ABSTRACT
OBJECTIVE: The aim of this systematic review was to evaluate the duration of the retention period in growing patients undergoing maxillary expansion and its relation with posterior crossbite stability.
METHODS: Search strategies were executed for electronic databases Cochrane Library, Web of Science, PubMed and Scopus, which were completed on January 15, 2016. The inclusion criteria included randomized, prospective or retrospective controlled trials in growing subjects with posterior crossbite; treated with maxillary expanders; retention phase after expansion; post-retention phase of at least 6 months. The exclusion criteria were anterior crossbite, craniofacial anomalies, surgery or another orthodontic intervention; case reports; author’s opinions articles, thesis, literature reviews and systematic reviews. The risk of bias of selected articles was assessed with Cochrane risk of bias tool for RCTs and Downs and Black checklist for non-RCTs.
RESULTS: A total of 156 titles/abstracts was retrieved, 44 full-texts were examined, and 6 articles were selected and assessed for their methodological quality. The retention period after maxillary expansion ranged between 4 weeks and 16 months. Fixed (acrylic plate, Haas, Hyrax and quad-helix) or removable (Hawley and Hawley expander) appliances were used for retention.
CONCLUSIONS: Six months of retention with either fixed or removable appliances seem to be enough to avoid relapse or to guarantee minimal changes in a short-term follow-up.
Keywords:
Crossbite; Maxillary expansion; Retainer.
RESUMO
OBJETIVO: o objetivo da presente revisão sistemática foi avaliar a duração do período de contenção e a estabilidade do tratamento ortodôntico com expansão maxilar em pacientes em crescimento com mordida cruzada posterior.
MÉTODOS: foram realizadas buscas estratégicas nas bases eletrônicas: Cochrane Library, Web of Science, PubMed e Scopus, até 15 de janeiro de 2016. Os critérios de inclusão foram: estudos clínicos controlados e randomizados, prospectivos ou retrospectivos, de pacientes em crescimento com mordida cruzada; tratados com aparelhos expansores maxilares, com fase de contenção pós-expansão e no mínimo seis meses de fase de pós-contenção. Os critérios de exclusão foram: mordida cruzada anterior, anomalias craniofaciais, cirurgia ou outro tratamento ortodôntico; relato de casos; artigos de opinião; teses; revisões de literatura e revisões sistemáticas. O risco de viés dos artigos selecionados foi avaliado a partir do Cochrane risk of bias tool para ensaios clínicos randomizados e Downs and Black checklist para ensaios clínicos não randomizados.
RESULTADOS: a busca resultou em 156 títulos/resumos, sendo 44 textos examinados na íntegra. Foram selecionados 6 artigos para o acesso à qualidade metodológica. A duração do período de contenção ocorreu entre 4 semanas e 6 meses. Aparelhos fixos (aparelho em acrílico, Haas, Hyrax e quad-helix) ou removíveis (Hawley e Hawley com expansor) foram utilizados na fase de contenção.
CONCLUSÃO: parece que seis meses de contenção com aparelhos fixos ou removíveis são suficientes para evitar a recidiva ou garantir mudanças mínimas em um curto período de acompanhamento pós-contenção.
Palavras-chave:
Mordida cruzada; Expansão Maxilar; Contenção.
INTRODUCTION
Posterior crossbite is a common malocclusion in the deciduous and mixed dentitions, with prevalence rates of 7.5%1 to 22%,2 and in the permanent dentition with rates of 10.2% to 14.4%.3
The etiology of this malocclusion may be dental, skeletal and/or functional.4 Few studies have reported the self-correction of posterior crossbite in the deciduous dentition, related to the discontinuation of sucking habits and chronic respiratory childhood diseases.5,6However, this condition is usually not self-corrected.4,7,8
Studies with adolescents and adults have revealed that patients presenting posterior crossbite have an increased risk to develop craniomandibular disorders, showing more signs and symptoms of these conditions.2,5Several authors suggest the early treatment of crossbites to prevent mandibular dysfunction as well as craniofacial asymmetry.7-10
Adults can be submitted to maxillary expansion, although there are controversies regarding the nonsurgical treatment.11,12
Various methods have been suggested for correction and retention after treatment of posterior crossbite in growing patients: Haas,8,13-16 Hyrax,14,15,17,18 quad-helix appliance (QDH),4,7,14,15,19-21removable plates,4,7,9,20-22grinding7,10 and edgewise fixed appliances.23
The successful treatment of a posterior crossbite is frequently reached not only by the expansion of the maxilla. In growing subjects, the treatment must also achieve the reestablishment of the normal growth rate on a longitudinal basis,24 as well as improve the oral and general health.25
No consensus among authors exists regarding the optimal retention period after maxillary expansion. Some authors recommend that the retention phase should last for 6 weeks,19 while others advocate 64,21or 8 months.8 Thus, a systematic review of the literature was deemed appropriate.
