Open-access Assessment of safety indicators in high-risk industries in the context of Resilience Engineering: a systematic literature review

Avaliação de indicadores de segurança em indústrias de altor risco no contexto da Engenharia de Resiliência: uma revisão sistemática da literatura

Abstracts

Abstract  Measuring organizational safety performance is critical in managing production systems. This practice allows decisions to be made objectively and based on data analysis. In the study of resilience engineering applied to the safety of production systems, there is interest on the part of the scientific community and companies in identifying, in the different processes of organizations, indicators to measure resilient performance in safety management. This study aims to discuss and analyze qualitative and quantitative methods to identify the potential for resilience in safety management and support new research on resilience engineering applied to safety performance management in industries with high technological risks. The methodology used included a systematic review of national and international literature from the last ten years. The results obtained provide a critical analysis of the methods used to define safety indicators applied through resilience engineering to occupational safety management in organizations that deal with high technological risks. Qualitative methods for generating safety indicators from the perspective of Resilience Engineering have proven to be a better way, as they apply the concepts of Safety I and Safety II and early warning indicators.

Keywords:  Resilience Engineering; Safety indicators; High technological risk


Resumo  Medir o desempenho de segurança nas organizações é um elemento crítico na gestão de sistemas de produção. Essa prática permite que as decisões sejam tomadas de forma objetiva e com base na análise de dados. No estudo da engenharia de resiliência aplicada à segurança dos sistemas produtivos, há interesse por parte da comunidade científica e das empresas em identificar, nos diferentes processos das organizações, indicadores para medir o desempenho resiliente na gestão da segurança. Este estudo tem como objetivo discutir e analisar métodos qualitativos e quantitativos para identificar o potencial de resiliência na gestão de segurança e subsidiar novas pesquisas sobre engenharia de resiliência aplicada à gestão de desempenho de segurança em indústrias com altos riscos tecnológicos. A metodologia utilizada incluiu uma revisão sistemática da literatura nacional e internacional dos últimos dez anos. Os resultados obtidos fornecem uma análise crítica dos métodos utilizados para definir indicadores de segurança aplicados por meio da engenharia de resiliência à gestão da segurança do trabalho em organizações que lidam com altos riscos tecnológicos. Métodos qualitativos para geração de indicadores de segurança sob a ótica da Engenharia de Resiliência têm se mostrado um caminho melhor, pois aplicam os conceitos de Segurança I e Segurança II e indicadores de alerta precoce.

Palavras-chave:  Engenharia de Resiliência; Indicadores de segurança; Alto risco tecnológico


1 Introduction

In the management of production processes, measuring performance in organizations is a crucial element, as it allows decisions to be taken objectively through data analysis. The measurement parameters used are, in the vast majority, performance indicators, which is quantitative information or relevant fact that expresses the performance of a product or organizational process in terms of efficiency, effectiveness or level of satisfaction, and that, in general, allows you to monitor its evolution over time. It is the product of a chain that begins with the need to observe an object, an event, or a phenomenon (Fundação Nacional da Qualidade, 2015).

Indicators can be divided into groups called lagging and leading. The first reflects performance information relating to the past in safety management, enabling the system to learn from what has happened, while the second provides information so that control actions can be taken in time to avoid undesirable outcomes or an unacceptable change in one or more of the main results of the process; or even that management systems can anticipate and mitigate adverse changes based on the analyzed data (Hollnagel et al., 2017).

Florin & Linkov (2016) state that safety indicators created through the perspective of Resilience Engineering (RE) can support decision-making about risks, enabling governance systems in companies to develop resilience-based strategies to help deal with unexpected and sudden events, such as major accidents.

Of course, organizations that attempt to measure safety performance, both in terms of occupational safety (which affects the worker) and in terms of process safety (which affects neighboring communities and the environment). Both safety areas safety require management processes based on performance data (Wreathall, 2006). There are two tools used in a complementary way to measure performance. The first one are indicators associated with front-line performance (sharp end), near-miss reports, detours, etc. In most of these applications, eight to twelve job or task factors are identified that encapsulate the dominant contributions to performance problems. The second tool is based on organizational effectiveness models that focus on the core processes by which an organization achieves its mission (Wreathall, 2006).

Some attributes of organizational indicators used to improve performance were identified by the literature review carried out by Reason (1997), containing sixty-five different models that describe the relationship of processes to achieve successful and safe results. This revision resulted in the proposition of seven main guidelines/attributes, namely: senior management commitment; awareness; preparation; flexibility; culture of reporting events; learning culture; opacity, or consciousness. Later, such attributes were also used by Wreathall (2006) in studies on highly resilient organizations.

According to Hollnagel et al. (2021), resilience is not a property or quality of a system, therefore, it is not something that can be measured or managed on its own. In his first book co-authored with Woods & Leveson – Resilience Engineering: Concepts and Precepts –, Hollnagel et al. (2006), argued that resilience was something a system did and not something it had. Thus, “a system (organization) cannot be resilient, but a system can have the potential for resilient performance” (Hollnagel, 2015, p. 1). The author identified four characteristics of the system that allows assessment of resilience potential: anticipation; response; monitoring; and learning.

In this way, the processes of change and evolution serves to expand the concept of resilient performance, as it is no longer a matter of assessing only the ability of organizations to recover from threats and stresses suffered, but about the way in which they anticipate, as needed and under a variety of conditions, seeking to respond appropriately to disruptions and opportunities. Resilience is then about the performance of systems in general, not just about how secure they remain (Hollnagel et al., 2006).

Regarding the definitions of Resilience Engineering, one of the difficulties of the scientific community is related to both the concept of resilience and the concept of this subject for its application. For the purposes of this research, the following definition described by the international organization Resilience Engineering Association (REA, 2023) was adopted:

Resilience Engineering adopts a transdisciplinary perspective that focuses on developing theories and practices necessary to enable complex socio-technical systems and organizations to continue operations and provide essential services in the face of expected, tense or unexpected situations. Resilience Engineering deals with complexity, non-linearity, interdependencies, emergence, formal and informal social structures, threats and opportunities that originate from past, current or potential failures and successes, with the aim of understanding, designing and implementing resilient systems and operations.

In this regard, Woods & Wreathall (2003) presented an overview and future perspectives on Resilience Engineering, pointing out the need to progress in research with the following focuses: i) development of a system of measures that indicates resilience in organizations ; ii) development of support for decisions on productions and safety trade- offs; iii) development of new forms of feedback on the side effects of organizational changes and decisions on risk.

Peñaloza (2020) conducted a systematic review with the aim of assessing safety performance measurement systems, seeking to identify whether Resilience Engineering offers a new perspective for them and whether the concepts of this subject have been put into practice. The results of this review showed, albeit prematurely, that the premises of Resilience Engineering have been used as a lens for defining safety performance indicator systems.

In another systematic review, Ranasinghe et al. (2020) explored which Resilience Engineering indicators are considered important for safety management and the development and assessment of a resilient work environment in high technological risk industries, mainly those related to renovation and civil construction. They identified that there are four commonly used indicators: senior management commitment, awareness, learning and flexibility, that is, all of those have a strong relationship with Resilience Engineering. However, no systematic review study on the analysis of safety indicators in high technological risk industries from the perspective of RE was identified. On the other hand, it is worth highlighting that, although many authors consider themselves to be assessing whether an organization is resilient or not, Hollnagel (2015) states that, in fact, what they assess is its resilience potential.

Therefore, as a way of contributing to filling this gap and advancing knowledge, this work sought to answer the following question: how to identify and analyze the resilience potential in organizations that operates and deals with high technological risk through Safety indicators created based on Resilience Engineering? To this end, a literature review was carried out on the quantitative and qualitative methods that have been used to generate such indicators.

This review article presents the methodology adopted, the eligibility criteria, followed by results, discussion, conclusions, references, and appendices.

2 Methodology

2.2 Instrument used to organize the flow of research information.

The instrument used to organize the flow of information collected in this research was based on the recommendations of the PRISMA platform. It is an evidence-based minimum set of guidelines for systematic reviews and meta-analyses that focuses mainly on reporting such reviews in different fields of knowledge, in addition to being also useful for the critical assessment of published systematic reviews (Moher et al., 2015).

In general, PRISMA proposes a checklist containing a total of 27 items as presented in Appendix 1 Appendix 1 Prisma compliance checklist. PRISMA 2020 Checklist Section and Topic Item # Item Verification Location where the item isLines in Lauda TITLE Title 1 Identifies the publication as a systematic review. 1:3 4:6 SUMMARY Summary 2 See PRISMA 2020 Checklist for Abstracts. AT INTRODUCTION Rationale 3 It bases the review in the context of existing knowledge. 45:141 Goals 4 Explicitly presents the objective(s) or question(s) regarding the review. 134:139 METHODS Eligibility Criteria 5 Specifies the inclusion and exclusion criteria for the review and how the studies were grouped for the syntheses. 214:236 305:307 Information sources 6 Specifies all databases, registries, websites, organizations, reference lists and other sources searched or consulted to identify studies. Specifies the last date each source was searched or consulted. 177:212 Search strategy 7 Displays complete search strategies for all databases, records and websites, including all filters and limits used. 177:212 Selection process 8 Specifies the methods used to decide whether a study meets the review inclusion criteria, including how many reviewers screened each record and selected publication, whether they worked independently, and, if applicable, details of automation tools used in the process . 214:223 204:212 225:232 Data collection process 9 Specifies the methods used to collect data from publications, including how many reviewers collected information from each publication, whether they worked independently, all processes for obtaining or confirming data by study investigators, and, if applicable, details of automation tools used. 204:212 225:232 145:159 Item data 10a Lists and defines all results for which data was searched. Specifies whether all results compatible with each domain in each study were searched (e.g. for all measures, moments, analyses) and, if not, specifies the methods used to decide which results to collect. 141:201 239:592 Frames 1 and 2 APPENDICES 10b List and define all other variables for which data were researched (e.g., participant and intervention characteristics, funding sources). Describes the assumptions used about missing or unclear information. Frames 1 and 2 Section and Topic Item # Item Verification Location where the item isLines in Lauda Assessment of the risk of bias in studies 11 Specifies the methods used to assess the risk of bias of the included studies, including details about the instrument(s) used, how many reviewers evaluated each study and whether they worked independently, and, if applicable, details of tools of automation used in the process. 174:175 204:212 225:232 Effect measures 12 Specifies for each outcome the measure(s) of effect (e.g. relative risk and mean difference) used in summarizing or presenting the results. 397:400 Synthesis method 13a write the processes used to decide which studies are eligible for each synthesis (e.g. present the characteristics of the intervention presented in the study and compare with the groups planned for each synthesis (item #5)). 225:232 13b Describes all necessary methods of preparing data for presentation or synthesis, such as dealing with missing data in summary statistics, or data conversions. AT 13c Describes all methods used to present or display individual results of studies and syntheses. 239:423 425:592 13d Describes all methods used to summarize the results and provides a justification for the choice(s). If a meta-analysis was performed, describe the model(s) and method(s) for identifying the presence and extent of statistical heterogeneity, and softwareused. Not applicable. 225:232 397:400 Section and Topic Item # Item Verification Location where the item is Not applicable see 13e Describes all methods used to explore possible causes of heterogeneity among study results (e.g., subgroup analysis, meta-regression). 397:400 225: 232 13f Describes all sensitivity analyzes performed to assess the robustness of the synthesis of results. 239:423 425:592 APPENDIX 5 Assessment of reported bias 14 Describes all methods used to assess the risk of bias due to missing results in a synthesis (due to information bias). 181:187 180: 182 Assessment of the degree of confidence 15 Describes all methods used to assess the certainty (or confidence) in the body of evidence for a result. APPENDIX 5 RESULTS Study selection 16a Describes the results of the search and selection process, from the number of records identified in the search to the number of studies included in the review, ideally using a flowchart. 234: 236 239:268 16b Cites studies that appear to meet the inclusion criteria, but were excluded, and explains the reasons for exclusion. APPENDIX 3 Characteristics of the studies 17 Cites each study included and presents its characteristics. Frames 1 and 2 304:423 425:592 Section and Topic Item # Item Verification Location where the item is Not applicable see Risk of bias in studies 18 Presents the risk of bias assessment for each included study. APPENDIX 5 Individual study results 19 For all results from each study, present: (a) summary statistics for each group (where appropriate) and (b) an estimate of the effect and its precision (e.g. confidence/credibility interval), ideally using tables or structured graphics. Not applicable see 397:400 Synthesis results 20a For each synthesis, summary of the characteristics and risk of bias among the selected studies. APPENDIX 5 Frames 1 and 2 20b Presents the results of all statistical syntheses carried out. If a meta-analysis was performed, it presents for each result the summary of the estimate and its precision (e.g. confidence/credibility interval) and measures of statistical heterogeneity. If groups are compared, describe the direction of the effect. Not applicable see 397:400 20c Presents the results of all investigations of possible causes of heterogeneity among study results. Frames 1 and 2 304:423 425:592 20d Presents results of all sensitivity analyzes performed to assess the robustness of the synthesized results. Not applicable see 397:400 Reported biases 21 It presents the assessment of the risk of bias due to the lack of results (resulting from information bias) for each synthesis evaluated. 174: 175 APPENDIX 5 Significance level 22 Presents the assessment of certainty (or confidence) in the body of evidence for each evaluated result. Not applicable see 397:400 DISCUSSION Discussion 23a Provides a general interpretation of results in the context of other evidence. 862: 878 896:818 23b Discusses all limitations of the evidence included in the review. 239:423 425:592 APPENDIX 5 23c Discusses all limitations of the review processes used. 928: 929 23d Discusses the implications of the results for practice, policy and future research. 919: 955 OTHER INFORMATION Registration of 24a Provide information about the registration of the review, including the name and registration number, or state that the review is not registered. ID: CRD42022347710 PROSPERO Section and Topic Item # Item Verification Location where the item is protocol 24b Indicates where the review protocol can be accessed, or states that the protocol has not been prepared. PROSPERO Platform ID: CRD42022347710 24c Describes and explains any changes to the information provided in the registration or protocol. Some changes were made to the title until the final stage, as well as to the authors. Support 25 Describes the sources of funding or unfunded support that support the review, and the role of the funders or sponsors of the review. Not applicable Conflict of interests 26 Declare all conflicts of interest of review authors. Not applicable Availability of data, codes and other materials 27 Reports which of the following materials are publicly accessible and where they can be found: model data collection forms extracted from included studies, data used for analysis; analytical code, any other material used in the review. PROSPERO platform ID: CRD42022347710 Translated by: Verónica Abreu*, Sónia Gonçalves-Lopes*, José Luís Sousa* and Verónica Oliveira / *ESS Jean Piaget - Vila Nova de Gaia – Portugal. From: Page et al. (2021). , that must be met and a diagram with the flow of the research process consisting of three phases: identification of studies, screening, and inclusion, as shown in Figure 1 (Page et al., 2021).

