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Association of the estrogen receptor gene with oral health-related quality of life in patients with dentofacial deformities

Abstract

This study aimed to evaluate the associations between oral health-related quality of life (OHRQoL) and patient-associated factors and polymorphisms in the estrogen receptor 1 (ESR1) and 2 (ESR2) genes in patients with dentofacial deformities (DFD). This cross-sectional study included 234 adult individuals. Data such as age, sex, and the type of facial profile (I, II, or III), were collected, and the short-form oral health impact profile 14 (OHIP-14) questionnaire was used to assess their OHRQoL. DNA was collected from oral mucosa cells, and the polymorphisms in ESR1 (rs2234693 and rs9340799) and ESR2 (rs1256049 and rs4986938) were evaluated using real-time polymerase chain reaction. The data were subjected to statistical analysis at a significance level of 5%. Individuals over 28 years of age exhibited worse OHRQoL (p = 0.003) than individuals aged less than or equal to 28 years. Women had worse OHRQoL than men (p < 0.001). Profile II individuals had worse OHRQoL in the social disability domain than profile III individuals (p = 0.030). Genetic analysis showed that rs9340799 was associated with OHRQoL in the functional limitation domain, and GG individuals exhibited worse OHRQoL than individuals carrying the AA/AG genotypes (p < 0.030). In the social handicap domain, individuals with GG genotype in rs9340799 exhibited worse OHRQoL than AG individuals (p < 0.043). Collectively, our results reveal that factors including age, sex, and type of facial profile, are associated with OHRQoL in patients with DFD. In addition, individuals with the GG genotype in rs9340799 (ESR1) may experience a negative impact on OHRQoL in the functional limitation and social handicap domains.

Dentofacial Deformities; Estrogens; Quality of Life

Introduction

Oral health conditions exert an impact on functional and psychosocial factors affecting an individual’s quality of life (QoL). Different approaches can be taken to assess an individual’s oral health-related quality of life (OHRQoL).11. Slade GD. Derivation and validation of a short-form oral health impact profile. Community Dent Oral Epidemiol. 1997 Aug;25(4):284-90. https://doi.org/10.1111/j.1600-0528.1997.tb00941.x
https://doi.org/10.1111/j.1600-0528.1997...
,22. Soh CL, Narayanan V. Quality of life assessment in patients with dentofacial deformity undergoing orthognathic surgery: a systematic review. Int J Oral Maxillofac Implants. 2013 Aug;42(8):974-80. https://doi.org/10.1016/j.ijom.2013.03.023
https://doi.org/10.1016/j.ijom.2013.03.0...
The oral health impact profile 14 (OHIP-14) is a widely used tool for evaluating the impact of oral health problems on the OHRQoL. It includes questions related to functional limitation, physical pain, psychological discomfort, and physical, psychological, and social disabilities, in addition to social handicap.11. Slade GD. Derivation and validation of a short-form oral health impact profile. Community Dent Oral Epidemiol. 1997 Aug;25(4):284-90. https://doi.org/10.1111/j.1600-0528.1997.tb00941.x
https://doi.org/10.1111/j.1600-0528.1997...

Dentofacial deformity (DFD) is characterized by developmental changes in facial structure, usually associated with malocclusion,33. Proffit WR, White RP, Sarver DM. Contemporary treatment of dentofacial deformity. St. Louis: Mosby; 2003. that can impair chewing, swallowing, breathing, and phonation.33. Proffit WR, White RP, Sarver DM. Contemporary treatment of dentofacial deformity. St. Louis: Mosby; 2003. DFD also has a major impact on an individual’s facial aesthetics, which may affect their social life and mental health.44. Kurabe K, Kojima T, Kato Y, Saito I, Kobayashi T. Impact of orthognathic surgery on oral health-related quality of life in patients with jaw deformities. Int J Oral Maxillofac Implants. 2016 Dec;45(12):1513-9. https://doi.org/10.1016/j.ijom.2016.07.003
https://doi.org/10.1016/j.ijom.2016.07.0...
Many studies have evaluated OHRQoL in patients with DFD and found that these patients’ oral health condition negatively impacts various psychosocial aspects of their lives.44. Kurabe K, Kojima T, Kato Y, Saito I, Kobayashi T. Impact of orthognathic surgery on oral health-related quality of life in patients with jaw deformities. Int J Oral Maxillofac Implants. 2016 Dec;45(12):1513-9. https://doi.org/10.1016/j.ijom.2016.07.003
https://doi.org/10.1016/j.ijom.2016.07.0...

5. Corso PF, Oliveira FA, Costa DJ, Kluppel LE, Rebellato NL, Scariot R. Evaluation of the impact of orthognathic surgery on quality of life. Braz Oral Res. 2016;30(1):e4. https://doi.org/10.1590/1807-3107BOR-2016.vol30.0004
https://doi.org/10.1590/1807-3107BOR-201...

