and can provide a high-level overview. Although previous guidelines25,26 have already addressed evidence on the efficacy of multiple brain stimulation techniques, none have used the Grading of Recommendations Assessment, Development and Evaluation (GRADE) framework27 and an umbrella review method. GRADE is a well-structured online program that offers organized and systematic steps for developing and presenting evidence and recommendations.

Methods

In June 2019, the Brazilian Association of Psychiatry and the Brazilian Journal of Psychiatry convened a group of national specialists in the field of neuromodulation to produce evidence-based guidelines on brain stimulation techniques for treating depression.

Search strategy

We performed a systematic review based on an electronic database search according to PRISMA28 and Cochrane Group29 guidelines. The study was registered in PROSPERO, the international prospective register of systematic reviews (reference CRD 42019143090).

Two independent authors (LBR and LAS) searched for systematic reviews and meta-analyses in the PubMed/MEDLINE databases from inception until March 2020 (the specific search terms can be found in Appendix 1, available as online-only supplementary material). The same investigators screened the titles/abstracts of the retrieved references for eligibility and examined the full-text of potentially eligible studies. Any disagreements were discussed with the co-authors and resolved through consensus.

Eligibility criteria

We included meta-analyses of pairwise, network, or individual patient data with the largest number of randomized controlled trials (RCTs) for each technique. Only meta-analyses in English that evaluated the effects of any brain stimulation technique vs. sham for the treatment of depression were considered. We included studies enrolling adult patients (≥ 18 years old) with an acute depressive episode that was associated with a diagnosis of major depressive disorder. Meta-analyses evaluating bipolar disorder were also included when this sample was less than 10% of the overall sample and it otherwise consisted of patients diagnosed with unipolar depression.

We included meta-analyses evaluating the effects of any invasive, NIBS, or convulsive therapies and sham techniques of each intervention for the treatment of depression. The NIBS techniques were: transcranial electric stimulation (tDCS, transcranial pulsed current stimulation [tPCS], transcranial random noise stimulation [tRNS], auricular/transcutaneous VNS [atVNS/tVNS] and transcranial alternating current stimulation [tACS] and transcranial magnetic stimulation [TMS – BL-rTMS, LF-rTMS, HF-rTMS, BL-TBS, cTBS, iTBS, dTMS, aTMS, sTMS, and priming TMS]). The convulsive therapies were magnetic seizure therapy and ECT. Finally, the invasive brain stimulation techniques were DBS and VNS. Only direct comparisons between the active and sham techniques were included.

We included only the meta-analyses (pairwise, network, or individual patient data) that evaluated two or more RCTs per technique, and only randomized, double-blind trials or those that presented the results in a separate analysis and reported categorical (response and/or remission rates) and/or continuous (improvement in pre- and post-test depression scores) outcomes.

The exclusion criteria were other types of study designs, studies with duplicate data, and those written in languages other than English. We also excluded the less recent meta-analyses when two or more meta-analyses assessed the same number of RCTs.

Data extraction

The extracted data were input into the GRADE system.27 GRADE is available online at http://www.gradepro.org. The extracted variables were: 1) number of participants (active and control groups); 2) number of responders; 3) number of remitters; 4) relative (odds ratio [OR], risk ratio, or hazard ratio) or absolute effects.

Four authors were involved in the data extraction process (LBR, LAS, LB, and ARB) and two (LBR and LAS) checked the extracted data independently. Data that could not be determined from the original publications were requested from the corresponding authors via e-mail.

Quality assessment

We assessed the quality of the studies using A Measurement Tool to Assess Systematic Reviews (AMSTAR)-2. Validated for this purpose,30 AMSTAR-2 uses a checklist of 16 domains to evaluate systematic reviews of RCTs. The checklist can rate the overall quality of meta-analyses, categorizing them as high (no weaknesses or one non-critical weakness), moderate (more than one non-critical weakness), low (one critical flaw with or without non-critical weaknesses), and critically low (more than one critical flaw with or without non-critical weaknesses). AMSTAR-2 is available online at http://www.amstar.ca.

