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Cognitive-behavioral therapy for treatment-resistant depression in adults and adolescents: a systematic review

Terapia cognitivo-comportamental para depressão resistente ao tratamento em adultos e adolescentes: uma revisão sistemática

Abstract

Objective

To conduct a systematic review of literature on use and efficacy of cognitive-behavioral therapy (CBT) for treatment of treatment-resistant depression in adults and adolescents.

Methods

We performed a systematic review according to the Prisma Guidelines of literature indexed on the PubMed, SciELO, Psychiatry Online, Scopus, PsycArticles, Science Direct and the Journal of Medical Case Reports databases. Randomized controlled trials, open studies and case reports were included in the review.

Results

The searches returned a total of 1,580 articles, published from 1985 to 2017. After applying the inclusion criteria, 17 articles were selected, their complete texts were read and 8 were included in this review. Four of these studies were randomized controlled trials with adults, one of which covered a post-study follow-up period; two were randomized controlled trials with adolescents, one of which presented follow-up data; one was an open study; and one was a case report. The studies provide good quality and robust evidence on the topic addressed.

Conclusions

A combination of CBT with pharmacotherapy for treatment-resistant patients shows a decrease in depressive symptoms. CBT can be an effective type of therapy for adults and adolescents with treatment-resistant depression.

Cognitive-behavioral therapy; major depressive disorder; treatment-resistant depressive disorder

Resumo

Objetivos

Realizar uma revisão sistemática sobre o uso da terapia cognitivo-comportamental (TCC) e sua eficácia no tratamento da depressão resistente ao tratamento em adultos e adolescentes.

Métodos

Realizamos uma revisão sistemática utilizando os critérios do Prisma Guidelines, nos seguintes bancos de dados: PubMed, SciELO, Psychiatry Online, Scopus, PsycArticles, Science Direct e Journal of Medical Case Reports. Estudos controlados randomizados, estudos abertos e relatos de casos foram incluídos neste estudo.

Resultados

A pesquisa retornou um total de 1.580 artigos, publicados de 1985 até 2017. Após aplicarmos os critérios de inclusão, 17 artigos foram selecionados, seus textos completos foram lidos e 8 foram incluídos nesta revisão. Do total, quatro eram estudos controlados randomizados com adultos, tendo um incluído um período de seguimento pós-estudo; dois eram estudos controlados randomizados com adolescentes, tendo um apresentado dados de seguimento; um era um estudo aberto; e o último era um relato de caso. Os estudos apresentaram boa qualidade e evidências robustas sobre o tópico abordado.

Conclusões

A combinação de TCC com tratamento medicamentoso para pacientes resistentes ao tratamento mostra uma diminuição dos sintomas depressivos. A TCC pode ser um tipo eficaz de terapia para adultos e adolescentes com depressão resistente ao tratamento.

Terapia cognitivo-comportamental; transtorno depressivo maior; transtorno depressivo resistente a tratamento

Introduction

Treatment-resistant depression (TRD) is diagnosed when patients who suffer from major depressive disorder (MDD) are unable to achieve an adequate therapeutic response despite using one or more antidepressants.11. Trevino K, McClintock SM, McDonald Fischer N, Vora A, Husain MM. Defining treatment-resistant depression: a comprehensive review of the literature. Ann Clin Psychiatry. 2014;26:222-32. TRD is a relatively common occurrence in clinical practice with adult populations, with up to 50 to 60% of patients not achieving adequate response following antidepressant treatment.22. Fava M. Diagnosis and definition of treatment-resistant depression. Biol Psychiatry. 2003;53:649-59. Moreover, only about 60% of adolescents with depression will show an adequate clinical response to antidepressant treatment.33. Brent D, Emslie G, Clarke G, Wagner KD, Asarnow JR, Keller M, et al. Switching to another SSRI or to venlafaxine with or without cognitive behavioral therapy for adolescents with SSRI-resistant depression: the TORDIA randomized controlled trial. JAMA. 2008;299:901-13. In addition, 40% of adolescents will not respond to treatment and thus suffer from TRD. TRD is associated with greater severity than MDD and is associated with risk of suicide. A study by Bergfeld et al.44. Bergfeld IO, Mantione M, Figee M, Schuurman PR, Lok A, Denys D. Treatment-resistant depression and suicidality. J Affect Disord. 2018;235:362-7 showed that 30% of patients with TRD attempt suicide at least once during their lifetime.

The usual treatment for moderate to severe depression (also called treatment as usual [TAU]) is based on use of medication such as selective serotonin reuptake inhibitor (SSRI) antidepressants. Although this treatment has shown efficacy in some cases, many will not respond to treatment even after several trials.55. McIntyre RS, Filteau MJ, Martin L, Patry S, Carvalho A, Cha DS, et al. Treatment-resistant depression: definitions, review of the evidence, and algorithmic approach. J Affect Disord. 2014;156:1-7. Therefore, treating TRD is a considerable challenge. Several pharmacological strategies have been proposed to deal with patients who do not respond to TAU and these interventions include combined treatments. Many studies have shown the importance of psychotherapy in combination with TAU as an important strategy for management of TRD.

