Ear shut and Dentistry: ethical and legal approach

ABSTRACT

Introduction:

As a health science, dentistry seeks to raise self-esteem and improve patients’ quality of life. However, the emergence of the aesthetic procedure “ear shut,” which proposes correcting protruding ears without surgery, has raised ethical and legal doubts in the dental profession, especially concerning the limits of professional activity.

Objective:

To conduct a survey of the laws, norms, and resolutions on the area of performance of dental surgeons, as well as to discuss the limits and consequences of their extrapolation from the perspective of the procedure propagated as “ear shut.”

Method:

A search was carried out for administrative norms on the Federal Council of Dentistry (CFO) websites and the Federal Council of Medicine and legal provisions on the Portal da Legislação website.

Results:

In the civil sphere, the disclosure of procedures such as the “ear shut” can characterize a promise of result and lead to judicial accountability. Exceeding professional boundaries constitutes an illegal exercise and a crime under the Brazilian Penal Code. In addition to not covering the area of clinical practice of dentists, at the administrative level, CFO Resolutions No. 198/2019 and No. 230/2020 emphasize that ear procedures are not part of the scope of procedures relevant to Dentistry and may lead to ethical infractions and consequent administrative proceedings.

Conclusion:

At present, based on the skills, prohibitions, rights, and duties of dentists, it can be stated that performing the “ear shut” by these professionals confronts civil, criminal, and administrative obligations.

Keywords:
Ear; Ear, external; Surgery, plastic; Dentistry; Reconstructive surgical procedures; Ethics, dental; Forensic dentistry; Legislation, dental

RESUMO

Introdução:

Como ciência da saúde, a Odontologia busca elevar a autoestima e melhorar a qualidade de vida dos pacientes. Entretanto, o surgimento do procedimento estético “ear shut”, que propõe a correção da orelha em abano sem cirurgia, gerou dúvidas de ordem ética e legal na classe odontológica, sobretudo no que diz respeito aos limites de atuação profissional.

Objetivo:

Realizar o levantamento das leis, normativas e resoluções sobre a área de atuação dos cirurgiões-dentistas, bem como discutir os limites e as consequências de sua extrapolação sob a perspectiva do procedimento propagado como “ear shut”.

Método:

Foi realizada uma busca de normas administrativas nos sites do Conselho Federal de Odontologia (CFO) e do Conselho Federal de Medicina, bem como de dispositivos legais no site Portal da Legislação.

Resultados:

Em âmbito cível, a divulgação de procedimentos como o “ear shut” pode caracterizar promessa de resultado e levar à responsabilização judicial. Ultrapassar os limites profissionais constitui exercício ilícito e constitui crime segundo o Código Penal Brasileiro. Além de não abranger a área de atuação clínica dos cirurgiões-dentistas, no âmbito administrativo, as Resoluções do CFO N° 198/2019 e N° 230/2020 enfatizam que procedimentos na orelha não compõem o escopo de procedimentos pertinentes à Odontologia, podendo levar a infrações éticas e consequente processo administrativo.

Conclusão:

No momento atual, com base nas competências, vedações, direitos e deveres dos cirurgiões-dentistas, pode-se afirmar que a realização do “ear shut” por estes profissionais confronta obrigações de ordem cível, penal e administrativa.

Descritores:
Orelha; Orelha externa; Cirurgia plástica; Odontologia; Procedimentos cirúrgicos reconstrutivos; Ética odontológica; Odontologia legal; Legislação odontológica

INTRODUCTION

Dentistry is a health science that aims to raise self-esteem and improve the patient’s quality of life. These results can be achieved due to the healthy and aesthetic-functional nature of certain dental procedures¹. However, the search for procedures on the face with an aesthetic purpose has become commonplace, which results in moral, ethical, and legal dilemmas concerning the area of work of dentists.

In this way, limits of professional performance between different professions in the health area, such as Medicine and Dentistry, have been the subject of debates and even lawsuits when both professions do not reach an administrative pact mediated by the councils of class. Thus, contestations with this approach have already occurred, as is the case of the removal of the adipose body from the cheek (bichectomy) by dentists, who must perform it exclusively for aesthetic and functional purposes².

