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Conviviality and sustainability: Case studies on the governance of natural resources in Brazil

Convivialidad y sostenibilidad: estudios de caso sobre gobernanza de los recursos naturales en Brasil

Abstract

The multiscale nature of the environmental crisis brings together scientific and political mechanisms that converge on a common discursive axis: sustainability. This text contrasts vernacular and modern meanings of the commons and suggests conviviality as a counterpoint to the dilemmas posed by nature’s hypercommodification. Based on fieldwork, it describes governance parameters in the meliponiculture chain and the fishery management of pirarucu (Arapaima spp.) in the Amazon and the palm heart harvesting (Euterpe edulis) in the Atlantic Forest areas. It explores particularities in these resources’ governance as it aims to highlight possibilities and limitations to conviviality provided by these activities. For the cases studied, the convivial perspective is limited to cooperativism directed by the market. Still, a communal sense taken back as a principle for political action can offer broader horizons for the sustainability of governance.

Keywords:
Conviviality; governance; hyper commodification; natural resources; sustainability

Resumen

La naturaleza multiescalar de la crisis ambiental reúne mecanismos científicos y políticos que convergen en un discurso común: la sustentabilidad. Este texto contrasta los significados vernáculos y modernos del común, sugiriendo retomar la convivialidad como contrapunto a dilemas que plantean a hiper mercantilización de la naturaleza. Con base en trabajos de campo, se describen parámetros de gobernanza en la producción de meliponinas y en la pesquería manejada de pirarucú (Arapaima spp.) en la región amazónica y de la extracción de palma juçara (Euterpe. edulis) en la floresta atlántica. Al explorar particularidades en la gobernanza de estos recursos, el objetivo es evidenciar posibilidades y limitaciones a la convivencialidad en su uso. En los casos estudiados, la perspectiva convivencial tiende a limitarse al cooperativismo productivista y se concluye que la reanudación del sentido comunal como principio de acción política puede ofrecer horizontes más amplios para la sostenibilidad de la gobernanza.

Palabras-clave:
Convivialidad; gobernanza; hiper mercantilización; recursos naturales; sustentabilidad

Resumo

A natureza multiescalar da crise ambiental aglutina mecanismos científicos e políticos que convergem para um eixo discursivo comum: a sustentabilidade. Esse texto contrapõe sentidos vernáculos e modernos do comum, sugerindo retomar a convivencialidade como contraponto aos dilemas colocados por processos de hipermercantilização da natureza. Com base em trabalhos de campo, são descritos parâmetros de governança na produção de meliponíneos e da pesca manejada do pirarucu (Arapaima spp.) na região amazônica e do extrativismo do palmito juçara (Euterpe edulis) em porções da Mata Atlântica. Explorando comparativamente particularidades na governança desses recursos, objetiva-se evidenciar possibilidades e limitações à convivencialidade em seu regime de uso. Nos casos estudados, constata-se que a perspectiva convivencial tende a se limitar ao cooperativismo produtivista e conclui-se que retomada do sentido comunal como princípio de ação política pode oferecer horizontes mais amplos para a sustentabilidade dos regimes de governança.

Palavras-chave:
Convivencialidade; governança; hipermercantilização; recursos naturais; sustentabilidade

Introduction

The multiscale nature of the environmental crisis confronts the scientific and political-institutional sectors of the contemporary global agenda (EDGELL, 2022EDGELL, R.A. Grand challenges: the theoretics of discursive engagement, socio-temporal dilemmas and impact. Academia Letters, v. 5164, 2022.). While the former continually requires new epistemologies and evidence around sustainability, the latter makes explicit urgencies about best practices in resource governance (BAILEY; CAPROTTI, 2014BAILEY, I; CAPROTTI, F. The green economy: functional domains and theretical directions of enquiry. Environment and Planning A, Economy and Space, v.46, n.8, p. 1797-1813, 2014.). On a broad scale, institutional knowledge reappears across the political and scientific relationships that conform to this agenda. It makes it possible to inscribe sustainability as a hybrid repertoire of responses to the environmental crisis (ANTUSCH, 2022ANTUSCH, S. Academics versus the climate crisis. Nat Hum Behav, n.6, p.1448-1449, 2022.). In particular, sustainability has been part of discussions about the economic valuation of resources not produced by human activity or wholly accounted for by the economy (KOPNINA, 2017KOPNINA, H. Commodification of natural resources and forest ecosystem services: examining implications for forest protection. Environmental Conservation, v. 44, n. 1, p. 24-33, 2017.). Amid contemporary environmental discourse, the financial language has consolidated operative elements of sustainability that conceive nature as a set of resources potentially appropriated by the market (HAJER, 1995HAJER, M. The politics of environmental discourse: ecological modernization and the policy process. Gloucestershire: Clarendon Press, 1995.).

Initially, we problematize the economizing of the political and scientific agenda of sustainability (BENETT et al., 2018) and revisit the dilemma of the commons (HARDIN, 1968HARDIN, G. Tragedy of the Commons. Science, v. 162, n. 3859, p. 1243-1248, 1968.) from the confrontation of its vernacular and modern meanings (ESTEVA, 2018ESTEVA, G. Autonomía en América Latina. In: D’ALISA, D. Descrecimiento. México: Icaria editorial y Fundación Heinrich Böll, p.317-321, 2018.; DARDOT, LAVAL , 2017DARDOT, P; LAVAL, C. Comum: ensaio sobre a revolução no século XXI. São Paulo: Boitempo, 2017.; HARVEY, 2014HARVEY, D. Cidades rebeldes: do direito à cidade à revolução urbana. Tradução Jeferson Camargo. São Paulo: Martins Fontes, 2014.). Common resource governance parameters are discussed (OSTROM, 1990OSTROM E. Governing the Commons. The Evolution of Institutions for Collective Action. Cambridge University Press: New York. 1990.) and their interfaces with principles of conviviality (ILLICH, 1976ILLICH, I. A convivencialidade. Lisboa: Publicações Europa-América, 1976.). To this end, governance is viewed from dimensions that shape its diversity, quality, and vitality (BORRINI; HILL, 2015BORRINI G; HILL, R. Governance for the conservation of nature. In: WORBOYS, G.L; LOCKWOOD, M; KOTHARI, A; FEARY, S; PULSFORD, I. (org). Protected area governance and management. Canberra: ANU Press, p. 169-206, 2015.).

