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Translating measurement into practice: Brazilian norms for depressive symptom assessment with the Patient Health Questionnaire (PHQ-9)

Abstract

Objectives:

To provide practical norms for measuring depressive symptoms with the Patient Health Questionnaire 9 (PHQ-9) in Brazil through a state-of-the-art psychometrics analysis.

Methods:

We used a large representative dataset from the 2019 Brazilian National Health Survey (Pesquisa Nacional de Saúde – 2019), which included 90,846 Brazilian citizens. To assess scale structure, we assessed a unidimensional model using confirmatory factor analysis. Item response theory was used to characterize the distribution of depressive symptoms. Summed- and mean-based PHQ-9 scores were then linked using item response theory-based scores in generalized additive models. Finally, percentiles, T scores, and a newly developed score, called the decimal score (D score), were generated to describe PHQ-9 norms for the Brazilian population.

Results:

Confirmatory factor analysis revealed a good fit to the unidimensional model, being invariant to age and sex. Item response theory captured item-level information about the latent trait (reliable from 1 to 3 SDs above the mean). Brazilian norms were presented using summed scores, T scores, and D scores.

Conclusion:

This is the first study to determine Brazilian norms for the PHQ-9 among a large representative sample using robust psychometric tools. More precise PHQ-9 scores are now available and may be widely used in primary and specialized clinical care settings.

Psychometrics; depression severity; community psychiatry; measurement-based care


Introduction

Major depressive disorder is the second leading contributor to the chronic disease burden,11. GBD 2016 Disease and Injury Incidence and Prevalence Collaborators. Global, regional, and national incidence, prevalence, and years lived with disability for 328 diseases and injuries for 195 countries, 1990–2016: a systematic analysis for the Global Burden of Disease Study 2016. Lancet. 2017;390:1211-59.,22. Global Burden of Disease Study 2013 Collaborators. Global, regional, and national incidence, prevalence, and years lived with disability for 301 acute and chronic diseases and injuries in 188 countries, 1990–2013: a systematic analysis for the Global Burden of Disease Study 2013. Lancet. 2015;386:743-800. affecting approximately 4% of the Brazilian population (8.5 million citizens).33. Barros MB, Lima MG, de Azevedo RCS, Medina LBP, Lopes CS, Menezes PR, et al. Depression and health behaviors in Brazilian adults – PNS 2013. Rev Saude Publica. 2017;51:8s. Measuring depressive symptoms accurately, both for identifying the disorder and tracking the benefits and harms of interventions, is one of the most important challenges that health providers face when dealing with this condition.44. Guo T, Xiang YT, Xiao L, Hu CQ, Chiu HFK, Ungvari GS, et al. Measurement-based care versus standard care for major depression: a randomized controlled trial with blind raters. Am J Psychiatry. 2015;172:1004-13. The present study provides norms that can facilitate depressive symptom assessment in Brazilian populations based on data from a nationally representative sample and using one of the most common instruments in the literature: the 9-item Patient Health Questionnaire (PHQ-9).

