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Evidence in Orthodontics related to qualitative research

ABSTRACT

Introduction:

Research in Orthodontics has historically followed the positivist model based on the direct relationship of cause and effect between diseases and their specific etiological factors. Despite the objectivity and the great potential of statistical procedures, quantitative methods have progressively been sharing space with other models that can encompass the multiplicity of factors that affect the health-disease process, which until such time was reduced to its biological dimension.

Objectives:

This study aims, through an integrative review, to identify orthodontics articles published over a 10-year period that have used, exclusively or not, some method of qualitative research, and analyze the main aspects of their content.

Methods:

A survey was performed on Pubmed, Medline, Scopus, and Lilacs databases from 2007 to 2016 with a focus on the applicability of the qualitative methodology in orthodontic research.

Results:

The 27 articles selected showed a trend to increase in publications, with the most recent four years concentrating almost 60% of them. Most studies were from Europe, particularly the UK, and the more frequent study objectives were related to the perception of people about the reasons for orthodontic treatment, about the aesthetic and psychosocial impact of malocclusion or orthodontic treatment, and the implications of these factors for their quality of life.

Conclusions:

Because of its potential to explore behaviours and socio-cultural attitudes sustained in subjectivity, qualitative research offers new possibilities for orthodontic studies and can be used in an exclusive or complementary way in relation to quantitative methods.

Keywords:
Orthodontics; Qualitative research; Research methodology

RESUMO

Introdução:

a pesquisa em Ortodontia tem, historicamente, seguido um modelo baseado na relação direta de causa e efeito entre doenças e seus fatores etiológicos específicos. Apesar da objetividade e do grande potencial de procedimentos estatísticos, métodos quantitativos têm, progressivamente, compartilhado espaço com outros modelos que podem englobar a multiplicidade de fatores que afetam o processo saúde-doença, o qual, até pouco tempo, era reduzido à sua dimensão biológica.

Objetivos:

esse estudo objetivou, por meio de uma revisão sistemática integrativa, identificar como tem sido aplicada a metodologia qualitativa em Ortodontia nos últimos 10 anos.

Métodos:

foi realizado um levantamento nas bases de dados Pubmed, Medline, Scopus e Lilacs, no período compreendido de 2007 a 2016, com um enfoque na aplicabilidade da metodologia qualitativa em pesquisas em Ortodontia.

Resultados:

os 27 artigos selecionados mostraram uma tendência ao aumento das publicações, com os últimos quatro anos concentrando quase 60% delas. A maioria dos estudos foi realizada na Europa, particularmente no Reino Unido, e os objetivos mais frequentes nos estudos foram relacionados à percepção das pessoas quanto aos motivos para o tratamento ortodôntico, o impacto estético e psicossocial da má oclusão e do tratamento ortodôntico, e sua relação com a qualidade de vida.

Conclusões:

devido ao seu potencial para explorar comportamentos e atitudes socioculturais sustentados na subjetividade, a pesquisa qualitativa oferece novas possibilidades para estudos ortodônticos e pode ser utilizada de forma exclusiva ou complementar aos métodos quantitativos.

Palavras-chaves:
Ortodontia; Pesquisa qualitativa; Metodologia de pesquisa

INTRODUCTION

Research in orthodontics has historically followed the positivist model based on the direct relationship of cause and effect between diseases and their specific etiological factors that can cause structural and physiological changes in the human body. Such thinking has fostered a conception of scientific rigor for quantitative research so great that it became hegemonic in the specialty.11 Newton T. Qualitative research and evidence-based dentistry: linking evidence to practice. Evid Based Dent. 2000;2:104-6.,22 Valladares Neto J, Domingues MHMS, Capelozza Filho L. Pesquisa em Ortodontia: bases para a produção e a análise crítica. Rev Dental Press Ortod Ortop Facial. 2000 Ago;5(4):89-105.

