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Follow-up evaluation of the Fibra Study: sociodemographic, cognitive, and frailty characterization of older adults in Campinas and Ermelino Matarazzo, SP

Abstract

Objective

To investigate and compare the sociodemographic, cognitive and frailty profile of participants from the Frailty in Brazilian Older Adults (Fibra) study regarding follow-up (FW) and baseline (BL) measurements carried out in 2016-2017 and 2008-2009, respectively.

Methods

A total of 1,284 older adults living in Campinas and Ermelino Matarazzo (SP), Brazil, participated in the BL, comprising a pooled sample. At FW, 549 older adults (42.7%) were interviewed again; 192 had died (14.9%) and 543 were lost to follow-up (42.4%). Sex, age, education, marital status, family income, housing arrangement, cognitive status (Mini-Mental State Examination) and frailty phenotype (score ≥3 out of 5) were evaluated at both timepoints. Intergroup and intragroup differences were verified by Pearson's chi-square and McNemar's tests. Statistical significant level was set at p<0.05

Results

The survivors were younger (72.2±5.3 years) than the deceased (75.5±6.8 years) and individuals included in the FW were mostly married, higher educated, cognitively unimpaired and pre-frail. Between BL and FW there was an increase in the number of participants who lived alone (17.1% vs. 22.0%), had no partner (46.4% vs. 55.4%), a family income <3 minimum wages (52.2% vs. 62.2%), cognitive impairment (17.7% vs. 23.5%) and frailty (9.8% vs. 24.5%).

Conclusion

Between BL and FW there was an increase in the physical, cognitive and social vulnerability of the older adults. These results reinforce the importance of public policies that favor the quality of life of older people and a reduction in health inequities throughout life.

Keywords
Aged; Aged, 80 and Over; Frailty; Mental Status and Dementia Tests; Phenotype; Longitudinal Studies

Resumo

Objetivo

Investigar e comparar o perfil sociodemográfico, cognitivo e de fragilidade dos participantes do Estudo Fragilidade em Idosos Brasileiros em medidas de seguimento (SG) e linha de base (LB) realizadas em 2016-2017 e 2008-2009, respectivamente.

Métodos

Participaram da LB 1.284 idosos residentes em Campinas e Ermelino Matarazzo (SP), Brasil, que compuseram amostra única. No SG foram novamente entrevistados 549 participantes (42,5%); 192 tinham falecido (14,9%) e 543 foram perdidos (42,4%). Em ambos os momentos, foram avaliadas as variáveis sexo, idade, escolaridade, estado conjugal, renda familiar, arranjo de moradia, status cognitivo (Mini-Exame do Estado Mental) e fenótipo de fragilidade (três ou mais de cinco critérios). As diferenças intergrupos e intragrupos foram verificadas pelos testes qui-quadrado de Pearson e de McNemar, respectivamente. O nível de significância foi estabelecido em p<0,05.

Resultados

Entre os sobreviventes, os participantes eram mais jovens (72,2±5,3 anos) do que entre os falecidos (75,5±6,8 anos) e havia mais idosos casados, com nível educacional mais elevado, sem deficit cognitivo e pré-frágeis. Da LB para o SG, houve aumento estatisticamente significativo do número de idosos que moravam sozinhos (17,1% vs. 22,0%), não tinham companheiro(a) (46,4% vs. 55,4%), tinham renda familiar menor que três salários-mínimos (52,2% vs. 62,2%), apresentavam deficit cognitivo (17,7% vs. 23,5%) e eram frágeis (9,8% vs. 24,5%)

Conclusão

Da LB para o SG, ocorreu aumento da vulnerabilidade física, cognitiva e social dos idosos. Estes resultados reforçam a importância de políticas públicas que favoreçam a qualidade de vida dos idosos e a redução das iniquidades de saúde ao longo da vida.

Palavras-Chave:
Fragilidade; Fenótipo; Idoso; Idoso de 80 anos ou mais; Testes de Estado Mental e Demência; Estudos Longitudinais