The PHQ-9 is a 9-item module of the PHQ instrument, which was developed to screen and diagnose patients with depressive disorders in primary care.55. Spitzer RL, Williams JB, Kroenke K, Linzer M, deGruy 3rd FV, Hahn SR, et al. Utility of a new procedure for diagnosing mental disorders in primary care. The PRIME-MD 1000 study. JAMA. 1994;272:1749-56.,66. Spitzer RL, Kroenke K, Williams JB. Validation and utility of a self-report version of PRIME-MD: the PHQ primary care study. Primary care evaluation of mental disorders. Patient health questionnaire. JAMA. 1999;282:1737-44. Systematic reviews have shown that the instrument has good diagnostic accuracy, stressing its usefulness in primary care.77. Wittkampf KA, Naeije L, Schene AH, Huyser J, van Weert HC. Diagnostic accuracy of the mood module of the Patient Health Questionnaire: a systematic review. Gen Hosp Psychiatry. 2007;29:388-95. Previous studies investigating the PHQ-9’s psychometric proprieties in Brazilian populations have found good performance among women in primary care,88. de Lima Osório F, Vilela Mendes A, Crippa JA, Loureiro SR. Study of the discriminative validity of the PHQ-9 and PHQ-2 in a sample of Brazilian women in the context of primary health care. Perspect Psychiatr Care. 2009;45:216-27. older adults,99. Moreno-Agostino D, Chua KC, Peters TJ, Scazufca M, Araya R. Psychometric properties of the PHQ-9 measure of depression among Brazilian older adults. Aging Ment Health. 2022;26:2285-90. and adults in the general population.1010. Santos IS, Tavares BF, Munhoz TN, de Almeida LSP, da Silva NTB, Tams BD, et al. [Sensitivity and specificity of the Patient Health Questionnaire-9 (PHQ-9) among adults from the general population]. Cad Saude Publica. 2013;29:1533-43. In addition to psychometric proprieties, it is also important to provide normative data for national use in primary care,1111. O'Connor PJ. Normative data: their definition, interpretation, and importance for primary care physicians. Fam Med. 1990;22:307-11. as well as to determine whether the data are stable across groups (i.e., sex and age). Countries such as South Korea1212. Shin C, Ko YH, An H, Yoon HK, Han C. Normative data and psychometric properties of the Patient Health Questionnaire-9 in a nationally representative Korean population. BMC Psychiatry. 2020;20:194. and Germany1313. Kocalevent RD, Hinz A, Brähler E. Standardization of the depression screener patient health questionnaire (PHQ-9) in the general population. Gen Hosp Psychiatry. 2013;35:551-5. have already developed norms for using the PHQ-9 in their populations to facilitate the usefulness, meaningfulness, and comparability of its results.

However, the literature is limited in a number of important ways. No Brazilian norms for the PHQ-9 have been derived from a large nationally representative sample, which makes it difficult for clinicians to understand the meaning of PHQ-9 scores for individual patients. For instance, it is not clear whether PHQ-9 scores should be adjusted for age and sex (i.e., whether raw measures are comparable across different demographics), and finally, which score format provides the clearest interpretation. Scores can be classified in several ways, including percentiles ranks, z scores and T scores.1414. de Beurs E, Boehnke JR, Fried EI. Common measures or common metrics? A plea to harmonize measurement results. Clin Psychol Psychother. 2022;29:1755-67. However, because they can be difficult to interpret, new ways of presenting the psychometric data are called for. In this study, we developed the D score, which may be an easier implementation method in Brazilian primary care due to its simple, comprehensible range (0-10).

In the present study, we aimed to address these limitations by creating Brazilian norms for the PHQ-9, investigating measurement invariance across distinct demographic groups. We also aimed to report PHQ-9 norm scores with a promising strategy, the decimal score (D score). This score can help clinicians communicate clinical decisions to patients, which may enhance daily use of measurement-based approaches. The D score (with a mean of 5 and an SD of 2) was chosen for the present study because it is used in the national educational system. All analyses were performed with data from the 2019 Brazilian National Health Survey (Pesquisa Nacional de Saúde [PNS-2019]),1515. Brasil, Ministério da Saúde (MS), Instituto Brasileiro de Geografia e Estatística (IBGE). Pesquisa nacional de saúde: 2019: percepção do estado de saúde, estilos de vida, doenças crônicas e saúde bucal: Brasil e grandes regiões. Rio de Janeiro: IBGE; 2020. a large and representative nationwide study involving 90,846 citizens. The PNS-2019 provides information for a number of governmental and nongovernmental agencies.

Methods

This cross-sectional study used the PNS-2019 database,1515. Brasil, Ministério da Saúde (MS), Instituto Brasileiro de Geografia e Estatística (IBGE). Pesquisa nacional de saúde: 2019: percepção do estado de saúde, estilos de vida, doenças crônicas e saúde bucal: Brasil e grandes regiões. Rio de Janeiro: IBGE; 2020. a large Brazilian household survey designed in partnership with the Brazilian Institute of Geography and Statistics (Instituto Brasileiro de Geografia e Estatística), a government agency.1616. Stopa SR, Szwarcwald CL, de Oliveira MM, Gouvea ECDP, Vieira MLFP, de Freitas MPS, et al. National Health Survey 2019: history, methods and perspectives. Epidemiol Serv Saude. 2020;29:e2020315.

