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Characteristics of individuals with moderate to severe asthma who better respond to aerobic training: a cluster analysis

ABSTRACT

Objective:

To determine the characteristics of individuals with asthma who are responsive to aerobic training.

Methods:

This post hoc analysis of pooled data from previous randomized controlled trials involved 101 individuals with moderate to severe asthma who underwent aerobic training. Participants underwent a maximal cardiopulmonary exercise test and completed the Asthma Control Questionnaire and the Asthma Quality of Life Questionnaire before and after a 24-session aerobic training program. Better and worse responders to aerobic training were identified by cluster analysis.

Results:

Two clusters were identified according to the improvement in peak VO2 after aerobic training (better and worse responders). Characteristics of the better responder group were being older, being female, having higher BMI, and having higher cardiac reserve at baseline when compared with the worse responder group. Also, better responders had worse clinical control, worse quality of life, and lower physical capacity at baseline. After training, worse responders, in comparison with better responders, showed half the improvement in Δpeak VO2 (7.4% vs. 13.6%; 95% CI, −12.1 to −0.92%; p < 0.05) and worse asthma control. A weak, negative, but significant association (r = −0.35; p < 0.05) was observed between clinical control and aerobic fitness only in the better responder group. Both groups showed significant improvement in quality of life.

Conclusions:

Obese individuals with worse exercise capacity, clinical control, and quality of life showed improvement with aerobic training. Moreover, worse responders also improved with training, but to a lesser extent.

Keywords:
Asthma; Exercise therapy; Cluster analysis; Status Asthmaticus; Quality of Life; Rehabilitation

RESUMO

Objetivo:

Determinar as características de indivíduos com asma responsivos a treinamento aeróbio.

Métodos:

Esta análise post hoc de dados agrupados provenientes de ensaios clínicos controlados randomizados anteriores envolveu 101 indivíduos com asma moderada a grave submetidos a treinamento aeróbico. Os participantes foram submetidos a um teste de exercício cardiopulmonar máximo e responderam ao Asthma Control Questionnaire e ao Asthma Quality of Life Questionnaire antes e depois de um programa de treinamento aeróbio de 24 sessões. Melhores e piores respondedores ao treinamento aeróbio foram identificados por análise de conglomerados.

Resultados:

Foram identificados dois conglomerados de acordo com a melhora do VO2 de pico após o treinamento aeróbio (melhores e piores respondedores). As características do grupo melhor respondedor foram maior idade, sexo feminino, IMC mais elevado e maior reserva cardíaca basal em comparação com o grupo pior respondedor. Os melhores respondedores também apresentavam pior controle clínico, pior qualidade de vida e menor capacidade física basal. Após o treinamento, os piores respondedores, em comparação com os melhores respondedores, apresentaram metade da melhora no ΔVO2 de pico (7,4% vs. 13,6%; IC95%: -12,1 a -0,92%; p < 0,05) e pior controle da asma. Observou-se uma associação negativa fraca, mas significativa (r = −0,35; p < 0,05) entre controle clínico e aptidão aeróbia apenas no grupo melhor respondedor. Ambos os grupos apresentaram melhora significativa da qualidade de vida.

Conclusões:

Os indivíduos obesos com pior capacidade de exercício, controle clínico e qualidade de vida apresentaram melhora com o treinamento aeróbio. Além disso, os piores respondedores também melhoraram com o treinamento, mas em menor grau.

Descritores:
Asma; Terapia por exercício; Análise por conglomerados; Estado asmático; Qualidade de vida; Reabilitação

INTRODUCTION

Asthma is defined as a heterogeneous disease, usually characterized by chronic airway inflammation.11 Global Initiative for Asthma (GINA) [homepage on the Internet]. Bethesda: GINA; c2021 [cited 2021 Jul 1]. Global Strategy for Asthma Management and Prevention (Updated 2021). [Adobe Acrobat document, 217p.]. Available from: https://ginasthma.org/wp content/uploads/2021/05/GINA Main Report 2021 V2 WMS.pdf
https://ginasthma.org/wp content/uploads...
Asthma leads to systemic inflammation, exercise-induced bronchospasm, and development of comorbidities. In addition, this condition promotes increased levels of anxiety and depression and reduced physical activity levels, leading to a reduction in the physical capacity of these individuals.22 Carvalho Pinto RM, Cançado JED, Pizzichini MMM, Fiterman J, Rubin AS, Cerci Neto A, et al. 2021 Brazilian Thoracic Association recommendations for the management of severe asthma. J Bras Pneumol. 2021;47(6):e20210173. https://doi.org/10.36416/1806-3756/e20210273
https://doi.org/10.36416/1806-3756/e2021...
However, the increase in exercise capacity by means of physical training at moderate intensity in individuals with asthma improves immune responses and reduces airway inflammation.33 França-Pinto A, Mendes FA, de Carvalho-Pinto RM, Agondi RC, Cukier A, Stelmach R, et al. Aerobic training decreases bronchial hyperresponsiveness and systemic inflammation in patients with moderate or severe asthma: a randomised controlled trial. Thorax. 2015;70(8):732-739. https://doi.org/10.1136/thoraxjnl-2014-206070
https://doi.org/10.1136/thoraxjnl-2014-2...
Exercise also decreases exercise-induced bronchoconstriction33 França-Pinto A, Mendes FA, de Carvalho-Pinto RM, Agondi RC, Cukier A, Stelmach R, et al. Aerobic training decreases bronchial hyperresponsiveness and systemic inflammation in patients with moderate or severe asthma: a randomised controlled trial. Thorax. 2015;70(8):732-739. https://doi.org/10.1136/thoraxjnl-2014-206070
https://doi.org/10.1136/thoraxjnl-2014-2...
and corticosteroid use.44 Neder JA, Nery LE, Silva AC, Cabral AL, Fernandes AL. Short-term effects of aerobic training in the clinical management of moderate to severe asthma in children. Thorax. 1999;54(3):202-206. https://doi.org/10.1136/thx.54.3.202
https://doi.org/10.1136/thx.54.3.202...
In addition, physical training in individuals with moderate to severe asthma improves clinical asthma control55 Dogra S, Kuk JL, Baker J, Jamnik V. Exercise is associated with improved asthma control in adults. Eur Respir J. 2011;37(2):318-323. https://doi.org/10.1183/09031936.00182209
https://doi.org/10.1183/09031936.0018220...
,66 Freitas PD, Ferreira PG, Silva AG, Stelmach R, Carvalho-Pinto RM, Fernandes FL, et al. The Role of Exercise in a Weight-Loss Program on Clinical Control in Obese Adults with Asthma. A Randomized Controlled Trial. Am J Respir Crit Care Med. 2017;195(1):32-42. https://doi.org/10.1164/rccm.201603-0446OC
https://doi.org/10.1164/rccm.201603-0446...
) and health factors related to the individual’s quality of life33 França-Pinto A, Mendes FA, de Carvalho-Pinto RM, Agondi RC, Cukier A, Stelmach R, et al. Aerobic training decreases bronchial hyperresponsiveness and systemic inflammation in patients with moderate or severe asthma: a randomised controlled trial. Thorax. 2015;70(8):732-739. https://doi.org/10.1136/thoraxjnl-2014-206070
https://doi.org/10.1136/thoraxjnl-2014-2...
,77 Turner S, Eastwood P, Cook A, Jenkins S. Improvements in symptoms and quality of life following exercise training in older adults with moderate/severe persistent asthma. Respiration. 2011;81(4):302-310. https://doi.org/10.1159/000315142
https://doi.org/10.1159/000315142...
; conversely, the association between physical fitness and clinical control is still poorly understood.