Figure 1
. Flow of the selection process prepared by the author in 2022, based on the PRISMA methodology. Source: Page et al. (2021).

According to Page et al. (2021), we had some advances since the first time the PRISMA document was published in 2009, as the methodological guidelines have undergone several updates and their latest version dates back to 2020. Among the innovations, several processes were proposed to synthesize and present results when meta-analysis is not possible or appropriate.

2.2 Research steps

This research was developed with the following steps:

  1. definition of the research question;

  2. search for the topic in gray literature (books, theses, dissertations, simple and expanded summaries, etc.) with the aim of finding studies published in congresses and/or symposiums.

  3. definition of descriptors for carrying out horizontal scanning in electronic databases;

  4. study selection process through complete reading, summarization, categorization and application of eligibility criteria;

  5. identification and separation of qualitative and quantitative methods of the studies assessed;

  6. extraction of data and variables from each study using forms;

  7. analysis of the risk of bias among the included studies and assessment of methodological quality using the Joanna Briggs Institute checklist (2022);

  8. synthesis of data found in the literature.

This article had two major sources as databases. The first one was the scientific databases for horizontal scanning through the CAPES Periódicos portal, while the second were the websites and databases for accessing gray literature. International gray literature was searched on repository websites such as Perlego and Google Scholar. It was also possible to use the website Research Gate to screen the references cited in the selected articles, which is a social network of researchers linked to various national and international institutions. Thus, it was possible to consult the authors of the selected studies to clarify doubts about the studies analyzed by this review. Systematic searches were conducted in three databases: PUBMED, Web of Science and Google Scholar. The temporal delimitation of the study ranged from the beginning of 2012 to January 2022

  • The PUBMED database was also consulted to identify and extract studies that had the same objective as this research. In this way, consultation was conducted with the following descriptors: (“Resilience Engineering”[All Fields] AND “measure”[All Fields]) AND “indicators”[All Fields]) AND “High-Risk”[All Fields].

  • Systematic searches were conducted using the following bases and respective descriptors: in the Web Of Science database the descriptors “Resilience Engineering” (title) or “ Indicators of Resilience Engineering ” (all fields) and “ Safety ” (all fields) and “High-Risk industry ” (all fields) and “ Safety Management ” (all fields) and “ indicators ”.

  • Google Scholar was consulted with the aim of identifying related studies. An advanced search was conducted in this database using the following descriptors: “Resilience engineering indicators” or “metrics” and “ safety ”. Then, articles that had the same scope as the present study were extracted.

For more details about the search strategy with the filters used in each database, it is recommended to consult the PROSPERO protocol (CRD42022347710) presented in Appendix 2 Appendix 2 Research registration protocol. (Ilhanez et al., 2023). The bases were consulted between the months of September and October 2022.

Bibliometric data were extracted using software Vosvewier and Mendeley Desktop and Citation, which extracted reports made it possible to collect the main bibliometric data analyzed. With all this data, it was possible to create a spreadsheet with references where only the selected studies were included. It is important to highlight those five reviewers worked independently analyzing all the material collected during the literature search. To extract and analyze the data, a spreadsheet with a bibliometric survey was used, which aimed to facilitate the process of analyzing data relating to the studies. A research protocol was developed to define the inclusion criteria and systematic search strategy, objectives, and review question.

2.3 Eligibility criteria

The following exclusion criteria were adopted for the selected studies, as shown in Figure 1 below: publication within ten years and the cut-off date defined as the year 2012. Articles that intended to evaluate the resilience potential in safety processes were separated, including only studies that encompassed industrial production systems with high technological risk, with the exception of technological risks of natural origin. Systematic review studies with approximate themes or on Resilience Engineering and indicators were also considered. Articles in English or Portuguese were selected, although it was noted that even national publications were published in English.

2.4 Selection of studies for analysis

For the process of identifying and selecting relevant articles, it was selected two independent judges and, in case of disagreement between them, a consensus meeting was held with the participation of a third judge. During this stage, differences were evident in the characteristics of the selected studies, in the types of intervention and results, identifying high methodological heterogeneity and in the design of the studies. Therefore, it was not possible to compare the data quantitatively and interpret them based on the meta-analysis.

3 Results

3.1 Characteristics of the studies

The 23 articles found were distributed in nine (9) different journals and six (6) events, among them, three (3) published in conferences and another three published in symposiums. Safety Health at Work was the magazine with the highest number of publications, with 17%, followed by Safety Science, with 13%; in third place were Jornal magazines loss Prevention in the Process Industry and Human Factor and Ergonomics in Manufacturing & Service Industry, with 9% each. The studies were geographically distributed as follows, regarding their reporting country:(7) Iran; (5) Brazil; (2) USA; (3) Italy; (2) Norway; (1) Australia; (1) Japan; (1) China; (1) Mexico. the chronology of studies over the last 10 years is shown in Figure 2:

Figure 2
Distribution of studies over ten years. Source: Prepared by the author (2022).

Quantitative and qualitative studies were evaluated based on checklists developed by the Joanna Briggs Institute (2022), existing in the document Critical Appraisal Tools, being applied to qualitative research, systematic reviews, and cross-sectional analytical studies. Some studies that presented methods to assess resilience through indicators were excluded for the following reasons: publication time greater than 10 years, being related to medium or low-risk industry, or considering technological risks of natural origin, these studies are presented in Appendix 3 Appendix 3 Summary of excluded studies. Summary of excluded articles Reasons for Exclusion References Medium risk industry Rubio-Romero et al. (2018) It is not a high-risk technological industry Chen et al. (2018) Duplicate study with study above Chen et al. (2017) Study duplicated with that of Shirali et al. (2016) Azadeh et al. (2016) Duplicate study with that of Zarrin & Azadeh (2019) Asadzadeh et al. (2013) Duplicate study with the study Shirali et al. (2016) Shirali et al. (2013) Publication time Saurin & Carim Junior (2011) Publication time Costella et al. (2009) Publication time Herrera et al. (2011) Source: Prepared by the author (2022). List of excluded studies that seem to meet the criteria. . In the graph above, Figure 2, it is observed that there is a variation in the number of publications on the topic of this research. Between 2017 and 2020 was the period with the greatest number of scientific productions on indicators and assessment of resilience in organizations.

Of the studies analyzed it was observed that sixteen have the impact factors of their respective journals, according to the descending list below: Saurin & Werle (2017) = 7.247 / Azadeh et al. (2014) = 6,392 / Peñaloza et al. (2020) = 4,877 / Patriarca et al. (2019) = 4,877 / Shirali et al. (2018) = 4,045 / Ranasinghe et al. (2020) = 4,045 / Azadeh et al. (2017a) = 4,045 / Patriarca et al. (2018) = 4,045 / Jain et al. (2018) = 3,916 / Nelson et al. (2016) = 3.916 / Chuang et al. (2020) = 3.752 / Shirali et al. (2016) = 2.818 / Rabbani et al. (2019) = 1.721 / Azadeh et al. (2017b) = 1.699 / Zarrin & Azadeh (2019) = 1.699 / Pflanz & Levis (2012) = 0.833.

3.1.1 Characterization of studies considering different industrial sectors and their complexity

The classification of institutions according to their typologies and different complexities has been a concern of organizational theory over time. Many decades have passed since Charles Perrow (1984) addressed this topic in chapter three (Complexity, Coupling and Catastrophe) from his work: “Normal Accidents Living with High-Risk Technologies”.

The author classified organizational tasks into two dimensions: the first is related to the nature of interactions within the organization's functioning (linear or complex) and the second, to the nature of the coupling of existing events and processes (loose or tight). Perrow (1984) also indicated some examples of industries with linear interactions, namely: production line factories and civil construction, construction and assembly industries. Highly complex industries have complex interactions and rigid couplings, little room for maneuver and limitations regarding the replacement of labor or material, as well as multiple control parameters with potential interactions; Furthermore, such systems (organizations) are more vulnerable to disasters (major accidents).

A more current study describes the main characteristics of complex high-risk sociotechnical systems, including i) many elements that interact dynamically; ii) great diversity of elements, iii) unexpected variability; iv) resilience, (Righi & Saurin, 2015).

The industry segments found in this research were considered complex socio-technical systems of high technological risk, with characteristics similar to those cited by Perrow (1984), which encompass the following sectors: Process Chemical Industry; Oil Industry; Nuclear Industry; Airline Industry; Naval Military Industry; and Health Industry.

It is also noteworthy that the concept of high-risk complex sociotechnical systems has been updated by several authors since the publication of “Normal Accidents” in 1984. For Le Coze (2023), the matrix of industries with characteristics of high-risk complex systems risk should be updated, considering decades of technology and industry evolution; In this context, he cites Covid-19 as an example, which demonstrated how emergency health systems are also considered complex systems considered critical.

3.2 Individual results of quantitative studies

The studies were separated and classified by quantitative and qualitative methods, and those that used quantitative methods to evaluate Resilience Engineering factors are presented below.

The study by Shirali et al. (2018) aimed to assess the validity of a construct as a measuring instrument developed to assess resilience in socio-technical systems. As a result, the instrument proved to be reliable for this purpose, although it did not analyze the risk of bias between participants and did not have the capacity to measure all dimensions of resilience.

Four studies published by researcher Ali Azadeh, from the University of Tehrân, presented the following objectives and results:

  1. Azadeh et al. (2014) – They intended to evaluate the resilience factors in a petrochemical plant. The results showed that preparation, awareness and flexibility were the most important factors among the nine RE factors analyzed. Sixty questionnaires were distributed, half to specialists and the other half to workers. The authors did not define a clear sampling strategy.

  2. Azadeh et al. (2017b) – The aim was to investigate the reciprocal impacts of managerial and organizational factors on RE. The results demonstrated that organizational factors had a greater impact on the organization's resilience than managerial factors. It was also observed that RE factors related to learning and flexibility had a greater influence on managerial and organizational factors,

  3. Azadeh et al. (2017a) – This research aimed to develop a verified tool for assessing RE factors in maintenance departments in a large oil industry. The study confirmed a close relationship between RE factors and performance modeling factors called performance shaping factor – According to CCPS (Center for Chemical Process Safety, 2005), this factor is defined by any inherent characteristic of an individual, such as personality, level of fatigue, skill and knowledge; and the work situation, such as task demands, factory policies, interface design, training, and ergonomics.

  4. Zarrin & Azadeh (2019) – They proposed to map the influences of RE on the health, safety, environmental and ergonomics management system. The results showed that RE principles have a high impact on the company's Safety, Health and Environment (HSE) management. It also revealed that senior management commitment has the greatest impact on the environment, learning has the greatest impact on health, preparation has the greatest impact on ergonomics and awareness has the greatest impact on safety.

The research presented by Shirali et al. (2016) aimed to represent a new vision for and assessing RE factors in a process industry using a wide range of indicators. Results showed that three indicators – “cross-scale interaction”; “margins” and “anticipation” – were the best assessed resilience factors, however, the remaining indicators were below the optimal value. It also revealed that the maintenance, hydrogen and control III units were in poor resilience conditions.

Rabbani et al. (2019) proposed evaluating the organization's resilient safety culture. The results demonstrated that among the ten departments assessed in a petrochemical plant, the “process and production” and “quality control and polymer chemical operations” departments demonstrated a more resilient safety culture, while the “inspection, laboratory and maintenance” had a lower rate and needed attention.

Nelson et al. (2016) described the analysis of operational data of the information contained in the corrective action program at a nuclear plant, using Fuzzy software Loagic Toolbox. The methodology considered human error and organizational factors, due to their large contribution to consequential events, as well as unsafe conditions and behaviors. The data used to feed the indicators were nuclear plant equipment failures and reports of operational errors, in addition to corrective actions. This data generated an indicator calculated by the software based on the severity of the failures.

Grecco et al. (2013) adopted a fuzzy approach to establish a method for assessing resilience in organizations based on proactive safety performance indicators, defined in accordance with RE principles. The result showed that the radiopharmaceutical sector of a company, based on the limit value of (0.6) as the minimum acceptable, presented a deficiency in attribute 1, defined as commitment from senior management, which received a value below. One of the weaknesses of this study was that it still needs to be applied to a company as a whole.

The study by Patriarca et al. (2018) assessed the four main resilience skills through a questionnaire based on Hollnagel's (2011)Resilience Assessment Grid (RAG) method and then submitted the results to the Analytic matrix Hierarchy Process (AHP), by Saaty (2004), in an anesthesiology department of a hospital in central Europe. The results showed that the resilience analysis grid, that is, a weighted set of probing questions, can be used in different domains, with a Safety II approach (Hollnagel, 2014).

Another indicator developed based on the RE concept is in the quantitative study by Saurin & Werle (2017). The objective was to learn how to analyze slack resources as resilience phenomena of different natures in complex socio-technical systems, offering insights into the design of the work system. The Units of Slack (UoS) indicator is that each pool of similar slack resources that share the same purpose corresponds to a UoS., e.g.: redundant equipment in a surgical ward corresponds to one UoS.

