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Strong El Niño reduces fruit production of Brazil-nut trees in the eastern Amazon

Forte El Niño reduz a produção de frutos de castanheiras na Amazônia Oriental

ABSTRACT

The Brazil-nut tree (Bertholletia excelsa) is native to the Amazon rainforest, and its fruit production varies naturally with climatic conditions. Our aim was to evaluate the temporal variation in Brazil-nut production associated with climatic variables, including the strong El Niño of 2015/2016. The study was carried out in two 9-ha permanent plots in the northeastern Brazilian Amazon from 2007 to 2018: one in forest (12-year monitoring) and the other in savannah/forest transition (eight years). Overall, we monitored fruit production of 205 trees with diameter at breast height ≥ 50 cm. Annual fruit production was related to temporal series (2005-2018) of climatic data (the Oceanic Niño Index; and precipitation and air temperature from two local meteorological stations). Average fruit production per tree in 2017 was eight times lower than in 2015 and two times lower than the general average for both sites, and was significantly associated to the El Niño of 2015/2016, that increased average maximum monthly temperature and reduced the precipitation in the region, extending the dry season from three to six months. Years with higher and lower fruit production per tree coincided in both sites. Annual fruit production was significantly and negatively correlated with thermal anomalies that occurred in the third semester prior to harvest monitoring. Years with higher production were related with predominance of neutrality or the La Niña phenomenon at the global scale, and higher rainfall at the local scale. The relationship of fruit production with climate was independent of the local habitat.

KEYWORDS:
Bertholletia excelsa; climate variability; Oceanic Niño Index (ONI); productivity

RESUMO

A castanheira-da-amazônia (Bertholletia excelsa) é nativa da floresta amazônica e sua produção de frutos varia naturalmente com as condições climáticas. Nosso objetivo foi avaliar a variação temporal na produção de frutos da castanheira associada a variáveis ​​climáticas, incluindo o forte El Nino de 2015/2016. O estudo foi realizado em parcelas permanentes de 9 ha de 2007 a 2018, uma localizada em floresta (12 anos de monitoramento) e a outra em transição floresta/savana (oito anos). Em total, monitoramos 205 castanheiras com diâmetro à altura do peito ≥ 50 cm. A produção anual de frutos foi relacionada a séries temporais (2005-2018) de dados climáticos (o Índice Oceânico Niño; e a precipitação e temperatura do ar de duas estações meteorológicas locais). A produção média por castanheira em 2017 foi oito vezes menor que em 2015 e duas vezes menor que a média geral nos dois sítios, e foi significativamente associada ao El Niño de 2015/2016, que causou aumento na temperatura máxima mensal e redução na precipitação regional, prolongando a estação seca de três para seis meses. Os anos com maior e menor produção média por castanheira foram os mesmos nos dois ambientes. A produção anual de frutos foi significativa e negativamente correlacionada com as anomalias térmicas ocorridas no terceiro semestre antes da colheita. Anos de maior produção foram relacionados com predominância de neutralidade ou do fenômeno La Niña em escala global, e aumento da precipitação em nível local. A relação entre produção de frutos e clima foi independente do ambiente local.

PALAVRAS-CHAVE:
Bertholletia excelsa; variação climática; índice oceânico do Niño; produtividade

INTRODUCTION

The Brazil-nut tree (Bertholletia excelsa Bonpl.) has been undergoing a process of domestication by amerindian peoples in the Amazon region since pre-Columbian times (Levis et al. 2018Levis, C.; Flores, B.M.; Moreira, P.A.; Luize, B.G.; Alves, R.P.; Moraes, J.F.; et al. 2018. How People Domesticated Amazonian Forests. Frontiers in Ecology and Evolution, 5: 171-192.), and has great socioeconomic and cultural importance in the region today (Salomão 2014Salomão, R.d.P. 2014. A castanheira: história natural e importância socioeconômica. Boletim Museu Pareaense Emílio Goeldi, 9: 259-266.). Many extractive communities in the region depend on Brazil nut and its sub-products for family income (De Jesus and Guedes 2017De Jesus, F.; Guedes, M. 2017. Forest loss and matrix composition are the major drivers shaping dung beetle assemblages in a fragmented rainforest. Landscape Ecology, 31: 843-854.).

The species has a long and synchronous flowering period that occurs during six months (Rathcke and Lacey 1985Rathcke, B.; Lacey, E.P. 1985. Phenological patterns of terrestrial plants. Annual Review of Ecology and Systematics, 16: 179-214.), normally in the dry season (Tonini 2011Tonini, H. 2011. Fenologia da castanheira-do-Brasil (Bertholletia excelsa Humb. & Bonpl., Lecythidaceae) no sul do Estado de Roraima. Cerne, 17: 123-131.). The flower buds yield yellow, hermaphroditic flowers that are pollinized only by specific bees that are able to reach the pollen (Maués et al. 2015Maués, M.M.; Krug, C.; Wadt, L.H.O.; Drumond, P.M.; Cavalcante, M.C.; Silva dos Santos, A.C. 2015. A Castanheira-do-Brasil : Avanços no Conhecimento das Práticas Amigáveis à Polinização. FUNBIO, Rio de Janeiro, 84p.). The period between the emission of the first floral buds and maturation of the fruits is about 15 months and fruit dispersion occurs during the rainy season (Moritz 1984Moritz, A. 1984. Estudos biológicos da floracão e frutificacão da castanha-do-brasil (Bertholletia excelsa H.B.K). Documento 29. EMBRAPA- CPATU, Belém, 82p.; Tonini 2011; Wadt et al. 2018Wadt, L.H.; Lynn, C.; Kainer, K.A.; Silva, J. 2018. Primary and secondary dispersal of Bertholletia excelsa: Implications for sustainable harvests. Forest Ecology and Management, 415-416: 98-105.).

