Gait variability and symmetry assessment with inertial sensors for quantitative discrimination of Trendelenburg sign in total hip arthroplasty patients: a pilot study based on convenience sampling

Abstract

Introduction

The aim of this pilot study based on convenience sampling was to analyze the feasibility to quantitatively discriminate Trendelenburg sign (TS), a characteristic drop in pelvic position during gait in hip disfunctions, in patients with total hip arthroplasty (THA), by assessing gait variability and symmetry using inertial sensors.

Methods

Thirteen patients with right THA, divided into two groups with (GTS, n=4) and without TS (GnTS, n=9) assessed by experienced physician, were enrolled in the study. Harris Hip Score was applied for specific evaluation of THA. The protocol consisted in walking on a level treadmill during 3 minutes with two inertial sensors attached at anterior superior iliac spine of both sides. For each left and right step, features were extracted from the Y-axis gyroscope signals: peak value, mean absolute value, standard deviation and range. For each feature, a symmetry ratio was calculated as the ratio between left and right side.

Results

No significant differences were found in Harris Hip Score between groups. The variability assessed by standard deviation for left step, contralateral to the replaced side, was significantly larger for GTS group (p<0.001). Significant differences in the symmetry ratios were found between GTS and GnTS for all features extracted from gyroscopes Y-axis (W=144, p<0.001). The symmetry ratios for GnTS group were approximately equal one (except for range), whereas for the GTS group they exceed the 10% criterion.

Conclusion

The variability and symmetry ratios of gait features extracted from inertial sensors were successful to discriminate TS in THA patients.

Keywords
Gait symmetry; Gait variability; Harris hip score; Inertial sensors; Trendelenburg sign; Total hip arthroplasty

Introduction

Total hip arthroplasty (THA) is a surgical procedure for hip replacement using a prosthesis to relieve pain and improve function in patients with coxarthrosis. Coxarthrosis is a chronic and progressive degenerative disease that causes atrophy and degeneration of adjacent muscles to the hip with persistent changes in gait, which are not fully recovered with THA ( Castagna et al., 2011 ).

A characteristic change resulting from hip dysfunction in patients with coxarthrosis is the Trendelenburg sign (TS) that results from a drop in pelvic position on the swing leg side as bodyweight is transferred to the opposite leg during walking. This gait pattern is associated with the weakness of the hip abductor muscles (HA), considered important stabilizers of the pelvis during single leg stance phase of gait ( Hardcastle and Nade, 1985 ). The normal HA muscles would be able to prevent the movement of the pelvis in the frontal plane that is limited by the contraction of such muscles during the gait contralateral leg swing phase ( Hardcastle and Nade, 1985 ).

In the clinical context, the TS is usually evaluated subjectively by means of physical tests (Trendelenburg Test – TT) that even when carefully applied can provide false positive results ( Hardcastle and Nade, 1985 ). The TT has additional limitations. Although largely used in a clinical context to evaluate hip function, recent results could not support the HA muscles hypothesis, in which HA muscular weakness would be the cause of the drop in pelvic position ( DiMattia et al., 2005 ; Kendall et al., 2013 , 2010 ). The TT should be reserved for use with populations with marked hip abductor muscle weakness, not being recommended as a screening measure for hip abductor muscle strength in populations with strength greater than 30% of body weight ( Kendall et al., 2013 ). In addition, the TT is not useful in identifying subjects in the early stages of hip joint osteoarthritis, whose sensitivity of pelvis-on-femur adduction measured with a goniometer was 0.55, and specificity was 0.70, and sensitivity of hip abductor manual muscle test strength was 0.35, and specificity was 0.90 ( Youdas et al., 2010 ). When quantitative assessment is necessary, a kinematic analysis should be done in a gait laboratory to properly identify and assess gait changes related to TS. However, such kinematic analysis requires high cost motion analysis laboratories, with limited access to patients, researchers and health professionals ( Mayagoitia et al., 2002 ).

Accelerometers attached to the body have been used as an alternative approach to conventional gait analysis ( Kavanagh and Menz, 2008 ; Yang et al., 2012 ), such as motion capture systems and force platforms, with some advantages including low cost, protocols not restricted to a laboratory, unrestricted movement by volunteers and direct 3D acceleration measurements. The most robust use of accelerometers in gait analysis is for the determination of related spatiotemporal parameters of foot contact events ( Kavanagh and Menz, 2008 ), by assessing the captured oscillations of the accelerometer time series. From heel strike events, step and stride time can be calculated as the period of successive peaks or valleys, while volunteers are walking either over ground or on a treadmill.