Secondly, the experiences of appropriation of natural resources in Brazil are presented, taking as case studies the governance of meliponine and the fishing management of pirarucu (Arapaima spp.) in the Amazon region and the extractivism of the juçara palm (Euterpe edulis) in portions of the Atlantic Forest. Particularities in the governance of these resources are discussed, and the objective is to point out evidence of conviviality in these regimes. The empirical analysis intends to show how the appropriation of the scientific and political agenda of the environmental crisis by the economic dimension has contributed to the emergence of supposed solutions based on the hyper commodification of nature (SOUZA SANTOS, 2002SOUZA SANTOS, B. A crítica da razão indolente: contra o desperdício da experiência. São Paulo: Cortez, 2002.). It is argued that a return to the sense of conviviality as a principle of political action (DARDOT; LAVAL, 2017DARDOT, P; LAVAL, C. Comum: ensaio sobre a revolução no século XXI. São Paulo: Boitempo, 2017.) would allow thinking about the ontological contours of sustainability as an alternative to market privatism (HARVEY, 2014HARVEY, D. Cidades rebeldes: do direito à cidade à revolução urbana. Tradução Jeferson Camargo. São Paulo: Martins Fontes, 2014.), which operates to reduce communal processes to the condition of natural resources (SULLIVAN, 2018SULLIVAN, S. Dissonant sustainabilities? Politicising and psychologizing antagonisms in the conservation-development nexus. Future Past Work Papers, v.5, p. 1-26, 2018.).

Sustainability in the Context of the hyper commodification of nature

Sustainability can be conceived as a discursive matrix applied to various purposes and triggers aspects of different fields of knowledge (BIGGER; DEMPSEY, 2018BIGGER, P; DEMPSEY, J. Reflecting on neoliberal natures: an exchange. Environment and Planning E, p. 25-75, 2018.). Despite the polysemic nature of the idea of sustainability and the sometimes well-defined boundaries of concepts in the environmental field (JACOBI, 2006JACOBI, P.R. Racionalidade ambiental. Rio de Janeiro: Civilização Brasileira, 2006.), the contributions of economic and ecological sciences gained prominence in an area that seeks to converge sustainability narratives and practices. This field articulates scientific artifacts (theories and interdisciplinary categories) and political propositions (answers to practical problems), which have significant consequences for socio-environmental dilemmas (SILVA JUNIOR, 2013SILVA JÚNIOR, R. D. A Sustentabilidade como híbrido: um olhar para artigos cientifico em ecologia, economia, sociologia e antropologia. 2013. 251p. Tese (Doutorado em Ambiente e Sociedade) - Instituto de Filosofia e Ciências Humanas, Universidade Estadual de Campinas, Campinas, SP, 2013.). In the scientific arena, sustainability was coined within the so-called hard sciences, particularly in systems theory in the 1980s, and incremented by the neoliberal tone in the following decades (BUSCHER et al., 2014BUSCHER, B; DRESSLER, W; FLETCHER, R. Nature Inc.: environmental conservation in the neoliberal age. The University of Arioza Press, 2014.). Since then, categories such as ‘resources,’ ‘goods,’ and ‘services’ - accompanied by the adjuncts’ natural,’ ‘environmental,’ and ‘ecosystems’ - have been widely adopted as operational elements of sustainability in a world of global exchanges (SULLIVAN, 2018SULLIVAN, S. Dissonant sustainabilities? Politicising and psychologizing antagonisms in the conservation-development nexus. Future Past Work Papers, v.5, p. 1-26, 2018.; BUSCHER et al., 2014).

An unfinished product of a late type of modernity, the idea of sustainability is crossed by tensions between science and politics, which are only sometimes convergent (ASIYANBI, 2017). If it was the perplexity generated by the perception of the finitude of resources that contributed to inserting the notion of an environmental crisis - assumed as a fact - at the center of the public, scientific and political debate (SACHS, 2002SACHS, I. Caminhos para o desenvolvimento sustentável. São Paulo: Editora Garamond, 2002.), it was the narratives around the idea of sustainability that advocated the possibility of sustained economic growth based on market mechanisms (LEFF, 2001LEFF, E. Saber ambiental: sustentabilidade, racionalidade, complexidade, poder. Tradução de Lúcia Mathilde Endlich Orth. Petrópolis. Editoras vozes, 2001.) and resulted in the primacy of productive power over nature (COLLARD; DEMPSEY, 2013COLLARD, R.C; DEMPSEY, J. Life for sale? The politics of lively commodities. Environment and Planning A, v.35, n.11, p. 2682-2699, 2013.).

Seeking to alert society to the problems of scarcity, the economic sciences successfully rose and began to conceive of nature as a resource, emphasizing its use attributes - whether as a good or a service (SULLIVAN, 2018SULLIVAN, S. Dissonant sustainabilities? Politicising and psychologizing antagonisms in the conservation-development nexus. Future Past Work Papers, v.5, p. 1-26, 2018.; KOPNINA, 2017KOPNINA, H. Commodification of natural resources and forest ecosystem services: examining implications for forest protection. Environmental Conservation, v. 44, n. 1, p. 24-33, 2017.). Economic rationality sought to solve a dilemma generated by itself, namely, to reconcile a linear (economic) system with a cyclical (ecological) system (MARTINEZ-ALLIER, 2021MARTINEZ-ALLIER, J. The circularity gap and the growth of world movements for environmental justice. Academia Letters, p.2, 2021.). Consequently, sustainability continues to gravitate around scientific refinements that identify critical points of environmental systems (ROCKSTRÖM, 2009ROCKSTRÖM, J. et al. A safe operating space for humanity. Nature, v. 461, n. 7263, p. 472, 2009.) or optimal points in the use economy of essential resources for humanity (BUSCHER et al., 2014BUSCHER, B; DRESSLER, W; FLETCHER, R. Nature Inc.: environmental conservation in the neoliberal age. The University of Arioza Press, 2014.).

