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Functional magnetic resonance and swallowing: critical literature review Please cite this article as: de Lima MS, Mangilli LD, Sassi FC, de Andrade CRF. Functional magnetic resonance and swallowing: critical literature review. Braz J Otorhinolaryngol. 2015;81:671-80. ,☆☆ ☆☆ Institution: Faculdade de Medicina da Universidade de São Paulo (USP), São Paulo, SP, Brazil.

ABSTRACT

INTRODUCTION:

Aspects of the neuroanatomical representation of swallowing have been investigated in humans through brain mapping techniques, such as functional magnetic resonance imaging (fMRI).

OBJECTIVE:

This critical qualitative review of the literature analyzed international scientific publications in the PubMed database that investigated the activation of the central nervous system in humans during the act of swallowing.

METHODS:

This investigation was limited to articles that investigated adults older than 18 years, published in English or Portuguese, between January 2002 and December 2013. Publications that did not have access to the full text, that were repeated by overlapping keywords, case studies, literature reviews, letters to the editor, and those not directly related to the topic of the investigation were excluded.

RESULTS:

A total of 649 articles were identified, of which 21 matched the inclusion criteria.

CONCLUSION:

The main purpose of the manuscripts that investigate the swallowing process through fMRI were: to characterize swallowing in different pathologies; to compare swallowing in different age groups; to describe brain activation in different stimulation conditions. These studies indicate multiple cortical regions involved in swallowing control. Overall, the studies indicate that fMRI is a non-invasive and quantitative method that allows the investigation of characteristics that are quite often not clinically visible.

Keywords:
Deglutition; Deglutition disorders; Magnetic resonance imaging

RESUMO

INTRODUÇÃO:

Aspectos da representação neuroanatômica do funcionamento cortical que controla a deglutição têm sido investigados e identificados em humanos, utilizando-se técnicas de mapeamento cerebral, como a Ressonância Magnética funcional (RNMf).

OBJETIVO:

Esta revisão crítica qualitativa da literatura levantou publicações científicas sobre a funcionalidade do sistema nervoso central durante tarefas de deglutição, por meio da base de dados PubMed.

MÉTODO:

O levantamento realizado limitou-se a seres humanos, com idade superior a 18 anos, nos idiomas inglês e português, entre janeiro de 2002 e dezembro de 2013. Publicações sem acesso completo, repetidas por sobreposição das palavras chave, estudos de caso, revisões de literatura, cartas ao editor e não relacionadas diretamente ao tema foram excluídas.

RESULTADO:

Identificou-se 649 estudos, sendo que somente 21 se enquadraram aos critérios estabelecidos.

CONCLUSÃO:

Foram encontrados artigos que objetivaram, por meio da RNMf, estudar a função de deglutição em patologias; comparar a deglutição em diferentes idades; descrever a ativação cerebral em diferentes situações de estimulação. Estes estudos apontam múltiplas regiões corticais que participam no controle da deglutição. Conclui-se que a RNMf é um método não invasivo, quantitativo, que demonstra respostas, muitas vezes, não visíveis clinicamente.

Palavras-chave:
Deglutição; Transtornos de deglutição; Imagem por ressonância magnética

Introduction

Swallowing is a complex sensory-motor process that involves several physiological stages.11. Corbin-Lewis K, Liss JM, Sciortino KL. Controle da deglutição normal. In: Corbin-Lewis K, Liss JM, Sciortino KL, editors. Anatomia clínica e fisiologia do mecanismo de deglutição. São Paulo: Cengage Learning; 2009. p. 95-109. The hypothesis has been proven that multiple brain areas are activated during swallowing, both in children and adults, reflecting regions that are responsible for different aspects of the swallowing process.22. Malandraki GA, Perlman AL, Karampinos DC, Sutton BP. Reduced somatosensory activations in swallowing with age. Hum Brain Mapp. 2011;32:730-43.

It is known that the cerebral cortex plays an important functional role in the regulation of swallowing.33. Martin RE, Sessle BJ. The role of the cerebral cortex in swallowing. Dysphagia. 1993;8:195-202. The reflexive components of swallowing depend on the brainstem swallowing centers; the onset of swallowing is a voluntary action, which depends on the integrity of the motor areas of the cortex.44. Hamdy S, Rothwell JC, Aziz Q, Thompson DG. Organization and reorganization of human swallowing motor cortex: implications for recovery after stroke. Clin Sci. 2000;99:151-7.

Some aspects of the neuroanatomical representation of cortical function that controls swallowing have been investigated and identified in humans, using brain imaging techniques such as the functional magnetic resonance imaging (fMRI), considered one of the most recent and advanced methods of functional neuroimaging without the use of ionizing radiation.55. Mosier K, Patel R, Liu WC, Kalnin A, Maldjian J, Baredes S. Cortical representation of swallowing normal adults: functional implications. Laryngoscope. 1999;109:1417-23.