By processing data from accelerometer, information about gait variability and lower limb movement asymmetry can be extracted. Gait variability may be regarded as a sign of adaptability required for a successful locomotion, or a sign of impaired balance control ( Moe-Nilssen and Helbostad, 2005 ). Various measures of gait variability have been suggested such as stride-to-stride variability in stride length ( Brach et al., 2005 ), stride width ( Brach et al., 2008 , 2005 ), speed, stance time and swing time ( Hausdorff et al., 2003 ), or acceleration variability of the pelvis, trunk or head ( Kavanagh et al., 2005 ; Moe-Nilssen and Helbostad, 2004 ).

Lord et al. ( Lord et al., 2011 ) suggested that gait variability has been increasingly used as a marker for gait performance, mobility and fall risk evaluation. As pointed out by the authors, a variety of studies in biomechanics investigate the variability of gait for older adults, and there is lack of studies that focus in other populations, such as individuals suffering from hip joint involvement.

On the other hand, gait asymmetry can be an indicator of pathology and it has been assessed for a variety of musculoskeletal and neurological conditions. In pathological gait, marked differences have been reported between the affected and unaffected limbs, as observed in amputee gait ( Kaufman et al., 2012 ), in post-stroke patients ( Lewek et al., 2014 ), in hemiplegic subjects, in hemiparetic patients, ageing and Parkinson’s disease ( Yogev et al., 2007 ), in patients with limb length inequality ( Kaufman et al., 1996 ), or osteoarthritis and THA patients ( Hodt-Billington et al., 2012 ). These examples illustrate how gait asymmetry can be a direct consequence of abnormality, and, furthermore, can reduce the performance of everyday tasks and the quality of life ( Kaufman et al., 2012 ). For example, in amputees gait asymmetries may lead to back and/or intact limb pain ( Ephraim et al., 2005 ), osteoarthritis in the intact limb ( Burke et al., 1978 ; Kulkarni et al., 1998 ), osteoporosis in the residual limb ( Kulkarni et al., 1998 ), and musculoskeletal problems ( Ephraim et al., 2005 ). Therefore, rehabilitation professionals demand great efforts in restoring a more symmetrical gait pattern of their patients, including those with hip osteoarthritis and after total hip replacement ( Hodt-Billington et al., 2012 ).

A certain amount of asymmetry can be observed in able-body subjects, so that there is no common agreement on clinical criteria for when gait asymmetry should be considered pathological ( Hodt-Billington et al., 2012 ). In this sense, several measurements of spatiotemporal gait asymmetry have been proposed ( Lauzière et al., 2014 ), and step length, stance time and swing time are gait features that provide reliable symmetry measurements ( Lewek and Randall, 2011 ). Symmetry ratio, taken as the ratio between paretic and nonparetic step length, is a reliable measure of symmetry, being considered a good discriminator and an indicator of pathological condition if exceed 10% criterion for step length ( Hodt-Billington et al., 2012 ). Although the 10% criterion of gait asymmetry has initially been arbitrarily proposed ( Robinson et al., 1987 ), it is valid, and is also feasible for use on patients in physiotherapy practice and research ( Hodt-Billington et al., 2012 ).

Considering the subjectivity for assessment of gait in patients with TS, the limitations of TT, and the difficulties in performing a quantitative test in an appropriate laboratory, we propose a variability and asymmetry gait assessment in patients with unilateral THA. The aim of this pilot study based on convenience sampling is to test the feasibility, from low-cost inertial measurement units fixed at left and right anterior superior iliac spine (ASIS) in the pelvis, of a quantitative method to discriminate TS patients and monitor their progress, which can be used even by professionals without great experience in hip evaluation.

Methods

Participants and ethics statement

A total of 13 right-footed patients of both sexes were enrolled in the study. Inclusion criteria were: right THA with no more than 36 months of recovery, able to walk without assistance, between 60 and 65 years old. Exclusion criteria were: presence of sign of impairment in other joint, unable to understand the protocol instructions, presence of pain during data collection (self-declared). The patients (average postoperative time of 23.3±5.1 months) were divided into two groups: with TS (GTS, n=4, 2 male, 2 female, 62.7±6.9 years old) and without TS (GnTS, n=9, 4 male, 5 female, 63.0±5.2 years old) assessed by an orthopedic surgeon with large experience in hip arthroplasty and hip evaluation. They voluntarily signed an informed consent form, specifically approved for this study, prior to participation. This study was approved by the university’s Ethics Committee for Human Research under number 49801115.4.0000.5152.