Participants and data collection

The sample included 90,846 participants (95.5% of the total PNS-2019 sample of 94,114), aged ≥ 15 years (52.8% female). The PNS-2019 data were collected between August 2019 and March 2020 from residents of permanent households, excluding those in special census tracts or scarcely populated areas. Interviewers, supervisors, and coordinators were trained by senior Brazilian Institute of Geography and Statistics personnel and continuous supervision was provided. Households and residents were selected by simple random sampling.1515. Brasil, Ministério da Saúde (MS), Instituto Brasileiro de Geografia e Estatística (IBGE). Pesquisa nacional de saúde: 2019: percepção do estado de saúde, estilos de vida, doenças crônicas e saúde bucal: Brasil e grandes regiões. Rio de Janeiro: IBGE; 2020.,1616. Stopa SR, Szwarcwald CL, de Oliveira MM, Gouvea ECDP, Vieira MLFP, de Freitas MPS, et al. National Health Survey 2019: history, methods and perspectives. Epidemiol Serv Saude. 2020;29:e2020315. Two or more visits were planned for each household. After randomly selecting an address, a visit was scheduled, and a respondent aged ≥ 15 years was randomly selected for an individual interview.

9-item Patient Health Questionnaire

Developed in 199455. Spitzer RL, Williams JB, Kroenke K, Linzer M, deGruy 3rd FV, Hahn SR, et al. Utility of a new procedure for diagnosing mental disorders in primary care. The PRIME-MD 1000 study. JAMA. 1994;272:1749-56. and first validated in 1999,66. Spitzer RL, Kroenke K, Williams JB. Validation and utility of a self-report version of PRIME-MD: the PHQ primary care study. Primary care evaluation of mental disorders. Patient health questionnaire. JAMA. 1999;282:1737-44. Spitzer et al. aimed to create a depression screening and diagnostic tool for primary care, which resulted in the PHQ’s 9-item mood module. The PHQ-9 is an ordinal scale that asks patients to rate the frequency of specific symptoms they have experienced over the past 2 weeks on a scale of 0 to 3: 0 = not at all, 1 = several days, 2 = more than half of the days, and 3 = nearly every day. For each item, patients are asked to indicate how frequently they have experienced the symptom by selecting a response from the scale. The points for each item are summed for a total score, which can range from 0 to 27, with higher scores indicating more severe depressive symptoms. In meta-analysis, the PHQ-9’s sensitivity was 0.77 (0.71-0.84) and specificity was 0.94 (0.90-0.97), and its positive predictive value was 59% for major depressive disorder.77. Wittkampf KA, Naeije L, Schene AH, Huyser J, van Weert HC. Diagnostic accuracy of the mood module of the Patient Health Questionnaire: a systematic review. Gen Hosp Psychiatry. 2007;29:388-95. In a Brazilian population,1010. Santos IS, Tavares BF, Munhoz TN, de Almeida LSP, da Silva NTB, Tams BD, et al. [Sensitivity and specificity of the Patient Health Questionnaire-9 (PHQ-9) among adults from the general population]. Cad Saude Publica. 2013;29:1533-43. its sensitivity was 77.5 (61.5-89.2) and specificity was 86.7 (83.0-89.9). The Cronbach’s alpha from the original validation studies was excellent (0.89).1717. Kroenke K, Spitzer RL, Williams JB. The PHQ-9: validity of a brief depression severity measure. J Gen Intern Med. 2001;16:606-13. The Brazilian Portuguese version of the PHQ-9 was validated for use in primary care settings, also showing adequate psychometric proprieties.88. de Lima Osório F, Vilela Mendes A, Crippa JA, Loureiro SR. Study of the discriminative validity of the PHQ-9 and PHQ-2 in a sample of Brazilian women in the context of primary health care. Perspect Psychiatr Care. 2009;45:216-27.