Despite the objectivity and the great potential of statistical procedures, quantitative methods have been progressively sharing space with other models, due mainly to the former’s inability to encompass the multiplicity of factors that affect the health-disease process, which until that time was reduced to its biological dimension.33 Gil AC, Licht RHG, Santos BRM. Por que fazer pesquisa qualitativa em saúde? Cad Pesq Ciências Saúde. 2006;1(2):5-19.

4 Miguel LCM, Reibnitz C Jr, Prado ML. Pesquisa qualitativa: um outro caminho para a produção do conhecimento em Odontologia. Rev ABENO. 2007;7(2):130-4.
-55 Minayo MCS, Sanches O. Quantitativo-qualitativo: oposição ou complementaridade? Cad Saúde Pública. 1993 Sept;9(3):237-48.

The recognition of the multifactorial nature of malocclusion66 World Health Organization. International Classification of functioning, disability and health. Geneva: WHO; 2000. highlights the importance of a greater effort to understand the variability with which similar stimuli can be interpreted by different individuals. In addition to its functional aspects, its influence on behavioral, emotional, and psychosocial aspects has been gaining increasing relevance in modern society, particularly due to its aesthetic implications.77 Kerosuo H, Hausen H, Laine T, Shaw WC. The influence of incisal malocclusion on the social attractiveness of young adults in Finland. Eur J Orthod. 1995 Dec;17(6):505-12.,88 Shaw WC, Richmond S, Kenealy PM, Kingdon A, Worthington H. A 20-year cohort study of health gain from orthodontic treatment: psychological outcome. Am J Orthod Dentofacial Orthop. 2007 Aug;132(2):146-57.

After an assessment of systematic reviews and randomized controlled trials, O’Brien99 O'Brien C. Orthodontic research: if we know the answers, are we asking the right questions? Semin Orthod. 2013;19(3):137-41. states that the results of orthodontic research are confined to values and differences that are much more relevant for orthodontists than for their patients, which prompts the speculation that the planning of actions mediated by eminently quantitative data in the evaluations of the health-disease process may not meet the needs of the individuals involved. In pointing out the limits of the quantitative approach, the author indicates the need for closer ties with other research approaches that can comprehend the multifaceted phenomenon of the health-disease process.

In health field, a variety of objects are being explored from the perspective of qualitative research approaches because they contain elements that require an understanding of what constitutes the imagery of individuals and their relationships with the environment.1010 Turato ER. Métodos qualitativos e quantitativos na área da saúde: definições, diferenças e seus objetos de pesquisa. Rev Saúde Pública. 2005 June;39(3):507-14. Thus, Newton11 Newton T. Qualitative research and evidence-based dentistry: linking evidence to practice. Evid Based Dent. 2000;2:104-6. emphasizes that qualitative methods explore the complexity of behavioral contexts related to health and are useful for identifying subjective meanings of social phenomena and processes involved in health care, being essential in the interaction between patient and professional.

Unlike past eras when qualitative research articles were rejected for being considered non-scientific, in recent years, qualitative research studies have become well accepted by scientific journals.1010 Turato ER. Métodos qualitativos e quantitativos na área da saúde: definições, diferenças e seus objetos de pesquisa. Rev Saúde Pública. 2005 June;39(3):507-14.,1111 Feldmann I, List T, John MT, Bondemark L. Reliability of a questionnaire assessing experiences of adolescents in orthodontic treatment. Angle Orthod. 2007 Mar;77(2):311-7.

Thus, the present study aims to identify, through a systematic integrative review, how the qualitative methodology has been applied in orthodontic studies over a period of 10 years (2007-2016), analyzing the main aspects of their content such as frequency, origin, objects of study, and methods used.

MATERIAL AND METHODS

A search for articles was conducted in the following databases: Pubmed, Medline, Scopus,and Lilacs, over the ten-year period from 2007 to 2016, with the initial question: “How has qualitative methodology been applied in orthodontic research?” The search terms utilized were: “orthodontics”,”qualitative research”, and “qualitative methodology”, which were cross-searched. The initial list of articles was submitted to analysis by two previously trained independent evaluators, who applied inclusion criteria to determine the final sample of articles, evaluated by their title and abstract. If there was any disagreement between the evaluators’ results, a third evaluator was consulted, reading the full version of the article (Fig 1).