There is a large intrapopulational and intraindividual yearly variation in fruit production (Kainer et al. 2006Kainer, K.A.; Wadt, L.H.O.; Gomes-Silva, D.A.P.; Capanu, M. 2006. Liana loads and their association with Bertholletia excelsa fruit and nut production, diameter growth and crown atributes. Journal of Tropical Ecology, 22: 147-154.; Pedrozo et al. 2015Pedrozo, C.Â.; Tonini, H.; Deon, M.; Resende, V.; Schaefer, M. 2015. Repeatability of fruits and seeds production and selection of Brazil nut genotypes in native populations in Roraima. Revista Árvore, 39: 863-871.), which may be due to crown characteristics such as sociological position and vine infestation (Wadt et al. 2015Wadt, L.H.D.O.; Kainer, K.A.; Staudhammer, C.L. 2015. Corte de Cipós em Castanheiras como Tratamento Silvicultural para Aumentar a Produção de Frutos. Comunicado Técnico # 400, Embrapa Rondônia, Porto Velho, 4p.), tree age and size, mainly stem diameter (Neves et al. 2015Neves, E.S.; Guedes, M.C.; Rodrigues, E.G. 2015. Relação da produção de frutos de castanha-da-amazônia (Bertholletia excelsa Bonpl.) com variáveis das próprias castanheiras, em capoeira e floresta da Resex Cajari. Biota Amazônia, 2: 31-37.), soil nutrients (Costa 2018Costa, F.F. 2018. Ocorrência e estrutura vertical de florestas com castanheiras na amazônia brasileira. Master’s thesis, Universidade Federal de Macapá, Brazil. 88p. (http://repositorio.unifap.br:8080/handle/123456789/212)
http://repositorio.unifap.br:8080/handle...
), spatial location of trees and support capacity of different forest typologies (Batista et al. 2019Batista, A.P.B.; Scolforo, H.F.; Mello, J.M. de; Guedes, M.C.; Terra, M.C.N.S.; Scalon, J.D.; et al. 2019. Spatial association of fruit yield of Bertholletia excelsa Bonpl. trees in eastern Amazon. Forest Ecology and Management, 441: 99-105.), or interaction with pollinators and climate factors such as rainfall (Wadt et al. 2018).

The rainfall can directly interfere with flowering by affecting flower production, or indirectly by affecting pollinators (Rathcke and Lacey 1985Rathcke, B.; Lacey, E.P. 1985. Phenological patterns of terrestrial plants. Annual Review of Ecology and Systematics, 16: 179-214.), so that fruit production depends on climatic conditions of the previous year that affect flowering (Tonini 2011Tonini, H. 2011. Fenologia da castanheira-do-Brasil (Bertholletia excelsa Humb. & Bonpl., Lecythidaceae) no sul do Estado de Roraima. Cerne, 17: 123-131.). In some species, fruit production is higher in some years and synchronized across large areas, and this can be related to specific climatic conditions during the years preceding the reproductive period (Bogdziewicz et al. 2019Bogdziewicz, M.; Szymkowiak, J.; Fernández-Martínez, M.; Peñuelas, J.; Espelta, J.M. 2019. The effects of local climate on the correlation between weather and seed production differ in two species with contrasting masting habit. Agricultural and Forest Meteorology, 268: 109-115.). Climate influence can be particularly significant considering scenarios of climate change, with increase of anomalies and frequency of extreme weather events.

The interannual variation in Brazil-nut production directly affects its market supply, price and economic viability. In 2017, the low production of fruits increased the price of an 11-kg can (the reference unit for commercialization) to R$ 120 (USD 22 according to the 2021 exchange rate), in some regions, compared to the average price of R$ 50 (USD 9) in 2016. In the northeastern Brazilian Amazon, the 11-kg can was sold for R$ 200 (USD 38) (Embrapa 2017Embrapa. 2017. Empresa Brasileira de Pesquisa Agropecuária. Pesquisa aponta queda de 70% na produção de castanha-da-amazônia. ( (https://www.embrapa.br/busca-de-noticias/-/noticia/26131296/pesquisa-aponta-queda-de-70-na-producao-de-castanha-da-amazonia ). Accessed on 12 May 2018.
https://www.embrapa.br/busca-de-noticias...
).

In order to test the hypothesis that the drastic decrease in fruit production of Brazil-nut trees in 2017 was associated with the effects of a strong climatic anomaly, the 2015/2016 El Niño phenomenon, we evaluated Brazil-nut tree production across a series of years (2007-2018). Two Brazil-nut tree populations located in different habitats (forest and savannah/forest transition) were monitored in the northeastern Brazilian Amazon. Our aims were to: (1) characterize the effect on local climatic conditions of the 2015/2016 El Niño; (2) quantify the average annual production of Brazil nuts in the two populations and relate the yearly variation in production with climatic variables; and (3) evaluate whether the effect of the El Niño on fruit production was affected by the local habitat.

MATERIAL AND METHODS

Study area

Data were collected in the Extractivist Reserve of the Cajari River (Resex Cajari), a sustainable-use conservation unit located in the eastern Brazilian Amazon, in the south of the state of Amapá (Funi and Paese 2012Funi, C.; Paese, A. 2012. Spatial and Temporal Patterns of Deforestation in Rio Cajarí Extrative Reserve, Amapá, Brazil. PLoS ONE, 7: e51893.) (Figure 1).

Figure 1
Location of the study area in the Brazilian Amazonian state of Amapá. The larger area represents the contour of the Extractive Reserve of the Cajari River (Reserva Extrativista do Rio Cajari) (Resex Cajari), showing the location of the two 9-ha permanent sampling plots within natural stands of Brazil-nut tree (Bertholletia excelsa) in an area of forest and an area of savannah/forest transition.

In the upland areas of the reserve, clustered Brazil-nut stands naturally occur in vast extensions of rainforest (referred as forest from here on) and transition areas between Amazon rainforest and typical savannah vegetation (savannah with gallery forest) (referred as savannah/forest transition from here on) (IBGE 2012IBGE. 2012. Instituto Brasileiro de Geografia e Estatística. Manual Técnico da Vegetação Brasileira. n. 1. 2nd ed., IBGE, Rio de Janeiro, 272p.). The climatic typology of the region is Am3, according to the adaptation of the Köppen classification (Martorano et al. 1993Martorano, L.G.; Pereira, L.C.; Nechet, D. 1993. Tipologia climática do Estado do Pará - adaptação do método de Koopen. Boletim de Geografia Teorética, 23: 307-312.).

