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EVALUATION OF PROGNOSTIC FACTORS IN QUALITY OF LIFE OF PATIENTS WITH ADOLESCENT IDIOPATHIC SCOLIOSIS UNDERGOING SPINAL FUSION BY THE POSTERIOR APPROACH

AVALIAÇÃO DE FATORES PROGNÓSTICOS NA QUALIDADE DE VIDA DE PACIENTES COM ESCOLIOSE IDIOPÁTICA DO ADOLESCENTE SUBMETIDOS À ARTRODESE DA COLUNA POR VIA POSTERIOR

EVALUACIÓN DE FACTORES PRONÓSTICOS EN LA CALIDAD DE VIDA DE LOS PACIENTES CON ESCOLIOSIS IDIOPÁTICA DEL ADOLESCENTE SOMETIDOS A LA ARTRODESIS ESPINAL POR VÍA POSTERIOR

ABSTRACT

Objective:

To evaluate the prognostic factors in the treatment of patients diagnosed with adolescent idiopathic scoliosis undergoing spinal fusion by the posterior approach.

Methods:

The study included 48 patients with idiopathic adolescent scoliosis (43 females and 5 males) who underwent spinal fusion by the posterior approach, with an average age at diagnosis of 12 years, and clinical signs of Risser between 3 and 4 at the time of surgery. Clinical and radiographic measurements were performed, the participants answered the SRS-30 questionnaire, and the analysis of the medical record data was performed in two occasions during the preoperative period and at the end of two years of follow-up.

Results:

All satisfaction measures showed statistically significant change after the procedure (p<0.05) with respect to the radiographic characteristics, except for the lumbar apical vertebral translation (p=0.540) and Cobb L1-L5 (p=0.225).

Conclusion:

In general, it was found that patients who received surgical treatment were more satisfied with their appearance than those who underwent conservative treatment.

Descritores:
Scoliosis; Arthrodesis; Quality of life

RESUMO

Objetivo:

Avaliar os fatores prognósticos do tratamento de pacientes diagnosticados com escoliose idiopática do adolescente submetidos à artrodese da coluna por via posterior.

Métodos:

Participaram do estudo 48 pacientes portadores de escoliose idiopática do adolescente (43 do sexo feminino e 5 do sexo masculino), submetidos à artrodese da coluna por via posterior, com média de idade de 12 anos ao diagnóstico e com sinal clínico de Risser entre 3 e 4 no momento da cirurgia. Foram realizadas medições clínicas e radiográficas, aplicou-se o questionário SRS-30 e análise de dados de prontuário dos pacientes em dois momentos: durante pré-operatório e ao final de 2 anos de seguimento.

Resultados:

Todas as medidas de satisfação apresentaram alteração estatisticamente significativa após o procedimento (p < 0,05), com relação às características radiográficas, com exceção da translação vertebral apical lombar (p = 0,540) e Cobb L1-L5 (p = 0,225).

Conclusão:

De maneira geral, pacientes submetidos ao tratamento cirúrgico revelam-se mais satisfeitos com sua aparência com relação aos tratados de maneira conservadora.

Descriptores:
Escoliose; Artrodese; Qualidade de vida

RESUMEN

Objetivo:

Evaluar los factores pronósticos en el tratamiento de pacientes con diagnóstico de escoliosis idiopática del adolescente sometidos a fusión espinal por vía posterior.

Métodos:

El estudio incluyó 48 pacientes con escoliosis idiopática del adolescente (43 mujeres y 5 hombres) que se sometieron a la fusión por vía posterior, con una edad media de 12 años al momento del diagnóstico y con signos de Risser entre 3 y 4 en momento de la cirugía. Se realizaron mediciones clínicas y radiológicas, se aplicó el cuestionario SRS-30 y los datos del registro médico de los pacientes fueron analizados en dos ocasiones, durante el período preoperatorio y al cabo de dos años de seguimiento.

Resultados:

Todas las medidas de satisfacción mostraron cambios estadísticamente significativos después del procedimiento (p <0,05), con respecto a las características radiográficas, a excepción de la traslación vertebral apical lumbar (p = 0,540) y Cobb L1-L5 (p = 0,225).

Conclusión:

En general, los pacientes sometidos a tratamiento quirúrgico se muestran más satisfechos con su aspecto comparado con el tratamiento conservador.