Figure 1
Search strategy for identification of studies.

The following inclusion criteria were used to select articles: studies written in English, Spanish, and Portuguese, published between January 2007 and December 2016; studies in orthodontics that might have used qualitative research methodology exclusively, or not. The ten-year period was used in order to estimate and assess the expansion of the importance of specific health areas through the profusion of scientific data.1212 Luz MT, Mattos RS. Dimensões qualitativas na produção científica, tecnológica e na inovação em saúde coletiva. Ciênc Saúde Colet. 2010;15(4):1945-53.

Given the diversity of age group categories from the studies reviewed, for the purposes of categorizing the participants as children, adolescents, and adults, the World Health Organization classification criterion was used, which establishes adolescence as a fundamentally biological process, during which cognitive development and the structuring of personality accelerates, and which would include the ages from 10 to 19 years, and thus identify children and adults as the individuals situated respectively below and above this range.1313 Organización Pan-Americana de la Salud. La salud del adolescente y el joven en las Américas. Washington: OPAS; 1985.

RESULTS

A summary of the results of the 27 selected articles is shown in Table 1, which presents characteristics related to the research objective and findings.

Table 1
Descriptive summary of the main characteristics of the reviewed articles.

Description of the studies

The publications showed a trend to increase over the last four years (2013-2016), concentrating almost 60% of the publications (16 articles) (Fig 2).

Figure 2
Growth in the number of qualitative research publications on orthodontics in the 10-year period (2007-2016).

A descriptive summary of the main characteristics of the reviewed articles is presented in Table 2.

Table 2
Summary description of the main characteristics of the reviewed articles.

The qualitative studies were mostly carried out in Europe, with 19 publications, originating from the United Kingdom (15 articles), followed by Sweden (3 articles), and Ireland (1 article).

Objects of the studies

Seventeen reviewed articles (63%) had as their object the perception of people regarding their motivations for orthodontic treatment, about aesthetic and psychosocial impact of malocclusion or orthodontic treatment, and the implications of these factors for their quality of life.1313 Organización Pan-Americana de la Salud. La salud del adolescente y el joven en las Américas. Washington: OPAS; 1985.

14 Davis BB, Bayirli B, Ramsay DS, Turpin DL, Paige A, Riedy CA. "Why do you want your child to have braces?". Investigating the motivations of Hispanic/Latino and white parents. Am J Orthod Dentofacial Orthop. 2015 Nov;148(5):771-81.

15 Delalíbera HVC, Silva MC, Pascotto RC, Terada HH, Terada RSS. Avaliação estética de pacientes submetidos a tratamento ortodôntico. Acta Sci Health Sci. 2010;32(1):93-100.

16 Flett AM, Hall M, McCarthy C, Marshman Z, Benson PE. Does the British Orthodontic Society orthognathic DVD aid a prospective patient's decision making? A qualitative study. J Orthod. 2014 June;41(2):88-97.

17 Josefsson E. Immigrant background and orthodontic treatment need. Quantitative and qualitative studies in Swedish adolescents. Swed Dent J. 2010;(Suppl 207):1-92.

18 Meaney S, Anweigi L, Ziada H, Allen F. The impact of hypodontia: a qualitative study on the experiences of patients. Eur J Orthod. 2012 Oct;34(5):547-52.

19 Pabari S, Moles DR, Cunningham SJ. Assessment of motivation and psychological characteristics of adult orthodontic patients. Am J Orthod Dentofacial Orthop. 2011 Dec;140(6):e263-72.

20 Prabakaran R, Seymour S, Moles DR, Cunningham SJ. Motivation for orthodontic treatment investigated with Q-methodology: patients' and parents' perspectives. Am J Orthod Dentofacial Orthop. 2012 Aug;142(2):213-20.

