Open-access Assessment tools for facial recognition: a systematic review

Ferramentas de avaliação para reconhecimento facial: uma revisão sistemática

Abstract

Face recognition is crucial for social interactions. While the criteria for diagnosing prosopagnosia are not yet firmly established, numerous instruments have been developed in recent years to assess face recognition abilities. In this systematic review, we examined assessment tools used for evaluating face recognition and prosopagnosia. We identified 27 studies in which different tests were described, varying in the specific function assessed (e.g., facial memory versus facial perception), format (paper-based or digital), and administration method (self-administered or examiner-guided). Some of the strengths and weaknesses of these tools are discussed in the paper. These findings are valuable for both clinical and research settings, contributing to the identification of prosopagnosia and guiding appropriate interventions.

Keywords:
face recognition; neuropsychological tests; test validity; literature review

Resumo

O reconhecimento facial é crucial para interações sociais. Embora os critérios para diagnosticar prosopagnosia ainda não estejam bem estabelecidos, vários instrumentos foram desenvolvidos nos últimos anos para avaliar habilidades de reconhecimento facial. Nesta revisão sistemática, examinamos ferramentas de avaliação usadas para avaliar reconhecimento facial e prosopagnosia. Identificamos 27 artigos nos quais foram descritos testes que diferem quanto à função específica avaliada (por exemplo, memória facial versus percepção facial), ao formato (material impresso ou digital) e ao método de administração (autoadministrado ou orientado por avaliador). No artigo, são discutidos alguns dos pontos fortes e fracos dessas ferramentas. Esses resultados são valiosos tanto nos ambientes clínicos quanto na pesquisa, contribuindo para a identificação da prosopagnosia e orientando intervenções apropriadas.

Palavras-chave:
reconhecimento da face; testes neuropsicológicos; validade do teste; revisão de literatura

Faces are essential for social interactions, as they allow us to access different information about other individuals, such as emotional state (Torro-Alves et al., 2016), age (Aznar-Casanova et al., 2010), gender (Baudouin & Tiberghien, 2002), attractiveness (Zebrowitz & Montepare, 2008), and identity (Dalrymple et al., 2017). The sudden loss of the ability to recognize individual faces after brain damage was first reported in a scientific journal 150 years ago (Rossion, 2018). In the documented case, the patient identified as LL suffered a stroke that affected the right hemisphere of the brain, resulting in a loss of his ability to recognize familiar people by face. Surprisingly, the patient’s reading ability remained intact, with good performance in reading small characters at close range or at a distance (Quaglino et al., 2003).

The term 'prosopagnosia' refers to the inability to recognize faces. It was coined by German neurologist Joachim Bodamer in 1947, deriving from the Greek words "prosopon" (face) and "agnosia" (without knowledge). In his seminal study, Bodamer described three neurological patients who were unable to recognize faces and displayed other forms of visual agnosia (Ellis & Florence, 1990). In general, the inability to recognize faces following brain damage is not associated with low-level sensory impairments or deficits in general intelligence (Barton et al., 2002; Martins & Cunha e Sá, 1999; Rossion, 2022).

In terms of etiology and manifestation, prosopagnosia can be divided into acquired and developmental/congenital types. Acquired prosopagnosia results from brain lesions due to various neurological events, including head trauma, stroke, encephalitis, tumors, degenerative atrophy, or temporal lobe resections (Barton, 2008). In contrast, the origin of congenital or developmental prosopagnosia is not well-established, and it appears to occur without the presence of brain lesions (Albonico & Barton, 2019).

The prevalence of congenital/developmental prosopagnosia is estimated to be about 2% to 3% of the general population (Kennerknecht et al., 2006; Kennerknecht et al., 2008), although some studies suggest higher rates (Bennetts et al., 2017). Adults with prosopagnosia report that difficulty in recognizing other people can lead to traumatic social experiences, resulting in a chronic state of anxiety, feelings of embarrassment, guilt, and a limited social network. In children, prosopagnosia has significant implications for the school environment (Barton & Corrow, 2016; Tsantani et al., 2021).