In this perspective, the notion of natural resource refers to an abstraction of the value of elements not produced by humans, pointing to a process of emptying the materiality inherent in the concept of resource. In a context in which the idea of a natural resource was displaced from the scientific arena to the stricto sensu political sphere, the transformation of biodiversity elements into components of the production chain requires mechanisms for valuing these components (BUSCHER et al., 2014BUSCHER, B; DRESSLER, W; FLETCHER, R. Nature Inc.: environmental conservation in the neoliberal age. The University of Arioza Press, 2014.; HAHN et al., 2015HAHN, T; PINKSE, J; PREUSS, L; FIGGE, F. Tensions in corporate sustainability: towards an integrative framework. J. Bus. Ethics, v. 127, n. 2, p. 297-316, 2015.).

Although economic expedients focused on natural resources offer an apparent alternative to more conventional developmentalism, the commodification of nature also generates new dilemmas, whether from a social, political, or ecological perspective (SULLIVAN, 2018SULLIVAN, S. Dissonant sustainabilities? Politicising and psychologizing antagonisms in the conservation-development nexus. Future Past Work Papers, v.5, p. 1-26, 2018.), when considering the risks of treating biodiversity as a component of the market and reduce the governance of resources to an act of free choice (COLLARD; DEMPSEY, 2013COLLARD, R.C; DEMPSEY, J. Life for sale? The politics of lively commodities. Environment and Planning A, v.35, n.11, p. 2682-2699, 2013.; VERSCHUUREN, 2019VERSCHUUREN, B. Changing concepts and values in Natural Heritage Conservation: a view through IUCN and UNESCO Policies. Values in Heritage Management: emerging approaches and research directions. Los Angeles: The Getty Conservation Institute, p. 140-156, 2019.). Critical perspectives on the economic rhetoric in the environmental agenda seek to argue that the scientific basis of the concept of ‘resource’ comes from the intention of transmitting a message consistent with the neoliberal vision of the governance of nature (CORALIE et al., 2015CORALIE, C; GUILLAUME, O; CLAUDE, N. Tracking the origins and development of biodiversity offsetting in academic research and its implications for conservation: a review. Biol. Conserv, n.192, p. 492-503, 2015.).

When put into practice, the concept of a natural resource reinforces the economistic perspective of the governance of nature, in which human benefits remain the focus. Its main risk is allowing intrinsic and non-use values to give way to economic goals that adopt sustainability only as a backdrop (BUSCHER et al., 2014BUSCHER, B; DRESSLER, W; FLETCHER, R. Nature Inc.: environmental conservation in the neoliberal age. The University of Arioza Press, 2014.; ERNSTON, 2013ERNSTON, H. The social production of ecosystem services: a framework for studying environmental justice and ecological complexity in urbanized landscape. Landscape and Urban Planning, v.109, n.1, p. 7-17, 2013.; VERSCHUUREN, 2019VERSCHUUREN, B. Changing concepts and values in Natural Heritage Conservation: a view through IUCN and UNESCO Policies. Values in Heritage Management: emerging approaches and research directions. Los Angeles: The Getty Conservation Institute, p. 140-156, 2019.). On a larger scale, a wide range of economic instruments began to guide the use of natural resources: conversion of environmental fines, payments for environmental services, environmental compensation, natural capital, and the blue economy are some examples that seek to integrate ecological conservation objectives with approaches of neoliberal economies (MURADIAN et al., 2010MURADIAN, R; CORBERA, E; PASCUAL, U; KOSOY, N; MAY, P.H. Reconciling theory and practice: an alternative conceptual framework for understanding payments for environmental services. Ecological Economics, v. 69, p. 1202-1208, 2010.; SULLIVAN, 2018SULLIVAN, S. Dissonant sustainabilities? Politicising and psychologizing antagonisms in the conservation-development nexus. Future Past Work Papers, v.5, p. 1-26, 2018.). This intended integration will be called the hypercommodification of nature.

However, economic valuation may be less evident in the case of some resources or services provided by nature (SULLIVAN, 2018SULLIVAN, S. Dissonant sustainabilities? Politicising and psychologizing antagonisms in the conservation-development nexus. Future Past Work Papers, v.5, p. 1-26, 2018.), and perspectives based on the quality of life and good living (buen vivir) of local communities may represent the resumption of other non-economic values in the human relationship with these resources (ACOSTA, 2016ACOSTA, A. O bem viver: uma oportunidade para imaginar outros mundos. Tradução: Tadeu Breda São Paulo: Editora Elefante, 2016.268p.). Considering the contemporary environmental crisis and the idea of sustainability as products of the same discursive arrangement, we ask how the preceding notion of conviviality could be resisted in current governance regimes. We also questioned the scope and risks of trends in thinking about interactions between user communities and resources based on privatized approaches to governance. When exposed, the ambivalences of economic and global jargon for the management of natural resources bring back to the scene scales and local organizations (HEJNOWICZ; RUDD, 2017HEJNOWICZ, A.P; RUDD, M.A. The value landscape in ecosystem services: value, value wherefore art thou value? Sustainability, v. 9, n. 5, p. 850, 2017.), which can point to a return to the idea of conviviality as a possibility of more diverse perspectives of sustainability.

Conviviality and governance: reviewing the Dilemma of the Commons

Conflicts between individual and collective rationality, which could lead to disappearing common resources, led Hardin (1968HARDIN, G. Tragedy of the Commons. Science, v. 162, n. 3859, p. 1243-1248, 1968.) to propose transforming these resources into private goods or goods controlled by the State as a solution. A precursor to the economizing of environmental policies, the ‘tragedy of the commons’ thesis received support in the scientific field and conservationist practices at different scales. Although comprehensive, Hardin’s hypothesis (1969) is incomplete since it is based on assumptions of free access, the absence of restrictions on individual behavior, the irreversible overcoming of supply by demand, and the inability of users to change norms in the use of a resource (FEENY et al., 1990).

Harvey (2014HARVEY, D. Cidades rebeldes: do direito à cidade à revolução urbana. Tradução Jeferson Camargo. São Paulo: Martins Fontes, 2014.) criticized Hardin’s postulate, questioning the privatizing logic that guides the expedients dispensed to common goods. For Harvey (2014), the commons is not a particular type of resource but social practices that produce communalization processes from resources. The ‘true tragedy of the commons’ would be enunciated by privatizations, enclosures, spatial controls, policing, surveillance, and other instruments that threaten to transform the common into a commodity.