21 Ryan FS, Shute J, Cunningham SJ. A qualitative study of orthognathic patients' perceptions of referral to a mental health professional: part 1 - questionnaire development. J Orthod. 2009 June;36(2):85-92.

22 Ryan FS, Barnard M, Cunningham SJ. Impact of dentofacial deformity and motivation for treatment: a qualitative study. Am J Orthod Dentofacial Orthop. 2012 June;141(6):734-42.

23 Shelton AT, Houghton NY, Morris DO, Latchford GL, Bekker HL, Munyombwe T. The development and validation of a psychological questionnaire for patients undergoing orthognathic treatment. Orthod Craniofac Res. 2015 Feb;18(1):51-64.

24 Stanford ND, Ip TB, Durham J. Adult orthodontic patients' views regarding dentofacial normality: a qualitative study. Am J Orthod Dentofacial Orthop. 2014 Mar;145(3):287-95.

25 Taghavi Bayat J, Hallberg U, Lindblad F, Huggare J, Mohlin B. Daily life impact of malocclusion in Swedish adolescents: a grounded theory study. Acta Odontol Scand. 2013 May-July;71(3-4):792-8.

26 Travess HC, Newton JT, Sandy JR, Williams AC. The development of a patient-centered measure of the process and outcome of combined orthodontic and orthognathic treatment. J Orthod. 2004 Sept;31(3):220-34; discussion 201-2.

27 Twigge E, Roberts RM, Jamieson L, Dreyer CW, Sampson WJ. The psycho-social impact of malocclusions and treatment expectations of adolescent orthodontic patients. Eur J Orthod. 2016 Dec;38(6):593-601.

28 Abed Al Jawad F, Cunningham SJ, Croft N, Johal A. A qualitative study of the early effects of fixed orthodontic treatment on dietary intake and behaviour in adolescent patients. Eur J Orthod. 2012 Aug;34(4):432-6.

29 Davidson S, Major PW, Flores-Mir C, Amin M, Keenan L. Women in orthodontics and work-family balance: challenges and strategies. J Can Dent Assoc. 2012;78:c61.

30 O'Keeffe M, Collins JM, Cunningham SJ. Evaluation of the orthodontic component of the hypodontia care pathway. J Orthod. 2016 Dec;43(4):268-75.

31 Gassem AB, Foxton R, Bister D, Newton T. Development of a measure of hypodontia patients' expectations of the process and outcome of combined orthodontic and restorative treatment. J Dent. 2016 Dec;55:114-20.
-3232 Kearney MK, Pandis N, Fleming PS. Mixed-methods assessment of perceptions of mandibular anterior malalignment and need for orthodontic retreatment. Am J Orthod Dentofacial Orthop. 2016 Oct;150(4):592-600.

Four studies evaluated aspects related to the clinical practice of orthodontics,2828 Abed Al Jawad F, Cunningham SJ, Croft N, Johal A. A qualitative study of the early effects of fixed orthodontic treatment on dietary intake and behaviour in adolescent patients. Eur J Orthod. 2012 Aug;34(4):432-6.,2929 Davidson S, Major PW, Flores-Mir C, Amin M, Keenan L. Women in orthodontics and work-family balance: challenges and strategies. J Can Dent Assoc. 2012;78:c61.,3333 Soma KJ, Thomson WM, Morgaine KC, Harding WJ. A qualitative investigation of specialist orthodontists in New Zealand. Part 1. Orthodontists and orthodontic practice. Aust Orthod J. 2012 May;28(1):2-16.,3434 Jones K, Popat H, Johnson IG. Dental students' experiences of treating orthodontic emergencies - a qualitative assessment of student reflections. Eur J Dent Educ. 2016 Aug;20(3):156-60. three articles assessed attitudes and behaviors related to orthodontic treatment,35-37 and three articles assessed the form and content of information about orthodontic treatment.3838 Bhamrah G, Ahmad S, NiMhurchadha S. Internet discussion forums, an information and support resource for orthognathic patients. Am J Orthod Dentofacial Orthop. 2015 Jan;147(1):89-96.