The advent of functional magnetic resonance imaging has facilitated or a better detection and quantification of organizational changes in cortical activation, with improved spatial and temporal resolution.55. Mosier K, Patel R, Liu WC, Kalnin A, Maldjian J, Baredes S. Cortical representation of swallowing normal adults: functional implications. Laryngoscope. 1999;109:1417-23. fMRI is a safe and non-invasive method to investigate the human brain, and has been indicated in the investigation of dysphagia after brain damage.66. Ertekin C, Aydogdu I. Neurophysiology of swallowing. Clin Neurophysiol. 2003;114:2226-44.

The aim of this study was to perform a critical analytic summary of relevant articles on the fMRI findings during swallowing in different groups studied in the international literature.

Methods

Since this was a non-experimental study, there was no need for consent forms or institutional ethics committee approval. The Cochrane Handbook precepts were followed to establish the research method.77. The Cochrane Collaboration Cochrane handbook for systematic reviews of intervention; 2011.

The articles used in this study were selected through the PubMed database using the keywords: "deglutition", "deglutition disorders", "magnetic resonance", and "magnetic resonance spectroscopy", limited to studies performed in adult individuals, published in English and Portuguese, carried out from January 2002 to December 2013.

The search for publications in the database was independently conducted by the researchers to minimize possible citation losses. Each article recovered from the database was independently analyzed by the researchers to determine its relevance for selection and inclusion in the study. Articles in languages other than Portuguese and English were excluded, as well as publications that did not allow access to the full text (obtained from the CAPES Journal Portal) and those repeated due to overlapping keywords. Of the full texts obtained, those related to case studies, literature reviews, studies with animals, letters to the editor, and those that were not directly related to the topic of investigation were excluded. Texts that were effectively related to the research topic were analyzed. All stages of the study were independently conducted by the researchers. In case of disagreement among the researchers, only texts with a consensual final opinion were included. Due to its nature, this was not a single-blind study.

After crossing "deglutition × magnetic resonance", "deglutition × magnetic resonance spectroscopy", "deglutition disorders × magnetic resonance", and "deglutition disorders × magnetic resonance spectroscopy", a total of 649 articles were found, of which 151 had unavailable summaries. Of the remaining 498, 189 were repeated. Thus, 309 articles were evaluated and of these, only 21 were included in this study.

The reason for the exclusion of 288 articles from the study is shown in Table 1. The 21 selected articles were critically evaluated regarding the following: objectives; number and gender of participants; age range; criteria and evaluation methods; results; and conclusions.

Table 1
Reasons for article exclusion.

Results

The study results are briefly described in Table 2.

Table 2
Summary of the articles used in this review.

Discussion

Thirteen different groups of authors were identified. There was no prevalence or differentiation of results between genders. All items had quantitative analysis, supported by statistical results. Of the 21 selected articles, only one2323. Humbert IA, McLaren DG, Kosmatka K, Fitzgerald M, John- son S, Porcaro E, et al. Early deficits in cortical control of swallowing in Alzheimer's disease. J Alzheimers Dis. 2010;9: 1185-97 included the participation of raters, to give reliability to the videofluoroscopic evaluation.