There is significant variability in the pattern of brain damage associated with prosopagnosia, and it is practically impossible to identify a single damaged cortical region in all or most cases (Barton, 2008; Sergent & Signoret, 1992). Although prosopagnosia is typically associated with bilateral medial occipitotemporal lesions (Damásio et al., 1982; Meadows, 1974), it has also been observed in cases with right occipitotemporal or right/bilateral anterior temporal lesions. These different anatomical manifestations may be related to functional subtypes of prosopagnosia, with occipitotemporal lesions leading to deficits in apperceptive facial processing and anterior temporal lesions in the right hemisphere affecting access to facial memory (Barton, 2008; Damásio et al., 1990; Davies-Thompson et al., 2014). These findings collectively reinforce the concept that facial processing involves the functioning of a broad brain network (Haxby et al., 2000).

Developmental prosopagnosia lacks formal diagnostic criteria and is not officially recognized in the DSM-5 (Burns et al., 2022). In the absence of well-established criteria, some researchers suggest that developmental prosopagnosia could be characterized by performance scores more than two standard deviations below the mean on at least two face recognition tests, compared to neurotypical individuals (Albonico & Barton, 2019; Barton & Corrow, 2016; Dalrymple & Palermo, 2016).

In recent years, there has been an increase in the number of tests available for assessing face recognition (Burns et al., 2022). Generally speaking, tests can be divided into three categories: (a) face perception tests, which involve discriminating simultaneously observed faces; (b) face recognition tests, which assess an individual's face memory capacity; and (c) face identification tests, which involve naming or providing learned information about the person whose face is being analyzed (Albonico & Barton, 2019).

The Benton Facial Recognition Test (BFRT) was one of the first tests to provide a standardized measure of face perception (Murray et al., 2022). In the BFRT, participants must compare the identity of a frontal target face to three of six comparison faces presented simultaneously, but varying according to lighting and viewing angle (Benton & Van Allen, 1968). Despite its popularity, questions have been raised about the reliability of the Benton test (Murray et al., 2022). For example, Duchaine and Nakayama (2004) found that 9 out of 11 patients with developmental prosopagnosia performed normally on the BFRT. Similarly, Albonico et al. (2017) found that 18 out of 23 patients with developmental prosopagnosia obtained scores considered normal on the test.

In recent years, the Cambridge Face Memory Test (CFMT) developed by Duchaine and Nakayama in 2006 has been employed in a range of studies to evaluate face memory in individuals with developmental prosopagnosia (Bowles et al., 2009), autism (O'Hearn et al., 2010; Whyte et al., 2016), and to examine individual variations in face recognition (Elbich & Scherf, 2017; Susilo et al., 2013). While the CFMT is a well-established tool for identifying deficits in facial memory, there remains a lack of a universally accepted test for assessing face perception that involves faces observed simultaneously (Mishra et al., 2021).

In the Cambridge Face Perception Test (CFPT), participants are required to compare a target face to comparison stimuli, which are created by morphing the target face with other faces to varying degrees (Duchaine et al., 2007). However, similar to the BFRT, the CFPT presents certain challenges. It necessitates skillful use of a computer mouse within a limited period, and online administration can be complex, particularly for clinical and older participants (Bate et al., 2008). Additionally, there are questions regarding whether morphologically altered faces are inherently similar (White et al., 2017).

Another form of assessment is the Face Famous Test (FFT). In its standard version, participants view photographs of famous individuals and are asked to name each face (Hodges & Ward, 1989; Sanders & Warrington, 1971). Different versions of the FFT include a variety of photographs, featuring well-known individuals from diverse decades and categories, such as actors, athletes, musicians, media personalities, and/or politicians. Consequently, one of the challenges may pertain to the selection of the stimulus material, given the lack of standardization regarding the target population or even the country of origin (van den Elzen et al., 2023).

Shah et al. (2015) developed the Twenty Item Prosopagnosia Index (PI20), a self-assessment questionnaire designed to quantify traits associated with prosopagnosia. The goal is to assist researchers in diagnosing developmental prosopagnosia by offering a standardized source of self-reported evidence that complements the diagnostic information gathered through objective tasks. A score of 66 or higher on the PI20 may suggest the presence of developmental prosopagnosia.