INTRODUCTION

Frailty is a complex clinical condition associated with aging that is characterized by a decline in functional reserve of different bodily systems and by greater individual susceptibility to negative outcomes in response to internal, environmental, and life-style event stressors11 Hoogendijk EO, Afilalo J, Ensrud KE, Kowal P, Onder G, Fried LP. Frailty: implications for clinical practice and public health. Lancet [Internet]. 2019;394(10206):1365–75. Disponível em: https://linkinghub.elsevier.com/retrieve/pii/S0140673619317866. A body of evidence gathered over the last few decades supports the association between frailty and increased risk of physical limitations, disabilities, falls, hospitalization, institutionalization, and death in older people22 Vermeiren S, Vella-Azzopardi R, Beckwée D, Habbig A-K, Scafoglieri A, Jansen B, et al. Frailty and the Prediction of Negative Health Outcomes: A Meta-Analysis. J Am Med Dir Assoc [Internet]. 2016;17(12):1163.e1–1163.e17. Disponível em: http://dx.doi.org/10.1016/j.jamda.2016.09.010,33 Kojima G. Frailty as a Predictor of Nursing Home Placement Among Community-Dwelling Older Adults: A Systematic Review and Meta-analysis. J Geriatr Phys Ther [Internet]. 2018;41(1):42–8. Disponível em: http://dx.doi.org/10.1519/JPT.0000000000000097. The prevalence of frailty increases with advancing age44 Andrade JM, Duarte YADO, Alves LC, Andrade FCD, Souza Junior PRD, Lima-Costa MF, et al. Frailty profile in Brazilian older adults. Rev Saude Publica [Internet]. 2019;52(Suppl 2):17s. Disponível em: http://www.revistas.usp.br/rsp/article/view/153933,55 O’Caoimh R, Sezgin D, O’Donovan MR, Molloy DW, Clegg A, Rockwood K, et al. Prevalence of frailty in 62 countries across the world: a systematic review and meta-analysis of population-level studies. Age Ageing [Internet]. 2021;50(1):96–104. Disponível em: http://dx.doi.org/10.1093/ageing/afaa219 and is influenced by sex55 O’Caoimh R, Sezgin D, O’Donovan MR, Molloy DW, Clegg A, Rockwood K, et al. Prevalence of frailty in 62 countries across the world: a systematic review and meta-analysis of population-level studies. Age Ageing [Internet]. 2021;50(1):96–104. Disponível em: http://dx.doi.org/10.1093/ageing/afaa219, assessment methods55 O’Caoimh R, Sezgin D, O’Donovan MR, Molloy DW, Clegg A, Rockwood K, et al. Prevalence of frailty in 62 countries across the world: a systematic review and meta-analysis of population-level studies. Age Ageing [Internet]. 2021;50(1):96–104. Disponível em: http://dx.doi.org/10.1093/ageing/afaa219,66 Melo RC, Cipolli GC, Buarque GLA, Yassuda MS, Cesari M, Oude Voshaar RC, et al. Prevalence of Frailty in Brazilian Older Adults: A Systematic Review and Meta-analysis. J Nutr Health Aging [Internet]. 2020;24(7):708–16. Disponível em: http://dx.doi.org/10.1007/s12603-020-1398-0 and participant origin66 Melo RC, Cipolli GC, Buarque GLA, Yassuda MS, Cesari M, Oude Voshaar RC, et al. Prevalence of Frailty in Brazilian Older Adults: A Systematic Review and Meta-analysis. J Nutr Health Aging [Internet]. 2020;24(7):708–16. Disponível em: http://dx.doi.org/10.1007/s12603-020-1398-0. Meta-analysis studies estimate that the prevalence of frailty among non-institutionalized older adults is higher in low-to-middle income countries than in high-income nations55 O’Caoimh R, Sezgin D, O’Donovan MR, Molloy DW, Clegg A, Rockwood K, et al. Prevalence of frailty in 62 countries across the world: a systematic review and meta-analysis of population-level studies. Age Ageing [Internet]. 2021;50(1):96–104. Disponível em: http://dx.doi.org/10.1093/ageing/afaa219,66 Melo RC, Cipolli GC, Buarque GLA, Yassuda MS, Cesari M, Oude Voshaar RC, et al. Prevalence of Frailty in Brazilian Older Adults: A Systematic Review and Meta-analysis. J Nutr Health Aging [Internet]. 2020;24(7):708–16. Disponível em: http://dx.doi.org/10.1007/s12603-020-1398-0.

In Brazil, the prevalence of frailty in older adults is estimated at 24%66 Melo RC, Cipolli GC, Buarque GLA, Yassuda MS, Cesari M, Oude Voshaar RC, et al. Prevalence of Frailty in Brazilian Older Adults: A Systematic Review and Meta-analysis. J Nutr Health Aging [Internet]. 2020;24(7):708–16. Disponível em: http://dx.doi.org/10.1007/s12603-020-1398-0 and varies according to the assessment methodology used and recruitment site of participants44 Andrade JM, Duarte YADO, Alves LC, Andrade FCD, Souza Junior PRD, Lima-Costa MF, et al. Frailty profile in Brazilian older adults. Rev Saude Publica [Internet]. 2019;52(Suppl 2):17s. Disponível em: http://www.revistas.usp.br/rsp/article/view/153933,66 Melo RC, Cipolli GC, Buarque GLA, Yassuda MS, Cesari M, Oude Voshaar RC, et al. Prevalence of Frailty in Brazilian Older Adults: A Systematic Review and Meta-analysis. J Nutr Health Aging [Internet]. 2020;24(7):708–16. Disponível em: http://dx.doi.org/10.1007/s12603-020-1398-0. Additionally, an estimated 53% of Brazilian adults are pre-frail66 Melo RC, Cipolli GC, Buarque GLA, Yassuda MS, Cesari M, Oude Voshaar RC, et al. Prevalence of Frailty in Brazilian Older Adults: A Systematic Review and Meta-analysis. J Nutr Health Aging [Internet]. 2020;24(7):708–16. Disponível em: http://dx.doi.org/10.1007/s12603-020-1398-0, a statistic which reinforces the importance of preventive strategies, given there is a greater chance of pre-frailty being reversed compared to frailty77 Kojima G, Taniguchi Y, Iliffe S, Jivraj S, Walters K. Transitions between frailty states among community-dwelling older people: A systematic review and meta-analysis. Ageing Res Rev [Internet]. 2019;50:81–8. Disponível em: http://dx.doi.org/10.1016/j.arr.2019.01.010. According to data from The Brazilian Longitudinal Study of Aging (ELSI-Brasil), frailty is associated with advanced age, low education, single status, poor/very poor self-rated health, multimorbidity and limitations for performing activities of daily living44 Andrade JM, Duarte YADO, Alves LC, Andrade FCD, Souza Junior PRD, Lima-Costa MF, et al. Frailty profile in Brazilian older adults. Rev Saude Publica [Internet]. 2019;52(Suppl 2):17s. Disponível em: http://www.revistas.usp.br/rsp/article/view/153933. Publications derived from the first wave of the Frailty in Brazilian Older Adults Study (Fibra Study; 2008-2009) showed that frailty was associated with multimorbidity, polypharmacy, cognitive impairment suggestive of dementia, depressive symptoms, dependence for activities of daily living, falls, hospitalization and mortality88 Borim FSA, Francisco PMSB, Neri AL. Sociodemographic and health factors associated with mortality in community-dwelling elderly. Rev Saude Publica [Internet]. 2017;51:42. Disponível em: http://www.scielo.br/scielo.php?script=sci_abstract&pid=S0034-89102017000100236&lng=en&nrm=iso&tlng=en

9 Vieira RA, Guerra RO, Giacomin KC, de Souza Vasconcelos KS, de Souza Andrade AC, Pereira LSM, et al. Prevalência de fragilidade e fatores associados em idosos comunitários de Belo Horizonte, Minas Gerais, Brasil: dados do estudo FIBRA [Internet]. Cad Saude Publica. 2013;29:1631–43. Disponível em: http://dx.doi.org/10.1590/s0102-311x2013001200015
-1010 Macuco CRM, Batistoni SST, Lopes A, Cachioni M, da Silva Falcão DV, Neri AL, et al. Mini-Mental State Examination performance in frail, pre-frail, and non-frail community dwelling older adults in Ermelino Matarazzo, São Paulo, Brazil [Internet]. Int Psychogeriatr. 2012;24:1725–31. Disponível em: http://dx.doi.org/10.1017/s1041610212000907.