In the study area, the average annual air temperature is about 25 °C and average annual rainfall is 2,300 mm, distributed in two distinct seasons: a rainy season (January to July), and a dry season (August to December), when rainfall is lower and may lack completely in some months. September through November is the period with the lowest average rainfall (< 100 mm per month), and includes prolonged drought periods with no rainfall (Da Cunha et al. 2010Da Cunha, A.C.; Souza, E.B. de; Cunha, H.F.A. 2010. Tempo, Clima e Recursos Hídricos: Resultados do Projeto REMETAP no Estado do Amapá. v. 20, 2nd ed. IEPA, Macapá, p.83-96.). The main soils in the region are red-yellow dystrophic oxisols with a clayey texture, yellow dystrophic oxisols with a loamy texture, and red-yellow ultisols (RadamBrasil 1974RadamBrasil. 1974. Projeto Radar da Amazônia, Levantamento de recursos naturais . v.4.Folha SB.22 Araguaia e parte da Folha SC.22 Tocantins. DNPM/MME, Rio de Janeiro.). The soil was classified as eutrophic red-yellow ultisol in the forest plot and as red-yellow petroplintic dystrophic oxisol in the savannah/forest transition, which has lower support capacity (Oliveira Jr. et al. 2021Oliveira Jr., R.C.; Melem Jr., N.J.; Guedes, M.C.; Santos, D.B.; Guimarães, Y.B.P.C.; Araújo, D.M.F.; Ferreira, N.S.; Moraes, A.S. 2021. Caracterização dos Solos sob Castanhais na Região Sul do Estado do Amapá. Série Documentos (61), Embrapa Amapá. Macapá, 30p. (https://ainfo.cnptia.embrapa.br/digital/bitstream/item/222388/1/Doc-106-Caracterizacao-Solos-V4.pdf)
https://ainfo.cnptia.embrapa.br/digital/...
).

Brazil-nut fruit yield

Data were collected in two permanent plots of 9 ha each (300 m x 300 m), one located in natural forest (monitored from 2007 to 2018) and the other in natural savannah/forest transition (monitored from 2010 to 2018, except 2012). All Brazil-nut trees in each plot with ≥ 31 cm circumference at breast height - CBH (at 1.3 m above the soil) were identified and mapped. CBH was measured in 2018 using a metric tape with a precision of 1 mm, and values were converted to diameter at breast height (DBH = CBH/π). The inclusion criterion for this study was DBH ≥ 50 cm, as Brazil-nut trees of this size are considered to have production potential (Wadt et al. 2005Wadt, L.H.O.; Kainer, K.A.; Gomes-Silva, D.A.P. 2005. Population structure and nut yield of a Bertholletia excelsa stand in Southwestern Amazonia. Forest Ecology and Management, 211: 371-384.). Productive trees were classified into DBH classes, which are assumed to be related to age: Class I = DBH 50 - 100 cm; II = 100.1 - 150 cm; III = 150.1 - 200 cm, and IV = > 200.1 cm (Wadt et al. 2005).

Both populations are explored by local agroextractivist communities, who harvest fallen fruit each year. The monitored trees were visited annually after the period of fruit fall (second half of February). For safety reasons, the agroextractivists do not enter the Brazil-nut tree stand while the fruits are falling from the trees. Before collection, we assumed that only native fauna (mainly agoutis) removed the fruits (Wadt et al. 2018Wadt, L.H.; Lynn, C.; Kainer, K.A.; Silva, J. 2018. Primary and secondary dispersal of Bertholletia excelsa: Implications for sustainable harvests. Forest Ecology and Management, 415-416: 98-105.). From the end of fruit-falling onwards, we accompanied the extractivists into the plots during fruit collection. We monitored the effective production, i.e. the number of fruits available for collection by the extractivists after the fruits stopped falling from the trees, referred from here on as fruit production.

The fruit production of each individual tree was quantified by collecting all healthy fruits on the ground under the projection of the crown (Supplementary Material, Table S1). We excluded immature fruits (small and light), fruits damaged by animals (with tooth marks from agoutis and beak marks from macaws) and fruits from the previous year’s harvest (much lighter then freshly fallen fruits and without bark).

Meteorological variables

A historical series (from 2005 to 2018) of monthly mean air temperature, maximum temperatures and precipitation were obtained from Instituto Nacional de Meteorologia (the Brazilian National Meteorological Institute), from meteorological station nr. 82098 located in Macapá, the capital of Amapá (INMET 2021aINMET. 2021a. Instituto Nacional de Meteorologia. ( (http://www.inmet.gov.br/portal/index.php?r=estacoes/estacoesAutomaticas ). Accessed on 12 Jun 2021.
http://www.inmet.gov.br/portal/index.php...
). This station is the nearest to Resex Cajari (121 km in a straight line) that contains a long series of data. Data collected at a station installed in the Resex Cajari and monitored by Sobrinho (2017Sobrinho, T.R.G. 2017. Estrutura, funcionamento e evolução das paisagens cobertas por savanas na reserva extrativista do Rio Cajari/AP, Amazônia oriental, Brasil. Doctoral thesis, Pontifícia Universidade Católica de Minas Gerais, Brazil. 308p. (http://www.biblioteca.pucminas.br/teses/Geografia_ThemistoclesRaphaelGomesSobrinho_5501.pdf)
http://www.biblioteca.pucminas.br/teses/...
), from April 2015 to March 2016 March were also used.

To analyse the effect of climate anomalies, we used the Oceanic Niño Index (ONI), which is calculated using data from floating monitoring stations installed in the Equatorial Tropical Pacific Ocean, in the region of Niño 3.4, between the latitudes 5oN and 5oS, and longitudes 120° to 160°W. The data are available for overlapping quarterly periods from the US National Aeronautics and Space Administration (https://origin.cpc.ncep.noaa.gov/products/analysis_monitoring/ensostuff/ONI_v5.php). Positive anomalies (> 0.5 °C) in the sea surface temperatures (SST), which are characterized as an El Niño on a global scale, occurred between October 2015 and June 2016. These anomalies were ≥ 2.5 °C during the quarters Oct-Nov-Dec 2015 (OND2015), Nov-Dec-Jan 2016 (NDJ2016) and Dec-Jan-Feb 2016 (DJF2016).

In order to standardize our local metreorological data with the ONI, we calculated the three-month running mean of rainfall and mean and maximum air temperature for the same periods used for the ONI.

Statistical analyses

The fruit production data did not comply with the requirements of homogeneity of variance and normal distribution according to the Levene and Shapiro-Wilk tests, respectively.

