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Relationship between lower-limb muscle strength and functional independence among elderly people according to frailty criteria: a cross-sectional study

Relação entre força muscular de membros inferiores e independência funcional de idosos segundo critérios de fragilidade: um estudo transversal

Abstracts

CONTEXT AND OBJECTIVE:

Muscle strength and functional independence are considered to be determinants of frailty levels among elderly people. The aim here was to compare lower-limb muscle strength (LLMS) with functional independence in relation to sex, age and number of frailty criteria, and to ascertain the influence of these variables on elderly outpatients' independence.

DESIGN AND SETTING:

Quantitative cross-sectional study, in a tertiary hospital.

METHODS:

The study was conducted on 150 elderly outpatients of both sexes who were in a cognitive condition allowing oral communication, between October 2005 and October 2007. The following instruments were used: five-times sit-to-stand test (FTSST), Functional Independence Measurement (FIM) and Lawton's Instrumental Activities of Daily Living Scale (IADL). Descriptive, comparative, multivariate, univariate and Cronbach alpha analyses were performed.

RESULTS:

The mean time taken in the FTSST was 21.7 seconds; the mean score for FIM was 82.2 and for IADL was 21.2; 44.7% of the subjects presented 1-2 frailty criteria and 55.3% > 3 criteria. There was a significant association between LLMS and functional independence in relation to the number of frailty criteria, without homogeneity regarding sex and age. Functional independence showed significant influence from sex and LLMS.

CONCLUSION:

Elderly individuals with 1 or 2 frailty criteria presented greater independence in all FTSST scores. The subjects with higher LLMS presented better functional independence.

Elderly; Muscle strength; Disability evaluation; Activities of daily living; Frail elderly


CONTEXTO E OBJETIVO:

A força muscular e a independência funcional são consideradas indicadores de níveis de fragilidade em idosos. O objetivo foi comparar a força muscular de membros inferiores (FM de MMII) com a independência funcional em função de sexo, idade e número de critérios de fragilidade e verificar a influência dessas variáveis na independência em idosos ambulatoriais.

TIPO DE ESTUDO E LOCAL:

Estudo transversal quantitativo, em hospital terciário.

MÉTODOS:

Estudo realizado entre outubro de 2005 e outubro de 2007 com 150 idosos ambulatoriais de ambos os sexos, com condições cognitivas suficientes para comunicação oral, sendo utilizados os seguintes instrumentos: teste de levantar e sentar da cadeira cinco vezes consecutivas, Medida de Independência Funcional (MIFm) e Escala de Atividades Instrumentais (AIVDt) de Lawton. Foram realizadas análises descritivas, de comparação, multivariadas, univariadas e de alfa de Cronbach.

RESULTADOS:

O tempo médio no teste de levantar e sentar da cadeira foi de 21,7 segundos, a pontuação média da MIFm de 82,2 e da AIVDt de 21,2; 44,7% dos sujeitos apresentaram 1-2 critérios de fragilidade e 55,3% > 3 critérios. Houve associação significativa entre FM de MMII e independência funcional em função do número de critérios de fragilidade, sem homogeneidade em relação ao sexo e idade. A independência funcional sofreu influência significativa de sexo e FM de MMII.

CONCLUSÕES:

Os idosos com um ou dois critérios de fragilidade apresentaram melhor independência em todos os escores do teste de levantar e sentar da cadeira. Os sujeitos com maior FM de MMII apresentaram melhor independência funcional.

Idoso; Força muscular; Avaliação da deficiência; Atividades cotidianas; Idoso fragilizado


INTRODUCTION

Sarcopenia, which comprises loss of muscle mass associated with aging, derives from a complex process.11. Doherty TJ. The influence of aging and sex on skeletal muscle mass and strength. Curr Opin Clin Nutr Metab Care. 2001;4(6):503-8.

2. Goodpaster BH, Park SW, Harris TB, et al. The loss of skeletal muscle strength, mass, and quality in older adults: the health, aging and body composition study. J Gerontol A Biol Sci Med Sci. 2006;61(10):1059-64.
- 33. Zhong S, Chen CN, Thompson LV. [Sarcopenia of ageing: functional, structural and biochemical alterations]. Braz J Phys Ther (Impr.) = Rev Bras Fisioter. 2007;11(2):91-7. These changes to muscle composition result from muscle fiber atrophy, reduction in the production of certain hormones (testosterone, adrenal androgens and growth hormone) and inappropriate food intake, among other factors.11. Doherty TJ. The influence of aging and sex on skeletal muscle mass and strength. Curr Opin Clin Nutr Metab Care. 2001;4(6):503-8.

2. Goodpaster BH, Park SW, Harris TB, et al. The loss of skeletal muscle strength, mass, and quality in older adults: the health, aging and body composition study. J Gerontol A Biol Sci Med Sci. 2006;61(10):1059-64.

3. Zhong S, Chen CN, Thompson LV. [Sarcopenia of ageing: functional, structural and biochemical alterations]. Braz J Phys Ther (Impr.) = Rev Bras Fisioter. 2007;11(2):91-7.

4. Newman AB, Haggerty CL, Goodpaster B, et al. Strength and muscle quality in a well-functioning cohort of older adults: the Health, Aging and Body Composition Study. J Am Geriatr Soc. 2003;51(3):323-30.