However, the emergence of new clinical procedures in different regions of the face raises doubts and debates about the limits of the dentists’ area of expertise. This area fits the intervention in the ear called “ear shut,” a procedure disclosed by the dental class that promises the correction of protruding ears without surgery³.

OBJECTIVE

To survey the laws, regulations, and resolutions incumbent on the area of surgeon dentists, as well as to discuss the limits and consequences of their extrapolation from the perspective of the procedure propagated as “ear shut.”

CORRECTIVE PROCEDURES FOR PROTRUDING EAR IN MEDICINE AND DENTISTRY

Prominauris, popularly known as protruding ear, is one of the most common congenital anomalies in the head and neck region, which genetic factors, environmental influences during development, and auricular migration in the second trimester of pregnancy⁴,⁵ can cause.

It is characterized by anterior prominence of the ear, usually bilaterally, and although it does not cause functional changes, it can affect the self-esteem of individuals, the main reason for seeking corrective surgeries, as it can generate psychosocial impacts, especially in childhood and adolescence, when the ridicule of physical characteristics tends to have a negative influence, causing stress, anxiety, and difficulty in social integration⁶.

The ear is formed by anatomical regions directly related to the diagnosis of prominauris (Figure 1). Thus, there are three most frequent causes of protruding ears: underdevelopment of the antihelix, which will increase the scaphoconchal angle; prominence of the concha, which will increase the auriculocephalic angle; and lobe protrusion, and there may also be an association between these causes⁷.

Figure 1
Anatomical regions of the ear in frontal (on the left) and posterior (on the right) norms.

The auriculocephalic angle generally measures between 25° and 30°; and can reach more than 40° of angulation. The scaphoconchal angle, of approximately 90°, can reach values greater than 150° of angle⁸,⁹. That said, performing procedures in the ear region requires comprehensive knowledge of its anatomy, encompassing superficial and deep anatomy, innervation, vascularization, embryonic origin, and formation⁶.

In this context, otoplasty – plastic surgery of the ears - encompasses several techniques for correcting the prominauris, and the choice of the appropriate technique depends on the analysis of several factors. Therefore, the intervention aimed at the aesthetic correction of this condition must be planned individually, and it is also possible to associate techniques to obtain better results⁸.

In addition, the use of surgical techniques should consider the age at which the development of the ear is completed, which occurs at around 6 years of age, so that from then on, a surgical procedure to correct protruding ears can be performed, being this procedure is performed under general anesthesia or sedation and local anesthesia, depending on the patient’s age and level of compliance⁹.

As for the surgical techniques themselves, they vary according to their invasiveness, tissue detachment, and incisions in strategic cartilage areas, with sutures that will allow the creation of a new curvature⁹. On the other hand, less invasive techniques allow access to the cartilage through small incisions to create weakening zones in the cartilage, where remodeling will occur⁸. Although no gold standard technique exists, all have advantages and disadvantages, converging on the same aesthetic goal¹⁰.

Closed otoplasty consists of a minimally invasive approach, which, based on the infiltration and transcutaneous fixation of non-absorbable sutures, proposes the treatment of protruding ears. The main intercurrences of the technique are the development of edema, ecchymosis, recurrence, exposure of points, and asymmetry between the ears¹¹.

Currently, in Dentistry, procedures related to the correction of protruding ears have emerged as a novelty in the market, promising their execution without the need for cuts, using only the suture, with transcutaneous stitches. This procedure, which became known as “ear shut,” has been marketed as an innovative, fast, effective technique that does not leave scars³.

The “ear shut” technique reproduces the steps of closed otoplasty, and no works in the literature directly approach the subject with this nomenclature. Despite the promise of results, Janis et al. (2005)¹² state that non-surgical techniques for the correction of prominent ears demonstrated, until that time, unsatisfactory results in most cases.

“EAR SHUT, “ TO DO OR NOT TO DO? LEGISLATIVE APPROACH

Properly and diligently caring for the health of their patients is the duty of every dentist¹³. Abusive and harmful conduct that infringes this right is described in different Brazilian legal norms¹⁴. Furthermore, in this sense, the professional practice of Dentistry must be practiced with a high degree of zeal and with reliable scientific bases; in such a way, dentists must know the procedures in depth, in addition to practicing them in the right measure for each patient and their clinical condition¹⁵.