Akin to frailty, a decline and deficit in cognitive functions are conditions which directly impact the health of older people, increase the risk of disabilities and dependence, impair quality of life and contribute to other adverse outcomes1111 Panza F, Seripa D, Solfrizzi V, Tortelli R, Greco A, Pilotto A, et al. Targeting Cognitive Frailty: Clinical and Neurobiological Roadmap for a Single Complex Phenotype. J Alzheimers Dis [Internet]. 2015;47(4):793–813. Disponível em: http://dx.doi.org/10.3233/JAD-150358. Cognitive decline is a gradual ongoing and highly variable process, characterized by normal and abnormal changes in information processing speed, thinking, memory, reasoning and planning. Differences in the timing of onset, speed of progression and trajectories of age-related cognitive decline can be explained by the interaction of individual, environmental and lifestyle factors1212 McQuail JA, Dunn AR, Stern Y, Barnes CA, Kempermann G, Rapp PR, et al. Cognitive Reserve in Model Systems for Mechanistic Discovery: The Importance of Longitudinal Studies. Front Aging Neurosci [Internet]. 2020;12:607685. Disponível em: http://dx.doi.org/10.3389/fnagi.2020.607685,1313 Salthouse TA. Trajectories of normal cognitive aging. Psychol Aging [Internet]. 2019;34(1):17–24. Disponível em: http://dx.doi.org/10.1037/pag0000288.

The marked disparities between Brazil and high-income countries11 Hoogendijk EO, Afilalo J, Ensrud KE, Kowal P, Onder G, Fried LP. Frailty: implications for clinical practice and public health. Lancet [Internet]. 2019;394(10206):1365–75. Disponível em: https://linkinghub.elsevier.com/retrieve/pii/S0140673619317866,1313 Salthouse TA. Trajectories of normal cognitive aging. Psychol Aging [Internet]. 2019;34(1):17–24. Disponível em: http://dx.doi.org/10.1037/pag0000288

14 Welstead M, Jenkins ND, Russ TC, Luciano M, Muniz-Terrera G. A Systematic Review of Frailty Trajectories: Their Shape and Influencing Factors. Gerontologist [Internet]. 2021;61(8):e463–75. Disponível em: https://doi.org/10.1093/geront/gnaa061
-1515 Fonseca Travassos G, Bragança Coelho A, Arends-Kuenning MP. The elderly in Brazil: demographic transition, profile, and socioeconomic condition. Rev Bras Estud Popul [Internet]. 2020;37:1–27. Disponível em: https://doi.org/10.20947/S0102-3098a0129 in terms of the social determinants of health that can influence the establishment and progression of cognitive decline and frailty, underscores the importance of conducting longitudinal studies to better understand the factors which worsen these conditions in older adults. Longitudinal studies can yield valuable information for the development of public policies aimed at identifying older adults at risk of developing frailty, and to help manage their symptoms in primary healthcare services for adults and older adults.

Therefore, the objective of the present study was to investigate the sociodemographic, cognitive and frailty profile of the participants of the Fibra Study from Campinas city, São Paulo state and from Ermelino Matarazzo, a subdistrict of São Paulo city, based on follow-up measurements made in 2016-2017 compared with baseline values collected in 2008-2009.

METHOD

The Fibra Study is a multi-center, multi-discipline, population-based study carried out in 17 Brazilian cities located in five major geographical regions of the country chosen by convenience. In 2008 and 2009, four large Brazilian public universities oversaw the process of recruitment and data collection for the study which had both a protocol common to the sites and protocols specific to each. The objective was to investigate associations between frailty and demographic, socioeconomic, health and psychosocial variables in Brazilian older adults aged ≥65 years. The city of Campinas and Ermelino Matarazzo (subdistrict of São Paulo city), both in São Paulo state, Brazil, were part of the group of sites belonging to the center coordinated by the State University of Campinas (Unicamp, São Paulo state).

At the Unicamp center, a total of 1,284 community-dwelling older adults (≥65 years) took part in the first wave of measurements of the Fibra Study. The participants resided in family households located in randomly selected census sectors in Campinas and the Ermelino Matarazzo subdistrict. Households and points of flow of older adults from randomly selected areas of Campinas (90 census sectors) and Ermelino Matarazzo (62 census sectors) were visited by pairs of trained recruiters (Graduate students and Community Health Workers). The older adults identified who met the eligibility criteria were invited by the recruiters to attend a session entailing an interview and health measurements, lasting 60-90 mins, held at community centers, schools, clubs and churches on pre-defined dates and times. Additional quotas of 25% of the estimated samples for the two sites were invited as a strategy to cover any losses.

Eligibility criteria were being aged ≥65 years and having permanent residence in the city and household. Individuals presenting with memory problems suggesting dementia, severe complications of stroke, severe or unstable Parkinson´s disease, or visual/hearing deficits, were not included in the sample. Individuals who were bedridden, in a terminal state, had cancer or were undergoing chemotherapy treatment, were also excluded (details available in previous publication1616 Neri AL, Yassuda MS, Araújo LF de, Eulálio M do C, Cabral BE, Siqueira MEC de, et al. Metodologia e perfil sociodemográfico, cognitivo e de fragilidade de idosos comunitários de sete cidades brasileiras: Estudo FIBRA. Cad Saude Publica [Internet]. 2013;29(4):778–92. Disponível em: https://doi.org/10.1590/S0102-311X2013000400015).