5. Marcell TJ. Sarcopenia: causes, consequences, and preventions. J Gerontol A Biol Sci Med Sci. 2003;58(10):M911-6.
- 66. Yu F, Hedström M, Cristea A, Dalén N, Larsson L. Effects of ageing and gender on contractile properties in human skeletal muscle and single fibers. Acta Physiol (Oxf). 2007;190(3):229-41.

The decrease in muscle strength resulting from sarcopenia causes significant functional loss with regard to performing activities of daily living (ADLs), and this is the main etiological factor in the development of functional dependence among elderly individuals.11. Doherty TJ. The influence of aging and sex on skeletal muscle mass and strength. Curr Opin Clin Nutr Metab Care. 2001;4(6):503-8. , 33. Zhong S, Chen CN, Thompson LV. [Sarcopenia of ageing: functional, structural and biochemical alterations]. Braz J Phys Ther (Impr.) = Rev Bras Fisioter. 2007;11(2):91-7. , 66. Yu F, Hedström M, Cristea A, Dalén N, Larsson L. Effects of ageing and gender on contractile properties in human skeletal muscle and single fibers. Acta Physiol (Oxf). 2007;190(3):229-41.

7. Ostchega Y, Harris TB, Hirsch R, et al. Reliability and prevalence of physical performance examination assessing mobility and balance in older persons in the US: data from the Third National Health and Nutrition Examination Survey. J Am Geriatr Soc. 2000;48(9):1136-41.

8. Janssen WG, Bussmann HB, Stam HJ. Determinants of sit-to-stand movement: a review. Phys Ther. 2002;82(9):866-79.

9. Visser M, Kritchevsky SB, Goodpaster BH, et al. Leg muscle mass and composition in relation to lower extremity performance in men and women aged 70 to 79: the health, aging and body composition study. J Am Geriatr Soc. 2002;50(5):897-904.

10. Greenlund LJ, Nair KS. Sarcopenia--consequences, mechanisms, and potential therapies. Mech Ageing Dev. 2003;124(3):287-99.

11. Janssen I. Influence of sarcopenia on the development of physical disability: the Cardiovascular Health Study. J Am Geriatr Soc. 2006;54(1):56-62.
- 1212. Lauretani F, Russo CR, Bandinelli S, et al. Age-associated changes in skeletal muscles and their effect on mobility: an operational diagnosis of sarcopenia. J Appl Physiol. 2003;95(5):1851-60. The association between muscle strength and functional independence has been pointed out in the literature, and the study by Janssen et al.88. Janssen WG, Bussmann HB, Stam HJ. Determinants of sit-to-stand movement: a review. Phys Ther. 2002;82(9):866-79. deserves special attention. This assessed 504 elderly individuals and identified a significant correlation (P < 0.05) between sarcopenia and high risk of developing dependence for performing ADLs.

Nevertheless, sarcopenia expressively contributes towards development of the frailty syndrome,55. Marcell TJ. Sarcopenia: causes, consequences, and preventions. J Gerontol A Biol Sci Med Sci. 2003;58(10):M911-6. , 1313. Fried LP, Walston J. Frailty and failure to thrive. In: Hazzard WR, Blass JP, Halter JB, Ouslander JG, Tinetti ME, editors. Principles of geriatric medicine and gerontology. 5th ed. New York: McGraw-Hill; 2003. p. 1487-502.

14. Fried LP, Tangen CM, Walston J, et al. Frailty in older adults: evidence for a phenotype. J Gerontol A Biol Sci Med Sci. 2001;56(3):M146-56.

15. Vanitallie TB. Frailty in the elderly: contributions of sarcopenia and visceral protein depletion. Metabolism. 2003;52(10 Suppl 2):22-6.

16. Roubenoff R. Sarcopenia: effects on body composition and function. J Gerontol A Biol Sci Med Sci. 2003;58(11):1012-7.

17. Walston J, Hadley EC, Ferrucci L, et al. Research agenda for frailty in older adults: toward a better understanding of physiology and etiology: summary from the American Geriatrics Society/National Institute on Aging Research Conference on frailty in Older Adults. J Am Geriatr Soc. 2006;54(6):991-1001.

18. Abate M, Di Iorio A, Di Renzo D, et al. Frailty in the elderly: the physical dimension. Eura Medicophys. 2007;43(3):407-15.
- 1919. Woods NF, LaCroix AZ, Gray SL, et al. Frailty: emergence and consequences in women aged 65 and older in the Women's Health Initiative Observational Study. J Am Geriatr Soc. 2005;53(8):1321-30. which was defined by Fried and Walston1313. Fried LP, Walston J. Frailty and failure to thrive. In: Hazzard WR, Blass JP, Halter JB, Ouslander JG, Tinetti ME, editors. Principles of geriatric medicine and gerontology. 5th ed. New York: McGraw-Hill; 2003. p. 1487-502. as a state of physiological vulnerability, with diminishment of the capacity to maintain or recover homeostasis when faced with stress and/or environmental challenges. These authors proposed that frailty consisted of three elements: neuromuscular alterations, deregulation of the neuroendocrine system and dysfunction of the immunological system. Until the 1980s, frailty syndrome was understood as functional incapacity. However, studies have shown that these are distinct conditions, and that frailty can actually contribute towards development of functional dependence.1717. Walston J, Hadley EC, Ferrucci L, et al. Research agenda for frailty in older adults: toward a better understanding of physiology and etiology: summary from the American Geriatrics Society/National Institute on Aging Research Conference on frailty in Older Adults. J Am Geriatr Soc. 2006;54(6):991-1001.