Of the assessed articles, nine22. Malandraki GA, Perlman AL, Karampinos DC, Sutton BP. Reduced somatosensory activations in swallowing with age. Hum Brain Mapp. 2011;32:730-43.,1010. Mosier K, Liu WC, Behin B, Lee C, Baredes S. Cortical adaptation following partial glossectomy with primary closure: implications for reconstruction of the oral tongue. Ann Otol Rhinol Laryngol. 2005;114:681-7.,1515. Humbert IA, Fitzgerald ME, McLaren DG, Johnson S, Porcaro E, Kosmatka K, et al. Neurophysiology of swallowing: effects of age and bolus type. Neuroimage. 2009;44:982-91.,1717. Li S, Chen Q, Yu B, Xue K, Luo C, Xu Y, et al. Structural and functional changes mapped in the brains of amyotrophic lateral sclerosis patients with/without dysphagia: a pilot study. Amyotroph Lateral Scler. 2009;10:280-7. C.,1818. Li S, Luo C, Yu B, Yan B, Gong Q, He C, et al. Functional magnetic resonance imaging study on dysphagia after unilateral hemispheric stroke: a preliminary study. J Neurol Neurosurg Psychiatry. 2009;80:1320-9. C.,1918 19. Malandraki GA, Sutton BP, Perlman AL, Karampinos DC, Conway C. Neural activation of swallowing and swallowing-related tasks in healthy young adults: an attempt to separate the components of deglutition. Hum Brain Mapp. 2009;30:3029-226.,2020. Malandraki GA, Sutton BP, Perlman AL, Karampinos DC. Age- related differences in laterality of cortical activations in swallowing. Dysphagia. 2010;25:238-49.,2121. Haupage S, Peck KK, Branski RC, Hsu M, Holodny A, Kraus D. Functional MRI of tongue motor tasks in patients with tongue cancer: observations before and after partial glossectomy. Neu- roradiology. 2010;52:1185-91.,2222. Babaei A, Kern M, Antonik S, Mepani R, Ward BD, Li SJ, et al. Enhancing effects of flavored nutritive stimuli on cortical swal- lowing network activity. Am J Physiol Gastrointest Liver Physiol. 2010;299:G422-9.,2323. Humbert IA, McLaren DG, Kosmatka K, Fitzgerald M, John- son S, Porcaro E, et al. Early deficits in cortical control of swallowing in Alzheimer's disease. J Alzheimers Dis. 2010;9: 1185-97and2424. Humbert IA, McLaren DG, Malandraki G, Johnson SC, Robbins J. Swallowing intentional off-state in aging and Alzheimer's disease: preliminary study. J Alzheimers Dis. 2011;26: 347-54. used control groups to make comparisons. In 20 articles,22. Malandraki GA, Perlman AL, Karampinos DC, Sutton BP. Reduced somatosensory activations in swallowing with age. Hum Brain Mapp. 2011;32:730-43.,88. Suzuki M, Asada Y, Ito J, Hayashi K, Inoue H, Kitano H. Activation of cerebellum and basal ganglia on volitional swallowing detected by functional magnetic resonance imaging. Dysphagia. 2003;18:71-7.,99. Martin RE, MacIntosh BJ, Smith RC, Barr AM, Stevens TK, Gati JS, et al. Cerebral areas processing swallowing and tongue movement are overlapping but distinct: a functional magnetic resonance imaging study. J Neurophysiol. 2004;92:2428-93.,1010. Mosier K, Liu WC, Behin B, Lee C, Baredes S. Cortical adaptation following partial glossectomy with primary closure: implications for reconstruction of the oral tongue. Ann Otol Rhinol Laryngol. 2005;114:681-7.,1111. Toogood JA, Barr AM, Stevens TK, Gati JS, Menon RS, Martin RE. Discrete functional contributions of cerebral cortical foci in voluntary swallowing: a functional magnetic resonance imaging (fMRI) go, no-go study. Exp Brain Res. 2005;161:81-90.,1212. Shibamoto I, Tanaka T, Fujishima I, Katagiri N, Uematsu H. Cortical activation during solid bolus swallowing. J Med Dent Sci. 2007;54:25-30.,1313. Martin R, Barr A, MacIntosh B, Smith R, Stevens T, Taves D, et al. Cerebral cortical processing of swallowing in older adults. Exp Brain Res. 2007;176:12-22.,1414. Lowell SY, Poletto CJ, Knorrr-Chung BR, Reynolds RC, Simonyan K, Ludlow CL. Sensory stimulation activates both motor and sensory components the swallowing system. Neuroimage. 