Given this, the author proposes to evaluate the extent to which each UoS mitigates the sources of unexpected results (variabilities) in terms of resources, and this can be done through a scale. These UoS. are nothing more than a redundancy system of resources for a specific critical need, such as instrumentation in a surgical room. The UoS. identified over time and correlated with accidents or near misses become important safety indicators.

Although this study presents a series of contributions in terms of adequate allocation to provide minimum resources relative to demand, the structure created to analyze slack does not account for the costs of maintaining the UoS. versus the costs of absorbing waste resulting from variability. Furthermore, the current version of this method does not capture the dynamic nature of the sources of variability and UoS, which can change in terms of intensity and coupling over time.

3.3 Summary of quantitative study results

Due to the heterogeneity of the studies in relation to their designs, interventions, outcome measures and contexts, it was not possible to conduct a meta-analysis of the results, which are presented through a descriptive approach to the selected studies, according to Page et al. (2021).

In general, quantitative studies did not present a well-defined sampling plan. Another common point was the main attributes of the resilience measurement variables, such as: senior management commitment, awareness, learning and flexibility, all with a strong connection to RE. Apart from the study by Patriarca et al. (2018), none jointly proposed an analysis of the four main systemic potentials of RE, which are: monitor, respond, learn, anticipate. All presented an ascending assessment of resilience factors through a standard questionnaire applied to the workforce.

A common limiting factor among the studies was that none of them had the ability to calculate all dimensions of resilience, as this would be unfeasible due to the large volume of variables generated; therefore, some authors cited this limitation in their studies. The following quantitative methods were the most used to generate resilience factor scores based on the scales of the questionnaires applied: Fuzzy logic, (Zadeh, 1965); Analytical Hierarchical Process (PHA) (Saaty, 2004); graph theory (Euler, 1736); Data Envelopment Analysis (AED) (Charnes et al., 1978), Principal Component Analysis (PCA) (Pearson, 1901). It was observed that Fuzzy logic is the most used among studies. Ninety percent of the studies performed a reliability test using Cronbach's Alpha coefficient (Cronbach, 1951). The studies are predominantly cross-sectional or cross-sectional analytical, in epidemiological terms, and all conduct a diagnosis of the organization at a specific moment. The main objectives of the studies, methods and respective findings are set out in Appendix 4 Appendix 4 Objectives, methods of the study and their main findings. Quantitative Study Local Main goals Measuring instruments Main Results (Findings) Shirali et al. (2018) Southwest, Iran, Oil Refinery To assess the content validity, construct validity (by exploratory and confirmatory factor analyses) and reliability (by Cronbach 's alpha and test-retest) of an instrument developed to measure the resilient culture in Safety of socio-technical systems. Likert Scale (CVI - Content Validity Index, T-test, Lawshe, Crombach 's alpha) The results of the tests conducted indicate that the instrument is valid and reliable. Azadeh et al. (2017b) Southern Iran, Oil Refinery This study aims to investigate the reciprocal impacts of managerial and organizational factors and resilience engineering through a unique mathematical programming approach. DEA (Data Involvement Analysis) It was found that organizational factors have a greater impact on resilience than managerial factors. It was also found that resilience factors related to learning and flexibility have a greater influence on managerial and organizational factors. Azadeh et al. (2017a) Terhan Provincial Oil Company The objective of the study was to develop a verified tool for the assessment of Resilience Engineering in maintenance organizations in the oil and gas industry. (AHP) Analytical Hierarchical Process/ algorithm K- means /DEA (Data Involvement Analysis) The study also confirmed the close relationship between Resilience Engineering and human-related performance modeling factors, suggesting that services to promote resilience engineering will lead to such factors being in good condition so that human error can be eliminated. reduced and safety can be improved. Shirali et al. (2016) Process Industry in Iran This study aims to represent a new vision for assessing Resilience Engineering factors in a process industry using a wide range of indicators. This article aimed at a quantitative assessment of RE based on nine indicators of resilience, namely buffer capacity, margin, tolerance, cross-scale interactions, learning culture, flexibility, anticipation, attention and response using PCA and numerical taxonomy (NT) in a process plant. Principal Component Analysis/Numerical Taxonomy/Delphi/ Superman – reliability of results The results of the analysis showed that three indicators of interactions between scales, margin and anticipation were at a level below best practice, respectively. Furthermore, the results of the unit analysis showed that the maintenance, hydrogen and control unit 3 were in the worst condition in relation to the resilience factors raised. Azadeh et al. (2014) Petrochemical Industry in Iran The main objective of this study is to assess the resilience factors of a petrochemical plant, which can be expanded to other industries. It is achieved through a Fuzzy Cognitive Map (FCMs) method, which considers interactions between factors due to their calculated final weights. Graph theory and fuzzy logic (Fuzzy Cognitive Map) The results showed that preparation, awareness and flexibility are the most important factors among all nine RE factors. Furthermore, redundancy and teamwork play a small role among RE factors. Rabbani et al. (2019) Petrochemical Industry in Iran To this end, the aim of this study is to present a new performance optimization algorithm based on graph theory, matrix approach and statistical methods for evaluating the resilience engineering culture of a given organization. Graph theory and matrix approach Among the 10 departments assessed in terms of resilience factors, “production process”, “quality control” and “polymer chemical operation” were considered the most effective in the resilience culture of the petrochemical plant among the departments considered by the study. The results also indicated that the “inspection”, “laboratory” and “maintenance” departments had the lowest resilience index and require the most attention. Low resilience index means weak system capacity in case of unexpected accidents or crises. Zarrin & Azadeh (2019) Petrochemical Plant in Northwest Iran The aim of the study was to map the influences of resilience engineering on the health, safety, environment and ergonomics management system, using the Z number cognitive map. The concept of Z- numbers with Fuzzy Cognitive Map (FCM) approach is integrated and a new approach called Z- number Cognitive Map is proposed. The results showed that the principles of Resilience Engineering have a high impact on HSE management. The results also indicated that senior management commitment has the greatest impact (0.827) on the environment, learning has the greatest impact (0.792) on health, preparation has the greatest impact (0.786) on ergonomics, and awareness has the greatest impact (0.776) on Safety. Grecco et al. (2013) Brazil, Radiopharmaceutical Industry The aim of this research is to adopt a fuzzy approach Set Theory (FST) to establish a method for assessing resilience in organizations based on proactive Safety performance indicators, defined according to the principles of resilience engineering. Fuzzy Logic using the Fuzzy Set Theory method to measure resilience factors We consider an attendance level greater than or equal to 0.6 to be satisfactory. The result of the average assessment showed that the radiopharmaceutical packaging shipping sector presented a satisfactory learning culture, awareness of flexibility, fair culture, and preparation. However, this sector presented problems related to senior management commitment. Patriarca et al. (2018) Central European Region. Based on the four categories (monitoring, response, anticipation and learning), this article aims to define a semi-quantitative analysis to measure organizational resilience in complex socio-technical systems, combining the RAG (Resilience Assessment Grid) resilience analysis grid and the process of AHP analytical hierarchy. RAG (Resilience Assessment Grid) and AHP - Saaty Matrix The result of the resilience analysis grid, i.e. a weighted set of probing questions, can be used in different domains as a supporting tool in a broader managerial action oriented towards Safety -II, to bring management safety at the core organization's business. Nelson et al. (2016) Idaho National Laboratory, USA This work describes the analysis of operational data of the information contained in the Corrective Action Program. The methodology considers human error and organizational factors because of their large contribution to consequential events. The results include a tool developed from the data to be used to identify, predict and reduce the likelihood of significant consequential events. MATLAB Fuzzy Logic Toolbox (version 2.1.1; The Math Works, Inc., Natick, MA, USA) The results include a tool developed from the data to be used to identify, predict and reduce the likelihood of significant consequential events. This tool is based on the resilience curve that was constructed from the plant's operational data. Saurin & Werle (2017) Maternity, Rio Grande do Sul, Brazil The aim of the study was to learn how to analyze slack resources of different natures in complex socio-technical systems, offering insights into work system design to cope with the unexpected variabilities of complex systems. Descriptive statistics, such as means, standard deviations and coefficients of variation, were used to analyze the questionnaire data, which produced information that was directly used. Benefits of the framework for assessing slack: (i) it allows the joint analysis of slack resources of different natures, based on a shared construct (UoS), metric (protection score) and classification scheme; (ii) allows prioritization of sources of variability, based on how effectively they are covered by slack resources ; (iii) sheds light on sources of variability and idle resources that arise from self-organization and informal work practices; this reflects a focus on the work done [16] while leaving room for imagined work, emphasizing the regulations' time off requirements; (iv) UoS identified over time and correlate this with accidents and near misses: the measured clearance is expected to be an important safety indicator. Slack Units (UoS): each pool of similar slack resources that share the same purpose, corresponds to a UoS, for example, redundant equipment in a surgical ward, regardless of the number of extra equipment. Next, the extent to which each UoS mitigates each source of variability must be assessed. This assessment is based on a 7-point scale. Hollnagel et al. (2021) Sweden, Eurocontrol Build a basis for the resilient performance of complex socio-technical systems that manage air traffic through a qualitative method of assessing resilient performance in an organization that controls air traffic. Proposing a questionnaire and Likert scale with scores for potentials: monitor, respond, learn and anticipate. Web-shaped chart with Likert scale scores to measure: monitoring, response, learning and anticipation. Qualitative method based on a psychometric questionnaire that assesses the resilience potential of organizational systems that aim to promote air traffic management, using the potential for response, monitoring, anticipation and learning. Øien & Nielsen (2012) Goliat Field in the Barent Sea Develop a resilience-based approach, mainly due to the ability to provide warnings for unknown (atypical) scenarios, not covered by a risk assessment. Improving the capacity for anticipation, through indicators, to avoid a major accident. Awareness of risks It shows that the method can be applied in any oil and gas industry. It also shows that the proposed general issue indicators can provide early warning for major accidents. 1.1.1. Number of years of knowledge of the production system. 1.1.2. Information about risks through courses, documents, HAZOP, AQRs, in the last 3 months. 1.1.3. Quality of reports of near misses and incidents. 1.1.4. Information on the quality of barriers (technical safety). 1.1.5. Information on the quality of barrier support functions (operational safety). 1.1.6. Discussion of HSE issues/status at regular meetings. 1.1.7. Risk/resilience communication at all levels of the organization. Anticipation 1.2.1. Risk/hazard identification number (HAZID etc.). 1.2.2. Learn from your own experiences and accidents. 1.2.3. Learn from other experiences and accidents. Herrera et al. (2014) Arlanda Airport in Sweden It proposed a scaling framework with the aim of identifying sets of resilience indicators. Applied the Safety II concept of safety as the presence of capability. Resilience indicators are nothing more than instantiations of problem solutions that procedures do not cover. Problems presented during the go-around maneuver at a central air traffic management tower. With regard to Resilience Engineering, the SCALE framework supports the identification and extraction of resilience indicators and their mapping into patterns. Examples: (+) Potential conflict in the go-around maneuver administered by two Air Traffic Control Officers (ACTO) (+) ATCOs (Air Traffic Control Officers) - Prevent a potential collision between aircraft. Peñaloza et al. (2020) Brazil, UFRG A systematic review of the literature aimed to identify whether RE offers a new perspective on safety performance measurement systems, and to understand how RE has been put into practice in safety performance measurement systems. a) system of indicators must support the monitoring of daily variability; However, there have been several studies that are moderately or strongly aligned with these guidelines, suggesting that RE has been implicitly adopted to some extent in performance measurement systems. b) indicator systems must provide real-time feedback to those directly involved in the execution and supervision of production activities; c) system of indicators should facilitate learning about what is going well, as well as what is going wrong; d) indicator system should offer insights into trade- offs management between Safety and other dimensions of the business; e) indicator system must evolve due to the changing nature of complex socio-technical systems. Souza et al. (2021) UFRJ, Rio de Janeiro It proposed applying resilience engineering concepts to understanding the organization through the analysis of tasks and cognitive activities to develop indicators by the human agents themselves working at the operational level, in addition to the initial specification of a computational tool to support this understanding. Radial (spider) graphs with scores for the following factors to perform operational tasks, e.g .: Provides a technological opportunity to detect deviations of work towards its safety boundaries. It allows managers to photographically analyze how activities were or are being conducted throughout the day. Radial graphs are obtained with indicators that affect the team's difficulties in achieving the task's objectives. training and experience; communication; facilities and equipment; group activities and work interfaces. Patriarca et al. (2019) Italy, Rome The proposed approach aims to encourage workers' engagement in workplace safety and, more generally, to overcome psychological barriers to their participation. Number of years of experience with NH3 production. The method is still viewed with great skepticism, as it involves a structure for putting together games. Perhaps with cost and benefit analysis it could be implemented electronically, since assembling the structure and design of the game can be costly. The approach was explored in a case study within the chemical industry. In particular, the safety-critical sector of ammonia production was addressed, with the aim of promoting and improving its resilience to unwanted events. Number of hours of risky courses in the last 12 months. Information on the quality of barriers (technical safety). Number of barrier failures, e.g. PRV failures. Number of exceptions handled in the last month Number of cases of unsuccessful communication between operators during operational maneuvers. Number of cases in which a response decision was delayed in the last three months. Chuang et al. (2020) China, Medical Emergency Department of a Hospital in Taiwan Hollnagel Resilience Assessment Grid (RAG) into a customized RAG (ED-RAG) to support resilience management in a Hospital Emergency Department in Taiwan. ED-RAG (Emergency Department - RAG) Scores from 0 to 4 for specific questions prepared by a team of researchers and employees who knew the department. With this, it was possible to define grades from 0 to 100% for the four resilience skills: potential to learn (86.11%); response potential (61.56); anticipate (56.25%); monitor (33.93). The ED-RAG represents a snapshot of the resilience of EDs under specific conditions. It can be performed multiple times by a single hospital to monitor the directions and content of improvement that can complement conventional safety management toward resilience. Some considerations are necessary to be successful when hospitals use it. Future studies to overcome potential methodological shortcomings of the ED-RAG are needed. Among the four skills evaluated, the only one that was below was monitoring. Sakuda & Kitamura (2020) Fukushima Nuclear Power Plant, Japan Used RAG to prevent degradation of resilience potential in a nuclear power plant. Spider chart with Likert scale scores to measure monitoring, response, learning and anticipation. It is found that fragility-based RAG can be a useful tool to facilitate awareness about possible weaknesses of nuclear power plant. Jain et al. (2018) University of Texas, USA Presented a generic framework for measuring the probability of resilience of a process system based on metrics in which a Bayesian Network (BN) can be developed using an equation. Resilience Analysis Framework (PRAF), the metrics were developed considering the performance indicators established by API RP 754 (API, 2010) and based on the resilience aspects of the Early Detections (ED) process, Error Tolerant Design (ETD), ability to recovery (recoverability) (R) and (plasticity) plasticity (P). These were categorized into technical (ED, ETD, R) and social resilience (P). The Process Resilience Analysis Framework is Note: uses the calculation of these factors in a Bayesian Network, however, it did not demonstrate values. presented in the context of improving risk and safety management. As illustrated, the key aspects of process system resilience are detection (ED), error-tolerant design (ETD), recoverability (R), and plasticity (P). In application, the use of these aspects serves to drive predictability. Huber et al. (2012) Institute of Nuclear Engineering, Cidade Universitária, Rio de Janeiro, RJ, Brazil The aim of this study was to propose a framework to indicate where the organization is located, within the capabilities necessary to deal with the disturbances that may affect it (the organization's level of resilience). Conscience; In the experts' assessment of the air taxi company's resilience application, the method and its division of activities into three levels resulted in activities compatible with the capabilities, interests and availability of those involved, and was therefore well accepted. The combined concept of practical development (a representative, participatory, iterative and interactive method) of resilience indicators has also been well accepted and should be tested in more areas of work. efficiency; adaptability; commitment. Pflanz & Levis (2012) Maritime Industry, US Navy Command and Control Center in Georgia, USA This article describes a quantitative approach to assess the expected resilience of a command-and-control system. It presents guidelines for measuring organizational resilience, based on proxy measures, such as tolerance to errors, responsiveness to unexpected events and level of connectivity between elements of the system or organization. Petri Net software presents linear algebra network modeling that demonstrates how to calculate resilience. It presented guidelines for measuring organizational resilience based on proxy measures such as error tolerance, responsiveness to unexpected events, and level of connectivity between system elements. Ranasinghe et al. (2020) Newcastle University The aim of this research is to explore RE indicators that have been identified as important in developing and evaluating resilient work environments in high-risk industries, particularly construction renovation. Commitment from senior management; The results show that the four commonly used indicators were: senior management commitment, awareness, learning and flexibility, all of which have a strong relationship with RE. The findings of this study are useful for interested parties in making decisions about the most important RE indicators in the context of their research or practice, as this avoids ambiguity and disparity in identifying RE indicators. awareness apprenticeship flexibility Source: Prepared by the author (2022). . Bias risk analyses are presented in Appendix 5 Appendix 5 Risk of bias analysis. Joanna Briggs Checklist (Quantitative Studies) Azadeh et al. (2014) Azadeh et al. (2017a) Azadeh et al. (2017b) Shirali et al. (2018) Shirali et al. (2016) Rabbani et al. (2019) Zarrin & Azadeh (2019) Grecco et al. (2013) Nelson et al. (2016) Saurin & Werle (2017) Patriarca et al. (2018) Were the criteria for sample inclusion clearly defined? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk It is not clear It is not clear Have the study topic and setting been written in detail? It is not clear High risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was exposure measured validly and reliably? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk It is not clear Were standard objectives and criteria used to measure the condition? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Have confounding factors been identified? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk Low risk Low risk Were there strategies to address the stated confounding factors? High risk High risk High risk High risk High risk Low risk High risk Low risk Low risk Low risk It is not clear Were the results measured validly and reliably? It is not clear Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was appropriate statistical analysis used? Low risk High risk High risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Note: The common limitation of quantitative studies is that none were able to present an instrument to evaluate or measure all dimensions of the resilience phenomenon in high-risk industries. Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in quantitative studies. Checklist Joanna Briggs Institute (Qualitative Studies) Hollnagel et al. (2021) Herrera et al. (2014) Øien & Nielsen (2012) Patriarca et al. (2019) Jain et al. (2018) Huber et al. (2012) Souza et al. (2021) Chuang et al. (2020) Sakuda & Kitamura (2020) Pflanz & Levis (2012) Is there congruence between the stated philosophical perspective and the research methodology? Low risk Low risk Low risk High risk Low risk Low risk Low risk Low risk Low risk Low risk Is there congruence between the research methodology and the research question or objectives? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the methods used to collect data? Low risk Low risk Low risk It is not clear It is not clear Low risk Low risk Low risk It is not clear Low risk Is there congruence between the research methodology and data representation and analysis? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the interpretation of the results? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there a statement locating the researcher culturally or theoretically? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Is there influence of the researcher on the research, and vice versa, addressed? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Are participants and their voices adequately represented? It is not clear It is not clear It is not clear High risk Not applicable Low risk Low risk Low risk Low risk Low risk Do the conclusions drawn in the research report flow from the analysis, or interpretation, of the data? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in qualitative studies. Joanna Briggs Institute Checklist (Systematic Review Reports) Peñaloza et al. (2020) Ranasinghe et al. (2020) Is the review question clearly and explicitly stated? Low risk High risk Were the inclusion criteria appropriate for the review question? It is not clear Low risk Was the search strategy adequate? Low risk Low risk Were the sources and resources used to search for studies adequate? Low risk Low risk Were the study assessment criteria adequate? Low risk Low risk Was the critical assessment conducted by two or more reviewers independently? It is not clear Low risk Were there methods to minimize errors in data extraction? It is not clear Low risk Were the methods used to combine the studies adequate? Low risk Low risk Has the likelihood of publication bias been assessed? Low risk It is not clear Were the recommendations for policy and/or practice supported by the reported data? Low risk Low risk Were specific guidelines for new research appropriate? Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias of secondary studies. . The objectives, location and context of the studies included in the research, as well as the main attributes of the indicators found in the quantitative studies are in Table 1, below:

Table 1
Summary of studies included in the research and attributes of quantitative indicators.
3.3.1 Individual results of qualitative studies

The studies by Chuang et al. (2020) and Sakuda & Kitamura (2020) used the RAG method to measure the organization's potential resilient performance in relation to safety in different industries. The first assessed the potential for resilient performance in a hospital emergency department with the aim of identifying the status of the four capabilities – to monitor, to respond, to anticipate and to learn. This study by Chuang et al. (2020) demonstrated that monitoring was the most deficient function of the emergency department and concluded that the RAG method questions must be well prepared by a team of people who are experts in the production process of the assessed department.

The second study used the method to prevent degradation of resilience potential at the Fukushima Daiichi nuclear power plant. Due to the post-traumatic scenario of the 2011 accident, the authors faced several resistances, however, they managed to find a way to accept the research using the adapted RAG based on the weaknesses of the nuclear plant. Therefore, the study revealed that this adaptation of the method can be a useful tool to facilitate awareness of the plant's possible weaknesses, in addition to pointing out a way to improve monitoring and response potential through the identification of weaknesses. However, due to the difficulties, the research did not demonstrate the scores for the four main attributes of resilience.

Some similar characteristics were presented in the qualitative studies by Øien & Nielsen (2012), Patriarca et al. (2019), and Jain et al. (2018). They proposed tools for detection and early warning through proactive indicators that would make it possible to detect major accidents in advance, based on literature reviews to analyze the statistics of these occurrences and the main causes and failures in the defenses that have triggered these types of accidents in the past. Hollnagel 's study et al. (2021) propose something similar, however, based on weak signals. Weak signals are sources of information not covered by traditional Safety Management Systems, covering what they are not prepared for, what they do not expect and what they otherwise do not notice. Weak signals comprise the many small events that are below the notification or severity threshold, as well as the generally unrecognized patterns of performance the common habits, routines, and common compensations – that most often lead to the expected results but, from time to time, originate unexpected and unwanted results (Hollnagel et al., 2021).

In the study by Øien & Nielsen (2012) called Resilience method based Early Warning Indicators (REWI), developed a set of self-assessment measures that provide information to senior managers and safety professionals within an organization about the fundamental attributes of organizational resilience. The objectives of the method are to provide early warnings to prevent serious accidents and improve long-term safety and organizational performance. It can be seen as an effort to improve the organization's anticipation potential.

The proposal by Patriarca et al. (2019) adapted the REWI method by Øien & Nielsen (2012) to propose a game in a chemical factory, more specifically in an ammonia production unit. The proposed approach aimed to encourage workers' engagement in workplace safety and, more generally, to overcome psychological barriers to the participation of factory employees in the REWI method. These three aforementioned early detection methods will always depend on an assertive response from the organization in the face of an indicator that signals latent flaws and the fragility of organizational barriers. However, if efforts to manage these types of indicators are not rewarded by an assertive response from the implementation team, the method will be doomed to failure.

Hollnagel's study et al. (2021), the authors demonstrated an evolution from the RAG method to the Systemic Potential Management (SPM), developed based on a weak signals design. The European Organization for the Safety of Air Navigation developed this project with the aim of detecting weak early warning signals that can prevent the occurrence of accidents or events that pose a threat to the air traffic management and control system, in order to demonstrate a concern common to several organizations and their governance systems at risk and strengthen the potential for anticipation to avoid threats. An evolution observed between the RAG and SPM methods is that the old four skills (monitoring, responding, learning and anticipating) are now called the four systemic potentials.

SPM is a tool for managing an organization's performance and how changes are implemented. SPM uses four sets of questions – called foreground questions – to assess changes as a means of managing them. In contrast to background questions, foreground questions should be used repeatedly throughout the project. Systemic potentials effectively describe or define what an organization should do – the performance criteria – and answer the questions (the performance potential profile) – consequently representing how well these criteria have been achieved (Hollnagel et al., 2021).

A critical element for the RAG and SPM methods is knowing how to prepare the questions well in order to have a correct diagnosis of what is intended to be assessed. It is necessary to have an implementation team with experience within the company's processes where they are being applied. Another important factor is that respondents must undergo a preparatory interview, otherwise, the diagnosis runs the risk of having meaningless generic questions and answers. Another limitation is that the method will always depend on employees' perception of the four main systemic potentials of resilience: monitoring, response, learning and anticipation.

A technological tool such as software was proposed in the studies by Huber et al. (2012) and de Souza et al. (2021) to generate resilience indicators and guarantee system safety. The first study proposed a framework to indicate where the organization is located within the capabilities needed to deal with disruptions that may affect it, including accidents, in an air taxi company. Through questionnaires filled out in the system, indicators were generated with the following attributes: commitment, awareness, adaptability, and efficiency. Questions were prepared following these four principles and placed on a rating scale.

The study by Souza et al. (2021), applied to the nuclear industry, intended to use RE concepts in understanding the organization through the analysis of tasks and cognitive activities to develop indicators by the human agents themselves working at the operational level. Questionnaires were filled out in the system to detect organizational difficulties, resources, knowledge and others that could arise when conducting the tasks. The study focused on identifying sources of task variability, following the premises of cognitive analysis for data collection, which aims to understanding the work performed from the perspective of frontline workers, gaining their tacit knowledge and informal strategies for dealing with complexity.

The operator points out in the questionnaires which of these elements’ present problems or difficulties for their daily performance. This analysis is conducted in real-time by the system and allows managers to know what the operators' deviations or difficulties are. As a disadvantage, the method will always depend on the workers' interpretation of the questions, which can cause bias in the participants' responses. Furthermore, it is not known to what extent workers will be willing to reveal their difficulties.

As previously stated, two secondary studies of important contribution to this research were identified. The first was by Peñaloza et al. (2020), which aimed to assess safety performance measurement systems with a focus on identifying whether RE offers a new perspective on safety for these systems and whether the concepts of this discipline have been put into practice. The results of this review demonstrated that, although still quite premature, the RE premises have been used as a lens for defining safety performance indicator systems.

The most relevant contribution of the study by Peñaloza et al. (2020) for this review, more than just knowing whether RE assumptions are used for safety performance measurement systems, it was to identify, through gray literature, which are the main attributes that performance measurement systems should have. Namely: I) they must support the monitoring of daily variability; II) they must provide real-time feedback to those directly involved in the execution and supervision of production activities; III) they should facilitate learning about what goes well, as well as what goes wrong; IV) they must provide insights into managing trade-offs between Safety and other business dimensions; V) they must evolve due to the changing nature of complex socio-technical systems.

The second systematic review was by Ranasinghe et al. (2020), whose main objective was to explore RE indicators that were identified as important in the development and assessment of a resilient work environment in high-risk industries, particularly in the renovation and construction industry. The results showed that the four commonly used indicators were: senior management commitment, awareness, learning, and flexibility, all of which have a strong relationship with RE. However, this review did not consider qualitatively defined indicators, only quantitative methods. As already mentioned, indicators are not just quantitative data, they are also relevant facts that can signal a phenomenon (Fundação Nacional da Qualidade, 2015).

Pflanz & Levis (2012) presented guidelines for measuring organizational resilience based on proxy measures, such as error tolerance, ability to respond to unexpected events and level of connectivity between elements of the system or organization. The study adopts the Petri Net software, which designs a network architecture using linear algebra elements and demonstrates three main phases of resilience: a) prevention, b) survival, and c) recovery. The concepts presented in this study also apply to organizational resilience, however, this research only focused on the survival phase of resilience – the phase in which the systems' capacity is affected or deformed.

Finally, Herrera et al. (2014) proposes another application of resilience indicators in the aviation industry, more specifically in an air traffic control department at an airport. The authors developed a scale framework to identify a group of resilience indicators. This study applied the concept of Safety I and Safety IIHollnagel et al. (2017) and was developed from observations on air traffic controller offices (ATCO). The scale structure detects not only incidents, accidents, and deviations, but the presence of human-machine system capacity at times when operations went beyond expectations, or were threatened, at times when a suitable landing was not possible, and the pilots had to ram the aircraft.

