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Trends in Psychiatry and Psychotherapy

Print version ISSN 2237-6089

Trends Psychiatry Psychother. vol.36 no.3 Porto Alegre July/Sept. 2014  Epub Sep 09, 2014

http://dx.doi.org/10.1590/2237-6089-2014-0003 

Original Articles

Dysfunctional family environments and childhood psychopathology: the role of psychiatric comorbidity

Ambientes de famílias disfuncionais e psicopatologia infantil: o papel da comorbidade psiquiátrica

Suzielle M. Flores1 

Giovanni A. Salum2 

Gisele G. Manfro2 

1Medical student, Universidade Federal do Rio Grande do Sul (UFRGS), Porto Alegre, RS, Brazil

2MD, PhD. Graduate Program in Medical Sciences: Psychiatry, UFRGS, Porto Alegre, RS, Brazil. Anxiety Disorders Program, Hospital de Clínicas de Porto Alegre (HCPA), Porto Alegre, RS, Brazil

ABSTRACT

Introduction:

The study of the association between specific characteristics of family environments and different types of psychopathology may contribute to our understanding of these complex disorders and ultimately inform therapeutics.

Objective:

To compare the family characteristics of four groups: typically developing children; children with anxiety disorders only; children with externalizing disorders only; and children with both anxiety and externalizing disorders.

Methods:

This study enrolled 115 individuals from the community. Child psychiatrists made psychiatric diagnoses using a structured clinical interview. The Family Environment scale was used to evaluate six domains of family function.

Results:

The group with both anxiety and externalizing disorders had higher levels of conflict in family environment and lower levels of organization when compared with typically developing children. In addition, internalizing and externalizing symptoms were positively associated with conflict and negatively with organization. Maternal depressive and anxious symptoms were also associated with higher conflict and lower organization scores.

Conclusion:

An important between-group difference in comorbid cases of anxiety and behavioral disorders suggests that children with this comorbidity are potential candidates for family interventions to address family conflicts and organizational aspects.

Key words: Anxiety; phobias; family; comorbidity; ADHD

RESUMO

Introdução:

O estudo da relação entre características específicas do ambiente familiar e os diferentes tipos de psicopatologias pode contribuir para o nosso entendimento desses complexos transtornos e possivelmente gerar informações para seu tratamento.

Objetivo:

Comparar as características familiares de quatro grupos: Crianças com desenvolvimento típico; crianças com transtornos de ansiedade apenas; crianças com transtornos de externalização apenas; e crianças com transtornos de ansiedade e de externalização.

Métodos:

Cento e quinze indivíduos foram recrutados na comunidade. Psiquiatras pediátricos usaram uma entrevista clínica estruturada para estabelecer os diagnósticos psiquiátricos. A Escala do Ambiente Familiar (Family Environment) foi usada para avaliar os seis domínios de funcionamento da família.

Resultados:

O grupo que apresentava tanto transtornos de ansiedade quanto de externalização apresentou níveis mais altos de conflito e níveis mais baixos de organização quando comparados com as crianças com desenvolvimento típico. Além disso, os sintomas de externalização e internalização estavam positivamente relacionados a conflitos e negativamente a organização. Sintomas depressivos e de ansiedade da mãe também se mostraram relacionados a resultados mais altos para conflito e mais baixos para organização.

Conclusão:

Uma importante diferença entre grupos em casos de comorbidades de transtornos de ansiedade e de comportamento sugerem que as crianças com esta comorbidades são candidatos em potencial para intervenções familiares que abordem conflitos familiares e aspectos organizacionais.

Palavras-Chave: Ansiedade; fobias; família; comorbidade; TDAH

Introduction

Family environment may be defined as the result of the quality of interpersonal relationships, personal growth and system maintenance among family members, and characterized by factors such as cohesion, harmony and the ability to deal with conflicting problems.1 These characteristics may impact children's experiences, life trajectories and emotional development and have been previously associated with mental disorders.2Family environment may be a critical early contribution to the risk of psychopathology, but it is not known whether specific characteristics of family environment may diversely contribute to different types of psychiatric disorders, such as internalizing and externalizing disorders and comorbid disorders. The study of possible associations with family environment may add to our understanding of these complex disorders and ultimately inform therapeutics.