The association of annual fruit production per plot with the quarterly averages of the climatic variables (ONI, maximum temperature, and rainfall) and the maximum temperature and rainfall averages in the first to fourth semester preceding harvest was analyzed by Pearson correlation. In each correlation, the values of annual fruit production per plot (12 values for forest and 8 values for forest/savannnah) were correlated with quarterly or grouped semiannual periods prior to the year of each harvest. For example, for the production of 2007, the corresponding values of the climatic variables used in correlations ranged from the quarters Dec 2006-Feb 2007 to Jan-Mar 2005, while for the production of 2018, in the same way, the values ranged from the quarters of Dec 2017-Feb 2018 to Jan-Mar 2016.

We used generalized linear models (GLM) to test for differences in average fruit production per tree among the years with data for both areas, considering two prediction factors (habitat and DBH class). The Mann-Whitney U test was used to compare the production per tree between the two sites in 2017 (the year with the notable decrease in production) and in 2018 (when production increased again). The difference between the distribution of diametric classes in the two habitats was tested using a chi-square test.

All analyzes were done using the R software (R Core Team 2020R Core Team. 2020. R: A language and environment for statistical computing. R Foundation for Statistical Computing, Vienna, Austria. (https://www.R-project.org/).
https://www.R-project.org/...
). For the Levene and Shapiro-Wilk tests, we used the car package (Fox and Weisberg 2019Fox, J.; Weisberg, S. 2019. An {R} Companion to Applied Regression. 3rd ed. Sage, Thousand Oaks.), for the GLM, we used the tidyverse package (Wickham et al. 2019Wickham, H.; Averick, M.; Bryan, J.; Chang, W.; McGowan, L.; François, R.; et al. 2019. Welcome to the Tidyverse. Journal of Open Source Software 4: 1686. doi.org/10.21105/joss.01686
https://doi.org/doi.org/10.21105/joss.01...
), for the Pearson correlations, we used the PerformanceAnalytics (Carl and Peterson 2020Carl, B.G.; Peterson, P. 2020. PerformanceAnalytics: Econometric Tools for Performance and Risk Analysis. R package version 2.0.4. (https://cran.r-project.org/package=PerformanceAnalytics).
https://cran.r-project.org/package=Perfo...
) and ggpubr packages (Kassambara 2020Kassambara, A. 2020. ggpubr: “ggplot2” Based Publication Ready Plots. R package version 0.4.0. (https://cran.r-project.org/package=ggpubr).
https://cran.r-project.org/package=ggpub...
), for the Mann-Whitney U test, we used the dpylr (Wickham et al. 2021 Wickham, H.; François, R.L.H.; Müller, K. 2021. dplyr: A Grammar of Data Manipulation. R package version 1.0.3. (https://cran.r-project.org/package=dplyr).) and rstatix packages (Kassambara 2021Kassambara, A. 2021. rstatix: Pipe-Friendly Framework for Basic Statistical Tests. R package version 0.7.0. (https://cran.r-project.org/package=rstatix).
https://cran.r-project.org/package=rstat...
).

RESULTS

Characterization of the El Niño in the study area

The local increase in the average maximum monthly temperature during the second semester of 2015 and the first months of 2016 in the study area corroborate the description of this period as a strong El Niño. During this period, the monthly maximum temperatures were always higher than in any other year of the monitoring period and were also higher than the normal climatological pattern from 1961 to 1990 for the Macapá meteorological station (INMET 2021bINMET. 2021b. Instituto Nacional de Meteorologia. Normais Climatológicas do Brasil 1961-1990. ( (http://www.inmet.gov.br/portal/index.php?r=clima/normaisClimatologicas ). Accessed on 12 Jun 2021.
http://www.inmet.gov.br/portal/index.php...
) (Figure 2).

Figure 2
Monthly maximum temperature in the study region in southern Amapá state (Brazil) from July to June during the 2015/2016 El Niño, averaged for the whole study period (2005-2018) and for the period used to calculate the climatological normal (1961 to 1990). Source: INMET (2021b)

The average monthly of the maximum temperature in 2015/2016 (32.6 °C) was 2.1 °C higher, and the monthly average of the minimum temperature (22.9 °C) was 0.3 °C lower than in the other years. The precipitation regime was also altered. In 2015, the drought period (precipitation < 100 mm month-1), which normally lasts three months, lasted six months, from July to December, with more than 100 continuous days without rain. There was a similar variation pattern in precipitation and temperature data from the weather stations in Resex Cajari and Macapá (Figure 3).

Figure 3
Monthly rainfall and temperature average from April 2015 to March 2016 at meteorological stations in Resex Cajari and Macapá, in Amapá state, Brazil. Source: Sobrinho (2017Sobrinho, T.R.G. 2017. Estrutura, funcionamento e evolução das paisagens cobertas por savanas na reserva extrativista do Rio Cajari/AP, Amazônia oriental, Brasil. Doctoral thesis, Pontifícia Universidade Católica de Minas Gerais, Brazil. 308p. (http://www.biblioteca.pucminas.br/teses/Geografia_ThemistoclesRaphaelGomesSobrinho_5501.pdf)
http://www.biblioteca.pucminas.br/teses/...
); INMET (2021a).

The total accumulated rainfall in one year (April 2015 to March 2016) at the Resex Cajari station was 2,818 mm (Sobrinho 2017Sobrinho, T.R.G. 2017. Estrutura, funcionamento e evolução das paisagens cobertas por savanas na reserva extrativista do Rio Cajari/AP, Amazônia oriental, Brasil. Doctoral thesis, Pontifícia Universidade Católica de Minas Gerais, Brazil. 308p. (http://www.biblioteca.pucminas.br/teses/Geografia_ThemistoclesRaphaelGomesSobrinho_5501.pdf)
http://www.biblioteca.pucminas.br/teses/...
), and 2,564 mm for the same period at the Macapá station (INMET 2021a). Despite being near the climatological normal, the precipitation was more irregularly distributed than normal, amplifying the drought effect through the reduced rainfall in the second semester of 2015, in association with the El Niño that occurred in this period.

Relationship of fruit production with climatic variables

There were significant negative correlations of fruit production with the Oceanic Niño Index and monthly maximum temperatures, mainly during the third semester before harvest (Table 1).

The significant correlation with monthly maximum temperatures started in the quarter beginning with July in the second year before harvest and up to the quarter beginning with June in the year before harvest. The begin and end of the negative relationships occurred first with the temperature anomaly in the Pacific Ocean (ONI), than with maximum temperature and precipitation. Comparing the beginning and end of significant correlations of production with ONI, there was a 2-month delay at the beginning and a 4-month delay at the end of the period when the local temperature was significantly correlated.