It remains unknown who would most benefit from a physical training program88 Herigstad M, Faull OK, Hayen A, Evans E, Hardinge FM, Wiech K, et al. Treating breathlessness via the brain: changes in brain activity over a course of pulmonary rehabilitation. Eur Respir J. 2017;50(3):1701029. https://doi.org/10.1183/13993003.01029-2017
https://doi.org/10.1183/13993003.01029-2...
and whether there would be a certain subgroup of individuals who do not respond to a specific training program.99 Montero D, Lundby C. Refuting the myth of non-response to exercise training: 'non-responders' do respond to higher dose of training [published correction appears in J Physiol. 2018 Apr 1;596(7):1311]. J Physiol. 2017;595(11):3377-3387. https://doi.org/10.1113/JP273480
https://doi.org/10.1113/JP273480...
Pulmonary rehabilitation is an expensive and time-consuming program. Ambrosino and Clini1010 Ambrosino N, Clini EM. Response to pulmonary rehabilitation: toward personalised programmes?. Eur Respir J. 2015;46(6):1538-1540. https://doi.org/10.1183/13993003.01125-2015
https://doi.org/10.1183/13993003.01125-2...
) stated the importance of knowing the predictors of a successful pulmonary rehabilitation program in individuals with COPD to optimize the use of financial resources in this field. The response to a pulmonary rehabilitation program is multidimensional.1111 Spruit MA, Augustin IM, Vanfleteren LE, Janssen DJ, Gaffron S, Pennings HJ, et al. Differential response to pulmonary rehabilitation in COPD: multidimensional profiling. Eur Respir J. 2015;46(6):1625-1635. https://doi.org/10.1183/13993003.00350-2015
https://doi.org/10.1183/13993003.00350-2...
For example, COPD responders to pulmonary rehabilitation presented with more severe dyspnea symptoms, greater number of hospitalizations, more severe anxiety and depression symptoms, greater BMI, worse health condition, and worse exercise performance prior to the intervention.1111 Spruit MA, Augustin IM, Vanfleteren LE, Janssen DJ, Gaffron S, Pennings HJ, et al. Differential response to pulmonary rehabilitation in COPD: multidimensional profiling. Eur Respir J. 2015;46(6):1625-1635. https://doi.org/10.1183/13993003.00350-2015
https://doi.org/10.1183/13993003.00350-2...
Another study demonstrated that obese individuals with COPD with better lung function and worse physical activity levels at baseline benefited more from a pulmonary rehabilitation program.1212 Buekers J, DE Boever P, Theunis J, Houben-Wilke S, Vaes AW, Franssen FME, et al. Physiological Changes Differ between Responders and Nonresponders to Pulmonary Rehabilitation in COPD. Med Sci Sports Exerc. 2021;53(6):1125-1133. https://doi.org/10.1249/MSS.0000000000002578
https://doi.org/10.1249/MSS.000000000000...

Despite the well-known benefits of improving exercise capacity in individuals with asthma, the factors determining those who respond to a pulmonary rehabilitation program have been exclusively reported in individuals with COPD. Although these factors could be obvious and may be applied to other chronic pulmonary diseases, determining these factors is mandatory due to the specific characteristics and impact on the lives of patients with asthma. So far, there is no information on which individuals with asthma respond to aerobic training or pulmonary rehabilitation programs. Therefore, this study aimed to determine the characteristics of individuals with moderate to severe asthma who respond to aerobic training and the relationship between that response with changes in clinical control, quality of life, and exercise capacity.