Some studies have used instruments that assess different characteristics of family environment (e.g., levels of conflict, cohesion, control), such as the Family Environment Scale (FES).1 These studies have found that children with externalizing disorders, such as attention deficit hyperactivity disorder (ADHD), live in dysfunctional family environments characterized by low cohesion and high conflict between family members.3 , 4 Families of children with ADHD had more adversity factors than families of typically developing children.5 , 6 Studies with children with depression also found higher levels of conflict and lower levels of cohesion, expressiveness and active-recreational orientation when compared with families of children without mental illnesses.7 In addition, preliminary evidence suggested that patients with comorbid ADHD and anxiety disorder had families with higher levels of conflict than controls and individuals with ADHD only.8

Nevertheless, studies that investigated different aspects of family environment and psychopathology are still scarce. To the authors' knowledge, no studies have investigated aspects of family environment in groups of children with anxiety disorders alone. The main aim of this study was to compare the family characteristics of four groups: typically developing children (controls), children with anxiety disorders only or externalizing disorders only, and children with both anxiety and externalizing disorders. Our initial hypothesis was that families of children with externalizing disorders would be associated with high conflict scores. Because of lack of data, no specific predictions were made for children with anxiety disorders only or for comorbid groups.

Methods

This study was approved by the Ethics Committee of Hospital de Clínicas de Porto Alegre (number 08-017), Brazil. Details about the study design can be found elsewhere.9 Briefly, children from six public schools in Porto Alegre, who rated above the 75th percentile in the Screen for Child Anxiety Related Emotional Disorders (SCARED) scale,10 , 11 and their parents were invited to undergo a diagnostic evaluation using a clinical interview and a structured psychiatric interview assessed by the Schedule for Affective Disorder and Schizophrenia for School-Age Children - Present and Lifetime Version (K-SADS-PL).12 Additionally, a random sample of controls equally distributed in the other three quartiles of the SCARED scale was also invited to participate in the same psychiatric evaluation. One hundred and fifteen children aged 10 to 17 years and their biological parents (father or mother) accepted to participate in this study. They all came from the same community, but from different families, and they all provided written consent. They were grouped into four non-overlapping categories according to the K-SADS-PL diagnosis: 14 children and adolescents with externalizing disorders (attention deficit/hyperactivity disorder or oppositional defiant disorder), 42 with anxiety disorders (separation anxiety disorder, generalized anxiety disorder, panic disorder or social anxiety disorder), 21 with both anxiety and behavioral disorders, and 38 typically developing children. Individuals with 1) significant organic illness, 2) history of bipolar disorder, pervasive developmental disorder or any psychotic disorder, 3) history of alcohol or drug dependence or abuse, 4) clinical suspicious of mental retardation, or 5) current depression were excluded from this study. However, individuals with a diagnosis of specific phobia were allowed in all groups, because specific phobias alone are not very common developmental disorders and have spontaneous remission in many children and adolescents.13

Family functioning was assessed using a validated Portuguese version of FES,1 rated by the principal caregiver of the child. The FES scale is composed of six subscales divided into three different domains: 1) interpersonal relationships dimension (cohesion, expressivity and conflict subscales); 2) personal growth dimension (achievement-oriented subscale); and 3) system maintenance dimension (control and organization subscales). We also assessed other psychiatric dimensional symptoms using the SCARED scale and the Strengths and Difficulties Questionnaire (SDQ). These scales are validated self-applied questionnaires answered by the parents and were used to assess the frequency and intensity of anxiety and externalizing symptoms. The Beck Anxiety Inventory (BAI) and the Beck Depression Inventory (BDI) were used to investigate maternal anxiety and depressive symptoms. Multivariate analysis of variance (MANOVA) was used to compare general family functioning between groups. All statistical assumptions for the use of MANOVA were met. As the FES subscales had normal distributions, equality of error variances and covariance matrices were also used, and the type III sum of squares was used to account for unequal cell sizes. Other results were analyzed using analysis of variance (ANOVA) and the Tukey post-hoc test to correct for multiple testing.

