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Are Behavior Rating Scales Able to Identify Behavioral Changes in Preschool Children Undergoing a Dental Intervention? A Systematic Review

Abstract

Objective:

To evaluate the scientific evidence concerning the behavior rating scales efficiency to identify behavioral changes in preschool children undergoing dental treatment, through a systematic review.

Material and Methods:

MEDLINE/PubMed, Scopus, Cochrane Library, Web of Science, BVS databases and grey literature were searched. Also, a hand search of the included studies reference lists was conducted. Studies that evaluated healthy preschoolers’ behavior before and after invasive dental treatments to observe behavioral changes were included. Two independent reviewers selected studies, extracted data and analyzed the risk of bias with a tool for before-and-after studies. The certainty of the evidence was evaluated with the GRADE approach.

Results:

Three studies were included. The Frankl Scale and North Carolina Behavior Scale were used in these studies. Both scales were able to identify behavioral changes in preschool children undergoing a dental intervention, although two of these included studies were considered fair with a high risk of bias, and one considered good with a low risk of bias.

Conclusion:

Although Frankl and North Carolina behavior scales were able to identify changes in the children`s behavior during dental treatment, these findings are not supported by strong evidence. Thus, further well-designed studies are needed to confirm this evidence.

Keywords:
Dentistry; Psychological Tests; Behavior Rating Scale; Child, Preschool; Study Characteristics

Introduction

Dental treatment is a circumstance with great fear, anxiety and uncooperative behavior generating potential, mainly in pediatric dentistry patients [1[1] Baier K, Milgrom P, Russell S, Mancl L, Yoshida T. Children’s fear and behavior in private pediatric dentistry practices. Pediatr Dent 2004; 26(4):316-21.]. Therefore, pediatric dentists need knowledge and competence in order to prevent and treat dental anxiety and behavior management problems in children and adolescents [2[2] Klingberg G. Dental anxiety and behaviour management problems in pediatric dentistry- a review of background factors and diagnostics. Eur Arch Paediatr Dent 2008; 9(Suppl 1):11-5. https://doi.org/10.1007/bf03262650
https://doi.org/10.1007/bf03262650...
]. A proper assessment of the child’s behavior and cooperative potential is important to help dentists in the treatment planning, become the dental appointments more effective and efficient. Besides, an effective treatment strategy should result in a more cooperative behavior of the child. Thus, children’s behavior evaluation is necessary in dental setting [3[3] American Academy on Pediatric Dentistry. Behavior Guidance for the Pediatric Dental Patient. Avaible from: https://www.aapd.org/globalassets/media/policies_guidelines/bp_behavguide.pdf. [Accessed on February 05, 2019].
https://www.aapd.org/globalassets/media/...
,4[4] Klingberg G, Berggren U. Dental problem behaviors in children of parents with severe dental fear. Swed Dent J 1992; 16(1-2):27-32.] and the development of evaluation measures is essential [5[5] Buchanan H, Niven N. Validation of a facial image scale to assess child dental anxiety. Int J Paediatr Dent 2002; 12(1):47-52.].

There are many different assessment tools available for behavior evaluation, such as hormonal and physiological measures, self-report questionnaires, projective techniques and behavior rating scales [6[6] Ten Berge M, Veerkamp JSJ, Hoogstraten J, Prins PJM. Childhood dental fear in the Netherlands: prevalence and normative data. Community Dent Oral Epidemiol 2002; 30(2):101-7. https://doi.org/10.1034/j.1600-0528.2002.300203.x
https://doi.org/10.1034/j.1600-0528.2002...

[7] Rodrigues Gomes SS, Barretobezerra AC, Maia Prado AC. Salivary biomarkers, vital signs and behaviour of pre-school children during their first dental visit. Eur J Paediatr Dent 2013; 14(4):279-83.

[8] Aminabadi NA, Ghoreishizadeh A, Ghoreishizadeh M, Oskouei SG. Can drawing be considered a projective measure for children’s distress in pediatric dentistry? Int J Paediatr Dent 2011; 21(1):1-12. https://doi.org/10.1111/j.1365-263X.2010.01072.x
https://doi.org/10.1111/j.1365-263X.2010...
-9[9] Cademartori MG, Rosa DP, Oliveira LJC, Corrêa MB, Goettems ML. Validity of the Brazilian version of the Venham’s behavior rating scale. Int J Paediatr Dent 2017; 27(2):120-7. https://doi.org/10.1111/ipd.12231
https://doi.org/10.1111/ipd.12231...
]. Rating scales play a special role in pediatric dentistry, as they may provide an aid to classify behavior and cooperation of patients. They can be used in children at an early stage, making it possible to prevent further development of behavioral problems [2[2] Klingberg G. Dental anxiety and behaviour management problems in pediatric dentistry- a review of background factors and diagnostics. Eur Arch Paediatr Dent 2008; 9(Suppl 1):11-5. https://doi.org/10.1007/bf03262650
https://doi.org/10.1007/bf03262650...
]. Moreover, the most consistently employed measure of behavior in dental setting involves analysis of the child's behavior through the use of rating scales, especially in young children. Several rating scales have been used quite effectively [10[10] Winer GA. A review and analysis of children’s fearful behavior in dental settings. Chil Dev 1982; 53(5):1111-33.]. Among them, the Frankl Scale [11[11] Frankl SN, Shiere FR, Fogels HR. Should the parent remain with the child in the dental operatory? J Dent Child 1962; 29:150-62.] is probably the most frequently used. This tool has high reliability, is considered the gold standard in the literature and is widely used both in the clinical and in the research areas [2[2] Klingberg G. Dental anxiety and behaviour management problems in pediatric dentistry- a review of background factors and diagnostics. Eur Arch Paediatr Dent 2008; 9(Suppl 1):11-5. https://doi.org/10.1007/bf03262650
https://doi.org/10.1007/bf03262650...
,8[8] Aminabadi NA, Ghoreishizadeh A, Ghoreishizadeh M, Oskouei SG. Can drawing be considered a projective measure for children’s distress in pediatric dentistry? Int J Paediatr Dent 2011; 21(1):1-12. https://doi.org/10.1111/j.1365-263X.2010.01072.x
https://doi.org/10.1111/j.1365-263X.2010...
,9[9] Cademartori MG, Rosa DP, Oliveira LJC, Corrêa MB, Goettems ML. Validity of the Brazilian version of the Venham’s behavior rating scale. Int J Paediatr Dent 2017; 27(2):120-7. https://doi.org/10.1111/ipd.12231
https://doi.org/10.1111/ipd.12231...
].

