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The performance of business managers in public agencies: organizational identification in the face of a business-oriented background

Abstract

Organizational identification is a recurring theme in the study of behavioral aspects in different organizations. This research aims to analyze the identification of civil servants of a federal University, who are managers graduated in business administration. Through the observation of official documents, and semi-structured interviews analyzed with the software Atlas TI 7.0, and participant observation, a case study was carried out in a Brazilian Higher Education Institution of the Federal Government. The study counted on the support of the Rector and the approval of the institution’s Ethics Committee. The analysis for organizational identification was carried out using the proposed model based on a map of identification and a map of frustration (KREINER and ASHORTH, 2004; ROCHA and SILVA, 2007). Stability, quality of life, training opportunities, the flexibility to propose new workflows and living together with resourceful persons contribute to organizational identification. On the other hand, political decisions, lack of work continuity, absence of defined procedures, career plan, lack of planning of actions, communication problems, bureaucracy, uneven workload and knowledge of specific legislation leads to frustration, under the context of the managerial rationality. Therefore, the identification process of these civil servants was ambivalent and their educational background in business administration was one of the factors that contributed most to this identification.

Keywords:
Organizational identification; Public administration; Business administration

Resumo

A identificação organizacional é um tema recorrente no estudo de aspectos comportamentais em diferentes organizações. O objetivo desta pesquisa foi analisar como se configura a identificação organizacional de servidores públicos de uma universidade federal, que exercem cargo de administradores e que são formados em Administração de Empresas. Por meio da observação de documentos oficiais da instituição, entrevistas semiestruturadas foram analisadas com o programa computacional Atlas TI 7.0, e com base em observação participante foi realizado um estudo de caso em uma instituição brasileira de Ensino Superior do governo federal, que contou com o apoio oficial de seu reitor e com a aprovação de seu comitê de ética em pesquisa. Procedeu-se à análise da identificação organizacional segundo o modelo proposto para um mapa de identificação e um mapa de frustração (KREINER e ASHFORTH, 2004; ROCHA e SILVA, 2007). Com a identificação com a organização contribuem a estabilidade, a qualidade de vida, as oportunidades de capacitação, a flexibilidade para propor novos fluxos de trabalho e a convivência com pessoas capacitadas. Não obstante, as decisões políticas, a falta de continuidade dos trabalhos, a ausência de procedimentos definidos, o plano de carreira, a falta de planejamento de ações, os problemas de comunicação, a burocracia, a carga de trabalho desigual e o conhecimento de legislações específicas resultam em frustração, no contexto da racionalidade do gerencialismo. Portanto, o processo de identificação desses servidores se mostrou ambivalente e a formação em Administração de Empresas foi um dos fatores que mais contribuiu com esse tipo de identificação.

Palavras-chave:
Identificação organizacional; Administração pública; Administração de empresas

Resumen

La identificación organizacional es un tema recurrente en el estudio de aspectos comportamentales en diferentes organizaciones. El objetivo de esta investigación fue analizar cómo se configura la identificación organizacional de servidores públicos de una universidad federal, graduados en Administración de Empresas y que ejercen cargo de administradores. Por medio de la observación de documentos oficiales de la institución, entrevistas semiestructuradas analizadas con el software Atlas TI 7.0 y de la observación participante, se realizó un estudio de caso en una institución brasileña de enseñanza superior del Gobierno Federal, que contó con el apoyo oficial del rector y con la aprobación del comité de ética. Se realizó un análisis de la identificación organizacional según el modelo propuesto de un mapa de identificación y un mapa de frustración (KREINER y ASHORTH, 2004; ROCHA y SILVA, 2007). A la identificación con la organización contribuyen la estabilidad, la calidad de vida, las oportunidades de capacitación, la flexibilidad para proponer nuevos flujos de trabajo y la convivencia con personas capacitadas. No obstante, las decisiones políticas, la falta de continuidad de los trabajos, la ausencia de procedimientos definidos, el plan de carrera, la falta de planificación de acciones, los problemas de comunicación, la burocracia, la carga de trabajo desigual y el conocimiento de legislaciones específicas resultan en frustración, bajo el contexto de la racionalidad del gerencialismo. Por lo tanto, el proceso de identificación de esos servidores se presentó como ambivalente y la formación en Administración de Empresas fue uno de los factores que más contribuyó a ese tipo de identificación.

Palabras clave:
Identificación organizacional; Administración pública; Administración de empresas

INTRODUCTION

In Brazil, when comparing the fields of action related to business administration courses versus public administration courses, there is a great chance that professional graduates in the former will go on to work for public agencies as administrators. This is due to the fact that technical-administrative staff are governed by Law no. 11.091/2005, which establishes the Career Plan of the Technical-Administrative Positions in Education. In this plan, the only established requirement is that to hold the position of administrator an undergraduate degree must be obtained in administration, be it public or business administration. Contrary to the position defended by Bresser-Pereira (2010), this plan does not take into account the distinctions and specificities of public administration, which thus cannot be considered interchangeable with business administration.

For Bresser-Pereira (2010), business administrators are not able to immediately hold positions as public administrators. Therefore, there may be conflicts of organizational identification between the beliefs of business administrators and the bodies in which these professionals go on to play the role of public administrator. Research related to behavioral and organizational identification aspects remain relevant of late (CARDOSO, HANASHIRO and BARROS, 2016CARDOSO, M. A. F.; HANASHIRO, D. M. M.; BARROS, D. L. P. Um caminho metodológico pela análise semiótica de discurso para pesquisas em identidade organizacional. Cadernos EBAPE.BR, v. 14, n. 2, p. 351-376, 2016.; CAVAZOTTE, ARAUJO and ABREU, 2017CAVAZOTTE, F. S. C. N.; ARAUJO, F. F.; ABREU, A. L. Identificação organizacional entre funcionários públicos brasileiros: um estudo no setor cultural. Revista Brasileira de Gestão de Negócios, v. 19, n. 64, p. 289-306, 2017.), mainly due to recognition of the importance of the relationship between the identity of the individual and the organization.