Nakagawa et al.66. Nakagawa A, Mitsuda D, Sado M, Abe T, Fujisawa D, Kikuchi T, et al. Effectiveness of supplementary cognitive-behavioral therapy for pharmacotherapy-resistant depression: a randomized controlled trial. J Clin Psychiatry. 2017;78:1126-35. conducted a randomized controlled trial with the aim of investigating the effectiveness of CBT in TRD patients. Their study included outpatients randomly assigned to CBT combined with TAU or to TAU alone and the primary outcome was alleviation of depressive symptoms. They found that supplementary CBT alleviated depressive symptoms at 16 weeks and that the treatment effect was maintained for at least 12 months.

Other authors have tested the efficacy of this strategy in an adolescent population. Brent et al.33. Brent D, Emslie G, Clarke G, Wagner KD, Asarnow JR, Keller M, et al. Switching to another SSRI or to venlafaxine with or without cognitive behavioral therapy for adolescents with SSRI-resistant depression: the TORDIA randomized controlled trial. JAMA. 2008;299:901-13. conducted a randomized controlled study (TORDIA) with the objective of evaluating the best treatment option for adolescents aged 12 to 18 years (either switching medications or adding CBT to the treatment). Participants were treated for 12 weeks (TAU alone and TAU+CBT) and the results showed that for adolescents with depression that did not respond to TAU, the combination of CBT with switching to another medication resulted in a higher rate of clinical response than a medication switch alone.

A recent systematic review and meta-analysis by Li et al.77. Li J, Zhang Y, Su W, Liu L, Gong H, Peng W, et al. Cognitive behavioral therapy for treatment-resistant depression: a systematic review and meta-analysis. Psychiatry Res. 2018;268:243-50. assessed the effectiveness of CBT and other related interventions for treatment of patients with TRD. The authors included randomized controlled trials performed with adults over 18 years old who were suffering from TRD and were allocated to CBT and/or other forms of interventions. Patients were assessed using validated designed to assess depression, such as the 17-item Hamilton Rating Scale for Depression (HRSD-17), the 21-item Hamilton Rating Scale for Depression (HAMD-21), the Beck Depression Inventory-II (BDI-II) or the Patient Health Questionnaire-9 (PHQ-9). The authors selected six out of 526 studies identified: two trials that used CBT, two trials that applied mindfulness-based cognitive therapy (MBCT), one that adapted rumination-focused cognitive-behavioral therapy (RFCBT) and one that used smartphone CBT. They reported that these interventions were effective for treatment of TRD symptoms and that the effects were maintained at 6-month follow-up. However, one of the most significant criticisms of this review is that inclusion of several different types of CBT and CBT-based interventions could have impacted the findings. There is a need to look at more homogeneous intervention groups such as CBT alone or MBCT alone.

The purpose of this review therefore differs from the one described above because our aim is to conduct a systematic review to examine the efficacy of CBT alone, with no other CBT based interventions, for treatment and alleviation of depressive symptoms in TRD. Moreover, to examine whether CBT reduces depressive symptoms in TRD compared to TAU alone, our study included randomized controlled trials, open trials and case reports and is not restricted to adult populations, but also includes studies with adolescents (age < 18), since few studies have addressed this subset.

Methods

We followed the Preferred Reporting Items for Systematic Review and Meta-Analyses (PRISMA) guidelines throughout this systematic review.88. Moher D, Liberati A, Tetzlaff J, Altman DG, PRISMA Group. Preferred reporting items for systematic reviews and meta-analyses: the PRISMA statement. J Clin Epidemiol. 2009;62:1006-12

Eligibility criteria

Studies were selected and included in the present review according to the following criteria: 1) studies assessing the efficacy of CBT in TRD, 2) randomized controlled trials (RCTs), long-term follow-up studies derived from RCTs, open trials and case studies are included, 3) inclusion of participants that meet criteria for TRD defined in Trevino et al.,11. Trevino K, McClintock SM, McDonald Fischer N, Vora A, Husain MM. Defining treatment-resistant depression: a comprehensive review of the literature. Ann Clin Psychiatry. 2014;26:222-32. 4) inclusion of studies that only use face-to-face CBT as a treatment model, 5) inclusion of both adolescent (12-18 years old) and adult populations, and 6) inclusion of studies that used validated instruments to assess depressive symptoms.

Information source and search strategy

Searches were run on PubMed, SciELO, Psychiatry Online, Scopus, PsycArticles, Science Direct, and the Journal of Medical Case Reports using combinations of the Medical Subject Headings (MeSH) terms “cognitive behavioral therapy,” “cognitive behavior therapy,” “cognitive psychotherapy”, “cognitive therapy”, “cognition therapy,” “treatment-resistant depression”, “refractory depression” and “therapy resistant depression”. Additional records were identified from other sources by searching references lists of the studies found in databases. The search was last run on April 8, 2019. No restriction was placed on language of publication.

Study selection

The lead author of this study independently screened the articles identified for appropriateness for inclusion. Non-randomized controlled trials, literature review studies, systematic reviews and studies that used types of therapy other than CBT were excluded from the systematic review.

