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Development and validation of an analytical method by HPLC-DAD for determination of caffeine in products based on guarana extracts (Paullinia cupana)

Abstract

Guarana (Paullinia cupana) is a native plant from the Amazon whose seeds contain a high concentration of caffeine. Aqueous extract of guarana is widely used in the world. In this study, the objective was to develop and validate a High-Performance Liquid Chromatography method for the determination of caffeine in extracts and commercial beverages based on guarana. A sensitive, simple, and viable high performance liquid chromatographic method without the need of an analyte extraction procedure was developed and validated according to Brazilian and international requirements. The method presented high performance, fulfilling Brazilian and international requirements, in addition to allowing product compliance tests. Results confirmed high selectivity and linearity (>0.999) between 5 to 135 ug/mL, with no significant matrix effect. Detection and quantification limits were 0.02 µg/mL and 2 µg/mL, respectively. Precision was less than 4 %, and accuracy varied from 99.9-120 %. Applicability of the method was demonstrated by conducting a limited evaluation in products containing caffeine. Commercial extracts showed quite different caffeine levels, while carbonated drinks follow Brazilian and American recommendations. Our results indicate that the developed method can be used to evaluate the quality of the guarana extract and of products containing caffeine.

Keywords:
Paullinia cupana; Caffeine; Guarana extract; High performance liquid chromatography.

INTRODUCTION

Paullinia cupana Kunth belongs to the Sapindaceae family, which is popularly known as guarana. Commercial cultivation of guarana occurs mainly in Brazil, of which Empresa Brasileira de Pesquisa Agropecuária (Embrapa) Amazônia Ocidental maintains a breeding program. Out of the 3,280 tons of seeds produced annually, according to the Instituto Brasileiro de Geografia e Estatística (IBGE), 70 % are directed to the soft drink industry in the form of extracts/syrups (IBGE, 2017Instituto Brasileiro de Geografia e Estatística (IBGE). Levantamento sistemático da produção agrícola: pesquisa mensal de previsão e acompanhamento das safras agrícolas no ano civil. In Levant. Sistem. Prod. Agríc.2017;30-12.). The other 30 % is sold by drugstores and health food stores, mainly in the form of roasted and powdered seeds (Marques et al., 2019Marques LLM, Ferreira EDF, Paula MN, Klein T, Mello JCP. Paullinia cupana: a multipurpose plant - a review. Rev Bras Farmacogn. 2019;29:77-110. https://doi.org/10.1016/j.bjp.2018.08.007.
https://doi.org/10.1016/j.bjp.2018.08.00...
). Due to the high concentration of caffeine, guarana is widely used as raw material for the manufacture of juices, energy drinks, and carbonated drinks (Ângelo et al., 2008Ângelo PCS, Nunes-Silva CG, Brígido MM, Azevedo JSN, Assunção EN, Sousa ARB, et al. Guarana (Paullinia cupana var. sorbilis), an anciently consumed stimulant from the Amazon rain forest: the seeded-fruit transcriptome. Plant Cell Rep. 2008;27(1):117-124. https://doi.org/10.1007/ s00299-007-0456
https://doi.org/10.1007/ s00299-007-0456...
).

Currently, about 120,000 tons of caffeine per year are consumed worldwide (Latosińska, Latosińska, 2017Latosińska M, Latosińska JN. Introductory chapter: caffeine, a major component of nectar of the gods and favourite beverage of kings, popes, artists and revolutionists, a drug or a poison? In J. N. Latosinska & M. Latosinska (Eds.), The Question of Caffeine. 2017;1:1-26. InTech. https://doi.org/10.5772/intechopen.69693.
https://doi.org/10.5772/intechopen.69693...
). Caffeine (1,3,7-trimethylxanthine) is a natural compound based on xanthine. It is classified as an alkaloid and has heterocyclic nitrogen (Fekry et al., 2020Fekry AM, Shehata M, Azab SM., Walcarius A. Voltammetric detection of caffeine in pharmacological and beverages samples based on simple nano-Co (II, III) oxide modified carbon paste electrode in aqueous and micellar media. Sens Actuators B Chem. 2020;301,127172. https://doi. org/10.1016/j.snb.2019.12172.
https://doi. org/10.1016/j.snb.2019.1217...
). This substance is a natural stimulant found in teas, coffees, sodas, and chocolates. It is considered to be a stimulant, in part, because of its potential to cause positive behavioral effects at low doses (Turak, Güzel, Dinç, 2017Turak F, Güzel R, Dinç E. Simultaneous determination of ascorbic acid and caffeine in commercial soft drinks using reversed-phase ultraperformance liquid chromatography. J Food Drug Anal. 2017; 25(2): 285-292. https://doi.org/10.1016/j.jfda.2016.09.004.
https://doi.org/10.1016/j.jfda.2016.09.0...
). This compound has several physiological effects, including increased blood pressure, mood improvement, pain perception, and central nervous system stimulation (Fekry et al., 2020Fekry AM, Shehata M, Azab SM., Walcarius A. Voltammetric detection of caffeine in pharmacological and beverages samples based on simple nano-Co (II, III) oxide modified carbon paste electrode in aqueous and micellar media. Sens Actuators B Chem. 2020;301,127172. https://doi. org/10.1016/j.snb.2019.12172.
https://doi. org/10.1016/j.snb.2019.1217...
; Arazi, Hoseinihaji, Eghbali, 2016Arazi H, Hoseinihaji M, Eghbali E. The effects of different doses of caffeine on performance, rating of perceived exertion and pain perception in teenagers female karate athletes. Braz J Pharm Sci. 2016;52(4):685-692. https://doi. org/10.1590/s1984-82502016000400012.
https://doi. org/10.1590/s1984-825020160...
).