Behavior rating scales should have clear definitions of behavior; and must be uncomplicated for easy implementation. It is essential that these tools are well standardized, with documented reliability, validity, and psychometric properties [2[2] Klingberg G. Dental anxiety and behaviour management problems in pediatric dentistry- a review of background factors and diagnostics. Eur Arch Paediatr Dent 2008; 9(Suppl 1):11-5. https://doi.org/10.1007/bf03262650
https://doi.org/10.1007/bf03262650...
,12[12] Venham LL, Gaulin-Kremer E, Munster E, Bengston-Audia D, Cohan J. Interval rating scales for children’s dental anxiety and uncooperative behavior. Pediatr Dent 1980; 2(3):195-202.,13[13] Chambers WL, Fields HW, Machen JB. Measuring selected disruptive behaviors of the 36- to 60-month-old patient. Part I: Development and assessment of a rating scale. Pediatr Dent 1981; 3(3):251-6. ]. There is not a single assessment method or tool that contains all of these attributes [13[13] Chambers WL, Fields HW, Machen JB. Measuring selected disruptive behaviors of the 36- to 60-month-old patient. Part I: Development and assessment of a rating scale. Pediatr Dent 1981; 3(3):251-6. ].

Despite the wide use of the behavior rating scales and their importance in pediatric dentistry, the scientific evidence regarding the efficiency of these instruments to identify children’s behavioral changes is still unclear. Thus, there is a need for a study aiming not only to summarize the scientific evidence regarding this issue, but also to appraise the methodological quality of the existent literature, in order to guide future studies.

Therefore, the aim of this study was to conduct a systematic review to assess whether behavior rating scales are, in fact, able to identify behavioral changes in preschool children undergoing dental treatment, considering their importance to help dentists in the treatment planning.

Material and Methods

Protocol and Registration

The study protocol was registered on the PROSPERO database (http://www.crd.york.ac.uk/PROSPERO) under the number CRD42018084208.

Eligibility Criteria

Original studies involving healthy preschool children (from 2 to 6 years), who had their behavior assessed during dental treatment, were considered eligible for the present systematic review. In addition, the study should evaluate the behavior of the same child in two different moments: at the baseline without invasive procedure (entering the dental office, sitting the dental chair, oral exam, prophylaxis, fluoride therapy), and at another moment under an invasive procedure (local anesthesia, rubber dam isolation, restoration). The inclusion criteria were based on PICO [14[14] Maia LC, Antonio AG. Systematic reviews in dental research. A guideline. J Clin Pediatr Dent 2012; 37(2):117-24. https://doi.org/10.17796/jcpd.37.2.h606137vj3826v61
https://doi.org/10.17796/jcpd.37.2.h6061...
] strategy and comprised studies in humans who met the following criteria: population (P) - healthy preschoolers without special needs; whose behaviors were evaluated after an intervention (I) - invasive dental treatment; and before the intervention that represented the control (C) - behavioral assessment at the beginning of dental care, before performing invasive procedures (baseline). The outcome (O) was the behavioral changes. Reviews, case reports and studies involving any type of sedation and/or general anesthesia were excluded.

Information Sources and Search Strategy

A systematic search of the literature was conducted on the following electronic databases: MEDLINE/PubMed, Scopus, Cochrane Library, Web of Science, and BVS. The Grey literature (OpenGrey) was also searched. Alerts with the search strategy were created in the databases. No restrictions were placed on the publication date or language. The search strategies defined for the databases described above are listed in Table 1. The controlled vocabulary (MeSH terms) and free keywords in the search strategy were defined based on the elements of the PICO [14[14] Maia LC, Antonio AG. Systematic reviews in dental research. A guideline. J Clin Pediatr Dent 2012; 37(2):117-24. https://doi.org/10.17796/jcpd.37.2.h606137vj3826v61
https://doi.org/10.17796/jcpd.37.2.h6061...
] question. The search was conducted by the first author (J.A.S.) in collaboration with an experienced research librarian (D.M.) to identify eligible studies. The search strategy used MeSH terms and several synonyms related to patients (preschoolers) containing the method of behavioral assessment before and after the intervention under study and the problem studied (behavioral changes), in order to not impose any restriction and maximize the search for articles in this research phase. The search terms were adapted for each database (MEDLINE/PubMed, Scopus, Cochrane Library, Web of Science, BVS) and OpenGrey. The records identified were imported in EndNote Web Software. The duplicate articles were excluded through the EndNote followed by a manual revision. Articles published up to May 2019 were considered for this review. Articles available in more than one database were considered only once. A manual search was performed on the reference lists of the included studies.