METHODS

This was a post hoc analysis of pooled data from previous randomized controlled trials.33 França-Pinto A, Mendes FA, de Carvalho-Pinto RM, Agondi RC, Cukier A, Stelmach R, et al. Aerobic training decreases bronchial hyperresponsiveness and systemic inflammation in patients with moderate or severe asthma: a randomised controlled trial. Thorax. 2015;70(8):732-739. https://doi.org/10.1136/thoraxjnl-2014-206070
https://doi.org/10.1136/thoraxjnl-2014-2...
,66 Freitas PD, Ferreira PG, Silva AG, Stelmach R, Carvalho-Pinto RM, Fernandes FL, et al. The Role of Exercise in a Weight-Loss Program on Clinical Control in Obese Adults with Asthma. A Randomized Controlled Trial. Am J Respir Crit Care Med. 2017;195(1):32-42. https://doi.org/10.1164/rccm.201603-0446OC
https://doi.org/10.1164/rccm.201603-0446...
,1313 Aparecido da Silva R, Leite Rocco PG, Stelmach R, Mara da Silva Oliveira L, Sato MN, Cukier A, et al. Constant-Load Exercise Versus High-Intensity Interval Training on Aerobic Fitness in Moderate-to-Severe Asthma: A Randomized Controlled Trial. J Allergy Clin Immunol Pract. 2022;10(10):2596-2604.e7. https://doi.org/10.1016/j.jaip.2022.05.023
https://doi.org/10.1016/j.jaip.2022.05.0...
These trials involved individuals with moderate to severe asthma who had previously participated in a pulmonary rehabilitation program in our center and underwent aerobic training (Chart 1).33 França-Pinto A, Mendes FA, de Carvalho-Pinto RM, Agondi RC, Cukier A, Stelmach R, et al. Aerobic training decreases bronchial hyperresponsiveness and systemic inflammation in patients with moderate or severe asthma: a randomised controlled trial. Thorax. 2015;70(8):732-739. https://doi.org/10.1136/thoraxjnl-2014-206070
https://doi.org/10.1136/thoraxjnl-2014-2...
,66 Freitas PD, Ferreira PG, Silva AG, Stelmach R, Carvalho-Pinto RM, Fernandes FL, et al. The Role of Exercise in a Weight-Loss Program on Clinical Control in Obese Adults with Asthma. A Randomized Controlled Trial. Am J Respir Crit Care Med. 2017;195(1):32-42. https://doi.org/10.1164/rccm.201603-0446OC
https://doi.org/10.1164/rccm.201603-0446...
,1313 Aparecido da Silva R, Leite Rocco PG, Stelmach R, Mara da Silva Oliveira L, Sato MN, Cukier A, et al. Constant-Load Exercise Versus High-Intensity Interval Training on Aerobic Fitness in Moderate-to-Severe Asthma: A Randomized Controlled Trial. J Allergy Clin Immunol Pract. 2022;10(10):2596-2604.e7. https://doi.org/10.1016/j.jaip.2022.05.023
https://doi.org/10.1016/j.jaip.2022.05.0...
There was no overlap of individuals among the studies. All individuals were followed at the same university hospital. The research ethics committee of the institution approved the clinical studies (CAAE no. 0121/10; no. 07137512.9.0000.0068; and no. 18178013.9.0000.0068).33 França-Pinto A, Mendes FA, de Carvalho-Pinto RM, Agondi RC, Cukier A, Stelmach R, et al. Aerobic training decreases bronchial hyperresponsiveness and systemic inflammation in patients with moderate or severe asthma: a randomised controlled trial. Thorax. 2015;70(8):732-739. https://doi.org/10.1136/thoraxjnl-2014-206070
https://doi.org/10.1136/thoraxjnl-2014-2...
,66 Freitas PD, Ferreira PG, Silva AG, Stelmach R, Carvalho-Pinto RM, Fernandes FL, et al. The Role of Exercise in a Weight-Loss Program on Clinical Control in Obese Adults with Asthma. A Randomized Controlled Trial. Am J Respir Crit Care Med. 2017;195(1):32-42. https://doi.org/10.1164/rccm.201603-0446OC
https://doi.org/10.1164/rccm.201603-0446...
,1313 Aparecido da Silva R, Leite Rocco PG, Stelmach R, Mara da Silva Oliveira L, Sato MN, Cukier A, et al. Constant-Load Exercise Versus High-Intensity Interval Training on Aerobic Fitness in Moderate-to-Severe Asthma: A Randomized Controlled Trial. J Allergy Clin Immunol Pract. 2022;10(10):2596-2604.e7. https://doi.org/10.1016/j.jaip.2022.05.023
https://doi.org/10.1016/j.jaip.2022.05.0...
All of the participants completed the aerobic training program between 2015 and 2019. Cardiopulmonary exercise test (CPET) variables, asthma clinical control, and quality of life were evaluated before and after the intervention.

Chart 1
Aerobic training protocols performed by the patients included in the studies during 24 sessions.

Individuals aged 20-60 years and with a diagnosis of asthma (severity level in accordance with the criteria established by the Global Initiative for Asthma)11 Global Initiative for Asthma (GINA) [homepage on the Internet]. Bethesda: GINA; c2021 [cited 2021 Jul 1]. Global Strategy for Asthma Management and Prevention (Updated 2021). [Adobe Acrobat document, 217p.]. Available from: https://ginasthma.org/wp content/uploads/2021/05/GINA Main Report 2021 V2 WMS.pdf
https://ginasthma.org/wp content/uploads...
in each of the studies, based on the level of treatment needed to control exacerbations and symptoms, were included in the present study. Individuals should have had medical follow-up for at least six months, using optimized medical treatment for asthma, and clinical stability (no need to change medications, no visits to the emergency room, and no hospitalizations within 30 days at least).

Exclusion criteria were having other chronic lung disease, cancer, cardiovascular disease, or musculoskeletal dysfunction that could interfere with the assessments and/or physical exercises. In addition, those who were pregnant, current or former smokers (≥ 10 pack-years), unable to understand the instructions given by researchers, or participating in another research protocol were also excluded.