18. Abate M, Di Iorio A, Di Renzo D, et al. Frailty in the elderly: the physical dimension. Eura Medicophys. 2007;43(3):407-15.
- 1919. Woods NF, LaCroix AZ, Gray SL, et al. Frailty: emergence and consequences in women aged 65 and older in the Women's Health Initiative Observational Study. J Am Geriatr Soc. 2005;53(8):1321-30. In a study by Woods et al.,1919. Woods NF, LaCroix AZ, Gray SL, et al. Frailty: emergence and consequences in women aged 65 and older in the Women's Health Initiative Observational Study. J Am Geriatr Soc. 2005;53(8):1321-30. elderly women who were considered to be pre-frail and frail showed, respectively, 1.64 and 3.15 times greater chances of developing functional dependence, in comparison with non-frail individuals, after a three-year study.

Most studies have shown that women are more likely to present functional incapacity and characteristics of the frailty phenotype, since they are more exposed and live longer than men.1414. Fried LP, Tangen CM, Walston J, et al. Frailty in older adults: evidence for a phenotype. J Gerontol A Biol Sci Med Sci. 2001;56(3):M146-56. , 2020. Barbosa AR, Souza JM, Lebrão ML, Laurenti R, Marucci Mde F. [Functional limitations of Brazilian elderly by age and gender differences: data from SABE Survey]. Cad Saude Publica. 2005;21(4):1177-85. Studies on these differences are important for constructing strategies for elderly care. Considering that frailty and decreased muscle strength are associated with elderly people's functional abilities, the present study had the objectives of investigating the relationship between lower-limb muscle strength (LLMS) and functional independence, taking into consideration gender, age and a number of frailty criteria among elderly outpatients, and of investigating the influence of these variables on functional independence.

OBJECTIVE

The aims of this study were to compare lower-limb muscle strength (LLMS) with functional independence, taking into consideration gender, age and a number of frailty criteria, and to ascertain the influence of these variables on the independence of elderly outpatients.

METHODS

This was a descriptive quantitative cross-sectional study, and data were gathered as part of a major project developed in the Geriatrics Outpatient Clinic of a university hospital in Campinas (Universidade Estadual de Campinas, Unicamp). It was approved by the institution's Research Ethics Committee, as decision no. 240/2003.

In this study, a non-probabilistic convenience sample of 150 elderly people of both sexes who were followed up as outpatients was assessed between October 2005 and October 2007. The subjects met the following inclusion criteria: agreeing to participate in the study, signing a free and informed consent statement and being in a cognitive condition for oral communication to be established, so that an interview could be conducted and the Mini-Mental State Examination could be applied, as prescribed by Bertolucci et al.2121. Bertolucci PH, Brucki SM, Campacci SR, Juliano Y. O Mini-Exame do Estado Mental em uma população geral. Impacto da escolaridade [The Mini-Mental State Examination in a general population: impact of educational status] . Arq Neuropsiquiatr. 1994;52(1):1-7. The exclusion criteria were: refusal to participate, impaired oral communication, cognitive deficit that could harm comprehension and Mini Mental State Examination (MMSE) score lower than the cutoff score.

As many older adults as possible per day were approached to inquire about their willingness to take part in the study, their availability for an interview and their compatibility with the inclusion criteria. We were able to interview two older adults a day.

The variables for this study were as follows:

Sociodemographic variables: gender and age;

Anthropometry: weight, height, body mass index (BMI) and handgrip strength;

Mobility and flexibility: gait speed test and LLMS, which are part of the short physical performance battery (SPPB) that was proposed by Guralnik et al.2222. Guralnik JM, Simonsick EM, Ferrucci L, et al. A short physical performance battery assessing lower extremity function: association with self-reported disability and prediction of mortality and nursing home admission. J Gerontol. 1994;49(2):M85-94. and adapted to the Brazilian Portuguese language by Nakano;2323. Nakano MM. Versão brasileira da Short Physical Performance Battery - SPPB: adaptação cultural e estudo da confiabilidade [Brazilian version of the Short Physical Performance Battery - SPPB: cross-cultural adaptation and reliability study] (Dissertation). Campinas: Faculdade de Educação da Universidade Estadual de Campinas; 2007. Available from: http://cutter.unicamp.br/document/?code=vtls000412296. Accessed in 2013 (Sep 24).
http://cutter.unicamp.br/document/?code=...

Physical activity: practice and weekly frequency;

MMSE: with cutoff score greater than or equal to 13 (for illiterate individuals), 18 (individuals with one to seven years of schooling) and 26 (individuals with eight years of schooling or more);2121. Bertolucci PH, Brucki SM, Campacci SR, Juliano Y. O Mini-Exame do Estado Mental em uma população geral. Impacto da escolaridade [The Mini-Mental State Examination in a general population: impact of educational status] . Arq Neuropsiquiatr. 1994;52(1):1-7.