In the study of this relationship, the subject of organizational identification has been investigated within the areas of organizational studies and organizational behavior (CAVAZOTTE, ARAUJO and ABREU, 2017CAVAZOTTE, F. S. C. N.; ARAUJO, F. F.; ABREU, A. L. Identificação organizacional entre funcionários públicos brasileiros: um estudo no setor cultural. Revista Brasileira de Gestão de Negócios, v. 19, n. 64, p. 289-306, 2017.; CARDOSO, HANASHIRO and BARROS, 2016CARDOSO, M. A. F.; HANASHIRO, D. M. M.; BARROS, D. L. P. Um caminho metodológico pela análise semiótica de discurso para pesquisas em identidade organizacional. Cadernos EBAPE.BR, v. 14, n. 2, p. 351-376, 2016.; FREITAS, 2010FREITAS, M. E. Identidade e identidades: somos o branco e o arco-íris. In: CARRIERE, A. P. et al. (Ed.). Identidade nas organizações. Curitiba: Juruá, 2010. p. 11-14. and CHREIM, 2002CHREIM, S. Reducing dissonance: closing the gap between projected and attributed identity. In: MOINGEON, B.; SOENEN, G. (Ed.). Corporate and organizational identities. Abingdon: Routledge, 2002. p. 75-90.). The analysis of organizational identification is performed by considering, in a general way, the level at which the individual defines onself, taking into consideration the characteristics of the organization in which one is located. For Ashforth and Mael (1989ASHFORTH, B. E.; MAEL, F. Social identity theory and the organization. The Academy of Management Review, v. 14, n. 1, p. 20-39, 1989.) and Lane (2000LANE, S. A stakeholder approach to organizational identity. Academy of Management Rewiew, v. 25, n. 1, p. 43-62, 2000.), organizational identification is the process by which the subject’s beliefs about the organization in which he/she works are references to his/her identity. This means that, through the process of organizational identification, the individual integrates attributes of this organization into his/her self-definition.

Under this context, there is a need to understand how professionals coming from business administration degrees identify with the public agencies in which they work, and the difficulties they face in performing their roles, among other factors, as a way of enhancing organizational identification. We therefore seek to answer the following question: How is the organizational identification of public employees of a federal university, who hold positions as administrators and who are graduates of business administration courses, configured?

This article is divided into five parts, starting with this introduction and followed by presentation of the theoretical background on organizational identification and public administration. Subsequently, the methodology used for the research is presented, followed by the analysis and discussion of results and, finally, the conclusion.

ORGANIZATIONAL IDENTIFICATION

In this section, the several concepts underlying the organizational identification construct are presented, highlighting the similarities and differences between prior studies.

Ashforth, Harrison and Corley (2008ASHFORTH, B. E.; HARRISON, S. H.; CORLEY, K. G. Identification in organizations: an examination of four fundamental questions. Journal of Management, v. 34, n. 3, p. 325-374, 2008.) argued that organizational identification is the process by which an individual defines him-/herself, communicates that definition to others, and uses it to guide his/her life and work. This identification generates in the employee the feeling that he/she belongs to the organization, which influences his/her self-esteem and motivates him/her to pursue self-development.

According to Fernandes, Marques and Carrieri (2009FERNANDES, M. E. R.; MARQUES, A. L.; CARRIERI, A. P. Identidade organizacional e os componentes do processo de identificação: uma proposta de integração. Cadernos EBAPE.BR, v. 7, n. 4, p. 687-703, 2009.), there is a positive relation between performance and organizational identification, and a negative one between organizational identification and turnover. These correlations suggest that several lines of research may be followed regarding the phenomenon of organizational identification, which indicates the relevance of new studies on the theme (CARDOSO, HANASHIRO and BARROS, 2016CARDOSO, M. A. F.; HANASHIRO, D. M. M.; BARROS, D. L. P. Um caminho metodológico pela análise semiótica de discurso para pesquisas em identidade organizacional. Cadernos EBAPE.BR, v. 14, n. 2, p. 351-376, 2016.; CAVAZOTE, ARAUJO and ABREU, 2017CAVAZOTTE, F. S. C. N.; ARAUJO, F. F.; ABREU, A. L. Identificação organizacional entre funcionários públicos brasileiros: um estudo no setor cultural. Revista Brasileira de Gestão de Negócios, v. 19, n. 64, p. 289-306, 2017.). Corroborating the thinking of Fernandes, Marques and Carrieri (2009), Fombelle, Jarvis, Ward et al. (2011) emphasized that organizational identification influences organizational behaviors such as learning, turnover, productivity, and task performance.

Berger and Luckmann (2005BERGER, P. L.; LUCKMANN, T. A construção social da realidade: tratado de sociologia do conhecimento. 25. ed.Petrópolis: Vozes, 2005.) argued that the environment and the social group in which individuals are inserted contribute to their construction of reality and how they understand and interpret situations; that is, the place and the people surrounding an individual can determine that individual’s degree of identification with the organization in which they work.

Kreiner and Ashforth (2004KREINER, G. E.; ASHFORTH, B. E. Evidence toward an expanded model of organizational identification. Journal of Organizational Behavior, v. 25. n. 1, p. 1-27, 2004.) presented an expanded identification model in order to demonstrate how the process of organizational identification occurs. They indicated that it can manifest in four dimensions: (a) neutral or apathetic identification, (b) overidentification, (c) disidentification, and (d) ambivalent or conflicting identification (Figure 1).

Overidentification occurs when work is the top priority for an individual, and their attitudes and thoughts revolve around their professional activities. Dukerich, Kramer, and Parks (1998DUKERICH, J. M.; KRAMER, R. M.; PARKS, J. M. The dark side of organizational identification. In: WHETTEN, D.; GODFREY, P. (Ed.). Identity in organizations: building theory through conversations. Thousand Oaks: Sage, 1998. p. 245-256.) argued that in this case, personal identity commits itself and belongs to the identity of the organization. In this way, employees send the organization their individual characteristics through projection, and absorb characteristics of it as if these characteristics were already their own through the process of introjection (PAGÉS, BONETTI, GOULEJAC et al., 1987PAGÉS, M. et al. O poder das organizações. 2. ed.São Paulo: Atlas, 1987.). Dukerich, Kramer, and Parks (1998) also confirmed that, in such a context, there is a dependency relationship composed of affectionate feelings from the individual toward the company, which generates negative consequences such as the individual’s lack of criticality in relation to organizational actions and policies.

