Does thromboprophylaxis prevent venous thromboembolism after major orthopedic surgery?^***

Abstracts

OBJECTIVE:

Pulmonary embolism (PE) is an important complication of major orthopedic surgery. The aim of this study was to evaluate the incidence of venous thromboembolism (VTE) and factors influencing the development of VTE in patients undergoing major orthopedic surgery in a university hospital.

METHODS:

Patients who underwent major orthopedic surgery (hip arthroplasty, knee arthroplasty, or femur fracture repair) between February of 2006 and June of 2012 were retrospectively included in the study. The incidences of PE and deep vein thrombosis (DVT) were evaluated, as were the factors influencing their development, such as type of operation, age, and comorbidities.

RESULTS:

We reviewed the medical records of 1,306 patients. The proportions of knee arthroplasty, hip arthroplasty, and femur fracture repair were 63.4%, 29.9%, and 6.7%, respectively. The cumulative incidence of PE and DVT in patients undergoing major orthopedic surgery was 1.99% and 2.22%, respectively. Most of the patients presented with PE and DVT (61.5% and 72.4%, respectively) within the first 72 h after surgery. Patients undergoing femur fracture repair, those aged ≥ 65 years, and bedridden patients were at a higher risk for developing VTE.

CONCLUSIONS:

Our results show that VTE was a significant complication of major orthopedic surgery, despite the use of thromboprophylaxis. Clinicians should be aware of VTE, especially during the perioperative period and in bedridden, elderly patients (≥ 65 years of age).

Orthopedics; Pulmonary embolism; Venous thrombosis

OBJETIVO:

A embolia pulmonar (EP) é uma complicação importante de cirurgia ortopédica de grande porte. Este estudo visou avaliar a incidência de tromboembolismo venoso (TEV) e os fatores que influenciam o desenvolvimento de TEV em pacientes submetidos a cirurgia ortopédica de grande porte em um hospital universitário.

MÉTODOS:

Pacientes submetidos a cirurgia ortopédica de grande porte (artroplastia de quadril, artroplastia do joelho ou reparação de fratura de fêmur) entre fevereiro de 2006 e junho de 2012 foram incluídos retrospectivamente no estudo. As incidências de EP e de trombose venosa profunda (TVP) foram avaliadas, assim como os fatores que influenciaram sua ocorrência, tais como o tipo de cirurgia, idade e comorbidades.

RESULTADOS:

Foram revisados os prontuários médicos de 1.306 pacientes. As proporções de artroplastia do joelho, artroplastia de quadril e reparação de fratura de fêmur foram, respectivamente, de 63,4%, 29,9% e 6,7%. A incidência cumulativa de EP e TVP nos pacientes submetidos a cirurgia ortopédica de grande porte foi, respectivamente, de 1,99% e 2,22%. A maioria dos pacientes apresentou EP e TVP (61,5% e 72,4 %, respectivamente) nas primeiras 72 h após a cirurgia. Pacientes submetidos à reparação de fratura de fêmur, aqueles com idade ≥ 65 anos, e pacientes acamados tinham um risco maior de desenvolver TVP.

CONCLUSÕES:

Nossos resultados demonstram que o TEV foi uma complicação importante de cirurgia ortopédica de grande porte, apesar da utilização de tromboprofilaxia. Os médicos clínicos devem estar alerta para a ocorrência de TEV, especialmente no período perioperatório e em pacientes idosos (com idade ≥ 65 anos) e acamados.

Ortopedia; Embolia pulmonar; Trombose venosa

Introduction

Venous thromboembolism (VTE), specifically deep vein thrombosis (DVT) and pulmonary embolism (PE), is an important cause of morbidity and mortality.^{( 1 )} The risk of VTE is highest in patients undergoing major orthopedic surgery, particularly hip and knee arthroplasty. The American College of Chest Physicians (ACCP) guidelines recommend that each hospital implement strategies to identify the risk of VTE in medical and surgical patients in order to prevent morbidity and mortality due to this important clinical condition.^{( 2 )}

