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Quantitative Assessment of Soil Physical Quality in Northern China Based on S-theory

Avaliação Quantitativa da Qualidade Física do Solo no Norte da China, com Base na Teoria S

ABSTRACT

Quantitative assessment of soil physical quality is of great importance for eco-environmental pollution and soil quality studies. In this paper, based on the S-theory, data from 16 collection sites in the Haihe River Basin in northern China were used, and the effects of soil particle size distribution and bulk density on three important indices of theS-theory were investigated on a regional scale. The relationships between unsaturated hydraulic conductivityKi at the inflection point and S values (S/hi) were also studied using two different types of fitting equations. The results showed that the polynomial equation was better than the linear equation for describing the relationships between -log Ki and -logS, and -log Kiand -log (S/hi)2; and clay content was the most important factor affecting the soil physical quality index (S). The variation in the S index according to soil clay content was able to be fitted using a double-linear-line approach, with decrease in the S index being much faster for clay content less than 20 %. In contrast, the bulk density index was found to be less important than clay content. The average S index was 0.077, indicating that soil physical quality in the Haihe River Basin was good.

friability; hard-setting; S index; soil water retention curve

RESUMO

A avaliação quantitativa da qualidade física do solo é de grande importância para a poluição ambiental e qualidade do solo. Neste trabalho, com base na teoria S, dados de 16 locais da bacia do rio Haihe, China, foram usados para investigar os efeitos do teor de argila e da densidade do solo em três importantes índices da teoria S em escala regional. As relações entre a condutividade hidráulica não saturada Ki no ponto de inflexão e o valor de S (S/hi) foram também estudados, usando dois tipos diferentes de equações. Os resultados evidenciaram que a equação polinomial foi melhor que a linear para descrever as relações entre -log Ki e -log S; e -log Ki e -log (S/hi)2, e o teor de argila foi mais importante em influenciar o índice de qualidade do solo (S). A variação do índice S com base no teor de argila foi adequado para ajuste usando uma linha linear dupla, com o decréscimo no índice S muito mais rápido para teor de argila menor que 20 %. A densidade do solo, entretanto, foi o índice de menor importância comparativamente ao teor de argila. O índice S médio foi 0,077, indicando que a qualidade física do solo da bacia do rio Haihe estava boa.

friabilidade; rigidez; qualidade física do solo; curva de retenção de água

INTRODUCTION

The Haihe River Basin is a very important industrial center for China, and produces about 10 % of the country’s total grain output. People living in this basin account for 10 % of the total Chinese population (Weng et al., 2010Weng SQ, Huang GH, Li YP. An integrated scenario-based multi-criteria decision support system for water resources management and planning-A case study in the Haihe River Basin. Expert Syst Appl. 2010;37:8242-54.). Climate change and human activities cause severe eco-environmental problems, such as soil erosion, land degradation, decreased streamflow capacity, subsidence of the land surface, degradation of lakes and wetlands, and a fall in groundwater tables (Bao et al., 2012Bao Z, Zhang J, Wang G, Fu G, He R, Yan X, Jin J, Liu Y, Zhang A. Attribution for decreasing streamflow of the Haihe River basin, northern China: climate variability or human activities. J Hydrol. 2012;460-461:117-29.; Xing et al., 2014Xing W, Wang W, Shao Q, Peng S, Yu Z, Yong B, Taylor J. Changes of reference evapotranspiration in the Haihe River Basin: present observations and future projection from climatic variables through multi-model ensemble. Global Planet Change. 2014;115:1-15.). Soil physical quality, which is of great importance for eco-environmental pollution and soil quality assessment, has not been assessed comprehensively and systematically in this region.

Soil quality is usually considered to consist of three components: soil physical quality, soil chemical quality, and soil biological quality (Dexter, 2004aDexter AR. Soil physical quality. Soil Till Res. 2004a;79:129-30.). Soil physical quality has big effects on soil chemical and biological processes and, therefore, it plays a central role in the study of soil quality (Dexter, 2004bDexter AR. Soil physical quality. Part 1. Theory, effects of soil texture, density, and organic matter, and effects on root growth. Geoderma. 2004b;120:201-14.) and forms an integral part of all considerations of total soil quality (Dexter, 2004aDexter AR. Soil physical quality. Soil Till Res. 2004a;79:129-30.).