Although caffeine is legally used in food, it can be harmful or even toxic after prolonged ingestion, being associated with irritability, insomnia, and tachycardia. In recent years, the addition of caffeine to improve product content has been reported, a practice known as sophistication (Do, Santi I, Reich, 2019Do T, Santi I, Reich E. A harmonized HPTLC method for identification of various caffeine containing herbal drugs, extracts, and products, and quantitative estimation of their caffeine content. J Liq Chromatog Relat Technol. 2019;42(9-10):274-281. https://doi.org/10.1080/10826076.2019.1585612.
https://doi.org/10.1080/10826076.2019.15...
). In many cases this addition can exceed the security concentration limits of this substance (Sereshti, Samadi, 2014Sereshti H, Samadi S. A rapid and simple determination of caffeine in teas, coffees and eight beverages. Food Chem. 2014;158:8-13. https://doi.org/10.1016/j.foodchem.2014.02.095.
https://doi.org/10.1016/j.foodchem.2014....
). Thus, regulations limiting its use have been established in many countries, such as in the USA, where the Food and Drug Administration (FDA) limits the maximum permitted concentration of caffeine in these products to 200 mg/L (Fekry et al., 2020Fekry AM, Shehata M, Azab SM., Walcarius A. Voltammetric detection of caffeine in pharmacological and beverages samples based on simple nano-Co (II, III) oxide modified carbon paste electrode in aqueous and micellar media. Sens Actuators B Chem. 2020;301,127172. https://doi. org/10.1016/j.snb.2019.12172.
https://doi. org/10.1016/j.snb.2019.1217...
). In this way, in order to verify if these products fulfil the regulatory requirements and also to maintain food high quality, several quantitative methods have been developed for determining caffeine.

Over the decades, the most popular method has been High Performance Liquid Chromatography with a Diode Array Detector (HPLC-DAD) which is used to identify and determine substances in natural products, because it enables reduced analysis time, lower consumable consumption, and lower cost per analysis than the methods that use gas chromatography and/or mass spectrometry (Bertolín, Joy, Blanco, 2019Bertolín JR, Joy M, Blanco M. Malondialdehyde determination in raw and processed meat products by UPLC-DAD and UPLC-FLD. Food Chem. 2019;298:125009. https:// doi.org/10.1016/j.foodchem.2019.125009.
https:// doi.org/10.1016/j.foodchem.2019...
).

Some authors have proposed methods to analyze caffeine in beverages and medications (Sun et al., 2019Sun XD, Wu HL, Liu Z, Chen Y, Liu Q, Ding Y-J, et al. Rapid and Sensitive Detection of Multi-Class Food Additives in Beverages for Quality Control by Using HPLC-DAD and Chemometrics Methods. Food Anal Methods. 2019;12:381-393.; Machado et al., 2018Machado KN, Freitas AA, de Cunha LH, Faraco AAG, Pádua RM, de Braga FC, et al. A rapid simultaneous determination of methylxanthines and proanthocyanidins in Brazilian guaraná (Paullinia cupana Kunth.). Food Chem. 2018;239:180-188. https://doi.org/10.1016/j.foodchem.2017.06.089.
https://doi.org/10.1016/j.foodchem.2017....
; da Silva et al., 2017da Silva GS, Canuto KM, Ribeiro PR, de Brito ES, Nascimento MM, Zocolo GJ, et al. Chemical profiling of guarana seeds (Paullinia cupana) from different geographical origins using UPLC-QTOF-MS combined with chemometrics. Food Res Int. 2017;102:700-709. https://doi.org/10.1016/j.foodres.2017.09.055.
https://doi.org/10.1016/j.foodres.2017.0...
). However, few methods have been developed and applied to guarana seed extract, which is the raw material for most of these products. In this context, the analysis of guarana seed extract caffeine-containing products becomes extremely important in order to ensure that the levels meet regulatory requirements and are safe for consumers (Sereshti, Samadi, 2014Sereshti H, Samadi S. A rapid and simple determination of caffeine in teas, coffees and eight beverages. Food Chem. 2014;158:8-13. https://doi.org/10.1016/j.foodchem.2014.02.095.
https://doi.org/10.1016/j.foodchem.2014....
; Sousa et al., 2011Sousa SA de, Pascoa H, Conceição EC da, Alves SF, Diniz DGA, Paula JR de, et al. Dissolution test of herbal medicines containing Paullinia cupana: validation of methods for quantification and assessment of dissolution. Braz J Pharm Sci. 2011;47:2,269-277. https://doi.org/10.1590/S1984-82502011000200008.
https://doi.org/10.1590/S1984-8250201100...
). Thus, it becomes necessary to build a simple, fast, accurate, and efficient analysis method in the shortest possible time. From this, the objective of this study was to develop and validate an analytical method by HPLC-DAD for the quantitative determination of caffeine in commercial extracts of P. cupana. The method was validated according Brazilian, American, and European regulations (Brasil, 2011Brasil. Instituto Nacional de Metrologia e Normalização e Qualidade Industrial (INMETRO), 2011. Orientação Sobre Validação de Métodos de Ensaios Químicos DOQ-CGCRE-008. INMETRO. [citad 2020 December] [citad 2020 December] http://www.ufjf.br/baccan/files/2011/05/Validacao-Inmetro.pdf .
http://www.ufjf.br/baccan/files/2011/05/...
; Brasil, 2017Brasil Ministério da Saúde. Agência Nacional de Vigilância Sanitária (ANVISA). Resolução da Diretoria Colegiada (RDC) Nº 166 de 2017. [citad 2020 December 14]. http://portal.anvisa.gov.br/documents/10181/2721567/RDC_166_2017_COMP.pdf/d5f b92b3-6c6b-4130-8670-4e3263763401.
http://portal.anvisa.gov.br/documents/10...
; FDA, 2015FDA Analytical procedures and methods validation for drugs and biologics. Guidance for Industry. 2015 July, 1-15.; Kazusaki et al., 2012Kazusaki M, Ueda S, Takeuchi N, Ohgami Y. Validation of analytical procedures by high−performance liquid chromatography for pharmaceutical analysis. Chromatog. 2012;33(2), 65-73. https://doi.org/10.15583/ jpchrom.2012.005.
https://doi.org/10.15583/ jpchrom.2012.0...
; European Commission, 2017European Commission. 2017SANTE/11813/2017: Guidance document on analytical quality control and method validation procedures for pestice residues and analysis in food and feed [citad 2020 December 7] 2017SANTE/11813/2017: Guidance document on analytical quality control and method validation procedures for pestice residues and analysis in food and feed [citad 2020 December 7] https://ec.europa.eu/food/sites/food/files/plant/docs/pesticides_mrl_guidelines_wrkdoc_2017-11813.pdf .
https://ec.europa.eu/food/sites/food/fil...
; Magnusson, Ornemark, 2014Magnusson B, Ornemark U. The fitness for purpose of analytical methods a laboratory guide to method validation and related topics. In B. Magnusson & U. Örnemark (Eds.), Eurachem Guide. 2014, (2nd ed.). http://www.eurachem.org.
http://www.eurachem.org...
) and the Harmonized Tripartite Guideline (ICH, 2005International Conference on Harmonization (ICH). Text on validation of analytical procedure: methodology: Q2(R1), 2005. [citad 2022 August] [citad 2022 August] http://www.ich.org .
http://www.ich.org...
).