The aim of this systematic review was to evaluate the duration of the retention period in growing patients undergoing maxillary expansion and its relation with posterior crossbite stability. The PICOS is shown in Table 1.
MATERIAL AND METHODS
This systematic review was registered on the National Institute of Health Research Database:
The inclusion criteria were randomized controlled trials (RTCs) and controlled trials in human growing subjects; experimental group presenting posterior crossbite; treatment with maxillary expanders; retention phase after expansion; and a minimum 6-month post-retention phase.
The exclusion criteria were subjects presenting anterior crossbite, craniofacial anomalies, previous surgery or another orthodontic intervention; case reports; author’s opinions articles, thesis, literature reviews and systematic reviews.
To identify the studies, detailed search strategies were developed and executed in the following electronic databases: Cochrane Library, Web of Science, PubMed and Scopus (Table 2). All electronic searches were conducted between May 28, 2015 and January 15, 2016. No restrictions for language or publication date were used.
The results were compiled into a reference manager (EndNote X5, Thomson Reuters), and duplicate records were excluded.
Two authors independently reviewed titles and abstracts according to the inclusion and exclusion criteria. Any disagreement was solved by consultation with two others authors until mutual agreement was reached and initial selection was completed.
Full texts of articles where it was not possible to decide for inclusion or exclusion only by reading the title and abstract were also screened to confirm their eligibility. Two authors independently read the full texts of the articles previously selected.
After electronic searches and the initial selection process, a supplementary hand search was implemented by checking the references of each selected study. Afterwards, two authors independently performed a structured quality assessment of the selected articles based on risk of bias. The Cochrane risk of bias tools26 was used for randomized studies, and the Downs and Black checklist27 for non-randomized studies. Any disagreement on the risk of bias assessment was resolved after consulting other two authors.
The following data from the included articles were extracted and independently compiled by two researchers: author/year; sample description; crossbite type; expander/activation time; activation rate; retainer appliance and retention time; measurements; follow-up time; overcorrection; experimental group versus control group (pvalue); relapse after follow-up time; crossbite correction stability after follow-up; conclusion.
In order to verify the percentage of relapse for each transversal measure given by the authors, the difference between the measure immediately after expansion (AE) and the measure after 6-month follow-up (FU) was calculated following the equation: [(AE-FU)x100/AE].
RESULTS
In the databases search, 281 articles were found. After duplicates were excluded, we screened 156 titles and abstracts; and 112 studies were excluded from this review; 44 full texts were screened, and 6 articles were selected according to the eligibility criteria. The search process is shown in the Prisma flow diagram (Fig 1).
Two articles included, which are randomized controlled trials, were assessed with the Cochrane tool and the corresponding graphs are shown in Figures 2 and 3. The non-randomized studies were classified according to their risk of bias, using the Downs and Black checklist, as: low risk,4 medium16 and high risk8,22 (Table 3).
Data extracted from the included articles are displayed in Tables 4A and 4B. The retention period after maxillary expansion ranged from five22 to sixteen months,16 and the appliances used were: fixed (acrylic plate expander,22 Haas,8,16 Hyrax17 and quad-helix4,21) or removable (hawley4,22 and Hawley expander4,21,22).
The follow-up of these patients ranged from 6 months4 to 6016 months, and the relapses of the measurements described reached 0%4 to 27%17.
DISCUSSION
The duration of the steady retention after maxillary expansion that guarantees the correction of posterior crossbite is not well established in the literature and this was the main reason that led to this systematic review.
The evidence collected in this systematic review combined low, medium and high risk of bias studies. The main drawback in RCTs and non-RCTs was blinding, which is unfeasible in the assessed type of intervention. In non-RCTs, another main problem was the description of the characteristics of subjects lost to follow-up.
However, the heterogeneity among the studies made the comparison difficult. Dental and skeletal measures varied widely, as follows: intermolar distance measured between the center of the fossae of maxillary permanent first molars,4,8,16 measured between the mesiobuccal cusp tips and gingival margin,21 distance between the center of the fossae of maxillary primary second molars,8 intercanine distance measured between cusp tips,4,8,21 gingival margin,21 palatal surface area,22 and distance of center of pulp chamber in molars and tip of premolar buccal pulp horn, mesial buccal root apex of molars, buccal root apex of premolars, outer cortex of alveolar bone at the vertical level of the root apex.17
The appliances used for maxillary expansion in the studies included were Haas,8,16 Hyrax,17 QDH,4,21 removable acrylic expansion plate,4,21 and cemented acrylic plate.22 All authors used the same expander appliance for retention of the maxillary expansion,4,8,16,17,21,22 except the quad-helix group in the study from Godoy et al,4 who used a removable Hawley retainer for retention.