All individuals underwent a 24-session aerobic training program. Training parameters were determined by assessing VO2 during a pre-rehabilitation CPET, and they were similar among the studies (Chart 1). Before and after the intervention, pulmonary function was assessed via spirometry,1414 Miller MR, Hankinson J, Brusasco V, Burgos F, Casaburi R, Coates A, et al; ATS/ERS Task Force. Standardisation of spirometry. Eur Respir J. 2005;26(2):319-338. https://doi.org/10.1183/09031936.05.00034805
https://doi.org/10.1183/09031936.05.0003...
and FEV1 and FVC were analyzed using the predicted values for the Brazilian population.1515 Pereira CA, Sato T, Rodrigues SC. New reference values for forced spirometry in white adults in Brazil. J Bras Pneumol. 2007;33(4):397-406. https://doi.org/10.1590/S1806-37132007000400008
https://doi.org/10.1590/S1806-3713200700...
Clinical control was assessed using the Brazilian-Portuguese version of the 7-item Asthma Control Questionnaire (ACQ-7).1616 Leite M, Ponte EV, Petroni J, D'Oliveira Júnior A, Pizzichini E, Cruz AA. Evaluation of the asthma control questionnaire validated for use in Brazil. J Bras Pneumol. 2008;34(10):756-763. https://doi.org/10.1590/S1806-37132008001000002
https://doi.org/10.1590/S1806-3713200800...
The questions on the ACQ-7 are related to symptoms, activity limitations, dyspnea, wheezing, and use of rescue bronchodilators in the last week.1616 Leite M, Ponte EV, Petroni J, D'Oliveira Júnior A, Pizzichini E, Cruz AA. Evaluation of the asthma control questionnaire validated for use in Brazil. J Bras Pneumol. 2008;34(10):756-763. https://doi.org/10.1590/S1806-37132008001000002
https://doi.org/10.1590/S1806-3713200800...
The last item on the ACQ-7 refers to a question that assesses FEV1 (in % of the predicted value, pre-bronchodilator). This questionnaire contains seven items on a 7-point scale (0 = no limitation and 6 = maximum limitation). Higher scores indicate worse clinical control. A score of 1.5 or greater is considered uncontrolled asthma.1717 Juniper EF, Bousquet J, Abetz L, Bateman ED; GOAL Committee. Identifying 'well-controlled' and 'not well-controlled' asthma using the Asthma Control Questionnaire. Respir Med. 2006;100(4):616-621. https://doi.org/10.1016/j.rmed.2005.08.012
https://doi.org/10.1016/j.rmed.2005.08.0...
A change of 0.5 point in the ACQ-7 score is considered clinically effective.1818 Juniper EF, Svensson K, Mörk AC, Ståhl E. Measurement properties and interpretation of three shortened versions of the asthma control questionnaire. Respir Med. 2005;99(5):553-558. https://doi.org/10.1016/j.rmed.2004.10.008
https://doi.org/10.1016/j.rmed.2004.10.0...
In addition, the health-related quality of life in asthma was assessed by the Brazilian-Portuguese version of the Asthma Quality of Life Questionnaire (AQLQ).1919 De Oliveira MA, Barbiere A, Santos LA, Faresin SM, Fernandes AL. Validation of a simplified quality-of-life questionnaire for socioeconomically deprived asthma patients. J Asthma. 2005;42(1):41-44. https://doi.org/10.1081/JAS-200044772
https://doi.org/10.1081/JAS-200044772...
The AQLQ contains 32 items and is divided into four domains: activity limitations, symptoms, emotional function, and environmental exposure. Higher scores indicate better quality of life. A change of 0.5 point in the AQLQ score is considered clinically effective.2020 Juniper EF, Guyatt GH, Willan A, Griffith LE. Determining a minimal important change in a disease-specific Quality of Life Questionnaire. J Clin Epidemiol. 1994;47(1):81-87. https://doi.org/10.1016/0895-4356(94)90036-1
https://doi.org/10.1016/0895-4356(94)900...

Exercise capacity was assessed via a maximal CPET to the limits of tolerance performed either on a treadmill33 França-Pinto A, Mendes FA, de Carvalho-Pinto RM, Agondi RC, Cukier A, Stelmach R, et al. Aerobic training decreases bronchial hyperresponsiveness and systemic inflammation in patients with moderate or severe asthma: a randomised controlled trial. Thorax. 2015;70(8):732-739. https://doi.org/10.1136/thoraxjnl-2014-206070
https://doi.org/10.1136/thoraxjnl-2014-2...
or on a cycle ergometer.66 Freitas PD, Ferreira PG, Silva AG, Stelmach R, Carvalho-Pinto RM, Fernandes FL, et al. The Role of Exercise in a Weight-Loss Program on Clinical Control in Obese Adults with Asthma. A Randomized Controlled Trial. Am J Respir Crit Care Med. 2017;195(1):32-42. https://doi.org/10.1164/rccm.201603-0446OC
https://doi.org/10.1164/rccm.201603-0446...
,1313 Aparecido da Silva R, Leite Rocco PG, Stelmach R, Mara da Silva Oliveira L, Sato MN, Cukier A, et al. Constant-Load Exercise Versus High-Intensity Interval Training on Aerobic Fitness in Moderate-to-Severe Asthma: A Randomized Controlled Trial. J Allergy Clin Immunol Pract. 2022;10(10):2596-2604.e7. https://doi.org/10.1016/j.jaip.2022.05.023
https://doi.org/10.1016/j.jaip.2022.05.0...
The protocols used were previously established for treadmill2121 Heyward VH. Advanced fitness assessment and exercise prescription. Champaign, IL: Human Kinetics; 1997. p. 322.,2222 Santos-Silva PR, Fonseca AJ, Castro AW, Greve JM, Hernandez AJ. Reproducibility of maximum aerobic power (VO2max) among soccer players using a modified heck protocol. Clinics (Sao Paulo). 2007;62(4):391-396. https://doi.org/10.1590/S1807-59322007000400004
https://doi.org/10.1590/S1807-5932200700...
and cycle ergometer.2323 Wasserman K, Hansen JE, Sue DY, Casaburi R, Whipp BJ. Pathophysiology of disorders limiting exercise. In: Principles of Exercise Testing and Interpretation. 4th ed. Philadelphia: Lippincott Williams & Wilkins; 1999. p. 1142-1195. The comparison between predicted VO2max values obtained on two ergometers was corrected according to the equation2424 de Souza E Silva CG, Kaminsky LA, Arena R, Christle JW, Araújo CGS, Lima RM, et al. A reference equation for maximal aerobic power for treadmill and cycle ergometer exercise testing: Analysis from the FRIEND registry. Eur J Prev Cardiol. 2018;25(7):742-750. https://doi.org/10.1177/2047487318763958
https://doi.org/10.1177/2047487318763958...
:

V O 2 m a x = 45.2 0.35 × a g e 10.9 × s e x 0.15 × w e i g h t + 0.68 × h e i g h t 0.46 × e x e r c i s e m o d e

where VO2max is in mL·kg-1·min-1; age, in years; sex (male = 1; female = 2); weight, in lb; height, in inches; and exercise mode (treadmill = 1; cycle ergometer = 2). That was required due to the difference between the energy expenditure assessed on the two ergometers.2525 American Thoracic Society; American College of Chest Physicians. ATS/ACCP Statement on cardiopulmonary exercise testing [published correction appears in Am J Respir Crit Care Med. 2003 May 15;1451-2]. Am J Respir Crit Care Med. 2003;167(2):211-277. https://doi.org/10.1164/rccm.167.2.211
https://doi.org/10.1164/rccm.167.2.211...
The CPET variables were VO2 at baseline, in mL/min; anaerobic threshold (AT), in mL·kg-1·min-1; and peak exercise, in % predicted.2424 de Souza E Silva CG, Kaminsky LA, Arena R, Christle JW, Araújo CGS, Lima RM, et al. A reference equation for maximal aerobic power for treadmill and cycle ergometer exercise testing: Analysis from the FRIEND registry. Eur J Prev Cardiol. 2018;25(7):742-750. https://doi.org/10.1177/2047487318763958
https://doi.org/10.1177/2047487318763958...
In addition, Ve, maximum HR, and respiratory exchange ratio (RER) were recorded at the end of the test.