Data collection

Initially, the patients were assessed by Harris Hip Score (HHS) test using a culturally adapted version ( Guimarães et al., 2010 ). Harris Hip Score test is a specific evaluation tool used to assess the results of hip arthroplasty ( Harris, 1969 ). It presents a scale with a maximum of 100 points, including evaluation of pain, function, deformity and mobility. Pain and function have the highest weight (44 and 47 points, respectively). Movement amplitude and deformity receive 5 and 4 points, respectively. Function is subdivided into daily living activities (14 points) and gait (33 points). In the gait section of function domain, the patient is asked about limp. References values for HHS are Poor (<70), Fair (70-79), Good (80-89) and Excellent (90-100), and for Limp score of HHS are None=11, Slight=8, Moderate=5 and Severe or unable to walk=0 ( Nilsdotter and Bremander, 2011 ).

Next, the patients walked on a level treadmill during 3 minutes in a constant speed of 2 km/h, a comfortable speed for all participants. The first two minutes were used to become familiar with treadmill walking, and the last 1 minute was used for data collection.

Gait kinematic data were collected using a customized belt coated with Velcro containing two embedded inertial measurement units (IMUs) composed by triaxial accelerometer and gyroscope (LSM303DLM and L3GD4200D, respectively) positioned on the right (IMU-R) and left (IMU-L) ASIS. Their signals were recorded during the last 1 minute of walking on the treadmill. The IMUs X, Y and Z axes were oriented to the mediolateral, anteroposterior and vertical directions, respectively ( Figure 1 ).

Figure 1
Placement of IMUs on the right and left anterior superior iliac spines and the corresponding axes of orientation.

The system for processing the gait kinematic data is composed of three main units ( Andrade et al., 2017 ): (i) a customized hardware and software for movement detection, visualization of data in real time and data storage; (ii) an automatic tool for step and stride time interval detection and outlier removal; (iii) feature extraction, data organization and storage in a spreadsheet. A microcontroller (Atmel SAM3X8E ARM Cortex-M3 CPU) is responsible for the configuration of the IMUs, for reading information from the IMUs, and for transmitting this information to the PC through serial communication (USB). One of the timers of the microcontroller was configured so that data could be sampled from the digital sensors (IMUs) at 50 Hz. All the information (each of the X, Y and Z axis of each sensor) are transmitted to the PC at 115,200 bit/s.

Signal processing

The collected gait kinematic data were filtered using a zero-phase, 20^th order digital bandpass Butterworth filter, with lower cutoff frequency of 0.01 Hz and upper cutoff frequency of 5 Hz. The linear trend of the signal was removed by subtracting it from its mean, and the nonlinear trend was removed by subtracting the signal from a high order polynomial (order = 20) fit.

The right and left accelerometer Y-axis signals were used to identify gait cycles so that it was possible to measure the variation of the acceleration in the sagittal plane. The local minima of the Y-axis of the accelerometer represent the beginning of the gait cycle (i.e., the heel strike) ( Figure 2 ). The beginning of the stride was set to the local minimum and its end to the next local minimum on the same side. Thus, the stride consists of two steps, starting with the step of a limb followed by the step of the contralateral limb. The end of a stride coincides with the start of the following stride for consecutive strides.

Figure 2
(A) Filtered signals obtained from the Z coordinate of the accelerometers. The blue line represents the signal from the left accelerometer, whereas the red line from the right one. The black solid line, composed of connected black segments, is the estimated stride time interval for the left side. The left and right heel strikes are marked with the “o” and “*” symbols, respectively; (B) Stride time interval estimates for the right side.

All the local minima (valleys) were detected ( Figure 2 ), and this set of local minima was clustered by means of the Fuzzy C-means clustering algorithm. Neighbor valleys with a temporal distance inferior to 200 ms were merged. Outlier periods were removed after estimation of 0.25 and 0.75 quantiles.