The aim of this study was to develop a simple analytical method in order to identify and quantify the amount of caffeine in guarana extracts. The development of this method aims to contribute to the quality control of herbal medicines, beverages, and other products based on guarana extract or that complement the caffeine content with guarana extracts, since the validation of analytical methods applied to natural products is still the key point for obtaining standardized extracts.

MATERIAL AND METHODS

Reagents and standards

The solvents and reagents used in this study were acetonitrile, methanol, formic acid, and ultra-purified water (Milli-Q® IQ 7003/05/10/15 Water Purification Systems). All solvents and reagents employed had either pre-analysis purity or chromatographic purity (HPLC). All solvents and reagents used were purchased commercially from Tedia® and/or Sigma-Aldrich®. The 0.22-µm PTFE syringe filters were purchased commercially from Filtrilo®. The sterile syringes of 1, 5, and 10 mL were purchased commercially from the BD company.

Samples

Commercial samples of P. cupana extracts in liquid form were purchased from a medium-sized Brazilian industry (Midwest region of Minas Gerais, Brazil). Commercial products (cola, guarana, and energy drink) were purchased from small commercial establishments (Divinópolis, Minas Gerais, Brazil). Three samples were evaluated in triplicate. Caffeine standard was purchased commercially and certified by CSPC Innovation Pharmaceutical.

Preparation of samples

Samples of commercial extracts of P. cupana were diluted 1:100 or 1:1000 in methanol or acetonitrile. Soft drink and energy drink samples were degassed in an ultrasonic bath for 60 min and then diluted 1:10 or 1:100 in methanol. All samples were transferred to a vial using a 0.22-µm PTFE syringe filter before injection into the liquid chromatographic system.

Preparation of the standard solution

The stock solution was prepared with a mass of 50 mg caffeine in methanol at a concentration of 0.5 mg/mL. By gradual dilution of the stock solution, levels covering the linear range and estimated caffeine levels in the sample were performed.

Instrumentation and chromatographic conditions

High speed analysis by HPLC-DAD was performed using the Prominence HPLC chromatograph system (Shimadzu, Kyoto, Japan). The chromatograph system was comprised of a binary pump system (LC-20AD) coupled to a diode array detector (SPD-M20A), autosampler (SIL-20AHT), communicator (CBM-20A), and degasser, and was controlled by LabSolutions software version 1.25 (Shimadzu, Kyoto, Japan). The experimental work was performed in an air-conditioned room maintained at 14 ± 2 ºC.

Method development

Pre-filtered samples (5 µL) were injected into a Waters C18 column (5 µm, 150 × 4.6 mm). The mobile phase system consisted of acetonitrile: ultra-purified water (80:20 v:v), and was run in isocratic mode at a flow rate of 1.2 mL/min through the column. The run time was 10 min per injection and the elute was monitored at a wavelength of 280 nm (Brasil, 2013Brasil Ministério Da Agricultura. Laboratorial/CGAL, 2013. Intrução de trabalho: determinação de cafeína por CLAE (IT LABV 269). [citad 2020 December 07]. http://www.agricultura.gov.br/assuntos/laboratorios/legislacoes-e-metodos/arquivos-metodos-da-area-bev-iqa/it-labv-269-rev02-determinacao-de-cafeina-por-clae.pdf/@@download/file/ITLABV269Rev02-DeterminaçãodecafeínaporCLAE.pdf.
http://www.agricultura.gov.br/assuntos/l...
).

Optimized method

The chromatographic conditions adopted were as follows: Waters C18 column (5 µm, 150 × 4.6 mm) eluted with the mobile phase system in a gradient mode composed of ultra-purified water acidified with 0.1 % formic acid (A) and methanol (B). The gradient program was as follows: 0 min, 45 %B; 0.01-5 min, 45 to 90 %B; 5-6 min, 90 to 45 %B; 6-7 min, 45 %B. The analysis time was 7 min. The flow rate was 1.2 mL/min. The injection volume was 20 µL. An Ultraviolet/Diode Array Detector (UV/DAD) was used for identification and quantification.

Method Validation

The validation of the analytical method used to quantify caffeine in commercial extracts of P. cupana was performed according to the parameters recommended by the FDA (FDA, 2015FDA Analytical procedures and methods validation for drugs and biologics. Guidance for Industry. 2015 July, 1-15.; Kazusaki et al., 2012Kazusaki M, Ueda S, Takeuchi N, Ohgami Y. Validation of analytical procedures by high−performance liquid chromatography for pharmaceutical analysis. Chromatog. 2012;33(2), 65-73. https://doi.org/10.15583/ jpchrom.2012.005.
https://doi.org/10.15583/ jpchrom.2012.0...
), the SANTE/11813/2017 (European Commission, 2017European Commission. 2017SANTE/11813/2017: Guidance document on analytical quality control and method validation procedures for pestice residues and analysis in food and feed [citad 2020 December 7] 2017SANTE/11813/2017: Guidance document on analytical quality control and method validation procedures for pestice residues and analysis in food and feed [citad 2020 December 7] https://ec.europa.eu/food/sites/food/files/plant/docs/pesticides_mrl_guidelines_wrkdoc_2017-11813.pdf .
https://ec.europa.eu/food/sites/food/fil...
), the Lab Guide to Method Validation by Eurachem (Magnusson, Ornemark, 2014Magnusson B, Ornemark U. The fitness for purpose of analytical methods a laboratory guide to method validation and related topics. In B. Magnusson & U. Örnemark (Eds.), Eurachem Guide. 2014, (2nd ed.). http://www.eurachem.org.
http://www.eurachem.org...
), the guide of the Instituto Nacional de Metrologia, Normalização e Qualidade Industrial (Inmetro) - Guidelines on Validation of Analytical Methods (DOQ-CGCRE-008) (Brasil, 2011Brasil. Instituto Nacional de Metrologia e Normalização e Qualidade Industrial (INMETRO), 2011. Orientação Sobre Validação de Métodos de Ensaios Químicos DOQ-CGCRE-008. INMETRO. [citad 2020 December] [citad 2020 December] http://www.ufjf.br/baccan/files/2011/05/Validacao-Inmetro.pdf .
http://www.ufjf.br/baccan/files/2011/05/...
), the Resolução da Diretoria Colegiada (RDC) Nº 166 of 2017 of the Brazilian Health Regulatory Agency (ANVISA) (Brasil, 2017Brasil Ministério da Saúde. Agência Nacional de Vigilância Sanitária (ANVISA). Resolução da Diretoria Colegiada (RDC) Nº 166 de 2017. [citad 2020 December 14]. http://portal.anvisa.gov.br/documents/10181/2721567/RDC_166_2017_COMP.pdf/d5f b92b3-6c6b-4130-8670-4e3263763401.
http://portal.anvisa.gov.br/documents/10...
), and the Harmonised Tripartite Guideline (ICH, 2005International Conference on Harmonization (ICH). Text on validation of analytical procedure: methodology: Q2(R1), 2005. [citad 2022 August] [citad 2022 August] http://www.ich.org .
http://www.ich.org...
).