Data analysis

We adopted the GRADE evidence profile and Summary of Findings tables31 to evaluate the overall quality of evidence of each brain stimulation technique. We separately rated the quality of evidence for dichotomous (response and remission) and/or continuous (improvement in depression scales) outcomes for any direct comparison between interventions across the included studies. We created an independent Summary of Findings table per technique.

The studies’ certainty assessment (study design, risk of bias, inconsistency, indirectness of evidence, and imprecision) rated the risk of individual features as either not serious, serious, or very serious, and provided Summary of Findings table information (number of patients for intervention and control groups, and the relative and absolute effects). Based on Summary of Findings table information, the level of evidence by outcome was automatically determined through certainty assessment, being graded as high (further research is very unlikely to change confidence in the estimate of effect), moderate (further research is likely to have an important impact on confidence in the estimate of effect and may change the estimate), low (further research is very likely to have an important impact on confidence in the estimate of effect and is likely to change the estimate), or very low (any estimate of effect is very uncertain).32

Moreover, per GRADE’s recommendation, we evaluated the magnitude of an effect as none, large, or very large. Large and very large effects are respectively defined as a relative risk > 2 or < 0.5 and relative risk > 5 or < 0.2 if no plausible confounder was identified. The level of evidence can be increased if the effects are large or very large. Here, we considered that not only should the effect size have been large, but that the confidence interval should have been narrow to increase the level of evidence.

Results

Out of 2,565 references identified, 2,558 were excluded for diverse reasons (Figure 1). A total of seven meta-analyses (two network and five pairwise meta-analyses)10,24,33-37 met our inclusion criteria, providing information on 12 direct comparisons between active brain stimulation techniques and their respective sham counterparts in a total of 5,615 patients (Table 2). The quality of evidence of active vs. sham interventions was evaluated through the GRADEpro system (see Appendix 2, available as online-only supplementary material, for further information). The AMSTAR-2 scores for high-, moderate-, and low-quality meta-analyses were 42.9, 42.9, and 14.2%, respectively. No meta-analysis was considered to have critically low methodological quality (Appendix 3, available as online-only supplementary material).

Figure 1 Flowchart of the included meta-analyses. MA = meta-analysis; RCTs = randomized controlled trials; SR = systematic-review. 

Table 2 Characteristics of the included meta-analyses 

Study Intervention RCTs Total sample (A/S) Age (years) Women (%) Effect size (95%CI) Response OR (95%CI) Remission OR (95%CI)
Razza37 tDCS 23 1,092 (591/501) 44.4 60.4 0.46 (0.22-0.70) 2.28 (1.52-3.42) 2.12 (1.42-3.16)
Berlim33 LF-rTMS 8 263 (131/132) 49.4 65.6 N/A 3.35 (1.34-8.02) 4.76 (2.13-10.64)
Brunoni10 BL-rTMS 11 484 (269/215) N/I N/I N/A 3.96 (2.37-6.60) 4.22 (1.96-9.05)
Mutz24 HF-rTMS 40 2,476 (1,238/1,238) N/I N/I 0.54 (0.33-0.76) 3.17 (2.29-4.37) 2.67 (1.79-4.00)
iTBS 3 89 (42/47) N/I N/I 0.41 (0.35-1.17) 3.20 (1.45-7.08) 3.3 (1.38-7.90)
BL-TBS 2 67 (35/32) 45.1 61.2 N/A 4.44 (1.47-13.41) N/A
dTMS 2 262 (126/136) 44.3 51.9 0.36 (-0.5-1.22) 1.87 (0.78-4.49) 2.21 (0.95-5.18)
sTMS 2 166 (89/77) 45.3 N/A 0.57 (0.29-1.43) 2.09 (0.76-5.77) 1.59 (0.52-4.81)
LF-rTMS (lDLPFC) 4 58 (29/29) N/I N/I 0.03 (-0.76-0.81) 1.10 (0.21-5.87) 1.02 (0.17-6.04)
Kisely34 DBS 2 62 (30/32) N/A N/A 0.46 (-1.78-0.87) 4.85 (0.52-45.32) N/A
Sonmez36 aTMS 3 178 (89/89) 46.6 N/A 0.39 (0.005-0.78) 3.13 (0.98-9.98) N/A
UK ECT Group35 ECT 6 256 (140/116) N/A N/A 0.908 (0.54-1.27) N/A N/A