Table 1
Electronic database and search strategy.

Study Selection

Two trained researchers (J.A.S. and L.G.P.) independently performed the review process. A calibration exercise consisting of two steps was performed: initially, researchers discussed the eligibility criteria and then independently evaluated the titles and the abstracts of all studies retrieved in both the electronic and hand searches. Titles and abstracts that did not meet the inclusion criteria were excluded from this review. In cases of disagreement, eligibility criteria were further discussed with a third reviewer (A.F.G.). Those complying with the eligibility criteria had their full-text retrieved and once again, the same examiners (J.A.S. and L.G.P.) evaluated the compliance of these investigations with inclusion criteria. Studies with only the title and without abstract, as well as those in which researchers were in doubt, were included in the full-text analysis. In cases of disagreement, eligibility criteria were further discussed with a third reviewer (A.F.G.).

Data Collection Process

Data on the following issues were extracted by the authors, with the goal of characterizing the included studies: (1) author(s), year of publication and place where the study was undertaken; (2) study design; (3) sample; (4) participants age range and/or mean age; (5) baseline and/or first visit and/or before treatment; (6) dental intervention; (7) behavior rating scale used; (8) children’s behavior at baseline; (9) children’s behavior after invasive dental intervention; (10) outcome.

Quality Assessment and Risk of Bias in Individual Studies

Two reviewers (J.A.S. and A.F.G.) independently evaluated the methodological quality of studies using the “Before-and-After” tool [15[15] National Institutes of Health. National Heart, Lung and Blood Institute. Quality assessment tool for before-after (pre-post) studies with no control group. Available from: http://www.nhlbi.nih.gov/health-pro/guidelines/indevelop/cardiovascular-risk-reduction/tools/ before-after. [Accessed on February 05, 2019].
http://www.nhlbi.nih.gov/health-pro/guid...
,16[16] Armoiry X, Turjman F, Hartmann DJ, Sivan-Hoffmann R, Riva R, Labeyrie PE, et al. Endovascular treatment of intra-cranial aneurysms with the WEB device: a systematic review of clinical outcomes. Am J Neuroradiol 2016; 37(5):868-72. https://doi.org/10.3174/ajnr.A4611
https://doi.org/10.3174/ajnr.A4611...
] to assess the risk of bias in these studies. The quality assessment investigated the following nine items: (1) whether the study question or objective was clearly stated; (2) whether the eligibility criteria were prespecified and clearly described; (3) whether the research participants were representative of the population; (4) whether all eligible participants who met the entry criteria were enrolled; (5) whether the intervention was clearly described and consistently delivered; (6) whether the outcome measures were prespecified, clearly defined, valid, reliable, and assessed consistently; (7) whether the outcome evaluators were blinded; (8) whether the statistical methods were performed to assess changes in the outcome measures from before to after the intervention and whether the p-values were provided for those changes; and (9) whether the outcome measures were evaluated by a calibrated examiner (Table 2). The criterion number ‘nine’ was modified from the original [15[15] National Institutes of Health. National Heart, Lung and Blood Institute. Quality assessment tool for before-after (pre-post) studies with no control group. Available from: http://www.nhlbi.nih.gov/health-pro/guidelines/indevelop/cardiovascular-risk-reduction/tools/ before-after. [Accessed on February 05, 2019].
http://www.nhlbi.nih.gov/health-pro/guid...
,16[16] Armoiry X, Turjman F, Hartmann DJ, Sivan-Hoffmann R, Riva R, Labeyrie PE, et al. Endovascular treatment of intra-cranial aneurysms with the WEB device: a systematic review of clinical outcomes. Am J Neuroradiol 2016; 37(5):868-72. https://doi.org/10.3174/ajnr.A4611
https://doi.org/10.3174/ajnr.A4611...
]. All domains were evaluated at the study level.

Table 2
Quality assessment of the included studies.

For each aspect of the quality assessment, the risk of bias for each domain was scored following the recommendations of the “Before-and-After” tool [15[15] National Institutes of Health. National Heart, Lung and Blood Institute. Quality assessment tool for before-after (pre-post) studies with no control group. Available from: http://www.nhlbi.nih.gov/health-pro/guidelines/indevelop/cardiovascular-risk-reduction/tools/ before-after. [Accessed on February 05, 2019].
http://www.nhlbi.nih.gov/health-pro/guid...
,16[16] Armoiry X, Turjman F, Hartmann DJ, Sivan-Hoffmann R, Riva R, Labeyrie PE, et al. Endovascular treatment of intra-cranial aneurysms with the WEB device: a systematic review of clinical outcomes. Am J Neuroradiol 2016; 37(5):868-72. https://doi.org/10.3174/ajnr.A4611
https://doi.org/10.3174/ajnr.A4611...
]. The judgment for each entry involved recording “Yes”, indicating low risk of bias; “No”, high risk of bias; and “?”, representing unclear information or uncertainty over the potential for bias.