The evaluated parameters were selectivity, linearity, matrix effect, precision, accuracy, and robustness.

System Suitability Specifications

The FDA suggests evaluation of chromatographic parameters to certify that the equipment used complies with analyte separation and analysis (FDA, 2015FDA Analytical procedures and methods validation for drugs and biologics. Guidance for Industry. 2015 July, 1-15.; Kazusaki et al., 2012Kazusaki M, Ueda S, Takeuchi N, Ohgami Y. Validation of analytical procedures by high−performance liquid chromatography for pharmaceutical analysis. Chromatog. 2012;33(2), 65-73. https://doi.org/10.15583/ jpchrom.2012.005.
https://doi.org/10.15583/ jpchrom.2012.0...
). The chromatographic parameters, such as retention factor (k), resolution (Rs), separation factor (α), and number of theoretical plates (N), were used to evaluate the chromatographic separation.

Selectivity

In this study, selectivity was demonstrated by analyzing the patterns of caffeine and tannins injected alone and together, as well as P. cupana extracts. In addition, LabSolutions software peak purity analysis was used to evaluate the chromatographic peak purity.

Linearity and matrix effect

The linearity test was performed by drawing the analytical curve by the standard addition method in solvent (methanol) in the range of 5 to 135 µg/mL. Linearity between peak area and concentration was determined using a calibration curve obtained with standard solution at 8 concentration levels (5, 10, 20, 40, 80, 100, 125, and 135 µg/mL) with three independent replicates of each level. The solutions were analyzed in random order within each day.

Regression parameters were estimated by the Ordinary Least Squares Regression (OLS) method. Outliers were diagnosed by the standard Jackknife residue test (Bollinger et al., 1981Bollinger G, Belsley DA, Kuh E, Welsch RE. Regression diagnostics: identifying influential data and sources of collinearity. J Mark Res. 1981; 18(3):392-393. https://doi. org/10.2307/3150985.
https://doi. org/10.2307/3150985...
), and applied successively until new extreme values were not detected or up to a maximum exclusion of 22 % in the original number of outcomes. The assumptions regarding the regression analysis were verified by the Ryan-Joiner test for residual normality (Ryan, Joiner, 1976Ryan TA, Joiner BL. Normal Probability Plots and Tests for Normality. Test. 1976, 10:1668-1675. [citad 2020 December 7]. http://scholar.google.com/scholar?hl=en&btnG=Search&q=intitle:Normal+probability+plots+and+tests+for+normality#0.
http://scholar.google.com/scholar?hl=en&...
), Durbin-Watson test for residue independence (Watson, Durbin, 1950Watson J, Durbin, S. Testing for Serial Correlation in Least Squares Regression. Biometrika. 1950;37(1):409-428. http://www.jstor.org/stable/2332391.
http://www.jstor.org/stable/2332391...
), and the Brown-Forsythe test (or modified Levene) for residue homoscedasticity (Brown, Forsythe, 1974Brown MB, Forsythe AB. Robust tests for the equality of variances. J Am Stat Assoc. 1974;69(346):364-367. https://doi.org/10.1080/01621459.1974.10482955.
https://doi.org/10.1080/01621459.1974.10...
). F tests were adopted to verify the adequacy of the fit to the linear model by means of the regression significance, and the linearity deviation evaluated against the pure error (Draper, Smith, 1998Draper NR, Smith H. Applied regression analysis. 1998;(3rd ed).. Wiley. https://doi.org/10.1002/9781118625590.
https://doi.org/10.1002/9781118625590...
). Linearity was also statistically evaluated by analysis of variance (ANOVA) to assess linearity deviation and regression significance.

In addition to visual analysis, the interference of the matrix on the method accuracy was evaluated by the F test (Snedecor, Cochran, 1991Snedecor W, Cochran WG. Statistical methods (8th ed.). Wiley-Blackwell. 1991. [citad 2020 December 7]. https://www.wiley.com/en-us/Statistical+Methods%2C+8th+Edition-p-9780813815619.
https://www.wiley.com/en-us/Statistical+...
) to verify whether the inclinations and intersections would be compared by the t test with the combined variances or distinct variances (Armitage et al., 2001Armitage P, Berry G, Matthew JNS. Statistical methods in medical research (4th ed.). Wiley-Blackwell, 2001.). The matrix effect was evaluated by the tilt and parallelism t-test.