6. Meger MN, Fatturi AL, Gerber JT, Weiss SG, Rocha JS, Scariot R, Wambier LM. Impact of orthognathic surgery on quality of life of patients with dentofacial deformity: a systematic review and meta-analysis. Br J Oral Maxillofac Surg. Apr 2021;59(3):260-71. https://doi.org/10.1016/j.bjoms.2020.08.014
https://doi.org/10.1016/j.bjoms.2020.08....
-77. Bergamaschi IP, Cavalcante RC, Fanderuff M, Gerber JT, Petinati MF, Sebastiani AM, et al. Orthognathic surgery in class II patients: a longitudinal study on quality of life, TMD, and psychological aspects [published online ahead of print, 2021 Jan 7]. Clin Oral Investig. 2021 Jun;25(6):3801-8. https://doi.org/10.1007/s00784-020-03709-3
https://doi.org/10.1007/s00784-020-03709...

Some factors, including age,44. Kurabe K, Kojima T, Kato Y, Saito I, Kobayashi T. Impact of orthognathic surgery on oral health-related quality of life in patients with jaw deformities. Int J Oral Maxillofac Implants. 2016 Dec;45(12):1513-9. https://doi.org/10.1016/j.ijom.2016.07.003
https://doi.org/10.1016/j.ijom.2016.07.0...
,88. Bortoluzzi MC, Smolarek PC, Claudino M, Campagnoli EB, Manfro R. Impact of dentofacial deformity on quality of life: age and gender differences evaluated through OQLQ, OHIP and SF36. J Oral Maxillofac Res. 2015 Jun;6(3):e3. https://doi.org/10.5037/jomr.2015.6303
https://doi.org/10.5037/jomr.2015.6303...
sex,55. Corso PF, Oliveira FA, Costa DJ, Kluppel LE, Rebellato NL, Scariot R. Evaluation of the impact of orthognathic surgery on quality of life. Braz Oral Res. 2016;30(1):e4. https://doi.org/10.1590/1807-3107BOR-2016.vol30.0004
https://doi.org/10.1590/1807-3107BOR-201...
facial profile type,99. Liu BC, Lee IC, Lo LJ, Ko EW. Investigate the oral health impact and quality of life on patients with malocclusion of different treatment needs. Biomed J. 2019 Dec;42(6):422-9. https://doi.org/10.1016/j.bj.2019.05.009
https://doi.org/10.1016/j.bj.2019.05.009...
and genetic factors, directly correlate with worsening OHRQoL.1010. Sebastiani AM, Santos KM, Cavalcante RC, Petinati MPF, Signorini L, Antunes LA, et al. Depression, temporomandibular disorders, and genetic polymorphisms in IL6 impact on oral health-related quality of life in patients requiring orthognathic surgery. Qual Life Res. 2020 Dec;29(12):3315-23. https://doi.org/10.1007/s11136-020-02581-8
https://doi.org/10.1007/s11136-020-02581...
Spranger et al.1111. Sprangers MA, Thong MS, Bartels M, Barsevick A, Ordoñana J, Shi Q, et al. Biological pathways, candidate genes, and molecular markers associated with quality-of-life domains: an update. Qual Life Res. 2014 Sep;23(7):1997-2013. https://doi.org/10.1007/s11136-014-0656-1
https://doi.org/10.1007/s11136-014-0656-...
studied different candidate genes that were expected to play a role in the perception of QoL, including the estrogen receptor 1 (ESR1), which is associated with depression.1212. Ryan J, Scali J, Carrière I, Peres K, Rouaud O, Scarabin PY, et al. Oestrogen receptor polymorphisms and late-life depression. Br J Psychiatry. 2011 Aug;199(2):126-31. https://doi.org/10.1192/bjp.bp.111.091751
https://doi.org/10.1192/bjp.bp.111.09175...

Estrogen is a hormone that promotes synaptic plasticity and modulates the function of various neurotransmitters involved in cognition, including serotonin, norepinephrine, and acetylcholine.1313. Jia M, Dahlman-Wright K, Gustafsson JA. Estrogen receptor alpha and beta in health and disease. Best Pract Res Clin Endocrinol Metab. 2015 Aug;29(4):557-68. https://doi.org/10.1016/j.beem.2015.04.008
https://doi.org/10.1016/j.beem.2015.04.0...
There are two subtypes of estrogen receptors (ERs): α and β. ERα is encoded by ESR1, and is predominantly expressed in the hypothalamus and amygdala (brain areas involved in autonomic function, emotional regulation, and memory),1414. Osterlund MK, Hurd YL. Estrogen receptors in the human forebrain and the relation to neuropsychiatric disorders. Prog Neurobiol. 2001 Jun;64(3):251-67. https://doi.org/10.1016/S0301-0082(00)00059-9
https://doi.org/10.1016/S0301-0082(00)00...
whereas ERβ is encoded by ESR2 and is predominantly expressed during formation of the hippocampus and entorhinal cortex (brain areas associated with semantic memory).1414. Osterlund MK, Hurd YL. Estrogen receptors in the human forebrain and the relation to neuropsychiatric disorders. Prog Neurobiol. 2001 Jun;64(3):251-67. https://doi.org/10.1016/S0301-0082(00)00059-9
https://doi.org/10.1016/S0301-0082(00)00...