39 Rachel Henzell M, Margaret Knight A, Morgaine KC, Antoun JS, Farella M. A qualitative analysis of orthodontic-related posts on Twitter. Angle Orthod. 2014 Mar;84(2):203-7.
-4040 Stephens R, Ryan FS, Cunningham SJ. Information-seeking behavior of adolescent orthodontic patients. Am J Orthod Dentofacial Orthop. 2013 Mar;143(3):303-9.

Participants profile

A total of 7 studies were conducted exclusively with adolescent participants, 14 with adults and adolescents, and 6 with adults.

Designs of the studies

Considering the design of the studies, from the 27 articles analyzed, 15 (55%) used qualitative research methodology exclusively, and 12 (45%) had an association with quantitative methods.

The most commonly used data collection method was the semi-structured interview (13 articles).1515 Delalíbera HVC, Silva MC, Pascotto RC, Terada HH, Terada RSS. Avaliação estética de pacientes submetidos a tratamento ortodôntico. Acta Sci Health Sci. 2010;32(1):93-100.,1818 Meaney S, Anweigi L, Ziada H, Allen F. The impact of hypodontia: a qualitative study on the experiences of patients. Eur J Orthod. 2012 Oct;34(5):547-52.,2121 Ryan FS, Shute J, Cunningham SJ. A qualitative study of orthognathic patients' perceptions of referral to a mental health professional: part 1 - questionnaire development. J Orthod. 2009 June;36(2):85-92.

22 Ryan FS, Barnard M, Cunningham SJ. Impact of dentofacial deformity and motivation for treatment: a qualitative study. Am J Orthod Dentofacial Orthop. 2012 June;141(6):734-42.

23 Shelton AT, Houghton NY, Morris DO, Latchford GL, Bekker HL, Munyombwe T. The development and validation of a psychological questionnaire for patients undergoing orthognathic treatment. Orthod Craniofac Res. 2015 Feb;18(1):51-64.
-2424 Stanford ND, Ip TB, Durham J. Adult orthodontic patients' views regarding dentofacial normality: a qualitative study. Am J Orthod Dentofacial Orthop. 2014 Mar;145(3):287-95.,2828 Abed Al Jawad F, Cunningham SJ, Croft N, Johal A. A qualitative study of the early effects of fixed orthodontic treatment on dietary intake and behaviour in adolescent patients. Eur J Orthod. 2012 Aug;34(4):432-6.,2929 Davidson S, Major PW, Flores-Mir C, Amin M, Keenan L. Women in orthodontics and work-family balance: challenges and strategies. J Can Dent Assoc. 2012;78:c61.,3333 Soma KJ, Thomson WM, Morgaine KC, Harding WJ. A qualitative investigation of specialist orthodontists in New Zealand. Part 1. Orthodontists and orthodontic practice. Aust Orthod J. 2012 May;28(1):2-16.