95%CI = 95% confidence interval; A/S = active/sham; aTMS = accelerated transcranial magnetic stimulation; BL-rTMS = bilateral repetitive TMS; BL-TBS = bilateral theta-burst stimulation; DBS = deep brain stimulation; dTMS = deep TMS; ECT = electroconvulsive therapy; HF-rTMS = high frequency-repetitive TMS; iTBS = intermittent TBS; lDLPFC = left dorsolateral prefrontal cortex; LF-rTMS = low frequency-repetitive TMS; N/A = not applicable; N/I = not informed; OR = odds-ratio; RCTs = randomized-controlled trials; sTMS = synchronized TMS; tDCS = transcranial direct current stimulation.

Since our search failed to retrieve eligible meta-analyses on tPCS, tRNS, atVNS, tVNS, tACS, cTBS, magnetic seizure therapy, and VNS for depression treatment, no conclusions have been drawn.

Evidence grading: transcranial electric stimulation

tDCS

The included meta-analysis37 explored continuous (depression improvement) and dichotomous (response and remission) effects, showing that active tDCS was superior to the comparison groups across examined outcomes per random-effect (k = 25, g = 0.46, 95% confidence interval [95%CI] 0.22-0.7) and OR calculation for response and remission (k = 18, OR = 2.28, 95%CI 1.52-3.42, and k = 18, OR = 2.12, 95%CI 1.42-3.16, respectively). According to AMSTAR-2, the overall methodological quality of this meta-analysis was high. Based on these results, and since the meta-analysis presented no serious risks in the certainty assessment, the intervention was graded as having high certainty of evidence for the three evaluated outcomes (Table 3).

Table 3 Quality of evidence for response, remission, and continuous outcomes 

Interventions Response Remission Continuous
tDCS High High High
HF-rTMS (lDLPFC) High High High
BL-rTMS High High -
LF-rTMS (rDLPFC) Moderate Moderate -
aTMS Low - Moderate
ECT - - Moderate
dTMS Low Low Low
iTBS Low Low Low
LF-rTMS (lDLPFC) Low Low Low
sTMS Low Low Low
DBS Low - Low
BL-TBS Low - -

aTMS = accelerated transcranial magnetic stimulation; BL-rTMS = bilateral-repetitive TMS; BL-TBS = bilateral theta-burst stimulation; DBS = deep brain stimulation; dTMS = deep TMS; ECT = electroconvulsive therapy; HF-rTMS = high frequency-repetitive TMS; iTBS = intermittent TBS; lDLPFC = left dorsolateral prefrontal cortex; LF-rTMS = low frequency-rTMS; rDLPFC = right DLPFC; sTBS = synchronized TBS; tDCS = transcranial direct current stimulation.

Evidence grading: TMS

HF-rTMS to the left DLPFC vs. sham

The included meta-analysis24 on HF-rTMS to the left DLPFC assessed 40, 31, and 37 RCTs investigating response, remission, and continuous outcomes, respectively. According to AMSTAR-2, the overall methodological quality of the study was moderate. The pooled rate ratios for response and remission were 3.17 (95%CI 2.29-4.37) and 2.67 (95%CI 1.79-4.00), respectively, favoring active HF-rTMS. The standardized mean difference (SMD) was 0.54 (95%CI 0.33-0.76), which also favored the real intervention. The technique was graded as high certainty of evidence compared to sham for the three outcomes (Table 3), mainly due to the large effect favoring active intervention.