There was a significant negative correlation (r = -0.60, p= 0.004, n = 20) of the total annual fruit production per plot with the ONI during the less-rainy period in the third semester before harvest (Figure 4).

Figure 4
Correlation of total annual fruit production per plot in two natural stands of Brazil nut trees (Bertholletia excelsa) (n = 20) with the Oceanic Niño Index during the third semester before harvest. Data from extractivist harvest monitoring for 12 years in a forest area (2007 to 2018) and for eight years in a forest/savannah transition area (2010, 2011 and 2013 to 2018) in southern Amapá (eastern Brazilian Amazon). The grey area indicates the 95% confidence interval.

The year with the lowest fruit production in both areas (2017) was associated with an increase of more than 2 °C in the temperature of the ocean during the dry season of 2015, characterized as the strong El Niño. The years of greatest production (2012, 2015 and 2018) were related to previous periods of normal or negative ONI values.

The strongest negative correlation of fruit production (n= 20, r = -0.77, p < 0.001, n = 20) at the local scale was obtained with average maximum temperature (Table 1; Figure 5a) during the dry period in the third semester before harvest, when the trees were flowering and forming new fruits. Average rainfall was positively and significantly (r = 0.64, p = 0.003, n = 20) correlated with fruit production in the first semester and first quarter of the second semester before harvest (Table 1; Figure 5b).

Table 1
Pearson correlation coefficients and p-values for the relationship between annual fruit production of Brazil nut trees (Bertholletia excelsa) in a natural forest stand (from 2007 to 2018) and a forest/savannah transition area (2010, 2011 and 2013 to 2018) (n = 20) in southern Amapá, in the eastern Brazilian Amazon, with quarterly running averages of Oceanica Niño Index, quarterly running averages of maximum temperature (T max) and quarterly running averages of precipitation in the study area in the two years prior to fruit harvest. The quarterly values are grouped by semester. The number in the code for correlation period indicates whether it is the first, second, third or fourth semester prior to harvest. The three letters indicate the three months that compose each quarter period (e.g. DJF = December, January, February; NDJ = November, December, January; and so on); acc = accumulated value for the semester; average = averaged value for the semester. Significant values are in bold.

Figure 5
Correlation of total annual fruit production per plot in two natural stands of Brazil-nut trees (Bertholletia excelsa) (n = 20) with average local maximum temperature in the third semester before harvest (A); and with local precipitation in the quarter June-July-August of the year before harvest (B). Data from extractivist harvest monitoring for 12 years in a forest area (2007 to 2018) and for eight years in a forest/savannah area (2010, 2011 and 2013 to 2018) in southern Amapá (eastern Brazilian Amazon). The grey area indicates the 95% confidence interval.

Comparison between sampling sites

The fruit production per tree was differed significantly among the years with data for both areas, considering habitat and DBH class as prediction factors (F = 2940.2, df = 1719, p < 0,001. Fruit production per tree was significantly lower in the forest/savannah site than in the forest site in 2017 (W = 10222, p < 0.001), when overall production in the forest/savannah site was 97% lower than in 2016, while it was only 53% lower in the forest site (Figure 6a). Fruit production per tree was slightly higher in the savannah/forest site than in the forest site in 2018, but the difference was not significant (W = 5826.5, p = 0.366) (Figure 6b).

Figure 6
Total production per plot (A) and average fruit production per tree (B) of Brazil nut in 2010, 2011 and 2013-2018 in two 9-ha permanent sampling plots in a forest site and a savannah/forest transition site in Resex Cajari, southern Amapá, eastern Brazilian Amazonia.

The frequency distribution of trees in the diametric classes differed significantly between the populations (X-squared = 1498.5, df = 174, p < 0.001) (Figure 7a). Average fruit production per tree was higher in all diametric classes in the forest than in the forest/savannah (Figure 7b). Fruit production was highest in intermediate-sized trees of the 100-150-cm DBH class in the forest/savannah transition, and in older and larger trees of the 150-200-cm DBH class in the forest. In both habitats, maximum average fruit production occurred in intermediate-sized trees (figure 7a,b). In 2017, average fruit production per tree in the forest was similar to the interannual average production in all size classes, while there was a sharp drop in this parameter in all size classes in the savannah/forest transition (Figure 7c).

Figure 7
Number of productive Brazil-nut trees (A); interannual average fruit production per tree (2010, 2011, 2013-2018) (B); and average fruit production per tree in 2017 (C) per DBH class in two 9-ha permanent sampling plots in a forest site (78 trees) and a savannah/forest transition site (127 trees) in Resex Cajari, southern Amapá, eastern Brazilian Amazonia. DBH classes: I = 50.1 - 100 cm; II = 100.1 - 150 cm; III = 150.1 - 200 cm; IV = > 200.1 cm. The within-box line represents the average value (B) or median value (C), the box the standard deviation (B) or the 50% percentile (C), and the bars the confidence interval. The dots indicate outlier values.

DISCUSSION

Characterization of El Niño in the study area

The observed increase in air temperature in the Cajari and Macapá meteorological stations is in agreement with the increase in average temperatures recorded around the world in 2015, possibly in association with the El Niño phenomenon (Fonseca et al. 2017Fonseca, M.G.; Anderson, L.O.; Arai, E.; Shimabukuro, Y.E.; Xaud, H.A.M.; Xaud, M.R.; et al. 2017. Climatic and anthropogenic drivers of northern Amazon fires during the 2015-2016 El Niño event. Ecological Applications 27: 2514-2527.). The 2015/2016 El Niño was the strongest of the last 50 years, and affected the entire Amazon region (Vogt et al. 2016Vogt, N.; Pinedo-Vasquez, M.; Brondízio, E.S.; Rabelo, F.G.; Fernandes, K.; Almeida, O.; et al. 2016. Local ecological knowledge and incremental adaptation to changing flood patterns in the Amazon delta. Sustainability Science, 11: 611-623.). Another study conducted in Amapá related the 2015/2016 El Niño with decreases in regenerating individuals (DBH < 5 cm) density and with physiological stress of another native tree species, Mora paraensis (Miranda et al. 2018Miranda, Z.P.; Guedes, M.C.; Batista, A.P.B.; da Silva, D.A.S. 2018. Natural regeneration dynamics of Mora paraensis (Ducke) Ducke in estuarine floodplain forests of the Amazon River. Forests, 9: 54. doi:10.3390/f9020054
https://doi.org/10.3390/f9020054...
). We also observed the drying and senescence of leaves of Brazil-nut trees in the forest area (see Figure 1) in the years following the El Niño, until the beginning of 2018, a period of strong rainfall, which is not the normal period for leaf abscission and resprouting in this species.