The records were classified according to the answers obtained in the quality assessment, and the following criteria were established: ‘good’ quality for those records with 6 to 9 ‘yes’ answers, indicating a low risk of bias; ‘fair’ quality for those studies with 3 to 5 ‘yes’ answers, indicating a high risk of bias; and ‘poor’ quality for those records with 1-2 ‘yes’ answers, indicating either a lack of information or uncertainty over the potential for bias [17[17] Louro RS, Calasans-Maia JA, Mattos CT, Masterson D, Calasans-Maia MD, Maia LC. Three-dimensional changes to the upper airway after maxillomandibular advancement with counterclockwise rotation: a systematic review and meta-analysis. Int J Oral Maxillofac Surg 2018; 47(5):622-9. https://doi.org/10.1016/j.ijom.2017.11.003
https://doi.org/10.1016/j.ijom.2017.11.0...
]. For those studies that randomization was not possible, the term not applicable (NA) was recorded in the criterion number five. In this case, the study was classified as good when 5 to 8 ‘yes’ were counted; ‘fair’ when 2 to 4 ‘yes’ were obtained; and ‘poor’ under 2 ‘yes’.

During data extraction and risk of bias assessment, any disagreements or doubts between the reviewers were fixed through discussion, and if needed, by consulting a third reviewer (L.G.P).

The certainty of the evidence was evaluated with the GRADE approach, and the GRADE Pro/GDT software was used to assess the quality of evidence on the included studies and prepare the summary of findings (SoF) table (available at http://cccrg.cochrane.org/author-resources). Risk of bias, inconsistency, indirectness, imprecision and other considerations were evaluated to identify concerns that could downgrade or upgrade the evidence. Two review authors (A.F.G and L.C.M.) rated the evidence, considering the preschool children's behavior before and after dental treatment.

Results

The search strategy yielded 1330 records. After exclusion of duplicates, 914 investigations were screened based on title and abstract and 48 of those had their full text retrieved for analysis. One of the 49 articles selected for full-text reading, fulfilled the eligibility criteria and was included [18[18] Kamel DO, Wahba NA, Tallat DM. Comparision between positive dental images and neutral images in managing anticipatory anxiety of children. J Clin Pediatr Dent 2017; 41(2):116-9. https://doi.org/10.17796/1053-4628-41.2.116
https://doi.org/10.17796/1053-4628-41.2....
]. Two other studies were identified manually [11[11] Frankl SN, Shiere FR, Fogels HR. Should the parent remain with the child in the dental operatory? J Dent Child 1962; 29:150-62.,13[13] Chambers WL, Fields HW, Machen JB. Measuring selected disruptive behaviors of the 36- to 60-month-old patient. Part I: Development and assessment of a rating scale. Pediatr Dent 1981; 3(3):251-6. ] and were included either. Most full texts were excluded due to age range, studies that do not have a baseline with non-invasive procedures assessment, literature review, case reports and pilot studies.

Three articles [11[11] Frankl SN, Shiere FR, Fogels HR. Should the parent remain with the child in the dental operatory? J Dent Child 1962; 29:150-62.,13[13] Chambers WL, Fields HW, Machen JB. Measuring selected disruptive behaviors of the 36- to 60-month-old patient. Part I: Development and assessment of a rating scale. Pediatr Dent 1981; 3(3):251-6. ,18[18] Kamel DO, Wahba NA, Tallat DM. Comparision between positive dental images and neutral images in managing anticipatory anxiety of children. J Clin Pediatr Dent 2017; 41(2):116-9. https://doi.org/10.17796/1053-4628-41.2.116
https://doi.org/10.17796/1053-4628-41.2....
] were included in the present systematic review. The PRISMA flow diagram of the study selection process is presented in Figure 1.

Figure 1
Systematic review flow diagram.

Characteristics and Quality Assessment of the Selected Studies

The qualitative synthesis and the risk of bias of the included studies were assessed and summarized in Table 2, as well as all the extracted data are displayed in Table 3. The studies were published between 1962 and 2017. One study was a randomized clinical trial conducted in Egypt [18[18] Kamel DO, Wahba NA, Tallat DM. Comparision between positive dental images and neutral images in managing anticipatory anxiety of children. J Clin Pediatr Dent 2017; 41(2):116-9. https://doi.org/10.17796/1053-4628-41.2.116
https://doi.org/10.17796/1053-4628-41.2....
] and two were cross-sectional studies conducted in the United States of America [11[11] Frankl SN, Shiere FR, Fogels HR. Should the parent remain with the child in the dental operatory? J Dent Child 1962; 29:150-62.,13[13] Chambers WL, Fields HW, Machen JB. Measuring selected disruptive behaviors of the 36- to 60-month-old patient. Part I: Development and assessment of a rating scale. Pediatr Dent 1981; 3(3):251-6. ].