During go-around maneuvers – (considered operational incidents) it was possible to identify instances of problem solutions and maneuvers proposed by air traffic controllers, which avoided collisions or aircraft crashes (major accidents), thanks to the skills of these professionals in solving such problems, most of which were not included in procedures. Regarding to RE, the scaling structure proposed by the study supports the identification and extraction of resilience indicators for mapping into patterns (Herrera et al., 2014), thus facilitating learning about what goes well, in addition of what goes wrong (Peñaloza, 2020).

3.3.2 summary of qualitative study results

As previously stated, the results pointed to a tendency in qualitative studies to seek proactive indicators that can anticipate accidents or major events. Some studies called resilience-based early warning indicators; others called them weak signals for accident detection. Another common characteristic of qualitative studies was a more longitudinal approach, recognizing through the methods the need to revisit processes and collect data again due to the constant changes that complex socio-technical systems undergo. The studies showed greater interest in the attributes of the indicators than in their metrics. Finally, two studies did not demonstrate congruence between the methodology and the proposed objectives with the representation and analysis of the results. The research by Jain et al. (2018), which although presents a process resilience analysis framework and considers technical and social factors, the latter were not assessed and included in the results. The study by Sakuda & Kitamura (2020) applied the RAG methodology, however it demonstrated the scoring of the four main resilience skills, as recommended by the method. The purposes, locations, context and main attributes of the Safety indicators, with a Resilience Engineering perspective, found in qualitative studies, are shown in Table 2 below. The analysis of the methodological quality of qualitative studies is found in Appendix 5 Appendix 5 Risk of bias analysis. Joanna Briggs Checklist (Quantitative Studies) Azadeh et al. (2014) Azadeh et al. (2017a) Azadeh et al. (2017b) Shirali et al. (2018) Shirali et al. (2016) Rabbani et al. (2019) Zarrin & Azadeh (2019) Grecco et al. (2013) Nelson et al. (2016) Saurin & Werle (2017) Patriarca et al. (2018) Were the criteria for sample inclusion clearly defined? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk It is not clear It is not clear Have the study topic and setting been written in detail? It is not clear High risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was exposure measured validly and reliably? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk It is not clear Were standard objectives and criteria used to measure the condition? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Have confounding factors been identified? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk Low risk Low risk Were there strategies to address the stated confounding factors? High risk High risk High risk High risk High risk Low risk High risk Low risk Low risk Low risk It is not clear Were the results measured validly and reliably? It is not clear Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was appropriate statistical analysis used? Low risk High risk High risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Note: The common limitation of quantitative studies is that none were able to present an instrument to evaluate or measure all dimensions of the resilience phenomenon in high-risk industries. Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in quantitative studies. Checklist Joanna Briggs Institute (Qualitative Studies) Hollnagel et al. (2021) Herrera et al. (2014) Øien & Nielsen (2012) Patriarca et al. (2019) Jain et al. (2018) Huber et al. (2012) Souza et al. (2021) Chuang et al. (2020) Sakuda & Kitamura (2020) Pflanz & Levis (2012) Is there congruence between the stated philosophical perspective and the research methodology? Low risk Low risk Low risk High risk Low risk Low risk Low risk Low risk Low risk Low risk Is there congruence between the research methodology and the research question or objectives? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the methods used to collect data? Low risk Low risk Low risk It is not clear It is not clear Low risk Low risk Low risk It is not clear Low risk Is there congruence between the research methodology and data representation and analysis? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the interpretation of the results? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there a statement locating the researcher culturally or theoretically? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Is there influence of the researcher on the research, and vice versa, addressed? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Are participants and their voices adequately represented? It is not clear It is not clear It is not clear High risk Not applicable Low risk Low risk Low risk Low risk Low risk Do the conclusions drawn in the research report flow from the analysis, or interpretation, of the data? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in qualitative studies. Joanna Briggs Institute Checklist (Systematic Review Reports) Peñaloza et al. (2020) Ranasinghe et al. (2020) Is the review question clearly and explicitly stated? Low risk High risk Were the inclusion criteria appropriate for the review question? It is not clear Low risk Was the search strategy adequate? Low risk Low risk Were the sources and resources used to search for studies adequate? Low risk Low risk Were the study assessment criteria adequate? Low risk Low risk Was the critical assessment conducted by two or more reviewers independently? It is not clear Low risk Were there methods to minimize errors in data extraction? It is not clear Low risk Were the methods used to combine the studies adequate? Low risk Low risk Has the likelihood of publication bias been assessed? Low risk It is not clear Were the recommendations for policy and/or practice supported by the reported data? Low risk Low risk Were specific guidelines for new research appropriate? Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias of secondary studies. .

Table 2
Summary of studies included in the research and attributes of qualitative indicators.

4 Discussion

This systematic review demonstrated a tendency for quantitative studies to analyze organizational resilience based on indicators with attributes published by Reason (1997). The author conducted a research into the main elements of a safety culture. At the time, the author discovered the following subcultures as attributes of a safety culture: 1) leadership commitment; 2) awareness; 3) preparation; 4) flexibility; 5) reporting culture; 6) learning culture; and 7) fair culture. Later, these attributes were used by Wreathall (2006), in chapter seventeen of the work Resilience Engineering; however, not all complex socio-technical systems with a robust safety culture have proven to be synonymous with resilient safety performance, as per event statistics demonstrated in the study by Jain et al. (2018).

According to Hopkins (2002), it must be emphasized, however, that culture as a mentality tends to ignore the latent conditions that are behind all workplace accidents, highlighting workers' attitudes as the cause of accidents. Another factor is that the elements of a safety culture proposed by Reason (1997) were conceived within a safety perspective excluding bad results - Safety I (Hollnagel, 2014). The attributes of the indicators are less aligned with the concept of Safety II (Hollnagel, 2014), coming from Resilience Engineering.

The indicators proposed by quantitative studies, for the most part, proposed assessing the management of organizations to find out whether they were resilient or not, a reactive approach. The quantitative variables proposed in the studies were obtained through the application of questionnaires to the workforce or survey of operational errors and failures, as well as failures of critical equipment; then, the various calculation methods were applied. As a limitation, these studies will always depend on the perception of the workforce in relation to resilience factors and safety management. Only half of the quantitative studies conducted interviews with the workforce, a recommended practice to avoid interpretive errors in questionnaires.

Unlike quantitative studies, which presented methods and characteristics of cross-sectional or analytical cross-sectional studies, qualitative studies recognized the limitation of using only a momentary diagnosis of the organization, therefore, they developed methods and proposed longitudinal approaches. Unlike the quantitative study by Nelson et al. (2016), the qualitative study by Herrera et al. (2014) used the concept of indicator as a phenomenon or relevant fact (Fundação Nacional da Qualidade, 2015) and developed a scale to extract indicators based on the new concepts of Safety I and Safety II (Hollnagel, 2014), as shown in Table 1.

Finally, qualitative studies showed greater proximity to attributes revealed in the secondary study by Peñaloza (2020) for measuring safety performance based on RE in complex socio-technical systems. These attributes are: II) providing real-time feedback to those directly involved in the execution and supervision of the production activity, which was demonstrated in the study by Souza et al. (2021) and Huber et al. (2012); III) facilitating learning about what goes well, in addition to what goes wrong, as presented in the study by Herrera et al. (2014); and IV) offer insights into managing trade-offs between Safety and other business dimensions. The study by Øien & Nielsen (2012) recommends the implementation of a computerized system to support decision-making during conflicts between production and safety.

An important contribution regarding quantitative studies was observed in the study by Saurin & Werle (2017), A framework for the analysis of slack in socio-technical systems. This method could be important to mitigate impacts if it were adopted by hospital emergency systems before adverse events occur. The slack applied to the lack of spaces and resources to care for the affected population, if adopted by hospital emergency systems, could mitigate external variability, such as the pandemic, and save lives in emergency hospital cells, considered critical systems.

This method would be very useful to improve the use of resources and exert a capacity to buffer or slack adverse effects. Resource buffer is also a concept that can be designed by project management systems, for example, the concept of buffer capacity. What is nothing more than buffer designed as a redundancy of resources to ensure the functioning of critical systems in projects.

5 Conclusion

This study aimed to identify and analyze the potential for resilience in organizations, as well as the qualitative and quantitative methods proposed by the authors of the bibliographic review considered for the development of Safety indicators used within the perspective of resilience engineering, in organizations that deal with high technological risk and that work through complex socio-technical systems. Its contribution is to support future research that aims to assess resilience to support Safety management processes in high technological risk organizations. The different indicator approaches from a Resilience Engineering perspective can support operational or managerial decision-making, especially governance systems at risk. As a limitation, the loss of some information by the excluded studies is a common characteristic of this systematic literature review process. Another common difficulty to all studies is the actual definitions of the phenomenon of resilience, as well as Resilience Engineering, as there is a vast literature with different definitions and concepts, without a single definition that can be followed.

The results of the applied analysis demonstrated that quantitative methods for developing and defining safety indicators, from the perspective of Resilience Engineering, should prioritize recurring periodic measurements, that is, longitudinal studies in future research, taking into account subtle and continuous changes which are characteristic of the changing nature of complex socio-technical systems, as well as the emergence of latent conditions that originate both at the managerial level and at the front line of operations. For this reason, indicators of the resilience potential of Safety processes should not collect data in a short period of time, but rather through monitoring conducted repeatedly. Furthermore, few quantitative studies have demonstrated metrics to calculate the organization's systemic potentials, called anticipation, response, monitoring and learning.

Based on the studies analyzed, one aspect that requires more research is the use of qualitative methods to generate indicators when operators are forced to deal with unexpected incidents or variability. Even if metrics are not used for this type of scenario, these are important markers, as regulations or adaptations occur outside of the prescribed work, which are conducted to overcome such situations and avoid major accidents. Such cases are important and should be considered as an ability to deal with the unexpected and maintain operations even in the face of adversity.

Qualitative methods to generate Safety indicators from the perspective of Resilience Engineering demonstrated a better path, as linear calculation models have the common disadvantage of not being able to evaluate all dimensions of resilience, since this is a multidimensional phenomenon.

Appendix 1 Prisma compliance checklist.