Opposed to this dimension is disidentification. Dukerich, Kramer and Parks (1998DUKERICH, J. M.; KRAMER, R. M.; PARKS, J. M. The dark side of organizational identification. In: WHETTEN, D.; GODFREY, P. (Ed.). Identity in organizations: building theory through conversations. Thousand Oaks: Sage, 1998. p. 245-256.) found that in this case the individual defines him-/herself as totally differentiated from the organization; that is, he/she has attributes and principles that are divergent from those promoted by the organization. The individual then consciously segregates his/her personal principles from those of the organization, highlighting the differences between what is and what is not. This situation aggravates aggressive feelings of resistance to what is determined by the organization’s representatives.

Another possible dimension is that of conflicting or ambivalent identification, in which the individual identifies, yet at the same time disidentifies, with the organization or some of its attributes. In this case, the individual identifies with certain aspects of the organization that he/she considers positive, and disidentifies with those considered negative.

In a scenario of low identification and low disidentification, one has a neutral or apathetic identification (DUKERICH, KRAMER and PARKS, 1998DUKERICH, J. M.; KRAMER, R. M.; PARKS, J. M. The dark side of organizational identification. In: WHETTEN, D.; GODFREY, P. (Ed.). Identity in organizations: building theory through conversations. Thousand Oaks: Sage, 1998. p. 245-256.). This situation can be associated with a process of self-protection, in which the individual does not establish an identity linked to the organization and is able to develop, at any time, a differentiated culture within the organization without identifying with a specific group.

Figure 1
Expanded identification model

The literature has demonstrated other ways of understanding the process of organizational identification. One of these forms was developed by Rocha and Silva (2007ROCHA, C. B.; SILVA, J. R. G. Identificação de funcionários com empresas públicas no contexto de mudanças: o caso Finep. Revista de Administração Pública, v. 41, n. 4, p. 685-706, 2007.), who presented one set of factors that aid the identification process, and another set that undermine the identification process and thereby contribute to a scenario of disidentification. These factors were brought together by Rocha and Silva (2007) in two maps: the identification map and the map of frustration.

The identification map points to aspects that help employees identify with an organization and maintain that identification in a context of change. The frustration map, in turn, presents aspects that contribute to individuals’ frustration in relation to their organization and make it difficult for them to identify with it.

Figure 2 shows the identification map proposed by Rocha and Silva (2007ROCHA, C. B.; SILVA, J. R. G. Identificação de funcionários com empresas públicas no contexto de mudanças: o caso Finep. Revista de Administração Pública, v. 41, n. 4, p. 685-706, 2007.).

Figure 2
Identification Map

As shown in Figure 2, when it comes to a public company, employment stability is one of the factors of organizational identification, while another is the maternal relationship the company has with its employees. This relationship was observed in Rocha and Silva’s (2007ROCHA, C. B.; SILVA, J. R. G. Identificação de funcionários com empresas públicas no contexto de mudanças: o caso Finep. Revista de Administração Pública, v. 41, n. 4, p. 685-706, 2007.) analysis of the identification process and how it unfolds in individuals’ behavior. The authors found that the image was used repeatedly by interviewees in their study to demonstrate the relationship they had with the organization.

Figure 3 presents the frustration map elaborated by Rocha and Silva (2007ROCHA, C. B.; SILVA, J. R. G. Identificação de funcionários com empresas públicas no contexto de mudanças: o caso Finep. Revista de Administração Pública, v. 41, n. 4, p. 685-706, 2007.).

Figure 3
Frustration Map

Figure 3 shows that aspects such as the lack of clearly defined rules, communication problems, society’s lack of knowledge about the institution, and the indication of people by non-meritocratic criteria contribute to disidentification with the organization. It is important to emphasize that this map presents both internal factors (such as the imbalance of competences and overload in certain areas) and external factors (negative perception of the institution), which are manifested as favorable for disidentification.

The maps of identification and frustration of employees in relation to the company in which they work may be related to the structure of the organization. This structure systematizes both the technical aspects and the behavioral aspects that people must enact or present within the organization. According to Fogaça and Coelho Junior (2015FOGAÇA, N.; COELHO JUNIOR, F. A. A hipótese “trabalhador feliz, produtivo”: o que pensam os servidores públicos federais. Cadernos EBAPE.BR, v. 13, n. 4, p. 759-775, 2015.), relationships between the dimensions of organizational structure and the dimensions of psychological well-being may occur. According to Fogaça and Coelho Junior’s (2015) analysis of part of the judiciary, for federal public servants autonomy was the structural aspect they cited and defended most in terms of giving them freedom of creation and quick solutions to problem.

Therefore, the following section outlines the concepts and models that can contribute to an investigation and categorization of topics related to identification and frustration with a public university as employer. This discussion also serves as a reference for the codification of information obtained during the data collection stage.

PUBLIC ADMINISTRATION AND BUSINESS ADMINISTRATION

Bachelor’s degrees in public administration have been on offer for more than 50 years in Brazil. For Bresser-Pereira (2010), public administration is an area of knowledge whose objective is to study the State apparatus, and is closer to political science or law than to economics and business administration.

According to Pinto and Behr (2015PINTO, J. F.; BEHR, R. R. Contradições na avaliação de desempenho dos servidores técnico-administrativos em educação na universidade pública. Cadernos EBAPE.BR, v. 13, n. 4, p. 795-820, 2015.), from 1970 an objective was to implement a managerial approach within public administration in countries such as the USA, Great Britain, and Brazil, especially from 1995, with the aim of modernizing and debureaucratizing public organizations.

According to Di Giacomo (2005)DI GIACOMO, W. A. O new public management no Canadá e a gestão pública contemporânea. Revista Interfaces Brasil/Canadá, v. 5, n. 1, p. 155- 170, 2005., the main characteristics of public administration, or public management, that have existed in Brazil since 1990 are: (a) an emphasis on effectiveness; (b) agility in the functions of planning, organizing, leading, controlling, and coordinating; (c) decentralization; (d) delegation of authority; and (e) performance control.