Data were analyzed for normality using the Kolmogorov-Smirnov test. Cluster analysis was performed in two steps.2626 Cluster analysis. In: Mooi E, Sarstedt M. A Concise Guide to Market Research. Berlin, Heidelberg: Springer-Verlag; 2011. p. 237-284. https://doi.org/10.1007/978-3-642-12541-6_9
https://doi.org/10.1007/978-3-642-12541-...
Initially, a hierarchical analysis using Ward’s method automatically determined the number of clusters. Subsequently, the k-means algorithm analysis was used to group the individuals into the clusters. Cluster analysis was performed including the following variables: age; FEV1 (% predicted); BMI; pre-intervention VO2AT; pre-intervention peak VO2; (post/pre-intervention) ΔAQLQ score; (post/pre-intervention) ΔACQ-7 score; and post/pre test Δpeak VO2. The t-test was used to compare the clusters. The z-test was used to compare proportions between the clusters. Pearson’s tests were used to analyze the correlation between ΔVO2 and ΔACQ-7 in both clusters. The Statistical Package for the Social Sciences, version 12.0 (SPSS Inc., Chicago, IL, USA) and the SigmaStat software, version 3.5 (Systat Software Inc., Chicago, IL, USA) were used. The significance level was set al 5% (p < 0.05).

RESULTS

This study involved 101 individuals with asthma who completed an aerobic training program: 22 from the study by França-Pinto et al.,33 França-Pinto A, Mendes FA, de Carvalho-Pinto RM, Agondi RC, Cukier A, Stelmach R, et al. Aerobic training decreases bronchial hyperresponsiveness and systemic inflammation in patients with moderate or severe asthma: a randomised controlled trial. Thorax. 2015;70(8):732-739. https://doi.org/10.1136/thoraxjnl-2014-206070
https://doi.org/10.1136/thoraxjnl-2014-2...
26 from the study by Freitas et al.,66 Freitas PD, Ferreira PG, Silva AG, Stelmach R, Carvalho-Pinto RM, Fernandes FL, et al. The Role of Exercise in a Weight-Loss Program on Clinical Control in Obese Adults with Asthma. A Randomized Controlled Trial. Am J Respir Crit Care Med. 2017;195(1):32-42. https://doi.org/10.1164/rccm.201603-0446OC
https://doi.org/10.1164/rccm.201603-0446...
and 53 from the study by Aparecido da Silva et al.,1313 Aparecido da Silva R, Leite Rocco PG, Stelmach R, Mara da Silva Oliveira L, Sato MN, Cukier A, et al. Constant-Load Exercise Versus High-Intensity Interval Training on Aerobic Fitness in Moderate-to-Severe Asthma: A Randomized Controlled Trial. J Allergy Clin Immunol Pract. 2022;10(10):2596-2604.e7. https://doi.org/10.1016/j.jaip.2022.05.023
https://doi.org/10.1016/j.jaip.2022.05.0...
allocated in two groups: interval training group and continuous training group.

Among all of the individuals included, 55 (54.5%) were obese (BMI > 30 kg/m2), 49 (48.5%) presented with moderate airway obstruction (Table 1), and 67 (66.3%) had uncontrolled asthma. Regarding the response to maximum CPET, 32 (31.7%) of the individuals presented limitations in the ventilatory system, as did 51 (50.5%) in the cardiovascular system and 65 (64.4%) in the peripheral muscle system.

Table 1
Baseline clinical and anthropometric characteristics (N = 101).a

After cluster analysis, the two groups were determined based on the improvement in peak VO2 after aerobic training. The groups were classified as better or worse responders to aerobic training (Table 2). Before the intervention, the better responder group mostly consisted of females and older individuals with higher BMI and higher cardiac reserve in comparison with the worse responder group. In addition, the better responder group presented with worse clinical control and worse quality of life before training and lower physical capacity (peak VO2 and VO2AT) than did the worse responder group. In contrast, pulmonary function (FEV1 and FEV1/FVC ratio) and ventilatory reserve were similar between the groups. After the training program, the better responder group showed twice the improvement in Δpeak VO2 when compared with the worse responder group. Only the better responder group showed a clinically significant improvement on clinical asthma control (a decrease ≥ 0.5 in the ACQ-7 score), which was associated with aerobic power improvement (Figure 1).

Table 2
Comparison of baseline characteristics and effect of aerobic training between clusters.

Figure 1
Linear correlations* between clinical control variationa (7-item Asthma Control Questionnaire [ΔACQ-7] score) and exercise capacity variation,a (Δpeak VO2/pre-intervention peak VO2, in %) in a sample of 101 individuals with moderate to severe asthma who underwent an exercise training program (intervention) and categorized as better or worse responders to the intervention. The dotted line shows the minimum 0.5-point reduction in the ACQ-7 score as a clinically significant improvement. The dashed lines show a linear association in the better responder group (black) and poor responder group (grey). aPost-intervention minus pre-intervention. *Pearson’s correlation coefficient.

Both groups had a clinically significant improvement in health-related quality of life (an increase ≥ 0.5 in AQLQ score) after the intervention (Table 2). Cardiac and respiratory reserves, VO2AT, and peak VO2 after the CPET were similar between the groups.

DISCUSSION

Our results showed the characteristics of individuals with moderate to severe asthma who significantly responded to aerobic training. Females and older individuals with a higher BMI, as well as with worse aerobic capacity, clinical control, and quality of life, had a good response to aerobic training. Although these results seem intuitive, this is the first study to investigate such clinical characteristics. In addition, it was observed that both groups showed clinically significant improvement in health aspects related to quality of life.

Several systematic reviews have investigated the benefits of physical exercise in improving exercise capacity, quality of life, and symptoms in individuals with asthma.2727 Ram FS, Robinson SM, Black PN. Effects of physical training in asthma: a systematic review. Br J Sports Med. 2000;34(3):162-167. https://doi.org/10.1136/bjsm.34.3.162
https://doi.org/10.1136/bjsm.34.3.162...