Data collection process and data items

Data collection was conducted independently by the lead author of this systematic review. The titles and abstracts identified by the initial search were screened to determine their relevance to the review. Articles that did not meet the inclusion criteria were excluded at this stage and then the full texts of potentially relevant studies were examined. The lead author of this review selected articles independently.

Risk of bias in individual studies

Only the randomized controlled trials selected for the review study were assessed for quality and risk of bias. The Randomized Controlled Trial Psychotherapy Quality Rating Scale (RCT-PQRS) was used.99. Kocsis JH, Gerber AJ, Milrod B, Roose SP, Barber J, Thase ME, et al. A new scale for assessing the quality of randomized clinical trials of psychotherapy. Compr Psychiatry. 2010;51:319-24.

Data synthesis

This systematic review is presented as a narrative synthesis measuring the efficacy of adding CBT treatment for adults and adolescents who suffer from TRD.

Results

Study selection

A total of 1,576 articles were found by database searches. Additional records (n = 4) were identified by searching the references lists of the studies found. Hence, a total of 1,580 articles published from 1985 to 2017 were identified for the systematic review. After removing duplicate articles (n = 19) and excluding studies on the basis of title (n = 1535), 26 were retained for further consideration. Nine of these were excluded after reading the abstracts. Nine of the 17 remaining articles assessed for eligibility were excluded after reading the full texts, because they did not meet inclusion criteria and were non-randomized controlled studies. Finally, 8 studies were included in the systematic review: 4 randomized controlled trials,66. Nakagawa A, Mitsuda D, Sado M, Abe T, Fujisawa D, Kikuchi T, et al. Effectiveness of supplementary cognitive-behavioral therapy for pharmacotherapy-resistant depression: a randomized controlled trial. J Clin Psychiatry. 2017;78:1126-35. , 1010. Wiles N, Thomas L, Abel A, Ridgway N, Turner N, Campbell J, et al. Cognitive behavioural therapy as an adjunct to pharmacotherapy for primary care based patients with treatment resistant depression: results of the CoBalT randomised controlled trial. Lancet. 2013;381:375-84.

11. Wiles NJ, Thomas L, Turner N, Garfield K, Kounali D, Campbell J, et al. Long-term effectiveness and cost-effectiveness of cognitive behavioural therapy as an adjunct to pharmacotherapy for treatment-resistant depression in primary care: follow-up of the CoBalT randomised controlled trial. Lancet Psychiatry. 2016;3:137-44.
- 1212. Lopez MA, Basco MA. Effectiveness of cognitive behavioral therapy in public mental health: Comparison to treatment as usual for treatment-resistant depression. Adm Policy Ment Health. 2015;42:87-98. one of which is a long-term follow-up RCT1111. Wiles NJ, Thomas L, Turner N, Garfield K, Kounali D, Campbell J, et al. Long-term effectiveness and cost-effectiveness of cognitive behavioural therapy as an adjunct to pharmacotherapy for treatment-resistant depression in primary care: follow-up of the CoBalT randomised controlled trial. Lancet Psychiatry. 2016;3:137-44. assessing the efficacy of CBT in adults suffering from TRD; 2 randomized controlled trials33. Brent D, Emslie G, Clarke G, Wagner KD, Asarnow JR, Keller M, et al. Switching to another SSRI or to venlafaxine with or without cognitive behavioral therapy for adolescents with SSRI-resistant depression: the TORDIA randomized controlled trial. JAMA. 2008;299:901-13. , 1313. Emslie GJ, Mayes T, Porta G, Vitiello B, Clarke G, Wagner KD, et al. Treatment of Resistant Depression in Adolescents (TORDIA): week 24 outcomes. Am J Psychiatry. 2010;167:782-91. assessing the efficacy of CBT in adolescents suffering from TRD, one of which is a long-term follow-up RCT1313. Emslie GJ, Mayes T, Porta G, Vitiello B, Clarke G, Wagner KD, et al. Treatment of Resistant Depression in Adolescents (TORDIA): week 24 outcomes. Am J Psychiatry. 2010;167:782-91. ; 1 open trial1414. Miller IW, Bishop SB, Norman WH, Keitner GI. Cognitive/behavioural therapy and pharmacotherapy with chronic, drug-refractory depressed inpatients: a note of optimism. Behav Cogn Psychother. 1985;13:320-7. ; and 1 case report.1515. Bannan N. Multimodal therapy of treatment resistant depression: a study and analysis. Int J Psychiatry Med. 2005;35:27-39. The search and selection process for articles is illustrated in a flow diagram (see Figure 1 ).

Figure 1
Prisma flow diagram illustrating study selection process.