Sensitivity

The detection limit (LOD) and the theoretical quantitation limit (LOQt) were determined from the caffeine standard calibration curve. The LOD was obtained by multiplying the standard deviation of the replicates (n = 10) of the blank by the value of t (student) considering 95 % confidence. The LOD was calculated by summing the mean concentrations obtained by the white replicates and the t (student) value of the replicates, multiplied by the standard deviation (SD). The LOQt was obtained by multiplying the SD of the blank (methanol) replicate concentrations (n = 10) by 10 (Brasil, 2017Brasil Ministério da Saúde. Agência Nacional de Vigilância Sanitária (ANVISA). Resolução da Diretoria Colegiada (RDC) Nº 166 de 2017. [citad 2020 December 14]. http://portal.anvisa.gov.br/documents/10181/2721567/RDC_166_2017_COMP.pdf/d5f b92b3-6c6b-4130-8670-4e3263763401.
http://portal.anvisa.gov.br/documents/10...
; Magnusson, Ornemark, 2014Magnusson B, Ornemark U. The fitness for purpose of analytical methods a laboratory guide to method validation and related topics. In B. Magnusson & U. Örnemark (Eds.), Eurachem Guide. 2014, (2nd ed.). http://www.eurachem.org.
http://www.eurachem.org...
).

The LOQt value found mathematically (0.10 µg/ mL) was evaluated experimentally (LOQ), as well as a value below (0.05 µg/mL) and above (0.15 µg/mL). To find the experimental LOQ (n = 7), an evaluation of the concentrations below the first point of the best linear curve were performed until a Coefficient of Variation (CV) less than or equal to 5 % was obtained.

Accuracy and Precision

Precision was assessed by repeatability and intermediate precision (Brasil, 2017Brasil Ministério da Saúde. Agência Nacional de Vigilância Sanitária (ANVISA). Resolução da Diretoria Colegiada (RDC) Nº 166 de 2017. [citad 2020 December 14]. http://portal.anvisa.gov.br/documents/10181/2721567/RDC_166_2017_COMP.pdf/d5f b92b3-6c6b-4130-8670-4e3263763401.
http://portal.anvisa.gov.br/documents/10...
). For repeatability, the same analyst performed 21 determinations on the same day, which were comprised of three different concentrations: low (15 µg/mL), medium (60 µg/mL), and high (130 µg/mL) with 7 replicates at each level on three separate days. The mean, SD, and CV of the replicates were calculated at each level on separate and inter-days. It was considered acceptable when the CV was less than or equal to 5 %. Accuracy was assessed by the recovery test (Brasil, 2017Brasil Ministério da Saúde. Agência Nacional de Vigilância Sanitária (ANVISA). Resolução da Diretoria Colegiada (RDC) Nº 166 de 2017. [citad 2020 December 14]. http://portal.anvisa.gov.br/documents/10181/2721567/RDC_166_2017_COMP.pdf/d5f b92b3-6c6b-4130-8670-4e3263763401.
http://portal.anvisa.gov.br/documents/10...
). Recovery was considered acceptable if it was within the range of 80 to 120 % of the expected value.

Robustness

Robustness of a parameter was considered satisfactory if the CV was less than or equal to 5 % and the recovery was within the range of 80 to 120 % of the expected value. Additionally, the influence of the six analytical parameters on retention time (RT), retention factor (k), resolution (Rs), and number of theoretical plates (N) was evaluated (Table SI).

Statistical analysis

Statistical tests used in the analytical validation as the linearity parameter were: OLS, Standardized Jackknife Residue Test - Outliers, Ryan Joiner Test, Durbin-Watson Test, Brown-Forsythe Test, and ANOVA. In addition, tests for the effects of the parameter matrix (OLS, F test, and t test for slope and parallelism, and interception testing) were performed in Excel 19 (Microsoft Office 2019, Microsoft, California, EUA, 2019) and Origin Lab 8.6 (Origin Lab Corporation, Massachusetts, USA).

RESULTS AND DISCUSSION

The use of chromatographic techniques for the separation and quantification of compounds of plant origin has become one of the most used techniques in laboratories and in research. The use of selective, sensitive, and validated analytical methods for the quantitative evaluation of commercial products is crucial for the quality control and adequate inspection of these products (Ribani et al., 2004Ribani M, Bottoli CBG, Collins CH, Jardim ICSF, Melo LFC. Validação em métodos cromatográficos e eletroforéticos. Quim Nova. 2004;27(5):771-780. https://doi.org/10.1590/S0100-40422004000500017.
https://doi.org/10.1590/S0100-4042200400...
).

Initially, the method was based on the chromatographic conditions described in the rules suggested by the Brazilian Ministry of Agriculture, Livestock and Supply (MAPA) (Brasil, 2013Brasil Ministério Da Agricultura. Laboratorial/CGAL, 2013. Intrução de trabalho: determinação de cafeína por CLAE (IT LABV 269). [citad 2020 December 07]. http://www.agricultura.gov.br/assuntos/laboratorios/legislacoes-e-metodos/arquivos-metodos-da-area-bev-iqa/it-labv-269-rev02-determinacao-de-cafeina-por-clae.pdf/@@download/file/ITLABV269Rev02-DeterminaçãodecafeínaporCLAE.pdf.
http://www.agricultura.gov.br/assuntos/l...
). The method uses acetonitrile, which is a high-cost solvent and presents a high risk of toxicity (Klein, Longhini, de Mello, 2012Klein T, Longhini R, de Mello JCP. Development of an analytical method using reversed-phase HPLC-PDA for a semipurified extract of Paullinia cupana var. sorbilis (guaraná). Talanta. 2012;88:502-506. https://doi.org/10.1016/j.talanta.2011.11.023.
https://doi.org/10.1016/j.talanta.2011.1...
). In this sense, a new method was developed using methanol and water, a mobile phase that is more ecological, simple, easily found commercially, and has a lower cost of acquisition. In addition, this mobile phase showed good separation and resolution of chromatographic peak.

Some methods for determining caffeine depend on programming the mobile phases in isocratic mode, a chromatographic column greater than 20 cm, and a long analysis time (Machado et al., 2018Machado KN, Freitas AA, de Cunha LH, Faraco AAG, Pádua RM, de Braga FC, et al. A rapid simultaneous determination of methylxanthines and proanthocyanidins in Brazilian guaraná (Paullinia cupana Kunth.). Food Chem. 2018;239:180-188. https://doi.org/10.1016/j.foodchem.2017.06.089.
https://doi.org/10.1016/j.foodchem.2017....
). The MAPA method was based on programming the mobile phases in isogradient mode (acetonitrile:water 20:80 v:v) in 10 min of analysis. The development and optimization of the new conditions allowed to reduce the analysis time to 7 min, to reduce the cost of consumables, and to allow a better separation of the components of the samples. It was possible to obtain the chromatographic peak corresponding to caffeine in approximately 3 min (Figure 1).