Data collection was split into two blocks: in the first block, involving 1,284 participants, data for identification, sociodemographic, anthropometric and clinical (oral health and blood pressure) variables were collected, along with frailty and cognitive status. In the second part, which included only respondents who scored above the cut-off score on the cognitive screening test (Mini-Mental State Exam – MMSE) applied at the end of the first phase (n=991), comprised the variables self-reported physical and mental health, functional capacity, psychosocial aspects and stressful life events. The cut-off scores on the MMSE were 17 for illiterate individuals and those who had never attended school, 22 for individuals with 1-3 years of education, 24 for 5-8 years, and 26 for ≥9 years of formal schooling1717 Brucki SMD, Nitrini R, Caramelli P, Bertolucci PHF, Okamoto IH. [Suggestions for utilization of the mini-mental state examination in Brazil]. Arq Neuropsiquiatr [Internet]. 2003;61(3B):777–81. Disponível em: http://dx.doi.org/10.1590/s0004-282x2003000500014.

In 2016 and 2017, an average of nine years after the first wave of measurement collection or baseline, the second, follow-up wave was carried out. Recruitment of the participants was done at households based on addresses registered on the database at baseline. A total of three attempts were made to contact each participant. The individuals located were invited to take part in a follow-up assessment from Fibra 2008-2009 via a single session lasting around 80 mins conducted by previously trained researchers (graduate and undergraduate students). The same eligibility and exclusion criteria used in the previous wave were applied. In the event of difficulties answering items on health and functioning, the presence of another family member or proxy was requested to mediate the interaction between the interviewer and the respondent. For respondents who scored below the cut-off on the MMSE, the interview was performed with a family member or other proxy.

The following variables were selected for study: sex (options male or female); age (derived from question on date of birth); living alone (single question with yes/no answer); marital status (with alternatives spouse/partner, single, divorced or widowed); literate (yes or no); education with options never attended school, 1-4 years, 5-8 years, and ≥9 years of formal study); head of household (yes or no) and family income (<1.0, 1.1-3.0, 3.1-5.0 or >5.1 minimum wages).

The presence of cognitive deficit suggestive of dementia was reassessed using the MMSE, with cut-off scores adjusted for years of education, as established in a population-based study of Brazilian older adults1717 Brucki SMD, Nitrini R, Caramelli P, Bertolucci PHF, Okamoto IH. [Suggestions for utilization of the mini-mental state examination in Brazil]. Arq Neuropsiquiatr [Internet]. 2003;61(3B):777–81. Disponível em: http://dx.doi.org/10.1590/s0004-282x2003000500014.

Frailty was assessed based on the phenotype model, operationalized by Fried et al.1818 Fried LP, Tangen CM, Walston J, Newman AB, Hirsch C, Gottdiener J, et al. Frailty in Older Adults: Evidence for a Phenotype [Internet]. J Gerontol A Biol Sci Med Sci. 2001;56:M146–57. Disponível em: http://dx.doi.org/10.1093/gerona/56.3.m146, involving five components: unintentional weight loss in the 12 months prior to interview of 4.5kg or 5% of body weight; exhaustion/fatigue as indicated by always and almost always responses to the scaled items on fatigue taken from the Center for Epidemiologic Studies Depression (CES-D) scale; low hand-grip strength defined as a value in kg force below the 1st quintile of the distribution of means of the sample as measured by three consecutive attempts using a hand-held dynamometer (model Jamar) adjusted by sex and body mass index (BMI); slow walking speed as indicated by mean time in seconds taken to walk 4.6m in a straight line with usual gait, with values above the 80th percentile of the distribution for the sample, adjusted for sex and weight; and low physical activity indicated by weekly energy expenditure below the value of the 1st quintile of the distribution of metabolic units spent by the individual over the past week in the cumulative performance of domestic chores and mild, moderate or vigorous intensity physical exercise, as per responses on selected items from the Minnesota Leisure Time Activities Questionnaire1919 Lustosa LP, Pereira DS, Rosâ, Dias NC, Britto RR, Parentoni AN, et al. Translation and cultural adaptation of the Minnesota Leisure Time Activities Questionnaire in community-dwelling older people. Geriatr Gerontol Aging. 2011;5(2):57–65.. Individuals whose calculation of metabolic equivalents (METs) was below the 1st quintile for the sample, adjusted for gender, were classified as having low physical activity. The procedures, criteria and cut-off scores and adjustment variables adopted were those described by Fried et al.1818 Fried LP, Tangen CM, Walston J, Newman AB, Hirsch C, Gottdiener J, et al. Frailty in Older Adults: Evidence for a Phenotype [Internet]. J Gerontol A Biol Sci Med Sci. 2001;56:M146–57. Disponível em: http://dx.doi.org/10.1093/gerona/56.3.m146

For participants who scored below the cut-off on the MMSE, frailty phenotype was determined using a validated scale2020 Nunes DP, Duarte YA de O, Santos JLF, Lebrão ML. Screening for frailty in older adults using a self-reported instrument. Rev Saude Publica [Internet]. 2015;49:2. Disponível em: http://dx.doi.org/10.1590/s0034-8910.2015049005516 based on the model of Fried et al.1818 Fried LP, Tangen CM, Walston J, Newman AB, Hirsch C, Gottdiener J, et al. Frailty in Older Adults: Evidence for a Phenotype [Internet]. J Gerontol A Biol Sci Med Sci. 2001;56:M146–57. Disponível em: http://dx.doi.org/10.1093/gerona/56.3.m146, containing 6 items answered by proxies. Participants who scored for one or two criteria were classified as pre-frail; those scoring for ≥ three as frail, and those scoring on zero as non-frail or robust.

This study complied with the ethical principles provided for under National Board of Health Resolution no. 466/2012. All participants signed the Free and Informed Consent Form at both baseline and follow-up. The 2008-2009 study project was approved by the Research Ethics Committee of the States University of Campinas under permit nos. 208/2007 and 907.575, while the follow-up project was approved under permits no.1.332.651 and no. 2.952.507.

The relative frequencies of sociodemographic variables, cognitive status, and frailty status were calculated and are expressed according to participant status at baseline and follow-up (reinterviewed, deceased or lost to follow-up). The statistical significance of differences between quantities of participants found in the intergroup analyses was analyzed using Pearson´s chi-square test, where differences in results at baseline versus follow-up were assessed using McNemar´s test. The same sociodemographic variables of interest in the study were explored in both analyses. The level of significance adopted for both statistical tests was p<0.05.