Given the complexity of the assessment, some researchers have proposed using at least three tests to diagnose prosopagnosia. In such instances, scores falling at least 2 standard deviations below the mean of the reference group would indicate the presence of prosopagnosia (Murray & Bate, 2020). However, this approach does not account for the possibility that the three assessment tasks might measure distinct subcomponents of face processing, which could be selectively impaired (Bate et al., 2019).

In this systematic review, we sought to analyze the assessment tools used for evaluating facial recognition in cases of prosopagnosia. We compiled information regarding the primary characteristics of the instruments employed, the methods of assessment, and the key findings of the studies. Additionally, this paper will discuss some of the advantages and disadvantages of the assessment tools currently available.

This analysis can prove valuable to diverse audiences across various face recognition assessment contexts. For instance, healthcare professionals, such as doctors and psychologists, can benefit from selecting the most suitable tests to identify cases of prosopagnosia, thereby enabling them to customize specific interventions and treatments. It is well known that prosopagnosia can significantly impact professional and personal interactions, and choosing tests is critical for providing the necessary support to those affected. Neuropsychology researchers can assess the characteristics of the tests available for use in clinical or research settings.

Methods

The systematic review was organized around the following guiding question: What instruments are available in the literature for assessing facial recognition? Searches were conducted in the PubMed, Lilacs, and SciELO databases using the DeCS/MeSH descriptors: ("PROSOPAGNOSIA") AND ("TEST RELIABILITY" OR "DIAGNOSIS"). Studies were included if they were original articles published in English and provided sufficient detail on the assessment tool. Duplicates, reviews and editorials were excluded. The search was conducted in September 2023.

Selection of studies and data summarization

Initially, two evaluators (GA and MA) independently conducted searches in the databases, completing the first stage of filtering the studies by analyzing their titles and abstracts. Subsequently, a third evaluator (JG) reviewed the selected studies, checking for duplications or inconsistencies in the initial selections, and then applied the eligibility criteria.

Following this, a thematic analysis was conducted on the 27 studies selected by the pair of independent evaluators. To distill the most pertinent information for the review, the following details from the included studies were summarized: 1) author and year of publication, 2) objective of the study, 3) tests used for facial recognition analysis, and 4) main findings.

Quality evaluation

The studies were examined with an emphasis on internal validity, addressing potential issues such as selection, performance, and measurement biases. Throughout the evaluation process, three key aspects of the research evidence were considered: 1) Identification of limitations: This involved identifying potential weaknesses in the research design, for example; 2) Evaluation of consistency: The uniformity and reliability of the results were assessed; and 3) Analysis of precision: this entailed examining the generalizability of the findings and ensuring that sufficient data were available. Studies that did not adequately meet these criteria were excluded from the final selection.

Results

The initial search across the databases yielded 565 studies. Upon screening the titles and abstracts, 27 studies were chosen based on the eligibility criteria (Figure 1). Of these, eleven studies were published in the most recent five years, spanning 2018 to 2023. The remaining papers, constituting 16 studies, were published between the years 2004 and 2017. The CFMT emerged as the most frequently utilized facial recognition test in literature, used in 18 studies. This was followed by the CFPT, which appeared in 11 studies, and the BFRT, employed in 7 studies.

A validity study found that the CFMT classified individuals more accurately than the BFRT and the Recognition Memory for Faces (RMF), as reported by Duchaine and Nakayama (2006). Murray and Bate (2020) assessed the test-retest reliability of the CFMT, considering the mode of test administration (online or in the laboratory). The test-retest reliability fell below the level accepted by psychometric standards, yielding a reliability coefficient of 0.68. However, no differences in performance were observed between the tests administered online and in the laboratory.

Bowles et al. (2009), in analyzing the effect of age on the CFMT and CFPT tests, found that older individuals (aged 50 and over) performed less effectively than younger individuals. This difference may be attributed to a reduction in the volume of facial processing areas, particularly in the frontal and temporal regions (Raz et al., 2005). Regardless of the age group, Bowles et al. (2009) observed that women outperformed men, aligning with findings that suggest an advantage for females in face recognition (Biele & Grabowska, 2006; Mancini et al., 2013; McClure, 2000; Montagne et al., 2007). In a study conducted with the CFPT, the results suggested that people with cerebral palsy may have difficulty matching images of the same person that contain natural variations in their appearance (White et al., 2017).