Descriptores:
Escoliosis; Artrodesis; Calidad de vida

INTRODUCTION

Adolescent idiopathic scoliosis (AIS) is a musculoskeletal disorder of unknown origin, considered to be the most common cause of spinal deviations and responsible for approximately 80% of all spinal deformities.11. National Institute of Arthritis and Musculoskeletal and Skin Diseases (NHI). Questions and answers about Raynaud's Phenomenon. Disponível em: http://www.niams.nih.gov/health_info/Raynauds_Phenomenon/default.asp
http://www.niams.nih.gov/health_info/Ray...
A diagnosis is made in individuals from 11 to 18 years of age with a deformity of more than 10° in the coronal plane observed in the posterior-anterior radiograph, after the exclusion of other diagnostic possibilities that present the same characteristics, such as, for example neuromuscular, congenital, inflammatory, functional, or tumor process changes.11. National Institute of Arthritis and Musculoskeletal and Skin Diseases (NHI). Questions and answers about Raynaud's Phenomenon. Disponível em: http://www.niams.nih.gov/health_info/Raynauds_Phenomenon/default.asp
http://www.niams.nih.gov/health_info/Ray...
,22. Herkowitz HN, Garfin SR, Eismont FJ, Bell GR, Balderston RA. Rothman- simeone the spine: expert consult Philadelphia: Elsevier; 2011. When not treated, it can cause progressive deformities, which, in turn, cause chronic pain, social impact, and cardiopulmonary compromise.33. Bunnell WP. The natural history of idiopathic scoliosis before skeletal maturity. Spine (Phila Pa 1976). 1986;11(8):773-6.

AIS affects females and males at a proportion of 8:1.33. Bunnell WP. The natural history of idiopathic scoliosis before skeletal maturity. Spine (Phila Pa 1976). 1986;11(8):773-6. Idiopathic scoliosis can be classified radiographically by determining the pattern of the deformity (six types), of the thoracic kyphosis (three types), and of the lumbar modifier (three types), yielding 42 subtypes of the disease. Lenke type I deformities include the main structured thoracic curves and are the most common form of AIS presentation.44. Lenke LG, Betz RR, Harms J, Bridwell KH, Clements DH, Lowe TG, et al. Adolescent idiopathic scoliosis: a new classification to determine extent of spinal arthrodesis. J Bone Joint Surg Am. 2001;83-A(8):1169-81.

An indication for surgical treatment is based on the degree of angulation of the curves and surgical correction should be performed in skeletally mature individuals when the curves are greater than 40º.55. Bradford DS, Lonstein J, Moe J, Ogivie J, Winter R. Escoliose e outras deformidades da coluna: o livro de Moe. São Paulo: Santos;1994.

The treatment consists of spinal fusion in the segments considered to be structured, i.e., with little flexibility observed in radiographs taken in the lateral inclination position. According to Lenke et al.,44. Lenke LG, Betz RR, Harms J, Bridwell KH, Clements DH, Lowe TG, et al. Adolescent idiopathic scoliosis: a new classification to determine extent of spinal arthrodesis. J Bone Joint Surg Am. 2001;83-A(8):1169-81. curves with angular values greater than 25° in the lateral inclinations are structured and, thus, should be involved in the spinal fusion. Therefore, the objective of surgery is to rebalance the trunk, to interrupt the evolution of the disease, and to improve the esthetics.

Each individual responds differently to surgical treatment. Thus, the individual situation of the subject must be taken into account, respecting their intrinsic characteristics such as psychosocial, ethnic, and gender factors, in addition to factors related to the surgical procedure performed.44. Lenke LG, Betz RR, Harms J, Bridwell KH, Clements DH, Lowe TG, et al. Adolescent idiopathic scoliosis: a new classification to determine extent of spinal arthrodesis. J Bone Joint Surg Am. 2001;83-A(8):1169-81.

Thus, bearing in mind the small number of studies about predictive preoperative factors for the clinical results of patients with AIS who have undergone this surgical procedure, the objective of this study was to evaluate the prognostic factors for the quality of life and personal satisfaction of patients with adolescent idiopathic scoliosis submitted to posterior approach spinal fusion.

METHODS

The sample consisted of 48 subjects (43 females and 5 males) diagnosed with AIS who underwent posterior approach spinal fusion. The subjects averaged 12 years of age and a Risser clinical sign of between 3 and 4 at the time of surgical intervention. The inclusion criteria were patients diagnosed with AIS, between 11 and 18 years of age, with scoliotic curves between 45° and 80°, who were submitted to posterior approach surgical intervention (arthrodesis) and with a minimum medical follow-up of two years. The exclusion criteria used were patients who underwent reoperations and for whom all the measurements selected for this study were not taken.

The scoliotic curves were measured by the Cobb Method, using panoramic radiographs of the entire spine in posterior-anterior and lateral views. The Lenke classification was used as a way to categorize the subjects, 22 of whom were classified as Lenke type 1AN and 12 as 1BN.