Clinically significant bleeding occurs infrequently in patients who are taking an anticoagulant at a prophylactic dose.^{( 3 )} However, the risk of bleeding might limit the adequate use of anticoagulants in patients undergoing major orthopedic surgery. Because perioperative VTE is asymptomatic in the majority of the cases (95%), this important clinical condition might be underestimated by surgeons, resulting in inadequate use of prophylactic anticoagulants.^{( 4 )}

Not only is the use but also the duration of thromboprophylaxis important, especially for high-risk patients. In one meta-analysis, the incidence of symptomatic and fatal PE was found to be 3.2% and 0.1%, respectively, in patients who had undergone hip or knee arthroplasty within a 3-month period and who had received short-term (7-10 days) thromboprophylaxis.^{( 5 )}

In the present study, we evaluated the incidence of VTE and the factors influencing the development of VTE in patients undergoing major orthopedic surgery in a university hospital.

Methods

Between February of 2006 and June of 2012, all of the patients who had been referred to the Department of Orthopedics and Traumatology of the Ufuk University Hospital, located in the city of Ankara, Turkey, and submitted to surgery were retrospectively studied. The medical records of 7,580 patients were selected. The patients who underwent major orthopedic surgery (hip arthroplasty, knee arthroplasty, or femur fracture repair) were included in the study. The department had a standard protocol for thromboprophylaxis (enoxaparin 40 mg/day s.c., and the use of graded compression stockings).This protocol was used during the period of the study.

The study was approved by the Research Ethics Committee of Ufuk University. The medical records of the patients were used in order to evaluate the incidence of DVT and PE within 45 postoperative days. Patients who underwent major orthopedic surgery in the hospital were routinely controlled on postoperative day 15, 30, and 45. Patients who had respiratory symptoms (pleuritic chest pain, dyspnea, hemoptysis, or cough), with or without signs and symptoms consistent with DVT (swelling, pain, tenderness, increase in the diameter of lower limbs, or local heat), were evaluated by a pulmonologist. The patients suspected of having VTE were submitted to chest CT angiography and Doppler ultrasound of the lower extremities by an expert radiologist. Chest CT angiography was performed with a 16-section multidetector CT scanner (LightSpeed 16; GE Healthcare, Milwaukee, WI, USA) within 24 h. PE was diagnosed when an intraluminal filling defect surrounded by intravascular contrast or total occlusion of the pulmonary arterial lumen was detected at any level of the pulmonary arteries. Doppler ultrasound of the deep veins of the lower extremities was performed with a standard method using a dedicated ultrasound unit (LOGIQ 7; GE Healthcare) with a 10L linear array transducer (bandwidth, 6-10 MHz) in order to investigate the presence/absence of intravenous thrombi.

Data on the type of surgical procedure, the type and duration of anesthesia, and other potential risk factors for VTE, including obesity, immobility (bed rest > 48 h), malignancy, previous history of VTE, COPD, congestive heart failure, trauma, thrombocytosis, and history of hormone replacement, were also recorded. In addition, the time of initiation and the duration of thromboprophylaxis were collected.

The data were analyzed using the Statistical Package for the Social Sciences for Windows, version 15.0 (SPSS Inc., Chicago, IL, USA). Descriptive statistical analysis results were presented as absolute and relative frequencies. Differences between groups for categorical variables were analyzed using the chi-square test or Fisher's exact test, where appropriate. The three clinically important variables among those which were found significantly effective in the development of VTE in the univariate analysis were evaluated by multiple logistic regression analysis in order to define independent risk factors of outcome variables. Adjusted odds ratios and respective 95% CIs were calculated. The level of statistical significance was set at p < 0.05.

Results

The data of 1,306 patients were assessed. The mean age of the patients was 66.36 ± 18.00 years. Females and males accounted for 77.2% and 22.8%, respectively. General anesthesia was administered to 18.8% of the patients, whereas 81.2% of the patients were treated with combined spinal-epidural anesthesia. The proportions of knee arthroplasty, hip arthroplasty, and femur fracture repair were 64.0%, 29.6%, and 6.4%, respectively. Of the 1,306 patients, 29 (2.22%) and 26 (1.99%), respectively, were diagnosed with DVT and PE.