Statistical analysis

Statistical analysis comprised a stepwise procedure to: 1) confirm unidimensionality and internal consistency with confirmatory factor analysis (CFA) (Supplementary Methods); 2) test the scale’s invariance across sex and age groups; 3) to test the scale’s characteristics, information, and individual items using item response theory (IRT); and 4) to generate common metrics. P < 0.05 was considered statistically significant in all tests.

We first confirmed the structure of the PHQ-9 using CFA, which was performed using delta parameterization and weighted least squares with a diagonal weight matrix and standard error and mean- and variance-adjusted chi-square statistics. To evaluate global model fit, we used root mean square error of approximation (RMSEA), comparative fit index (CFI), Tucker-Lewis index (TLI), and standardized root mean-square residual (SRMR). RMSEA values < 0.060 and CFI or TLI values > 0.950 indicate a good-to-excellent model. SRMR ≤ 0.100 indicate adequate fit, and values < 0.060 in combination with previous indices indicate good fit (Hu & Bentler, 1999). Internal consistency was assessed using McDonald’s omega coefficient (ω). It estimates the proportion of a modelled factor’s variance divided by the total variance, where factor loadings vary. This is appropriate for measuring internal consistency, especially in congeneric measures (i.e., when items do not have equal relations with the construct). ω ranges from 0 to 1; the closer to 1, the more the sum of its items measures the same construct.1818. Reise SP, Bonifay WE, Haviland MG. Scoring and modeling psychological measures in the presence of multidimensionality. J Pers Assess. 2013;95:129-40.,1919. Revelle W, Zinbarg RE. Coefficients Alpha, Beta, Omega, and the glb: comments on sijtsma. Psychometrika. 2009;74:145-54.

After CFA, we tested the PHQ-9’s measurement invariance according to sex and age groups using ordinal multigroup CFA data.2020. Wu H, Estabrook R. Identification of confirmatory factor analysis models of different levels of invariance for ordered categorical outcomes. Psychometrika. 2016;81:1014-45. We tested whether the PHQ-9 is structurally similar among groups (configural invariance), if its items characterize symptom severity at an equivalent level (i.e., its items are constrained to be equal across groups: weak invariance). and whether its items are equally correlated with latent factors (additionally constraining factor loadings to be equal across groups: strong invariance). A ΔCFI < 0.01, supplemented by ΔRMSEA < 0.015 or ΔSRMR < 0.010, between nested models with increasing levels of constraint indicates that the mean level differences between groups are due to differences in the latent trait (i.e., depression) and not to other sources of variation (Chen, 2007; Svetina, Rutkowski, & Rutkowski, 2020). When invariance was determined, we compared median levels between groups using the Kruskal-Wallis and Wilcoxon tests to estimate differences between pairs of groups using reference groups (females for sex comparisons, 15-19-year-olds for age comparisons, and the sample median for interstate comparisons). For Wilcoxon tests, the p-values were adjusted using the Benjamini-Hochberg method. We used H-statistics to calculate eta-square (η2) effect size (0.01 to < 0.05 was considered a small effect, 0.06 to 0.13 a moderate effect, and ≥ 0.14 a large group effect).