FIGURE 1
Chromatographic profile of the caffeine in a standard sample (A) and in the commercial extract (B) at 270 nm.

The compounds were analyzed by scanning the UV spectrum in the 200-600 nm range. The scan determined that caffeine has a maximum absorbance close to 270 nm, and therefore was used in all subsequent analyses. Methylxanthines have their maximum and most selective absorbance at 280 nm. The 280 nm band is associated with electronic benzoyl transitions with a catechin ring, increasing the selectivity of the method due to the smaller number of organic compounds that absorb this wavelength (Yonekura, Tamura, 2019Yonekura L, Tamura H. A fast and sensitive isocratic high performance liquid chromatography method for determination of guaraná (Paullinia cupana) flavan-3-ols. MethodsX. 2019; 6:850-855. https://doi.org/10.1016/j.mex.2019.04.008.
https://doi.org/10.1016/j.mex.2019.04.00...
). Thus, current methods employ 280 nm. However, our results have shown that 270 nm has better precision and accuracy.

During validation, the FDA suggests evaluating the chromatographic parameters as a criterion to evaluate the efficiency of the equipment (FDA, 2015FDA Analytical procedures and methods validation for drugs and biologics. Guidance for Industry. 2015 July, 1-15.). The chromatographic parameters established to evaluate the equipment and chromatographic conditions are shown in Table I. The results found for caffeine were acceptable according to the regulation, with excellent resolution (Rs > 2), a satisfactory retention factor, and high number of theoretical plates (N > 2000) as suggested by the FDA (Magnusson, Ornemark, 2014Magnusson B, Ornemark U. The fitness for purpose of analytical methods a laboratory guide to method validation and related topics. In B. Magnusson & U. Örnemark (Eds.), Eurachem Guide. 2014, (2nd ed.). http://www.eurachem.org.
http://www.eurachem.org...
). Selectivity is an important parameter that refers to the ability of the analytical method to differentiate the signal related to the analyte of interest from the signals generated by interferents present in the matrix. Selectivity was assessed by injecting standard caffeine solutions at known concentrations, as well as a mixture of a guarana extract sample to observe possible changes, interferences, and chromatographic separation behaviors. The UV spectra obtained in this study are similar to those found by Klein, Longhini and de Mello, (2012Klein T, Longhini R, de Mello JCP. Development of an analytical method using reversed-phase HPLC-PDA for a semipurified extract of Paullinia cupana var. sorbilis (guaraná). Talanta. 2012;88:502-506. https://doi.org/10.1016/j.talanta.2011.11.023.
https://doi.org/10.1016/j.talanta.2011.1...
), and Bae et al. (2015Bae IK, Ham HM, Jeong MH, Kim DH, Kim HJ. Simultaneous determination of 15 phenolic compounds and caffeine in teas and mate using RP-HPLC/UV detection: method development and optimization of extraction process. Food Chem. 2015;172:469-475. https://doi.org/10.1016/j. foodchem.2014.09.050.
https://doi.org/10.1016/j. foodchem.2014...
).

TABLE I
Chromatographic parameters for caffeine

Linearity was initially assessed using R2, but it must be proven by statistical tests (ANVISA, 2017). The initially drawn curves showed R2 values suggestive of linearity (R2 >0.99), but they were not statistically linear. According to the Analytical Methods Committee, a regression coefficient value next to the unit is not necessarily the result of a linear relationship, and as a consequence statistical treatment for the lack of adjustment must be applied (Klein, Longhini, de Mello, 2012Klein T, Longhini R, de Mello JCP. Development of an analytical method using reversed-phase HPLC-PDA for a semipurified extract of Paullinia cupana var. sorbilis (guaraná). Talanta. 2012;88:502-506. https://doi.org/10.1016/j.talanta.2011.11.023.
https://doi.org/10.1016/j.talanta.2011.1...
).

A test was prepared with 8 concentration levels (5, 10, 20, 40, 80, 100, 125, and 135 µg/mL) in triplicate for the elaboration of the linear range, but the curve obtained deviated from linearity. The linear curve established was 10 to 135 µg/mL (10, 20, 40, 80, 125, and 135 µg/ mL). This study highlights the importance of treatment and statistical evaluation to confirm linearity, because if the treatment were not carried out, it would not result in true concentrations.

Five extreme values were detected both in the solvent curve and in the matrix curve by the standardized Jackknife test. However, only four values were removed due to the allowed elimination limit, which is equivalent to 22 % (Horwitz, 2003Horwitz W. Validation: An invisible component of measurement. AOAC International. 2003. [citad 2020 December 7] [citad 2020 December 7] http://scholar.google.com/scholar?hl=en&btnG=Search&q=intitle:Validation+:+An+invisible+Component+of+Measurement#0 .
http://scholar.google.com/scholar?hl=en&...
). The graphs of the regression residuals, with indications of the extreme values detected and removed, are shown in Figure 2.

FIGURE 2
Exploratory graphs of the residues from the regression of the caffeine curves (10 to 135 µg/mL) in solvent and matrix with indication of the respective extreme values diagnosed by the standardized Jackknife residue tests.

• = extreme value eliminated; Δ = extreme value not eliminated.


The premise that the residues follow normal distribution (Figure 3), independence (Figure 4), and are homoscedastic (Figure 5) was confirmed for the solvent and matrix curve. After verifying the premise of OLS, the following regression equations were retrieved: Area = 52508 [Caffeine] - 112551 (R2 = 0.9986) for the curve in solvent; and Area = 51475 [Caffeine] + 1.23 × 106 (R2 = 0.9975). The data were evaluated, as well as adjusted to the linear model, as shown in Table II. The significance of the regression and non-significant linearity deviations indicated linearity in the range of 10 to 135 µg/mL. The graphs of the solvent and matrix curves after linearity assessments are shown in Figure 6.

FIGURE 3
Plots of normal probability of caffeine curves (10 to 135 µg/mL) in solvents and matrices.

ei = residual of the regression, qi = expected normal value, R = Ryan-Joiner correlation coefficient, p = significance.


FIGURE 4
Durbin-Watson graphs of the solvent and matrix curve.

ei = residual of the regression, d = Durbin-Watson statistic, du = upper critical limit, p = significance.