Study characteristics

Participants’ characteristics

A total of 1,056 patients were enrolled in the 8 studies analyzed in this systematic review, 722 of whom were adults and 334 of whom were adolescents. Of these, 364 adults (78.16% female, mean age 30.68) and 166 adolescents (69.9% female, mean age 16.0) received CBT treatment in addition to TAU, compared to 358 adults (65.1% female, mean age 44.9) and 168 adolescents (69.6% female, mean age 15.8) who received TAU alone. Six of the studies included both genders,33. Brent D, Emslie G, Clarke G, Wagner KD, Asarnow JR, Keller M, et al. Switching to another SSRI or to venlafaxine with or without cognitive behavioral therapy for adolescents with SSRI-resistant depression: the TORDIA randomized controlled trial. JAMA. 2008;299:901-13. , 66. Nakagawa A, Mitsuda D, Sado M, Abe T, Fujisawa D, Kikuchi T, et al. Effectiveness of supplementary cognitive-behavioral therapy for pharmacotherapy-resistant depression: a randomized controlled trial. J Clin Psychiatry. 2017;78:1126-35. , 1010. Wiles N, Thomas L, Abel A, Ridgway N, Turner N, Campbell J, et al. Cognitive behavioural therapy as an adjunct to pharmacotherapy for primary care based patients with treatment resistant depression: results of the CoBalT randomised controlled trial. Lancet. 2013;381:375-84.

11. Wiles NJ, Thomas L, Turner N, Garfield K, Kounali D, Campbell J, et al. Long-term effectiveness and cost-effectiveness of cognitive behavioural therapy as an adjunct to pharmacotherapy for treatment-resistant depression in primary care: follow-up of the CoBalT randomised controlled trial. Lancet Psychiatry. 2016;3:137-44.

12. Lopez MA, Basco MA. Effectiveness of cognitive behavioral therapy in public mental health: Comparison to treatment as usual for treatment-resistant depression. Adm Policy Ment Health. 2015;42:87-98.

13. Emslie GJ, Mayes T, Porta G, Vitiello B, Clarke G, Wagner KD, et al. Treatment of Resistant Depression in Adolescents (TORDIA): week 24 outcomes. Am J Psychiatry. 2010;167:782-91.
- 1414. Miller IW, Bishop SB, Norman WH, Keitner GI. Cognitive/behavioural therapy and pharmacotherapy with chronic, drug-refractory depressed inpatients: a note of optimism. Behav Cogn Psychother. 1985;13:320-7. while two of them only included women.1414. Miller IW, Bishop SB, Norman WH, Keitner GI. Cognitive/behavioural therapy and pharmacotherapy with chronic, drug-refractory depressed inpatients: a note of optimism. Behav Cogn Psychother. 1985;13:320-7. , 1515. Bannan N. Multimodal therapy of treatment resistant depression: a study and analysis. Int J Psychiatry Med. 2005;35:27-39.

Methods

Six studies33. Brent D, Emslie G, Clarke G, Wagner KD, Asarnow JR, Keller M, et al. Switching to another SSRI or to venlafaxine with or without cognitive behavioral therapy for adolescents with SSRI-resistant depression: the TORDIA randomized controlled trial. JAMA. 2008;299:901-13. , 66. Nakagawa A, Mitsuda D, Sado M, Abe T, Fujisawa D, Kikuchi T, et al. Effectiveness of supplementary cognitive-behavioral therapy for pharmacotherapy-resistant depression: a randomized controlled trial. J Clin Psychiatry. 2017;78:1126-35. , 1010. Wiles N, Thomas L, Abel A, Ridgway N, Turner N, Campbell J, et al. Cognitive behavioural therapy as an adjunct to pharmacotherapy for primary care based patients with treatment resistant depression: results of the CoBalT randomised controlled trial. Lancet. 2013;381:375-84.

11. Wiles NJ, Thomas L, Turner N, Garfield K, Kounali D, Campbell J, et al. Long-term effectiveness and cost-effectiveness of cognitive behavioural therapy as an adjunct to pharmacotherapy for treatment-resistant depression in primary care: follow-up of the CoBalT randomised controlled trial. Lancet Psychiatry. 2016;3:137-44.

12. Lopez MA, Basco MA. Effectiveness of cognitive behavioral therapy in public mental health: Comparison to treatment as usual for treatment-resistant depression. Adm Policy Ment Health. 2015;42:87-98.
- 1313. Emslie GJ, Mayes T, Porta G, Vitiello B, Clarke G, Wagner KD, et al. Treatment of Resistant Depression in Adolescents (TORDIA): week 24 outcomes. Am J Psychiatry. 2010;167:782-91. selected for the review were randomized controlled trials published in English. The participants in these studies were randomly assigned to different types of intervention groups in order to compare them and detect results. One study1414. Miller IW, Bishop SB, Norman WH, Keitner GI. Cognitive/behavioural therapy and pharmacotherapy with chronic, drug-refractory depressed inpatients: a note of optimism. Behav Cogn Psychother. 1985;13:320-7. was an open trial using only one group of participants and administering the intervention to all participants. Finally, one study1515. Bannan N. Multimodal therapy of treatment resistant depression: a study and analysis. Int J Psychiatry Med. 2005;35:27-39. was a case report that used the case of a woman receiving individual CBT therapy to illustrate whether CBT is effective for TRD.