We then used two-parameter (item discrimination and difficulty) IRT with a graded response model for polytomous data to characterize depressive symptom distribution by generating an IRT-based score for each subject. The advantage of IRT-based scores is that they consider the distinct contributions of each item and have a near-normal distribution, with a mean of 0 and a variance of 1 (z score). We estimated the item information curve (IIC) and the item characteristic curve (ICC) to determine the severity level of the depression construct that the PHQ-9 is discriminating (IIC) and how response options are working to capture the information (ICC). These curves are based on a two-parameter IRT model in which parameter α is item discrimination and β is item difficulty. Parameter α represents the rate at which the probability of a response category changes, given the construct level. The ICC slope is constant for all categories of the same item. Item discrimination helps differentiate individuals with similar levels of the latent construct (e.g., depression) since it marks where, in the latent construct, the probability of a positive response to certain items increases. Parameter β indicates a 50% probability of a higher response to a given category in the latent construct (i.e., τ threshold) in each PHQ-9 item (e.g., “not at all” vs. “several days”). Thus, it determines the construct level necessary to change from one category to another. Parameter β is calculated by τ/λ, in which λ is the standardized factor loading of a given item. IIC is calculated by multiplying the probability of endorsing a response category by the probability of not endorsing it, which is represented in the y-axis. The apex of the information curve is the location of parameter β (x-axis). IIC represents each item’s ability to provide information about the latent depression construct and discriminate items that are more important for capturing the information. ICC depicts parameter α in the slopes of each response category curve, the probability of endorsing a given category (y-axis), and parameter β (x-axis). IIC and ICC are relevant because they can indicate whether items identify individuals at the upper end rather than the lower end of the construct (i.e., people with higher rather than lower levels of depression).

We then generated percentiles, and T and D scores. The T score was calculated directly from factor scores using the formula 50 + (factor score*10). Using T scores, we were able to classify our sample according to depression severity, based on Patient-Reported Outcomes Measurement Information System (PROMIS) recommendations (an international effort to promote a common metric across instruments), i.e., none to slight, moderate, or severe.2121. Choi SW, Schalet B, Cook KF, Cella D. Establishing a common metric for depressive symptoms: linking the BDI-II, CES-D, and PHQ-9 to PROMIS depression. Psychol Assess. 2014;26:513-27. We compared the results with Brazilian depression cutoffs for the Mini-International Neuropsychiatric Interview (Santos et al.)1010. Santos IS, Tavares BF, Munhoz TN, de Almeida LSP, da Silva NTB, Tams BD, et al. [Sensitivity and specificity of the Patient Health Questionnaire-9 (PHQ-9) among adults from the general population]. Cad Saude Publica. 2013;29:1533-43. and the original PHQ-9 (Kroenke et al.).1717. Kroenke K, Spitzer RL, Williams JB. The PHQ-9: validity of a brief depression severity measure. J Gen Intern Med. 2001;16:606-13. The D score was calculated to produce a depression score from 0 to 10, characterizing distribution in a way that is friendly to clinicians and the general public alike. The D score was calculated using the formula 5 + (factor score*2). It was then rescaled according to the range of each T score-based severity category. Within each category, values were truncated (e.g., a D score of 3.02, the lowest score in the “none” category, becomes 0, while 5.45, the highest score in the category, is divided by 4 [the number of response options]; this yields 1.4 for the first category and 1.4 for the second category, which adds up to 5.5). Finally, we linked summed PHQ-9 scores with IRT-based scores by grouping factor, T, D scores, and percentiles, with each summed PHQ-9 score value.

CFA was carried out using the R package lavaan2222. Rosseel Y. lavaan: an R package for structural equation modeling. J Stat Softw. 2012;48:1-36. and reliability was calculated using the semTools packages.2323. Jorgensen TD, Pornprasertmanit S, Schoemann AM, Rosseel Y. semTools: useful tools for structural equation modeling. R package version 0.5-6. 2022 [Intenret]. [cited 2023 Apr 05]. cran.r-project.org/web/packages/semTools/index.html
cran.r-project.org/web/packages/semTools...
IRT calculations were performed in the R package ltm.2424. Rizopoulos D. ltm: an R package for latent variable modeling and item response analysis. J Stat Softw. 2006;17:1-25. Basic classical test theory statistics and scree plots were generated using the R package psych. Depression levels among groups (sex, age groups, and states) were compared using the Kruskal-Wallis test. All age groups were compared to the youngest group (15-19-year-olds). Individual states were compared to mean national PHQ-9 scores.

Ethics statement

The PNS-2019 was approved by the national research ethics committee (protocol 3.529.376).