LF-rTMS to the right DLPFC vs. sham

The meta-analysis evaluating LF-rTMS to the right DLPFC included eight RCTs in the analyses.33 All eight RCTs assessed response and six evaluated remission, showing low overall methodological quality according to the AMSTAR-2. The intervention group had a 3.35 (95%CI 1.34-8.02) times greater odds of response than the sham group, as well as a 4.76 (95%CI 2.13-10.64) times greater odds of remission than sham. Although two outcomes showed high effects, we did not grade response and remission rates as “very large” due to the width of the CI. The study was graded as moderate quality of evidence for response and remission (Table 3).

BL-rTMS vs. sham

The meta-analysis evaluating BL-rTMS vs. sham included 11 RCTs.10 All 11 RCTs reported response rates and eight reported remission rates. The AMSTAR-2 score indicated high overall methodological quality.

The pooled rate ratios for remission and response rates were 4.22 (95%CI 1.96-9.05) and 3.96 (95%CI 2.37-6.60), favoring BL-rTMS for both outcomes. The certainty of evidence for the remission outcome was downgraded due to the large CI width. Therefore, the remission rate was graded as moderate quality, while the response rate was graded as high quality (Table 3).

Intermittent TBS vs. sham

The meta-analysis included in our study evaluated three RCTs using iTBS.24 The three RCTs evaluated response, while two evaluated remission and continuous outcome. The meta-analysis showed moderate overall methodological quality.

The iTBS protocol showed significant antidepressant efficacy for response (k = 3, OR = 3.20, 95%CI 1.45-7.08) and remission (k = 02, OR = 3.30, 95%CI 1.38-7.90). The effect of the continuous outcome was SMD = 0.41 (95%CI 0.35-1.17). The intervention was graded as low certainty of evidence (Table 3) due to the small sample size and the large CI width for response and remission rates, as well as the small magnitude for the continuous outcome.

BL-TBS vs. sham

The meta-analysis comparing bilateral TBS vs. sham stimulation evaluated response, remission, and continuous outcome in its analyses; however, only the response rate was reported in more than one RCT.24 The AMSTAR-2 score indicated moderate overall methodological quality.

The response rate was k = 2, OR = 4.44, 95%CI 1.47-13.41, showing superior efficacy than to the sham intervention (Table 3). Although the effect of the active intervention was superior to sham, the quality of evidence was graded as low due to the small sample size and the large CI width.

dTMS vs. sham

The selected meta-analysis included two RCTs that, according to the AMSTAR-2 results, presented moderate overall methodological quality. Both RCTs assessed continuous and dichotomous outcomes.24 Compared to the sham intervention, dTMS resulted in no significant improvements in response or remission rates (k = 2, OR = 1.87, 95%CI 0.78-4.49 and k = 2, OR = 2.21, 95%CI 0.95-5.18, respectively). The continuous outcome was k = 2, SMD = -0.36, 95%CI -1.22-0.50, showing no efficacy for the active intervention. Although the effect of dTMS on depression was significant for the continuous outcome, the quality of evidence for the three outcomes was graded as low due to the small sample sizes (Table 3).

sTMS vs. sham

The included meta-analysis evaluated results from two RCTs.24 The meta-analysis had moderate methodological quality according to AMSTAR-2. None of the three outcomes (response, remission, or continuous effects) presented significant results compared to the sham intervention (k = 2, OR = 2.09, 95%CI 0.76-5.77, k = 2, OR = 1.59, 95%CI 0.52-4.81, and k = 2, SMD = -0.57, 95%CI -1.43-0.29, respectively).

The intervention was graded as having low quality of evidence for each of the three outcomes (Table 3).

aTMS vs. sham

The meta-analysis evaluating the effects of aTMS for depression treatment included three RCTs. Only response and continuous effects were evaluated.36 AMSTAR-2 revealed an overall high methodological quality. The response rate to active aTMS was not significantly different than sham aTMS. The OR of response was 3.13 compared to sham (k = 3, 95%CI 0.98-9.97). A small effect size was found for continuous outcome (k = 3, g = 0.39, 95%CI 0.005-0.28). Due to the small sample size and the large CI width for response rate, the quality of evidence for this outcome was graded as low, while the continuous outcome was considered as having moderate certainty of evidence (Table 3).