Extreme climatic events such as droughts associated with temperature anomalies in the equatorial Pacific Ocean occur with distinct frequencies in different regions of the planet. In the Amazon, these events occur approximately every five years. Besides 2015, there were severe droughts in the region in 2005 and 2010 (Marengo 2007Marengo, J. 2007. Mudanças climáticas globais e seus efeitos sobre a biodiversidade. In: Raigoza, D.; Fidalgo, E.; Oliveira, J.C.M.; Faria, L.M.B. (Ed.). Caracterização do Clima Atual e Definição das Alterações Climáticas Para o Território Brasileiro ao Longo do Século XXI, 2nd ed., Ministério do Meio Ambiente, Brasília, 54p.; Zaho et al. 2017Zhao, W.; Zhao, X.; Zhou, T.; Wu, D.; Tang, B.; Wei, H. 2017. Climatic factors driving vegetation declines in the 2005 and 2010 Amazon droughts. PLoS ONE, 12: e0175379.; Zeng et al. 2008Zeng, N.; Yoon, J-H.; Marengo, J.A.; Subramaniam, A.; Nobre, C.A.; Mariotti, A.; Neelin, J.D. 2008. Causes and impacts of the 2005 Amazon drought. Environmental Research Letters, 3: 014002.). The negative effect of the 2010 drought, which occurred due to increased SST of the tropical North Atlantic (Marengo and Espinoza 2016Marengo, J. A.; Espinoza, J. C. 2016. Extreme seasonal droughts and floods in Amazonia: causes, trends and impacts. International Journal of Climatology, 36: 1033-1050.; Aragão et al. 2018Aragão, L.E.O.C.; Anderson, L.O.; Fonseca, M.G.; Rosan, T.M.; Vedovato, L.B.; Wagner, F.H.; et al. 2018. 21st Century drought-related fires counteract the decline of Amazon deforestation carbon emissions. Nature Communications, 9: 536.), on the fruit production in 2011 was also observed in our study area (see Figure 4). After 2017, 2011 was the year with the second lowest Brazil-nut production.

The eastern Amazon is more sensitive to climate change than other Amazon regions and is predicted to suffer most alterations due to its effects (Nobre 2008Nobre, C.A. 2008. Mudanças climáticas globais e o Brasil: por que devemos nos preocupar. Revista Plenarium, 5: 12 - 20.). However, strong climatic variations such as those in 2010 and 2015 can have pan-Amazonian effects on three large epicenters in southwestern Amazonia, north-central Bolivia, and Brazil’s Mato Grosso state (Lewis et al. 2011Lewis, S.L.; Brando, P.M.; Phillips, O.L.; Van Der Heijden, G.M.F.; Nepstad, D. 2011. The 2010 Amazon drought. Science, 331: 554.; Vogt et al. 2016Vogt, N.; Pinedo-Vasquez, M.; Brondízio, E.S.; Rabelo, F.G.; Fernandes, K.; Almeida, O.; et al. 2016. Local ecological knowledge and incremental adaptation to changing flood patterns in the Amazon delta. Sustainability Science, 11: 611-623.), and can thus affect the basin-wide fruit production of Brazil nut or other species that have great importance for the economy and food security in Amazonia.

The reduction in production, and the resulting low supply of Brazil nuts in a strong market with rising prices increased social pressure and conflicts in the extractivist units. In Resex Cajari, the value of the standard measure unit of 11 kg of Brazil nut incresed from USD 10 in 2016 to USD 38 in 2017 (pers. obs. by the authors). There were reports of invasions of collection areas by non-residents of the Resex Cajari, which had never happened before, and of clandestine gold mining in the Jari Ecological Station (ESEC Jari) located near Resex Cajari. Furthermore, there were reports of theft of Brazil nuts that had already been bagged and placed along forest roads ready for transport to market, which increased the level of danger in traditional communities and reduced the income of many families who are dependent on Brazil-nut extractivism.

Relationship of fruit production with climatic variables

In 2017 there was a drastic decrease in Brazil-nut production across the Amazon region, with a total of 21,651 tons that was 37% below the 10-year average (2010-2019) (IBGE 2021IBGE. 2021. Instituto Brasileiro de Geografia e Estatística. 2019. ( (https://sidra.ibge.gov.br/tabela/289#resultado ). Accessed on 12 Jun 2021.
https://sidra.ibge.gov.br/tabela/289#res...
). This unprecedented decrease occurred in all states of the Brazilian Amazon, and in the Amazon region outside Brazil (EMBRAPA 2017Embrapa. 2017. Empresa Brasileira de Pesquisa Agropecuária. Pesquisa aponta queda de 70% na produção de castanha-da-amazônia. ( (https://www.embrapa.br/busca-de-noticias/-/noticia/26131296/pesquisa-aponta-queda-de-70-na-producao-de-castanha-da-amazonia ). Accessed on 12 May 2018.
https://www.embrapa.br/busca-de-noticias...
).

Our results showed that Brazil-nut fruit production decreased drastically in 2017 and was associated with temperature anomalies. Maximum temperature is the most important predictor of biomass productivity reduction and has a greater impact per °C in the hottest forests (> 32.2 °C) (Sullivan et al. 2020Sullivan, M.J.P.; Lewis, S.L.; Affum-Baffoe, K.; Castilho, C.; Costa, F.; Sanchez, A.C. et al. 2020. Long-term thermal sensitivity of Earth’s tropical forests. Science, 368: 869-874.), as was the case in our forest plots, where we recorded values near 35 °C and increases of more than 2 °C in maximum temperature during the El Niño.