In the realm of natural resources, institutional approaches have emphasized the ability of local communities to create and adapt their own rules of use. Institutions are understood as a set of norms (formal and informal) that allow social interactions, restricting and facilitating human activities that are constantly negotiated and reformulated (GIBSON; AGRAWAL, 1999GIBSON, C; AGRAWAL, A. Enchantment and Disenchantment: The Role of Community in Natural Resource Conservation. World Development, v. 27, n. 4, p. 629-649, 1999.). In this perspective, the governance of common resources should be regulated collectively, with rules for the inclusion and exclusion of users and maintenance for all members’ balanced and rational use. When created locally, institutional arrangements around commons can strengthen internal cohesion and detect and exclude opportunistic actors (free riders) (OSTROM, 1990OSTROM E. Governing the Commons. The Evolution of Institutions for Collective Action. Cambridge University Press: New York. 1990.; OSTROM; TUCKER, 2009).

If these findings gained ground in small user communities, a pressing question remained: How to resolve the dilemma of the commons on a larger scale? Harvey (2014HARVEY, D. Cidades rebeldes: do direito à cidade à revolução urbana. Tradução Jeferson Camargo. São Paulo: Martins Fontes, 2014.) argues that the appropriation of the commons on a small scale will hardly be determined in the same ways as the appropriation of resources on a global scale. For the author, reasonable local solutions may not be suitable for planetary problems, and some enclosure may be necessary.

The controversies surrounding the dilemma of scale and enclosure of the commons make it possible to resume the notion of conviviality, previously proposed by Illich (1976ILLICH, I. A convivencialidade. Lisboa: Publicações Europa-América, 1976.) and which emphasizes individual freedom as an expedient. From the perspective of conviviality, any normative action (on the part of the State or another central actor) poses a problem. Conviviality suggests the possibility of more autonomous and creative human interactions with the environment, opposing social forms of instrumentation, regulated standardization, dependence, exploitation, and impotence.

Illich (1992ILLICH, I. Silence is a common. In: ______. In the mirror of the past: letters and addresses 1978-1990. Nova Iorque: Marion Boyars Publishers, 1992.) argues that, after successive enclosures, the environment was transformed into a resource at the service of economic undertakings, on which consumption needs are fulfilled. While Hardin (1968HARDIN, G. Tragedy of the Commons. Science, v. 162, n. 3859, p. 1243-1248, 1968.) and Ostrom (1994OSTROM, E. Neither market nor state: governance of common-pool resources in the twenty-first century. Lecture Presented June, 1994. Washington: International Food Policy Research Institute, 1994.) proposed the commons as an economic alternative, Illich proposed the commons as an alternative to the economy. Three decades ago, Illich (1992) anticipated the idea of Harvey (2014HARVEY, D. Cidades rebeldes: do direito à cidade à revolução urbana. Tradução Jeferson Camargo. São Paulo: Martins Fontes, 2014.) and warned us that transforming the commons into productive resources would constitute the most imperious form of environmental degradation. The validity of Illich’s postulate did not prevent different conceptions of conviviality from being forged over time.

While its vernacular meaning - commonality - is based on the denial of scarcity premises that define economic society and manifest itself in the autonomy of communities (ESTEVA, 2018ESTEVA, G. Autonomía en América Latina. In: D’ALISA, D. Descrecimiento. México: Icaria editorial y Fundación Heinrich Böll, p.317-321, 2018.), a modern meaning inscribes conviviality as a political principle of self-government. For Dardot and Laval (2017DARDOT, P; LAVAL, C. Comum: ensaio sobre a revolução no século XXI. São Paulo: Boitempo, 2017.), the commons are based on the collective search for new forms of democratic action. Refusing a priori attributes that would define common goods, the notion of the commons would rest on the joint effort itself and on the quality of that action. As an ‘instituting praxis,’ the commons is an activity that defines and revises rules regularly, contributing to the inappropriateness of the resource.

In this sense, using natural resources can aggregate public, communal, private, and hybrid practices that tension different lenses around the commons and establish other possibilities for conceiving governance based on conviviality. In a broad sense, governance refers to a system of rules, institutions, organizations, and networks that are established in different formats to guide a group or society to promote institutional arrangements for the conservation of natural resources, ecosystem services, and human well-being (BERKES et al., 2013BERKES, F; IBARRA, M.A; ARMITAGE, D; CHARLES, T; GRAHAM, J; LOUCKS, L; MAKINO, M; SATRIA, C; SEIXAS, J; ABRAHAM, J. Socio-ecological systems and community resilience. Working Group. Community Conservation Research Network (CCRN), 2013. 41p.). While the term management refers to the definition of objectives and means to guarantee the desired use of a resource, governance encompasses a broader notion, indicating a process of sharing responsibilities between different actors regarding the use of this resource (BORRINI; HILL, 2015BORRINI G; HILL, R. Governance for the conservation of nature. In: WORBOYS, G.L; LOCKWOOD, M; KOTHARI, A; FEARY, S; PULSFORD, I. (org). Protected area governance and management. Canberra: ANU Press, p. 169-206, 2015.; BENNET et al., 2018).

However, the definition of governance is often not followed by analysis parameters. Borrini and Hill (2015BORRINI G; HILL, R. Governance for the conservation of nature. In: WORBOYS, G.L; LOCKWOOD, M; KOTHARI, A; FEARY, S; PULSFORD, I. (org). Protected area governance and management. Canberra: ANU Press, p. 169-206, 2015.) suggest that the analysis of governance encompasses three main dimensions: the diversity of types of governance, principles of good governance, and the vitality of the use regime. All over the world, different governance regimes have been recognized according to the composition of actors who hold power and responsibility over a resource or area, configuring shared experiences by governments, communities, and private actors (FREDRIKSEN, 2014FREDRIKSEN, A. Assembling value(s): what a focus on the distributed agency of assemblages can contribute to the study of value. LSCV Working Paper Series, n.7, 2014.). In addition, a set of aspects have been enshrined as principles of good governance, including dimensions of legitimacy, strategic direction, performance, transparency, and justice (BORRINI et al., 2017BORRINI, G; DUDLEY, N; JAEGER, T; LASSEN, B; PATHAK BROOME, N; PHILLIPS, A; SANDWITH, T. Governança de áreas protegidas: da compreensão à ação. Série Diretrizes para melhores Práticas para Áreas Protegidas, n. 20, Gland, Suíça: UICN, 2017.). In turn, it is understood that the vitality of practices related to resource use depends on the functional integration of users, adaptability, wisdom, innovation, and empowerment that crosses the use regime (BORRINI; HILL, 2015). Table 1 summarizes these dimensions.