2008;42:285-95.,1515. Humbert IA, Fitzgerald ME, McLaren DG, Johnson S, Porcaro E, Kosmatka K, et al. Neurophysiology of swallowing: effects of age and bolus type. Neuroimage. 2009;44:982-91.,1616. Kawai T, Watanabe Y, Tonogi M, Yamane G, Abe S, Yamada Y, et al. Visual and auditory stimuli associated with swallowing: an fMRI study. Bull Tokyo Dent Coll. 2009;50: 169-81.,1717. Li S, Chen Q, Yu B, Xue K, Luo C, Xu Y, et al. Structural and functional changes mapped in the brains of amyotrophic lateral sclerosis patients with/without dysphagia: a pilot study. Amyotroph Lateral Scler. 2009;10:280-7. C.,1818. Li S, Luo C, Yu B, Yan B, Gong Q, He C, et al. Functional magnetic resonance imaging study on dysphagia after unilateral hemispheric stroke: a preliminary study. J Neurol Neurosurg Psychiatry. 2009;80:1320-9. C.,1918 19. Malandraki GA, Sutton BP, Perlman AL, Karampinos DC, Conway C. Neural activation of swallowing and swallowing-related tasks in healthy young adults: an attempt to separate the components of deglutition. Hum Brain Mapp. 2009;30:3029-226.,2020. Malandraki GA, Sutton BP, Perlman AL, Karampinos DC. Age- related differences in laterality of cortical activations in swallowing. Dysphagia. 2010;25:238-49.,2121. Haupage S, Peck KK, Branski RC, Hsu M, Holodny A, Kraus D. Functional MRI of tongue motor tasks in patients with tongue cancer: observations before and after partial glossectomy. Neu- roradiology. 2010;52:1185-91.,2222. Babaei A, Kern M, Antonik S, Mepani R, Ward BD, Li SJ, et al. Enhancing effects of flavored nutritive stimuli on cortical swal- lowing network activity. Am J Physiol Gastrointest Liver Physiol. 2010;299:G422-9.,2323. Humbert IA, McLaren DG, Kosmatka K, Fitzgerald M, John- son S, Porcaro E, et al. Early deficits in cortical control of swallowing in Alzheimer's disease. J Alzheimers Dis. 2010;9: 1185-97,2424. Humbert IA, McLaren DG, Malandraki G, Johnson SC, Robbins J. Swallowing intentional off-state in aging and Alzheimer's disease: preliminary study. J Alzheimers Dis. 2011;26: 347-54.,2525. Stice E, Yokum S, Burger KS, Epstein LH, Small DM. Youth at risk for obesity show greater activation of striatal and somatosensory regions to food. J Neurosci. 2011;23:4360-6.,2626. Babaei A, Ward BD, Ahmad S, Patel A, Nencka A, Li SJ, et al. Reproducibility of swallow-induced cortical BOLD positive and negative fMRI activity. Am J Physiol Gastrointest Liver Physiol. 2012;303:600-9.and2727. Babaei A, Ward BD, Siwiec RM, Ahmad A, Kern M, Nencka A, et al. Functional connectivity of the cortical swallowing network in humans. Neuroimage. 2013;76:33-44. the study design was cross-sectional, with evaluation/performance of a single examination, and in only one2121. Haupage S, Peck KK, Branski RC, Hsu M, Holodny A, Kraus D. Functional MRI of tongue motor tasks in patients with tongue cancer: observations before and after partial glossectomy. Neu- roradiology. 2010;52:1185-91. the design was longitudinal, including the evaluation/performance of examination at two different moments, i.e., pre- and post-operatively. According to the methodological design of this study, all articles used the fMRI exam, but other exams were also used in association, such as electromyography (EMG) and videofluoroscopic swallowing study (VFSS).