Among the three selected records, one got six ‘yes’ and achieved a ‘good’ score [18[18] Kamel DO, Wahba NA, Tallat DM. Comparision between positive dental images and neutral images in managing anticipatory anxiety of children. J Clin Pediatr Dent 2017; 41(2):116-9. https://doi.org/10.17796/1053-4628-41.2.116
https://doi.org/10.17796/1053-4628-41.2....
], and two [13[13] Chambers WL, Fields HW, Machen JB. Measuring selected disruptive behaviors of the 36- to 60-month-old patient. Part I: Development and assessment of a rating scale. Pediatr Dent 1981; 3(3):251-6. ,11[11] Frankl SN, Shiere FR, Fogels HR. Should the parent remain with the child in the dental operatory? J Dent Child 1962; 29:150-62.] obtained a ‘fair’ score, with four and three ‘yes’ respectively. No article obtained a ‘poor’ score, according to the ‘Before and after’ assessment tool [15[15] National Institutes of Health. National Heart, Lung and Blood Institute. Quality assessment tool for before-after (pre-post) studies with no control group. Available from: http://www.nhlbi.nih.gov/health-pro/guidelines/indevelop/cardiovascular-risk-reduction/tools/ before-after. [Accessed on February 05, 2019].
http://www.nhlbi.nih.gov/health-pro/guid...
,16[16] Armoiry X, Turjman F, Hartmann DJ, Sivan-Hoffmann R, Riva R, Labeyrie PE, et al. Endovascular treatment of intra-cranial aneurysms with the WEB device: a systematic review of clinical outcomes. Am J Neuroradiol 2016; 37(5):868-72. https://doi.org/10.3174/ajnr.A4611
https://doi.org/10.3174/ajnr.A4611...
].

Table 3
Summary of characteristics extracted from the selected studies.

The study developed by Kamel et al. [18[18] Kamel DO, Wahba NA, Tallat DM. Comparision between positive dental images and neutral images in managing anticipatory anxiety of children. J Clin Pediatr Dent 2017; 41(2):116-9. https://doi.org/10.17796/1053-4628-41.2.116
https://doi.org/10.17796/1053-4628-41.2....
], classified as good and with a low risk of bias, aimed to evaluate the impact of positive images versus neutral images on child behavior during dental treatment. It included children from 4 to 6 years and the Frankl scale was used to evaluate behavioral changes in these patients undergoing dental treatment. The study control group (neutral images) was chosen as the evaluation group for this review since it was considered the most neutral one (n=30). In the first behavior evaluation (when the patient sat down in the dental chair), 01 child was considered definitely negative [- -], 04 were negative [-], 14 positive [+] and 11 definitely positive [++]. In the second behavior evaluation (administration of local anesthesia), 02 children were considered [- -], 05 children [-], 20 children [+] and 03 children [++]. Finally, in the third behavior evaluation (treatment process that consisted in pulpotomy followed by stainless steel crown), 02 children were considered [- -], 03 children [-], 09 children [+] and 16 children [++]. These results demonstrate that the scale used was able to identify behavioral changes in the studied population (p=0.003), since in the second behavior evaluation when an invasive procedure was conducted, just a few children were considered definitely positive. Although this article did not report clear eligibility selection criteria for the study population, a blind operator and a calibrated examiner were presented, which allowed it to be categorized as ‘good’ according to the quality assessment (Table 3).

In contrast, the study developed by Chambers et al. [13[13] Chambers WL, Fields HW, Machen JB. Measuring selected disruptive behaviors of the 36- to 60-month-old patient. Part I: Development and assessment of a rating scale. Pediatr Dent 1981; 3(3):251-6. ] was considered fair with a high risk of bias. It aimed to develop a scale for assessing the amount of disruptive child behavior, undergoing dental treatment. It included children from 3 to 5 years and these participants had their behavior evaluated through the North Carolina Behavior Rating Scale. This study did not clearly report the eligibility selection criteria for study population, the sample size calculation, the randomization and the blindness of the operator. Since all dentists were trained and calibrated, children always attended by ‘dentist 1’ was chosen as the evaluation group for this review (n=40). In this research, the authors used the North Carolina behavior rating scale to evaluate the behavior changes. It was possible to observe that after restorative treatment under local anesthesia, there was a decrease of ‘High-Hands’; and an increase of ‘Leg movement’ and ‘Crying protest’, showing that the scale is able to identify behavioral changes in preschoolers under dental treatment (Table 3).

The last included study [11[11] Frankl SN, Shiere FR, Fogels HR. Should the parent remain with the child in the dental operatory? J Dent Child 1962; 29:150-62.], considered as fair with a high risk of bias, aimed to investigate children’s reactions in the dental office under or not the mother separation. It included children from 3,5 to 5,5 years, and the Frankl scale was used to assess their behavior. This study did not report a clear objective, an eligibility selection criterium for the study population, a sample size calculation, and a blind and calibrated operator. The domain five of the ‘Before and after’ tool (16) was not applicable for this study design. It was possible to observe an increase of negative behavior [-] during the local anesthesia (17.83%) and also during cavity preparation (5.33%). On the other hand, there was an increase of definitely positive behavior [++] during the insertion of the restorative material (5.44%), as well as on the children’s departure (5.44%) (Table 3).

In this way, two included studies [11[11] Frankl SN, Shiere FR, Fogels HR. Should the parent remain with the child in the dental operatory? J Dent Child 1962; 29:150-62.,13[13] Chambers WL, Fields HW, Machen JB. Measuring selected disruptive behaviors of the 36- to 60-month-old patient. Part I: Development and assessment of a rating scale. Pediatr Dent 1981; 3(3):251-6. ] were considered as “fair” in the quality assessment because there were no clear eligibility selection criteria, sample size calculation, randomization, blinded and calibrated operator. One included article [18[18] Kamel DO, Wahba NA, Tallat DM. Comparision between positive dental images and neutral images in managing anticipatory anxiety of children. J Clin Pediatr Dent 2017; 41(2):116-9. https://doi.org/10.17796/1053-4628-41.2.116
https://doi.org/10.17796/1053-4628-41.2....
] was classified as having a good score in the quality assessment. This study conducted by Kamel et al. [18[18] Kamel DO, Wahba NA, Tallat DM. Comparision between positive dental images and neutral images in managing anticipatory anxiety of children. J Clin Pediatr Dent 2017; 41(2):116-9. https://doi.org/10.17796/1053-4628-41.2.116
https://doi.org/10.17796/1053-4628-41.2....
] found a statistically significant difference (p=0.003) in children's behavior during the dental treatment (pulpotomy followed by stainless crown), suggesting that the Frankl scale is efficient to identify behavioral changes in preschool children undergoing dental treatment.