Table 1
- Dimensions of governance

Therefore, different types of governance can support principles of conviviality. When based on communities, governance seeks to establish positive relationships between biodiversity and local livelihoods (SALAFSKY; WOLLENBEG, 2000SALAFSKY, N; WOLLENBERG, E. Linking livelihoods and conservation: a conceptual framework and scale for assessing the integration of human needs and biodiversity. World development, v. 28, n. 8, p. 1421-1438, 2000.). For these positive relationships to materialize, partnerships and connections between the different levels of governance involved in conserving natural resources are necessary (OSTROM, 2009OSTROM, E; TUCKER, C. Pesquisa multidisciplinar relacionando instituições e transformações florestais. In: MORAN, E; OSTROM, E. (org.). Ecossistemas florestais: interações homem-ambiente. São Paulo. Editora SENAC, p. 109-138, 2009.). It should be remembered that local populations can also undertake unsustainable use of resources, resulting in their scarcity or even disappearance (CINNER et al., 2012CINNER, J.E.; McCLANAHAN, T.R.; NEIL, M.A; GRAHAM, N.A.; DAW, T.M.; MUKMININ, A.; FEARY, D.A.; RABEARISOA, A.L.; WAMUKOTA, A.; JIDDAWI, N.; CAMPBELL, S.J.; BAIRD, A.H.; JANUCHOWSKI-HARTLEY, F.A.; HAMED, S.; LAHARI, R.; MOROVE, T.; KUANGE, J. Co management of coral reef social-ecological systems. Proceedings of the National Academy of Sciences, v. 109, n. 14, p. 5219-5222, 2012.). By reviewing the commons’ dilemma in the light of the convivial perspective, we seek to understand the possibilities and limitations of conviviality governing natural resources. To this end, three case studies illustrate the diversity of governance regimes around natural resources appropriated by communities in different Brazilian contexts.

Governance of natural resources: Brazilian case studies

The Brazilian socio-environmental diversity can illustrate the complexity of interactions and factors that affect sustainability and the possibilities of conviviality in the governance of natural resources. Three cases of use of natural resources were considered: meliponiculture and arapaima fishing management in the State of Amazonas and extracting the juçara palm tree in the Atlantic Forest. Although located in different contexts (Figure 1), in all cases, a natural resource is appropriated by communities, which seek to validate practices known and shared by users. On the other hand, the prism of conviviality in the governance of these resources differs in each case. It reflects the characteristics of the resources themselves, the organization of users, and the ability to formulate, legitimize, and adapt norms. The governance regime for these resources is presented and described below. Subsequently, principles of conviviality are confronted in the three case studies.

Figure 1
- Location of case studies

Meliponiculture of native bees from the Urubu River

The beekeeping of native stingless bees is a traditional activity practiced by several communities in the Amazon. It is usually based on local knowledge, often to produce small volumes of honey for medicinal purposes (NOGUEIRA NETO, 1997NOGUEIRA NETO, P. Vida e criação de abelhas indígenas sem ferrão. São Paulo: Editora Nogueirapis, 1997. 447 p.). The production of stingless bees aimed at commercialization tends to be restricted to some rural groups organized in cooperatives seeking collective solutions to production demands. On the banks of the Urubu River, in the Boa Vista dos Ramos (AM) municipality, meliponiculture is developed from local practices of native bee management and processing honey. Since 2007, these practices have been fostered by a cooperative - COOPMEL (Cooperative of Indigenous Bees from the Amazon) - which brings together around 40 families distributed in four communities and manages approximately 2,000 bee colonies. Honey processing was also improved with the inauguration of a factory, which aims to facilitate the production and sale of cooperative products, meet government requirements, improve families’ income and working conditions, and restore and protect the forest cover. However, the governance of meliponiculture faces difficulties in meeting sanitary needs and logistical bottlenecks, preventing its production from reaching broader markets.

Pirarucu management

Widely spread among residents of the Amazon floodplain as a subsistence activity, fishing also has some species with established trade, such as the pirarucu (Arapaima spp.). This was the first Amazonian commercial fish species to be considered overexploited (RUFFINO, 2014RUFFINO, M. L. Status and trends of the fishery resources of the Amazon Basin in Brazil. FAO Technical Paper, p.1-19, 2014.), leading the government to publish protective measures to reduce capture and regulate international trade. In the State of Amazonas, the capture of pirarucu is only allowed in Conservation Units of Sustainable Use (CU), Indigenous Lands (TI), and Fishing Agreement Areas (AP) in the form of traditional fishing. Traditional fishing takes place in around 35 areas, involving more than 300 communities and more than 5,000 people, including fishermen and fisherwomen. In the context of fisheries, it comprises a set of community and government procedures and rules to protect and recover fish stocks to capture a portion of this stock. In management, the fish stock grew considerably (MELLO et al., 2019MELLO, C.M.C; MOTA, S.Q.C; SILVA, C.I.B. Harvest and trade of pirarucu in the Brazilian Amazon. In: COONEY, R (ed). Sustainable Use and Livelihoods Specialist Group. 2019. Disponível em: https://cites.org/eng/prog/livelihoods. Acesso em 28 de outubro de 2021.
https://cites.org/eng/prog/livelihoods...
), generated participant income, and stimulated the protection of the environment and other species in these ecosystems (SILVA; PERES, 2016SILVA, J.V.C; PERES, C.A. Community-based management induces rapid recovery of a high-value tropical freshwater fishery. Scientific reports, v.6, n.4745, 2016.). However, the insertion of this activity in the market economy has transformed the market itself into the main guide for the work of the community, becoming responsible for valuing the production of the fishermen and women in a retribution that does not always cover the costs of fishing and surveillance (ROSSONI et al. ., 2018ROSSONI, F; SILVA, J. V. C; ALVARENGA, F. Diagnóstico do manejo do pirarucu em áreas protegidas do Amazonas. Org. USAID e OPAN. Centro Laura Vicunã: Manaus, 2018.). In response, community fishermen and women have sought to add value to the activity, organizing themselves to explore new commercial spaces.