28 Hansen ESH, Pitzner-Fabricius A, Toennesen LL, Rasmusen HK, Hostrup M, Hellsten Y, et al. Effect of aerobic exercise training on asthma in adults: a systematic review and meta-analysis. Eur Respir J. 2020;56(1):2000146. https://doi.org/10.1183/13993003.00146-2020
https://doi.org/10.1183/13993003.00146-2...
-2929 Kuder MM, Clark M, Cooley C, Prieto-Centurion V, Danley A, Riley I, Siddiqi A, et al. A Systematic Review of the Effect of Physical Activity on Asthma Outcomes. J Allergy Clin Immunol Pract. 2021;9(9):3407-3421.e8. https://doi.org/10.1016/j.jaip.2021.04.048
https://doi.org/10.1016/j.jaip.2021.04.0...
However, limited information regarding which individuals with asthma benefit more from aerobic training is available. In this study, there was a predominance of females in the better responder group, and two explanations can support this finding. First, there is a higher prevalence of adult females with moderate to severe asthma.3030 de Carvalho-Pinto RM, Cukier A, Angelini L, Antonangelo L, Mauad T, Dolhnikoff M, et al. Clinical characteristics and possible phenotypes of an adult severe asthma population. Respir Med. 2012;106(1):47-56. https://doi.org/10.1016/j.rmed.2011.08.013
https://doi.org/10.1016/j.rmed.2011.08.0...
Second, middle-aged females tend to be more sedentary, to be overweight/obese, and to present worse physical conditioning even when they do not have asthma.3131 Ribeiro MA, Martins MA, Carvalho CR. Interventions to increase physical activity in middle-age women at the workplace: a randomized controlled trial. Med Sci Sports Exerc. 2014;46(5):1008-1015. https://doi.org/10.1249/MSS.0000000000000190
https://doi.org/10.1249/MSS.000000000000...
,3232 Freitas PD, Xavier RF, McDonald VM, Gibson PG, Cordova-Rivera L, Furlanetto KC, et al. Identification of asthma phenotypes based on extrapulmonary treatable traits. Eur Respir J. 2021;57(1):2000240. https://doi.org/10.1183/13993003.00240-2020
https://doi.org/10.1183/13993003.00240-2...
This may also explain the differences in age between the groups. However, we do not believe that our results establish a priority for physical training in female individuals with asthma. Instead, the priority should be on individuals having low physical conditioning, obesity, and clinically uncontrolled disease.

Previous studies reported that nonobese individuals with controlled asthma33 França-Pinto A, Mendes FA, de Carvalho-Pinto RM, Agondi RC, Cukier A, Stelmach R, et al. Aerobic training decreases bronchial hyperresponsiveness and systemic inflammation in patients with moderate or severe asthma: a randomised controlled trial. Thorax. 2015;70(8):732-739. https://doi.org/10.1136/thoraxjnl-2014-206070
https://doi.org/10.1136/thoraxjnl-2014-2...
,55 Dogra S, Kuk JL, Baker J, Jamnik V. Exercise is associated with improved asthma control in adults. Eur Respir J. 2011;37(2):318-323. https://doi.org/10.1183/09031936.00182209
https://doi.org/10.1183/09031936.0018220...
and obese individuals with uncontrolled asthma66 Freitas PD, Ferreira PG, Silva AG, Stelmach R, Carvalho-Pinto RM, Fernandes FL, et al. The Role of Exercise in a Weight-Loss Program on Clinical Control in Obese Adults with Asthma. A Randomized Controlled Trial. Am J Respir Crit Care Med. 2017;195(1):32-42. https://doi.org/10.1164/rccm.201603-0446OC
https://doi.org/10.1164/rccm.201603-0446...
improve their aerobic conditioning and quality of life after a physical training program. These findings support our results, because we found no differences regarding quality of life between the groups after a physical training program. However, the better responder group showed twice the improvement in aerobic capacity (Δpeak VO2) than did the worse responder group. This improvement cannot be associated with differences among the training programs, because exercise intensity was similarly established based on a CPET in all studies, regardless of the training modality (continuous or interval training).1313 Aparecido da Silva R, Leite Rocco PG, Stelmach R, Mara da Silva Oliveira L, Sato MN, Cukier A, et al. Constant-Load Exercise Versus High-Intensity Interval Training on Aerobic Fitness in Moderate-to-Severe Asthma: A Randomized Controlled Trial. J Allergy Clin Immunol Pract. 2022;10(10):2596-2604.e7. https://doi.org/10.1016/j.jaip.2022.05.023
https://doi.org/10.1016/j.jaip.2022.05.0...
Likewise, we believe that using a treadmill for half of the sample instead of a cycle ergometer did not interfere with the results since all of the participants improved their aerobic capacity. Our results indicated that individuals with moderate to severe asthma with low AT and aerobic power had a greater increase in their physical conditioning after aerobic training.

Individuals with uncontrolled asthma before training mostly benefit from controlling asthma symptoms and present a clinically significant change (> 0.5 point in ACQ-7).55 Dogra S, Kuk JL, Baker J, Jamnik V. Exercise is associated with improved asthma control in adults. Eur Respir J. 2011;37(2):318-323. https://doi.org/10.1183/09031936.00182209
https://doi.org/10.1183/09031936.0018220...
,66 Freitas PD, Ferreira PG, Silva AG, Stelmach R, Carvalho-Pinto RM, Fernandes FL, et al. The Role of Exercise in a Weight-Loss Program on Clinical Control in Obese Adults with Asthma. A Randomized Controlled Trial. Am J Respir Crit Care Med. 2017;195(1):32-42. https://doi.org/10.1164/rccm.201603-0446OC
https://doi.org/10.1164/rccm.201603-0446...
,1717 Juniper EF, Bousquet J, Abetz L, Bateman ED; GOAL Committee. Identifying 'well-controlled' and 'not well-controlled' asthma using the Asthma Control Questionnaire. Respir Med. 2006;100(4):616-621. https://doi.org/10.1016/j.rmed.2005.08.012
https://doi.org/10.1016/j.rmed.2005.08.0...
Obesity and poor clinical control of asthma have been associated with worse physical conditioning3030 de Carvalho-Pinto RM, Cukier A, Angelini L, Antonangelo L, Mauad T, Dolhnikoff M, et al. Clinical characteristics and possible phenotypes of an adult severe asthma population. Respir Med. 2012;106(1):47-56. https://doi.org/10.1016/j.rmed.2011.08.013
https://doi.org/10.1016/j.rmed.2011.08.0...
; therefore, it is more common to identify individuals who have more than one factor associated with exercise response. We consider that aerobic training prescription for individuals with asthma should be recommended for those who have poor asthma control, despite having optimized pharmacological treatment (inclusion criteria of all patients in the present study). In addition, our results support that the benefits of exercise training should be analyzed differently in individuals with and without asthma control in future studies. This approach may improve our understanding of the effects of physical training in this population.