Depressive status: two questions from the depression tracking scale (Center for Epidemiologic Studies Depression Scale, CES-D), which was developed by Radloff2424. Radloff LS. The CES-D scale: A self-report depression scale for research in the general population. Applied Psychological Measurement. 1977;1(3):385-401. Available from: http://apm.sagepub.com/content/1/3/385.abstract. Accessed in 2013 (Sep 24).
http://apm.sagepub.com/content/1/3/385.a...
and validated in Brazil for the elderly population by Batistoni et al.2525. Batistoni SS, Neri AL, Cupertino AP. Validade da escala de depressão do Center for Epidemiological Studies entre idosos brasileiros [Validity of the Center for Epidemiological Studies Depression Scale among Brazilian elderly]. Rev Saude Publica. 2007;41(4):598-605.

To identify frailty, the criteria of Fried et al.1414. Fried LP, Tangen CM, Walston J, et al. Frailty in older adults: evidence for a phenotype. J Gerontol A Biol Sci Med Sci. 2001;56(3):M146-56. were used with some adaptations, as follows:

  • Involuntary weight loss: over the last year, over 4.5 kg or 10% of body weight;

  • Exhaustion: self-reported fatigue assessed through two questions ("Did you feel that you had to make an effort to accomplish your habitual tasks?" and "Were you unable to do your things?") taken from the depression tracking scale CES-D. In the case of an affirmative answer for a period of three or more days of the previous week, the subject was graded as positive for exhaustion;

  • Decreased walking speed: the time taken to walk a distance of 4.0 meters one way and 4.0 meters back again was measured using a chronometer, taking the best time for this course, adjusted according to sex and height. For men of heights < 1.73 and > 1.73 meters respectively, times of > 7 seconds and > 6 seconds were considered positive. For women of heights < 1.59 and > 1.59 meters respectively, times of > 7 seconds and > 6 seconds were considered positive;

  • Muscle weakness: this was evaluated by means of a handgrip dynamometer. The individual under evaluation was positioned standing upright with the arms along the body, except for wheelchair users, who did the test in the seated position. The highest value was taken from three measurements of handgrip strength, with intervals of approximately five minutes between them, adjusted for sex and body mass index. Men were graded positive for muscle weakness when their handgrip strength was < 29.0 kgf for body mass index < 24.0 kg/m2; < 30.0 kgf for body mass index 24.1 to 26.0; and < 32.0 kgf for body mass index > 28.0. For women, the values were <17.0 kgf for body mass index < 23.0; < 17.3 kgf for body mass index 23.1 to 26.0; < 18.0 kgf for body mass index 26.1 to 29.0; and < 21.0 kgf for body mass index > 29.0.

  • Low level of physical activity: this was graded positive for elderly individuals who were inactive or who performed physical activities less than twice a week.

After evaluating the frailty criteria, two groups were obtained: one group with one or two criteria (considered to be pre-frail) and the other with three or more criteria (considered to be frail), as suggested by Fried et al.1414. Fried LP, Tangen CM, Walston J, et al. Frailty in older adults: evidence for a phenotype. J Gerontol A Biol Sci Med Sci. 2001;56(3):M146-56. All of the subjects in this study presented at least one of the criteria.

To evaluate lower-limb muscle strength, the five-times sit-to-stand test (FTSST) was used. This forms part of the Short Physical Performance Battery instrument, which was proposed by Guralnik et al.2222. Guralnik JM, Simonsick EM, Ferrucci L, et al. A short physical performance battery assessing lower extremity function: association with self-reported disability and prediction of mortality and nursing home admission. J Gerontol. 1994;49(2):M85-94. and was adapted to the Brazilian Portuguese language by Nakano2323. Nakano MM. Versão brasileira da Short Physical Performance Battery - SPPB: adaptação cultural e estudo da confiabilidade [Brazilian version of the Short Physical Performance Battery - SPPB: cross-cultural adaptation and reliability study] (Dissertation). Campinas: Faculdade de Educação da Universidade Estadual de Campinas; 2007. Available from: http://cutter.unicamp.br/document/?code=vtls000412296. Accessed in 2013 (Sep 24).
http://cutter.unicamp.br/document/?code=...
The test was undertaken using an armless chair that was 46 centimeters high from its seat to the floor. The individual under evaluation sat on the chair with arms folded across the chest. Points were awarded according to the time needed to complete the test. Zero was attributed when the elderly individual was unable to perform the test or required > 60 seconds to complete it; one point if the time needed was > 16.7 seconds; two points if the time was between 13.70 and 16.69 seconds; three points if the time was between 11.20 and 13.69 seconds; and 4 points if the time was < 11.19 seconds. Scores 3 and 4 for the lower-limb muscle strength test were grouped together because of the small number of subjects with each score (n = 8 and n = 6, respectively).