34 Jones K, Popat H, Johnson IG. Dental students' experiences of treating orthodontic emergencies - a qualitative assessment of student reflections. Eur J Dent Educ. 2016 Aug;20(3):156-60.
-3535 Soma KJ, Thomson WM, Morgaine KC, Harding WJ. A qualitative investigation of specialist orthodontists in New Zealand: part 2. Orthodontists' working lives and work-life balance. Aust Orthod J. 2012 Nov;28(2):170-80.,3737 Veeroo HJ, Cunningham SJ, Newton JT, Travess HC. Motivation and compliance with intraoral elastics. Am J Orthod Dentofacial Orthop. 2014 July;146(1):33-9.,4040 Stephens R, Ryan FS, Cunningham SJ. Information-seeking behavior of adolescent orthodontic patients. Am J Orthod Dentofacial Orthop. 2013 Mar;143(3):303-9. Unstructured or open interviews were conducted in 8 studies.14,16,17,20,27,31,36,41 and combined with a semi-structured interview in only one study.3030 O'Keeffe M, Collins JM, Cunningham SJ. Evaluation of the orthodontic component of the hypodontia care pathway. J Orthod. 2016 Dec;43(4):268-75. The focus group was used exclusively in only one study25 and combined with questionnaires in two studies.1919 Pabari S, Moles DR, Cunningham SJ. Assessment of motivation and psychological characteristics of adult orthodontic patients. Am J Orthod Dentofacial Orthop. 2011 Dec;140(6):e263-72.,3232 Kearney MK, Pandis N, Fleming PS. Mixed-methods assessment of perceptions of mandibular anterior malalignment and need for orthodontic retreatment. Am J Orthod Dentofacial Orthop. 2016 Oct;150(4):592-600. Two studies conducted content analyses on information posted on the internet and related to orthodontics.3838 Bhamrah G, Ahmad S, NiMhurchadha S. Internet discussion forums, an information and support resource for orthognathic patients. Am J Orthod Dentofacial Orthop. 2015 Jan;147(1):89-96.,3939 Rachel Henzell M, Margaret Knight A, Morgaine KC, Antoun JS, Farella M. A qualitative analysis of orthodontic-related posts on Twitter. Angle Orthod. 2014 Mar;84(2):203-7.

DISCUSSION

The quantitative and qualitative research methods are different in nature, from their conception to their final wording for publication, no contradiction nor continuity between them is observed. The first aims to elucidate data, indicators, and tendencies, using large collections of data in the form of variables that will be classified and interpreted.4242 Minayo MCS. Pesquisa social: teoria, método e criatividade. 3th ed. Petrópolis, RJ: Vozes; 1994. The second is normally used when little is known about the object of the study and allows the researcher to explore, more intensely, meanings and interpretations of facts, and particular and specific processes rarely observed in quantitative research.4343 Jeanfreau SG, Jack L Jr. Appraising qualitative research in health education: guidelines for public health educators. Health Promot Pract. 2010 Sept;11(5):612-7. The term “qualitative assessment” is also used in several clinical and laboratory studies to evaluate the performance of devices or techniques without, however, having any relation to the research method.

Due to their particular characteristics, both methodologies in isolation may, in certain circumstances, be insufficient for contemplating all that is actually observed. Extremely detailed descriptions of all the facts known based on human subjectivity may not render a useful mathematical representation. On the other hand, the use of sophisticated mathematical resources for numerical calculations of all coefficients can be completely fruitless if many facts relevant to the problem remain unknown.4444 Landim FLP, Lourinho LA, Lira RCM, Santos ZMSA. Uma reflexão sobre as abordagens em pesquisa com ênfase na integração qualitativo-quantitativa. Rev Bras Promoç Saúde. 2006;19(1):53-8. Therefore, they can and should be used as complementary approaches, as observed in a number of studies of this review.1414 Davis BB, Bayirli B, Ramsay DS, Turpin DL, Paige A, Riedy CA. "Why do you want your child to have braces?". Investigating the motivations of Hispanic/Latino and white parents. Am J Orthod Dentofacial Orthop. 2015 Nov;148(5):771-81.,1515 Delalíbera HVC, Silva MC, Pascotto RC, Terada HH, Terada RSS. Avaliação estética de pacientes submetidos a tratamento ortodôntico. Acta Sci Health Sci. 2010;32(1):93-100.,1919 Pabari S, Moles DR, Cunningham SJ. Assessment of motivation and psychological characteristics of adult orthodontic patients. Am J Orthod Dentofacial Orthop. 2011 Dec;140(6):e263-72.,2020 Prabakaran R, Seymour S, Moles DR, Cunningham SJ. Motivation for orthodontic treatment investigated with Q-methodology: patients' and parents' perspectives. Am J Orthod Dentofacial Orthop. 2012 Aug;142(2):213-20.,2323 Shelton AT, Houghton NY, Morris DO, Latchford GL, Bekker HL, Munyombwe T. The development and validation of a psychological questionnaire for patients undergoing orthognathic treatment. Orthod Craniofac Res. 2015 Feb;18(1):51-64.,2727 Twigge E, Roberts RM, Jamieson L, Dreyer CW, Sampson WJ. The psycho-social impact of malocclusions and treatment expectations of adolescent orthodontic patients. Eur J Orthod. 2016 Dec;38(6):593-601.,2828 Abed Al Jawad F, Cunningham SJ, Croft N, Johal A. A qualitative study of the early effects of fixed orthodontic treatment on dietary intake and behaviour in adolescent patients. Eur J Orthod. 2012 Aug;34(4):432-6.,3131 Gassem AB, Foxton R, Bister D, Newton T. Development of a measure of hypodontia patients' expectations of the process and outcome of combined orthodontic and restorative treatment. J Dent. 2016 Dec;55:114-20.,3232 Kearney MK, Pandis N, Fleming PS. Mixed-methods assessment of perceptions of mandibular anterior malalignment and need for orthodontic retreatment. Am J Orthod Dentofacial Orthop. 2016 Oct;150(4):592-600.,3737 Veeroo HJ, Cunningham SJ, Newton JT, Travess HC. Motivation and compliance with intraoral elastics. Am J Orthod Dentofacial Orthop. 2014 July;146(1):33-9.,4040 Stephens R, Ryan FS, Cunningham SJ. Information-seeking behavior of adolescent orthodontic patients. Am J Orthod Dentofacial Orthop. 2013 Mar;143(3):303-9.,3939 Rachel Henzell M, Margaret Knight A, Morgaine KC, Antoun JS, Farella M. A qualitative analysis of orthodontic-related posts on Twitter. Angle Orthod. 2014 Mar;84(2):203-7.