Nevertheless, Vilas Boas, Pereira, Teixeira et al. (2012)VILAS BOAS, A. A. et al. Administração pública tupiniquim: reflexões a partir da Teoria N e da Teoria P de Guerreiro Ramos. Cadernos EBAPE.BR, v. 10, n. 2, p. 284-301, 2012. stated that in Brazil there has been a hybrid model, known as Tupiniquim public administration, which involves characteristics such as patrimonialism, bureaucracy, managerialism, and social management.

In this context, managerialism has influenced public administration through a rationality that emphasizes a market logic, managerial modernization, and instrumentalization of the State to obtain greater efficiency (FARIA and FARIA, 2017FARIA, J. R. V.; FARIA, J. H. Concepção de Estado e a administração pública no Brasil no âmbito do plano diretor de reforma do Estado. Administração Pública e Gestão Social, v. 9, n. 3, p. 140-147, 2017.; MISOCZKY, ABDALA and DAMBORIARENA, 2017MISOCZKY, M. C.; ABDALA, P. R. Z.; DAMBORIARENA, L. A trajetória ininterrupta da reforma do aparelho de Estado no Brasil: continuidades nos marcos do neoliberalismo e do gerencialismo. Administração Pública e Gestão Social, v. 9, n. 3, p. 184-193, 2017.). Thus, a predisposition to view the public sector as naturally inefficient and lacking in instrumentalization and modernization has been noted from a neoliberal perspective (DAGNINO, 2004DAGNINO, E. Construção democrática, neoliberalismo e participação: os dilemas da confluência perversa. Política e Sociedade, v. 3, n. 5, p. 139-164, 2004.). Since the 1980s, Brazilian public administration has become the target of a speech full of managerial adaptations, with the label of the participatory aspect, but not verisimilar in practice (PAULA, 2005PAULA, A. P. P. Administração pública brasileira entre o gerencialismo e a gestão social. Revista de Administração de Empresas, v. 45, n. 1, p. 36-49, 2005.). However, this apparatus for modernizing and increasing the efficiency of administration does not guarantee social inclusion in the benefits of development (DAGNINO, 2004DAGNINO, E. Construção democrática, neoliberalismo e participação: os dilemas da confluência perversa. Política e Sociedade, v. 3, n. 5, p. 139-164, 2004.; FARIA and FARIA, 2017FARIA, J. R. V.; FARIA, J. H. Concepção de Estado e a administração pública no Brasil no âmbito do plano diretor de reforma do Estado. Administração Pública e Gestão Social, v. 9, n. 3, p. 140-147, 2017.). On the other hand, Bresser-Pereira (2010) affirmed that the Brazilian public administration model, which has adopted managerialism as a basis for its reform, has a dialectic relationship with the social State, in which the size of the Brazilian State requires modernization of administrative apparatus to ensure efficiency and quality of public services. In this model of public administration, it is up to the State to offer society efficient and high-quality public services, rendered in a timely manner, that work well and at minimal cost (DI GIACOMO, 2005DI GIACOMO, W. A. O new public management no Canadá e a gestão pública contemporânea. Revista Interfaces Brasil/Canadá, v. 5, n. 1, p. 155- 170, 2005.). Public administrators have the function of managing the State apparatus efficiently, but in a way that differs from that of business administrators (BRESSER-PEREIRA, 2010BRESSER-PEREIRA, L. C. Democracia, estado social e reforma gerencial. Revista de Administração de Empresas, v. 50, n. 1, p. 112-116, 2010.). Business administrators seek to expand their organization to increase profits for the benefit of the organization’s owners, while State organizations aim to further the public good. While one competes in the market, the other is monopolistic, in the sense that there are no competitors of the State since it performs functions exclusive of its responsibility, especially those established in the Federal Constitution.

In public administration, there is sovereignty and state power. Consideration should also be given to their ability to define public laws and policies aimed at the community and to implement these effectively. In this sense, it is emphasized that training of public administrators must incorporate theories that explain the functioning of the State, as a normative and organizational institution, and its relationship with society (BRESSER-PEREIRA, 2010BRESSER-PEREIRA, L. C. Democracia, estado social e reforma gerencial. Revista de Administração de Empresas, v. 50, n. 1, p. 112-116, 2010.). Thus, training of public administrators transcends rational and quantitative techniques of strategies, management, and decision making.

Bresser-Pereira (2010)BRESSER-PEREIRA, L. C. Democracia, estado social e reforma gerencial. Revista de Administração de Empresas, v. 50, n. 1, p. 112-116, 2010. argued that there are considerable differences in the training of public administrators compared to that of company administrators. The broad understanding of the former regarding norms governing the public sector is one of these differentials, along with a more focused vision in meeting the needs of society. Bresser-Pereira (2010) added that public servants cannot be seen as merely executing decisions made by politicians on behalf of their constituents, since they must also help politicians formulate or reformulate these decisions. In terms of training, undergraduate courses in public administration cannot be limited to teaching students strategies and methods of management and control, and quantitative methods of administration and decision making; an overview of society and how it is coordinated is also needed.

Public employees should bear in mind that State-owned enterprises have two distinct objectives: (a) meeting stakeholders’ needs, which aim to serve the public interest; and (b) serving shareholders, to cater to private profit interests (BARBALHO and MEDEIROS, 2014BARBALHO, F. A.; MEDEIROS, J. J. Transparência e legitimação de objetivos institucionais em empresas estatais: um estudo de caso sobre a Petrobras. Cadernos EBAPE.BR, v. 12, n. esp, p. 469-493, 2014.).

Besides this knowledge, public administrators must develop a general idea of the State as normative and organizational institution, using theories that compare it to society; for instance, this knowledge should extend to democracy and the modern and productive state; administrative law and constitutional law; and the fundamental role played by the State in society. On the other hand, business administrators need to have a clear picture of finances and markets — that is, of business. This is so important that, in the USA, for example, business schools are called as such because business is their goal, while public administration focuses on the state (Bresser-Pereira, 2010).