Intervention characteristics

The randomized controlled trials in this systematic review analyzed two types of interventions: TAU alone or TAU + CBT. Participants in the open trial study1414. Miller IW, Bishop SB, Norman WH, Keitner GI. Cognitive/behavioural therapy and pharmacotherapy with chronic, drug-refractory depressed inpatients: a note of optimism. Behav Cogn Psychother. 1985;13:320-7. and the case study1515. Bannan N. Multimodal therapy of treatment resistant depression: a study and analysis. Int J Psychiatry Med. 2005;35:27-39. received only CBT as treatment modality. In all cases, TAU was prescribed by psychiatrists: TAU is treatment of these patients with medication only. Psychiatrists usually use SSRI antidepressants for TAU. In the studies included in this systematic review, CBT was facilitated by therapists with at least a masters degree in a mental health field and prior experience in CBT33. Brent D, Emslie G, Clarke G, Wagner KD, Asarnow JR, Keller M, et al. Switching to another SSRI or to venlafaxine with or without cognitive behavioral therapy for adolescents with SSRI-resistant depression: the TORDIA randomized controlled trial. JAMA. 2008;299:901-13. , 1515. Bannan N. Multimodal therapy of treatment resistant depression: a study and analysis. Int J Psychiatry Med. 2005;35:27-39. ; by four psychiatrists, 1 clinical psychologist with a Masters degree and 1 psychiatric nurse66. Nakagawa A, Mitsuda D, Sado M, Abe T, Fujisawa D, Kikuchi T, et al. Effectiveness of supplementary cognitive-behavioral therapy for pharmacotherapy-resistant depression: a randomized controlled trial. J Clin Psychiatry. 2017;78:1126-35. ; by two experienced and well-trained therapists under the supervision of a PhD-level clinical psychologist who had six years’ experience in treating depressed patients with cognitive therapy1414. Miller IW, Bishop SB, Norman WH, Keitner GI. Cognitive/behavioural therapy and pharmacotherapy with chronic, drug-refractory depressed inpatients: a note of optimism. Behav Cogn Psychother. 1985;13:320-7. ; by therapists who received at least 1 day of training specific to the trial from an experienced CBT therapist and trainer and weekly supervision from skilled CBT supervisors at each center1111. Wiles NJ, Thomas L, Turner N, Garfield K, Kounali D, Campbell J, et al. Long-term effectiveness and cost-effectiveness of cognitive behavioural therapy as an adjunct to pharmacotherapy for treatment-resistant depression in primary care: follow-up of the CoBalT randomised controlled trial. Lancet Psychiatry. 2016;3:137-44. ; and, finally, by therapists with a master’s degree in a mental health field and a license permitting provision of therapy, trained for 35 hours in a face-to-face workshop.1212. Lopez MA, Basco MA. Effectiveness of cognitive behavioral therapy in public mental health: Comparison to treatment as usual for treatment-resistant depression. Adm Policy Ment Health. 2015;42:87-98. All of the participants were assessed with validated scales that assess depressive symptoms and most of them were followed-up for at least 12 months after intervention. Table 1 lists additional descriptive characteristics, the first author, year of publication, study design, intervention, session length, duration of follow-up, instruments and main findings.

Table 1
Descriptive details of studies included in this systematic review

Outcomes

In all studies, the primary outcome assessed was alleviation of depressive symptoms measured using validated scales and compared from baseline to at least 12-month follow-up and as much as 40-month follow-up.

Risk of bias within studies

We utilized the RCT-PQRS to assess the risk of bias in individual studies.99. Kocsis JH, Gerber AJ, Milrod B, Roose SP, Barber J, Thase ME, et al. A new scale for assessing the quality of randomized clinical trials of psychotherapy. Compr Psychiatry. 2010;51:319-24. The results are summarized in Tables 2 and 3 . Only the randomized controlled trials were assessed for quality and risk of bias. All randomized controlled studies were rated as low risk of bias.

Table 2
Randomized controlled trials of Psychotherapy Quality Rating Scale scores for clinical trials of cognitive-behavioral therapy for treatment-resistant depression

Table 3
Randomized controlled trials of Psychotherapy Quality Rating Scale scores for long-term follow-up studies derived from samples randomized in Randomized controlled trials of cognitive-behavioral therapy for treatment-resistant depression

Results of individual studies

Randomized controlled trials

In a randomized controlled trial by Nakagawa et al.,66. Nakagawa A, Mitsuda D, Sado M, Abe T, Fujisawa D, Kikuchi T, et al. Effectiveness of supplementary cognitive-behavioral therapy for pharmacotherapy-resistant depression: a randomized controlled trial. J Clin Psychiatry. 2017;78:1126-35. a total of 80 patients aged 20-65 years old (mean = 39.5) were selected to participate in the study. All participants had at least a minimal degree of TRD and a score of ≥16 on the GRID-Hamilton Depression Rating Scale (GRID-HDRS). All eligible participants were randomly allocated to receive CBT plus TAU or TAU alone with 12-month follow-up. Those who received CBT plus TAU were offered 16 individual 50-minutes sessions scheduled weekly with up to 4 additional sessions. SSRIs were the most common antidepressant medication prescribed for the TAU only group. The primary outcome of this study was alleviation of depressive symptoms measured by the GRID-HDRS. The results showed that alleviation of depressive symptoms at 16 weeks was greater in the CBT group than in the TAU group and that the beneficial effects of CBT were maintained over the 12-month follow-up period. 82.5% of those receiving CBT + TAU and 50% of those receiving TAU alone showed a ≥50% reduction in the GRID-HDRS.