The conclusions regarding the efficacy of the children behavior rating scales to identify behavioral changes in preschool children undergoing dental treatment is based on the results of three studies containing 126 preschool children. Considering the limitations on the risk of bias, inconsistency, indirectness, imprecision and other considerations, the certainty of the evidence was graded as very low (Table 4).

Table 4
The certainty of evidence of the efficacy of the children behavior rating scales of identifying behavioral changes in preschool children undergoing a dental intervention.

Discussion

Child behavior is a complex and multifactorial phenomenon, by which children express their feelings and reactions to dental care [19[19] Klingberg G, Broberg AG. Dental fear/anxiety and dental behaviour management problems in children and adolescents: a review of prevalence and concomitant psychological factors. Int J Paediatr Dent 2007;17(6): 391-406. https://doi.org/10.1111/j.1365-263X.2007.00872. x
https://doi.org/10.1111/j.1365-263X.2007...
]. It is important that dentists are able to assess behavior problems in pediatric dentistry patients as early as possible to identify patients who need special care [20[20] Shindova MP, Belcheva AB. Behavior evaluation scales for pediatric dental patients - review and clinical experience. Folia Med 2014; 56(4):264-70. https://doi.org/10.1515/folmed-2015-0006
https://doi.org/10.1515/folmed-2015-0006...
]. Cadermatori et al. [9[9] Cademartori MG, Rosa DP, Oliveira LJC, Corrêa MB, Goettems ML. Validity of the Brazilian version of the Venham’s behavior rating scale. Int J Paediatr Dent 2017; 27(2):120-7. https://doi.org/10.1111/ipd.12231
https://doi.org/10.1111/ipd.12231...
] believe that evaluation of child reactions is very important in order to identify non-collaborative behavior, allowing dentists to adopt appropriate techniques for behavior management in dental offices [2[2] Klingberg G. Dental anxiety and behaviour management problems in pediatric dentistry- a review of background factors and diagnostics. Eur Arch Paediatr Dent 2008; 9(Suppl 1):11-5. https://doi.org/10.1007/bf03262650
https://doi.org/10.1007/bf03262650...
]. Considering that one of the primary goals in pediatric dentistry is the child behavior management in the chair, which facilitates the speed and quality of dental care [21[21] Melamed BG. Methodological needs and behavioral research with child dental patients. Anesth Prog 1986; 33(1):34-40.], the assessment of children based on their behavior is one of the most important skills for the dentist [22[22] Shinohara S, Nomura Y, Shingyouchi K, Takase A, Ide M, Moriyasu K, et al. Structural relationship of child behavior and its evaluation during dental treatment. J Oral Sci 2005; 47(2):91-6. https://doi.org/10.2334/josnusd.47.91
https://doi.org/10.2334/josnusd.47.91...
]. Therefore, to raise the evidence whether children behavioral rating scales are able to identify behavioral changes in preschoolers undergoing dental treatment is essential. Since no systematic reviews were found in the literature corroborating the focused question of the present study, this systematic review was performed, once it could base clinical decisions for the use of the better scale. Our results demonstrated that among the behavior rating scales, Frankl and North Carolina behavior scales, were able to identify changes in the children behavior undergoing dental treatment.

In order to answer the study focused question, this systematic review was undertaken following the PRISMA [23[23] Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) website. PRISMA, 2009. Available from: http://www. prismastatement.org. [Accessed on February 05, 2019].
http://www. prismastatement.org...
] recommendations. In addition, the “Before-and-after’ quality assessment tool was used [15[15] National Institutes of Health. National Heart, Lung and Blood Institute. Quality assessment tool for before-after (pre-post) studies with no control group. Available from: http://www.nhlbi.nih.gov/health-pro/guidelines/indevelop/cardiovascular-risk-reduction/tools/ before-after. [Accessed on February 05, 2019].
http://www.nhlbi.nih.gov/health-pro/guid...
,16[16] Armoiry X, Turjman F, Hartmann DJ, Sivan-Hoffmann R, Riva R, Labeyrie PE, et al. Endovascular treatment of intra-cranial aneurysms with the WEB device: a systematic review of clinical outcomes. Am J Neuroradiol 2016; 37(5):868-72. https://doi.org/10.3174/ajnr.A4611
https://doi.org/10.3174/ajnr.A4611...
]. This tool is a useful method for comparing the effects of a procedure to the baseline values of the outcome assessed [17[17] Louro RS, Calasans-Maia JA, Mattos CT, Masterson D, Calasans-Maia MD, Maia LC. Three-dimensional changes to the upper airway after maxillomandibular advancement with counterclockwise rotation: a systematic review and meta-analysis. Int J Oral Maxillofac Surg 2018; 47(5):622-9. https://doi.org/10.1016/j.ijom.2017.11.003
https://doi.org/10.1016/j.ijom.2017.11.0...
]. To better adapt to the methodology of the included articles, a modification in item 9 of the “Before-and-after” quality assessment was suggested by the authors of the present study. Also, the criterion ‘not applicable’ was used for item 5, which evaluates the quality of study randomization. It happened because this review included human studies that the same sample was evaluated before and after dental treatment at the same moment.