Functional independence was assessed in relation to basic and instrumental activities of daily living activities (BADL and IADL), and was measured according to the motor score of the functional independence measurement (FIM)2626. Riberto M, Miyazaki MH, Jorge Filho D, Sakamoto H, Battistella LR. Reprodutibilidade da versão brasileira da Medida de independência funcional [Reproductivity brazilian version of functional independence measure]. Acta Fisiátrica. 2001;8(1):45-52. , 2727. Riberto M, Miyazaki MH, Jucá SSH, et al. Validação da versão brasileira da Medida de Independência Funcional [Validation of the brazilian version of Functional Independence Measure]. Acta Fisiátrica. 2004;11(2):72-6. and the instrumental activities proposed by Lawton and Brody2828. Lawton MP, Brody EM. Assessment of older people: self-maintaining and instrumental activities of daily living. Gerontologist. 1969;9(3):179-86. as adapted by Freitas and Miranda.2929. Freitas EV, Miranda RD. Parâmetros clínicos do envelhecimento e avaliação geriatrica ampla. In: Freitas EV, Py L, Cançado FAX, et al. , editores. Tratado de geriatria e gerontologia. 2a ed. Rio de Janeiro: Guanabara Koogan; 2006. p. 900-9. FIM is an instrument containing 18 items, divided into two subscales: 1- motor FIM (mFIM), concerning self-care, sphincter control and mobility; 2- cognitive-social FIM, concerning communication and social cognition. Each item receives a score ranging from 1 (total dependence) to 7 (complete independence), with a total score ranging from 18 to 126. The motor component score ranges from 13 to 91 points. In assessing the instrumental activities, the following tasks were considered: food preparation; doing the household chores; washing and ironing the clothes; doing manual work; handling medication; using the telephone and handling money; doing the shopping and using means of transportation. If the task is performed "independently" three points are attributed; two points when there is "partial independence" and one point for "total dependence" and the total score ranges from 9 (maximum dependence) to 27 points (maximum independence). In both instruments, the higher the score is, the higher the functional independence is.

The results were subjected to the following analyses. Descriptive analysis was performed to make measurements of position (mean, median, minimum and maximum) and dispersion (standard deviation). Cronbach's alpha coefficient was used to evaluate the reliability of the instruments, such that high internal consistency was indicated by values greater than or equal to 0.7. The Shapiro-Wilk test was used to point out situations of non-normal distribution of the sample, which would require subsequent use of nonparametric statistical tests. The Kruskal-Wallis test was used to compare the LLMS scores and FIM and IADL, taking into consideration sex, age and frailty criteria, followed by the post-hoc Dunn test.

Univariate analysis of variance (ANOVA) was used to evaluate the impact of each variable of interest (sex, age, LLMS and frailty) on the scores of each functional independence evaluation tool (mFIM and IADL). Multivariate analysis of variance (MANOVA) was used to ascertain the combined influence of the variables of interest on the mFIM and IADL scores (dependent variables). Variables that were not normally distributed were transformed into ranks in these analyses. MANOVA was used to test the significance of the difference between measurements of two or more groups in relation to two or more dependent variables that were taken into account simultaneously. The significance level used was 5% (P < 0.05).

RESULTS

Table 1 shows that the mean age of the elderly individuals was 76.4 ± 7.8 years and that women predominated (64.2%).

Table 1
Sociodemographic, anthropometric and functional characterization of the individuals studied (n = 150)

The mean time taken to perform the LLMS test was 21.7 ± 7.9 seconds; 26 subjects were unable to perform the test; the mean mFIM score was 82.3 ± 9.4 and the mean IADL score was 21.2 ± 4.9. Regarding the frailty criteria, 67 individuals (44.7%) presented 1 to 2 criteria (and were considered to be pre-frail) and 83 (55.3%) presented 3 or more criteria (and were considered to be frail).

Reliability analysis on the tools was performed through calculating Cronbach's alpha coefficient, and this showed high internal consistency, with values of 0.92 for mFIM and 0.86 for IADL.

Table 2 presents the results from comparisons between the median mFIM and IADL scores and the FTSST scores between the sexes. In the LLMS, men with scores of 3 and 4 presented significantly higher median mFIM (P < 0.001) and IADL (P = 0.001) than women with these scores in the LLMS.

Table 2
Comparison between the lower limb muscle strength (LLMS) scores (five-times sit-to-stand test, FTSST), taking sex into consideration, and the median scores for the motor functional independence measurement (mFIM) and instrumental activities of daily living (IADL) among the elderly individuals studied (n = 150)

Table 3 shows the comparison between FTSST and mFIM and IADL, taking age into consideration. There was a statistically significant difference between FTSST and the median mFIM (P = 0.016) among the elderly subjects aged 60 to 69 years and aged 80 years or over with LLMS score 0, in comparison with the subjects aged 80 years or over with LLMS scores of 3 and 4. Elderly individuals aged 80 years or over with FTSST scores of 3 and 4 showed higher median IADL (P < 0.001) in relation to the elderly individuals in the other age groups with FTSST score 0 and those aged 70 to 79 years with scores of 3 and 4.

Table 3
Comparison between lower limb muscle strength (LLMS) scores (five-times sit-to-stand test, FTSST), taking age into consideration, and the median scores for the motor functional independence measurement (mFIM) and instrumental activities of daily living (IADL) among the elderly individuals studied (n = 150)

Comparative analyses on median mFIM and IADL taking into consideration the number of frailty criteria according to the FTSST scores are presented in Table 4. Significantly higher median mFIM (P < 0.001) was observed for the elderly with LLMS score 1 and one or two frailty criteria, in comparison with the elderly individuals with LLMS scores of 0 and 3 and 4 with three or more frailty criteria. On the other hand, elderly individuals with LLMS score 0 and one or two frailty criteria presented significantly lower median mFIM (P < 0.001), in comparison with the elderly individuals with mFIM score 2 with three or more criteria. Elderly individuals with LLMS scores of 2, 3 and 4 and one or two criteria presented significantly higher median IADL (P < 0.001) than elderly individuals with LLMS scores of 0, 3 and 4 with three or more criteria.