All of the patients wore compression stockings and received VTE prophylaxis. Enoxaparin (40 mg/day) was the anticoagulant used for all of the patients, who received VTE prophylaxis during 30 postoperative days. Data related to demographics, type of surgical procedure, anesthesia, and type of thromboprophylaxis are shown in Table 1.

Table 1
Demographic data, type of surgery, and type of anesthesia used in the patients included in the study (n = 1,306).ª

Variable		Result
Age, yearsb		66.36 ± 18.00
Gender
	Male	298 (22.8)
	Female	1,008 (77.2)
Type of surgery
	Knee arthroplasty	836 (64.0)
	Hip arthroplasty	387 (29.6)
	Femur fracture repair	83 (6.4)
Type of anesthesia
	General	246 (18.8)
	Combined spinal-epidural	1,060 (81.2)

• ^ª
  Values expressed as n (%), except where otherwise indicated.
• ^b
  Value expressed as mean ± SD

Prophylaxis was started at the tenth postoperative hour. Major bleeding (gastrointestinal bleeding) was reported in 1 patient (0.07%) with a diagnosis of Crohn's disease. Nearly one-third of the patients (31.8%) presented with one or more than one risk factor for VTE other than the orthopedic surgery. Additional risk factors for VTE are included in Table 2.

Table 2
Distribution of potential risk factors other than major orthopedic surgery for pulmonary embolism.ª

Additional risk factor	Study sample
	(n = 1,306)
Obesity	59 (4.5)
Immobility	197 (15.1)
Malignancy	10 (0.8)
Previous history of VTE	39 (3.0)
COPD	17 (1.3)
Congestive heart failure	60 (4.6)
Trauma	10 (0.8)
Hormone replacement	10 (0.8)
Thrombocytosis	8 (0.6)

• ^ª
  VTE: venous thromboembolism. Values expressed as n (%)

The incidence of symptomatic DVT and PE in the patients studied was 2.22% and 1.99%, respectively. All of the patients with PE were also diagnosed with concomitant DVT. The incidences of PE following knee arthroplasty, hip arthroplasty, and femur fracture repair were 0.7%, 2.0% and 4.6%, respectively.

Of the patients who had PE and DVT, 61.5% and 72.4%, respectively, developed them within the first 72 postoperative hours. The time for the onset of PE and DVT in the patients is shown in Table 3. In this sample of patients, 15.4% of the patients with PE died, creating a mortality rate of 0.3%. Thrombolytic treatment was required in 15.4% of the patients with PE and was followed with standard heparin and warfarin treatment. Patients not receiving thrombolytic treatment were initially administered low-molecular-weight heparin (LMWH) and continued on warfarin therapy.

Table 3
Time for the onset of pulmonary embolism and deep vein thrombosis in the study sample.

Onset of PE, postoperative days	Study sample
	(n = 1,306)
	n	%
1	5	19.2
2	9	34.6
3	2	7.7
4	1	3.8
7	1	3.8
15	4	15.4
45	2	7.6
TOTAL	26	100.0
Onset of DVT, postoperative days
1	6	20.68
2	10	34.48
3	5	17.24
4	1	3.44
7	1	3.44
15	4	13.79
45	2	6.89
TOTAL	29	100.0

• PE: pulmonary embolism; and DVT: deep vein thrombosis

The majority of the patients (84.6%) who developed PE were aged ≥ 65 years (p = 0.004). No significant differences were found regarding the gender or the type of anesthesia administered in the group of patients who developed PE (p > 0.05).

The multiple logistic regression analysis revealed that the patients undergoing femur fracture repair were at a greater risk for the development of PE than those who underwent knee or hip arthroplasty (OR = 4.413; 95% CI: 1.185-16.44; p = 0.027). Patients aged ≥ 65 years also had higher rates of PE (OR = 4.856; 95% CI: 1.074-21.953; p = 0.040). Table 4 shows the independent factors influencing the risk of developing PE.

Table 4
Factors influencing the development of pulmonary embolism in patients undergoing major orthopedic surgery.