LF-rTMS to the left DLPFC vs. sham

Few RCTs have also evaluated the effects of LF-rTMS applied to the left DLPFC. Four studies were evaluated in the included meta-analysis,24 which presented moderate overall methodological quality according to AMSTAR-2 scores. All four RCTs reported remission and response outcomes, and only three reported a continuous outcome.

LF-rTMS to the left DLPFC was not associated with significant improvement in response and remission rates (k = 4, OR = 1.10, 95%CI 0.21-5.87, and k = 4, OR = 1.02, 95%CI 0.17-6.02, respectively). Furthermore, no evidence of efficacy was found for the continuous outcome (k = 2, SMD = 0.03, 95%CI -0.76-0.81).

This protocol was evaluated as having low certainty of evidence for all evaluated outcomes (Table 3).

Evidence grading: convulsive therapies

ECT vs. sham

The meta-analysis evaluating active ECT vs. sham stimulation included six RCTs with only continuous outcomes.35 The study had moderate overall methodological quality according to the AMSTAR-2 score.

The continuous outcome for active ECT was significantly better than sham (k = 6, standardized effect size= -0.98, 95%CI -1.27--0.54). Heterogeneity was not reported. Although the effect was high for depression treatment, the evidence quality for this technique was moderate due to the small sample sizes of the included trials (Table 3).

Evidence grading: invasive brain stimulation

DBS

The selected meta-analysis included RCTs and non-RCTs in its analysis. We could only access the results of a sub-analysis evaluating two RCTs investigating the effects of DBS implanted in the internal/ventral capsules. The meta-analysis had moderate methodological quality34 and evaluated continuous and response outcomes.34 The active treatment group had a significantly higher response than the sham group (k = 2, OR = 4.85, 95%CI 0.52-45.32), but no significant reduction in mean depression score (k = 2, SMD = -0.46, 95%CI-1.78-0.87).

Despite the positive results for DBS vs. sham, the small sample size prevented the intervention from having maximum quality of evidence. The two outcomes were thus graded as having low certainty of evidence (Table 3).

Discussion

Our systematic review on meta-analyses of RCTs investigating invasive, non-invasive, and convulsive neuromodulation techniques for acute treatment of major depressive episode in adults found seven eligible studies (two network and five pairwise meta-analyses), including a total of 5,615 patients diagnosed with major depressive episode who were allocated in a total of 12 interventions and their respective sham groups. The active interventions were tDCS, HF-rTMS to the left DLPFC, LF- to the right DLPFC, BL-rTMS, iTBS, BL-TBS, dTMS, sTMS, aTMS, LF-rTMS to the left, ECT, and DBS.

To the best of our knowledge, this current umbrella review is the first effort to review the level of evidence across a large spectrum of biophysical neuromodulation techniques for the treatment of depression according to the GRADE system. This system allowed us to identify the quality of evidence of each technique in a standardized fashion. Thus, we could evaluate the certainty of evidence for response, remission and/or continuous outcomes for different brain stimulation interventions.

Across the included meta-analyses, HF-rTMS to the left DLPFC and tDCS had the highest quality of evidence in terms of response, remission, and continuous antidepressant outcomes compared to sham. Both treatment types also had large effect sizes for response and remission and a moderate effect size for depression ratings. In fact, both techniques have been extensively investigated as antidepressant interventions in the past two decades,15,38,39 and both were assessed in over one thousand patients.37,40 rTMS techniques for major depressive disorder have been assessed in more than 50 RCTs. The vast majority applied HF-rTMS to the left DLPFC, finding positive results for the active intervention.10,24,41 tDCS has been evaluated for depression in more than 20 sham-controlled trials since 2000. Two large RCTs evaluating its therapeutic effect for major depressive disorder found superior antidepressant efficacy compared to sham.17,42 Moreover, an effect favoring the active intervention was also found in a study with bipolar depressive patients.43 Although there was high heterogeneity across tDCS studies,44 the included meta-analysis showed very consistent effects overall for recent findings. Thus, the large number of RCTs and patients assessed in our analyses reinforce our confidence that high quality data provide evidence for the antidepressant efficacy of rTMS and tDCS compared to sham.