The CoBalT randomized controlled trial by Wiles et al.1010. Wiles N, Thomas L, Abel A, Ridgway N, Turner N, Campbell J, et al. Cognitive behavioural therapy as an adjunct to pharmacotherapy for primary care based patients with treatment resistant depression: results of the CoBalT randomised controlled trial. Lancet. 2013;381:375-84. recruited 469 patients aged 18-75 years (mean 49.2) who had been compliant with an adequate dose of antidepressant medication for at least 6 weeks and who all had a BDI score of 14 or more (mean 31.8). Participants with other disorders such as bipolar or psychotic disorder were excluded, as were participants who received CBT treatment in the previous 3 years. Participants were taking antidepressants at the time of randomization and were expected to continue with the drugs. In addition, they were randomly allocated to receive CBT plus TAU or TAU alone. Those who received CBT + TAU received 12 sessions of individual CBT lasting 50-60 minutes with a further six sessions: 90% of patients were followed up at 6 months and 84% at 12 months. Their primary outcome was reduction in depressive symptoms of at least 50% compared with baseline as measured by the BDI. After 6 months, participants in the intervention group had a BDI score that was 5.7 points lower (less depressed). At 12-month follow-up, participants had a mean BDI score of 17.0. Hence, CBT as an adjunct to TAU was effective in reducing depressive symptoms in patients with TRD and effects were maintained over 12 months.

In 2016, a long-term follow-up study derived from the above-mentioned RCT was conducted by Wiles et al.1111. Wiles NJ, Thomas L, Turner N, Garfield K, Kounali D, Campbell J, et al. Long-term effectiveness and cost-effectiveness of cognitive behavioural therapy as an adjunct to pharmacotherapy for treatment-resistant depression in primary care: follow-up of the CoBalT randomised controlled trial. Lancet Psychiatry. 2016;3:137-44. with the aim of assessing the long-term effectiveness of CBT as an adjunct to TAU. Patients from the first study1010. Wiles N, Thomas L, Abel A, Ridgway N, Turner N, Campbell J, et al. Cognitive behavioural therapy as an adjunct to pharmacotherapy for primary care based patients with treatment resistant depression: results of the CoBalT randomised controlled trial. Lancet. 2013;381:375-84. were eligible for this one1111. Wiles NJ, Thomas L, Turner N, Garfield K, Kounali D, Campbell J, et al. Long-term effectiveness and cost-effectiveness of cognitive behavioural therapy as an adjunct to pharmacotherapy for treatment-resistant depression in primary care: follow-up of the CoBalT randomised controlled trial. Lancet Psychiatry. 2016;3:137-44. if they had not withdrawn during the 12 months’ follow-up period. The primary outcome of the CoBalT follow-up was self-report of depressive symptoms assessed by the BDI score. One hundred and thirty-six of the 469 participants from the original CoBalT study1010. Wiles N, Thomas L, Abel A, Ridgway N, Turner N, Campbell J, et al. Cognitive behavioural therapy as an adjunct to pharmacotherapy for primary care based patients with treatment resistant depression: results of the CoBalT randomised controlled trial. Lancet. 2013;381:375-84. participated in the follow-up CoBalt study.1111. Wiles NJ, Thomas L, Turner N, Garfield K, Kounali D, Campbell J, et al. Long-term effectiveness and cost-effectiveness of cognitive behavioural therapy as an adjunct to pharmacotherapy for treatment-resistant depression in primary care: follow-up of the CoBalT randomised controlled trial. Lancet Psychiatry. 2016;3:137-44. At trial entry, participants had a mean BDI score of 31.8, whereas at 46 months, the mean BDI score had reduced to 19.2, which was a similar score to results at 6 and 12-month follow-ups. CBT as an adjunct to TAU was effective in reducing depressive symptoms in patients with TRD and the effects were maintained over 46 months (3-5 years).

Lopez and Basco’s study1212. Lopez MA, Basco MA. Effectiveness of cognitive behavioral therapy in public mental health: Comparison to treatment as usual for treatment-resistant depression. Adm Policy Ment Health. 2015;42:87-98. was also a randomized controlled trial designed to assess the effectiveness of CBT in patients with TRD. 166 participants (19 to 74 years old and mostly Hispanic) were randomly assigned to a CBT + TAU group (83 participants, mean age 42.8) or to a TAU alone group (83 participants, mean age 43.2). Only those who had failed to achieve full remission of depression after two trials of medication and who had a Quick Inventory of Depressive Symptomatology (QIDS) score of 11 or greater (which means moderate symptomatology) were eligible to receive CBT consisting of 18 individual sessions. The baseline mean QIDS score was 17.9 and mean BDI score was 38.9. The results showed that, utilizing the final QIDS score, 36.7% of participants in CBT group had a clinically significant response to treatment (50% decrease) compared to 22.9% of those in the TAU group. Utilizing the BDI score, 57.5% demonstrated meaningful response to CBT.