The World Health Organization defines health as a state of complete physical, mental, and social well-being, and not just as the absence of disease or infirmity¹⁶. In this way, the prevention, recovery, and conservation of oral health is a basic function of Dentistry, maintaining the integrity and proper functionality of the stomatognathic system, restoring health, or even preventing the worsening of certain problems.

Dentists should not overlook moral, ethical, and legal issues during the execution of any dental treatment or procedure since, in addition to the clinical act, this also covers the professional-patient relationship in all its minutiae¹⁷. In addition to theoretical knowledge and clinical skills, professionals must be well informed about their civil, criminal, ethical, and administrative obligations, to which everyone is subject in this intimate relationship with their patients¹⁸.

Article 5 of the Federal Constitution enacted in 1988, item XIII establishes the right to freedom of work or freedom to exercise any trade or profession, which can be defined as the sovereignty of the human being to perform any work activity professionally, provided that they are met professional qualifications established by law. As the literalness of the constitutional provision suggests, there is the possibility that, through the law, certain restrictions may be imposed on the exercise of any professional activity¹⁹.

Already in item XXXIII of the same article, consumer protection is found as a constitutional guarantee by stating that: “The State shall promote, as provided by law, consumer protection.” To ensure the importance of health under the focus of the Federal Constitution, article 6 also establishes health as one of the fundamental rights, inserted in the title destined to the social order, which aims at well-being and social justice. Based on this assessment, the State began to formulate social and economic policies aimed at the specific protection of health¹⁹.

With the enactment of the Federal Constitution and in the wake of its articles, the Consumer Defense Code was published, which covers the whole of society as a collective of undetermined persons, in all their relations, being intended for the defense of the person who acquires or uses product or service, materializing a consumption relationship. In particular, article 2 defines the consumer as “every natural or legal person who acquires or uses a product or service with a final recipient.” In this vein, any user of dental services is a consumer to whom a service is provided, with a provider being the professional who develops his activity for remuneration. Thus, it is emphasized that the dental surgeon is a liberal profession, and the relationship with his patient is consumerist nature²⁰.

Preliminarily, it has to be pointed out that the patient will have the last word about his own health. If it is not an emergency, only the doctor can decide whether or not to implement a certain treatment, weighing risks and benefits. On this reasoning, article 94 of the Brazilian Civil Code states that, in bilateral acts, the intentional silence of one of the parties regarding a fact or quality that the other party has ignored will constitute a willful omission, showing that without it, it would not have been celebrated the contract. Thus, in understandable language, the patient must be previously and duly clarified about his illness, the limits of the indicated treatment, side effects, and possible complications²¹.

Focusing on the legal nature of civil liability, the Brazilian Civil Code, Law No. 10,406, of January 10, 2002, in articles 186, 187, 927, 949, 950, and 951, establishes that the professional must have the corresponding academic training to the science and ethics of the profession he embraced, exercising it within high scientific standards, with prudence and expertise. Regular and recognized academies and institutions must accept such training. It is never too much to emphasize that such articles have repercussions on negligence, imprudence, or malpractice²¹.

When evaluating the criminal liability of dental surgeons in professional practice, under the light of the Brazilian Penal Code, Decree-Law No. 2,848 of December 7, 1940, it should be emphasized that this action is invasive par excellence, as it handles a sharp instrument, blunt and cut blunt; which may cause various injuries and which may lead to a complaint of a violation of article 129 and its six^th paragraph²²:

“Decree-Law No. 2.848, of December 7,

1940. Penal Code

Chapter II

Bodily injuries

Bodily injuries

Art. 129. Offending the bodily integrity or health of others:

Penalty - detention, from three months to one year. (...) Culpable bodily injury

§ 6 If the injury is culpable:

Penalty - detention, from two months to one year. (...)”