So far, no RCT has directly compared the clinical efficacy of HF-rTMS and tDCS for depression. However, the network meta-analyses included in this study showed that both techniques present similar effects for response and continuous outcomes.24 Even though both techniques had high quality of evidence, several studies have concluded that tDCS should only be used to treat moderate depression since, unlike HF-rTMS, it is not efficacious against treatment-resistant depression.45-47 However, tDCS is performed with a portable device and has been investigated for self-application.48,49 The portability and feasibility of tDCS can increase treatment adherence and allow concomitant use with other interventions (such as cognitive behavioral therapy or cognitive training therapy), possibly improving the effects of tDCS as a monotherapy.50

Our results showed that BL-rTMS also had a high level of efficacy for response and remission, again with large effect sizes. Unfortunately, continuous outcomes were not assessed by the included network meta-analysis. Individual studies have already shown that the technique is more efficacious than sham intervention, for instance.51 The difference between BL-rTMS and HF-rTMS is that the bilateral intervention involves the simultaneous or subsequent application of HF and LF protocols over the contralateral brain regions in the same session.9 Thus, considering the quality of evidence, one advantage of applying HF-rTMS instead of BL-rTMS in clinical practice is its shorter duration (20 minutes vs. 50 minutes, on average).

Of the three most common rTMS protocols in depression (BL, HF, and LF), LF-rTMS over the right DLPFC presented the lowest quality of evidence, with moderate certainty of evidence for the assessed outcomes (response and remission rates). Although our findings showed large effect sizes for LF-rTMS vs. sham for response and remission, the sample was small, which was the main reason for downgrading confidence about the efficacy of this technique. However, in clinical practice, LF-rTMS is advantageous due to its shorter protocol than BL-rTMS. LF-rTMS sessions are very similar duration to the HF-rTMS protocol, considering standard parameters of 1Hz pulses (60 pulses per minute) and 600 to 1,800 LF-rTMS pulses at 10Hz delivered in 5 seconds (a “train”), with a 20- to 40-second interval between trains, and a total of 1,200 to 3,000 HF-rTMS pulses.9 Thus, the protocol durations for the interventions are approximately 20 and 40 minutes, respectively. In terms of clinical presentation of depression symptoms, the literature shows52 that LF-rTMS can be more effective for patients with a higher degree of comorbid anxiety/panic symptoms, while HF-rTMS appears to be more suitable for patients with a lack of motivation and cognitive impairment.

Moderate quality of evidence was also found for continuous outcomes of aTMS and ECT. These findings suggest that the techniques can probably improve depressive symptoms, but their efficacy for achieving response and/or remission is unclear. Despite a large effect size for response and a small effect size for continuous outcome, aTMS was considered to have a low level of evidence for response mainly due to the small sample size in the included study.36 Actually, a meta-analysis investigating the effects of aTMS for depression showed superior response and remission rates for active stimulation compared to sham.24 However, the findings of the studies included in this meta-analysis were heterogeneous. This suggests that, in fact, there is still limited evidence about the effects of aTMS on dichotomous outcomes.