Although numerous studies on soil quality have been conducted by scientists in many research areas, the three components controlling soil quality have usually been examined individually (Dexter and Bird, 2001Dexter AR, Bird NRA. Methods for predicting the optimum and the range of soil water contents for tillage based on the water retention curve. Soil Till Res. 2001;57:203-12.;Reynolds et al., 2002Reynolds WD, Bowman BT, Drury CF, Tan CS, Lu X. Indicators of good soil physical quality: density and storage parameters. Geoderma. 2002;110:131-46., 2009Reynolds WD, Drury CF, Tan CS, Fox CA, Yang XM. Use of indicators and pore volume-function characteristics to quantify soil physical quality. Geoderma. 2009;152:252-63.; Dexter, 2004aDexter AR. Soil physical quality. Soil Till Res. 2004a;79:129-30.,bDexter AR. Soil physical quality. Part 1. Theory, effects of soil texture, density, and organic matter, and effects on root growth. Geoderma. 2004b;120:201-14.,cDexter AR. Soil physical quality Part 2. Friability, tillage, tilth and hardsetting. Geoderma. 2004c;120:215-25.,dDexter AR. Soil physical quality Part 3: Unsaturated hydraulic conductivity and general conclusions about S-theory. Geoderma. 2004d;120:227-39.; Dexter and Birkas, 2004Dexter AR, Birkas M. Prediction of the soil structures produced by tillage. Soil Till Res. 2004;79:233-8.; Dexter et al., 2007Dexter AR, Czyż EA, Gate OP. A method for prediction of soil penetration resistance. Soil Till Res. 2007;93:412-9.; Dexter and Czyż, 2007Dexter AR, Czyż EA. Applications of S-Theory in the study of soil physical degradation and its consequences. Land Degrad Dev. 2007;18:369-81.; Dexter and Richard, 2009Dexter AR, Richard G. Tillage of soils in relation to their bi-modal pore size distributions. Soil Till Res. 2009;103:113-8.;Asgarzadeh et al., 2011Asgarzadeh H, Mosaddeghi MR, Mahboubi AA, Nosrati A, Dexter AR. Integral energy of conventional available water, least limiting water range and integral water capacity for better characterization of water availability and soil physical quality. Geoderma. 2011;166:34-42.). Many parameters and index have been proposed and used in assessing soil physical quality, such as air capacity, plant-available water capacity, relative field capacity, macroporosity, bulk density, organic carbon content, the structural stability index, total soil porosity, porosity of the soil matrix domain, air capacity of the soil matrix, field capacity, and permanent wilting point (Reynolds et al., 2002Reynolds WD, Bowman BT, Drury CF, Tan CS, Lu X. Indicators of good soil physical quality: density and storage parameters. Geoderma. 2002;110:131-46., 2009Reynolds WD, Drury CF, Tan CS, Fox CA, Yang XM. Use of indicators and pore volume-function characteristics to quantify soil physical quality. Geoderma. 2009;152:252-63.). However, the soil physical status for soils of different texture are not comparable by these parameters and index.