Juçara palm heart extractivism in the Ribeira Valley

The extraction of the juçara heart of palm (Euterpe edulis) in the Atlantic forest illustrates how the dilemma of resource appropriation can also characterize users’ insertion in exogenous conflict resolution models. As the removal of the heart of palm depends on cutting down the palm trees, this production causes tremendous ecological pressure on the species. The risk of extinction due to unrestrained use results from environmental regulations introduced with the creation of Integral Protection UCs, which changed the governance of the resource (MARINHO; FURLAN, 2008; REIS et al., 2000REIS, M. S; FANTINI, A. C; NODARI, R. O; REIS, A; GUERRA, M. P; MANTOVANI, A. Management and conservation of natural population in Atlantic Rain Forest: the case study of palm heart (Euterpe edulis Martius). Biotropica, v. 32, n. 4b, p. 894-902, 2000.). In addition to palm tree felling, the defaunation of large frugivores is another threat to the extinction of the juçara (GALETTI et al., 2013), producing genetic homogenization among palm populations (CARVALHO et al., 2016CARVALHO, C.S; GALETTI, M; COVELATTI, R.G; JORDANO, P. Defaunations leads to microevolutionary changes in a tropical palm. Sci. Rep, v. 6, n. 31957, p. 1-9, 2016.). Located in the most extensive remnants of the country’s Atlantic forest, the Ribeira Valley is home to a set of protected areas in southeastern Brazil, whose surroundings are occupied by rural communities that, faced with the impediment of cutting down, have become extractivists and clandestine hunters (GALETTI; FERNANDEZ, 1998). In the region, extractivist communities interact with different policy regulations and environmental organizations and are encouraged to adapt to income generation alternatives, little known by extractivists. Despite the proposal of sustainable practices, these communities are significantly pressured by police patrols around the protected areas.

Figura 2
Natural resources from the case studies: juçara, arapaina, and meliponine

Results: Characterizing the dimensions of resource governance

The case studies (Figure 2) illustrate not only a diversity of governance regimes but also how these regimes can overlap over time or even how the same model can manifest particularities in similar contexts. Using Amazonian resources - stingless bees and pirarucu - configures a shared type of governance (FREDRIKSEN, 2014FREDRIKSEN, A. Assembling value(s): what a focus on the distributed agency of assemblages can contribute to the study of value. LSCV Working Paper Series, n.7, 2014.). In fishing, communities control surveillance, protection, and activity monitoring actions. Different government levels recognize these practices and are responsible for fishing authorization and management of fishing areas. In contrast, the governance of meliponiculture shows a dependence on local cooperativism in relation to non-governmental organizations, characterizing asymmetrical power relations that compromise the autonomy of honey governance. Self-government in the appropriation of meliponine from the Urubu River loses vitality with the absence of monitoring and punishment of violators of common rules, amplifying the ‘opportunistic effect’ (OSTROM, 1990OSTROM E. Governing the Commons. The Evolution of Institutions for Collective Action. Cambridge University Press: New York. 1990.) in honey production. Finally, different factors influenced a transition of governance models in juçara extractivism in the Atlantic Forest. Originally, a cutting pace consistent with the reproduction rate of the species met a relative balance between local consumption and external demands. The intensification of the palm tree extraction rate reflects the lack of participation in creating UCs in the Ribeira Valley and the increase in the palm heart consumption market on a regional scale. Governance conducted by government actors replaced community practices and focused on promoting enforcement and punishment. Even centralizing decisions about the use of the resource, the State has not been able to prevent clandestine extraction and, more recently, shared regimes have sought to encourage sustainable uses of the resource - such as restocking actions, certified management, pulp production, agroforestry systems, and indirect uses, like tourism.

Governance quality and vitality parameters are also specific in each case. On the Urubu River (AM), the management of native bees presents good governance indicators, evidenced in endogenous decisions, the capillarity of the producers’ cooperation network, the diversity of partnerships, the transparency of the cooperative’s actions and the existence of sound environmental practices, as a seal of inspection. However, the production and sale of honey without processing and opportunistic behavior by non-cooperative members undermine the quality of governance. The vitality of the meliponiculture use regime is favored by the success of COOPMEL in consolidating integrations with different levels of decision, as well as by the synergy between traditional and scientific knowledge and by the openness to innovative management practices, such as Melipona pastures. On the other hand, critical points are found in local adaptive capacities and external dependency for inspection and monitoring. Good governance indicators are also found in the arapaima fishery management, highlighting local capabilities to formulate and adopt rules for use. This increased the stock of fish used for food, trade, and other species, such as chelonians. Even if invasions in areas of management threaten the vitality of governance, local communities organize themselves to combat unwanted occupations and trigger government agencies responsible for inspection. This collective organization strengthens decision-making capabilities and monitoring of fishing practices. In turn, the governance of juçara has few quality indicators. As clandestine cutting tends to be the main form of resource appropriation in the region, juçara extractivism illustrates how community action can result in unwanted environmental effects (CINNER et al., 2012CINNER, J.E.; McCLANAHAN, T.R.; NEIL, M.A; GRAHAM, N.A.; DAW, T.M.; MUKMININ, A.; FEARY, D.A.; RABEARISOA, A.L.; WAMUKOTA, A.; JIDDAWI, N.; CAMPBELL, S.J.; BAIRD, A.H.; JANUCHOWSKI-HARTLEY, F.A.; HAMED, S.; LAHARI, R.; MOROVE, T.; KUANGE, J. Co management of coral reef social-ecological systems. Proceedings of the National Academy of Sciences, v. 109, n. 14, p. 5219-5222, 2012.). The vitality of juçara governance is affected by local resistance to alternative uses, external dependency, and the heterogeneous organizing capacities of the communities. Table 2 compiles the primary evidence of governance parameters for the three resources presented.