RESULTS

The number of participants at baseline according to their distribution in the follow-up subsamples is given in Table 1. There was a similar percentage of participants from baseline in the three follow-up subsamples (reinterviewed, deceased, lost), but the Campinas site located and reinterviewed a greater number of individuals, had fewer respondents categorized as deceased and lower sample losses compared to the Ermelino Matarazzo site. Regarding the total sample, 549 participants (42.7%) were reinterviewed at follow-up, 192 (14.9%) had deceased since baseline, and 543 (42.4%) were deemed sample losses for different reasons (Table 1).

Table 1
Distribution of participants from baseline in follow-up subsamples. Fibra Study, Brazil. Older Adults, 2008-2009 and 2016-2017.

The main reason for sample loss was failure to locate the addresses or participants. Ermelino Matarazzo had the highest number of participants not found for lack of information on current address or due to errors in the address records retrieved from the baseline date. The proportion of baseline participants not included in follow-up, having been excluded by the study exclusion criteria (due to data collection session unconcluded or interviewers feeling unsafe at residence) proved similar for the two study sites (Table 2). The breakdown of these losses was: 57,9% not found at address; 34.5% refusal to participate; 5.5% dropout or withdrawal before end of interview; 1.6% met exclusion criteria; and 0.5% were not interviewed because interviewers deemed the area in the vicinity of the household unsafe (Table 2).

Table 2
Frequency of sample losses according to reason for non-inclusion of baseline participants in follow-up sample. Fibra Study, Brazil. Older Adults, 2008-2009 and 2016-2017.

The baseline sample comprised predominantly individuals who were female (68.7%), aged 70-79 years (51.2%; Mage =72.6±5.8 years), lived alone (83.8%), and had a spouse or partner (50.9%). Most of the participants reported they were literate (78.1%) and had 1-4 years of education (56.4%); 43.9% had a monthly family income of 1.1-3.0 minimum wages and 58.2% reported being the breadwinner. Cognitive deficit and frailty were present in 22.8% and 11.6% of participants interviewed at baseline, with higher rates among deceased than those lost to follow-up. Statistically significant differences in age, literacy, education, cognitive performance and frailty level were evident between reinterviewed and deceased subsamples: the number of deceased individuals was proportionally greater among those who were male, aged ≥80 years, illiterate or never attended school, cognitively impaired and frail (Table 3).

Table 3
Comparison of percentage of participants at baseline and follow-up for sociodemographic variables, cognitive status, and frailty. Fibra Study, Brazil. Older Adults, 2008-2009 and 2016-2017.

With regard to frequency of deceased and losses, there were statistically significant differences for the variables sex, age, living arrangement, literacy, education and cognitive deficit. In the individuals lost to follow-up, the percentage of deceased was higher in the those who were male, aged ≥80 years, not living alone, illiterate or had never frequented school, and cognitively impaired. Comparison of the reinterviewed and lost to follow-up subsamples showed that only the variables living alone (14.8% of reinterviewed vs. 19.4% of losses) and cognitive deficit (17.7% of reinterviewed vs. 25.4% of losses) differed statistically (Table 3).

Between baseline and follow-up, there was a statistically significant increase in the percentage of respondents who lived alone (17.1% to 22.0%), had no partner (46.4% to 55.4%), a family income of ≤ three minimum wages (52.2% to 62,2%), cognitive deficit (17.7% to 23.5%) and frailty (9.8% to 24.5%). Conversely, there was a decrease in the number of respondents considered robust after the nine-year follow-up (from 33.6% to 18.6%) (Table 4).

Table 4
Sociodemographic variables, cognitive deficit and frailty at baseline and follow-up. Fibra Study, Brazil. Older Adults, 2008-2009 and 2016-2017.

DISCUSSION

The present cohort study analyzed the profile of variables at baseline (2008-2009) versus follow-up (2016-2017) in a sample of urban older adults recruited at households aged ≥65 years at baseline and ≥74 years at follow-up. Regarding attrition between waves, a total of 42.7% of participants were located and reinterviewed nine years after baseline measurements. This rate is similar to those found by other longitudinal studies investigating frailty in older people. For example, in a study involving Mexican Americans, Ottenbacher et al.2121 Ottenbacher KJ, Graham JE, Al Snih S, Raji M, Samper-Ternent R, Ostir GV, et al. Mexican Americans and frailty: findings from the Hispanic established populations epidemiologic studies of the elderly. Am J Public Health [Internet]. 2009;99(4):673–9. Disponível em: http://dx.doi.org/10.2105/AJPH.2008.143958 reassessed 38% of the original sample after 10 years. In another two studies2222 Espinoza SE, Jung I, Hazuda H. Frailty transitions in the San Antonio Longitudinal Study of Aging. J Am Geriatr Soc [Internet]. 2012;60(4):652–60. Disponível em: http://dx.doi.org/10.1111/j.1532-5415.2011.03882.x,2323 Bentur N, Sternberg SA, Shuldiner J. Frailty Transitions in Community Dwelling Older People. Isr Med Assoc J [Internet]. 2016;18(8):449–53. Disponível em: https://www.ncbi.nlm.nih.gov/pubmed/28471574, albeit with shorter intervals between first and second waves (seven and six years, respectively), 46% and 63% of participants were available for reinterview. In the three studies cited2121 Ottenbacher KJ, Graham JE, Al Snih S, Raji M, Samper-Ternent R, Ostir GV, et al. Mexican Americans and frailty: findings from the Hispanic established populations epidemiologic studies of the elderly. Am J Public Health [Internet]. 2009;99(4):673–9. Disponível em: http://dx.doi.org/10.2105/AJPH.2008.143958

22 Espinoza SE, Jung I, Hazuda H. Frailty transitions in the San Antonio Longitudinal Study of Aging. J Am Geriatr Soc [Internet]. 2012;60(4):652–60. Disponível em: http://dx.doi.org/10.1111/j.1532-5415.2011.03882.x
-2323 Bentur N, Sternberg SA, Shuldiner J. Frailty Transitions in Community Dwelling Older People. Isr Med Assoc J [Internet]. 2016;18(8):449–53. Disponível em: https://www.ncbi.nlm.nih.gov/pubmed/28471574, the proportion of participants who either died or were lost between baseline and follow-up ranged from 20% to 44% and 18% to 24%, respectively. These rates differ somewhat to the rates found in the present study of 14.9% deceased and 42.3% lost to follow-up. While it was not possible to ascertain all cases of death among the losses registered, the interviews conducted at the households, together with the input of proxies, likely reduced the prevalence and incidence of losses due to physical limitations and/or cognitive impairment.