After identification of the right and left step intervals, the right and left gyroscope Y-axis signals were used to obtain the variation of the pelvis angular velocity on the frontal plane, since some hip impairments, such as TS, are characterized by signs in frontal plane. The following features, related to the signal amplitude, were extracted for each step interval of the Y-axis of gyroscopes time series ( Chou and Huaibei, 2015 ):

• PEAK (peak value);

• MAV (mean absolute value);

• STD (standard deviation);

• RANGE (difference between maximal and minimal value).

These features were chosen to properly characterize the analyzed signal, allowing the comparison between the two groups along the step intervals. They are central tendency and variability measures.

For each feature, the values for the 2.5%, 50% and 97.5% confidence intervals were calculated using bootstrap analysis with 1,000 samples. Next, the symmetry ratio was calculated as the ratio between left step time (healthy side) value and right step time (replaced side) value, similar to the proposed symmetry ratio for stroke patients (nonparetic/paretic limb) ( Lewek et al., 2014 ). Symmetry ratio equal one indicates perfect symmetry, larger than one indicates that left step time is larger than right step time. As gait speed was the same for all participants, step time is equivalent to step length, a reliable gait feature in symmetry ratio calculation ( Lewek and Randall, 2011 ).

Statistical analysis

The symmetry ratios were grouped in a vector for GTS group and for GnTS group. Since the data did not fit a normal distribution (Shapiro-Wilk test, p<0.05), a nonparametric U-Mann-Whitney design test was applied to assess the differences between GTS and GnTS symmetry ratios. The same test was used to compares HHS between groups. The statistical analysis was performed with R software using a custom-written code, with a significance level set at p < 0.05.

Results

The results for HHS test are presented in Table 1 . As shown, there was no significant difference between groups even for HHS Limp score, directly related to claudication, and a good indicator of TS.

Table 1
HHS results for GnTS and GTS groups.

	GnTS	GTS	p-value
HHS	88.5±13.1	91.1±3.7	0.710 *
HHS Limp score	7.3±1.5	9.7±1.6	0.076 *

• ^*
  nonparametric U-Mann-Whitney test.

The results for the selected features are presented in Table 2 , for right and left steps.

Table 2
Selected features extracted from Y-axis of gyroscopes.

Feature	Trendelenburg	Event	Bootstrap confidence interval
			2.50%	50%	97.5%
PEAK	+	Right step	9.82	11.13	12.19
		Left step	20.32	22.71	23.77
	-	Right step	12.50	13.21	13.89
		Left step	12.53	12.97	13.44
MAV	+	Right step	9.17	9.93	10.82
		Left step	11.10	12.36	13.30
	-	Right step	9.18	9.40	9.67
		Left step	8.43	8.66	8.88
STD	+	Right step	8.65	9.20	9.47
		Left step	11.11	11.97	12.75
	-	Right step	8.48	8.71	9.04
		Left step	7.99	8.23	8.45
RANGE	+	Right step	27.38	28.97	29.86
		Left step	33.20	35.15	37.23
	-	Right step	26.41	27.15	28.16
		Left step	23.75	24.50	25.21

• ⁺
  refers to GTS group; - refers to GnTS group.

Table 3 presents the symmetry ratios for the corresponding confidence intervals.

Table 3
Symmetry ratios for features extracted from Y-axis of gyroscopes.

Feature	Trendelenburg	Bootstrap confidence interval
		2.50%	50%	97.5%
PEAK	+	1.95	2.04	2.07
	-	0.97	0.98	1.00
MAV	+	1.21	1.22	1.24
	-	0.92	0.92	0.92
STD	+	1.28	1.31	1.35
	-	0.93	0.94	0.94
RANGE	+	1.21	1.21	1.25
	-	0.90	0.90	0.90

• ⁺
  refers to GTS group; - refers to GnTS group.

Significant differences in the symmetry ratios were found between GTS and GnTS for all features extracted from gyroscopes Y-axis (W=144, p<0.001). The symmetry ratios for GnTS group were approximately equal one (except for RANGE), whereas for GTS group they exceed the 10% criterion. Besides, the variability assessed by STD for left step, contralateral to the replaced side, was significantly larger for GTS group (W=98.5, p<0.001).

Discussion

The aim of this study was to test the feasibility of a tool to quantitatively discriminate TS in patients with THA, and to help follow their recovery progress by registering a progressive reduction in symmetry index during a rehabilitation program. Two IMUs, composed of triaxial accelerometers and gyroscopes, were attached to ASIS of both sides in a protocol that can be easily used in a clinical context. Left and right steps were properly identified by Y-axis accelerometer and gait features were extracted from Y-axis gyroscopes (pelvis angular velocity in frontal plane) to assess gait symmetry and variability.