Table 2
Dimensions of resource governance

Discussion: The possibilities of conviviality in governance

By reviewing the governance of natural resources, we seek to understand how convivial perspectives permeate the regime for using these resources. In principle, conviviality in the appropriation of meliponine in communities on the Urubu River is evidenced in the role of the local cooperative responsible for creating partnerships with a vast network of actors. This capacity for articulation allowed meliponiculturers to be included in government food acquisition programs. Beekeepers have expanded the consumer market by meeting sanitary requirements, earning a state inspection seal. Although inspection and origin certifications serve different purposes, the external seal on community productions symbolizes nature’s economic value and illustrates how hypermencantilization instruments are mixed with community practices (ASIYANBI, 2017). Thus, the process of value abstraction that guides governance with an economic bias (BUSCHER et al., 2014BUSCHER, B; DRESSLER, W; FLETCHER, R. Nature Inc.: environmental conservation in the neoliberal age. The University of Arioza Press, 2014.) has become a condition to guarantee the flow of community productions, even if on small scales. In addition, the autonomy of producers in Boa Vista dos Ramos (AM), the basis of commonality (ESTEVA, 2018ESTEVA, G. Autonomía en América Latina. In: D’ALISA, D. Descrecimiento. México: Icaria editorial y Fundación Heinrich Böll, p.317-321, 2018.), is compromised by aspects of the representativeness of cooperative members and the formation of new leadership. Therefore, commonality in meliponine governance seems limited to productivist cooperatives, distancing itself from the idea of commonality as a political principle that seeks new democratic forms of action (DARDOT; LAVAL, 2017DARDOT, P; LAVAL, C. Comum: ensaio sobre a revolução no século XXI. São Paulo: Boitempo, 2017.).

In arapaima fishing, the definition of management areas includes traditional knowledge about the resource and the rules of use resulting from community organization, representing a practice of communalization (HARVEY, 2014HARVEY, D. Cidades rebeldes: do direito à cidade à revolução urbana. Tradução Jeferson Camargo. São Paulo: Martins Fontes, 2014.). Fishing has a territorial and communal basis, defined by the need to monitor shared environments and maintain or increase fish stocks. Interestingly, although it is the same resource, the fishing areas and the community’s logistical and managerial capacities are heterogeneous. However, this heterogeneity does not affect the sustainability of governance. As suggested by the vernacular conception of the commons (ILLICH, 1992ILLICH, I. Silence is a common. In: ______. In the mirror of the past: letters and addresses 1978-1990. Nova Iorque: Marion Boyars Publishers, 1992.), more autonomous interactions with the resource are created when collective action escapes standardizing practices. Even if inserted in a context of direct resource commercialization, the organization of communities of fishermen and women suggests a repertoire of activities aligned with democratic principles. Community strengthening (FREDRIKSEN, 2014FREDRIKSEN, A. Assembling value(s): what a focus on the distributed agency of assemblages can contribute to the study of value. LSCV Working Paper Series, n.7, 2014.) occurs through the local search for training, institutional connections, and opportunities to improve working conditions at all management stages (fishing, capture, and marketing).

Historically, juçara extractivism in the Ribeira Valley demonstrates how rigid external control has undermined possibilities for self-government (HARVEY, 2014HARVEY, D. Cidades rebeldes: do direito à cidade à revolução urbana. Tradução Jeferson Camargo. São Paulo: Martins Fontes, 2014.). In the 1980s, the consolidation of top-down conservationist policies, based on creating protected areas, competed with rival local communities and environmental agencies, intensifying clandestine logging. Despite attempts to implement sustainable management of the heart of the palm, the initiatives were unsuccessful due to conflicts between regulatory and monitoring powers between different institutions. Even the recent proposal for selling juçara pulp, which aims to maintain the stock of palm trees in the forest, comes up against demands inconsistent with the reality of the communities. In this case, environmental norms represent a ‘tool’ (ILLICH, 1976ILLICH, I. A convivencialidade. Lisboa: Publicações Europa-América, 1976.) that tends to standardize heterogeneous management practices, weakening convivial forms of resource use. On the other hand, initiatives shared between communities and regional partners are intended to foster communal skills, such as the implementation of agroforestry systems (SAF’s), ecotourism as an added value to rural products, and the formation of a community network (Rede Juçara). Even if they emerge as alternatives within a production chain constrained by an environmental policy hierarchized by the market (BUSCHER et al., 2014BUSCHER, B; DRESSLER, W; FLETCHER, R. Nature Inc.: environmental conservation in the neoliberal age. The University of Arioza Press, 2014.), these proposals face community distrust.

Although they contain particularities, the three usage regimes have points in common. External regulations strongly influence the possibilities of conviviality in the governance of these resources. Even if common norms depend on the validation of external institutions (OSTROM, 1994OSTROM, E. Neither market nor state: governance of common-pool resources in the twenty-first century. Lecture Presented June, 1994. Washington: International Food Policy Research Institute, 1994.), the search for autonomous collective practices is a commonality principle often limited by the standardization that affects the use of resources (ESTEVA, 2018ESTEVA, G. Autonomía en América Latina. In: D’ALISA, D. Descrecimiento. México: Icaria editorial y Fundación Heinrich Böll, p.317-321, 2018.). In the investigated cases, commonality tends to manifest itself initially in a framework of local institutions (mainly associations and cooperatives), even if many of these organizations operate more to meet bureaucratic requirements than community demands.

Generally, local arrangements are important governance tools for exchanging knowledge and articulating with external partners, reaching broader territories, and connecting with perspectives of good living in communities (ACOSTA, 2016ACOSTA, A. O bem viver: uma oportunidade para imaginar outros mundos. Tradução: Tadeu Breda São Paulo: Editora Elefante, 2016.268p.). The creation of Coletivo do Pirarucu and Rede Juçara illustrate these possibilities. On the other hand, local conflicts have been accentuated by competition between resources managed collectively and others obtained irregularly. The vulnerability of communal arrangements has a double consequence: they make the prices of communal products less attractive when compared to uncontrolled resources and contribute to new ecological risks. In Table 3, we synthesize the main possibilities and challenges to conviviality in the governance of resources in the case studies.

Table 3
Possibilities and limitations to conviviality in the governance of resources

When compared, the governance regimes indicate that conviviality in the use of resources reflects the nature of institutional arrangements, which can be consolidated (fishing), fragile (meliponine), or non-existent (juçara). The convivial perspective (ILLICH, 1992ILLICH, I. Silence is a common. In: ______. In the mirror of the past: letters and addresses 1978-1990. Nova Iorque: Marion Boyars Publishers, 1992.) can be enhanced or limited by governance in which communities operate as watchdogs of the resource (fishing) or in regimes in which communities are watched (extractivism). The number and maturity of community partnerships with other actors (BORRINI et al., 2017BORRINI, G; DUDLEY, N; JAEGER, T; LASSEN, B; PATHAK BROOME, N; PHILLIPS, A; SANDWITH, T. Governança de áreas protegidas: da compreensão à ação. Série Diretrizes para melhores Práticas para Áreas Protegidas, n. 20, Gland, Suíça: UICN, 2017.) also contribute to the use of resources reaching broader markets recognized for their trust and quality, as in the cases of honey and pirarucu; or because of its unknown origin, as in the case of heart of palm.