Three theories have been suggested to explain how the improvement in aerobic capacity in individuals with asthma reduces symptoms and improves asthma control: improvement in ventilatory capacity,2727 Ram FS, Robinson SM, Black PN. Effects of physical training in asthma: a systematic review. Br J Sports Med. 2000;34(3):162-167. https://doi.org/10.1136/bjsm.34.3.162
https://doi.org/10.1136/bjsm.34.3.162...
improvement in pulmonary function,2828 Hansen ESH, Pitzner-Fabricius A, Toennesen LL, Rasmusen HK, Hostrup M, Hellsten Y, et al. Effect of aerobic exercise training on asthma in adults: a systematic review and meta-analysis. Eur Respir J. 2020;56(1):2000146. https://doi.org/10.1183/13993003.00146-2020
https://doi.org/10.1183/13993003.00146-2...
and reduction in pulmonary and systemic inflammation.33 França-Pinto A, Mendes FA, de Carvalho-Pinto RM, Agondi RC, Cukier A, Stelmach R, et al. Aerobic training decreases bronchial hyperresponsiveness and systemic inflammation in patients with moderate or severe asthma: a randomised controlled trial. Thorax. 2015;70(8):732-739. https://doi.org/10.1136/thoraxjnl-2014-206070
https://doi.org/10.1136/thoraxjnl-2014-2...
,66 Freitas PD, Ferreira PG, Silva AG, Stelmach R, Carvalho-Pinto RM, Fernandes FL, et al. The Role of Exercise in a Weight-Loss Program on Clinical Control in Obese Adults with Asthma. A Randomized Controlled Trial. Am J Respir Crit Care Med. 2017;195(1):32-42. https://doi.org/10.1164/rccm.201603-0446OC
https://doi.org/10.1164/rccm.201603-0446...
Our results showed that individuals with asthma had reduced ventilatory reserve at baseline (25% on average) in comparison with the general population (approximately 50%) and close to the cutoff value to establish a ventilatory limitation (< 20%).2323 Wasserman K, Hansen JE, Sue DY, Casaburi R, Whipp BJ. Pathophysiology of disorders limiting exercise. In: Principles of Exercise Testing and Interpretation. 4th ed. Philadelphia: Lippincott Williams & Wilkins; 1999. p. 1142-1195. Furthermore, we observed that individuals with asthma had reduced aerobic capacity and cardiac reserve, strongly suggesting that they were physically unfit before exercise training. Thus, our results reinforce that exercise training improves aerobic fitness in individuals with asthma, demanding an increase in ventilatory capacity.

In this study, only the better responder group showed a linear association between improvements in physical conditioning and clinical control. A possible explanation for this association is that improving aerobic fitness improves aerobic capacity, reduces ventilation in activities of daily living, and reduces asthma symptoms. Previous randomized and controlled studies also suggested that training improves immune response,33 França-Pinto A, Mendes FA, de Carvalho-Pinto RM, Agondi RC, Cukier A, Stelmach R, et al. Aerobic training decreases bronchial hyperresponsiveness and systemic inflammation in patients with moderate or severe asthma: a randomised controlled trial. Thorax. 2015;70(8):732-739. https://doi.org/10.1136/thoraxjnl-2014-206070
https://doi.org/10.1136/thoraxjnl-2014-2...
,66 Freitas PD, Ferreira PG, Silva AG, Stelmach R, Carvalho-Pinto RM, Fernandes FL, et al. The Role of Exercise in a Weight-Loss Program on Clinical Control in Obese Adults with Asthma. A Randomized Controlled Trial. Am J Respir Crit Care Med. 2017;195(1):32-42. https://doi.org/10.1164/rccm.201603-0446OC
https://doi.org/10.1164/rccm.201603-0446...
but a systematic review suggested that there was no effect in the immune response of asthma patients.2828 Hansen ESH, Pitzner-Fabricius A, Toennesen LL, Rasmusen HK, Hostrup M, Hellsten Y, et al. Effect of aerobic exercise training on asthma in adults: a systematic review and meta-analysis. Eur Respir J. 2020;56(1):2000146. https://doi.org/10.1183/13993003.00146-2020
https://doi.org/10.1183/13993003.00146-2...
However, that review included patients with different levels of asthma severity and clinical control that might have interfered with data analysis. Furthermore, not all individuals included in our study were evaluated for pulmonary and systemic inflammation, making this type of analysis impossible.