Scariot et al.1515. Scariot R, Tomaz CO, Calixto RD, Gerber JT, Petinati MFP, Cavalcante RC, et al. Association between gender, estrogen receptors genes and anxiety levels in patients undergoing orthognathic surgery. J Craniomaxillofac Surg. 2019 Aug;47(8):1300-5. https://doi.org/10.1016/j.jcms.2019.05.003
https://doi.org/10.1016/j.jcms.2019.05.0...
reported that genetic polymorphism in ESR1 was associated with the state of anxiety in patients with DFD undergoing orthognathic surgery, suggesting that this gene may play a role in the psychologic and emotional states of affected individuals. Although there are no reports on the effects of ESR2 on psychosocial aspects in this subset of patients, it is associated with an increasing incidence of anxiety in elderly women1616. Ryan J, Scali J, Carrière I, Scarabin PY, Ritchie K, Ancelin ML. Estrogen receptor gene variants are associated with anxiety disorders in older women. Psychoneuroendocrinology. 2011 Nov;36(10):1582-6. https://doi.org/10.1016/j.psyneuen.2011.04.011
https://doi.org/10.1016/j.psyneuen.2011....
as well as late-life depression.1212. Ryan J, Scali J, Carrière I, Peres K, Rouaud O, Scarabin PY, et al. Oestrogen receptor polymorphisms and late-life depression. Br J Psychiatry. 2011 Aug;199(2):126-31. https://doi.org/10.1192/bjp.bp.111.091751
https://doi.org/10.1192/bjp.bp.111.09175...
Thus, we hypothesized that genetic variants of ERs may influence the OHRQoL, especially in individuals with impaired oral conditions, such as DFD.

A knowledge of genes and patient-associated factors impacting OHRQoL will aid in the screening of predisposing factors, facilitating a personalized approach to preventing negative impacts on OHRQoL and predicting treatment outcomes in clinical practice. Additionally, a deeper understanding of the genetic basis of OHRQoL may lead to discoveries that will improve patient management strategies, considering that patient genetic profiles is soon expected to be incorporated into clinical practice to facilitate personalized treatment. Thus, in the present study, we aimed to evaluate the associations between OHRQoL and patient-associated factors and genetic polymorphisms (ESR1 and ESR2) in patients with DFD.

Methodology

Ethical aspects

This study was approved by the local ethics committee under the protocol CAEE 80846317.8.0000.0093. The study was performed in accordance with the ethical standards proposed by the Declaration of Helsinki and its later amendments or comparable ethical standards. All participants were informed regarding the study and signed informed consent forms. The study adhered to the Strengthening the Reporting of Genetic Association Studies (STREGA) Statement.1717. Little J, Higgins JP, Ioannidis JP, Moher D, Gagnon F, Elm E, et al. STrengthening the REporting of Genetic Association Studies (STREGA): an extension of the STROBE statement. Genet Epidemiol. 2009 Nov;33(7):581-98. https://doi.org/10.1002/gepi.20410
https://doi.org/10.1002/gepi.20410...

Study design

This cross-sectional study evaluated a total of 276 individuals with DFD who underwent orthognathic surgery as part of the residency program of Oral and Maxillofacial Surgery at Positivo University and Federal University of Paraná, two universities located in Curitiba, southern Brazil (Figure). Both services were provided by the public sector. The Federal University of Parana is considered a reference center for DFD treatment in southern Brazil, and an average of eight patients receive surgery each month. In the Positivo University service, an average of three patients are operated each month.

Figure
Flowchart demonstrating the study population selection method.

This study was performed on a population of patients with DFD, who were previously diagnosed by orthodontists and referred for orthognathic surgery treatment. All patients who underwent orthognathic surgery between January, 2017 and December, 2019, were invited to participate in this study, since the demand for this procedure is low. This study included non-syndromic DFD patients of both sexes with facial profile types I, II, and III, who required orthognathic surgery and were over 18 years of age. The exclusion criteria were patients with DFD who had undergone previous orthognathic and/or temporomandibular joint (TMJ) surgery, had a history of facial trauma, presence of oral cleft and/or palate, or neurologic disturbances.

Data collection

All eligible patients underwent an evaluation by a trained examiner one week before their orthognathic surgery. Data including age, sex, and facial profile type, were collected. Facial profile type evaluation was performed by two trained examiners (KMS and IPB). Both examiners were trained by senior surgeons (RS and DJC) at both universities. During data collection, the examiners were supervised by senior surgeons to verify their assessments of facial profiles. Facial profile type evaluation followed the classification system described by Capelozza Filho1818. 18. Capelozza Filho L. Título original. Cidade: Dental Press Editora; 2004.[ to categorize the patients with facial profile types as I, II, or III. Facial profile I was characterized by facial normality. Facial profiles II and III were characterized by positive and negative sagittal steps between the maxilla and mandible, respectively.

OHIP-14 has been designed to assess the effects of oral conditions on the OHRQoL, and includes the following seven domains: functional limitation (items 1 and 2), physical pain (items 3 and 4), psychological discomfort (items 5 and 6), physical disability (items 7 and 8), psychological disability (items 9 and 10), social disability (items 11 and 12), and social handicap (13 and 14). The patients indicated the frequency of their experiences by following a 5-point Likert-type scale: 0-never, 1-rarely, 2-occasionally, 3-often, and 4-always. Scores ranged from 0–56 points. Increasing scores indicate worsening perception of OHRQoL.11. Slade GD. Derivation and validation of a short-form oral health impact profile. Community Dent Oral Epidemiol. 1997 Aug;25(4):284-90. https://doi.org/10.1111/j.1600-0528.1997.tb00941.x
https://doi.org/10.1111/j.1600-0528.1997...