Although in recent years there has been an increased demand for the facilitation and dissemination of qualitative research projects in health,1010 Turato ER. Métodos qualitativos e quantitativos na área da saúde: definições, diferenças e seus objetos de pesquisa. Rev Saúde Pública. 2005 June;39(3):507-14. they have until now been underutilized in dentistry.4545 Masood M, Thaliath ET, Bower EJ, Newton JT. An appraisal of the quality of published qualitative dental research. Community Dent Oral Epidemiol. 2011 June;39(3):193-203. This is due mainly to the existing historical link of biomedical and clinical research with epidemiology and quantitative methodology, based mainly on the great potential of statistical procedures, capable of generating representative data of a given population.11 Newton T. Qualitative research and evidence-based dentistry: linking evidence to practice. Evid Based Dent. 2000;2:104-6.,55 Minayo MCS, Sanches O. Quantitativo-qualitativo: oposição ou complementaridade? Cad Saúde Pública. 1993 Sept;9(3):237-48. However, the subjectivity of the factors related to malocclusion and to orthodontic treatment, as well as their impact on quality of life, has been growing in proportion to the importance placed on aesthetics in social, affective, and behavioral relationships in contemporary society. Yet studies in orthodontics have been more relevant for professionals without necessarily considering the values of the patients.9 Clinical judgment is based not only on experimental evidence, but also on a subjective assessment by the clinician which is formulated through interpretative interaction, communication, empathy, and experience.4646 Malterud K. The art and science of clinical knowledge: evidence beyond measures and numbers. Lancet. 2001 Aug 4;358(9279):397-400. Thus, even if slowly, orthodontics shows signs of understanding the importance of other methodological possibilities for research. Qualitative research offers the potential to explore social and cultural attitudes toward orthodontic treatment, and helps in understanding how people interpret the importance of dental appearance in their lives.47 This was confirmed in this review, where 17 articles had their objectives based on this indication of method.

The diversity of study objects presented in this review demonstrates the great potential of qualitative research methods to enrich the knowledge of this specialty, addressing aspects that are impossible to evaluate through quantitative investigation.4343 Jeanfreau SG, Jack L Jr. Appraising qualitative research in health education: guidelines for public health educators. Health Promot Pract. 2010 Sept;11(5):612-7.,4747 Josefsson E, Lindsten R, Hallberg LR. A qualitative study of the influence of poor dental aesthetics on the lives of young adults. Acta Odontol Scand. 2010 Jan;68(1):19-26.