The parameters considered for evaluation during the fMRI examination were not consistent. Some studies evaluated the role of swallowing saliva, water, and barium1515. Humbert IA, Fitzgerald ME, McLaren DG, Johnson S, Porcaro E, Kosmatka K, et al. Neurophysiology of swallowing: effects of age and bolus type. Neuroimage. 2009;44:982-91.,1616. Kawai T, Watanabe Y, Tonogi M, Yamane G, Abe S, Yamada Y, et al. Visual and auditory stimuli associated with swallowing: an fMRI study. Bull Tokyo Dent Coll. 2009;50: 169-81.,2323. Humbert IA, McLaren DG, Kosmatka K, Fitzgerald M, John- son S, Porcaro E, et al. Early deficits in cortical control of swallowing in Alzheimer's disease. J Alzheimers Dis. 2010;9: 1185-97and2424. Humbert IA, McLaren DG, Malandraki G, Johnson SC, Robbins J. Swallowing intentional off-state in aging and Alzheimer's disease: preliminary study. J Alzheimers Dis. 2011;26: 347-54.; others, the swallowing of saliva and/or water22. Malandraki GA, Perlman AL, Karampinos DC, Sutton BP. Reduced somatosensory activations in swallowing with age. Hum Brain Mapp. 2011;32:730-43.,99. Martin RE, MacIntosh BJ, Smith RC, Barr AM, Stevens TK, Gati JS, et al. Cerebral areas processing swallowing and tongue movement are overlapping but distinct: a functional magnetic resonance imaging study. J Neurophysiol. 2004;92:2428-93.,1010. Mosier K, Liu WC, Behin B, Lee C, Baredes S. Cortical adaptation following partial glossectomy with primary closure: implications for reconstruction of the oral tongue. Ann Otol Rhinol Laryngol. 2005;114:681-7.,1313. Martin R, Barr A, MacIntosh B, Smith R, Stevens T, Taves D, et al. Cerebral cortical processing of swallowing in older adults. Exp Brain Res. 2007;176:12-22.,1717. Li S, Chen Q, Yu B, Xue K, Luo C, Xu Y, et al. Structural and functional changes mapped in the brains of amyotrophic lateral sclerosis patients with/without dysphagia: a pilot study. Amyotroph Lateral Scler. 2009;10:280-7. C.,1818. Li S, Luo C, Yu B, Yan B, Gong Q, He C, et al. Functional magnetic resonance imaging study on dysphagia after unilateral hemispheric stroke: a preliminary study. J Neurol Neurosurg Psychiatry. 2009;80:1320-9. C.,1918 19. Malandraki GA, Sutton BP, Perlman AL, Karampinos DC, Conway C. Neural activation of swallowing and swallowing-related tasks in healthy young adults: an attempt to separate the components of deglutition. Hum Brain Mapp. 2009;30:3029-226.,2020. Malandraki GA, Sutton BP, Perlman AL, Karampinos DC. Age- related differences in laterality of cortical activations in swallowing. Dysphagia. 2010;25:238-49.and2121. Haupage S, Peck KK, Branski RC, Hsu M, Holodny A, Kraus D. Functional MRI of tongue motor tasks in patients with tongue cancer: observations before and after partial glossectomy. Neu- roradiology. 2010;52:1185-91.; whereas another assessed the swallowing of solids, liquids, and semisolids to differentiate consistencies.1212. Shibamoto I, Tanaka T, Fujishima I, Katagiri N, Uematsu H. Cortical activation during solid bolus swallowing. J Med Dent Sci. 2007;54:25-30. Regarding the instructions to perform the tasks, verbal commands were used, such as "swallow" and "do not swallow",88. Suzuki M, Asada Y, Ito J, Hayashi K, Inoue H, Kitano H. Activation of cerebellum and basal ganglia on volitional swallowing detected by functional magnetic resonance imaging. Dysphagia. 2003;18:71-7.and1111. Toogood JA, Barr AM, Stevens TK, Gati JS, Menon RS, Martin RE. Discrete functional contributions of cerebral cortical foci in voluntary swallowing: a functional magnetic resonance imaging (fMRI) go, no-go study. Exp Brain Res. 2005;161:81-90. as well as the visual and/or auditory and/or gustatory stimulation.1414. Lowell SY, Poletto CJ, Knorrr-Chung BR, Reynolds RC, Simonyan K, Ludlow CL. Sensory stimulation activates both motor and sensory components the swallowing system. Neuroimage. 2008;42:285-95.,2222. Babaei A, Kern M, Antonik S, Mepani R, Ward BD, Li SJ, et al. Enhancing effects of flavored nutritive stimuli on cortical swal- lowing network activity. Am J Physiol Gastrointest Liver Physiol. 2010;299:G422-9.,2525. Stice E, Yokum S, Burger KS, Epstein LH, Small DM. Youth at risk for obesity show greater activation of striatal and somatosensory regions to food. J Neurosci. 2011;23:4360-6.,2626. Babaei A, Ward BD, Ahmad S, Patel A, Nencka A, Li SJ, et al. Reproducibility of swallow-induced cortical BOLD positive and negative fMRI activity. Am J Physiol Gastrointest Liver Physiol. 2012;303:600-9.and2727. Babaei A, Ward BD, Siwiec RM, Ahmad A, Kern M, Nencka A, et al. Functional connectivity of the cortical swallowing network in humans. Neuroimage. 2013;76:33-44.