DNA collection and genotyping

The two examiners (KMS and IPB) collected DNA samples after rinsing the mouths of the patients with a mouthwash containing 3% glucose for 2 min, followed by light scraping of the cheek mucosa with a sterile wooden spatula.1919. Trevilatto PC, Line SR. Use of buccal epithelial cells for PCR amplification of large DNA fragments. J Forensic Odontostomatol. 2000 Jun;18(1):6-9.DNA was extracted from the sample according to an established protocol previously published by Line.2020. Aidar M, Line SR. A simple and cost-effective protocol for DNA isolation from buccal epithelial cells. Braz Dent J. 2007;18(2):148-52. https://doi.org/10.1590/S0103-64402007000200012
https://doi.org/10.1590/S0103-6440200700...
Briefly, after incubation, the tubes were centrifuged for 10 min at room temperature to pellet the buccal cells. Supernatants were discarded and 1 mL extraction solution [10 mM Tris (pH 8.0), 0.5% sodium dodecyl sulfate, 5 mM ethylenediaminetetraacetic acid (EDTA)] containing 10 µL proteinase K (Sigma Chemical Co., St. Louis, USA) (20 mg/mL) was added to the cell pellet. After overnight incubation, non-digested proteins were removed by adding 500 µL solution containing 8 M ammonium acetate and 1 mM EDTA. The solutions were mixed and centrifuged for 15 min. Supernatants were separated into two 1.5 mL microtubes (700 μL), and DNA was precipitated with 540 μL isopropanol at –20°C for 30 min. After centrifugation for 20 min, supernatants were discarded, and pellets were washed with 1 mL of 70 % ethanol. Next, ethanol was decanted carefully, and the tubes were inverted and allowed to air dry. DNA was then resuspended in 100 μL Tris-EDTA buffer [10 mM Tris (pH 7.8) containing 1 mM EDTA].

The candidate genetic polymorphisms investigated were rs223493 and rs9340799 (ESR1) and rs1256604 and rs4986938 (ESR2), which were blindly genotyped using the same operator (MNM). All selected polymorphisms showed a minimum allelic frequency greater than 10%. DNA was genotyped on real-time PCR (StepOnePlus; Applied Biosystems) using TaqMan technology. The characteristics of ESR1 and ESR2 polymorphisms are listed in Table 1.

Table 1
Genes and genetic polymorphisms investigated in this study.

Statistical analyses

The data were submitted for inferential and descriptive statistical analyses. In addition, patients whose questionnaires were improperly filled, or for whom DNA samples were not available, were excluded. In the Kolmogorov–Smirnov test, the OHIP-14 scores demonstrated a non-normal distribution. Age also displayed a non-normal distribution. Therefore, it was dichotomized by the median (≤ 28 years and > 28 years) to analyze its association with OHRQoL. The associations of OHIP-14 and its domains with patient-associated factors and genetic variables were evaluated using the Mann-Whitney U or Kruskal-Wallis tests for independent samples. Descriptive analysis was represented by the median, minimum, maximum, and interquartile range (IR), which is the difference between the upper and lower quartiles. Statistical significance was set at p < 0.05. Data were analyzed using the Statistical Package for the Social Sciences (SPSS; version 21.0; SPSS Inc., Chicago, USA).

Results

Initially, 276 eligible participants were invited to participate in this study. During the survey, 42 patients were excluded: 10 had no DNA samples available for genotyping and 32 did not complete the questionnaire. The final sample was composed of 234 individuals, of which 83 (35.5%) were men and 151 (64.5%) were women. The mean age of the participants was 30.63 ± 10.53 years. In our study, 17, 75, and 138 patients exhibited facial profiles I, II, and III, respectively. Profile I individuals also underwent orthognathic surgery for vertical or transverse deformities.

Age was found to associate with OHRQoL. Patients over 28 years of age had a worse OHRQoL in general (p = 0.003) and in the domains related to physical pain (p = 0.019), psychological discomfort (p = 0.027), physical disability (p = 0.006), psychological disability (p = 0.010), and social handicap (p = 0.029), compared to OHRQoLs in individuals aged less than or equal to 28 years.

Based on OHIP-14 results, women with DFD had worse OHRQoL than men (p < 0.001). Women had stronger negative perceptions of OHRQoL in domains related to physical pain (p < 0.001), psychological discomfort (p < 0.001), physical disability (p = 0.001), psychological disability (p < 0.001), and social handicap (p = 0.001) when compared to men. In OHIP-14 based analyses of the facial profile types, profile II individuals had a worse OHRQoL in the social disability domain than profile III individuals (p = 0.030). The associations of OHIP-14 scores with age, sex, and facial profile type are listed in Table 2.