Results

The unidimensional model presented a good fit to the data (RMSEA = 0.060, 90%CI = 0.059 to 0.061; CFI = 0.992; TLI = 0.989; SRMR = 0.052) and adequate internal consistency (ω = 0.875), meaning that the PHQ-9 measures a unidimensional construct and the sum of its items result in a consistent construct. The PHQ-9 was invariant across sexes (Table S1), age groups (Table S2), and states (Table S3), demonstrating that differences in PHQ-9 scores among these groups are derived from differences in the depression construct. Mean PHQ-9 scores differed significantly between sexes (χ2[1] = 4357.9; p < 0.001; η2 = 0.047), age groups (χ2[13] = 190.8; p < 0.001; η2 = 0.002), and states compared with the sample’s mean (χ2[27] = 751.8; p < 0.001; η2 = 0.004), but with small effect sizes. Complete results for the PHQ-9 according to sex, age group, and state are shown in Table S4.

IRT analysis was used to characterize the distribution of depressive symptoms at the trait level. Full IRT results can be seen in the supplementary material (Figure S1 for IIC and Table 1 for item-level description of parameters α and β). Overall, in this representative Brazilian sample, the PHQ-9 captured information about the most severe level of depression, with items 3 and 7 being the most informative (Table S2 and Table 1). In all items, the response “more than half of the days” had a low probability of capturing information (Table S3, Figure S2).

Table 1
Patient Health Questionnaire 9 (PHQ-9) item response theory parameters regarding the 2019 Brazilian National Health Survey

IRT-based factor scores for each participant were linked with summed T and D scores, as shown in Table 2. In the present sample, PHQ-9 scores ≥ 16 represented severe depression in distributional terms, given that these people had T scores > 70 (97th percentile and a factor score > 1.77). Figure 1 shows the high correlation among total PHQ-9 scores, T and D scores, percentiles, and latent factor scores, as well as the distribution of each score in the sample. The strong and highly significant correlation among all scoring methods highlights their similarity for investigating depressive symptoms in this sample.

Table 2
Nine-item Patient Health Questionnaire (PHQ-9) norms for Brazilian populations based on 2019 Brazilian National Health Survey data
Figure 1
Histograms and correlations between 9-item Patient Health Questionnaire (PHQ-9) scores and percentiles. The X- and Y-axes represent the scores of the five scoring methods (sum, T score, D score, percentile, and factor score). Factor score was based on item response theory, and the T score was linked with it. Scatter plots are shown in the bottom left and represent the correlation between scores at the participant level. Score histograms are shown in the center diagonal for each score. All Pearson correlations were significant (p-value < 0.001) and are shown in the upper right.

Discussion

This is the first study to present the psychometric characteristics of and determine norms for clinical use of the PHQ-9, based on a large nationally representative sample of Brazilian adults. The PHQ-9 presented good psychometric proprieties, represented by good fit to the data, good internal consistency, and significant invariance across sexes, ages, and states. These results allowed us to calculate Brazilian norms that can be widely used by researchers and clinicians to screen for depressive symptoms in clinical practice and primary care institutions.

The PHQ-9 is one of the most important tools for assessing depression, and it can be used for screening and preliminary diagnosis in symptomatic individuals whose care providers have no training in psychopathology. Numerous studies have been conducted on the psychometric properties of the PHQ-9 in other populations.77. Wittkampf KA, Naeije L, Schene AH, Huyser J, van Weert HC. Diagnostic accuracy of the mood module of the Patient Health Questionnaire: a systematic review. Gen Hosp Psychiatry. 2007;29:388-95. Despite some disagreement,2525. Deneke DE, Schultz H, Fluent TE. Screening for depression in the primary care population. Prim Care. 2014;41:399-420. most studies have found that the PHQ-9 is adequate for depression screening in primary care.2626. Costantini L, Pasquarella C, Odone A, Colucci ME, Costanza A, Serafini G, et al. Screening for depression in primary care with Patient Health Questionnaire-9 (PHQ-9): a systematic review. J Affect Disord. 2021;279:473-83.,2727. Mitchell AJ, Yadegarfar M, Gill J, Stubbs B. Case finding and screening clinical utility of the Patient Health Questionnaire (PHQ-9 and PHQ-2) for depression in primary care: a diagnostic meta-analysis of 40 studies. BJPsych Open. 2016;2:127-38. Psychometric studies assessing PHQ-9 measurement invariance have found group invariance across several populations.2828. Lamela D, Soreira C, Matos P, Morais A. Systematic review of the factor structure and measurement invariance of the patient health questionnaire-9 (PHQ-9) and validation of the Portuguese version in community settings. J Affect Disord. 2020;276:220-33.,2929. Patel JS, Oh Y, Rand KL, Wu W, Cyders MA, Kroenke K, et al. Measurement invariance of the patient health questionnaire-9 (PHQ-9) depression screener in U.S. adults across sex, race/ethnicity, and education level: NHANES 2005-2016. Depress Anxiety. 2019;36:813-23.