The development, maturation, and dispersion of Brazil-nut fruits takes up to 15 months (Moritz 1984Moritz, A. 1984. Estudos biológicos da floracão e frutificacão da castanha-do-brasil (Bertholletia excelsa H.B.K). Documento 29. EMBRAPA- CPATU, Belém, 82p.), thus the fruits harvested in 2017 initiated their formation in the second semester of 2015, when the El Niño occurred, which explains the association of the low fruit production in 2017 with this semester. As flowering occurs in the second semester (Maués et al. 2015Maués, M.M.; Krug, C.; Wadt, L.H.O.; Drumond, P.M.; Cavalcante, M.C.; Silva dos Santos, A.C. 2015. A Castanheira-do-Brasil : Avanços no Conhecimento das Práticas Amigáveis à Polinização. FUNBIO, Rio de Janeiro, 84p.), the temperature increase can cause an increase in respiration above the normal level needed for photosynthesis, leading to the consumption of carbohydrate reserves, flower abscission and consequent reduction in fruit production and fruit sweetnesss (Matos et al. 2019Matos, F.S. Borges, L.P.; Amaro, C.L.; Oliveira, D.B.; Carmo, M.S. 2019. Folha Seca: Introdução à Fisiologia Vegetal. 1st ed. APPRIS, Botucatu, 189p.).

Higher temperatures in the phenological activity period can also affect pollinator survival (Rathcke and Lacey 1985Rathcke, B.; Lacey, E.P. 1985. Phenological patterns of terrestrial plants. Annual Review of Ecology and Systematics, 16: 179-214.). There is evidence of recent declines in the abundance and richness of pollinator species, mainly of bees (Novais et al. 2016Novais, S.M.A.; Nunes, C.A.; Santos, N.B.; D’Amico, A.R.; Fernandes, G.W.; Quesada, M.; et al. 2016. Effects of a possible pollinator crisis on food crop production in Brazil. PLoS ONE, 11: e0167292.), which are polinators of Brazil nut (Maués et al. 2015Maués, M.M.; Krug, C.; Wadt, L.H.O.; Drumond, P.M.; Cavalcante, M.C.; Silva dos Santos, A.C. 2015. A Castanheira-do-Brasil : Avanços no Conhecimento das Práticas Amigáveis à Polinização. FUNBIO, Rio de Janeiro, 84p.; Santos and Absy 2012Santos, C.F. dos; Absy, M.L. 2012. Interactions between carpenter bees and orchid bees (Hymenoptera: Apidae) in flowers of Bertholletia excelsa Bonpl. (Lecythidaceae). Acta Amazonica, 42: 89-94.). The decline in pollinators has been shown to be associated with temperature increases (Becker et al. 2018Becker, T.; Pequeno, P.A.C.L.; Carvalho-Zilse, G.A. 2018. Impact of environmental temperatures on mortality, sex and caste ratios in Melipona interrupta Latreille (Hymenoptera, Apidae). The Science of Nature, 105: 55. doi.org/10.1007/s00114-018-1577-6
https://doi.org/doi.org/10.1007/s00114-0...
).

The positive correlation of fruit production with rainfall in the eight months preceding harvest is likely related to that these months correspond to the period of final growth and maturation of fruits that will be dispersed in the beginning of the following year. Higher rainfall rates during this period can accelerate the final maturation of fruits and aid in the process of breaking off from branches. Thus, when the rainy season is prolonged until August and there is more rain in the quarter June-July-August, during the final phase of maturation of fruits, fruit production improves. The years of greater fruit production (2012, 2015 and 2018) were related to previous periods characterized as a La Niña at a global level, which is associated with higher rainfall in the eastern Amazon (Villar et al. 2008Villar, J.C.E.; Ronchail, J.; Guyot, J.L.; Cochonneau, G.; Naziano, F.; Lavado, W.; et al. 2008. Spatio-temporal rainfall variability in the Amazon basin countries (Brazil, Peru, Bolivia, Colombia, and Ecuador). International Journal of Climatology, 29: 1574-1594.). Likewise, in the state of Roraima (Brazil), during monitoring of Brazil-nut fruit production from 2006 to 2012, a much higher production was observed in 2012 (Tonini and Pedrozo 2014Tonini, H.; Pedrozo, C.Â. 2014. Changes in annual production of fruits and seeds of Brazil nut trees (Bertholletia excelsa Bonpl., Lecythidaceae ) in native forests of Roraima State , Brazil. Árvore, 38: 133-144.). The latter authors report that Brazil-nut trees appear to have years of peak production (mast years) and emphasize that long-term studies are needed for species with masting behavior, as they are particularly sensitive to climate changes that can alter the frequency of fruit production (Tonini and Pedrozo 2014).

In the state of Acre (Brazil) and in Bolivia, significant reductions in Brazil-nut fruit production were also related with decrease in rainfall and prolonged drought in previous years (Kainer et al. 2007Kainer, K.A.; Wadt, L.H.O.; Staudhammer, C.L. 2007. Explaining variation in Brazil nut fruit production. Forest Ecology and Management, 250: 244-255.), and in the state of Roraima, higher rainfall in September had a positive effect on Brazil-nut fruit production (Tonini 2011Tonini, H. 2011. Fenologia da castanheira-do-Brasil (Bertholletia excelsa Humb. & Bonpl., Lecythidaceae) no sul do Estado de Roraima. Cerne, 17: 123-131.), corroborating our results on the effect of rainfall.

Comparison between sampling sites

Although the temporal variation in fruit production followed a similar pattern in both study sites, average fruit production per tree was generally higher in the forest, so that total fruit production was frequently similar or higher than in the forest/savannah plot, despite the fact that there were 38% less trees and a higher proportion of young trees (at an early stage of reproduction) in the forest plot. This indicates that the forest habitat has greater support capacity for Brazil-nut trees. The soil in the forest area has better soil quality, with higher levels of soil organic matter and nutrient availability that in the forest/savannah transition soil, which has higher acidity and concentration of lateritic concretions (Oliveira Jr. et al., 2021Oliveira Jr., R.C.; Melem Jr., N.J.; Guedes, M.C.; Santos, D.B.; Guimarães, Y.B.P.C.; Araújo, D.M.F.; Ferreira, N.S.; Moraes, A.S. 2021. Caracterização dos Solos sob Castanhais na Região Sul do Estado do Amapá. Série Documentos (61), Embrapa Amapá. Macapá, 30p. (https://ainfo.cnptia.embrapa.br/digital/bitstream/item/222388/1/Doc-106-Caracterizacao-Solos-V4.pdf)
https://ainfo.cnptia.embrapa.br/digital/...
; Sobrinho 2017Sobrinho, T.R.G. 2017. Estrutura, funcionamento e evolução das paisagens cobertas por savanas na reserva extrativista do Rio Cajari/AP, Amazônia oriental, Brasil. Doctoral thesis, Pontifícia Universidade Católica de Minas Gerais, Brazil. 308p. (http://www.biblioteca.pucminas.br/teses/Geografia_ThemistoclesRaphaelGomesSobrinho_5501.pdf)
http://www.biblioteca.pucminas.br/teses/...
).