Table 2
Associations of the oral health impact profile 14 (OHIP-14) scores with age, gender, and facial profile in patients with dentofacial deformity (DFD).

Genetic analyses revealed an association between the genetic polymorphism rs9340799 in ESR1 and its functional limitation domain. Homozygous GG individuals had worse OHRQoL in this domain than those with the AA and AG genotypes (p < 0.030). In the handicap domain, worse OHRQoL was also observed in GG individuals for rs9340799 compared to AG individuals (p < 0.043) (Table 3).

Table 3
Association between OHIP-14 scores and genetic polymorphisms in the estrogen receptor 1 (ESR1).

No association was found between the OHRQoL and genetic polymorphisms in ESR2 (Table 4).

Table 4
Association between OHIP-14 and genetic polymorphisms in estrogen receptor 2 (ESR2).

Discussion

The goal of our study was to identify factors that may be associated with OHRQoL in DFD patients who require orthognathic surgery. Overall, we observed that patient-associated factors, such as age, sex, and facial profile type, were associated with OHRQoL. In addition, our study results suggested that genetic aspects may contribute to OHRQoL perception in DFD patients. In our study, ESR1 (rs9340799) was found to be associated with the functional limitation and social handicap domains of OHIP-14.

Skeletal discrepancies in the facial bones of patients with DFD affect not only the individual’s facial aesthetics, resulting in low self-esteem,2121. Johnston C, Hunt O, Burden D, Stevenson M, Hepper P. Self-perception of dentofacial attractiveness among patients requiring orthognathic surgery. Angle Orthod. 2010 Mar;80(2):361-6. https://doi.org/10.2319/051209-252.1
https://doi.org/10.2319/051209-252.1...
but also physiological problems that affect the oral health and overall perception of OHRQoL.22. Soh CL, Narayanan V. Quality of life assessment in patients with dentofacial deformity undergoing orthognathic surgery: a systematic review. Int J Oral Maxillofac Implants. 2013 Aug;42(8):974-80. https://doi.org/10.1016/j.ijom.2013.03.023
https://doi.org/10.1016/j.ijom.2013.03.0...
,66. Meger MN, Fatturi AL, Gerber JT, Weiss SG, Rocha JS, Scariot R, Wambier LM. Impact of orthognathic surgery on quality of life of patients with dentofacial deformity: a systematic review and meta-analysis. Br J Oral Maxillofac Surg. Apr 2021;59(3):260-71. https://doi.org/10.1016/j.bjoms.2020.08.014
https://doi.org/10.1016/j.bjoms.2020.08....
Orthognathic surgery usually has a positive impact on OHRQoL by improving the individual’s facial aesthetics.66. Meger MN, Fatturi AL, Gerber JT, Weiss SG, Rocha JS, Scariot R, Wambier LM. Impact of orthognathic surgery on quality of life of patients with dentofacial deformity: a systematic review and meta-analysis. Br J Oral Maxillofac Surg. Apr 2021;59(3):260-71. https://doi.org/10.1016/j.bjoms.2020.08.014
https://doi.org/10.1016/j.bjoms.2020.08....
For this reason, many patients seek orthognathic surgery to improve their facial aesthetics and restore oral functions.2222. Cunningham SJ, Hunt NP, Feinmann C. Psychological aspects of orthognathic surgery: a review of the literature. Int J Adult Orthodon Orthognath Surg. 1995;10(3):159-72. Since there is a high expectation of a positive outcome of this treatment in patients undergoing orthognathic surgery, this study focused on identifying the factors that may be associated with a worse perception of OHRQoL, to avoid psychosomatic disorders after the surgical procedure.

Novel insights into the biological pathways through which genetic factors contribute to patients’ negative health experiences will help to improve their health. Elucidating the molecular mechanisms involved in the regulation of OHRQoL will also facilitate the development of new drugs targeting those specific mechanisms. If patients susceptible to a negative OHRQoL can be identified, it would be possible to devise preventive strategies or provide personalized treatment to them that include lifestyle changes, psychological approaches, and/or pharmacological treatment.

Age affects the perception of OHRQoL.44. Kurabe K, Kojima T, Kato Y, Saito I, Kobayashi T. Impact of orthognathic surgery on oral health-related quality of life in patients with jaw deformities. Int J Oral Maxillofac Implants. 2016 Dec;45(12):1513-9. https://doi.org/10.1016/j.ijom.2016.07.003
https://doi.org/10.1016/j.ijom.2016.07.0...
,88. Bortoluzzi MC, Smolarek PC, Claudino M, Campagnoli EB, Manfro R. Impact of dentofacial deformity on quality of life: age and gender differences evaluated through OQLQ, OHIP and SF36. J Oral Maxillofac Res. 2015 Jun;6(3):e3. https://doi.org/10.5037/jomr.2015.6303
https://doi.org/10.5037/jomr.2015.6303...
In our study, the old-age group had an overall worse perception of OHRQoL and in domains related to physical pain, physical disability, psychological discomfort, psychological disability, and social handicap. Bortoluzzi et al.88. Bortoluzzi MC, Smolarek PC, Claudino M, Campagnoli EB, Manfro R. Impact of dentofacial deformity on quality of life: age and gender differences evaluated through OQLQ, OHIP and SF36. J Oral Maxillofac Res. 2015 Jun;6(3):e3. https://doi.org/10.5037/jomr.2015.6303
https://doi.org/10.5037/jomr.2015.6303...
(2015) also reported that older individuals have a worse perception of facial aesthetics and oral functions. Considering this premise, it is important to note that these individuals may have experienced various negative effects over the years, where physical and psychosocial factors may have already been affected.