Using a representative sample of Brazilians and advanced psychometric analysis, we demonstrated the scale’s reliability and furthered the development of norms to guide clinical practice according to the severity of depressive scores, as well as to track depressive symptoms in low-resource settings. The severity assessment can sensitize primary care physicians unfamiliar with psychiatric symptoms and help them provide better and more personalized treatment and follow up.3030. Kendrick T, King F, Albertella L, Smith PW. GP treatment decisions for patients with depression: an observational study. Br J Gen Pract. 2005;55:280-6. In contrast, psychoeducational interventions to improve depression detection among primary care practitioners have improved neither sensitivity nor treatment outcomes in experimental groups,3131. Thompson C, Kinmonth AL, Stevens L, Peveler RC, Stevens A, Ostler KJ, et al. Effects of a clinical-practice guideline and practice-based education on detection and outcome of depression in primary care: Hampshire Depression Project randomised controlled trial. Lancet. 2000;355:185-91. which highlights the need for standardized instruments. Compared with traditional well-established cut-offs, such as those of Kroenke et al.,1717. Kroenke K, Spitzer RL, Williams JB. The PHQ-9: validity of a brief depression severity measure. J Gen Intern Med. 2001;16:606-13. PROMIS cut-offs appear more sensitive and less specific for capturing moderate or severe depressive symptoms, as found in a previous study that compared the PHQ-9 with the Mini-International Neuropsychiatric Interview.1010. Santos IS, Tavares BF, Munhoz TN, de Almeida LSP, da Silva NTB, Tams BD, et al. [Sensitivity and specificity of the Patient Health Questionnaire-9 (PHQ-9) among adults from the general population]. Cad Saude Publica. 2013;29:1533-43. In addition, we used IRT-based methods to determine depression severity. Item analysis ascertained symptom severity, using IRT parameters and IIC as proxy indicators. With IRT, respondents are classified according to their latent depression level, considering that symptoms have different severity levels and correlations with the depression construct and are responsible for variability in PHQ-9 scores. As shown in Table 2, PROMIS classification criteria differed vastly from those of Kroenke et al. For example, the cut-offs for moderate depressive symptoms are ≥ 7 in PROMIS and ≥ 10 in Kroenke’s guidelines. This distinction is particularly important because it could indicate a need for clinical attention. Such results must be interpreted according to the care model used in each setting. Although a moderate symptom level indicates the need for clinical attention, it does not indicate an immediate need for specialized treatment. The most appropriate intervention for each symptom level will depend on multiple factors, such as other contextual indicators of clinical attention (e.g., degree of impairment), treatment availability (e.g., psychotherapy, medication), care setting (e.g., primary, specialized), associated risks (e.g., suicide, aggression), etc.