Results

MANOVA results revealed that the four groups differed significantly in general aspects of family functioning (Roy's largest root = 1.161, F6, 108 = 3.17, p = 0.007, ηp2 = 0.150). Additional ANOVA revealed that groups differed in two specific FES subscales, conflict and organization (Table 1). Post-hoc tests showed that the group with both anxiety and behavioral disorders had higher levels of conflict in family environment and lower levels of organization than typically developing controls. No differences were found between the groups of anxiety only and behavioral disorders only when compared to typically developing controls or comorbid groups.

Table 1 Clinical characteristics of the sampl e and FES, SCARED, SDQ, BDI and BAI scores 

TDC (n = 38) Only externalizing disorders (n = 14) Only anxiety disorders (n = 42) Both anxiety and externalizing disorders (n = 21)
n % n % n % n % Statistics p ES
Sex (female) 24 63.2 9 64.30 31 73.80 13 62.20 χ2 (3) =1.42 0.699 -
DSM-IV diagnosis
ADHD - - 12 85.70 - 15 71.40
ODD - - 7 50.00 - 8 38.10
CD - - 1 7.10 - 0 0.00
Panic - - 0 - 1 2.40 1 4.80
Separation anxiety - - 0 - 11 26.20 5 23.80
Social anxiety - - 0 - 16 38.10 9 42.90
GAD - - 0 - 31 73.80 16 76.20
Specific phobia 7 18.40 5 35.70 22 52.40 8 38.10
Parental demographics
Maternal education χ2 (6) = 10.8 0.093
Very low 4 10.5 0 0.0 6 14.3 1 4.8
Low 12 31.6 3 23.1 18 42.9 13 61.9
High 22 57.9 10 76.9 18 42.9 7 33.3
Marital status χ2 (9) = 13.1 0.154
Single 5 13.2 2 14.3 6 14.3 2 9.5
Married 27 71.1 6 42.9 21 50.0 15 71.4
Separated 5 13.2 3 21.4 13 31.0 2 9.5
Widowed 1 2.6 3 21.4 2 4.8 2 9.5
M SD M SD M SD M SD F 3,111 p hp 2
Age (years) 13.07 2.46 13.37 2.22 13.26 2.3 13.42 2.29 0.062 0.98 0.002
FES domains
Cohesion 7.42 1.52 6.36 2.44 6.45 2.17 6.52 1.86 2.094 0.105 0.054
Conflict 2.03a 1.85 3.29a,b 2.33 2.83a,b 2.33 3.57b 1.63 3.003 0.034 0.075
Control 5.11 1.93 5.57 1.4 4.6 2.13 4.81 2.04 1.021 0.386 0.027
Organization 6.71a 2.07 5.21a,b 1.89 5.67a,b 2.24 4.71b 2.26 4.466 0.005 0.108
Achievement orientation 5.87 1.44 5.43 1.74 5.79 1.41 6.1 1.37 0.61 0.61 0.016
Expressivity 4.74 1.37 4.64 1.15 4.62 1.62 4.76 1.58 0.066 0.978 0.002
Child symptoms F3,108
SCARED 14.11a 9.88 18.07b 9.48 24.48b,c 13.96 29.86c 9.40 10.204 < 0.001 0.753
SDQ
Emotional 3.03a 1.85 5.07b 2.37 5.27b 2.25 5.68b 2.5 7.706 < 0.001 0.176
Conduct 1.79a 1.49 4.27b 2.99 3.24b 2.2 4.45b 1.63 10.344 < 0.001 0.223
Hyperactivity 3.05a 1.67 6b 1.81 4.32b 2.18 5.27b 2.16 9.424 < 0.001 0.207
Peer relationship 2a 1.49 2.4a,b 1.45 3.29b 1.98 2.77a,b 1.74 2.939 0.037 0.075
Pro-social Behavior 8.05 1.47 7.47 2.45 7.87 1.87 8.32 1.49 0.737 0.532 0.02
Total 10 4.06 17.73 5.75 16 5.29 18.18 5.53 15.635 < 0.001 0.303
Maternal symptoms F3,107
BDI (depression) 10.43 7.29 13.54 10.68 11.93 7.45 12.62 9.22 0.605 0.613 0.017
BAI (anxiety) 11.35 10.55 15.79 13.84 12.12 10.94 19.05 10.3 2.427 0.07 0.064
Parental demographics
Maternal age 41.53 7.56 41.86 6.54 41.55 7.52 38.58 9.56 F3,105 = 0.78 0.506 0.022
Paternal age 43 6.38 42.88 7.47 44.04 10.35 44.38 9.87 F3,68 = 0.121 0.947 0.005