PRISMA 2020 Checklist
Section and Topic Item # Item Verification Location where the item is
Lines in Lauda
TITLE
Title 1 Identifies the publication as a systematic review. 1:3
4:6
SUMMARY
Summary 2 See PRISMA 2020 Checklist for Abstracts. AT
INTRODUCTION
Rationale 3 It bases the review in the context of existing knowledge. 45:141
Goals 4 Explicitly presents the objective(s) or question(s) regarding the review. 134:139
METHODS
Eligibility Criteria 5 Specifies the inclusion and exclusion criteria for the review and how the studies were grouped for the syntheses. 214:236
305:307
Information sources 6 Specifies all databases, registries, websites, organizations, reference lists and other sources searched or consulted to identify studies. Specifies the last date each source was searched or consulted. 177:212
Search strategy 7 Displays complete search strategies for all databases, records and websites, including all filters and limits used. 177:212
Selection process 8 Specifies the methods used to decide whether a study meets the review inclusion criteria, including how many reviewers screened each record and selected publication, whether they worked independently, and, if applicable, details of automation tools used in the process . 214:223
204:212
225:232
Data collection process 9 Specifies the methods used to collect data from publications, including how many reviewers collected information from each publication, whether they worked independently, all processes for obtaining or confirming data by study investigators, and, if applicable, details of automation tools used. 204:212
225:232
145:159
Item data 10a Lists and defines all results for which data was searched. Specifies whether all results compatible with each domain in each study were searched (e.g. for all measures, moments, analyses) and, if not, specifies the methods used to decide which results to collect. 141:201
239:592
Frames 1 and 2
APPENDICES
10b List and define all other variables for which data were researched (e.g., participant and intervention characteristics, funding sources). Describes the assumptions used about missing or unclear information. Frames 1 and 2
Section and Topic Item # Item Verification Location where the item is
Lines in Lauda
Assessment of the risk of bias in studies 11 Specifies the methods used to assess the risk of bias of the included studies, including details about the instrument(s) used, how many reviewers evaluated each study and whether they worked independently, and, if applicable, details of tools of automation used in the process. 174:175
204:212
225:232
Effect measures 12 Specifies for each outcome the measure(s) of effect (e.g. relative risk and mean difference) used in summarizing or presenting the results. 397:400
Synthesis method 13a write the processes used to decide which studies are eligible for each synthesis (e.g. present the characteristics of the intervention presented in the study and compare with the groups planned for each synthesis (item #5)). 225:232
13b Describes all necessary methods of preparing data for presentation or synthesis, such as dealing with missing data in summary statistics, or data conversions. AT
13c Describes all methods used to present or display individual results of studies and syntheses. 239:423
425:592
13d Describes all methods used to summarize the results and provides a justification for the choice(s). If a meta-analysis was performed, describe the model(s) and method(s) for identifying the presence and extent of statistical heterogeneity, and softwareused. Not applicable.
225:232
397:400
Section and Topic Item # Item Verification Location where the item is Not applicable see
13e Describes all methods used to explore possible causes of heterogeneity among study results (e.g., subgroup analysis, meta-regression).
397:400
225: 232
13f Describes all sensitivity analyzes performed to assess the robustness of the synthesis of results. 239:423
425:592
APPENDIX 5 Appendix 5 Risk of bias analysis. Joanna Briggs Checklist (Quantitative Studies) Azadeh et al. (2014) Azadeh et al. (2017a) Azadeh et al. (2017b) Shirali et al. (2018) Shirali et al. (2016) Rabbani et al. (2019) Zarrin & Azadeh (2019) Grecco et al. (2013) Nelson et al. (2016) Saurin & Werle (2017) Patriarca et al. (2018) Were the criteria for sample inclusion clearly defined? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk It is not clear It is not clear Have the study topic and setting been written in detail? It is not clear High risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was exposure measured validly and reliably? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk It is not clear Were standard objectives and criteria used to measure the condition? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Have confounding factors been identified? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk Low risk Low risk Were there strategies to address the stated confounding factors? High risk High risk High risk High risk High risk Low risk High risk Low risk Low risk Low risk It is not clear Were the results measured validly and reliably? It is not clear Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was appropriate statistical analysis used? Low risk High risk High risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Note: The common limitation of quantitative studies is that none were able to present an instrument to evaluate or measure all dimensions of the resilience phenomenon in high-risk industries. Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in quantitative studies. Checklist Joanna Briggs Institute (Qualitative Studies) Hollnagel et al. (2021) Herrera et al. (2014) Øien & Nielsen (2012) Patriarca et al. (2019) Jain et al. (2018) Huber et al. (2012) Souza et al. (2021) Chuang et al. (2020) Sakuda & Kitamura (2020) Pflanz & Levis (2012) Is there congruence between the stated philosophical perspective and the research methodology? Low risk Low risk Low risk High risk Low risk Low risk Low risk Low risk Low risk Low risk Is there congruence between the research methodology and the research question or objectives? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the methods used to collect data? Low risk Low risk Low risk It is not clear It is not clear Low risk Low risk Low risk It is not clear Low risk Is there congruence between the research methodology and data representation and analysis? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the interpretation of the results? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there a statement locating the researcher culturally or theoretically? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Is there influence of the researcher on the research, and vice versa, addressed? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Are participants and their voices adequately represented? It is not clear It is not clear It is not clear High risk Not applicable Low risk Low risk Low risk Low risk Low risk Do the conclusions drawn in the research report flow from the analysis, or interpretation, of the data? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in qualitative studies. Joanna Briggs Institute Checklist (Systematic Review Reports) Peñaloza et al. (2020) Ranasinghe et al. (2020) Is the review question clearly and explicitly stated? Low risk High risk Were the inclusion criteria appropriate for the review question? It is not clear Low risk Was the search strategy adequate? Low risk Low risk Were the sources and resources used to search for studies adequate? Low risk Low risk Were the study assessment criteria adequate? Low risk Low risk Was the critical assessment conducted by two or more reviewers independently? It is not clear Low risk Were there methods to minimize errors in data extraction? It is not clear Low risk Were the methods used to combine the studies adequate? Low risk Low risk Has the likelihood of publication bias been assessed? Low risk It is not clear Were the recommendations for policy and/or practice supported by the reported data? Low risk Low risk Were specific guidelines for new research appropriate? Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias of secondary studies.
Assessment of reported bias 14 Describes all methods used to assess the risk of bias due to missing results in a synthesis (due to information bias). 181:187
180: 182
Assessment of the degree of confidence 15 Describes all methods used to assess the certainty (or confidence) in the body of evidence for a result. APPENDIX 5 Appendix 5 Risk of bias analysis. Joanna Briggs Checklist (Quantitative Studies) Azadeh et al. (2014) Azadeh et al. (2017a) Azadeh et al. (2017b) Shirali et al. (2018) Shirali et al. (2016) Rabbani et al. (2019) Zarrin & Azadeh (2019) Grecco et al. (2013) Nelson et al. (2016) Saurin & Werle (2017) Patriarca et al. (2018) Were the criteria for sample inclusion clearly defined? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk It is not clear It is not clear Have the study topic and setting been written in detail? It is not clear High risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was exposure measured validly and reliably? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk It is not clear Were standard objectives and criteria used to measure the condition? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Have confounding factors been identified? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk Low risk Low risk Were there strategies to address the stated confounding factors? High risk High risk High risk High risk High risk Low risk High risk Low risk Low risk Low risk It is not clear Were the results measured validly and reliably? It is not clear Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was appropriate statistical analysis used? Low risk High risk High risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Note: The common limitation of quantitative studies is that none were able to present an instrument to evaluate or measure all dimensions of the resilience phenomenon in high-risk industries. Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in quantitative studies. Checklist Joanna Briggs Institute (Qualitative Studies) Hollnagel et al. (2021) Herrera et al. (2014) Øien & Nielsen (2012) Patriarca et al. (2019) Jain et al. (2018) Huber et al. (2012) Souza et al. (2021) Chuang et al. (2020) Sakuda & Kitamura (2020) Pflanz & Levis (2012) Is there congruence between the stated philosophical perspective and the research methodology? Low risk Low risk Low risk High risk Low risk Low risk Low risk Low risk Low risk Low risk Is there congruence between the research methodology and the research question or objectives? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the methods used to collect data? Low risk Low risk Low risk It is not clear It is not clear Low risk Low risk Low risk It is not clear Low risk Is there congruence between the research methodology and data representation and analysis? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the interpretation of the results? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there a statement locating the researcher culturally or theoretically? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Is there influence of the researcher on the research, and vice versa, addressed? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Are participants and their voices adequately represented? It is not clear It is not clear It is not clear High risk Not applicable Low risk Low risk Low risk Low risk Low risk Do the conclusions drawn in the research report flow from the analysis, or interpretation, of the data? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in qualitative studies. Joanna Briggs Institute Checklist (Systematic Review Reports) Peñaloza et al. (2020) Ranasinghe et al. (2020) Is the review question clearly and explicitly stated? Low risk High risk Were the inclusion criteria appropriate for the review question? It is not clear Low risk Was the search strategy adequate? Low risk Low risk Were the sources and resources used to search for studies adequate? Low risk Low risk Were the study assessment criteria adequate? Low risk Low risk Was the critical assessment conducted by two or more reviewers independently? It is not clear Low risk Were there methods to minimize errors in data extraction? It is not clear Low risk Were the methods used to combine the studies adequate? Low risk Low risk Has the likelihood of publication bias been assessed? Low risk It is not clear Were the recommendations for policy and/or practice supported by the reported data? Low risk Low risk Were specific guidelines for new research appropriate? Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias of secondary studies.
RESULTS
Study selection 16a Describes the results of the search and selection process, from the number of records identified in the search to the number of studies included in the review, ideally using a flowchart. 234: 236
239:268
16b Cites studies that appear to meet the inclusion criteria, but were excluded, and explains the reasons for exclusion. APPENDIX 3 Appendix 3 Summary of excluded studies. Summary of excluded articles Reasons for Exclusion References Medium risk industry Rubio-Romero et al. (2018) It is not a high-risk technological industry Chen et al. (2018) Duplicate study with study above Chen et al. (2017) Study duplicated with that of Shirali et al. (2016) Azadeh et al. (2016) Duplicate study with that of Zarrin & Azadeh (2019) Asadzadeh et al. (2013) Duplicate study with the study Shirali et al. (2016) Shirali et al. (2013) Publication time Saurin & Carim Junior (2011) Publication time Costella et al. (2009) Publication time Herrera et al. (2011) Source: Prepared by the author (2022). List of excluded studies that seem to meet the criteria.
Characteristics of the studies 17 Cites each study included and presents its characteristics. Frames 1 and 2
304:423
425:592
Section and Topic Item # Item Verification Location where the item is Not applicable see
Risk of bias in studies 18 Presents the risk of bias assessment for each included study.
APPENDIX 5 Appendix 5 Risk of bias analysis. Joanna Briggs Checklist (Quantitative Studies) Azadeh et al. (2014) Azadeh et al. (2017a) Azadeh et al. (2017b) Shirali et al. (2018) Shirali et al. (2016) Rabbani et al. (2019) Zarrin & Azadeh (2019) Grecco et al. (2013) Nelson et al. (2016) Saurin & Werle (2017) Patriarca et al. (2018) Were the criteria for sample inclusion clearly defined? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk It is not clear It is not clear Have the study topic and setting been written in detail? It is not clear High risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was exposure measured validly and reliably? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk It is not clear Were standard objectives and criteria used to measure the condition? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Have confounding factors been identified? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk Low risk Low risk Were there strategies to address the stated confounding factors? High risk High risk High risk High risk High risk Low risk High risk Low risk Low risk Low risk It is not clear Were the results measured validly and reliably? It is not clear Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was appropriate statistical analysis used? Low risk High risk High risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Note: The common limitation of quantitative studies is that none were able to present an instrument to evaluate or measure all dimensions of the resilience phenomenon in high-risk industries. Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in quantitative studies. Checklist Joanna Briggs Institute (Qualitative Studies) Hollnagel et al. (2021) Herrera et al. (2014) Øien & Nielsen (2012) Patriarca et al. (2019) Jain et al. (2018) Huber et al. (2012) Souza et al. (2021) Chuang et al. (2020) Sakuda & Kitamura (2020) Pflanz & Levis (2012) Is there congruence between the stated philosophical perspective and the research methodology? Low risk Low risk Low risk High risk Low risk Low risk Low risk Low risk Low risk Low risk Is there congruence between the research methodology and the research question or objectives? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the methods used to collect data? Low risk Low risk Low risk It is not clear It is not clear Low risk Low risk Low risk It is not clear Low risk Is there congruence between the research methodology and data representation and analysis? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the interpretation of the results? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there a statement locating the researcher culturally or theoretically? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Is there influence of the researcher on the research, and vice versa, addressed? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Are participants and their voices adequately represented? It is not clear It is not clear It is not clear High risk Not applicable Low risk Low risk Low risk Low risk Low risk Do the conclusions drawn in the research report flow from the analysis, or interpretation, of the data? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in qualitative studies. Joanna Briggs Institute Checklist (Systematic Review Reports) Peñaloza et al. (2020) Ranasinghe et al. (2020) Is the review question clearly and explicitly stated? Low risk High risk Were the inclusion criteria appropriate for the review question? It is not clear Low risk Was the search strategy adequate? Low risk Low risk Were the sources and resources used to search for studies adequate? Low risk Low risk Were the study assessment criteria adequate? Low risk Low risk Was the critical assessment conducted by two or more reviewers independently? It is not clear Low risk Were there methods to minimize errors in data extraction? It is not clear Low risk Were the methods used to combine the studies adequate? Low risk Low risk Has the likelihood of publication bias been assessed? Low risk It is not clear Were the recommendations for policy and/or practice supported by the reported data? Low risk Low risk Were specific guidelines for new research appropriate? Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias of secondary studies.
Individual study results 19 For all results from each study, present: (a) summary statistics for each group (where appropriate) and (b) an estimate of the effect and its precision (e.g. confidence/credibility interval), ideally using tables or structured graphics. Not applicable see
397:400
Synthesis results 20a For each synthesis, summary of the characteristics and risk of bias among the selected studies. APPENDIX 5 Appendix 5 Risk of bias analysis. Joanna Briggs Checklist (Quantitative Studies) Azadeh et al. (2014) Azadeh et al. (2017a) Azadeh et al. (2017b) Shirali et al. (2018) Shirali et al. (2016) Rabbani et al. (2019) Zarrin & Azadeh (2019) Grecco et al. (2013) Nelson et al. (2016) Saurin & Werle (2017) Patriarca et al. (2018) Were the criteria for sample inclusion clearly defined? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk It is not clear It is not clear Have the study topic and setting been written in detail? It is not clear High risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was exposure measured validly and reliably? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk It is not clear Were standard objectives and criteria used to measure the condition? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Have confounding factors been identified? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk Low risk Low risk Were there strategies to address the stated confounding factors? High risk High risk High risk High risk High risk Low risk High risk Low risk Low risk Low risk It is not clear Were the results measured validly and reliably? It is not clear Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was appropriate statistical analysis used? Low risk High risk High risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Note: The common limitation of quantitative studies is that none were able to present an instrument to evaluate or measure all dimensions of the resilience phenomenon in high-risk industries. Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in quantitative studies. Checklist Joanna Briggs Institute (Qualitative Studies) Hollnagel et al. (2021) Herrera et al. (2014) Øien & Nielsen (2012) Patriarca et al. (2019) Jain et al. (2018) Huber et al. (2012) Souza et al. (2021) Chuang et al. (2020) Sakuda & Kitamura (2020) Pflanz & Levis (2012) Is there congruence between the stated philosophical perspective and the research methodology? Low risk Low risk Low risk High risk Low risk Low risk Low risk Low risk Low risk Low risk Is there congruence between the research methodology and the research question or objectives? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the methods used to collect data? Low risk Low risk Low risk It is not clear It is not clear Low risk Low risk Low risk It is not clear Low risk Is there congruence between the research methodology and data representation and analysis? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the interpretation of the results? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there a statement locating the researcher culturally or theoretically? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Is there influence of the researcher on the research, and vice versa, addressed? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Are participants and their voices adequately represented? It is not clear It is not clear It is not clear High risk Not applicable Low risk Low risk Low risk Low risk Low risk Do the conclusions drawn in the research report flow from the analysis, or interpretation, of the data? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in qualitative studies. Joanna Briggs Institute Checklist (Systematic Review Reports) Peñaloza et al. (2020) Ranasinghe et al. (2020) Is the review question clearly and explicitly stated? Low risk High risk Were the inclusion criteria appropriate for the review question? It is not clear Low risk Was the search strategy adequate? Low risk Low risk Were the sources and resources used to search for studies adequate? Low risk Low risk Were the study assessment criteria adequate? Low risk Low risk Was the critical assessment conducted by two or more reviewers independently? It is not clear Low risk Were there methods to minimize errors in data extraction? It is not clear Low risk Were the methods used to combine the studies adequate? Low risk Low risk Has the likelihood of publication bias been assessed? Low risk It is not clear Were the recommendations for policy and/or practice supported by the reported data? Low risk Low risk Were specific guidelines for new research appropriate? Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias of secondary studies.
Frames 1 and 2
20b Presents the results of all statistical syntheses carried out. If a meta-analysis was performed, it presents for each result the summary of the estimate and its precision (e.g. confidence/credibility interval) and measures of statistical heterogeneity. If groups are compared, describe the direction of the effect.
Not applicable see
397:400
20c Presents the results of all investigations of possible causes of heterogeneity among study results. Frames 1 and 2
304:423
425:592
20d Presents results of all sensitivity analyzes performed to assess the robustness of the synthesized results. Not applicable see
397:400
Reported biases 21 It presents the assessment of the risk of bias due to the lack of results (resulting from information bias) for each synthesis evaluated. 174: 175
APPENDIX 5 Appendix 5 Risk of bias analysis. Joanna Briggs Checklist (Quantitative Studies) Azadeh et al. (2014) Azadeh et al. (2017a) Azadeh et al. (2017b) Shirali et al. (2018) Shirali et al. (2016) Rabbani et al. (2019) Zarrin & Azadeh (2019) Grecco et al. (2013) Nelson et al. (2016) Saurin & Werle (2017) Patriarca et al. (2018) Were the criteria for sample inclusion clearly defined? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk It is not clear It is not clear Have the study topic and setting been written in detail? It is not clear High risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was exposure measured validly and reliably? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk It is not clear Were standard objectives and criteria used to measure the condition? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Have confounding factors been identified? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk Low risk Low risk Were there strategies to address the stated confounding factors? High risk High risk High risk High risk High risk Low risk High risk Low risk Low risk Low risk It is not clear Were the results measured validly and reliably? It is not clear Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was appropriate statistical analysis used? Low risk High risk High risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Note: The common limitation of quantitative studies is that none were able to present an instrument to evaluate or measure all dimensions of the resilience phenomenon in high-risk industries. Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in quantitative studies. Checklist Joanna Briggs Institute (Qualitative Studies) Hollnagel et al. (2021) Herrera et al. (2014) Øien & Nielsen (2012) Patriarca et al. (2019) Jain et al. (2018) Huber et al. (2012) Souza et al. (2021) Chuang et al. (2020) Sakuda & Kitamura (2020) Pflanz & Levis (2012) Is there congruence between the stated philosophical perspective and the research methodology? Low risk Low risk Low risk High risk Low risk Low risk Low risk Low risk Low risk Low risk Is there congruence between the research methodology and the research question or objectives? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the methods used to collect data? Low risk Low risk Low risk It is not clear It is not clear Low risk Low risk Low risk It is not clear Low risk Is there congruence between the research methodology and data representation and analysis? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the interpretation of the results? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there a statement locating the researcher culturally or theoretically? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Is there influence of the researcher on the research, and vice versa, addressed? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Are participants and their voices adequately represented? It is not clear It is not clear It is not clear High risk Not applicable Low risk Low risk Low risk Low risk Low risk Do the conclusions drawn in the research report flow from the analysis, or interpretation, of the data? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in qualitative studies. Joanna Briggs Institute Checklist (Systematic Review Reports) Peñaloza et al. (2020) Ranasinghe et al. (2020) Is the review question clearly and explicitly stated? Low risk High risk Were the inclusion criteria appropriate for the review question? It is not clear Low risk Was the search strategy adequate? Low risk Low risk Were the sources and resources used to search for studies adequate? Low risk Low risk Were the study assessment criteria adequate? Low risk Low risk Was the critical assessment conducted by two or more reviewers independently? It is not clear Low risk Were there methods to minimize errors in data extraction? It is not clear Low risk Were the methods used to combine the studies adequate? Low risk Low risk Has the likelihood of publication bias been assessed? Low risk It is not clear Were the recommendations for policy and/or practice supported by the reported data? Low risk Low risk Were specific guidelines for new research appropriate? Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias of secondary studies.
Significance level 22 Presents the assessment of certainty (or confidence) in the body of evidence for each evaluated result. Not applicable see
397:400
DISCUSSION
Discussion 23a Provides a general interpretation of results in the context of other evidence. 862: 878
896:818
23b Discusses all limitations of the evidence included in the review. 239:423
425:592
APPENDIX 5 Appendix 5 Risk of bias analysis. Joanna Briggs Checklist (Quantitative Studies) Azadeh et al. (2014) Azadeh et al. (2017a) Azadeh et al. (2017b) Shirali et al. (2018) Shirali et al. (2016) Rabbani et al. (2019) Zarrin & Azadeh (2019) Grecco et al. (2013) Nelson et al. (2016) Saurin & Werle (2017) Patriarca et al. (2018) Were the criteria for sample inclusion clearly defined? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk It is not clear It is not clear Have the study topic and setting been written in detail? It is not clear High risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was exposure measured validly and reliably? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk It is not clear Were standard objectives and criteria used to measure the condition? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Have confounding factors been identified? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk Low risk Low risk Were there strategies to address the stated confounding factors? High risk High risk High risk High risk High risk Low risk High risk Low risk Low risk Low risk It is not clear Were the results measured validly and reliably? It is not clear Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Was appropriate statistical analysis used? Low risk High risk High risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Note: The common limitation of quantitative studies is that none were able to present an instrument to evaluate or measure all dimensions of the resilience phenomenon in high-risk industries. Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in quantitative studies. Checklist Joanna Briggs Institute (Qualitative Studies) Hollnagel et al. (2021) Herrera et al. (2014) Øien & Nielsen (2012) Patriarca et al. (2019) Jain et al. (2018) Huber et al. (2012) Souza et al. (2021) Chuang et al. (2020) Sakuda & Kitamura (2020) Pflanz & Levis (2012) Is there congruence between the stated philosophical perspective and the research methodology? Low risk Low risk Low risk High risk Low risk Low risk Low risk Low risk Low risk Low risk Is there congruence between the research methodology and the research question or objectives? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the methods used to collect data? Low risk Low risk Low risk It is not clear It is not clear Low risk Low risk Low risk It is not clear Low risk Is there congruence between the research methodology and data representation and analysis? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there congruence between the research methodology and the interpretation of the results? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk Is there a statement locating the researcher culturally or theoretically? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Is there influence of the researcher on the research, and vice versa, addressed? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Are participants and their voices adequately represented? It is not clear It is not clear It is not clear High risk Not applicable Low risk Low risk Low risk Low risk Low risk Do the conclusions drawn in the research report flow from the analysis, or interpretation, of the data? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in qualitative studies. Joanna Briggs Institute Checklist (Systematic Review Reports) Peñaloza et al. (2020) Ranasinghe et al. (2020) Is the review question clearly and explicitly stated? Low risk High risk Were the inclusion criteria appropriate for the review question? It is not clear Low risk Was the search strategy adequate? Low risk Low risk Were the sources and resources used to search for studies adequate? Low risk Low risk Were the study assessment criteria adequate? Low risk Low risk Was the critical assessment conducted by two or more reviewers independently? It is not clear Low risk Were there methods to minimize errors in data extraction? It is not clear Low risk Were the methods used to combine the studies adequate? Low risk Low risk Has the likelihood of publication bias been assessed? Low risk It is not clear Were the recommendations for policy and/or practice supported by the reported data? Low risk Low risk Were specific guidelines for new research appropriate? Low risk Low risk Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias of secondary studies.
23c Discusses all limitations of the review processes used.
928: 929
23d Discusses the implications of the results for practice, policy and future research.
919: 955
OTHER INFORMATION
Registration of 24a Provide information about the registration of the review, including the name and registration number, or state that the review is not registered.