Finally, for adolescent populations, only one randomized controlled trial was found in the database results that assessed the efficacy of CBT in TRD adolescents: the TORDIA randomized controlled trial, published in 2008.33. Brent D, Emslie G, Clarke G, Wagner KD, Asarnow JR, Keller M, et al. Switching to another SSRI or to venlafaxine with or without cognitive behavioral therapy for adolescents with SSRI-resistant depression: the TORDIA randomized controlled trial. JAMA. 2008;299:901-13. The main outcome of this trial was improvement of depressive symptoms measured by validated scales. Participants were 334 adolescents aged 12 to 18 years (mean age 15.9), with clinically significant depression measured by the Children’s Depression Rating Scale Revised (CDRS-R) with a total score of at least 4 (at least moderate severity), despite being on treatment with an SSRI for at least 8 weeks (40 mg/day of fluoxetine or its equivalent). They were randomly assigned for 12 weeks to 1 of 4 treatment regimens: 1) switch to a second, different SSRI, 2) switch to a second, different SSRI + CBT, 3) switch to venlafaxine or 4) switch to venlafaxine + CBT with 12 months’ follow-up. Medication sessions lasted 30 to 60 minutes whereas CBT was 12 sessions of 60 to 90 minutes each. 54.8% of participants treated with CBT showed an adequate clinical response and a reduction in CDRS-R score (≥50%). CBT plus a switch to either medication showed a higher response rate (54.8%) than a medication switch alone (40.5%), but there was no difference in response rate between venlafaxine and a second SSRI.

In 2010, Emslie et al.1313. Emslie GJ, Mayes T, Porta G, Vitiello B, Clarke G, Wagner KD, et al. Treatment of Resistant Depression in Adolescents (TORDIA): week 24 outcomes. Am J Psychiatry. 2010;167:782-91. published a long-term follow-up study derived from the above-mentioned RCT, this time with the purpose of reporting on the outcome of participants in the TORDIA trial after 24 weeks of treatment. The same participants were included, however, following the initial 12 weeks, responders remained in the same blinded treatment arm for an additional 12 weeks. Medication visits were monthly, whereas CBT visits (mean of 2.8 sessions) were every other week for 2 months and monthly thereafter. Of the 334 adolescents, only 261 participants (78.1%) were included in the 24-week assessment and 20% did not complete the assessment. Result showed that only 38.9% of 334 adolescents from the TORDIA trial achieved remission by 24 weeks.

Open trial and case report studies

An open trial by Miller et al.1414. Miller IW, Bishop SB, Norman WH, Keitner GI. Cognitive/behavioural therapy and pharmacotherapy with chronic, drug-refractory depressed inpatients: a note of optimism. Behav Cogn Psychother. 1985;13:320-7. enrolled 6 female patients aged between 20 and 64 (mean age 39.7) who met the criteria of major depressive disorder, with an initial Beck Depression Inventory (BDI) score ≥19 and an initial Hamilton Depression Rating Scale (HDRS) score ≥17 with a failure to respond to an adequate trial of antidepressant medication (greater than 150 mg of imipramine or equivalent for three weeks). All 6 female patients received a mean of 28 sessions of CBT treatment with pharmacotherapy over a period averaging 22 weeks. Results showed that the mean BDI score dropped from 25.2 to 6.3 and the mean HDRS score from 23.8 to 8.7. In other words, 67% exhibited complete improvement on measures of depression symptomatology (BDI ≤ 9 and HDRS ≤ 7).

Moreover, Bannan1515. Bannan N. Multimodal therapy of treatment resistant depression: a study and analysis. Int J Psychiatry Med. 2005;35:27-39. demonstrated through the use of a case study the effectiveness of applying CBT in the treatment of resistant depression. The case study is of a 25-year-old woman with an 18-month history of resistant depression who failed to respond to three therapeutic trials of antidepressants (paroxetine 50 mg/day for six weeks, sertraline 150 mg/day for four weeks and venlafaxine 225 mg/day for three weeks). Treatment was a CBT intervention of 12 sessions using validated scales such as the BDI, Beck Hopelessness Inventory (BHI) and Beck Anxiety Inventory (BAI) (for more details please see Table 1 ). Measurements were made pre-therapy, mid-therapy and post-therapy. The results showed that following 12 sessions of CBT, given in combination with a course of venlafaxine 375 mg daily, there were clear improvements in mood and in levels of hopelessness as well as in overall social and occupational functioning. These improvements were reflected in the rating scales: pre-therapy (BDI score = 31, BHI score = 16), mid-therapy (BDI score = 25, BHI score = 13) and post-therapy (BDI score = 16, BHI score = 7). The patient benefited from the combination of CBT + TAU.