We also observed that individuals with facial profile II had a worse perception in the social disability domain than those with facial profile III. According to De Ávila et al.,2323. Ávila ED, Molon RS, Loffredo LC, Massucato EM, Hochuli-Vieira E. Health-related quality of life and depression in patients with dentofacial deformity. Oral Maxillofac Surg. 2013 Sep;17(3):187-91. https://doi.org/10.1007/s10006-012-0338-5
https://doi.org/10.1007/s10006-012-0338-...
individuals with facial features that deviate from the acceptable standard have difficulties in interpersonal relationships. In 2010, Johnston and colleagues also showed that facial profile II individuals felt a greater degree of unhappiness and insecurity than profile III individuals.2121. Johnston C, Hunt O, Burden D, Stevenson M, Hepper P. Self-perception of dentofacial attractiveness among patients requiring orthognathic surgery. Angle Orthod. 2010 Mar;80(2):361-6. https://doi.org/10.2319/051209-252.1
https://doi.org/10.2319/051209-252.1...
This may occur due to differences in facial profile aesthetics, in which profile II individuals could have a greater discrepancy in facial bones and overall deformity.99. Liu BC, Lee IC, Lo LJ, Ko EW. Investigate the oral health impact and quality of life on patients with malocclusion of different treatment needs. Biomed J. 2019 Dec;42(6):422-9. https://doi.org/10.1016/j.bj.2019.05.009
https://doi.org/10.1016/j.bj.2019.05.009...

One notable point in our study was the unequal sample sizes of male and female participants; women were overrepresented in our sample group. The demand for health services is known to be more frequent among females. They are more concerned about facial aesthetics, which motivates them to seek treatment.2121. Johnston C, Hunt O, Burden D, Stevenson M, Hepper P. Self-perception of dentofacial attractiveness among patients requiring orthognathic surgery. Angle Orthod. 2010 Mar;80(2):361-6. https://doi.org/10.2319/051209-252.1
https://doi.org/10.2319/051209-252.1...
Our results showed that women had a worse OHRQoL than men. These data corroborate the available evidence that women are up to two times more likely to report negative impacts on their OHRQoL.2424. Esperão PT, Oliveira BH, Almeida MAO, Kiyak HA, Miguel JA. Oral health-related quality of life in orthognathic surgery patients. Am J Orthod Dentofacial Orthop. 2010 Jun;137(6):790-5. https://doi.org/10.1016/j.ajodo.2008.08.031
https://doi.org/10.1016/j.ajodo.2008.08....
This worsened perception in women with DFD was found in the preoperative and postoperative periods of orthognathic surgery.55. Corso PF, Oliveira FA, Costa DJ, Kluppel LE, Rebellato NL, Scariot R. Evaluation of the impact of orthognathic surgery on quality of life. Braz Oral Res. 2016;30(1):e4. https://doi.org/10.1590/1807-3107BOR-2016.vol30.0004
https://doi.org/10.1590/1807-3107BOR-201...

Our results also showed that women with DFD had worse perception of physical pain. Women exhibit more symptoms of pain compared to men.2525. Craft RM, Mogil JS, Aloisi AM. Sex differences in pain and analgesia: the role of gonadal hormones. Eur J Pain. 2004 Oct;8(5):397-411. https://doi.org/10.1016/j.ejpain.2004.01.003
https://doi.org/10.1016/j.ejpain.2004.01...
Several factors could be associated with sex differences in pain perception and the higher prevalence of chronic pain conditions in women.2626. Pieretti S, Di Giannuario A, Di Giovannandrea R, Marzoli F, Piccaro G, Minosi P, et al. Gender differences in pain and its relief. Ann Ist Super Sanita. 2016 Apr-Jun;52(2):184-9. https://doi.org/10.4415/ANN_16_02_09
https://doi.org/10.4415/ANN_16_02_09...
Biological factors, such as sex hormones, menstrual cycle, and age, are believed to be the main factors influencing these differences.2626. Pieretti S, Di Giannuario A, Di Giovannandrea R, Marzoli F, Piccaro G, Minosi P, et al. Gender differences in pain and its relief. Ann Ist Super Sanita. 2016 Apr-Jun;52(2):184-9. https://doi.org/10.4415/ANN_16_02_09
https://doi.org/10.4415/ANN_16_02_09...
Psychological changes are also affected in a gender-specific manner. Women are usually more affected by mental disorders, such as depression and psychological distress, than men.2727. Eaton NR, Keyes KM, Krueger RF, Balsis S, Skodol AE, Markon KE, et al. An invariant dimensional liability model of gender differences in mental disorder prevalence: evidence from a national sample. J Abnorm Psychol. 2012 Feb;121(1):282-8. https://doi.org/10.1037/a0024780
https://doi.org/10.1037/a0024780...
,2828. Matud MP, Bethencourt JM, Ibáñez I. Gender differences in psychological distress in Spain. Int J Soc Psychiatry. 2015 Sep;61(6):560-8. https://doi.org/10.1177/0020764014564801
https://doi.org/10.1177/0020764014564801...
The domains of discomfort and psychological disability were also associated with worsening perception of OHRQoL in women in our study. This may be due to sex differences in brain activity during emotional regulation and emotional processing.2929. Mak AK, Hu ZG, Zhang JX, Xiao Z, Lee TM. Sex-related differences in neural activity during emotion regulation. Neuropsychologia. 2009 Nov;47(13):2900-8. https://doi.org/10.1016/j.neuropsychologia.2009.06.017
https://doi.org/10.1016/j.neuropsycholog...
Psychological factors are also associated with changes in the endocrine system, which controls the reproductive system.3030. Noble RE. Depression in women. Metabolism. 2005 May;54(5 Suppl 1):49-52. https://doi.org/10.1016/j.metabol.2005.01.014
https://doi.org/10.1016/j.metabol.2005.0...
Postmenopausal women, for example, experience considerable biological and psychological changes, including reduced levels of estrogen, which may be related to depression.3131. Freeman EW, Sammel MD, Liu L, Gracia CR, Nelson DB, Hollander L. Hormones and menopausal status as predictors of depression in women in transition to menopause. Arch Gen Psychiatry. 2004 Jan;61(1):62-70. https://doi.org/10.1001/archpsyc.61.1.62
https://doi.org/10.1001/archpsyc.61.1.62...