Table 4
Comparison between the lower limb muscle strength (LLMS) scores (five-times sit-to-stand test, FTSST), taking the number of frailty criteria into consideration, and the median scores for the motor functional independence measure (mFIM) and instrumental activities of daily living (IADL) among the elderly individuals studied (n = 150)

Considering that LLMS is a variable that presents a statistically significant relationship with mFIM and IADL scores, taking into consideration age, sex and frailty criteria, a variance analysis model was created with the aim of identifying the variables that influenced functional independence the most. Thus, by analyzing the impact of each variable on functional independence (Table 5), it was observed that mFIM was significantly influenced by sex (P = 0.004) and LLMS (P = 0.010). IADL was influenced by sex (P = 0.044), age (P = 0.023) and LLMS (P = 0.019). Hence, men and subjects with higher LLMS presented better mFIM and IADL scores; the younger elderly individuals presented better mFIM and IADL scores and the younger elderly individuals also presented better IADL scores. The frailty criteria did not have any influence on functional independence. In the multivariate analysis (MANOVA) presented in Table 5, independence assessed by means of mFIM and IADL scores continued to be significantly influenced by the variables of sex (P = 0.015) and LLMS (P = 0.026).

Table 5
Results from multivariate analysis of variance (MANOVA) and univariate analysis of variance (ANOVA)

DISCUSSION

The main results showed that functional independence was positively related to lower-limb muscle strength at different frailty levels. The sociodemographic characteristics of the elderly individuals attended at the outpatient clinic studied corresponded to the average profile for Brazilian elderly people, i.e. the group was formed mostly by women and was close to the mean age of the elderly Brazilian population (73.1 years).30 A study using the same sample found that 71.2% of the volunteers had five or more diseases and that 67.1% had five or more comorbidities.3131. Gomes GA, Cintra FA, Batista FS, et al. Elderly outpatient profile and predictors of falls. Sao Paulo Med J. 2013;131(1):13-8. Regarding frailty characteristics, a community-based study in the same city showed that females, higher age groups and lower income groups correlated with greater frailty, with more fatigue, less muscle strength and slower gait.3232. Costa TB, Neri AL. Medidas de atividade física e fragilidade em idosos: dados do FIBRA Campinas, São Paulo, Brasil [Indicators of physical activity and frailty in the elderly: data from the FIBRA study in Campinas, São Paulo State, Brazil]. Cad Saude Publica. 2011;27(8):1537-50.

Previous studies3333. Ostchega Y, Harris TB, Hirsch R, et al. Reliability and prevalence of physical performance examination assessing mobility and balance in older persons in the US: data from the Third National Health and Nutrition Examination Survey. J Am Geriatr Soc. 2000;48(9):1136-41.

34. Aoyagi K, Ross PD, Nevitt MC, et al. Comparison of performance-based measures among native Japanese, Japanese-Americans in Hawaii and Caucasian women in the United States, ages 65 years and over: a cross-sectional study. BMC Geriatr. 2001;1:3.

35. Lord SR, Murray SM, Chapman K, Munro B, Tiedemann A. Sit-to-stand performance depends on sensation, speed, balance, and psychological status in addition to strength in older people. J Gerontol A Biol Sci Med Sci. 2002;57(8):M539-43.

36. McCarthy EK, Horvat MA, Holtsberg PA, Wisenbaker JM. Repeated chair stands as a measure of lower limb strength in sexagenarian women. J Gerontol A Biol Sci Med Sci. 2004;59(11):1207-12.

37. Forrest KY, Zmuda JM, Cauley JA. Correlates of decline in lower extremity performance in older women: A 10-year follow-up study. J Gerontol A Biol Sci Med Sci. 2006;61(11):1194-200.

38. Ferreira FFP, Izzo H, Filho WJ. Impacto da capacidade física na saúde percebida entre idosos em velhice avançada. Saúde Coletiva. 2007;4(17):154-7. Available from: http://www.redalyc.org/articulo.oa?id=84201705. Accessed in 2013 (Sep 24).
http://www.redalyc.org/articulo.oa?id=84...

39. Aslan UB, Cavlak U, Yagci N, Akdag B. Balance performance, aging and falling: a comparative study based on a Turkish sample. Arch Gerontol Geriatr. 2008;46(3):283-92.
- 4040. Mazzà C, Benvenuti F, Bimbi C, Stanhope SJ. Association between subject functional status, seat height, and movement strategy in sit-to-stand performance. J Am Geriatr Soc. 2004;52(10):1750-54. that used the FTSST to measure LLMS among elderly individuals showed higher performance than was observed in the present study, in which the mean time taken in the FTSST was 21.7 seconds. It might be possible to explain this discrepancy in terms of the profile of elderly individuals attended at the outpatient clinic studied, which followed certain inclusion criteria, such as advanced age and functional deficit. A study by Aslan et al.3939. Aslan UB, Cavlak U, Yagci N, Akdag B. Balance performance, aging and falling: a comparative study based on a Turkish sample. Arch Gerontol Geriatr. 2008;46(3):283-92. on 115 elderly outpatients who were able to walk without help and did not present any neurological disease or visual and/or auditory problems showed that the mean time taken to perform the FTSST was 14.4 ± 6.88 seconds. In a study on 44 elderly individuals of mean age 83.13 ± 3.3 years who were able to walk with or without a device to help them and who presented clinical stability, Ferreira et al.3838. Ferreira FFP, Izzo H, Filho WJ. Impacto da capacidade física na saúde percebida entre idosos em velhice avançada. Saúde Coletiva. 2007;4(17):154-7. Available from: http://www.redalyc.org/articulo.oa?id=84201705. Accessed in 2013 (Sep 24).
http://www.redalyc.org/articulo.oa?id=84...
found that the mean time taken to perform the FTSST was 12.72 ± 6.94 seconds. Although these elderly individuals presented advanced age, one of the inclusion criteria of their study was that the subjects needed to be able to walk. On the other hand, this criterion was not taken into consideration in the methodology of the present study.