ID: CRD42022347710 PROSPERO
Section and Topic Item # Item Verification Location where the item is
protocol 24b Indicates where the review protocol can be accessed, or states that the protocol has not been prepared. PROSPERO Platform ID: CRD42022347710
24c Describes and explains any changes to the information provided in the registration or protocol. Some changes were made to the title until the final stage, as well as to the authors.
Support 25 Describes the sources of funding or unfunded support that support the review, and the role of the funders or sponsors of the review. Not applicable
Conflict of interests 26 Declare all conflicts of interest of review authors. Not applicable
Availability of data, codes and other materials 27 Reports which of the following materials are publicly accessible and where they can be found: model data collection forms extracted from included studies, data used for analysis; analytical code, any other material used in the review. PROSPERO platform ID: CRD42022347710
  • Translated by: Verónica Abreu*, Sónia Gonçalves-Lopes*, José Luís Sousa* and Verónica Oliveira / *ESS Jean Piaget - Vila Nova de Gaia – Portugal. From: Page et al. (2021).
  • Appendix 2 Research registration protocol.

    Appendix 3 Summary of excluded studies.

    Summary of excluded articles
    Reasons for Exclusion References
    Medium risk industry Rubio-Romero et al. (2018)
    It is not a high-risk technological industry Chen et al. (2018)
    Duplicate study with study above Chen et al. (2017)
    Study duplicated with that of Shirali et al. (2016) Azadeh et al. (2016)
    Duplicate study with that of Zarrin & Azadeh (2019) Asadzadeh et al. (2013)
    Duplicate study with the study Shirali et al. (2016) Shirali et al. (2013)
    Publication time Saurin & Carim Junior (2011)
    Publication time Costella et al. (2009)
    Publication time Herrera et al. (2011)
  • Source: Prepared by the author (2022). List of excluded studies that seem to meet the criteria.
  • Appendix 4 Objectives, methods of the study and their main findings.

    Quantitative Study Local Main goals Measuring instruments Main Results (Findings)
    Shirali et al. (2018) Southwest, Iran, Oil Refinery To assess the content validity, construct validity (by exploratory and confirmatory factor analyses) and reliability (by Cronbach 's alpha and test-retest) of an instrument developed to measure the resilient culture in Safety of socio-technical systems. Likert Scale (CVI - Content Validity Index, T-test, Lawshe, Crombach 's alpha) The results of the tests conducted indicate that the instrument is valid and reliable.
    Azadeh et al. (2017b) Southern Iran, Oil Refinery This study aims to investigate the reciprocal impacts of managerial and organizational factors and resilience engineering through a unique mathematical programming approach. DEA (Data Involvement Analysis) It was found that organizational factors have a greater impact on resilience than managerial factors.
    It was also found that resilience factors related to learning and flexibility have a greater influence on managerial and organizational factors.
    Azadeh et al. (2017a) Terhan Provincial Oil Company The objective of the study was to develop a verified tool for the assessment of Resilience Engineering in maintenance organizations in the oil and gas industry. (AHP) Analytical Hierarchical Process/ algorithm K- means /DEA (Data Involvement Analysis) The study also confirmed the close relationship between Resilience Engineering and human-related performance modeling factors, suggesting that services to promote resilience engineering will lead to such factors being in good condition so that human error can be eliminated. reduced and safety can be improved.
    Shirali et al. (2016) Process Industry in Iran This study aims to represent a new vision for assessing Resilience Engineering factors in a process industry using a wide range of indicators. This article aimed at a quantitative assessment of RE based on nine indicators of resilience, namely buffer capacity, margin, tolerance, cross-scale interactions, learning culture, flexibility, anticipation, attention and response using PCA and numerical taxonomy (NT) in a process plant. Principal Component Analysis/Numerical Taxonomy/Delphi/ Superman – reliability of results The results of the analysis showed that three indicators of interactions between scales, margin and anticipation were at a level below best practice, respectively. Furthermore, the results of the unit analysis showed that the maintenance, hydrogen and control unit 3 were in the worst condition in relation to the resilience factors raised.
    Azadeh et al. (2014) Petrochemical Industry in Iran The main objective of this study is to assess the resilience factors of a petrochemical plant, which can be expanded to other industries. It is achieved through a Fuzzy Cognitive Map (FCMs) method, which considers interactions between factors due to their calculated final weights. Graph theory and fuzzy logic (Fuzzy Cognitive Map) The results showed that preparation, awareness and flexibility are the most important factors among all nine RE factors. Furthermore, redundancy and teamwork play a small role among RE factors.
    Rabbani et al. (2019) Petrochemical Industry in Iran To this end, the aim of this study is to present a new performance optimization algorithm based on graph theory, matrix approach and statistical methods for evaluating the resilience engineering culture of a given organization. Graph theory and matrix approach Among the 10 departments assessed in terms of resilience factors, “production process”, “quality control” and “polymer chemical operation” were considered the most effective in the resilience culture of the petrochemical plant among the departments considered by the study. The results also indicated that the “inspection”, “laboratory” and “maintenance” departments had the lowest resilience index and require the most attention. Low resilience index means weak system capacity in case of unexpected accidents or crises.
    Zarrin & Azadeh (2019) Petrochemical Plant in Northwest Iran The aim of the study was to map the influences of resilience engineering on the health, safety, environment and ergonomics management system, using the Z number cognitive map. The concept of Z- numbers with Fuzzy Cognitive Map (FCM) approach is integrated and a new approach called Z- number Cognitive Map is proposed. The results showed that the principles of Resilience Engineering have a high impact on HSE management.
    The results also indicated that senior management commitment has the greatest impact (0.827) on the environment, learning has the greatest impact (0.792) on health, preparation has the greatest impact (0.786) on ergonomics, and awareness has the greatest impact (0.776) on Safety.
    Grecco et al. (2013) Brazil, Radiopharmaceutical Industry The aim of this research is to adopt a fuzzy approach Set Theory (FST) to establish a method for assessing resilience in organizations based on proactive Safety performance indicators, defined according to the principles of resilience engineering. Fuzzy Logic using the Fuzzy Set Theory method to measure resilience factors We consider an attendance level greater than or equal to 0.6 to be satisfactory. The result of the average assessment showed that the radiopharmaceutical packaging shipping sector presented a satisfactory learning culture, awareness of flexibility, fair culture, and preparation. However, this sector presented problems related to senior management commitment.
    Patriarca et al. (2018) Central European Region. Based on the four categories (monitoring, response, anticipation and learning), this article aims to define a semi-quantitative analysis to measure organizational resilience in complex socio-technical systems, combining the RAG (Resilience Assessment Grid) resilience analysis grid and the process of AHP analytical hierarchy. RAG (Resilience Assessment Grid) and AHP - Saaty Matrix The result of the resilience analysis grid, i.e. a weighted set of probing questions, can be used in different domains as a supporting tool in a broader managerial action oriented towards Safety -II, to bring management safety at the core organization's business.
    Nelson et al. (2016) Idaho National Laboratory, USA This work describes the analysis of operational data of the information contained in the Corrective Action Program. The methodology considers human error and organizational factors because of their large contribution to consequential events. The results include a tool developed from the data to be used to identify, predict and reduce the likelihood of significant consequential events.