Furthermore, research has shown the importance of including patients in decision-making about their mental health treatment,3232. Marshall T, Stellick C, Abba-Aji A, Lewanczuk R, Li XM, Olson K, et al. The impact of shared decision-making on the treatment of anxiety and depressive disorders: systematic review – CORRIGENDUM. BJPsych Open. 2021;7:212. including when to treat depression in primary care.3333. Loh A, Simon D, Wills CE, Kriston L, Niebling W, Härter M. The effects of a shared decision-making intervention in primary care of depression: a cluster-randomized controlled trial. Patient Educ Couns. 2007;67:324-32. To our knowledge, a comparison of different instruments that assess patient understanding of the disease and its impact on the decision-making process has never been performed. However, in our opinion, a visual and logical presentation of symptom severity (rather than the opinion of non-specialists) might help patients, their families, and primary care staff engage in more personalized treatment, and there are several ways to provide it. The most common is the summed score. However, it cannot be compared with other scales, since the meaning of each cut-off point would differ for each scale. Common metrics, such as the percentile rank, and Z and T scores, are needed,1414. de Beurs E, Boehnke JR, Fried EI. Common measures or common metrics? A plea to harmonize measurement results. Clin Psychol Psychother. 2022;29:1755-67. and the D score could further facilitate this due to its easily understood range (0-10), especially due to Brazilian familiarity with this measure. According to the D score, 0 indicates no symptoms, 0.1-5.9 is near the population average (slight symptoms, which 70% of the population have), 6.0-6.9 indicates mild symptoms (0.5-0.9 SDs above the average; 70th to 80th percentile), 7.0-8.9 indicates moderate symptoms (1-1.9 SDs above the average; 80th to 97th percentile), and ≥ 9.0 indicates severe symptoms (2 or more SDs above the average; the top 3% of scores).

It is important to point out this study’s limitations. First, the PHQ-9 is a dimensional scale and, although previously validated to assess depression, we were unable to compare our norms with clinical diagnosis, the gold standard diagnostic criterion. Second, since this is a cross-sectional study, we cannot predict the clinical course of different severity categories. However, we used a large representative sample of Brazilian adults, and the method allowed us to achieve the study’s objectives.

In sum, this is the first study to characterize norms for the PHQ-9 in Brazilian populations using rigorous statistical methods. Due to a lack of evidence regarding general screening for depression in primary care,3434. Gilbody S, House AO, Sheldon TA. Screening and case finding instruments for depression. Cochrane Database Syst Rev. 2005;2005:CD002792.

35. Gilbody S, Sheldon T, House A. Screening and case-finding instruments for depression: a meta-analysis. CMAJ. 2008;178:997-1003.

36. Pignone MP, Gaynes BN, Rushton JL, Burchell CM, Tracy Orleans C, Mulrow CD, et al. Screening for depression in adults: a summary of the evidence for the U.S. Preventive Services Task Force. Ann Intern Med. 2002;136:765-76.
-3737. O'Connor E, Whitlock EP, Gaynes B, Beil TL. Screening for depression in adults and older adults in primary care: an updated systematic review [Internet]. Rockville (MD): Agency for Healthcare Research and Quality (US); 2009 Dec. Report No.: 10-05143-EF-1. the PHQ-9 should only be administered to individuals with suspected clinical depression. While subject to new empirical investigation, this tool could be used to test specific interventions for each severity group. Individuals with no or slight symptoms could be reassured that it is unlikely they are experiencing a major clinical problem. Those with mild symptoms should be encouraged to engage in psychoeducation about their symptoms, exercise, develop better sleeping and eating habits, and spend more time doing pleasurable activities, such as spending time with friends and family. In addition to the strategies above, further assessment could help stratify the primary care level in individuals with moderate symptoms. Those with severe symptoms could be encouraged to visit a mental health professional. These scores could also be used to track treatment response and continuous care outcomes.

Acknowledgements

MSH is supported by the U.S. National Institutes of Mental Health (grant number R01MH120482) in his post-doctoral fellowship at the Universidade Federal do Rio Grande do Sul. RFD received a grant from Fundação do Amparo à Pesquisa do Estado de São Paulo (FAPESP), process number #2021/14379-8.

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Publication Dates

  • Publication in this collection
    03 July 2023
  • Date of issue
    Jul-Aug 2023

History

  • Received
    03 Nov 2022
  • Accepted
    22 Feb 2023
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