Factor		OR	95% CI	p
Type of surgery
	Knee arthroplasty	1.00
	Hip arthroplasty	2.904	0.977-8.635	0.055
	Femur fracture repair	4.413	1.185-16.440	0.027
Age, years
	< 65	1.00
	≥ 65	4.856	1.074-21.953	0.040
Additional risk factora		2.371	0.881-6.375	0.087

• ^ª
  Obesity and previous history of venous thromboembolism, COPD, congestive heart failure, trauma, hormone replacement, or thrombocytosis.

The incidence of PE was higher in bedridden patients than in those who were not (p = 0.004). However, the incidence of PE in obese patients or in patients with a previous history of VTE, COPD, congestive heart failure, trauma, hormone replacement, or thrombocytosis was not significantly higher than in the other participants (p > 0.05 for all).

Discussion

The incidence of PE and DVT in the patients following major orthopedic surgery was 1.99% and 2.22%, respectively. Most of the patients developed PE or DVT within the first 72 postoperative hours. The patients undergoing femur fracture repair, those aged ≥ 65 years, and those who were bedridden were at a higher risk for developing VTE.

In approximately 50% of the patients undergoing major orthopedic surgery (knee or hip arthroplasty), DVT occurs in the proximal leg veins.^{( 6 )} Because these patients are at a high risk for VTE, thromboprophylaxis is routinely recommended by current guidelines.^{( 2 )}

In one review, the rates of patients receiving prophylaxis after hip arthroplasty, knee arthroplasty, and femur fracture repair were reported as 84%, 76%, and 45%, respectively.^{( 7 )} All of the patients undergoing major orthopedic surgery in the hospital under study received VTE prophylaxis. Femur fracture, which is a long bone fracture, increases the risk for VTE. The surgery creates an additional risk for the development of VTE. It has been previously reported that VTE can develop following hip fracture surgery despite thromboprophylaxis.^{( 8 )} The incidence of PE was highest in the patients submitted to femur fracture repair (4.6%) among the major orthopedic surgeries in our study population. This can be explained by the following factors: patients undergoing femur fracture repair are commonly older, and long bone fracture itself increases the risk for VTE due to prolonged immobility and increased endothelial injury.

It has been previously reported that the low incidence of symptomatic VTE perioperatively (5%) might mislead surgeons into considering PE as a rare complication of major orthopedic surgeries.^{( 9 , 10 )} On the contrary, the present study demonstrated that approximately 60% of symptomatic PE occurred within the first 72 postoperative hours, despite the routine use of prophylaxis. It is well known that damage to vascular endothelium and venous stasis resulting in endothelial hypoxia can cause the activation of the coagulation cascade. The natural fibrinolytic activity of the body tries to overcome the formation of thrombosis.^{( 11 )} The development of PE, more commonly within 3 days after surgery, might be due to the early intense effect of endothelial injury and hypoxia because of the surgical trauma and venous stasis.

Bleeding as a complication from medical prophylaxis is one of the factors that might lead to its inadequate use by the surgeons, especially following procedures such as a major orthopedic surgery. However, previous studies showed that the risk of clinically significant bleeding did not increase with medical prophylaxis.^{( 3 )} The incidence of major bleeding was very low in the present study (0.07%), supporting the former data. Only 1 patient experienced major bleeding in the present study, and that patient had a prior diagnosis of Crohn's disease, which might have caused the bleeding.

In one study, the incidence of PE in patients who did not receive prophylaxis was approximately 50%.^{( 10 )} The use of prophylaxis decreased the incidence but did not completely resolve the problem. In one meta-analysis, it was reported that the incidence of PE within 3 months after the procedure was 3.2% in patients receiving short-term prophylaxis (7-10 days).^{( 5 )} The incidence of PE was lower in the present study than in that meta-analysis. This difference between the results might be explained by the long-term prophylaxis (30 days) and the short duration of the follow-up of the patients (45 postoperative days) in our study, in contrast to the results in the studies included in that meta-analysis.