    MATLAB Fuzzy Logic Toolbox (version 2.1.1; The Math Works, Inc., Natick, MA, USA) The results include a tool developed from the data to be used to identify, predict and reduce the likelihood of significant consequential events. This tool is based on the resilience curve that was constructed from the plant's operational data.
    Saurin & Werle (2017) Maternity, Rio Grande do Sul, Brazil The aim of the study was to learn how to analyze slack resources of different natures in complex socio-technical systems, offering insights into work system design to cope with the unexpected variabilities of complex systems. Descriptive statistics, such as means, standard deviations and coefficients of variation, were used to analyze the questionnaire data, which produced information that was directly used. Benefits of the framework for assessing slack: (i) it allows the joint analysis of slack resources of different natures, based on a shared construct (UoS), metric (protection score) and classification scheme; (ii) allows prioritization of sources of variability, based on how effectively they are covered by slack resources ; (iii) sheds light on sources of variability and idle resources that arise from self-organization and informal work practices; this reflects a focus on the work done [16] while leaving room for imagined work, emphasizing the regulations' time off requirements; (iv) UoS identified over time and correlate this with accidents and near misses: the measured clearance is expected to be an important safety indicator.

    Slack Units (UoS): each pool of similar slack resources that share the same purpose, corresponds to a UoS, for example, redundant equipment in a surgical ward, regardless of the number of extra equipment.
    Next, the extent to which each UoS mitigates each source of variability must be assessed. This assessment is based on a 7-point scale.
    Hollnagel et al. (2021) Sweden, Eurocontrol Build a basis for the resilient performance of complex socio-technical systems that manage air traffic through a qualitative method of assessing resilient performance in an organization that controls air traffic. Proposing a questionnaire and Likert scale with scores for potentials: monitor, respond, learn and anticipate.

    Web-shaped chart with Likert scale scores to measure: monitoring, response, learning and anticipation. Qualitative method based on a psychometric questionnaire that assesses the resilience potential of organizational systems that aim to promote air traffic management, using the potential for response, monitoring, anticipation and learning.
    Øien & Nielsen (2012) Goliat Field in the Barent Sea Develop a resilience-based approach, mainly due to the ability to provide warnings for unknown (atypical) scenarios, not covered by a risk assessment. Improving the capacity for anticipation, through indicators, to avoid a major accident. Awareness of risks It shows that the method can be applied in any oil and gas industry. It also shows that the proposed general issue indicators can provide early warning for major accidents.
    1.1.1. Number of years of knowledge of the production system.
    1.1.2. Information about risks through courses, documents, HAZOP, AQRs, in the last 3 months.
    1.1.3. Quality of reports of near misses and incidents.
    1.1.4. Information on the quality of barriers (technical safety).
    1.1.5. Information on the quality of barrier support functions (operational safety).
    1.1.6. Discussion of HSE issues/status at regular meetings.
    1.1.7. Risk/resilience communication at all levels of the organization.
    Anticipation
    1.2.1. Risk/hazard identification number (HAZID etc.).
    1.2.2. Learn from your own experiences and accidents.
    1.2.3. Learn from other experiences and accidents.
    Herrera et al. (2014) Arlanda Airport in Sweden It proposed a scaling framework with the aim of identifying sets of resilience indicators. Applied the Safety II concept of safety as the presence of capability. Resilience indicators are nothing more than instantiations of problem solutions that procedures do not cover. Problems presented during the go-around maneuver at a central air traffic management tower. With regard to Resilience Engineering, the SCALE framework supports the identification and extraction of resilience indicators and their mapping into patterns.
    Examples:
    (+) Potential conflict in the go-around maneuver administered by two Air Traffic Control Officers (ACTO)
    (+) ATCOs (Air Traffic Control Officers) - Prevent a potential collision between aircraft.
    Peñaloza et al. (2020) Brazil, UFRG A systematic review of the literature aimed to identify whether RE offers a new perspective on safety performance measurement systems, and to understand how RE has been put into practice in safety performance measurement systems. a) system of indicators must support the monitoring of daily variability; However, there have been several studies that are moderately or strongly aligned with these guidelines, suggesting that RE has been implicitly adopted to some extent in performance measurement systems.
    b) indicator systems must provide real-time feedback to those directly involved
    in the execution and supervision of production activities;
    c) system of indicators should facilitate learning about what is going well, as well as what is going wrong;
    d) indicator system should offer insights into trade- offs management between Safety and other dimensions of the business;
    e) indicator system must evolve due to the changing nature of complex socio-technical systems.
    Souza et al. (2021) UFRJ, Rio de Janeiro It proposed applying resilience engineering concepts to understanding the organization through the analysis of tasks and cognitive activities to develop indicators by the human agents themselves working at the operational level, in addition to the initial specification of a computational tool to support this understanding. Radial (spider) graphs with scores for the following factors to perform operational tasks, e.g .: Provides a technological opportunity to detect deviations of work towards its safety boundaries. It allows managers to photographically analyze how activities were or are being conducted throughout the day. Radial graphs are obtained with indicators that affect the team's difficulties in achieving the task's objectives.
    training and experience;
    communication;
    facilities and equipment;
    group activities and work interfaces.
    Patriarca et al. (2019) Italy, Rome The proposed approach aims to encourage workers' engagement in workplace safety and, more generally, to overcome psychological barriers to their participation. Number of years of experience with NH3 production. The method is still viewed with great skepticism, as it involves a structure for putting together games. Perhaps with cost and benefit analysis it could be implemented electronically, since assembling the structure and design of the game can be costly.
    The approach was explored in a case study within the chemical industry. In particular, the safety-critical sector of ammonia production was addressed, with the aim of promoting and improving its resilience to unwanted events. Number of hours of risky courses in the last 12 months.
    Information on the quality of barriers (technical safety).
    Number of barrier failures, e.g. PRV failures.
    Number of exceptions handled in the last month
    Number of cases of unsuccessful communication between operators during operational maneuvers.
    Number of cases in which a response decision was delayed in the last three months.
    Chuang et al. (2020) China, Medical Emergency Department of a Hospital in Taiwan Hollnagel Resilience Assessment Grid (RAG) into a customized RAG (ED-RAG) to support resilience management in a Hospital Emergency Department in Taiwan. ED-RAG (Emergency Department - RAG) Scores from 0 to 4 for specific questions prepared by a team of researchers and employees who knew the department. With this, it was possible to define grades from 0 to 100% for the four resilience skills: potential to learn (86.11%); response potential (61.56); anticipate (56.25%); monitor (33.93). The ED-RAG represents a snapshot of the resilience of EDs under specific conditions. It can be performed multiple times by a single hospital to monitor the directions and content of improvement that can complement conventional safety management toward resilience. Some considerations are necessary to be successful when hospitals use it. Future studies to overcome potential methodological shortcomings of the ED-RAG are needed. Among the four skills evaluated, the only one that was below was monitoring.
    Sakuda & Kitamura (2020) Fukushima Nuclear Power Plant, Japan Used RAG to prevent degradation of resilience potential in a nuclear power plant. Spider chart with Likert scale scores to measure monitoring, response, learning and anticipation. It is found that fragility-based RAG can be a useful tool to facilitate awareness about possible weaknesses of nuclear power plant.
    Jain et al. (2018) University of Texas, USA Presented a generic framework for measuring the probability of resilience of a process system based on metrics in which a Bayesian Network (BN) can be developed using an equation. Resilience Analysis Framework (PRAF), the metrics were developed considering the performance indicators established by API RP 754 (API, 2010) and based on the resilience aspects of the Early Detections (ED) process, Error Tolerant Design (ETD), ability to recovery (recoverability) (R) and (plasticity) plasticity (P). These were categorized into technical (ED, ETD, R) and social resilience (P). The Process Resilience Analysis Framework is
    Note: uses the calculation of these factors in a Bayesian Network, however, it did not demonstrate values. presented in the context of improving risk and safety management.
    As illustrated, the key aspects of process system resilience are detection (ED), error-tolerant design (ETD), recoverability (R), and plasticity (P). In application, the use of these aspects serves to drive predictability.
    Huber et al. (2012) Institute of Nuclear Engineering, Cidade Universitária, Rio de Janeiro, RJ, Brazil The aim of this study was to propose a framework to indicate where the organization is located, within the capabilities necessary to deal with the disturbances that may affect it (the organization's level of resilience). Conscience; In the experts' assessment of the air taxi company's resilience application, the method and its division of activities into three levels resulted in activities compatible with the capabilities, interests and availability of those involved, and was therefore well accepted. The combined concept of practical development (a representative, participatory, iterative and interactive method) of resilience indicators has also been well accepted and should be tested in more areas of work.
    efficiency;
    adaptability;
    commitment.
    Pflanz & Levis (2012) Maritime Industry, US Navy Command and Control Center in Georgia, USA This article describes a quantitative approach to assess the expected resilience of a command-and-control system. It presents guidelines for measuring organizational resilience, based on proxy measures, such as tolerance to errors, responsiveness to unexpected events and level of connectivity between elements of the system or organization. Petri Net software presents linear algebra network modeling that demonstrates how to calculate resilience. It presented guidelines for measuring organizational resilience based on proxy measures such as error tolerance, responsiveness to unexpected events, and level of connectivity between system elements.
    Ranasinghe et al. (2020) Newcastle University The aim of this research is to explore RE indicators that have been identified as important in developing and evaluating resilient work environments in high-risk industries, particularly construction renovation. Commitment from senior management; The results show that the four commonly used indicators were: senior management commitment, awareness, learning and flexibility, all of which have a strong relationship with RE. The findings of this study are useful for interested parties in making decisions about the most important RE indicators in the context of their research or practice, as this avoids ambiguity and disparity in identifying RE indicators.
    awareness
    apprenticeship
    flexibility
  • Source: Prepared by the author (2022).
  • Appendix 5 Risk of bias analysis.

    Joanna Briggs Checklist (Quantitative Studies) Azadeh et al. (2014) Azadeh et al. (2017a) Azadeh et al. (2017b) Shirali et al. (2018) Shirali et al. (2016) Rabbani et al. (2019) Zarrin & Azadeh (2019) Grecco et al. (2013) Nelson et al. (2016) Saurin & Werle (2017) Patriarca et al. (2018)
    Were the criteria for sample inclusion clearly defined? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk It is not clear It is not clear
    Have the study topic and setting been written in detail? It is not clear High risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk
    Was exposure measured validly and reliably? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk It is not clear
    Were standard objectives and criteria used to measure the condition? Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk
    Have confounding factors been identified? High risk High risk High risk Low risk High risk Low risk High risk Low risk Low risk Low risk Low risk
    Were there strategies to address the stated confounding factors? High risk High risk High risk High risk High risk Low risk High risk Low risk Low risk Low risk It is not clear
    Were the results measured validly and reliably? It is not clear Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk Low risk Low risk
    Was appropriate statistical analysis used? Low risk High risk High risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk
  • Note: The common limitation of quantitative studies is that none were able to present an instrument to evaluate or measure all dimensions of the resilience phenomenon in high-risk industries. Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in quantitative studies.
  • Checklist Joanna Briggs Institute (Qualitative Studies) Hollnagel et al. (2021) Herrera et al. (2014) Øien & Nielsen (2012) Patriarca et al. (2019) Jain et al. (2018) Huber et al. (2012) Souza et al. (2021) Chuang et al. (2020) Sakuda & Kitamura (2020) Pflanz & Levis (2012)
    Is there congruence between the stated philosophical perspective and the research methodology? Low risk Low risk Low risk High risk Low risk Low risk Low risk Low risk Low risk Low risk
    Is there congruence between the research methodology and the research question or objectives? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk High risk Low risk
    Is there congruence between the research methodology and the methods used to collect data? Low risk Low risk Low risk It is not clear It is not clear Low risk Low risk Low risk It is not clear Low risk
    Is there congruence between the research methodology and data representation and analysis? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk
    Is there congruence between the research methodology and the interpretation of the results? Low risk Low risk Low risk Low risk High risk Low risk Low risk Low risk High risk Low risk
    Is there a statement locating the researcher culturally or theoretically? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable
    Is there influence of the researcher on the research, and vice versa, addressed? Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable Not applicable
    Are participants and their voices adequately represented? It is not clear It is not clear It is not clear High risk Not applicable Low risk Low risk Low risk Low risk Low risk
    Do the conclusions drawn in the research report flow from the analysis, or interpretation, of the data? Low risk Low risk Low risk It is not clear Low risk Low risk Low risk Low risk Low risk Low risk
  • Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias in qualitative studies.
  • Joanna Briggs Institute Checklist (Systematic Review Reports) Peñaloza et al. (2020) Ranasinghe et al. (2020)
    Is the review question clearly and explicitly stated? Low risk High risk
    Were the inclusion criteria appropriate for the review question? It is not clear Low risk
    Was the search strategy adequate? Low risk Low risk
    Were the sources and resources used to search for studies adequate? Low risk Low risk
    Were the study assessment criteria adequate? Low risk Low risk
    Was the critical assessment conducted by two or more reviewers independently? It is not clear Low risk
    Were there methods to minimize errors in data extraction? It is not clear Low risk
    Were the methods used to combine the studies adequate? Low risk Low risk
    Has the likelihood of publication bias been assessed? Low risk It is not clear
    Were the recommendations for policy and/or practice supported by the reported data? Low risk Low risk
    Were specific guidelines for new research appropriate? Low risk Low risk
  • Source:Joanna Briggs Institute (2022). Checklist applied to analyze the risk of bias of secondary studies.
    • Financial support: None.
    • How to cite: Ilhanez, M. P. L., Silva, E. R., Mattos, U. A. O., Frankenfeld, K. P., & Silva, L. C. (2023). Assessment of safety indicators in high-risk industries in the context of Resilience Engineering: a systematic literature review. Gestão & Produção, 30, e3423. https://doi.org/10.1590/1806-9649-2023v30e3423

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    Publication Dates

    • Publication in this collection
      27 Nov 2023
    • Date of issue
      2023

    History

    • Received
      27 July 2023
    • Accepted
      28 Sept 2023
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