FIGURE 5
Representation of the homogeneity of the variances of the caffeine curve (10 to 135 µg·mL-1) in solvent and matrix by modified Levene test. tL = Levene’s t-statistic; p = significance; Group 1 = 80, 125, 135 µg/mL; Group 2 = 10, 20, 40 µg/mL.

TABLE II
Evaluation of the linearity for the caffeine curve (10 to 135 µg/mL) in solvent and matrix obtained in the matrix effects evaluation tests

FIGURE 6
Calibration curves of the analyte in solvent and matrix obtained for caffeine in assays evaluating matrix effects in the range of 10 to 135 µg/mL with the respective equations and determination coefficients.

The inclination of the straight lines with and without the matrix was evaluated by the t-test of inclination and parallelism. The variance test (F test) showed homoscedasticity (F = 1.98 < Fcritical = 2.68), so the combined variance test was conducted. Through these results, it can be seen that the lines have statistically equal slopes (t’b = 1.08 < tcritical = 2.06).

The LOD value obtained was 0.02 µg/mL and 0.10 µg/mL for the LOQt. The LOQt value was considered to be a theoretical value, as it was obtained from linear equations and could not correspond to the experimental reality. The experimental LOQ determined was 2 µg/mL, with a CV of 2.4 % and recovery of 119.8 %.

Limits close to or lower than those reached in this validation stage were reported by authors who adopted the signal/noise ratio or visual analysis as a criterion, without experimental determination. (Viana et al.,2018Viana C, Zemolin GM, Dal Molin TR, Gobo L, Ribeiro SM, Leal GC, et al. Detection and determination of undeclared synthetic caffeine in weight loss formulations using HPLC-DAD and UHPLC-MS/MS. J Pharm Anal. 2018;8(6):366-372. https://doi.org/10.1016/j.jpha.2017.12.004.
https://doi.org/10.1016/j.jpha.2017.12.0...
) obtained LOD (0.05 μg/mL) and LOQt (0.16 μg/mL), which are very close to those obtained in this study. The limits found by (Turak, Güzel, Dinç, 2017Turak F, Güzel R, Dinç E. Simultaneous determination of ascorbic acid and caffeine in commercial soft drinks using reversed-phase ultraperformance liquid chromatography. J Food Drug Anal. 2017; 25(2): 285-292. https://doi.org/10.1016/j.jfda.2016.09.004.
https://doi.org/10.1016/j.jfda.2016.09.0...
) were 1.44 μg/ mL for LOD and 4.78 μg/mL for LOQt. Machado et al., (2018Machado KN, Freitas AA, de Cunha LH, Faraco AAG, Pádua RM, de Braga FC, et al. A rapid simultaneous determination of methylxanthines and proanthocyanidins in Brazilian guaraná (Paullinia cupana Kunth.). Food Chem. 2018;239:180-188. https://doi.org/10.1016/j.foodchem.2017.06.089.
https://doi.org/10.1016/j.foodchem.2017....
) found LOD and LOQt values much higher than those found in this study, 2.63 μg/mL and 0.86 μg/mL, respectively. The method proposed by Yonekura, Tamura, (2019Yonekura L, Tamura H. A fast and sensitive isocratic high performance liquid chromatography method for determination of guaraná (Paullinia cupana) flavan-3-ols. MethodsX. 2019; 6:850-855. https://doi.org/10.1016/j.mex.2019.04.008.
https://doi.org/10.1016/j.mex.2019.04.00...
) for samples from permeability studies obtained values about 80 to 360 times lower than those found in the literature, with 0.043 nmol/mL for LOD and 0.144 nmol/mL for LOQt. The values found in our study are very low and indicate that even a very small amount of caffeine can be detected using the method developed, thus demonstrating a high sensitivity of the method.

The method of quantifying caffeine in guarana extracts proved to be precise and accurate in all chromatographic analyses. The results obtained demonstrated high precision and accuracy in the established range with CV less than 4 % and recovery within the expected range.

The developed and optimized method had a working range of 2 to 135 µg/mL. This range covers the Brazilian recommendations of MAPA for guarana seed or equivalent in a standardized extract with at least 1.2 % caffeine (Armenta, Garrigues, De La Guardia, 2005Armenta S, Garrigues S, De La Guardia M. Solid-phase FT-Raman determination of caffeine in energy drinks. Anal Chim Acta. 2005;547(2):197-203. https://doi.org/10.1016/j. aca.2005.05.032.
https://doi.org/10.1016/j. aca.2005.05.0...
) and is beyond the maximum limit (0.02 %) allowed by the FDA for carbonated drinks (Kole, Barnhill, 2013Kole J, Barnhill A. Caffeine content labeling: a missed opportunity for promoting personal and public health. J Caffeine Res. 2013;3:108-113. https://doi.org/10.1089/jcr.2013.0017.
https://doi.org/10.1089/jcr.2013.0017...
).

The scope of the method developed in our study is high, mainly due to the dilution factors used, which allows the samples to be kept within the linear range of the analytical method. The robustness of a method is the ability to remain unaffected by small changes in the chromatographic parameters. An assessment of robustness must be considered during the development phase of a method, and the method must show reliability of the analysis in relation to variations in chromatographic parameters (Huber, 1998Huber L. Validation of analytical methods: Review and strategy. LC GC Europe. 1998,11(2),96-105.http://www.scopus.com/inward/record.url?eid=2-FIg.00007433072&partnerID=40&md5=5ba3bf980084003aba10c935665b958c.
http://www.scopus.com/inward/record.url?...
).

Our method has no sample processing step, so there was no need to test variations resulting from this step. The pH of the mobile phase was not considered, since small pH variations were allowed due to the preparation of the acidified water solution with 0.1 % formic acid. The column temperature was also not evaluated, as it is related to room temperature. In addition to these parameters, different batches or manufacturers of solvents were not evaluated, due to the use of different batches and manufacturers of solvents throughout the experimental procedure. When there was a decrease in the flow of the mobile phase, the recovery obtained was greater than the acceptable range, thus, this parameter was not considered to be robust. In general, the method proved to be robust for the quantification of caffeine under the conditions evaluated. The room temperature stability test of the analytical solutions demonstrated that the stock solution starts the crystallization process after 25 hours from preparation. However, there were no signs of crystallization or pattern precipitation in the aliquot vials, even after this period. But to ensure data reliability, all solutions containing a caffeine standard were prepared on the day of the analysis.