Estrogens are sex hormones that perform several functions apart from those affecting the reproductive system.3333. Westberg L, Eriksson E. Sex steroid-related candidate genes in psychiatric disorders. J Psychiatry Neurosci. 2008 Jul;33(4):319-30. ERs are located in many brain regions, such as the synaptic terminals and dendritic spines, axons, mitochondria, and glial cells.3232. Hara Y, Waters EM, McEwen BS, Morrison JH. Estrogen effects on cognitive and synaptic health over the lifecourse. Physiol Rev. 2015 Jul;95(3):785-807. https://doi.org/10.1152/physrev.00036.2014
https://doi.org/10.1152/physrev.00036.20...
Thus, ERs regulate various brain areas responsible for cognitive function, emotion, memory, and behavior.3333. Westberg L, Eriksson E. Sex steroid-related candidate genes in psychiatric disorders. J Psychiatry Neurosci. 2008 Jul;33(4):319-30. They are also involved in the preservation of bone mass and regulation of lipoprotein synthesis and insulin levels.3434. Alcazar LP, Arakaki PA, Godoy-Santos A, Santos M. Estrogen receptor polymorphism and its relationship to pathological process. Am J Med Sci. 2010 Aug;340(2):128-32. https://doi.org/10.1097/MAJ.0b013e3181d4eb5d
https://doi.org/10.1097/MAJ.0b013e3181d4...
Moreover, they act in other parts of the human body, such as the musculoskeletal,3535. Bord S, Horner A, Beavan S, Compston J. Estrogen receptors alpha and beta are differentially expressed in developing human bone. J Clin Endocrinol Metab. 2001 May;86(5):2309-14. https://doi.org/10.1210/jcem.86.5.7513
https://doi.org/10.1210/jcem.86.5.7513...
cardiovascular, and immune systems.3636. Katzenellenbogen BS, Montano MM, Le Goff P, Schodin DJ, Kraus WL, Bhardwaj B, et al. Antiestrogens: mechanisms and actions in target cells. J Steroid Biochem Mol Biol. 1995 Jun;53(1-6):387-93. https://doi.org/10.1016/0960-0760(95)00084-D
https://doi.org/10.1016/0960-0760(95)000...

We observed an association between rs9340799 polymorphism and the functional limitation domain in OHIP-14. Homozygous GG individuals had a worse perception of OHRQoL in this domain than AA and AG individuals. This association may be explained by the broad spectrum of estrogens in the central nervous system of both sexes;3232. Hara Y, Waters EM, McEwen BS, Morrison JH. Estrogen effects on cognitive and synaptic health over the lifecourse. Physiol Rev. 2015 Jul;95(3):785-807. https://doi.org/10.1152/physrev.00036.2014
https://doi.org/10.1152/physrev.00036.20...
therefore, the amended levels of this hormone can negatively affect some functions in the human body. Additionally, lack of estrogen may lead to an imbalance in physiological activities and indirectly result in physical and functional limitations. For example, ERα expression impacts TMD in animal models3737. Küchler EC, Meger MN, Ayumi Omori M, Gerber JT, Martins Neto EC, Machado NCS, et al. Association between oestrogen receptors and female temporomandibular disorders. Acta Odontol Scand. 2020 Apr;78(3):181-8. https://doi.org/10.1080/00016357.2019.1675904
https://doi.org/10.1080/00016357.2019.16...
, and ESR1 is associated with TMJ pain in the postoperative period of orthognathic surgery,3838. Nicot R, Vieira AR, Raoul G, Delmotte C, Duhamel A, Ferri J, et al. ENPP1 and ESR1 genotypes influence temporomandibular disorders development and surgical treatment response in dentofacial deformities. J Craniomaxillofac Surg. 2016 Sep;44(9):1226-37. https://doi.org/10.1016/j.jcms.2016.07.010
https://doi.org/10.1016/j.jcms.2016.07.0...
which can lead to stress, anxiety, psychosocial comorbidities, and risk of functional limitation. More studies are necessary to elucidate the exact effects of estrogen on the functional and physical aspects of patients with DFD.