Humphreys et al. (2007) investigated the recognition of facial emotions and facial identity using the BFRT. They found a dissociation between these cognitive abilities, suggesting that the mechanisms involved in facial emotion recognition are distinct from those implicated in facial identity recognition. This observation aligns with the findings from a prior study by Duchaine et al. (2003). In their examination of the patient NM, diagnosed with developmental prosopagnosia, they observed a noticeable deficit in five out of the six facial identity recognition tests. Conversely, NM's ability to discern facial expressions of emotion remained within the normal range in separate evaluations, indicating a dissociation between the processes of recognizing facial identity and emotions.

Rossion and Michel (2018) observed that participants' performance declined in the computerized version of the BFRT (BFRT-c), which includes changes in lighting and rotation of the face. This finding aligns with previous studies that demonstrated significant effects of lighting on recognition (Jenkins et al., 2011; Menon et al., 2015). However, Murray et al. (2022) highlighted that the BFRT-c allows for a reliable measurement of completion times and eases evaluation since it is administered online.

Murray et al. (2022) aimed to improve the assessment of facial processing and introduced a revised version of the test, termed the BFRT-r. They found that the BFRT-r exhibited a pronounced inversion effect and shared a strong correlation with both the BFRT-c and the CFMT, thereby showcasing content validity comparable to other facial processing assessments. Moreover, the BFRT-r demonstrated enhanced sensitivity in detecting impairments in face perception compared to the BFRT-c. In conclusion, the BFRT-r appears to be a promising alternative for evaluating facial processing relative to other versions of the BFRT.

Some tests were used less frequently, including the Face One in Ten Test (Duchaine & Nakayama, 2004; Le Grand et al., 2006), Recognition Memory for Faces - RM (Davies-Thompson et al., 2017; Duchaine & Nakayama, 2006), Face and Name Learning Test I, Emotion Expression Judgment, Face and Name Learning Test II, Delayed Matching to Sample of Faces and Eyeglasses (Dobel et al., 2007), and the Cambridge Face Memory Questionnaire - CFMQ (Arizpe et al., 2019).

Table 1 presents the principal characteristics of the studies analyzed. This analysis includes studies that employed tests to assess facial recognition in samples of both healthy individuals and those diagnosed with prosopagnosia. Notably, only one study compared individuals with developmental prosopagnosia and acquired prosopagnosia.

Most of the studies utilized tests to evaluate facial recognition in individuals with developmental (congenital) prosopagnosia, to discern differences in comparison to healthy individuals. Overall, the results suggested that patients with developmental prosopagnosia exhibited deficits in perception and memory, and experienced greater difficulty in classifying facial expressions, recognizing facial identity, and identifying famous faces.

Figure 1
Flow diagram of the systematic review selection process, adapted from the PRISMA diagram (Galvão et al., 2015).

Table 1
Selected studies using tests for facial recognition analysis in individuals with prosopagnosia.

Discussion

In this systematic review, we identified 27 studies in which tests were used to assess facial recognition skills. These tests vary in several aspects, including the type of facial ability analyzed (e.g., face memory or face perception), the format of the materials used (printed or digital), and the method of administration (self-administered or conducted by an evaluator). Our review revealed that the CFMT, the CFPT, and the BFFT were the tests most frequently used across studies.

The CFMT assesses facial memory using unfamiliar faces. In the CFPT, participants are presented with a profile view of a target face alongside several frontal-view faces. These frontal-view faces exhibit varying degrees of similarity to the target face, and participants must identify the face that most closely resembles the target face (Duchaine et al., 2007). Regarding the BFRT, participants are shown a target face along with six comparison faces simultaneously, and they must select the three faces that best match the target (Benton, 1983).