For Saravia (2010SARAVIA, E. J. Administração pública e administração de empresas: quem inspira a quem? Revista ADM.MADE, v. 14, n. 3, p. 1-8, 2010.), there are many elements that differentiate the two forms of administration. While private companies’ actions are guided by strategic planning, public administrators work within more rigid governmental planning systems, which are guided by the Federal Constitution and by public policies.

One point that has often been discussed when it comes to public administration, and which is constantly compared to private administration scenarios, is bureaucracy. Abrucio (2007ABRUCIO, F. L. Trajetória recente da gestão pública brasileira: um balanço crítico e a renovação da agenda de reformas. Revista de Administração Pública, v. 41, n. esp, p. 67-86, 2007.) suggested that bureaucracy is an instrument that needs to be professionalized and constantly evaluated through goals and indicators that help reduce political interference with state actions.

In public administration, undergraduate courses are based on disciplines that aim to provide an understanding of the logic of the State, government planning, public law, and public and budget accounting, which is intended to increase the effectiveness of public policies. In business administration, strategic planning and the private nature of business decision making are in focus through disciplines that emphasize market satisfaction, such as marketing, managerial accounting, and financial and budgetary administration, among others (SARAVIA, 2010SARAVIA, E. J. Administração pública e administração de empresas: quem inspira a quem? Revista ADM.MADE, v. 14, n. 3, p. 1-8, 2010.). Public administration is therefore surrounded by specifics that distinguish it from business administration in certain respects, and requires graduates to be more focused on understanding the role of the State and the guiding principles of public administration.

It should be noted that, despite these differences between business administration and public administration, managerialism—in line with concepts of market rationality and private companies that are considered a natural focus of business administration courses—has infiltrated and influenced the discourse of modernization regarding Brazilian public administration.

METHODOLOGY

This article investigates how the process of organizational identification occurs in graduates of business administration that work in the public sector. It does so by evaluating the effects of this identification on their vision and behavior in relation to the public institution in which they carry out their activities.

The research used a descriptive-analytical case study developed through a qualitative approach. For this, Yin’s (2001YIN, R. K. Estudo de caso: planejamento e métodos. 3. ed.Porto Alegre: Bookman, 2001.) definition of case study was adopted; that is, as an empirical investigation of a contemporary phenomenon in a real-life context. Minayo (2004MINAYO, M. C. S. O desafio do conhecimento: pesquisa qualitativa em saúde. 8. ed.São Paulo: Hucitec, 2004.) and Triviños (2009TRIVIÑOS, A. N. S. Introdução à pesquisa em ciências sociais: a pesquisa qualitativa em educação. 5. ed.São Paulo: Atlas, 2009.) affirmed that the qualitative approach is a method through which researchers can understand the dynamics of the phenomenon in its complexity, working in a universe of meanings, motives, aspirations, and beliefs, among others, with the aim of understanding the human reality.

Triangulation (YIN, 2001YIN, R. K. Estudo de caso: planejamento e métodos. 3. ed.Porto Alegre: Bookman, 2001.) can be achieved by conducting interviews, analyzing official documents, and carrying out participant observation. The scenario chosen for the research was a federal university. The research subjects were public employees who had graduated from a business administration course, and who went on to act as administrators. The university was selected based on observations regarding the background of the technical-administrative staff. As of 2015, of the 751 total technical and administrative public employees in its staff, 72 were managers, and among these 71 had an (undergraduate) degree in business administration.

In addition, this university has recognized the shortage of public employees who have graduated with a degree in public administration, which resulted in the university offering a specialized course in public management in 2010 and 2013 to mitigate possible work deficiencies or identification problems. Such conditions made this university a suitable case within this research.

One of the instruments used to collect the data was semi-structured interview, with the purpose of obtaining information to analyze the mechanisms of organizational identification by public employees that act as administrators. For Godoy (2007GODOY, A. S. Entendendo a pesquisa científica. In: HANASHIRO, D. M. et. al. (Ed.). Gestão do fator humano: uma visão baseada em stakeholders. São Paulo: Saraiva, 2007. p. 351-371.), the semi-structured interview guarantees fluency in people’s reports, with open questions and little structuring, which ensures a minimum level of standardization in the collection of information among interviewees. It focuses on “obtaining descriptions about the experiences and people’s lives, capturing meanings attributed by them regarding the phenomena described” (GODOY, 2007GODOY, A. S. Entendendo a pesquisa científica. In: HANASHIRO, D. M. et. al. (Ed.). Gestão do fator humano: uma visão baseada em stakeholders. São Paulo: Saraiva, 2007. p. 351-371., p. 354). The following are examples of questions within the interview script:

  • What contributes to or hinders the performance of your activities?

  • How do you relate to this university, and how does the university impact your life?

  • What kind of feelings have you developed in relation to the performance of your activities, and in relation to this university?

  • Do you have plans to move to another area within this university? Which area, and why?

  • In any situation during the performance of your activities, have you encountered values and understandings that differ compared to your own? How did you react to this?

During the interviews, interviewees were able to make additions or clarifications, so that the themes could be deepened as needed. The interviews were recorded with the previous consent of the interviewees, and then transcribed to ensure reliability of the data in the analysis process. The interview proposal, questionnaire, and free and informed consent form were approved by the research Ethics Committee, and formal authorization was obtained from the institution’s dean, given the interest in this issue of organizational identification.

After the data were collected, theoretical triangulation (YIN, 2001YIN, R. K. Estudo de caso: planejamento e métodos. 3. ed.Porto Alegre: Bookman, 2001.) was conducted to understand the studied phenomenon and the developed case study based on the contrasting theoretical perspectives on the subject. This included documentary analysis and participant observation (THIOLLENT, 1994THIOLLENT, M. Metodologia de pesquisa-ação. 6. ed. São Paulo: Cortez, 1994.).

Box 1
Information obtained through participant observation and document analysis

Participation in informal and formal meetings with managers and members of the university’s highest council, and participation in discussions on the role of the administrator in public management and in internal events sponsored by the institution, allowed participant observation and access to documents, such as minutes of meetings, which were subsequently analyzed.

In this article, in addition to the interviews conducted to contextualize the information and provide avenues for further study, the university website and official documents were consulted, which broadened understanding of the object of study. In order to enable codification and categorization of the content of communications, the computer program Atlas TI 7.0 was used to analyze the content of the interviews. Starting from the theoretical reference and the conceptual elements of identification and frustration with the organization, these same elements were searched for in the results and in the interviewees’ responses. Finally, the identified aspects were adapted to the context described by the research subjects.