Losses over time are inevitable in cohort studies involving older populations. This lack of retention can be explained, in part, by the variables mortality and morbidity2424 Bhamra S, Tinker A, Mein G, Ashcroft R, Askham J. The retention of older people in longitudinal studies: A review of the literature. Qual Ageing [Internet]. 2008;9(4):27–35. Disponível em: https://www.emerald.com/insight/content/doi/10.1108/14717794200800025/full/html. Level of sample attrition due to uncontrollable losses of participants tends to increase with longer interval between first and last assessments. In addition, attrition also tends to be greater in older cohorts than younger samples2424 Bhamra S, Tinker A, Mein G, Ashcroft R, Askham J. The retention of older people in longitudinal studies: A review of the literature. Qual Ageing [Internet]. 2008;9(4):27–35. Disponível em: https://www.emerald.com/insight/content/doi/10.1108/14717794200800025/full/html

25 Cacioppo JT, Cacioppo S. The Population-Based Longitudinal Chicago Health, Aging, and Social Relations Study (CHASRS): Study Description and Predictors of Attrition in Older Adults. Arch Sci Psychol [Internet]. 2018;6(1):21–31.Disponível em: http://dx.doi.org/10.1037/arc0000036
-2626 Jacobsen E, Ran X, Liu A, Chang C-CH, Ganguli M. Predictors of attrition in a longitudinal population-based study of aging. Int Psychogeriatr [Internet]. 2021;33(8):767–78. Disponível em: http://dx.doi.org/10.1017/S1041610220000447. In cohort studies involving the older population, poorer health and socioeconomic status are factors associated with loss of control over the sample conditions as a whole and, thus, also associated with attrition. Participants requiring more care have a greater likelihood of not being included in the follow-up assessment2626 Jacobsen E, Ran X, Liu A, Chang C-CH, Ganguli M. Predictors of attrition in a longitudinal population-based study of aging. Int Psychogeriatr [Internet]. 2021;33(8):767–78. Disponível em: http://dx.doi.org/10.1017/S1041610220000447,2727 Young AF, Powers JR, Bell SL. Attrition in longitudinal studies: who do you lose? [Internet]. Australian New Zealand J Public Health. 2006;30:353–61. Disponível em: http://dx.doi.org/10.1111/j.1467-842x.2006.tb00849.x. As a result, the data on the remaining participants may become biased in that they more strongly reflect the characteristics of those individuals whose health status allowed continuation in the study than the characteristics of the overall sample. A similar phenomenon gives rise to a ‘healthy survivor effect’, often evident in older cohorts2727 Young AF, Powers JR, Bell SL. Attrition in longitudinal studies: who do you lose? [Internet]. Australian New Zealand J Public Health. 2006;30:353–61. Disponível em: http://dx.doi.org/10.1111/j.1467-842x.2006.tb00849.x. Despite the knowledge that the representativeness of follow-up samples tends to deteriorate over time, deaths are expected and thus tend to introduce less bias than attrition due to other factors2828 Brilleman SL, Pachana NA, Dobson AJ. The impact of attrition on the representativeness of cohort studies of older people. BMC Med Res Methodol [Internet]. 2010;10:71. Disponível em: http://dx.doi.org/10.1186/1471-2288-10-71.

In the present study, participants who died before the follow-up were older and had lower educational level than survivors reinterviewed at follow-up. The rates of cognitive impairment and frailty at baseline were also significantly higher in the deceased group than the reinterviewed group. These data are consistent with results of studies which found differences for sociodemographic variables, cognitive state and health conditions between individuals not reinterviewed due to death or other reasons, and those interviewed again at follow-up2525 Cacioppo JT, Cacioppo S. The Population-Based Longitudinal Chicago Health, Aging, and Social Relations Study (CHASRS): Study Description and Predictors of Attrition in Older Adults. Arch Sci Psychol [Internet]. 2018;6(1):21–31.Disponível em: http://dx.doi.org/10.1037/arc0000036,2626 Jacobsen E, Ran X, Liu A, Chang C-CH, Ganguli M. Predictors of attrition in a longitudinal population-based study of aging. Int Psychogeriatr [Internet]. 2021;33(8):767–78. Disponível em: http://dx.doi.org/10.1017/S1041610220000447.

In a 10-year longitudinal study, Cacioppo and Cacioppo2525 Cacioppo JT, Cacioppo S. The Population-Based Longitudinal Chicago Health, Aging, and Social Relations Study (CHASRS): Study Description and Predictors of Attrition in Older Adults. Arch Sci Psychol [Internet]. 2018;6(1):21–31.Disponível em: http://dx.doi.org/10.1037/arc0000036 reported that all-cause attrition was associated with age, education, family income and retirement. Conversely, participant retention in the sample was associated with better cognitive function and more social relationships. In another investigation2626 Jacobsen E, Ran X, Liu A, Chang C-CH, Ganguli M. Predictors of attrition in a longitudinal population-based study of aging. Int Psychogeriatr [Internet]. 2021;33(8):767–78. Disponível em: http://dx.doi.org/10.1017/S1041610220000447, also with a 10-year follow-up, being older, male, socially isolated, physically inactive and presenting cognitive impairment at baseline predicted loss in subsequent waves. For every additional year of age at follow-up, there was a 2.8% greater risk of attrition, while for each extra point on the MMSE at baseline, this risk was reduced by 6.0%2626 Jacobsen E, Ran X, Liu A, Chang C-CH, Ganguli M. Predictors of attrition in a longitudinal population-based study of aging. Int Psychogeriatr [Internet]. 2021;33(8):767–78. Disponível em: http://dx.doi.org/10.1017/S1041610220000447.