Additionally, an association was observed between rs9340799 and the social handicap domain. Homozygous GG individuals have a worse OHRQoL in this domain than AG individuals. These results indicate that ESR1 may be involved in the perception of social behavior. In fact, previous research found associations among the altered expression levels of ERs in the brain and social recognition and social learning.3939. Choleris E, Clipperton-Allen AE, Phan A, Valsecchi P, Kavaliers M. Estrogenic involvement in social learning, social recognition and pathogen avoidance. Front Neuroendocrinol. 2012 Apr;33(2):140-59. https://doi.org/10.1016/j.yfrne.2012.02.001
https://doi.org/10.1016/j.yfrne.2012.02....
Also, studies performed in mice have shown that ER deficiency generates deficits in social recognition tasks.4040. Choleris E, Kavaliers M, Pfaff DW. Functional genomics of social recognition. J Neuroendocrinol. 2004 Apr;16(4):383-9. https://doi.org/10.1111/j.0953-8194.2004.01178.x
https://doi.org/10.1111/j.0953-8194.2004...
Therefore, estrogens have repeatedly been shown to be associated with a wide range of social behaviors. Further investigations related to the impacts of estrogen and ER on social aspects of quality of life are required to elucidate their effects on social behavior and, more specifically, to advance our understanding of sex differences and flexibility in social interactions among humans.

In the present study, ESR2 polymorphisms were not associated with OHRQoL in patients with DFD. Although ESR2 was previously reported to be associated with anxiety disorders1616. Ryan J, Scali J, Carrière I, Scarabin PY, Ritchie K, Ancelin ML. Estrogen receptor gene variants are associated with anxiety disorders in older women. Psychoneuroendocrinology. 2011 Nov;36(10):1582-6. https://doi.org/10.1016/j.psyneuen.2011.04.011
https://doi.org/10.1016/j.psyneuen.2011....
and depression,1111. Sprangers MA, Thong MS, Bartels M, Barsevick A, Ordoñana J, Shi Q, et al. Biological pathways, candidate genes, and molecular markers associated with quality-of-life domains: an update. Qual Life Res. 2014 Sep;23(7):1997-2013. https://doi.org/10.1007/s11136-014-0656-1
https://doi.org/10.1007/s11136-014-0656-...
studies to date regarding this gene are too few to draw solid conclusions. Furthermore, the majority of studies on ESR2 were performed in women. Thus, the effect of this gene in men remains unclear. The lack of association between ESR2 and OHRQoL may be attributed to the fact that both sexes were evaluated in our study, and the analysis was not adjusted for patient-associated factors. Second, the sample size may have impeded the detection of subtle effects of both ESR2 polymorphisms. Thus, future studies should include a larger sample population and evaluate the entire extension of ESR2 to validate these results.

Although the findings of this study are promising, their limitations merit further discussion. First, the OHRQoL is a highly multifactorial element, and other variables may account for its overall perception, including psychological comorbidities, depression, DFD severity, environmental factors, and anxiety levels. These confounding factors were not considered in our analyses, and might have affected our results because physical and emotional aspects are largely determined by interactions between environmental and genetic factors. Second, the OHIP-14 scores were used as non-parametric variables; therefore, it was not possible to perform an adjusted analysis with patient-associated factors or to calculate the statistical power. Thus, the results obtained here must be further parsed, considering other aspects that can worsen or attenuate relationships between genetic components and OHRQoL in patients. Another limitation that should be overcome in the future is the sample size. Sample size calculation was not performed because this study only included a conveniently identified population that sought orthognathic treatment. Therefore, future studies should also include a general population to confirm these results.

Despite the limitations of this study, it is the first one to attempt to identify the genetic contributions of ESR1 and ESR2 to the OHRQoL in patients with DFD. Although our results do not show the exact mechanism by which estrogen affects the OHRQoL, we provide statistical evidence that ESR1 and various patient-associated factors may be involved in this process, and these data should be further examined in future studies.

Conclusion

Several factors, including age, sex, and facial profile type, can contribute to worsened OHRQoL. In addition, individuals with GG genotype in rs9340799 (ESR1) had a worse impact on the OHRQoL in the functional limitation and social handicap domains in patients with DFD.

Acknowledgements

The authors declare no conflicts of interest. This work was supported by the São Paulo Research Foundation (Fapesp) (Funding number: 2015/06866-5) along with individual scholarships (Fapesp and Capes).

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Publication Dates

  • Publication in this collection
    11 July 2022
  • Date of issue
    2022

History

  • Received
    26 Mar 2021
  • Accepted
    3 Nov 2021
  • Reviewed
    23 Mar 2022
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