Our findings about ECT should be interpreted with caution due to the natural bias in ECT research, i.e., only a few sham-controlled RCTs have evaluated the effects of ECT for depression.53-55 Thus, our meta-analysis could only evaluate six RCTs from the last few decades that did not include data on dichotomous outcomes (response and remission).35 The ECT evidence was of moderate quality for continuous outcomes. Although our results reflect the findings of well-controlled trials, it is important to emphasize that ECT is an established technique for depression treatment,56,57 and most RCTs on ECT have included an active comparator (mainly antidepressant drugs) instead of a sham protocol, and were thus not included in the present review. In current research, ECT has usually been compared to active controls, since its efficacy for depression has already been proven superior to sham in prior RCTs. Moreover, the trend of comparing ECT to other active interventions is due to the ethical concerns of sham ECT treatment, since the required anesthesia also incurs a risk for patients.58

It must be pointed out that ECT is more efficacious than even active interventions in reducing depressive symptoms.59,60 For instance, according to a recent network meta-analysis on the efficacy of non-surgical brain stimulation (rTMS and tDCS) for the acute treatment of depression, bitemporal and high-dose right unilateral ECT had the highest probability of efficacy in terms of a response.24

Despite having large effects for response and medium effects for depression ratings, DBS had a low quality of evidence for these outcomes, being based on only two RCTs, and no data were available to assess remission rates for this intervention. DBS is an invasive neuromodulation technique that was first implemented in neuropsychiatric practice to treat severe, treatment-resistant obsessive-compulsive disorder and has shown promising results.61,62 More recently, there has been significant interest in using DBS for treatment-resistant depression.63,64 In general, DBS has been found efficacious for treating non-responders to several other treatments65,66 and had a low risk of relapse.67 However, few patients have been assessed, probably because DBS requires surgery and is more complex than NIBS or convulsive therapies,25 which downgraded its quality of evidence for depression treatment. DBS might be an efficient intervention for treatment-resistant depression patients, but its widespread use is limited by its high cost and invasiveness.

Our analyses also showed that two techniques approved by the US Food and Drug Administration (FDA), dTMS (an almost large effect size for response and a large effect size for remission, but a small effect size for continuous outcome) and iTBS (a large effect size for response and remission, but a small effect size for continuous outcome), still had low certainty of evidence regarding their use in antidepressant treatment according to the GRADE system. iTBS received FDA clearance for treatment-resistant depression after a recent trial showed it to be non-inferior to HF-rTMS for reducing depressive symptoms.16 dTMS was also approved for treatment-resistant depression after a RCT68 demonstrated that dTMS was significantly better than sham treatment for continuous, response, and remission outcomes. Although dTMS and iTBS are FDA-approved and promising in terms of antidepressant efficacy,69-71 our analyses showed that there are still very few sham-controlled trials for these interventions, which prevents any statement about their efficacy for depression. The same is true for BL-iTBS. However, special attention should be given to TBS protocols, given their short protocol, which can range from 2 to 10 minutes per session.72 Finally, according to our findings, LF-rTMS to the left DLPFC and sTMS have been investigated less than standard HF rTMS protocols and have low quality of evidence for all assessed outcomes.

Although safety was not systematically assessed in this review, the literature shows that NIBS techniques, such as tDCS and rTMS, are deemed safe for the treatment of depression,25,73,74 presenting few and tolerable adverse effects. To date, no serious adverse effects have been reported for tDCS treatment,75,76 and less than 0.01% of subjects have a seizure episode during rTMS prefrontal stimulation.77 ECT also presents a favorable safety profile when the guidelines are followed.25 In fact, its major risks are associated with anesthesia,78 which can lead to serious adverse effects in patients with clinical comorbidities. In addition, long-term short-term memory impairment has been reported in some patients who underwent ECT.79 Finally, there are still no evidence-based safety recommendations for DBS,62 although the procedure involves all the risks inherent to a neurosurgical procedure.80