Box 2 shows the sociodemographic data of the interviewees, who were selected based on the criteria that they had graduated with a degree in business administration and were acting as managers in the case university.

Box 2
Interviewees

ANALYSIS AND DISCUSSION OF RESULTS

From the mapping of the organizational identification process, based on the expanded identification model proposed by Kreiner and Ashforth (2004KREINER, G. E.; ASHFORTH, B. E. Evidence toward an expanded model of organizational identification. Journal of Organizational Behavior, v. 25. n. 1, p. 1-27, 2004.), it was observed that the majority of aspects mentioned by the interviewed group seemed to present characteristics of an ambivalent identification. In this dimension, actors identify with certain aspects of the organization that they consider positive, and disidentify with those seen as negative.

Box 3presents the most representative responses of the interviewees under positive and negative aspects of identification, which led to the characterization of ambivalent organizational identification.

Box 3
Representative responses regarding positive and negative impressions revealing an ambivalent organizational identification

According to Box 3, the interviewees identified, at a certain level, with the organization, mainly with regard to their work environment and with what is “new” in public administration in terms of computerization and electronic trading. However, there are some points in which the public employees were against the institution’s positioning, such as with regard to political aspects that generate discontinuity of work, ignorance of the laws, and lack of flexibility in certain sectors. Due to these negative aspects, some even said that they did not see themselves as members, and that they wanted to leave the institution at some point.

Regarding taking an undergraduate course in business administration, some interviewees reported that the motivation for this choice was a desire to work in a family business or join a large company. In addition, among the factors that led them to enter the public area, they mentioned family connections, stability, and quality of life, as reported by A1, A2, A10, and A7:

I had not thought about a public job, it did not form part of my options, and I never thought to start my own business. My focus was on working in a large company, my goal when I started my business administration course was to get a position in a multinational or a large company ... Public administration did not even come to mind, I was never interested in this subject, and then there came an invitation from a cousin to apply for this university. (A1)

I decided to take the business administration course, not thinking about starting a business or being an entrepreneur, but thinking about becoming a professional of a large company. And in my professional life I walked a different path, I worked in the commercial area for a long time, in an insurance company. The first determining factor to work here was the proximity of my residence, quality of life, stability, job security, even more with the current {economic} crisis, if I was in the old job, that would be a problem. (A2)

My father had a company and we worked with him, and when I started the administration course, it was to help me in his company. (A10)

Regarding the choice of course, I confess that at the time I did not have much guidance … the notion I had was {that the person} who made money was the executive, and to be an executive {you had to start as an} administrator, so it was a very simple view I had at the time. (A7)

Only one respondent stated that his/her initial motivation was to enter a public career. He/she said that he/she chose a degree business administration because, at the time of his/her course selection, courses specifically in public administration were scarce.

My reason for doing business administration is very different from most, I did directed to public post tender, because most of the disciplines they have in the course of administration, because it is a general course, deal with accounting, law, economics, and I could not choose to do a bachelor’s degree in public administration because where I studied I did not have this option. The only course I knew of was integral, so it was not feasible for those who work, but if where I studied there had been an undergraduate course in public administration I would have opted for that instead of business administration. (A4)

Adaptation to the public sector and its daily routines was reported as difficult by the majority of respondents. The fact that public administration presents a series of procedures defined by law, and how to request a set of administrative routines, were the reasons most cited by the interviewees as hindering the process of adaptation to the public sector:

I did not even have knowledge of … the law, having had a contact, nothing; for me, that reality was totally new, so it was a shock because I had to meet a very intense work pace, very insane in terms of speed, because everything there in the company where I worked was resolved by email, word of mouth, go and do, or just send an email with an OK, and suddenly arrive at a public agency, and reading a law, which for me made no sense at all, and start to realize that in public administration everything you need has to follow a protocol, a receipt, a form. I was very surprised by that, so it was very complicated because only the law, for those who are totally new to it, does not make any sense, I did not understand anything. What helped me was that later I ended up changing area, and the service there was more operational, it was more about providing service. I did not need to do bids, so I got it … it was easier to adapt. (A1)

My first job was difficult, I came from the rhythm of a private company, so I needed to slow down a bit, because I was very anxious, wanting to see things happen fast, and in public agencies this is not how it works, because we have to follow laws, rules. (A4)

The course that I did had no subjects in public administration, so I experienced difficulty from the beginning, because you have to know the laws; in the public service, you have to be an expert of the laws governing the work. I had no idea how bureaucratic it was to bid, part of the contracts as well, and what I was able to bring from business administration was the organization of the work, of trying to improve the dynamic, and this knowledge helped me in the preparation of management reports. I think it needs a complementation for the public administration, because it is very different. (A12)

The quotes from A1, A4, and A12 highlight the perception of a discrepancy between the dynamics of business administration and that of public administration, which refers to a connotation of slowness within public administration due to laws and rules. A12’s quote also shows that he/she had a total lack of knowledge of public administration in terms of subjects, which refers to the fact that the knowledge he/she had gained was predominantly managerial (BRESSER-PEREIRA, 2010BRESSER-PEREIRA, L. C. Democracia, estado social e reforma gerencial. Revista de Administração de Empresas, v. 50, n. 1, p. 112-116, 2010.; PAULA, 2005PAULA, A. P. P. Administração pública brasileira entre o gerencialismo e a gestão social. Revista de Administração de Empresas, v. 45, n. 1, p. 36-49, 2005.). Regarding the need for training, due to their education in business administration most of the interviewees highlighted the importance of specific training that contributes to the execution of public administration routines. Corroborating Bresser-Pereira’s view (2010), the interviewees highlighted the lack of content on public administration in the Bachelor’s of Business Administration courses, and the difficulties they faced in executing public administration routines when entering their public functions.