Although inertial sensors have been used to detect and track gait asymmetries ( Williamson et al., 2015 ), the IMUs configuration proposed in the present study allows for a more intuitive and reliable identification of foot contacts, subsequent calculation of step and stride time intervals of both sides and extraction of features to assess inter-step variability. The possibility of extracting such additional gait features is an argument that favors the use of an IMU system compared to the TT, in addition to its ease of use, objectivity and the fact that even professionals without great experience in hip evaluation can use it.

Previous studies using gyroscopes or accelerometers to identify gait events have used gyroscopes attached to lower limb segments ( Aminian et al., 2002 ; Tong and Granat, 1999 ; Williamson et al., 2015 ) or one accelerometer attached to the lower trunk ( Moe-Nilssen and Helbostad, 2004 ; Zijlstra and Hof, 2003 ). Although such configuration allows foot contact identification with a good precision, the calculation is not so intuitive, and involves a simplified inverted pendulum based gait modeling as well as a not trivial signal processing, such as wavelet ( Aminian et al., 2002 ), machine learning, neural network ( Shimada et al., 2005 ) or unbiased autocorrelation function ( Moe-Nilssen and Helbostad, 2004 ), besides the preprocessing of the signal.

Using two inertial sensors, we have simultaneous information from both sides during left and right events. This provides the possibility of joint variability analysis (i.e., considering left and right sides simultaneously) as explored in this research. This type of joint analysis has not been reported in the literature.

The functional HHS test was not able to properly discriminate the two groups, even considering the specific item related to limping. Indeed, GTS group presented better results than GnTS group. This was not the case when interpreting the quantitative results.

Regarding gait variability, standard deviation of left step was significantly larger in GTS group. Left step is characterized by right lower limb stance phase and left lower limb swing phase, and a pelvic rotation in frontal plane toward left limb is expected. According to Trendelenburg’s hypothesis ( Hardcastle and Nade, 1985 ), such pelvic rotation is limited by HA muscles activation, which would be, however, not effective in GTS group of the present study, because the patients have undergone THA in right side. This would explain the larger variability observed for GTS group and it can be a good objective assessment of TS. However, the relation between HA activation and TS needs further research ( Kendall et al., 2013 , 2010 ).

The use of symmetry ratios was also successful to discriminate TS in THA patients. GTS group presented symmetry ratio larger than one for all gait features extracted from Y-axis gyroscopes, an indicative of a pathological condition. In addition, the symmetry ratios were significantly larger for GTS group than for GnTS group. These gait symmetry measures can be quickly and routinely obtained during rehabilitation. The methodology is previously advocated because it is easily administrated, of high portability, low cost, and may be used inside and outside clinical situations ( Tura et al., 2010 ).

Caution should be taken, however, when interpreting the results for the RANGE feature. Although symmetry ratio calculated using RANGE was larger than one and significantly larger for GTS group, the values for GnTS group also satisfied the 10% criterion. In GnTS group, RANGE was smaller for left step whereas in GTS group RANGE was smaller for right step.

Finally, this study has some limitations that should be noted. The patients were assessed when walking on a treadmill at a constant speed, and overground walking at preferred walking speed should be further tested. Furthermore, considering that this research is a pilot study based on a convenience sample of reduced size, to properly deal with possible false positives or false negatives and provide reliable and automatic TS identification, a larger sample should be assessed in different gait conditions and by different experimenters.

Acknowledgements

The present work has the support of Brazilian government (CNPq, CAPES, FAPEMIG- APQ-00942-17, and FAPEG). A. A. Pereira and A. O. Andrade are a Fellow of CNPq, Brazil (306718/2014-6 and 305223/2014-3, respectively). The authors thank the volunteers who participated in the study.

• How to cite this article: Ferreira LCV, Rabelo AG, Vieira MF, Pereira AA, Andrade AO. Gait variability and symmetry assessment with inertial sensors for quantitative discrimination of Trendelenburg sign in total hip arthroplasty patients: a pilot study based on convenience sampling. Res Biomed Eng. 2018; 34(1):. DOI: 10.1590/2446-4740.07017.

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Publication Dates

• Publication in this collection
  19 Mar 2018
• Date of issue
  Jan-Mar 2018

History

• Received
  04 Nov 2017
• Accepted
  01 Mar 2018