Besides mortality, cognitive impairment also numbers among the common causes of attrition in longitudinal studies involving older adults. According to Chatfield et al.2929 Chatfield MD, Brayne CE, Matthews FE. A systematic literature review of attrition between waves in longitudinal studies in the elderly shows a consistent pattern of dropout between differing studies. J Clin Epidemiol [Internet]. 2005;58(1):13–9. Disponível em: http://dx.doi.org/10.1016/j.jclinepi.2004.05.006, who conducted a systematic review of factors associated with attrition in cohort studies involving older adults and greater cognitive impairment were independent determinants of sample dropout at follow-up, excluding attrition due to participant death. The authors found high dropout rates among participants that had cognitive deficit, lived alone and were single.

In the present study, no statistically significant differences were evident for age, sex, education, family income and frailty at baseline between the reinterviewed group and the group lost to follow-up. In a follow-up of a subsample of the Fibra network of Juiz de Fora (MG), Barbosa et al.3030 Barbosa SR, Mansur HN, Colugnati FAB. Impacts of frailty on the negative health outcomes of elderly Brazilians. Rev Bras Geriatr Gerontol [Internet]. 2017;20(6):836–44. Disponível em: https://doi.org/10.1590/1981-22562017020.170069 also found no introduction of significant bias in the sample studied, except for a higher proportion of individuals who lived alone at baseline among the sample losses at five-six-year follow-up, a result partially in line with the findings of the present study. It is important to note that methodological differences in data collection at follow-up between the study by Barbosa et al.3030 Barbosa SR, Mansur HN, Colugnati FAB. Impacts of frailty on the negative health outcomes of elderly Brazilians. Rev Bras Geriatr Gerontol [Internet]. 2017;20(6):836–44. Disponível em: https://doi.org/10.1590/1981-22562017020.170069 compared with the present investigation, namely, a shorter time interval between assessments, exclusion of cognitively impaired subjects and interviews conducted by telephone, may have contributed to the disparities in results.

Comparing baseline with follow-up, there was a statistically significant increase in the number of respondents who lived alone, had no partner, a low family income, and cognitive deficit. In addition, there was a decrease in the proportion of non-frail individuals and an increase in frail participants. A five-year evaluation of a cohort of oldest old individuals by Rhor et al.3131 Röhr S, Löbner M, Gühne U, Heser K, Kleineidam L, Pentzek M, et al. Changes in Social Network Size Are Associated With Cognitive Changes in the Oldest-Old. Front Psychiatry [Internet]. 2020;11:330. Disponível em: https://doi.org/10.3389/fpsyt.2020.00330 reported that a third of participants were socially isolated at follow-up. This group was older and had lower MMSE scores, where most had no partner and lived alone. Data from the ELSA (English Longitudinal Study of Ageing)3232 Abell JG, Steptoe A. Why is living alone in older age related to increased mortality risk? A longitudinal cohort study. Age Ageing [Internet]. 2021;50(6):2019–24. Disponível em: https://doi.org/10.1093/ageing/afab155 showed that eight-year mortality risk was higher in older adults who had started living alone during the follow-up, whether because of divorce or widowhood, and also in participants that had depression, loneliness and reduced mobility. In situations of widowhood, irrespective of changes in income, older adults can subsequently start living with their adult children and grandchildren, a shift which can often negatively impact their own well-being3333 Carr D, Utz RL. Families in Later Life: A Decade in Review. J Marriage Fam [Internet]. 2020;82(1):346–63. Disponível em: https://doi.org/10.1111/jomf.12609.

Of the changes observed after nine years, cognitive performance merits attention because it has a negative impact on health, increases risk of disability, reduced quality of life and contributes to other adverse outcomes1111 Panza F, Seripa D, Solfrizzi V, Tortelli R, Greco A, Pilotto A, et al. Targeting Cognitive Frailty: Clinical and Neurobiological Roadmap for a Single Complex Phenotype. J Alzheimers Dis [Internet]. 2015;47(4):793–813. Disponível em: http://dx.doi.org/10.3233/JAD-150358. Aging-related cognitive decline varies among individuals, where some people maintain relatively high levels of cognitive function in late life, while others experience rapid decline1616 Neri AL, Yassuda MS, Araújo LF de, Eulálio M do C, Cabral BE, Siqueira MEC de, et al. Metodologia e perfil sociodemográfico, cognitivo e de fragilidade de idosos comunitários de sete cidades brasileiras: Estudo FIBRA. Cad Saude Publica [Internet]. 2013;29(4):778–92. Disponível em: https://doi.org/10.1590/S0102-311X2013000400015,3535 Fhon JRS, Rodrigues RAP, Santos JLF, Diniz MA, dos Santos EB, Almeida VC, et al. Factors associated with frailty in older adults. Rev Saúde Pública [Internet]. 2018;52:74–74. Disponível em: https://doi.org/10.11606/S1518-8787.2018052000497. According to the review by Wu et al.3434 Wu Z, Phyo AZZ, Al-Harbi T, Woods RL, Ryan J. Distinct Cognitive Trajectories in Late Life and Associated Predictors and Outcomes: A Systematic Review. J Alzheimers Dis Rep [Internet]. 2020;4(1):459–78. Disponível em: https://doi.org/ doi.org/10.3233/ADR-200232, different trajectories in cognition can take place. Social determinants of health commonly associated with more favorable trajectories include high educational level, social engagement and physical activity, whereas depressive symptoms, physical limitations, diabetes and smoking number among the risk factors3434 Wu Z, Phyo AZZ, Al-Harbi T, Woods RL, Ryan J. Distinct Cognitive Trajectories in Late Life and Associated Predictors and Outcomes: A Systematic Review. J Alzheimers Dis Rep [Internet]. 2020;4(1):459–78. Disponível em: https://doi.org/ doi.org/10.3233/ADR-200232.