In general, to analyze the results of the fMRI examination, the blood oxygenation level dependent (BOLD), regions of interest (ROI), cortical lateralization, and diffusion tensor imaging (DTI) criteria were used, as well as time latency.

After a critical review of the articles, it was observed that studies that presented the findings of fMRI during swallowing tasks can be divided into three groups: studies describing brain activation in healthy individuals in different conditions and with different stimuli88. Suzuki M, Asada Y, Ito J, Hayashi K, Inoue H, Kitano H. Activation of cerebellum and basal ganglia on volitional swallowing detected by functional magnetic resonance imaging. Dysphagia. 2003;18:71-7.,1111. Toogood JA, Barr AM, Stevens TK, Gati JS, Menon RS, Martin RE. Discrete functional contributions of cerebral cortical foci in voluntary swallowing: a functional magnetic resonance imaging (fMRI) go, no-go study. Exp Brain Res. 2005;161:81-90.,1212. Shibamoto I, Tanaka T, Fujishima I, Katagiri N, Uematsu H. Cortical activation during solid bolus swallowing. J Med Dent Sci. 2007;54:25-30.,1313. Martin R, Barr A, MacIntosh B, Smith R, Stevens T, Taves D, et al. Cerebral cortical processing of swallowing in older adults. Exp Brain Res. 2007;176:12-22.,1414. Lowell SY, Poletto CJ, Knorrr-Chung BR, Reynolds RC, Simonyan K, Ludlow CL. Sensory stimulation activates both motor and sensory components the swallowing system. Neuroimage. 2008;42:285-95.,1616. Kawai T, Watanabe Y, Tonogi M, Yamane G, Abe S, Yamada Y, et al. Visual and auditory stimuli associated with swallowing: an fMRI study. Bull Tokyo Dent Coll. 2009;50: 169-81.,1918 19. Malandraki GA, Sutton BP, Perlman AL, Karampinos DC, Conway C. Neural activation of swallowing and swallowing-related tasks in healthy young adults: an attempt to separate the components of deglutition. Hum Brain Mapp. 2009;30:3029-226.,2222. Babaei A, Kern M, Antonik S, Mepani R, Ward BD, Li SJ, et al. Enhancing effects of flavored nutritive stimuli on cortical swal- lowing network activity. Am J Physiol Gastrointest Liver Physiol. 2010;299:G422-9.,2626. Babaei A, Ward BD, Ahmad S, Patel A, Nencka A, Li SJ, et al. Reproducibility of swallow-induced cortical BOLD positive and negative fMRI activity. Am J Physiol Gastrointest Liver Physiol. 2012;303:600-9.and2727. Babaei A, Ward BD, Siwiec RM, Ahmad A, Kern M, Nencka A, et al. Functional connectivity of the cortical swallowing network in humans. Neuroimage. 2013;76:33-44.; studies of patients with diseases/comorbidities, who were compared to healthy individuals,1010. Mosier K, Liu WC, Behin B, Lee C, Baredes S. Cortical adaptation following partial glossectomy with primary closure: implications for reconstruction of the oral tongue. Ann Otol Rhinol Laryngol. 2005;114:681-7.,1717. Li S, Chen Q, Yu B, Xue K, Luo C, Xu Y, et al. Structural and functional changes mapped in the brains of amyotrophic lateral sclerosis patients with/without dysphagia: a pilot study. Amyotroph Lateral Scler. 2009;10:280-7. C.,1818. Li S, Luo C, Yu B, Yan B, Gong Q, He C, et al. Functional magnetic resonance imaging study on dysphagia after unilateral hemispheric stroke: a preliminary study. J Neurol Neurosurg Psychiatry. 2009;80:1320-9. C.,2121. Haupage S, Peck KK, Branski RC, Hsu M, Holodny A, Kraus D. Functional MRI of tongue motor tasks in patients with tongue cancer: observations before and after partial glossectomy. Neu- roradiology. 2010;52:1185-91.,2323. Humbert IA, McLaren DG, Kosmatka K, Fitzgerald M, John- son S, Porcaro E, et al. Early deficits in cortical control of swallowing in Alzheimer's disease. J Alzheimers Dis. 2010;9: 1185-97,2424. Humbert IA, McLaren DG, Malandraki G, Johnson SC, Robbins J. Swallowing intentional off-state in aging and Alzheimer's disease: preliminary study. J Alzheimers Dis. 2011;26: 347-54.and2525. Stice E, Yokum S, Burger KS, Epstein LH, Small DM. Youth at risk for obesity show greater activation of striatal and somatosensory regions to food. J Neurosci. 2011;23:4360-6. with the following comorbidities: Alzheimer's disease (AD),2323. Humbert IA, McLaren DG, Kosmatka K, Fitzgerald M, John- son S, Porcaro E, et al. Early deficits in cortical control of swallowing in Alzheimer's disease. J Alzheimers Dis. 2010;9: 1185-97and2424. Humbert IA, McLaren DG, Malandraki G, Johnson SC, Robbins J. Swallowing intentional off-state in aging and Alzheimer's disease: preliminary study. J Alzheimers Dis. 2011;26: 347-54. obesity,2525. Stice E, Yokum S, Burger KS, Epstein LH, Small DM. Youth at risk for obesity show greater activation of striatal and somatosensory regions to food. J Neurosci. 2011;23:4360-6. tongue cancer,1010. Mosier K, Liu WC, Behin B, Lee C, Baredes S. Cortical adaptation following partial glossectomy with primary closure: implications for reconstruction of the oral tongue. Ann Otol Rhinol Laryngol. 2005;114:681-7.and2121. Haupage S, Peck KK, Branski RC, Hsu M, Holodny A, Kraus D. Functional MRI of tongue motor tasks in patients with tongue cancer: observations before and after partial glossectomy. Neu- roradiology. 2010;52:1185-91. amyotrophic lateral sclerosis (ALS),1717. Li S, Chen Q, Yu B, Xue K, Luo C, Xu Y, et al. Structural and functional changes mapped in the brains of amyotrophic lateral sclerosis patients with/without dysphagia: a pilot study. Amyotroph Lateral Scler. 2009;10:280-7. C. and ischemic cerebrovascular accident (CVA)1818. Li S, Luo C, Yu B, Yan B, Gong Q, He C, et al. Functional magnetic resonance imaging study on dysphagia after unilateral hemispheric stroke: a preliminary study. J Neurol Neurosurg Psychiatry. 2009;80:1320-9. C.; and studies comparing brain activation at different ages.22. Malandraki GA, Perlman AL, Karampinos DC, Sutton BP. Reduced somatosensory activations in swallowing with age. Hum Brain Mapp. 2011;32:730-43.,1515. Humbert IA, Fitzgerald ME, McLaren DG, Johnson S, Porcaro E, Kosmatka K, et al. Neurophysiology of swallowing: effects of age and bolus type. Neuroimage. 2009;44:982-91.,2020. Malandraki GA, Sutton BP, Perlman AL, Karampinos DC. Age- related differences in laterality of cortical activations in swallowing. Dysphagia. 2010;25:238-49.and2424. Humbert IA, McLaren DG, Malandraki G, Johnson SC, Robbins J. Swallowing intentional off-state in aging and Alzheimer's disease: preliminary study. J Alzheimers Dis. 2011;26: 347-54.