One of the main characteristics of the qualitative approach is the study, in amplitude and in depth, of specific phenomena, facts, and processes of delimited groups that can be covered comprehensively.55 Minayo MCS, Sanches O. Quantitativo-qualitativo: oposição ou complementaridade? Cad Saúde Pública. 1993 Sept;9(3):237-48. This may explain the absence of studies with children, who may present greater difficulties in fitting the particularities of the methodology.

The same diversity found in the objects of study also occurred in relation to the data collection methods. The interview was the method of choice for the majority (80%) of the studies evaluated. An interview can be, on one hand, completely structured, or on the other, totally open in the form of a free conversation. However, the collection method most commonly used by qualitative researchers in general is the semi-structured interview. These interviews involve a series of open questions based on pre-established thematic areas covering various topics according to the researcher’s interest. Although the questions under investigation are pre-defined, they allow both the interviewer and interviewee to deepen the discussion on topics of greater interest.4848 Hancock B, Windridge K, Ockleford E. An introduction to qualitative research. Thousand Oaks: Sage Publications; 2007.

Another collection method often used in qualitative research is the focus group, which, as observed in this study, can be used exclusively25 or combined with individual interviews4949 McNair A, Gardiner P, Sandy JR, Williams AC. A qualitative study to develop a tool to examine patients' perceptions of NHS orthodontic treatment. J Orthod. 2006 June;33(2):97-106; discussion 95. and questionnaires.1919 Pabari S, Moles DR, Cunningham SJ. Assessment of motivation and psychological characteristics of adult orthodontic patients. Am J Orthod Dentofacial Orthop. 2011 Dec;140(6):e263-72. The focus group is a data collection strategy that is characterized as a group interview, usually with six to ten participants, lasting about an hour and a half.5050 Krueger RA. Focus group: a practical guide for applied research. Thousand Oaks: Sage Publications; 1988. It is based essentially on the interaction among the participants at the time they respond to the topics raised by the researcher, thus influencing the ideas expressed to one another, which would not be possible in an individual interview.4848 Hancock B, Windridge K, Ockleford E. An introduction to qualitative research. Thousand Oaks: Sage Publications; 2007.,5151 Carlini-Cotrim B. Potencialidades da técnica qualitativa grupo focal em investigações sobre abuso de substâncias. Rev Saúde Pública. 1996 Jun;30(3):285-93.

Unlike quantitative research, qualitative investigation does not previously define a total number of participants in the study. This is determined strategically depending on the subject matter and the approach to be adopted, with the recurrence of information as a determining factor of the theoretical saturation of the study topic.4848 Hancock B, Windridge K, Ockleford E. An introduction to qualitative research. Thousand Oaks: Sage Publications; 2007.

The current study presents important limitations that must be considered. The objective was to demonstrate the applicability of qualitative research in Orthodontics. The diversity of the studied objects, as well as the methods used, makes interpretive validation difficult via comparison of their results. However, the present review clearly shows the increase in the number of qualitative studies and the possible contributions of these methods to the growth of the specialty.

CONCLUSION

  • » The orthodontic publications using qualitative methodology have systematically increased in recent years.

  • » The studies in orthodontics using qualitative methods originate mainly on the European continent and particularly in the UK.

  • » The studies have as a target participants, preferably adolescents and adults, addressing subjective aspects related to malocclusion and to orthodontic treatment.

  • » Because of its potential to explore behaviors and socio-cultural attitudes sustained in subjectivity, which are increasingly relevant to the specialty, qualitative research offers new possibilities for orthodontic studies, and may be used in an exclusive or complementary way in relation to quantitative methods.

REFERENCES

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  • 1
    The authors report no commercial, proprietary or financial interest in the products or companies described in this article.

Publication Dates

  • Publication in this collection
    Aug 2018

History

  • Received
    09 Feb 2017
  • Accepted
    06 Aug 2017
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