In comparing LLMS and functional independence in relation to sex, age and number of frailty criteria, it was found that the FTSST distinguished the degree of independence between men and women only at extreme scores, with greater independence among the men. Previous studies3535. Lord SR, Murray SM, Chapman K, Munro B, Tiedemann A. Sit-to-stand performance depends on sensation, speed, balance, and psychological status in addition to strength in older people. J Gerontol A Biol Sci Med Sci. 2002;57(8):M539-43. , 4141. Singh AS, Chin A Paw MJ, Bosscher RJ, van Mechelen W. Cross-sectional relationship between physical fitness components and functional performance in older persons living in long-term care facilities. BMC Geriatr. 2006;7:6:4.

42. Lima-Costa MF, Barreto SM, Giatti L. Condições de saúde, capacidade funcional, uso de serviços saúde e gastos com medicamentos da população idosa brasileira: um estudo descritivo baseado na Pesquisa Nacional por Amostra de Domicílios [Health status, physical functioning, health services utilization, and expenditures on medicines among Brazilian elderly: a descriptive study using data from the National Household Survey]. Cad Saude Publica. 2003;19(3):735-43.
- 4343. Duarte YA, Lebrão ML, Lima FD. Contribuição dos arranjos domiciliares para o suprimento de demandas assistenciais dos idosos com comprometimento funcional em São Paulo, Brasil [The contribution of living arrangements in the provision of care for elderly persons with functional impairments in São Paulo, Brazil]. Rev Panam Salud Publica. 2005;17(5-6):370-8. on elderly outpatients living in the community did not show any difference in performance in the FTSST between the sexes, except for the study by Barbosa et al.2020. Barbosa AR, Souza JM, Lebrão ML, Laurenti R, Marucci Mde F. [Functional limitations of Brazilian elderly by age and gender differences: data from SABE Survey]. Cad Saude Publica. 2005;21(4):1177-85. in which the influence of higher numbers of diseases and greater obesity presented by women would explain their worse performance in the test, in comparison with the men. In the present study, the elderly individuals of both sexes probably presented similar performance in the FTSST, thus corroborating the findings in literature, which can explain why there was a difference in independence between the sexes only at the minimum and maximum scores of the test.

Comparing LLMS and independence among the age groups, there was only a significant difference at the minimum and maximum scores, with greater independence among the subjects aged 80 years or over and with higher LLMS. In the literature,3535. Lord SR, Murray SM, Chapman K, Munro B, Tiedemann A. Sit-to-stand performance depends on sensation, speed, balance, and psychological status in addition to strength in older people. J Gerontol A Biol Sci Med Sci. 2002;57(8):M539-43. , 3737. Forrest KY, Zmuda JM, Cauley JA. Correlates of decline in lower extremity performance in older women: A 10-year follow-up study. J Gerontol A Biol Sci Med Sci. 2006;61(11):1194-200. , 3838. Ferreira FFP, Izzo H, Filho WJ. Impacto da capacidade física na saúde percebida entre idosos em velhice avançada. Saúde Coletiva. 2007;4(17):154-7. Available from: http://www.redalyc.org/articulo.oa?id=84201705. Accessed in 2013 (Sep 24).
http://www.redalyc.org/articulo.oa?id=84...
significant associations between FTSST and age have been reported, with lower performance in the test among older elderly individuals. It is likely that because of the profile of the elderly individuals attended at the Geriatric Outpatient Clinic studied here, where the outpatients are aged between 60 and 79 years, some degree of functional impairment was presented. All the subjects studied may have presented similar performance in the test, independently of age, and this possibly explains the finding that there was only a difference between the age groups at the extremities of the test scores, and might also explain the better performance of the elderly individuals aged 80 years or over. It was also found that the FTSST significantly distinguished the functional independence of the elderly individuals with one or two frailty criteria from those with three or more criteria, except for the individuals with LLMS score 0 and one or two criteria in relation to those with LLMS score 2 and three or more criteria, in which the latter presented significantly higher mFIM scores. It is possible that the individuals with one or two frailty criteria presented criteria relating to muscle strength (grip strength, gait speed and physical activity) that might have interfered with their BADL performance.

Concerning functional independence, it was found that sex and LLMS influenced BADL and IADL performance: these results are consistent with reports in the literature, except for the absence of the influence of age.4343. Duarte YA, Lebrão ML, Lima FD. Contribuição dos arranjos domiciliares para o suprimento de demandas assistenciais dos idosos com comprometimento funcional em São Paulo, Brasil [The contribution of living arrangements in the provision of care for elderly persons with functional impairments in São Paulo, Brazil]. Rev Panam Salud Publica. 2005;17(5-6):370-8.