In its article 132, the Penal Code is transparent in explaining that the exposure of the life or health of another to imminent danger may lead to the penalty of detention, from three months to one year, if the fact does not constitute a more serious crime. This citation characterizes the crime of endangering life and health. It is imagined when considering that the dental surgeon will act without malicious intent based on his good faith. With this principle in mind, a criminal conviction will arise when the professional’s guilt is demonstrated in his clinical practice. In this reasoning, malpractice, imprudence, or negligence on the part of the professional should be characterized since these are the elements that characterize guilt, and as a result, an injury was produced during or as a result of their work²².

The same legal norm reinforces in article 282 that illicit professional activity is foreseen and discusses that exercising, even if free of charge, the profession of doctor, dentist, or pharmacist, without due legal authorization or exceeding its limits, is subject to a penalty of detention, from six months to two years²². The lack of the appropriate title and the respective legal records characterizes failure to comply with the legal authorization. As for the excess of limits mentioned in the article’s writing, it is defined when the crime is committed by one of the professionals referred to, performing typical acts of the profession in another field of knowledge²³.

“EAR SHUT” IN DENTISTRY: CURRENT ADMINISTRATIVE STANDARDS

In Brazil, Dentistry is regulated by Law No. 5081 of August 24, 1966, which dictates dentists’ qualifications, skills, and prohibitions. In article 6, item I, the law mentioned above states that it is the responsibility of dentists to practice all acts relevant to Dentistry, whether the knowledge is acquired at the undergraduate or postgraduate level. However, the Law does not detail dentists’ areas of expertise, with a description of procedures or anatomical delimitations²⁴.

In this sense, in an attempt to resolve such doubts, Resolution No. 176/2016, published by the Federal Council of Dentistry (CFO), in paragraph 1, discussed the use of botulinum toxin in anatomical areas of clinical-surgical performance. These limits consist of the upper portion of the hyoid bone, the lower portion of the nasal bones (nasion point), and, laterally, the anterior portion of the tragus, encompassing what was described in the regulation above as annex structures and the like. When in the condition of non-surgical procedures, the upper third of the face is also included, from the nasion point to the hairline. However, the anatomical delimitation presented in this standard defines that the posterior part of the tragus is not an area of activity for dental surgeons, in a way that it is not up to this professional to perform any procedure for the treatment of protruding ears, whether surgical or not (Figure 2)²⁵.

Figure 2
Anatomical delimitation of the area of work of dentists according to Resolution No. 176/2016 of the Federal Council of Dentistry.

Following CFO Resolution No. 198/2019, orofacial harmonization was recognized as a dental specialty, including botulinum toxin, facial fillers, percutaneous collagen-inducing biomaterials, etc. intradermotherapy, biophotonic procedures, laser therapy, lipoplasty, bichectomy, and liplifting. It can be seen in this agenda that no procedure is included to intervene in the ears²⁶.

Thus, to standardize, establish criteria and clarify the limits of dentists’ activities, the CFO issued Resolution No. 230/2020, which prohibits the performance of certain procedures in anatomical areas of the head and neck, listing, among these, otoplasty. In addition, the same norm prohibits the publicity and publicity of non-dental procedures unrelated to higher education in Dentistry²¹,²⁷.

In addition to the anatomical region, as it has a strictly aesthetic nature, the “ear shut” procedure directly affronts Resolution CFONº 63/2005, which in its article 48 provides for cosmetic surgery to be performed only by the medical class, with the exception to those of an aesthetic-functionality of the stomatognathic apparatus²⁹. Moreover, at this point, it is important to note that the Federal Council of Medicine issued Resolution No. 2,272 of 2020, which states, in its 1^st article, that it is the exclusive competence of the physician “the practice of surgery and procedures with aesthetic and/or functional, with the exception, not exclusively, of restorative surgery and with an aesthetic-functional purpose of the stomatognathic apparatus”³⁰, that is, indicating an interface of action with Dentistry, but in the case of the “ear shut” procedure, there is no understanding in this norm of performance by a dental surgeon.

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Publication Dates

• Publication in this collection
  19 May 2023
• Date of issue
  2023

History

• Received
  07 Oct 2021
• Accepted
  07 Apr 2022