For better presentation and discussion of the study findings, thematic agglutination was performed according to the abovementioned groups. In cases of AD, in brief, significantly lower response (BOLD) was observed in several cortical areas that are traditionally involved in normal swallowing. One of the studies2323. Humbert IA, McLaren DG, Kosmatka K, Fitzgerald M, John- son S, Porcaro E, et al. Early deficits in cortical control of swallowing in Alzheimer's disease. J Alzheimers Dis. 2010;9: 1185-97 concluded that, while the swallowing disorder is generally observed in the final stages of AD, changes in cortical control of swallowing can start long before the dysphagia becomes apparent.

Studies of patients with tongue cancer1010. Mosier K, Liu WC, Behin B, Lee C, Baredes S. Cortical adaptation following partial glossectomy with primary closure: implications for reconstruction of the oral tongue. Ann Otol Rhinol Laryngol. 2005;114:681-7.and2121. Haupage S, Peck KK, Branski RC, Hsu M, Holodny A, Kraus D. Functional MRI of tongue motor tasks in patients with tongue cancer: observations before and after partial glossectomy. Neu- roradiology. 2010;52:1185-91. sought to determine the adaptation mechanisms of the nervous system, after the glossectomy. The fMRI findings of glossectomized patients showed greater activation in the parietal cortex and adaptive responses (in cortex areas associated with tongue movement planning during swallowing) of the CNS after glossectomy.

The study that explored the structural and functional changes in patients with amyotrophic lateral sclerosis, with or without dysphagia1717. Li S, Chen Q, Yu B, Xue K, Luo C, Xu Y, et al. Structural and functional changes mapped in the brains of amyotrophic lateral sclerosis patients with/without dysphagia: a pilot study. Amyotroph Lateral Scler. 2009;10:280-7. C. found that, during voluntary saliva swallowing, all individuals had the same activated cortical area, but the dysphagic patients showed a decrease in activation. It was also demonstrated that, even in cases in which the disease cannot be detected by conventional MRI, fMRI may disclose the alterations in brain function during swallowing, showing possible swallowing disorders that may develop in the future.