In this study, we analyzed the data from the subject's medical records both from the preoperative period and from the two-year post-operative follow-up period. Clinical and radiographical measurements were taken and the SRS-30 questionnaire was used in the same periods, after the consent of the subjects and their respective responsible parties.

The following data were used as clinical parameters: size of the thoracic hump in centimeters, measured using the Adams Maneuver; translation of the trunk in the coronal plane measured in centimeters using the Plumb Line Test as recommended by the Scoliosis Research Society;66. Cobb J. Outline for the study of scoliosis. Instr Course Lect. 1948;5:261-75. height of the shoulders measured with the patients standing with their back facing the examiner, evaluating the alignment of the shoulders in relation to the contralateral limb and the horizontal plane; whether an orthopedic vest had previously been used; associated illnesses; percentage of correction; complications; age at diagnosis; sex.

The following parameters were used to evaluate the radiographic results: the Risser sign; the lumbar spine modifier as described by Lenke;44. Lenke LG, Betz RR, Harms J, Bridwell KH, Clements DH, Lowe TG, et al. Adolescent idiopathic scoliosis: a new classification to determine extent of spinal arthrodesis. J Bone Joint Surg Am. 2001;83-A(8):1169-81. the lumbar lordosis and thoracic kyphosis measurements using the Cobb Method;66. Cobb J. Outline for the study of scoliosis. Instr Course Lect. 1948;5:261-75. the percentage of correction of the principal thoracic curve X the percentage of correction of the thoracolumbar/lumbar curve, evaluated using the equation proposed by Suk et al.,77. Suk SI, Lee CK, Kim WJ, Chung YJ, Park YB. Segmental pedicle screw fixation in the treatment of thoracic idiopathic scoliosis. Spine (Phila Pa 1976). 1995;20(12):1399-405. with the percentage of correction calculated using the formula;

The thoracic curve angulation ratio calculated by dividing the thoracic Cobb angle by thoracolumbar/lumbar Cobb angle; the distal level of the thoracic fusion; the thoracic apical vertebral translation (TAVT - the distance between the center of the thoracic apical vertebra and the central sacral vertical line [CSVL]); the instrumented distal vertebral inclination (IDVI); and the clavicle angle.

The SRS-30 questionnaire was administered preoperatively and at 3, 6, 12, and 24 months following the surgical procedure as a means of subjective evaluation of the patients.

Statistical analysis was performed using the paired Wilcoxon test, Spearman's correlation, the Student's t-test, and multiple linear regression models,88. Neter J, Kutner MH, Nachtsheim CJ, Wasserman W. Applied linear statistical models Chicago: Irwin; 1996. retaining only variables with statistical significance (p < 0.05) in the final model.

This study was approved by the Institutional Review Board of the institution where it was developed under opinion number 958.215.

RESULTS

All measurements of satisfaction reflected statistically significant change following the procedure (p < 0.05) and, with the exception of lumbar apical vertebral translation (p = 0.540) and Cobb L1-L5 (p = 0.225), all the radiographical characteristics reflected statistically significant change with the procedure (p < 0.05).

We found poor correlation between the radiographical and clinical measurements and the satisfaction domains in the preoperative period. The satisfaction domain had a high correlation with the RISSER scale (r = 0.478 and p = 0.001), yielding statistically significant values (values less than 0.5) and the highest correlation observed, Only the number of levels had a direct correlation with the percent change in satisfaction (r = 0.352 and p = 0.021), i.e., the higher the number of levels, the higher the percent change in satisfaction.

Patients with complications had a lower percent change in the satisfaction scale (p = 0.050). Taken together, the plumb line test and the number of levels influenced the percent change in satisfaction. An increase of one unit in the plumb line test resulted in a reduction of 6.77% in the change in satisfaction and each one-level increase caused a 10.6% increase in the change in satisfaction. Together, the two characteristics accounted for 22.8% (R22. Herkowitz HN, Garfin SR, Eismont FJ, Bell GR, Balderston RA. Rothman- simeone the spine: expert consult Philadelphia: Elsevier; 2011. = 0,228) of the variability in the percent change in satisfaction.

The personal and clinical characteristics are displayed in Table 1.

Table 1
Description of the preoperative personal and clinical characteristics of the patients.

The satisfaction measurements can be observed in Table 2, all with statistically significant values following the procedure (p < 0.05), with the exception of lumbar apical vertebral translation (p = 0.540) and Cobb L1-L5 (p = 0.225).

Table 2
Description of the satisfaction and pre- and postoperative radiographic measurements.