ADHD = attention deficit hyperactivity disorder

BAI = Beck Anxiety Inventory

BDI = Beck Depression Inventory

CD = conduct disorder

DSM-IV = Diagnostic and Statistical Manual of Mental Disorders, 4th edition

ES = effect size

FES = Family Environment Scale

GAD = generalized anxiety disorder

M = mean

ODD = oppositional defiant disorder

SCARED = Screen for Children and Anxiety Related Emotional Disorders

SD = standard deviation

SDQ = Strengths and Difficulties Questionnaire

TDC = typically developing controls. Different superscript letters indicate statistically significant differences in post hoc tests (Tukey), and equal letters indicate differences that were not statistically significant.

In general, conflict scores were positively correlated with anxiety symptoms of panic, generalized anxiety and school phobia evaluated using the SCARED scale, but organization scores were negatively correlated with behavioral symptoms of hyperactivity and conduct assessed by the SDQ. In addition, maternal depressive and anxious symptoms were also associated with higher conflict scores and lower organization scores. No consistent differences emerged for control, achievement orientation and expressivity scales for anxiety or hyperactivity symptoms. All correlations were modest (Table 2).

Table 2  Pearson correlations between FES scores and S ACRED, SDQ, BAI and BDI subscal e scores 

FES domains
Cohesion Conflict Control Organization Achievement orientation Expressiveness
Child symptoms
SCARED (parent-rated)
Panic -0.116 0.173 0.115 -0.183* 0.02 -0.11
GAD -0.056 0.192* 0.063 -0.190* 0.086 -0.076
Separation anxiety -0.052 0.135 0.02 -0.159 0.083 0.011
School phobia -0.205* 0.183* 0.029 -0.197* 0.061 -0.134
Social anxiety -0.137 0.086 -0.016 -0.159 0.056 -0.072
Total -0.124 0.202* 0.065 -0.229* 0.079 -0.091
SDQ (child-rated)
Emotional -0.055 0.233 0.064 0.074 0.206* -0.095
Conduct -0.107 0.231* 0.135 -0.155 0.147 -0.006
Hyperactivity -0.154 0.190* -0.04 -0.192* 0.053 -0.085
Peer-relationship -0.189* 0.045 0.167 -0.094 -0.053 0.022
Pro-social behavior 0.206* 0.075 0.074 0.073 -0.023 0.008
Total -0.17 0.276 0.099 -0.116 0.134 -0.056
Maternal symptoms
BAI -0.146 0.180* 0.004 -0.297 -0.166 -0.138
BDI -.0197* 0.182* 0.028 -0.241 -0.096 -0.113

BAI = Beck Anxiety Inventory

BDI = Beck Depression Inventory

FES = Family Environment Scale

GAD = generalized anxiety disorder

SCARED = Screen for Children and Anxiety Related Emotional Disorders

SDQ = Strengths and Difficulties Questionnaire

* Correlation is significant at the 0.05 level (two-tailed)

correlation is significant at the 0.01 level (two-tailed).