Our review has several limitations that should be considered. First, our search was performed only in the PubMed database and we only included meta-analyses in English. This decision was made a priori, since the overwhelming majority of meta-analyses are published in English and are properly indexed in PubMed. In addition, when more than one meta-analysis was found regarding a specific intervention, we included only the most recent one. Second, since the included meta-analyses evaluated only acute effects, we could not assess the level of evidence for the prolonged effects (maintenance phase) of each intervention in the treatment of depression. Moreover, we restricted our analysis to active interventions compared to sham protocols, but not to other active comparators. This can be particularly relevant regarding ECT, since very few studies have investigated its effectiveness compared to sham control conditions. In addition, this review did not evaluate techniques specifically developed for treatment-resistant depression patients, for whom ECT is recommended as a first-line treatment. Third, the meta-analyses may have included RCTs with different active parameters for each technique (e.g., number of pulses, number of sessions, etc.). Fourth, we did not cover the safety and tolerability of each intervention, which is a major limitation. Finally, we believe that our conclusions are limited by a lack of comparative studies in this field, e.g., no recent RCTs have compared NIBS with ECT or even invasive brain stimulation.

In conclusion, the results of this umbrella review, which included seven meta-analyses evaluating the effects of 12 brain stimulation techniques for depression treatment in 5,615 patients, revealed that a large body of data supports HF-rTMS to the left DLPFC, BL-rTMS, and tDCS at the highest level of evidence, based on large sample sizes and with very consistent effects across the most recent RCTs. The certainty of evidence of most interventions was downgraded as a result of small sample sizes. The quality of evidence for ECT, an established technique for depression, was considered moderate, while two FDA-approved techniques (iTBS and dTMS) had low quality of evidence. Therefore, our findings confirm that brain stimulation techniques have matured, becoming important treatment alternatives in the treatment of depressive disorders, and could soon join pharmacological treatments and psychotherapy as standard intervention options.

Acknowledgements

LBR is supported by the Fundação de Amparo à Pesquisa do Estado de São Paulo (FAPESP; grant no. 2019/07256-7). CUC has received grant support from the Berlin Institute of Health, the National Institute of Mental Health, the Patient Centered Outcomes Research Institute, and the Thrasher Foundation. ARB receives grants from the Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq PQ-1B) and from Programa de Incentivo à Produtividade Acadêmica of the Faculdade de Medicina, Universidade de São Paulo (USP).

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Received: May 25, 2020; Accepted: July 17, 2020

Correspondence: Laís Boralli Razza, Serviço Interdisciplinar de Neuromodulação, Rua Dr. Ovidio Pires de Campos, 785, 2° andar, Ala Sul, Instituto de Psiquiatria, CEP 05403-000, São Paulo, SP, Brazil. E-mail: lais.razza@usp.br

Disclosure CUC has been a consultant and/or advisor to or has received honoraria from Acadia, Alkermes, Allergan, Angelini, Axsome, Gedeon Richter, Gerson Lehrman Group, IntraCellular Therapies, Janssen/J&J, LB Pharma, Lundbeck, MedAvante-ProPhase, Medscape, Neurocrine, Noven, Otsuka, Pfizer, Recordati, Rovi, Sumitomo Dainippon, Sunovion, Supernus, Takeda, and Teva; has provided expert testimony for Janssen and Otsuka; has served on a Data Safety Monitoring Board for Lundbeck, Rovi, Supernus, and Teva; has received grant support from Janssen and Takeda; has received royalties from UpToDate; and is a stock option holder of LB Pharma. FP is a member of the European Scientific Advisory Board of Brainsway Inc., Jerusalem, Israel; has received speaker’s honoraria from Mag & More GmbH and the neuroCare Group; his lab has received support with equipment from neuroConn GmbH, Ilmenau, Germany, Mag & More GmbH, and Brainsway Inc., Jerusalem, Israel. ARB is chief medical advisor of Flow™ and has small equity in the company. The other authors report no conflicts of interest.

How to cite this article: Razza LB, Afonso dos Santos L, Borrione L, Bellini H, Branco LC, Cretaz E, et al. Appraising the effectiveness of electrical and magnetic brain stimulation techniques in acute major depressive episodes: an umbrella review of meta-analyses of randomized controlled trials. Braz J Psychiatry. 2020;00:000-000. http://dx.doi.org/10.1590/1516-4446-2020-1169

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