The method developed was applied to perform the determination of caffeine in several types of commercialized guarana extracts, and additionally in different soft drinks and energy drinks in order to evaluate the applicability of the method as well as the quality of these products. Preparation of 1.2 % caffeine solutions in acetonitrile and dilution in methanol (1:100 v: v) was also carried out. The results obtained are described in Table III.

TABLE III
Caffeine content in the evaluated samples

The results of caffeine present in cola soft drinks agree with the limits established by regulatory agencies (Brasil, 2022Brasil. Ministério da Saúde. Agência Nacional de Vigilância Sanitária(ANVISA).Resolução da Diretoria Colegiada (RDC) Nº 719 de 2022. [citad 2022 December 1]. https://anvisa.gov.br/documents/10181/6503647/%281%29RDC_719_2022_COMP.pdf/eec091a3-0699-4804-acba-3d6f9c3f72af.
https://anvisa.gov.br/documents/10181/65...
). In Brazil, ANVISA (2022) established a maximum of 35mg/100 mL of caffeine in energy drinks. The energy drink evaluated still has problems, because it has a value lower than that described on the label (73.85 mg/250 mL vs 83.2 mg/250 mL). This had already been discovered Armenta, Garrigues, De La Guardia, (2005Armenta S, Garrigues S, De La Guardia M. Solid-phase FT-Raman determination of caffeine in energy drinks. Anal Chim Acta. 2005;547(2):197-203. https://doi.org/10.1016/j. aca.2005.05.032.
https://doi.org/10.1016/j. aca.2005.05.0...
) and by Nedeljković et al., (2017Nedeljković T, Pavlović Z, Dilber S, Šobajić S, Michaličkova D, Đorđević B. Determination of the content of caffeine and taurine in energy drinks and dietetic products by hplc method. Hrana I Ishrana. 2017;58:19-26. https://doi.org/10.5937/HraIsh1701019.
https://doi.org/10.5937/HraIsh1701019...
). The soft drinks showed values very similar to those found by Nour, Trandafir and Ionica (2010Nour V, Trandafir I, Ionica ME. Chromatographic determination of caffeine contents in soft and energy drinks available on the romanian market. Scientific Study & Research Chemistry & Chemical Engineering, Biotechnology, Food Ind. 2010;11:351-358.). The method proved to be applicable for analysis in carbonated and energy drinks containing caffeine, presenting results similar to those described in the literature.

Paullinia cupana seed extract is highly valued, mainly due to its stimulating properties promoted by the high caffeine content, which can reach 6 % (Schimpl et al., 2013Schimpl FC, da Silva JF, Gonçalves JF de C, Mazzafera P. Guarana: revisiting a highly caffeinated plant from the Amazon. J Ethnopharmacol. 2013;150(1):14-31. https://doi.org/10.1016/j.jep.2013.08.023.
https://doi.org/10.1016/j.jep.2013.08.02...
). The difference in caffeine concentration in guarana (P. cupana) seeds may be due to the geography of plant cultivation. (da Silva et al., 2017da Silva GS, Canuto KM, Ribeiro PR, de Brito ES, Nascimento MM, Zocolo GJ, et al. Chemical profiling of guarana seeds (Paullinia cupana) from different geographical origins using UPLC-QTOF-MS combined with chemometrics. Food Res Int. 2017;102:700-709. https://doi.org/10.1016/j.foodres.2017.09.055.
https://doi.org/10.1016/j.foodres.2017.0...
) showed significant differences between components of samples produced in the states of Bahia and Amazonas in Brazil. Another factor that can alter the caffeine content is the processing of the seeds, which can increase it up to three times, depending on the extraction treatment applied (Schimpl et al., 2013Schimpl FC, da Silva JF, Gonçalves JF de C, Mazzafera P. Guarana: revisiting a highly caffeinated plant from the Amazon. J Ethnopharmacol. 2013;150(1):14-31. https://doi.org/10.1016/j.jep.2013.08.023.
https://doi.org/10.1016/j.jep.2013.08.02...
). The differences found between the caffeine content in the commercialized guarana extracts and the minimum content required by the legislation show that the method developed has the potential to contribute to quality control in the food and pharmaceutical industries.

CONCLUSION

The HPLC-DAD method was developed to quantify caffeine in commercially available guarana (P. cupana) extracts and in commercial drinks. The method has been validated in accordance with international and Brazilian regulations. The developed method proved to be simple, sensitive, precise, linear, reproducible, specific, and with robust stability. It only requires a 7-min run, so it offers the high throughput needed to process a large number of samples. It is economical because it consumes less solvent due to the short analysis time. These results indicate that this method is suitable for the determination of caffeine in different matrices.

The developed method shows a linear range from 10 to 135 µg/mL, precision less than 4 %, and accuracy in the range of 99.9 to 120 %. LOD was 0.02 µg/mL, LOQt was 0.10 µg/mL, and the experimental LOQ was 2.00 µg/mL. With a sample injection volume of 20 µL, the method consumes little solvent. The best wavelength was at 270 nm, which showed better sensitivity and specificity for caffeine. Another advantage presented by this method is the simple sample preparation, reducing the cost and time required for analysis.

Our results indicate that the developed method can be used sensitively and accurately to quantify caffeine in guarana extracts and drinks. As far as we know, this is the first validated method that is simultaneously applicable to guarana extract and drinks containing caffeine.

TABLE SI
Parameters evaluated on the robustness of the method

ACKNOWLEDGEMENTS

The authors thank the Universidade Federal de São João del Rei (UFSJ) for their infrastructure, incentive, and collaboration. This study was financed in part by the Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq) and Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES).

“This study was financed in part by the Coordenação de Aperfeiçoamento de Pessoal de Nível Superior - Brasil (CAPES) - Finance Code 001.”

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Publication Dates

  • Publication in this collection
    15 May 2023
  • Date of issue
    2023

History

  • Received
    11 Mar 2022
  • Accepted
    24 Oct 2022
Universidade de São Paulo, Faculdade de Ciências Farmacêuticas Av. Prof. Lineu Prestes, n. 580, 05508-000 S. Paulo/SP Brasil, Tel.: (55 11) 3091-3824 - São Paulo - SP - Brazil
E-mail: bjps@usp.br