In fact, public administration has nothing to do with private administration, it is totally different; that’s what I usually tell people, I’ve had 10 years of experience in private institutions. So you have a base on which you can turn around, but at private institutions you can do anything that is not against the law; in public institutions you can only do what is in the law, so you try to turn around to implant things that you learned in private life, bring that reality into public life, being within the law. I think it is more complicated in this sense, but in the matter of learning, they passed me the whole service and they taught me within the same department, because I really would not know how, I would have to study on my own, and it is very difficult ... I would have had to take some {additional} course if they had not taught me. (A6)

I had to make some adjustments, even try to take courses and training, because there are differences between public administration and business administration, especially with regard to laws that people use a lot here, such as administrative law, public budgeting. As I had had no contact with these areas, it was something innovative, new situations, where I had to seek to deepen my knowledge of these concepts of public administration, because my background in business administration is very different. (A8)

Several courses are required in the area {in which} you are performing your activities. So, for example, I did activities in the field of contracting materials, so I had to take some courses on how to manage storage, how to hire contractors, how to control them … when I changed to another area, I needed to take a course on hiring service providers, how to supervise them. (A10)

It is important to emphasize how the actors interviewed recognize the distinctions between public administration and private administration, and the impact of such divergences on their activities. According to the statements by A6, A8, and A10, public administration involves issues of obtaining authorization according to the law, which entails specificities of administrative law and the public budget, which are subjects not addressed within business administration courses, as pointed out by A8 above. Some actors, for example, mentioned discomfort with public administration practices, and emphasized the need for additional training:

I have not gotten used to it, I have not adapted myself, because although I do not manage the company, I am part of the corporate structure, so I still have the vision of a private company. I am resilient to redundancy, I understand the principle I don’t remember right now, when the person cannot do and approve by herself, processes that we do today in a way that turn out to be quite costly. I do comply with the provisions in the legislation, in the procedures, but I still see them in a very critical way. (A10)

The courses are needed for you to understand what a public institution is, because in a private institution, you want a pen, you go there and buy it, and here, because of the rules, the laws, it is not so; unfortunately, for you to buy any material you have to carry out a bid, you have to understand this bidding, wait for the deadline, everything cute. This demands … at least three months for you to have the basic equipment to work. And you have to understand all this change from the private to the public, it is not an easy thing to adapt; at the time I took a course on auctioneering to understand what bidding is, term course of reference, which is a basic document for bidding, since these were things I had never heard of. I did not even know what bidding was before I joined here. These are difficulties everyone faces. (A13)

And even then, there were no defined procedures, so in this first period, what we did was to call other public agencies, other federal universities, and ask: I have this need, how do you do it there? So it was more or less like that, and later, when we were a bit more structured, there came the opportunity for the training courses, which helped me so much. It was very useful indeed, because it is one thing to read Law 8.666, another thing to take a course {in it}, because something that is very important is interaction with the other participants. So then I started to ask questions, and saw how they did certain things in practice — how do I hire such a service. The lecturer is interpreting the law, teaching you, explaining to you what that set of rules is, and why that set of rules, because I think what is most frightening is you see a lot of deadlines, a lot of rules, and I do not understand the purpose. Everything has a reason, and it was very important for me to have participated in training courses, and to understand why, … it {taught me about} protecting the public patrimony, the public money, which is interesting, because at least then we can understand the logic of the business. So it helped me a lot. (A1)

This was the first public agency that I worked at; before, I worked with customer services, and had a very different role from the one I perform here. (A11)

Based on the above, the interviewees seemed to understand that it is necessary to undergo training in public administration routines, since they had had little or no contact to such aspects in their business administration courses. A13 mentioned that the institution shares this understanding, but pointed out that as the number of employees increases, opportunities to access training will decrease, due also to cuts in the institution’s budget:

the people that had attended before helped me to understand this bureaucratic part of things … and since the availability of courses was greater at the time I went in, it was easier because the university was still starting and still had more budget. Even nowadays, because of the large number of people who are entering, the reduction of funds and the immediate impact it has here, {people want} things {quickly}, but forget the bureaucracy, which entails delays. So maybe the new people who are going to enter will have a greater difficulty adapting, that is my thinking. Unfortunately, it will be not possible to train everyone, even more with the decrease of budget. Then, it will also depend a lot on the dissemination of knowledge among colleagues. But sometimes we do not have the time to explain the details of a bidding, an electronic trading session, how to purchase a good or service. (A13)

As noted above, the university itself decided to offer a specialized course in public management, in order to mitigate the ignorance of the dynamics of public administration, to administrative employees. However, only 30 positions were offered in 2010, and 40 in 2013. With respect to the disparities between expectation and reality in a public institution according to professionals trained in business administration, several cited problems generated by the stability of public employment determined by Law no. 8.112/1990. The following excerpts illustrate this:

What changes a lot is about people, here. Because of the {mandated employment} stability, it is difficult to demand productivity; for example, that is something quite present in a private company, because it has to make profit, otherwise someone can be fired, but here practically there is no such thing, what you see here is an inertia, ... In the business administration course we see goals, objectives, and you see that often has no purpose, it’s that business, let’s work day-to-day without much concern for the performance of the organization. (A9)

What is difficult is people, the law exists for everyone, what exists are idiosyncrasies in certain people, the kinks, the peculiarities, things that people have. For example, I needed to collect a signature {within a certain} time … the frills they have here and the lack of commitment, proactivity … if it was in a company, {the employee whose signature I needed} would be sent away and it is finished, it is solved, but here it does not happen … So we have to... put up with, tolerate {this slowness}. (A9)

The difficulties I encounter in public administration are related to bureaucracy, slowness of procedures, and the hiring of staff because of {mandated employment} stability. If the person could be fired, to hire a more specialized person … why {isn’t there a} test {to hire} a specialized person? (A7)