Dahl et al. (2014) contend that it is important to adapt tests to the ethnicity of the individuals being assessed, given the phenomenon known as the own-race advantage. Accordingly, some studies have sought to adapt the CFMT to various ethnocultural contexts. The CFMT-Aus was tailored for an Australian context, while the CFMT-Chinese was adjusted for a Chinese context. The CFMT-Aus demonstrated effectiveness in terms of reliability and validity, and the CFMT-Chinese was suitable for diagnosing prosopagnosia among East Asian participants (McKone et al., 2011; McKone et al., 2017).

The advantage of utilizing tests such as the CFPT and BFRT is that they assess an individual's ability to recognize faces through face matching, thereby evaluating the perceptual aspect of face recognition. However, the online administration of the CFPT seems to present challenges, especially for clinical participants and older individuals (Bate et al., 2008). One benefit of using the BFRT for facial recognition assessment is its straightforward procedure and quick administration (Murray et al., 2022). The lack of a maximum response time allows individuals to employ strategies that facilitate their responses. Duchaine and Nakayama (2006) found that six out of eight participants with prosopagnosia achieved scores classified as normal on the BFRT, even though they scored poorly on the CFMT. This highlights the importance of using the BFRT in conjunction with other facial recognition tests (Davies-Thompson et al., 2017; Dobel et al., 2007; Duchaine & Nakayama, 2004).

Other tests have been developed to assess the recognition of famous faces, including: Familiarity: Famous faces (Davies-Thompson et al., 2017), Famous faces: a version for US and Canadian participants and a version for UK participants (Duchaine et al., 2007), Famous Faces Test - FFT (Fisher et al., 2017; Murray & Bate, 2020), MACCS Famous Face Test-08 (Palermo et al., 2011), the Bielefelder Famous Faces Test (Dobel et al., 2007), and Famous Faces Memory Test - FFMT (Arizpe et al., 2019). However, these recognition tests have limitations, such as the use of non-standardized stimuli. Additionally, certain non-facial information could also bias responses, such as a US flag in the background of a photograph of a US president (van den Elzen et al., 2023). The Twenty Item Prosopagnosia Index (PI20), a self-report measure, was used in six studies (Arizpe et al., 2019; Biotti & Cook, 2016; Burns et al., 2022; Matsuyoshi & Watanabe, 2021; Stantic et al., 2022; Svart & Starrfelt, 2022). Shah et al. (2015) found that the PI20 was the strongest predictor of performance in face identification and exhibited a strong correlation with the Glasgow Face Matching Test (GFMT). This provides additional evidence of construct validity for the PI20 and highlights its potential for use.

Conclusion

In this systematic review, we noted that studies on facial recognition spanned a broad spectrum of objectives, encompassing the exploration of facial identification skills in individuals with prosopagnosia, healthy participants, and the evaluation of psychometric parameters associated with these tests. This review underscores the challenges in selecting the most appropriate instruments due to their cultural adaptation and inherent limitations. Given the complexity involved in evaluating prosopagnosia, there is a pressing need for additional research to enhance the sensitivity and accuracy of face recognition tests.

Furthermore, the study emphasizes the significance of validating and culturally adapting facial recognition tests, particularly regarding ethnic and cultural variations. Accounting for these cultural differences is crucial, as it not only enhances the precision of the assessments but also mitigates bias in the outcomes, ensuring the applicability of the tests across diverse settings. Consequently, these findings have practical implications for researchers and healthcare professionals dedicated to assessing facial recognition abilities in different populations and cultural contexts.

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  • Data Availability Statement
    The data supporting the findings of this study can be requested from the corresponding author upon reasonable request
  • Funding Information
    The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by the Coordination for the Improvement of Higher Education Personnel (CAPES), Brazil, under Grant 88887.624226/2021-00and 88887.512370/2020-00, and CNPq (443437/2023-8 and 404988/2021-0).

Edited by

  • Editor-in-Chief
    Tiago Jessé Souza de Lima
  • Responsible Editors
    Ana Idalina de Paiva Silva

Data availability

The data supporting the findings of this study can be requested from the corresponding author upon reasonable request

Publication Dates

  • Publication in this collection
    09 Jan 2026
  • Date of issue
    2025

History

  • Received
    20 Nov 2023
  • Accepted
    11 June 2024
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