As can be seen in Table 3, there were few preoperative radiographical or clinical measurements with correlations to the preoperative satisfaction domains. The highest correlation observed was with the Risser scale (r = 0.478 and p = 0.001).

Table 3
Results of the correlation between average satisfaction and pre- and postoperative radiographic measurements.

The data displayed in Table 4 shows that the higher the number of levels, the higher the percent change in satisfaction (r = 0.352 and p = 0.021).

Table 4
Results of the correlations between the changes in the satisfaction questionnaire (2 years - preoperative) and the preoperative radiographical and clinical measurements.

Based on Table 5, we can see that patients who have complications had a lower percent change in the satisfaction scale (p = 0.050).

Table 5
Description of the percent change in satisfaction by qualitative personal and clinical preoperative characteristics and results of the comparative tests.

Considering Table 6, we found that the plumb line and the number of levels influenced the change in percentage of satisfaction, with an increase of one unit in the plumb line test yielding a reduction of 6.77% in the change in satisfaction and each one-level increase causing an increase of 10.46% in the change in satisfaction. Both characteristics together accounted for 22.8% (R22. Herkowitz HN, Garfin SR, Eismont FJ, Bell GR, Balderston RA. Rothman- simeone the spine: expert consult Philadelphia: Elsevier; 2011. = 0,228) of the variability in the percent change in satisfaction.

Table 6
Identification of the preoperative characteristics that influenced the change in percent satisfaction.

DISCUSSION

The presentation of AIS can range from milder forms, generating some degree of misalignment in the trunk, to serious deformities with pulmonary and cardiac involvement. The impact of scoliosis on the quality of life of adolescents is variable. However, esthetic complaints and psychological and behavioral change may be found in people with AIS.66. Cobb J. Outline for the study of scoliosis. Instr Course Lect. 1948;5:261-75.

One retrospective study22. Herkowitz HN, Garfin SR, Eismont FJ, Bell GR, Balderston RA. Rothman- simeone the spine: expert consult Philadelphia: Elsevier; 2011. compared 1853 children with AIS belonging to 6 different ethnic groups in the USA. Through their analysis, the authors concluded that culture and ethnicity have an influence on pre- and postoperative results and that these variations should be taken into account when counseling patients and when investigating the characteristics of AIS.

In our study, we evaluated the radiographic measurements, the measurement of levels of satisfaction according to five domains (function, pain, appearance, mental health, and satisfaction with the procedure), as well as the sum of all the SRS-30 questionnaire criteria (total value). All the measurements reflected statistically significant change after the procedure (p<0.05). Additionally, practically all the radiographical characteristics showed statistically significant changes from the procedure (p < 0.05), with the exception of lumbar apical vertebral translation (p = 0.540) and of the Cobb L1-L5 angle (p = 0.225). The fact that neither of these radiographical lumbar measurements underwent a statistically significant change can be explained by the scenario in which most of the curves in the study were Lenke type 1, characterized by a principal thoracic curve.

In the analysis of personal satisfaction according to qualitative personal and clinical characteristics, the following variables were compared: sex, prior use of a vest, the presence of associated illnesses, and complications. All the variables reflected a significant percent change on the satisfaction scale, however, the changes were smaller in patients with complications. The complications were paralysis of the brachial plexus, seizures, acute edema of the lungs, undrained surface seroma, and pain at the donor site of the bone graft.

An evaluation of the prior use of an orthopedic vest on the postoperative results showed that it had no influence on satisfaction with the procedure, with both groups scoring high rates of percent change on the satisfaction scale. With the same objective, Lenke et al.44. Lenke LG, Betz RR, Harms J, Bridwell KH, Clements DH, Lowe TG, et al. Adolescent idiopathic scoliosis: a new classification to determine extent of spinal arthrodesis. J Bone Joint Surg Am. 2001;83-A(8):1169-81. compared the results of the SRS-30 and SAQ questionnaires filled out preoperatively by both patients who had and had not previously used a vest (281 and 328, respectively). Their study found that patients who had previously used a vest, in addition to being more concerned about the appearance of the spine, had more pain, a lower activity level, less satisfaction, and a lower total score in the SRS-30 after two years of postoperative follow-up, in relation to those who had not used a vest, suggesting a negative impact from the use of this equipment in the preoperative phase on personal satisfaction at the end of treatment.