It is important to note that although stability is generally perceived positively by individuals belonging to a public organization, it also has negative effects. For instance, the difficulty of mobilizing people to fulfill certain goals was cited as a negative example found in the context of the case institution. In the testimonies of A9 and A7, there is also a connotation of superiority of the administration of companies over that of public entities in terms of performance, objectivity, and commitment. Respondents A9 and A7 reinforced the idea ofmanagerialism by referring to managerial modernization, which would not be present in the university in question because it is public. Nevertheless, it should be emphasized that the influence of managerialism, which was present in the discourses and in the perceptions of the interviewees, leaves aside reflections on effective public spaces, the political and cultural agenda, and projects of social inclusion that characterize the actions and dynamics of a public organization (MISOCZKY, ABDALA and DAMBORIARENA, 2017MISOCZKY, M. C.; ABDALA, P. R. Z.; DAMBORIARENA, L. A trajetória ininterrupta da reforma do aparelho de Estado no Brasil: continuidades nos marcos do neoliberalismo e do gerencialismo. Administração Pública e Gestão Social, v. 9, n. 3, p. 184-193, 2017.; DAGNINO, 2004DAGNINO, E. Construção democrática, neoliberalismo e participação: os dilemas da confluência perversa. Política e Sociedade, v. 3, n. 5, p. 139-164, 2004.; FARIA and FARIA, 2017FARIA, J. R. V.; FARIA, J. H. Concepção de Estado e a administração pública no Brasil no âmbito do plano diretor de reforma do Estado. Administração Pública e Gestão Social, v. 9, n. 3, p. 140-147, 2017.). The analysis of the institution’s documents and the participant observations contributed to showing that the university is concerned about the lack of knowledge about public administration demonstrated by employees upon joining the institution. Participation in meetings, informal conversations, and coexistence with public employees who act as administrators reinforced the interview findings regarding aspects of identification and frustration with the organization.

Based on the proposal of Rocha and Silva (2007ROCHA, C. B.; SILVA, J. R. G. Identificação de funcionários com empresas públicas no contexto de mudanças: o caso Finep. Revista de Administração Pública, v. 41, n. 4, p. 685-706, 2007.), this study sought elaborate a map of identification and another of frustration for the case study developed in this research. Using these maps, an overview could be obtained of the aspects that contribute to the identification process, as well as those that need action from the institution to minimize frustration.

The following aspects were considered to contribute to organizational identification:

  • Interacting with qualified people: The university environment contributes to this via an intense exchange of knowledge and experiences and encourages public employees’ pursuit of qualifications;

  • Flexibility to propose new workflows, so that these actors adapt to the institution’s procedures and participate more in institutional processes;

  • Growth Opportunities, since the institution has created a specialized course focused on the area of public administration, and offers opportunities for training;

  • Quality of life;

  • Stability.

These aspects are summarized in Figure 4

Figure 4
Identification map: Case study

For the map of frustration with the organization, the following aspects were found:

  • Absence of defined procedures, due to the vast amount of legislation involved;

  • Communication problems stemming from rapid institutional growth, as well as a lack of information dissemination policies;

  • Difficulties related to stability, due to the constraints of firing employees in cases where there is no results-oriented approach;

  • Unequal workload, since in some sectors the workload is higher than that of others, with people conducting activities via excessive schedules at certain periods of the year;

  • Lack of continuity of work, which is related to the lack of defined procedures;

  • Need for specific knowledge on legislation that has not been previously available and which led to the need for specific training;

  • Strict career plans, which represent a motivational cause for actors leaving the institution because the plans do not allow career changes;

  • Bureaucracy, which represents frustration with the organization: Most of the actors reported that in their business administration courses, as in their previous experiences, they were accustomed to more agile routines and leaner procedures, which is not always possible in public administration;

  • Decisions motivated by political interests, which refers to the fact that, within the public institution, some decisions can be based on political bias, which directly interferes in the execution of the administrators’ activities.

These aspects are shown in Figure 5.

Figure 5
ap of frustration: Case study

The maps shown in Figures 4 and 5DAGNINO, E. Construção democrática, neoliberalismo e participação: os dilemas da confluência perversa. Política e Sociedade, v. 3, n. 5, p. 139-164, 2004. show an overview of the aspects that facilitate identification and disidentification with the organization studied. The consolidation of these aspects facilitates understanding of employees’ identification and frustration with the organization, besides providing a more accurate vision of the actions needed by the studied public agency, which can potentially improve the satisfaction of public employees in the performance of their activities.

FINAL CONSIDERATIONS

In answering the question that guided this article, it is inferred that the process of identification of business administration graduates occupying an administrative post in public agencies is ambivalent. This is because, although codes such as quality of life, stability, and participation in internal decisions were cited as facilitating identification, they are in conflict with bureaucracy, policy-based decisions, and lack of communication.

The degree in business administration is one of the factors that seems to contribute to the ambivalent identification, since the actors reported having difficulties inherent to their background, mainly in terms of the structure of operation of public organizations and the legislation that permeates it. This finding is in line with those of Bresser-Pereira (2010). It was also observed that the influence of managerialism predominated in the interviewees’ discourse, as a rationality that attends to market logic and that constitutes the core of business administration courses, as demonstrated by the data collected during interviews, documentary analysis, and participant observation.

The case university in this study presented itself as a favorable environment, with actions aimed at furthering the qualifications of its employees and actively involving them in decision-making processes. Regarding the aspects that lead to frustration with the organization, it is important to note that most—such as bureaucracy, lack of strategic planning, and decisions guided by political interests—are characteristics that are perceived as common to public agencies. This was also seen in the literature review, which pointed out the managerialist influence in the managerial modernization of public administration.

Adaptation to the public sector and its daily routines was reported as difficult by most respondents. According to the analysis of the data obtained, this difficulty seems to have arisen from their having taken a business administration undergraduate course, the content of which differs from that of public administration, since the latter presents a series of procedures defined by law and requires a set of specific administrative routines. This factor were the most frequently cited by the interviewees as difficult to overcome and adapt to.

For future work, it is proposed that analyses be conducted on institutions with respect to people-management scales, culture, and organizational climate, to explore the behavior of public managers in the work environment, in view of the descriptions of identification and frustration aspects found in this study.

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Publication Dates

  • Publication in this collection
    June 2018

History

  • Received
    24 Jan 2016
  • Accepted
    03 Aug 2017
Fundação Getulio Vargas, Escola Brasileira de Administração Pública e de Empresas Rua Jornalista Orlando Dantas, 30 - sala 107, 22231-010 Rio de Janeiro/RJ Brasil, Tel.: (21) 3083-2731 - Rio de Janeiro - RJ - Brazil
E-mail: cadernosebape@fgv.br