The control group also differed among the studies. In some studies, subjects presenting posterior crossbite were included in the control group,4,8,16,17 while other authors selected only patients with no posterior crossbite (normal occlusion or a different malocclusion with no transverse discrepancies) for the control group.21,22 When these studies featured more than one control group, it was taken into account only the group of subjects with similar occlusion.17
Four studies4,8,16,17 where the control group comprised subjects with posterior crossbite were approved by ethics committees and the authors followed their guidelines. Lagravere et al17 benefited from a treatment control group with delay of 12 months, and there were no negative consequences for the treatment of patients. However, that may be an ethical issue, since delaying the correction of a problem, which is known to be better solved as early as possible may be considered unethical. This was the reason why Petrén et al21 did not include a control group of crossbite untreated subjects as their follow-up reached three years after treatment.
Overcorrection of the posterior crossbite is recommended by some authors4,19,28,29due to the tooth crown buccal inclination, which is usually a consequence of tooth-supported expanders.21 The physiology of the relapse demonstrate that molars tend to return to their original buccolingual inclination after retention is discontinued, that would not allow relapse of the posterior crossbite if overexpansion was performed.11 Four of the included studies8,16,17,22expanded the maxilla until the crossbite was overcorrected in all groups, particularly it was performed only in primary teeth for Cozzani et al8 and Mutinelli et al.16 In two articles4,21however, no overexpansion was produced.
Petrén et al21 claims that overcorrection might be unnecessary, since their results without overexpansion were found to be stable in a long-term, the rate of relapse was 1.6% in the intermolar cusp distance, even so to avoid buccal tipping of the molars, the appliance was adjusted for buccal root torque.
Authors that used Haas as retainers for at least 7 months16 and 8 months8 presented a relapse of 1.0% and 0.9% respectively, in the intermolar distance. These results may suggest that a longer time of retention after maxillary expansion - that is, more than 7 months - would favor stability and less relapse. Moreover, the difference of the mean relapse was only 0.1 mm, which may be clinically irrelevant.
Lagravere et al17 who used Hyrax as a retainer, observed the highest relapse of measurements, 27% in the molar distance, probably related to patient age, since their sample of the treated group was 14 years. All others authors4,8,16,21,22presented younger samples, between 5.1 a 9.7 years old, in the mixed dentition.
When removable appliances were used as retainers for 6 months, a relapse of 3.2%4 and 1.2%21 was found in the intermolar distance. Godoy et al4 instructed the patients to use the removable plate 24 hours a day for 3 months and just at night for 3 more months, while Petrén et al21 recommended a 24-hour/day use for 6 months. That may have influenced on the first authors’ higher rates of relapse.
The overall comparison among fixed and removable retainers when a six-month retention was used, showed a very small range of variation, between 1.2%21 and 3.2%4 in the intermolar distance. When comparing treatment groups which had as their expander/retainer the QDH and EP, Petrén et al21 observed similar results. According to Godoy et al,4 the greatest disadvantage of EP was lost appliances and subsequent laboratory costs, and QDH’s frequent breakage. In spite of this, one of the most cited disadvantages of removable appliances in the literature is the need for patients’ compliance.4,30
Primozic et al22 assessed skeletal measures through the palatal surface area. Considering a 30-month follow-up, there was no relapse in this skeletal measure. On the contrary, there was an increment of 6.38%.They found that increase in the experimental group to be similar to or greater than the increase observed in the control group of normal occlusion. According to the authors, that indicates the reestablishment of a normal growth rate and the condition for normal occlusion and craniofacial development.
However, relapse in dental and skeletal measures does not necessarily represent a relapse in the posterior crossbite. Four authors have reported recurrence of posterior crossbite. That relapse is expressed in percentage of patients as reported by authors or calculated according to their data: 0%16,21 (Haas group for at least 7 months; removable plate group, 6 months of retention), 5%21 (QDH group, 6 months of retention), 9.1%4 (QDH and removable plate, 6 months of retention), 26.7%22 (acrylic cemented plate group, cemented as retention for 1 month and removable for 4 months). Relapse is not a rare event after correction of posterior crossbite.21,22,30
Primozic et al22 showed the biggest recurrence of posterior crossbite after the treatment, amounting of 8 participants, they suggest that part of this relapse could be explained because the subjects expressed a Class III growth trend, inverse overjet and facial asymmetries.
Limitations of this review are: not enough RCTs were found that were able to answer our question; additionally, no study specifically aimed at answering this question, nor did any study assessed or compared different periods of retention in patients wearing the same kind of appliance. Our systematic review clearly shows the need for randomized controlled trials that specifically assess different periods of retention with the same appliances and the stability of correction of the posterior crossbite, so that a protocol may be created for successful treatment maintenance.
The clinical implication of this systematic review is that six months of retention of crossbite correction used 24 hours a day should be able to maintain the results obtained. However, the evidence for this conclusion is moderate.
CONCLUSION
Based on the results from this systematic review, there is moderate evidence to assert that six months of retention with either fixed or removable appliances seem to be enough to avoid relapse or to guarantee minimal changes in a short-term follow-up.
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