Discussion

In this study, parents of children and adolescents with comorbid anxiety and externalizing disorders were more likely to report having family environments characterized by higher rates of conflict between members and lower rates of organization than the parents of typically developing children. Furthermore, these two family environment scores were also associated with anxiety and externalizing dimensional symptoms in our sample.

Conflict is characterized by a family environment marked by disagreements about ideas or feelings, which leads to poorer family functioning, whereas family organization refers to the arrangement or programing of activities among family members.1 Our findings are in agreement with those reported by Kepley et al.,8 who also found higher conflict scores in families of children with comorbid ADHD and anxiety disorder than in families of a control group. On the other hand, differently from our results, their study found that the presence of ADHD along with a comorbid anxiety disorder was associated with a family environment that is unusually insular, dependent, and discouraging of autonomy.8

Our findings of a worse family functioning in the comorbid group, but not in the anxiety or behavioral disorder groups, may reflect differences in symptom severity between those groups, as we also found that both conflict and organization were associated with anxiety and hyperactivity scores dimensionally. In spite of that, we did not find differences in SCARED and SDQ hyperactivity scores between single-disorder and comorbid groups. Small nominal (non-significant) differences that we were not able to detect might have potentially been driving our results of the comorbid group, as our sample was not clinically referred and all individuals were recruited in the community. Levels of anxiety and externalizing symptoms in single-disorder groups in our sample might have been insufficient to generate family dysfunction at lower symptomatic levels. Alternatively, family dysfunction levels might not have been sufficient to produce greater symptom changes, as the nature of our cross-sectional design might not lead to a causal effect.

Also in accordance to previous findings,5 , 14 maternal symptoms of anxiety and depression were associated with higher levels of conflict and lower levels of organization in family environment in our study. Again, we were not able to find differences between groups in symptoms of anxiety and depression in mothers, but the comorbid groups had higher nominal levels of anxiety, as assessed by the BAI. These specific differences reflect the complexity of the interaction between psychiatric symptoms and family functioning, which is subjected to passive and active gene-environment correlations and actual environmental effects.15

Some limitations of this study are its cross-sectional design, a strictly correlational nature and a small sample size in a non-representative sample. A type II error should be considered for the lack of significant differences between the same subscales and non-comorbid conditions, as the nominal values suggest that a potentially smaller effect may be present. A type I error due to multiple comparisons may also be present. However, to avoid a type I error, we used a stepwise approach. MANOVA was used to detect whether there was an overall difference in family environment between groups; ANOVA for each FES domain and post hoc tests were used to correct for multiple comparisons for all significant differences. In addition, our study evaluated only aspects of family environment, but data on family structure, such as number of family members, may also contribute to the results that we found. Despite that, we found an important between-group difference with a moderate effect size in comorbid cases of anxiety and behavioral disorders, which suggests that comorbid cases of anxiety and behavioral disorders are potential candidates for family interventions that address family conflict and organization.

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Financial support: Fundo de Incentivo à Pesquisa e Eventos - Hospital de Clínicas de Porto Alegre (FIPE/HCPA; 08-017), Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq; 483032/2007-7 and scholarship 305524/2009-7), and Coordenação de Aperfeiçoamento de Pessoal de Nível Superior - Fundação de Amparo à Pesquisa do Estado do Rio Grande do Sul (CAPES-FAPERGS; scholarship 2842-25.51/12-0).

Suggested citation: Flores SM, Salum GA, Manfro GG. Dysfunctional family environments and childhood psychopathology: the role of psychiatric comorbidity. Trends Psychiatry Psychother. 2014;36(3):147-151.

Received: March 03, 2014; Accepted: June 12, 2014

Correspondence: Gisele Gus Manfro Hospital de Clínicas de Porto Alegre Rua Ramiro Barcelos, 2350 90035-003 - Porto Alegre, RS - Brazil E-mail: gmanfro@gmail.com

No conflicts of interest declared concerning the publication of this article.

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