Many behavioral rating scales for evaluating child’s behavior on dental setting have been reported in the literature [11[11] Frankl SN, Shiere FR, Fogels HR. Should the parent remain with the child in the dental operatory? J Dent Child 1962; 29:150-62.

[12] Venham LL, Gaulin-Kremer E, Munster E, Bengston-Audia D, Cohan J. Interval rating scales for children’s dental anxiety and uncooperative behavior. Pediatr Dent 1980; 2(3):195-202.
-13[13] Chambers WL, Fields HW, Machen JB. Measuring selected disruptive behaviors of the 36- to 60-month-old patient. Part I: Development and assessment of a rating scale. Pediatr Dent 1981; 3(3):251-6. ,24[24] Hasty MF, Vann WF, Dilley DC, Anderson JA. Conscious sedation of pediatric dental patients: an investigation of chloral hydrate, hydroxyzine pamoate, and meperidine vs. chloral hydrate and hydroxyzine pamoate. Pediatr Dent 1991; 13(1):10-9.,25[25] Sarnat H, Peri JN, Nitzan E, Perlberg A. Factors which influence cooperation between dentist and child. J Dent Educ 1972; 36(12):9-15.]. However, only two of them, Frankl scale and North Carolina behavior rating scale, were evaluated in the present systematic review. It shows that more well design human studies should be carried out to establish a better comparison between wider ranges of scales.

The Frankl scale [11[11] Frankl SN, Shiere FR, Fogels HR. Should the parent remain with the child in the dental operatory? J Dent Child 1962; 29:150-62.] is one of the most widely used behavior evaluation scales in pediatric dental research and in daily clinical practice [20[20] Shindova MP, Belcheva AB. Behavior evaluation scales for pediatric dental patients - review and clinical experience. Folia Med 2014; 56(4):264-70. https://doi.org/10.1515/folmed-2015-0006
https://doi.org/10.1515/folmed-2015-0006...
]. This method is considered one of the most reliable tool for behavior rating and is the gold standard according to the literature, so several studies have used these four categories scale for the validation of instruments that assess children's reactions during dental care [8[8] Aminabadi NA, Ghoreishizadeh A, Ghoreishizadeh M, Oskouei SG. Can drawing be considered a projective measure for children’s distress in pediatric dentistry? Int J Paediatr Dent 2011; 21(1):1-12. https://doi.org/10.1111/j.1365-263X.2010.01072.x
https://doi.org/10.1111/j.1365-263X.2010...
,9[9] Cademartori MG, Rosa DP, Oliveira LJC, Corrêa MB, Goettems ML. Validity of the Brazilian version of the Venham’s behavior rating scale. Int J Paediatr Dent 2017; 27(2):120-7. https://doi.org/10.1111/ipd.12231
https://doi.org/10.1111/ipd.12231...
,26[26] Arapostathis KN, Coolidge T, Emmanouil D, Kotsanos N. Reliability and validity of the Greek version of the Children's Fear Survey Schedule-Dental Subscale. Int J Paediatr Dent 2008; 8(5):374-9. https://doi.org/10.1111/j.1365-263X.2007.00894.x
https://doi.org/10.1111/j.1365-263X.2007...
]. However, according to Shindova et al. [20[20] Shindova MP, Belcheva AB. Behavior evaluation scales for pediatric dental patients - review and clinical experience. Folia Med 2014; 56(4):264-70. https://doi.org/10.1515/folmed-2015-0006
https://doi.org/10.1515/folmed-2015-0006...
] and Wright et al. [27[27] Wright GZ, Kupietzky A. Behavior Management in Dentistry for Children: 2nd ed. Iowa: John Wiley & Sons; 2014.], a shortcoming of the Frankl scale is that this classification does not provide definite items for observation and it does not give enough description as to the specific type of children’s negative behavior. On the other hand, the study conducted by Kamel et al. [18[18] Kamel DO, Wahba NA, Tallat DM. Comparision between positive dental images and neutral images in managing anticipatory anxiety of children. J Clin Pediatr Dent 2017; 41(2):116-9. https://doi.org/10.17796/1053-4628-41.2.116
https://doi.org/10.17796/1053-4628-41.2....
] found a statistically significant difference (p=0.003) in children behavior during the dental treatment (pulpotomy followed by stainless crown), suggesting that the Frankl scale is efficient to identify behavioral changes in preschool children undergoing dental treatment.

The North Carolina Behavior Rating Scale [13[13] Chambers WL, Fields HW, Machen JB. Measuring selected disruptive behaviors of the 36- to 60-month-old patient. Part I: Development and assessment of a rating scale. Pediatr Dent 1981; 3(3):251-6. ] is a four-category tool, which, according to the authors, is reliable and requires little time for training and implementation. Many studies have used this scale to categorize children’s behavior in dental setting [28[28] Gupta N, Gupta H, Gupta P, Gupta N. Evaluation of the role of music as a nonpharmacological technique in management of child patients. J Contemp Dent Pract 2017; 18(3):194-7.