The findings of articles88. Suzuki M, Asada Y, Ito J, Hayashi K, Inoue H, Kitano H. Activation of cerebellum and basal ganglia on volitional swallowing detected by functional magnetic resonance imaging. Dysphagia. 2003;18:71-7.,99. Martin RE, MacIntosh BJ, Smith RC, Barr AM, Stevens TK, Gati JS, et al. Cerebral areas processing swallowing and tongue movement are overlapping but distinct: a functional magnetic resonance imaging study. J Neurophysiol. 2004;92:2428-93.,1111. Toogood JA, Barr AM, Stevens TK, Gati JS, Menon RS, Martin RE. Discrete functional contributions of cerebral cortical foci in voluntary swallowing: a functional magnetic resonance imaging (fMRI) go, no-go study. Exp Brain Res. 2005;161:81-90.,1212. Shibamoto I, Tanaka T, Fujishima I, Katagiri N, Uematsu H. Cortical activation during solid bolus swallowing. J Med Dent Sci. 2007;54:25-30.,1313. Martin R, Barr A, MacIntosh B, Smith R, Stevens T, Taves D, et al. Cerebral cortical processing of swallowing in older adults. Exp Brain Res. 2007;176:12-22.,1414. Lowell SY, Poletto CJ, Knorrr-Chung BR, Reynolds RC, Simonyan K, Ludlow CL. Sensory stimulation activates both motor and sensory components the swallowing system. Neuroimage. 2008;42:285-95.,1616. Kawai T, Watanabe Y, Tonogi M, Yamane G, Abe S, Yamada Y, et al. Visual and auditory stimuli associated with swallowing: an fMRI study. Bull Tokyo Dent Coll. 2009;50: 169-81.,1918 19. Malandraki GA, Sutton BP, Perlman AL, Karampinos DC, Conway C. Neural activation of swallowing and swallowing-related tasks in healthy young adults: an attempt to separate the components of deglutition. Hum Brain Mapp. 2009;30:3029-226.,2222. Babaei A, Kern M, Antonik S, Mepani R, Ward BD, Li SJ, et al. Enhancing effects of flavored nutritive stimuli on cortical swal- lowing network activity. Am J Physiol Gastrointest Liver Physiol. 2010;299:G422-9.,2626. Babaei A, Ward BD, Ahmad S, Patel A, Nencka A, Li SJ, et al. Reproducibility of swallow-induced cortical BOLD positive and negative fMRI activity. Am J Physiol Gastrointest Liver Physiol. 2012;303:600-9.and2727. Babaei A, Ward BD, Siwiec RM, Ahmad A, Kern M, Nencka A, et al. Functional connectivity of the cortical swallowing network in humans. Neuroimage. 2013;76:33-44. that only studied brain activation in healthy patients in the presence of different stimuli - consistency, flavor, different instructions to perform the task of swallowing, different ages, and different central nervous system foci - showed the following: (1) higher brain activation: during liquid swallowing compared to solids; during water swallowing compared to saliva swallowing; when the food offered had flavor, compared to saliva and water; when there was a verbal command to perform swallowing; when using olfactory, gustatory, and visual stimuli associated with swallowing; and when using sensory stimulation with air injection in the oral cavity during the swallowing (compared to the times in which there was no injection of air); (2) increased activation in areas of interest (programming and performance) when visual and auditory stimuli associated with swallowing were used in combination to carry out the function; (3) that the oral sensorimotor cortex in the left and right hemispheres are not functionally equivalent; and (4) that spontaneous swallowing involves the activation of the cerebellum and basal ganglia, as well as cortical structures.

By analyzing the normal standards for brain activation during swallowing tasks, it was observed that although the contrast analysis failed to identify the specific activation foci for swallowing, overlapping activation maps suggest that the most lateral extent of the precentral and anterior parietal cortex, rostral anterior cingulate cortex, precuneus and left parietal operculum are preferentially activated in swallowing.99. Martin RE, MacIntosh BJ, Smith RC, Barr AM, Stevens TK, Gati JS, et al. Cerebral areas processing swallowing and tongue movement are overlapping but distinct: a functional magnetic resonance imaging study. J Neurophysiol. 2004;92:2428-93. Suzuki et al. (2003),88. Suzuki M, Asada Y, Ito J, Hayashi K, Inoue H, Kitano H. Activation of cerebellum and basal ganglia on volitional swallowing detected by functional magnetic resonance imaging. Dysphagia. 2003;18:71-7. however, found that regions activated during swallowing were observed in the sensorimotor cortex, insula, cerebellum, putamen, globus pallidus, thalamus, anterior cingulate gyrus, supplementary motor area, superior temporal gyrus, and in the substantia nigra; the cerebellum was bilaterally activated, especially on the left side; activation of the globus pallidus and putamen was bilateral.

In the past few years, a growing number of neuroimaging studies in healthy subjects have shown multiple cortical regions involved in the control of swallowing. Functional brain imaging may help to elucidate the relevant neural mechanisms, identifying the neural patterns that control this complex sensory-motor action, providing evidence of functional changes in the cerebral cortex after a comorbidity, such as those cited in this review, helping to identify and the correct rehabilitation of dysphagia.

This critical review showed that the examination is of great importance in the early identification of brain alterations, facilitating the choice of a better rehabilitation approach for dysphagic patients, or those at risk for dysphagia, allowing improvement of the clinical picture or risk prevention.

Conclusion

This study demonstrated that the fMRI is a non-invasive, quantitative method that provides specific answers, which are sometimes not clinically identified.

It can be used associated with and/or in addition to other imaging tests to confirm results or as a validation method. As a negative aspect, this study showed that for all examinations, all patients should swallow in the supine position, which may influence the adequate performance of the swallowing function. Another aspect that must be considered is that there was no standardization of the methodologies used in the assessed articles, both in case selection and in the study materials and methods.

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  • Please cite this article as: de Lima MS, Mangilli LD, Sassi FC, de Andrade CRF. Functional magnetic resonance and swallowing: critical literature review. Braz J Otorhinolaryngol. 2015;81:671-80.
  • ☆☆
    Institution: Faculdade de Medicina da Universidade de São Paulo (USP), São Paulo, SP, Brazil.

Publication Dates

  • Publication in this collection
    Nov-Dec 2015

History

  • Received
    31 Mar 2014
  • Accepted
    01 Feb 2015
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