Before training, individuals in both groups showed lower AQLQ scores in our study than in previous studies.55 Dogra S, Kuk JL, Baker J, Jamnik V. Exercise is associated with improved asthma control in adults. Eur Respir J. 2011;37(2):318-323. https://doi.org/10.1183/09031936.00182209
https://doi.org/10.1183/09031936.0018220...
,77 Turner S, Eastwood P, Cook A, Jenkins S. Improvements in symptoms and quality of life following exercise training in older adults with moderate/severe persistent asthma. Respiration. 2011;81(4):302-310. https://doi.org/10.1159/000315142
https://doi.org/10.1159/000315142...
,3333 Pakhale S, Baron J, Dent R, Vandemheen K, Aaron SD. Effects of weight loss on airway responsiveness in obese adults with asthma: does weight loss lead to reversibility of asthma?. Chest. 2015;147(6):1582-1590. https://doi.org/10.1378/chest.14-3105
https://doi.org/10.1378/chest.14-3105...
,3434 Scott HA, Gibson PG, Garg ML, Pretto JJ, Morgan PJ, Callister R, et al. Dietary restriction and exercise improve airway inflammation and clinical outcomes in overweight and obese asthma: a randomized trial. Clin Exp Allergy. 2013;43(1):36-49. https://doi.org/10.1111/cea.12004
https://doi.org/10.1111/cea.12004...
Better responders to aerobic training had AQLQ scores even lower than did worse responders. After training, both groups showed clinically significant improvement, and previous studies support our findings.55 Dogra S, Kuk JL, Baker J, Jamnik V. Exercise is associated with improved asthma control in adults. Eur Respir J. 2011;37(2):318-323. https://doi.org/10.1183/09031936.00182209
https://doi.org/10.1183/09031936.0018220...
,77 Turner S, Eastwood P, Cook A, Jenkins S. Improvements in symptoms and quality of life following exercise training in older adults with moderate/severe persistent asthma. Respiration. 2011;81(4):302-310. https://doi.org/10.1159/000315142
https://doi.org/10.1159/000315142...
,3333 Pakhale S, Baron J, Dent R, Vandemheen K, Aaron SD. Effects of weight loss on airway responsiveness in obese adults with asthma: does weight loss lead to reversibility of asthma?. Chest. 2015;147(6):1582-1590. https://doi.org/10.1378/chest.14-3105
https://doi.org/10.1378/chest.14-3105...
,3434 Scott HA, Gibson PG, Garg ML, Pretto JJ, Morgan PJ, Callister R, et al. Dietary restriction and exercise improve airway inflammation and clinical outcomes in overweight and obese asthma: a randomized trial. Clin Exp Allergy. 2013;43(1):36-49. https://doi.org/10.1111/cea.12004
https://doi.org/10.1111/cea.12004...
There was no association between improved aerobic power and quality of life. One hypothesis for this finding would be the multifactorial aspect of quality of life. The AQLQ has several domains (activity limitations, symptoms, emotional function, and environmental exposure) that can be modified by exercise training, regardless of the physical conditioning obtained by each individual.2020 Juniper EF, Guyatt GH, Willan A, Griffith LE. Determining a minimal important change in a disease-specific Quality of Life Questionnaire. J Clin Epidemiol. 1994;47(1):81-87. https://doi.org/10.1016/0895-4356(94)90036-1
https://doi.org/10.1016/0895-4356(94)900...

This study has limitations. First, this was a post hoc analysis of pooled data from previous randomized controlled trials, not a prospective study. However, this limitation is mitigated by the number of patients and variables evaluated, and all individuals underwent physical training in the same research center using similar exercise intensity. Furthermore, we believe no other center has such a large number of individuals undergoing physical training, based on CPET results, being assessed regarding asthma clinical control and quality of life. Second, most individuals in this study were females; however, this was expected due to the higher prevalence of asthma in female individuals, and the fact that females seek medical care more regularly than do males.3030 de Carvalho-Pinto RM, Cukier A, Angelini L, Antonangelo L, Mauad T, Dolhnikoff M, et al. Clinical characteristics and possible phenotypes of an adult severe asthma population. Respir Med. 2012;106(1):47-56. https://doi.org/10.1016/j.rmed.2011.08.013
https://doi.org/10.1016/j.rmed.2011.08.0...
Furthermore, females with asthma have a high prevalence of obesity and uncontrolled asthma. However, our female patients had a wide distribution of obese and nonobese individuals with controlled and uncontrolled asthma. Third, the effect on inflammatory mediators was not included, because only two studies assessed this outcome,66 Freitas PD, Ferreira PG, Silva AG, Stelmach R, Carvalho-Pinto RM, Fernandes FL, et al. The Role of Exercise in a Weight-Loss Program on Clinical Control in Obese Adults with Asthma. A Randomized Controlled Trial. Am J Respir Crit Care Med. 2017;195(1):32-42. https://doi.org/10.1164/rccm.201603-0446OC
https://doi.org/10.1164/rccm.201603-0446...
,1313 Aparecido da Silva R, Leite Rocco PG, Stelmach R, Mara da Silva Oliveira L, Sato MN, Cukier A, et al. Constant-Load Exercise Versus High-Intensity Interval Training on Aerobic Fitness in Moderate-to-Severe Asthma: A Randomized Controlled Trial. J Allergy Clin Immunol Pract. 2022;10(10):2596-2604.e7. https://doi.org/10.1016/j.jaip.2022.05.023
https://doi.org/10.1016/j.jaip.2022.05.0...
making it impossible to include it in the statistical analyses. Additionally, muscle strength could be associated with a patient’s response to the physical training program, and the improvement in peripheral muscle response could also add important information; however, this variable was not evaluated by any of the studies herein included. Finally, exercise limitation was categorized as cardiac, ventilatory, and peripheral muscle systems, which can be considered a simplified way to understand individual limitations of the patients. However, this analysis has been considered in individuals with asthma3535 Ferreira PG, Freitas PD, Silva AG, Porras DC, Stelmach R, Cukier A, et al. Dynamic hyperinflation and exercise limitations in obese asthmatic women. J Appl Physiol (1985). 2017;123(3):585-593. https://doi.org/10.1152/japplphysiol.00655.2016
https://doi.org/10.1152/japplphysiol.006...
) and in other populations.2323 Wasserman K, Hansen JE, Sue DY, Casaburi R, Whipp BJ. Pathophysiology of disorders limiting exercise. In: Principles of Exercise Testing and Interpretation. 4th ed. Philadelphia: Lippincott Williams & Wilkins; 1999. p. 1142-1195. In addition, we did not use these physiological responses to determine the main reason by which patients would necessarily interrupt the test. Instead, this analysis was secondarily used to understand the major limitation in each cluster.

The results of this study show that obese individuals with poor exercise capacity, clinical control, and quality of life obtained greater benefits from an aerobic training program. Therefore, individuals with these characteristics should be primarily referred to aerobic training programs in order to reduce asthma symptoms. Better and worse responders to aerobic training had similar improvements in their quality of life.

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  • 1
    Study carried out at the Hospital das Clínicas, Faculdade de Medicina, Universidade de São Paulo, São Paulo (SP) Brasil.
  • Financial support:

    The study received financial support from the Fundação de Amparo à Pesquisa do Estado de São Paulo (FAPESP, São Paulo Research Foundation; Grants no. 2018177883 and no. 2018228278), the Brazilian Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq, National Council for Scientific and Technological Development; Grant no. 31227920183), and the Brazilian Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES, Office for the Advancement of Higher Education; Funding Code 001).
  • DATA AVAILABILITY STATEMENT

    The database is available in the repository: https://zenodo.org/record/6326209#.YyospqTMK5c

Publication Dates

  • Publication in this collection
    03 Feb 2023
  • Date of issue
    2023

History

  • Received
    21 June 2022
  • Accepted
    31 Oct 2022
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E-mail: jbp@sbpt.org.br