[29] Aitken JC, Wilson S, Coury D, Moursi AM. The effect of music distraction on pain, anxiety and behavior in pediatric dental patients. Pediatr Dent 2002; 24(2):114-8.
-30[30] Salem K, Khoshrang H, Kousha M, Hoseini M, Ranjbar M, Baniasadi S, et al. Eficaccy and safety of orally administered intravenous midazolan versus a commercially prepared syrup. Iran J Pediatr 2015; 25(3):e494. https://doi.org/10.5812/ijp.25(3)2015.494
https://doi.org/10.5812/ijp.25(3)2015.49...
]. Although North Carolina behavior rating scale was evaluated as “fair” in the quality assessment of the present systematic review, it was possible to observe that this tool is able to identify behavioral changes, such as ‘leg movements’ and ‘crying protest’, in preschool children undergoing dental treatment. Nevertheless, this scale was developed to mainly identify and define observable negative behavior [13[13] Chambers WL, Fields HW, Machen JB. Measuring selected disruptive behaviors of the 36- to 60-month-old patient. Part I: Development and assessment of a rating scale. Pediatr Dent 1981; 3(3):251-6. ].

Studies have shown that child behavior is influenced by age [21[21] Melamed BG. Methodological needs and behavioral research with child dental patients. Anesth Prog 1986; 33(1):34-40.,31[31] Chapman HR, Kirby-Turner NC. Dental fear in children - A proposed model. Br Dent J 1999; 187(8):408-12.

[32] Aminabadi NA, Najafpour E, Aghaee ES, Sighari Deljavan A, Jamali Z, Shirazi S. Use of general anaesthesia in pediatric dentistry: barriers to discriminate between true and false cases. Eur Arch Paediatr Dent 2016; 17(2):89-95. https://doi.org/10.1007/s40368-015-0211-y
https://doi.org/10.1007/s40368-015-0211-...
-33[33] Suprabha BS, Rao A, Choudhary S, Shenoy R. Child dental fear and behavior: the role of environmental factors in a hospital cohort. J Indian Soc Pedod Prev Dent 2011; 29(2): 95-101. https://doi.org/10.4103/0970-4388.846
https://doi.org/10.4103/0970-4388.846...
], and the preschool age range was chosen for this review. Preschool children generally cooperate less with dental procedures, report greater related fears and the frequency of behavioral problems is considerably high in this group [21[21] Melamed BG. Methodological needs and behavioral research with child dental patients. Anesth Prog 1986; 33(1):34-40.,32[32] Aminabadi NA, Najafpour E, Aghaee ES, Sighari Deljavan A, Jamali Z, Shirazi S. Use of general anaesthesia in pediatric dentistry: barriers to discriminate between true and false cases. Eur Arch Paediatr Dent 2016; 17(2):89-95. https://doi.org/10.1007/s40368-015-0211-y
https://doi.org/10.1007/s40368-015-0211-...
]. Children younger than preschoolers have limited communication abilities and are in lack of cooperative behavior. On the other hand, children over six years of age are able to acquire abilities in communication, independence and self-control. Thus, it is expected that these children present less behavioral management problems during dental care [32[32] Aminabadi NA, Najafpour E, Aghaee ES, Sighari Deljavan A, Jamali Z, Shirazi S. Use of general anaesthesia in pediatric dentistry: barriers to discriminate between true and false cases. Eur Arch Paediatr Dent 2016; 17(2):89-95. https://doi.org/10.1007/s40368-015-0211-y
https://doi.org/10.1007/s40368-015-0211-...
].

Since two, of the three included studies, were considered as “fair” in the quality assessment, and the evidence was rated as very low, this could be considered a limitation of this review, considering that the quality assessment was performed to obtain the best evidence available on the subject [17[17] Louro RS, Calasans-Maia JA, Mattos CT, Masterson D, Calasans-Maia MD, Maia LC. Three-dimensional changes to the upper airway after maxillomandibular advancement with counterclockwise rotation: a systematic review and meta-analysis. Int J Oral Maxillofac Surg 2018; 47(5):622-9. https://doi.org/10.1016/j.ijom.2017.11.003
https://doi.org/10.1016/j.ijom.2017.11.0...
]. However, it should be emphasized that these studies were conducted in 1962 and 1981, respectively, and the criteria for studies development are currently better designed.

This systematic review demonstrates an urgent need for additional research whose objective is to study children’s behavior changes before and after dental treatment. Researchers should bear in mind the necessity of performing high-quality investigations, which will be able to answer with methodological quality these issues.

Conclusion

Among the behavior rating scales, Frankl and North Carolina behavior scales were able to identify changes in the children behavior undergoing dental treatment. These findings are not supported by strong evidence since two studies were classified with a high risk of bias and the certainty of evidence was rated as very low. Thus, well-designed studies should be conducted with correct criteria for sample size, a clear eligibility selection criteria, matching, and blindness of outcome analyses.

  • Financial Support
    Coordenação de Aperfeiçoamento de Pessoal de Nível Superior - Brasil (CAPES) - Finance Code 001 and Federal University of Rio de Janeiro.

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Edited by

Academic Editors: Alessandro Leite Cavalcanti and Wilton Wilney Nascimento Padilha

Publication Dates

  • Publication in this collection
    20 July 2020
  • Date of issue
    2020

History

  • Received
    19 Nov 2019
  • Accepted
    28 Apr 2020
  • Published
    02 June 2020
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