In general, patients who undergo surgical treatment are more satisfied with their appearance than patients treated conservatively. However, some authors argue that the benefits of a surgical procedure can be minimal when personal satisfaction is evaluated postoperatively. In contrast to the over-indication of surgery, Herkowitz et al.22. Herkowitz HN, Garfin SR, Eismont FJ, Bell GR, Balderston RA. Rothman- simeone the spine: expert consult Philadelphia: Elsevier; 2011. point out that, after two years of follow-up in 745 patients with AIS who had undergone arthrodesis, they found that surgical correction in the adolescent population can have a limited impact on self-image, mental health, and satisfaction when compared to the greater role that psychological, sociocultural, and biopsychological factors perform. Through application of the SRS-24 questionnaire, they compared three groups of patients with AIS (preoperative, two years postoperative, and non-operated) and they found that spinal fusion had an isolated negative effect on the quality of life (total score), mainly due to a reduced score in the activity domain and that the overall positive effect of the surgery depends on the individual effect of the spinal fusion and the reduction of deformity.77. Suk SI, Lee CK, Kim WJ, Chung YJ, Park YB. Segmental pedicle screw fixation in the treatment of thoracic idiopathic scoliosis. Spine (Phila Pa 1976). 1995;20(12):1399-405.

Data analysis of the various questionnaires applied to AIS indicates the presence of limitations that restrict the results of the study to the extent that there is little flexibility for the responses in several domains. Even though there were statistically significant changes in all the SRS domains when preoperative and two year postoperative values were compared, there are only from a few to a moderate number of associations between the changes in any given domain and treatment satisfaction.33. Bunnell WP. The natural history of idiopathic scoliosis before skeletal maturity. Spine (Phila Pa 1976). 1986;11(8):773-6. The author suggests that this may be attributed to the "ceiling effect" in the satisfaction domain, the low responsiveness of the SRS-22 for measuring relevant clinical changes in activity, pain, and mental health, or a true lack of changes two years after correction of scoliosis in the adolescent population.33. Bunnell WP. The natural history of idiopathic scoliosis before skeletal maturity. Spine (Phila Pa 1976). 1986;11(8):773-6.

CONCLUSION

The study enabled the identification of prognostic factors that influence personal satisfaction and quality of life outcomes in patients who underwent posterior approach spinal fusion. The factors that revealed the greatest influence on the results were the preoperative Risser, the number of fused vertebral levels, and the presence of complications.

In general, patients who undergo surgical treatment are more satisfied with their appearance than those treated conservatively. Therefore, when surgical correction is indicated to treat AIS, posterior approach spinal fusion is a safe option with excellent short-and middle-term (up to 2 years postoperatively) results.

REFERENCES

  • 1
    National Institute of Arthritis and Musculoskeletal and Skin Diseases (NHI). Questions and answers about Raynaud's Phenomenon. Disponível em: http://www.niams.nih.gov/health_info/Raynauds_Phenomenon/default.asp
    » http://www.niams.nih.gov/health_info/Raynauds_Phenomenon/default.asp
  • 2
    Herkowitz HN, Garfin SR, Eismont FJ, Bell GR, Balderston RA. Rothman- simeone the spine: expert consult Philadelphia: Elsevier; 2011.
  • 3
    Bunnell WP. The natural history of idiopathic scoliosis before skeletal maturity. Spine (Phila Pa 1976). 1986;11(8):773-6.
  • 4
    Lenke LG, Betz RR, Harms J, Bridwell KH, Clements DH, Lowe TG, et al. Adolescent idiopathic scoliosis: a new classification to determine extent of spinal arthrodesis. J Bone Joint Surg Am. 2001;83-A(8):1169-81.
  • 5
    Bradford DS, Lonstein J, Moe J, Ogivie J, Winter R. Escoliose e outras deformidades da coluna: o livro de Moe. São Paulo: Santos;1994.
  • 6
    Cobb J. Outline for the study of scoliosis. Instr Course Lect. 1948;5:261-75.
  • 7
    Suk SI, Lee CK, Kim WJ, Chung YJ, Park YB. Segmental pedicle screw fixation in the treatment of thoracic idiopathic scoliosis. Spine (Phila Pa 1976). 1995;20(12):1399-405.
  • 8
    Neter J, Kutner MH, Nachtsheim CJ, Wasserman W. Applied linear statistical models Chicago: Irwin; 1996.
  • Study developed at the Santa Casa de Misericórdia de Santos, Department of Orthopedics and Traumatology, Spine Grup, Santos, SP, Brazil.

Publication Dates

  • Publication in this collection
    Jul-Sep 2016

History

  • Received
    02 Mar 2016
  • Accepted
    20 Apr 2016
Sociedade Brasileira de Coluna Al. Lorena, 1304 cj. 1406/1407, 01424-001 São Paulo, SP, Brasil, Tel.: (55 11) 3088-6616 - São Paulo - SP - Brazil
E-mail: coluna.columna@uol.com.br