Previous studies showed that the duration of prophylaxis reduced the risk of symptomatic DVT.^{( 12 , 13 )} However, despite the long-term use of thromboprophylaxis in our study population, the prevention of this important complication was not completely achieved. Enoxaparin was the anticoagulant therapy administered to the high-risk population for prophylaxis. The commonly used dose of the medication was 40 mg/day (4,000 IU) in all of the patients despite their weight. The recommended dose of LMWH for thromboprophylaxis is > 3,400 IU in accordance with the ACCP guidelines, although weight-based dose adjustments of LMWHs might provide more effective prophylaxis. ACCP recommends long-term thromboprophylaxis (30-35 days) after major orthopedic surgery.^{( 2 )} When we retrospectively reviewed the LMWH dose in the protocol, we realized that the dose was consistent with the ACCP guidelines.

White et al. reported that the incidence of VTE after hip arthroplasty was higher than that of VTE after knee arthroplasty (2.8% vs. 2.1%). ^{( 14 )} Our study showed a more striking difference between the incidence of PE following hip and knee arthroplasty (2.0% vs. 0.7%). Similarly to previous data,^{( 15 , 16 )} the highest incidence of PE in the present study (4.6%) occurred in the group undergoing femur fracture repair.

Shorr et al. found the incidence of PE after major orthopedic surgery in patients receiving enoxaparin to be 2.3%.^{( 17 )} In the present study, the incidence of PE was found to be 1.99% in patients receiving enoxaparin for thromboprophylaxis. The shorter duration of prophylaxis in the study by Shorr et al. might explain the difference in the incidences of PE (3.9 days vs. 30 days). In another study,^{( 18 )} the incidence of PE after major orthopedic surgery was 1.47%, which is similar to our result (1.99%).

Patients undergoing major orthopedic surgery are generally older. Additional risk factors other than surgery, such as malignancy and immobility, might increase with age. It is known that patients aged > 40 years are at a greater risk for VTE than younger patients and that prolonged immobility, together with other major risk factors, increases the risk for VTE.^{( 10 )} Similarly to previous studies, the present study showed that patients aged ≥ 65 years were at a significantly higher risk for PE after major orthopedic surgery. Immobility was also found to be one factor increasing the risk for VTE.

Although a previous history of VTE and obesity are known risk factors for VTE,^{( 10 )} these two conditions were not found to be independent risk factors for VTE in the present study. In our study, the previous history of VTE of patients might not have been adequately documented on the medical records.

For patients undergoing major orthopedic surgery, the latest ACCP guidelines (9^th edition) recommend extended pharmacological prophylaxis (up to 35 days) with LMWH or other anticoagulant medications rather than short-term prophylaxis. The guidelines also recommend that thromboprophylaxis should be started at least within the first 12 postoperative hours.^{( 5 )} The protocol of the hospital in the current study was consistent with the ACCP recommendations with regard to the method, duration, and time of initiation of thromboprophylaxis after major orthopedic surgery, and, as a result, only 1 patient developed PE after the continuation of the prophylactic treatment.

The present study had several limitations. First, because this was a retrospective study, the follow-up period of the patients after major orthopedic surgery was short (45 days), and only symptomatic VTE was evaluated. Second, the dose, the duration, and the type of medical prophylaxis used were the same to all of the patients.

Prospective randomized studies in which patients are followed for a longer period of time are necessary in order to evaluate the incidence of VTE more precisely, as well as to determine the optimum dose of medications for thromboprophylaxis and duration of the treatment following major orthopedic surgery.

In conclusion, the present study showed that VTE was an important complication of major orthopedic surgery, despite the use of compression stockings and pharmacological thromboprophylaxis with enoxaparin. Clinicians should be aware of VTE, especially during the perioperative period and in patients aged ≥ 65 years.

The authors would like to express their appreciation to Dear Gulten Ortac for proofreading the manuscript.

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• *
  Study carried out in the Department of Chest Diseases, Ufuk University, Ankara, Turkey
• **
  A versão completa em português deste artigo está disponível em www.jornaldepneumologia.com.br
• Financial support: None

Publication Dates

• Publication in this collection
  June 2013

History

• Received
  20 Dec 2012
• Accepted
  14 Mar 2013