Discussion

Summary of evidence

This review systematically evaluated the efficacy of CBT for TRD in participants aged at least 12 years, based upon evidence from controlled studies that used validated instruments and scales. A recent article77. Li J, Zhang Y, Su W, Liu L, Gong H, Peng W, et al. Cognitive behavioral therapy for treatment-resistant depression: a systematic review and meta-analysis. Psychiatry Res. 2018;268:243-50. systematically reviewed the effectiveness of CBT for TRD patients, including other related types of therapies. However, to our knowledge, this is the first systematic review examining the efficacy of CBT only for treatment of resistant depression, including randomized controlled studies, open trials and case reports. It is also the first to review the efficacy of CBT on TRD for both adult and adolescent populations. Seventeen out of an initial list of 1580 articles were assessed for eligibility and 8 were included in this systematic review, comprising 6 randomized controlled trials, two of which described results for a follow-up period, 1 open trial and 1 case report. The randomized controlled trials demonstrated that the combination of CBT and TAU showed more rapid improvement in depressive symptoms. Overall, the evidence is sufficiently robust to confirm the efficacy of CBT for treatment of resistant depression in adult populations. One of the studies also showed that the effects of CBT can last for up to 3 to 5 years. The open trial also showed that symptoms are rapidly alleviated when CBT is combined with pharmacotherapy. Additionally, the case study of a woman who underwent CBT also demonstrated reduction in depressive symptomatology. All of these results were based on use of validated scales to assess depressive symptoms over 12 months of follow-up and even as much as 46 months of follow-up.

Just one randomized controlled trial showed that the combination CBT + TAU was also effective in an adolescent population. It is known to be the first clinical trial to enroll adolescents with depression who were not responding to an evidence-based treatment. However, when a follow-up of the same study was conducted, the results showed that the effects of CBT did not last up to 24 weeks. The findings could be applicable to community samples, which, while often more ethnically diverse than the study sample, have comparable clinical complexity.

Results address a relevant and important issue in the clinical aspect of a highly prevalent disease. When depressed patients do not respond to evidence-based interventions, healthcare providers and mental health experts should think of other strategies to manage these patients. This systematic review will help mental health experts by providing robust evidence that combination treatment for TRD patients is a choice that should be considered in their management, since it shows promising results for alleviation and reduction of depressive symptoms.

Limitations

There are several limitations to consider when interpreting this review. The first is that only four randomized controlled trials addressed this topic.66. Nakagawa A, Mitsuda D, Sado M, Abe T, Fujisawa D, Kikuchi T, et al. Effectiveness of supplementary cognitive-behavioral therapy for pharmacotherapy-resistant depression: a randomized controlled trial. J Clin Psychiatry. 2017;78:1126-35. , 1010. Wiles N, Thomas L, Abel A, Ridgway N, Turner N, Campbell J, et al. Cognitive behavioural therapy as an adjunct to pharmacotherapy for primary care based patients with treatment resistant depression: results of the CoBalT randomised controlled trial. Lancet. 2013;381:375-84. , 1212. Lopez MA, Basco MA. Effectiveness of cognitive behavioral therapy in public mental health: Comparison to treatment as usual for treatment-resistant depression. Adm Policy Ment Health. 2015;42:87-98. Moreover, only one randomized controlled trial33. Brent D, Emslie G, Clarke G, Wagner KD, Asarnow JR, Keller M, et al. Switching to another SSRI or to venlafaxine with or without cognitive behavioral therapy for adolescents with SSRI-resistant depression: the TORDIA randomized controlled trial. JAMA. 2008;299:901-13. studied an adolescent population. Furthermore, there were insufficient data to conduct a meta-analysis, hence the absence of such an analysis in our systematic review.

Conclusions

The difficulty of treating patients with TRD poses considerable challenges to healthcare providers and mental health experts. The challenge is greater because of the limited number of studies. Since the available findings are interesting and some demonstrate the efficacy of CBT for TRD patients, this study has provided further support for the contention that adding CBT to TRD treatment is a promising and effective approach. Significantly more CBT patients had clinically meaningful reductions in symptoms, according to the validated scales of depression used in the studies reviewed. However, it should be noted that there is a need to conduct additional studies of this topic. More specifically, further research is needed to investigate in greater detail whether adding CBT to TRD is beneficial in adolescents, since 40% of them will not respond to TAU treatment.

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    Miller IW, Bishop SB, Norman WH, Keitner GI. Cognitive/behavioural therapy and pharmacotherapy with chronic, drug-refractory depressed inpatients: a note of optimism. Behav Cogn Psychother. 1985;13:320-7.
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  • Corrigendum
    The authors of the article entitled “Cognitive-behavioral therapy for treatment-resistant depression in adults and adolescents: a systematic review” (doi: https://doi.org/10.1590/2237-6089-2019-0033), published in Trends in Psychiatry and Psychotherapy in ahead of print mode, have identified an error in the last author’s name: João Carlos Borges Appolinario should read Jose Carlos Appolinario . Below we present the correct version of the author byline:
    Stephanie Zakhour, 1 Antonio E. Nardi, 1 Michelle Levitan, 1 Jose Carlos Appolinario 1,2,3,4
    And below the correct version of the Suggested citation:
    Suggested citation: Zakhour S, Nardi AE, Levitan M, Appolinario JC . Cognitive-behavioral therapy for treatment-resistant depression in adults and adolescents: a systematic review. Trends Psychiatry Psychother. 2020;00(0):000-000. http://dx.doi.org/10.1590/2237-6089-2019-0033

Publication Dates

  • Publication in this collection
    02 Mar 2020
  • Date of issue
    Jan-Mar 2020

History

  • Received
    12 Dec 2018
  • Accepted
    12 May 2019
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