In international studies involving follow-ups of six to 10 years2121 Ottenbacher KJ, Graham JE, Al Snih S, Raji M, Samper-Ternent R, Ostir GV, et al. Mexican Americans and frailty: findings from the Hispanic established populations epidemiologic studies of the elderly. Am J Public Health [Internet]. 2009;99(4):673–9. Disponível em: http://dx.doi.org/10.2105/AJPH.2008.143958,2222 Espinoza SE, Jung I, Hazuda H. Frailty transitions in the San Antonio Longitudinal Study of Aging. J Am Geriatr Soc [Internet]. 2012;60(4):652–60. Disponível em: http://dx.doi.org/10.1111/j.1532-5415.2011.03882.x, changes in frailty status were found to follow the same pattern identified in the present study, i.e. a decrease in the proportion of non-frail, accompanied by an increase in frail individuals. To the best of our knowledge, few studies in Brazil have tracked changes in life and health conditions in older adults for longer periods2121 Ottenbacher KJ, Graham JE, Al Snih S, Raji M, Samper-Ternent R, Ostir GV, et al. Mexican Americans and frailty: findings from the Hispanic established populations epidemiologic studies of the elderly. Am J Public Health [Internet]. 2009;99(4):673–9. Disponível em: http://dx.doi.org/10.2105/AJPH.2008.143958,2222 Espinoza SE, Jung I, Hazuda H. Frailty transitions in the San Antonio Longitudinal Study of Aging. J Am Geriatr Soc [Internet]. 2012;60(4):652–60. Disponível em: http://dx.doi.org/10.1111/j.1532-5415.2011.03882.x. Fhon et al.3535 Fhon JRS, Rodrigues RAP, Santos JLF, Diniz MA, dos Santos EB, Almeida VC, et al. Factors associated with frailty in older adults. Rev Saúde Pública [Internet]. 2018;52:74–74. Disponível em: https://doi.org/10.11606/S1518-8787.2018052000497, observed a rise in frailty after six years, and estimated an increase in mean frailty score of 0.5% for each additional year of age and of 8.4% for living without a partner or spouse. Akin to the pattern seen in the present study, the authors observed an increase in the number of participants classified as frail (17.6% vs. 50.4%) and a decrease in the number of non-frail (59.5% vs. 28.6%) individuals, between baseline and follow-up3535 Fhon JRS, Rodrigues RAP, Santos JLF, Diniz MA, dos Santos EB, Almeida VC, et al. Factors associated with frailty in older adults. Rev Saúde Pública [Internet]. 2018;52:74–74. Disponível em: https://doi.org/10.11606/S1518-8787.2018052000497. Worsening frailty appeared to be associated with different factors, predominantly older age, female gender, presence of neurodegenerative diseases, cognitive impairment and unfavorable socioeconomic conditions. By contrast, other factors (male gender, education, social support, cultural engagement and physical activity) had potential protective effects1414 Welstead M, Jenkins ND, Russ TC, Luciano M, Muniz-Terrera G. A Systematic Review of Frailty Trajectories: Their Shape and Influencing Factors. Gerontologist [Internet]. 2021;61(8):e463–75. Disponível em: https://doi.org/10.1093/geront/gnaa061.

The present study has several limitations, such as the high dropout between baseline and follow-up. Given that part of this attrition occurred due to unavoidable events typically expected in aged cohorts, including death and cognitive decline, we believe no bias was introduced to the sample and thus the older adults reinterviewed were representative of Brazilian oldest-old. Another limitation inherent to the study was the long interval between baseline and follow-up measurements, or the absence of additional collection interim timepoints. Future longitudinal studies should address this shortcoming, thereby improving the likelihood of identifying direct and indirect determinants of negative outcomes, such as cognitive deficits, frailty, disability and multimorbidity.

The high financial costs, most of which enjoy no immediate return, the lack of permanent well-prepared teams for planning and executing longitudinal research projects, along with a shortage and discontinuity of physical and human resources are factors underlying the low number of longitudinal studies in Brazil. However, further longitudinal studies are pivotal to elucidate the repercussions of aging on the health and well-being of this population.

The second wave of the Fibra study included a sample of oldest-old recruited within family households, a segment of the population that has been poorly investigated to date. Estimates for the coming decades project a rise in the number of poor oldest-old with low educational level and poor state of health1515 Fonseca Travassos G, Bragança Coelho A, Arends-Kuenning MP. The elderly in Brazil: demographic transition, profile, and socioeconomic condition. Rev Bras Estud Popul [Internet]. 2020;37:1–27. Disponível em: https://doi.org/10.20947/S0102-3098a0129. This study reflects a concerted effort to gain a clearer picture of this group and plan more effective interventions to improve their lives, negatively impacted by adversities both old and new.

CONCLUSION

After the nine-year follow-up period, an increase in physical, cognitive and social vulnerability of the participants was evident. Furthermore, those who died during the period differed at baseline for age, education, cognitive status and frailty status compared with survivors. These data highlight the need for public policies that favor not only the quality of life of oldest-old, but which also reduce health inequalities over the lifespan. Thus, by identifying changes in the profile of the older population over time, individual and collective preventive strategies can be better planned and implemented. Such strategies should be aimed not only at the wellbeing of older individuals and their families, but also seek to attenuate the burden of Brazilian population aging on the national health and social service systems. Therefore, longitudinal cohort studies involving representative samples of the population with more regular measurements over time are needed to help inform public policies aimed at older adults, both preventive and for long-term care.

  • Funding: CAPES/PROCAD, Nº do processo 2972/2014-01, FAPESP Nº 2016/00084-8, CNPq Nº 424789/2016-7. Bolsa PNPD/CAPES para Daniela de Assumpção, Nº do processo: 88887.320898/2019-00.

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Edited by

Edited by: Maria Luiza Diniz de Sousa Lopes

Publication Dates

  • Publication in this collection
    06 June 2022
  • Date of issue
    2022

History

  • Received
    09 Nov 2021
  • Accepted
    28 Mar 2022
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