The greater support capacity of the forest likely also favored the higher average fruit production in larger and older trees. The trees in the forest/savannah transition had maximum fruit production at intermediate sizes of 100-150 cm DBH, as was also reported for Brazil-nut trees by Neves et al. (2015Neves, E.S.; Guedes, M.C.; Rodrigues, E.G. 2015. Relação da produção de frutos de castanha-da-amazônia (Bertholletia excelsa Bonpl.) com variáveis das próprias castanheiras, em capoeira e floresta da Resex Cajari. Biota Amazônia, 2: 31-37.). Another factor that may contribute to higher individual productivity is the lower density of Brazil-nut trees in the forest habitat. The higher density of Brazil-nut trees in the forest/savannah transition increases the intraspecific and interspecific competition for nutrients and, consequently, the rate of exported nutrients in the previous harvest (Oliveira Jr. et al. 2021Oliveira Jr., R.C.; Melem Jr., N.J.; Guedes, M.C.; Santos, D.B.; Guimarães, Y.B.P.C.; Araújo, D.M.F.; Ferreira, N.S.; Moraes, A.S. 2021. Caracterização dos Solos sob Castanhais na Região Sul do Estado do Amapá. Série Documentos (61), Embrapa Amapá. Macapá, 30p. (https://ainfo.cnptia.embrapa.br/digital/bitstream/item/222388/1/Doc-106-Caracterizacao-Solos-V4.pdf)
https://ainfo.cnptia.embrapa.br/digital/...
).

Our results indicate that Brazil-nut trees respond with a significant decrease in fruit production to extreme El Niño events, and that this response (but also the ensuing recovery) is more pronounced in enrironments with lower support capacity. In this context, the prospect of an increase in the frequency of extreme climatic events that affect the stability and functioning of ecosystems (Meir et al. 2015Meir, P.; Wood, T.E.; Galbraith, D.R.; Brando, P.M.; Da Costa, A.C.L.; Rowland, L.; et al. 2015. Threshold responses to soil moisture deficit by trees and soil in tropical rain forests: Insights from field experiments. BioScience, 65: 882-892.) can have a significant negative impact on Brazil-nut productivity and, consequently, on the livelyhood of extractivist communities that depend on it. It is thus important to further understand and monitor the effects of future frequency and magnitude of El Niños on the Brazil nut production chain, as well as on the behavior and survival of B. excelsa trees and their forest habitat.

Although fruit production declined in both sampling areas in 2017, the intensity of the decline was greater in the savannah/forest transition, but capacity for recuperation in this area the next year was also relatively higher, as average production per tree was equivalent to that in the forest in 2018, when it had been below average productivity in the forest in all previous years. This striking recovery capacity of fruit production in Brazil-nut trees in the transition site may be due to that there was very little nutrient export in 2017, allowing for internal accumulation in the trees and subsequent increased cycling of nutritive elements used to form fruits for the next harvest (Fenner 1998Fenner, M. 1998. The phenology of growth and reproduction in plants. Perspectives in Plant Ecology Evolution and Systematics, 1: 78-91.). This suggests that there is proportionality between decrease and recovery in Brazil nut productivity in both habitats in response to major climatic impacts, and that the recovery rate is more related to habitat conditions during the previous than the current harvest, depending on the support capacity of the habitat.

CONCLUSIONS

A strong El Niño in 2015/2016 was associated with a significant increase in maximum air temperatures in the eastern Brazilian Amazon, which in turn was associated with a reduction in Brazil-nut fruit production in the following harvest. In a series of 12 years of harvest monitoring, years with greater fruit production were related to preceding periods of normal or lower-than-normal temperatures, associated with predominance of La Niña at a global level, and higher rainfall at a local level. Brazil-nut trees within forest had higher individual productivity than trees in savannah/forest transition, but trees in both habitats responded in the same way to climatic variability.

ACKNOWLEDGMENTS

We thank our agroextractivist partners who allowed us to work on their properties, and the Instituto Chico Mendes de Conservação da Biodiversidade (ICMBIo), as the manager of Resex Cajari. We also thank Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq) and Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES) for the scholarships to the students who participated in this project. Finally, we thank Empresa Brasileira de Pesquisas Agropecuária (EMBRAPA) for funding through the following projects: Kamukaia I (02.04.01.006.00.03) and II (02.07.06.004.00.02), MapCast (02.13.05.001.00.03), MelhorCast (02.13.05.015.00.02) and EcoGenCast (02.13.05.017.00.04). This paper was translated by Troy Patrick Beldini.

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  • CITE AS:

    Pastana, D.N.B.; Modena, É.S.; Wadt, L.H.O.; Neves, E.S.; Martorano, L.G.; Lira-Guedes, A.C.; Souza, R.L.F.; Costa, F.F.; Batista, A.P.B.; Guedes, M.C. 2021. Strong El Niño reduces fruit production of Brazil-nut trees in the eastern Amazon. Acta Amazonica 51: 270-279.

SUPPLEMENTARY MATERIAL

(only available in the electronic version)

Pastana et al. Strong El Niño reduces fruit production of Brazil-nut trees in the eastern Amazon

Table S1
Annual fruit production (fresh, undamaged fruit fallen on the ground below the crown projection, available for harvest in February) of Brazil-nut trees monitored in two 9-ha plots in natural stands in a forest area and a savannah/forest-transition area in the Cajari Extractivist Reserve (Resex Cajari), in southern Amapá state, eastern Brazilian Amazon. Zero (0) indicates that fruit production was monitored but no fruit was found; a dash (-) indicates that there was no monitoring in this year. DBH = diameter at breast height; STATUS: P = productive; NP = not productive throughout the study period.

Edited by

ASSOCIATE EDITOR:

Gilberto Fisch

Publication Dates

  • Publication in this collection
    20 Sept 2021
  • Date of issue
    Jul-Sep 2021

History

  • Received
    01 Sept 2020
  • Accepted
    22 June 2021
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