Both in meliponiculture and in juçara extractivism, the economic valuation of resources intends to guarantee the integrity of the natural remnants where they occur. This valuation in fishing manifests in strategies to gain traceability seals and sustainable certification. At the same time, the search for new consumer markets is an attempt to keep fishermen and women in management. On the other hand, the increase in fish stocks plays an important role in the food sovereignty of the populations of the Amazon floodplain. Despite the ambivalence of economic valuation mechanisms in the governance of these resources, certification practices are a clear example of instrumentalization of the process of hypermenchantilization of nature (HAHN et al., 2015HAHN, T; PINKSE, J; PREUSS, L; FIGGE, F. Tensions in corporate sustainability: towards an integrative framework. J. Bus. Ethics, v. 127, n. 2, p. 297-316, 2015.).

While recognizing the complexity of interactions that influence the use of natural resources, the cases suggest that incorporating principles of conviviality in their governance can act as a political action for the very sustainability of the resource. In contrast, using regimes guided by individual or rigidly hierarchical decisions limits the idea of the commons to the spheres of productivist cooperativism (DARDOT; LAVAL, 2017DARDOT, P; LAVAL, C. Comum: ensaio sobre a revolução no século XXI. São Paulo: Boitempo, 2017.). Nevertheless, these inferences can guide conviviality in different contexts of communities active in the governance of other natural resources in search of their sustainability (SULLIVAN, 2018SULLIVAN, S. Dissonant sustainabilities? Politicising and psychologizing antagonisms in the conservation-development nexus. Future Past Work Papers, v.5, p. 1-26, 2018.).

Concluding Remarks

The regimes for the use of natural resources that shape the practices of beekeepers, fishermen and women, and extractivists are embedded in governance models that allow resuming dilemmas around the scale, enclosure, and appropriation of the commons (DARDOT; LAVAL, 2017DARDOT, P; LAVAL, C. Comum: ensaio sobre a revolução no século XXI. São Paulo: Boitempo, 2017.; OSTROM, 1994OSTROM, E. Neither market nor state: governance of common-pool resources in the twenty-first century. Lecture Presented June, 1994. Washington: International Food Policy Research Institute, 1994.). When the ‘commons’ is transformed into a ‘natural resource’ (KOPNINA, 2017KOPNINA, H. Commodification of natural resources and forest ecosystem services: examining implications for forest protection. Environmental Conservation, v. 44, n. 1, p. 24-33, 2017.; SULLIVAN, 2018SULLIVAN, S. Dissonant sustainabilities? Politicising and psychologizing antagonisms in the conservation-development nexus. Future Past Work Papers, v.5, p. 1-26, 2018.), the overlapping of the privatizing logic with possible communalization practices can lead to the ‘true tragedy of the commons’ (HARVEY, 2014HARVEY, D. Cidades rebeldes: do direito à cidade à revolução urbana. Tradução Jeferson Camargo. São Paulo: Martins Fontes, 2014.).

Starting from the premise that governance can be analyzed based on its diversity, quality, and vitality (BORRINI; HILL, 2015BORRINI G; HILL, R. Governance for the conservation of nature. In: WORBOYS, G.L; LOCKWOOD, M; KOTHARI, A; FEARY, S; PULSFORD, I. (org). Protected area governance and management. Canberra: ANU Press, p. 169-206, 2015.), this study compared three resources in the Brazilian territory. As presented, the governance of meliponine and the traditional fishing of pirarucu in the Amazon and of the juçara palm in the Atlantic Forest differ not only because they are located in different contexts but also because of the possibilities and limitations to the commonality of management practices undertaken by the users of these resources.

While the vernacular sense of commonality advocates autonomous communities that subvert the economic logic of scarcity (ESTEVA, 2018ESTEVA, G. Autonomía en América Latina. In: D’ALISA, D. Descrecimiento. México: Icaria editorial y Fundación Heinrich Böll, p.317-321, 2018.), the contemporary use of the ‘commons’ allows us to understand it as a political principle that seeks to update democratic forms of action. However, the cases demonstrated that conviviality in use regimes tends to be limited to productivist cooperativism, reflecting ambivalences of the hyper commodification of nature (HAHN et al., 2015HAHN, T; PINKSE, J; PREUSS, L; FIGGE, F. Tensions in corporate sustainability: towards an integrative framework. J. Bus. Ethics, v. 127, n. 2, p. 297-316, 2015.). An ‘instituting praxis’ (DARDOT; LAVAL, 2017DARDOT, P; LAVAL, C. Comum: ensaio sobre a revolução no século XXI. São Paulo: Boitempo, 2017.), founded on joint action and manifested in social struggles, is more evident in regimes of use in which collective action prevails over individual decisions.

In all cases, communal practices are based on demands for commercializing natural resources. In these cases, the possibilities of conviviality seem not to deny the market but to promote alignments between self-government demands and economic valuation mechanisms (BUSCHER et al., 2014BUSCHER, B; DRESSLER, W; FLETCHER, R. Nature Inc.: environmental conservation in the neoliberal age. The University of Arioza Press, 2014.). We emphasize, however, that the centrality of the market in the valuation of natural resources produces contradictions that may disregard the value of the collective action of the communities that have and are responsible for conserving these resources. Within these contradictions, resist communal practices that must be observed as a source of a broader sustainability repertoire.

Acknowledgments

The authors are grateful for the support of the Center for Environmental Studies and Research (NEPAM) at the State University of Campinas (UNICAMP) and the Brazilian Federal Foundation for Support and Evaluation of Graduate Education (CAPES).

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Publication Dates

  • Publication in this collection
    19 Feb 2024
  • Date of issue
    2023

History

  • Received
    12 Dec 2022
  • Accepted
    22 Apr 2023
ANPPAS - Revista Ambiente e Sociedade Anppas / Revista Ambiente e Sociedade - São Paulo - SP - Brazil
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