44. Santos JL, Lebrão ML, Duarte YA, Lima FD. [Functional performance of the elderly in instrumental activities of daily living: an analysis in the municipality of São Paulo, Brazil]. Cad Saude Publica. 2008;24(4):879-86.

45. Leveille SG, Penninx BW, Melzer D, Izmirlian G, Guralnik JM. Sex differences in the prevalence of mobility disability in old age: the dynamics of incidence, recovery, and mortality. J Gerontol B Psychol Sci Soc Sci. 2000;55(1):S41-50.

46. Wray LA, Blaum CS. Explaining the role of sex on disability: a population-based study. Gerontologist. 2001;41(4):499-510.

47. Rosa TE, Benício MH, Latorre Mdo R, Ramos LR. Fatores determinantes da capacidade funcional entre idosos [Determinant factors of functional status among the elderly]. Rev Saude Publica. 2003;37(1):40-8.

48. Guerra RO, Alvarado BE, Zunzunegui MV. Life course, gender and ethnic inequalities in functional disability in a Brazilian urban elderly population. Aging Clin Exp Res. 2008;20(1):53-61.

49. Murtagh KN, Hubert HB. Gender differences in physical disability among an elderly cohort. Am J Public Health. 2004;94(8):1406-11.

50. Zunzunegui MV, Alvarado BE, Béland F, Vissandjee B. Explaining health differences between men and women in later life: a cross-city comparison in Latin America and the Caribbean. Soc Sci Med. 2009;68(2):235-42.

51. Guralnik JM, Ferrucci L, Simonsick EM, Salive ME, Wallace RB. Lower-extremity function in persons over the age of 70 years as a predictor of subsequent disability. N Engl J Med. 1995;332(9):556-61.

52. Ostir GV, Markides KS, Black SA, Goodwin JS. Lower body functioning as a predictor of subsequent disability among older Mexican Americans. J Gerontol A Biol Sci Med Sci. 1998;53(6):M491-95.

53. Guralnik JM, Ferrucci L, Pieper CF, et al. Lower extremity function and subsequent disability: consistency across studies, predictive models, and value of gait speed alone compared with the short physical performance battery. J Gerontol A Biol Sci Med Sci. 2000;55(4):M221-31.

54. Atkinson HH, Cesari M, Kritchevsky SB, et al. Predictors of combined cognitive and physical decline. J Am Geriatr Soc. 2005;53(7):1197-1202.

55. Onder G, Penninx BW, Ferrucci L, et al. Measures of physical performance and risk for progressive and catastrophic disability: results from the Women's Health and Aging Study. J Gerontol A Biol Sci Med Sci. 2005;60(1):74-9.
- 5656. Rolland Y, Lauwers-Cances V, Cesari M, et al. Physical performance measures as predictors of mortality in a cohort of community-dwelling older French women. Eur J Epidemiol. 2006;21(2):113-22. Guralnik et al.5151. Guralnik JM, Ferrucci L, Simonsick EM, Salive ME, Wallace RB. Lower-extremity function in persons over the age of 70 years as a predictor of subsequent disability. N Engl J Med. 1995;332(9):556-61. studied 1,122 elderly individuals and also found that the subjects with higher LLMS evaluated through FTSST presented greater functional independence, a conclusion that was obtained after four years of study. The study by Rosa et al.4747. Rosa TE, Benício MH, Latorre Mdo R, Ramos LR. Fatores determinantes da capacidade funcional entre idosos [Determinant factors of functional status among the elderly]. Rev Saude Publica. 2003;37(1):40-8. which investigated the determining factors of functional independence among elderly individuals, identified that females and individuals with advanced age presented greater probability of developing functional dependence (P < 0.001). Again, it is likely that the absence of influence of age on independence in the present study was due to the profile of the elderly individuals attended at the Geriatric Outpatient Clinic.

There are some limitations to the present study. Because of the absence of a group of elderly people without frailty criteria, other comparisons were not possible with the non-frail individuals. This is once again possibly due to the profile of the elderly individuals followed up at the Geriatrics Outpatient Clinic. In general, these elderly people seek this health service because they already have some health care needs. In addition, the elderly individuals of this sample present peculiar characteristics; therefore, the results cannot be generalized for the population in general.

Nonetheless, it was possible to identify significant differences in lower-limb muscle strength between the groups with one or two frailty criteria and those with three or more criteria, thus showing that these aspects should be taken into consideration in developing actions aimed towards improving elderly people's quality of life.

The findings from our study draw attention to the role of decreased muscle strength among elderly people in relation to development of functional dependence, thus suggesting that recovery and rehabilitation programs conducted by qualified professionals need to be created. Further research should evaluate the relationship between frailty and functional performance in settings other than outpatient clinics, especially among women.

CONCLUSION

It was observed that male elderly individuals with advanced age (> 80 years), with one or two frailty criteria and higher LLMS presented better functional independence than younger female elderly individuals with lower LLMS and three or more frailty criteria. Separately, men and elderly individuals with higher LLMS presented better functional independence.

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  • Sources of funding: None

Publication Dates

  • Publication in this collection
    22 July 2014
  • Date of issue
    Aug 2014

History

  • Received
    07 Feb 2013
  • Reviewed
    11 Oct 2013
  • Accepted
    15 Oct 2013
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