The S-theory, first proposed by Dexter (2004b)Dexter AR. Soil physical quality. Part 1. Theory, effects of soil texture, density, and organic matter, and effects on root growth. Geoderma. 2004b;120:201-14., can be used to predict a range of soil physical properties (Dexter, 2004bDexter AR. Soil physical quality. Part 1. Theory, effects of soil texture, density, and organic matter, and effects on root growth. Geoderma. 2004b;120:201-14.,cDexter AR. Soil physical quality Part 2. Friability, tillage, tilth and hardsetting. Geoderma. 2004c;120:215-25.,dDexter AR. Soil physical quality Part 3: Unsaturated hydraulic conductivity and general conclusions about S-theory. Geoderma. 2004d;120:227-39.), and the S index is the core index of this theory. The theory shows how soil texture, bulk density, and organic matter content affect S, and how root ability in soil fits qualitatively with a given value ofS (Dexter, 2004cDexter AR. Soil physical quality Part 2. Friability, tillage, tilth and hardsetting. Geoderma. 2004c;120:215-25.). The effects of soil friability, soil break-up by tillage, and hard-setting onS were also explained (Dexter, 2004dDexter AR. Soil physical quality Part 3: Unsaturated hydraulic conductivity and general conclusions about S-theory. Geoderma. 2004d;120:227-39.). Further, it was illustrated that unsaturated hydraulic conductivity at the inflection point is positively correlated with S(Dexter, 2004dDexter AR. Soil physical quality Part 3: Unsaturated hydraulic conductivity and general conclusions about S-theory. Geoderma. 2004d;120:227-39.). Three indices,S, F (index for friability), andH (index for hardsetting) were introduced by Dexter (2004bDexter AR. Soil physical quality. Part 1. Theory, effects of soil texture, density, and organic matter, and effects on root growth. Geoderma. 2004b;120:201-14.,cDexter AR. Soil physical quality Part 2. Friability, tillage, tilth and hardsetting. Geoderma. 2004c;120:215-25.,dDexter AR. Soil physical quality Part 3: Unsaturated hydraulic conductivity and general conclusions about S-theory. Geoderma. 2004d;120:227-39.), and S = 0.035 was defined as the boundary between good and poor soil physical conditions.

The S-theory offers a feasible and accurate method for quantifying and assessing soil physical quality; it is widely used in the areas of soil science and soil physics. Based on the soil water retention curve, methods were proposed for predicting the optimum content and the range of soil water content for tillage (Dexter and Bird, 2001Dexter AR, Bird NRA. Methods for predicting the optimum and the range of soil water contents for tillage based on the water retention curve. Soil Till Res. 2001;57:203-12.). As the growth of plant roots ceased at about S = 0.02, this led to the assumption that S may be related to penetration resistance, and 1/Swas used as a measure of the degree of soil compaction. A method for prediction of soil penetration resistance was put forward, and the usage of1/S made it applicable to soils of different textures at different bulk densities (Dexter et al., 2007Dexter AR, Czyż EA, Gate OP. A method for prediction of soil penetration resistance. Soil Till Res. 2007;93:412-9.). The amount clods produced at optimum water content was shown to be linearly and negatively correlated with the S index (Dexter and Birkas, 2004Dexter AR, Birkas M. Prediction of the soil structures produced by tillage. Soil Till Res. 2004;79:233-8.). TheS index expressed with h as an independent variable significantly increased the relevance of the analysis (Santos et al., 2011Santos GG, Silva EM, Marchão RL, Silveira PM, Bruand A, James F, Becquer T. Analysis of physical quality of soil using the water retention curve: validity of the S-index. Comp Rendus Geosci. 2011;343:295-301.), compared to the range of the S index as it was originally proposed by Dexter (Dexter, 2004bDexter AR. Soil physical quality. Part 1. Theory, effects of soil texture, density, and organic matter, and effects on root growth. Geoderma. 2004b;120:201-14.). S-theory was also adopted to study soil tillage in relation to bi-modal pore size distributions (Dexter and Richard, 2009Dexter AR, Richard G. Tillage of soils in relation to their bi-modal pore size distributions. Soil Till Res. 2009;103:113-8.) and the integral energy of conventional available water, least limiting water range, and integral water capacity (Asgarzadeh et al., 2011Asgarzadeh H, Mosaddeghi MR, Mahboubi AA, Nosrati A, Dexter AR. Integral energy of conventional available water, least limiting water range and integral water capacity for better characterization of water availability and soil physical quality. Geoderma. 2011;166:34-42.).S-theory was also able to be used to identify areas of land where physical degradation or amelioration were taking place, and to evaluate management practices that would provide for sustainable land use (Dexter and Czyż, 2007Dexter AR, Czyż EA. Applications of S-Theory in the study of soil physical degradation and its consequences. Land Degrad Dev. 2007;18:369-81.). Moreover, values ofS were able to be used to obtain quantitative estimates of saturated and unsaturated hydraulic conductivity, the optimum water content for tillage, soil friability, the degree of soil break-up during tillage, penetration resistance, the ability of the soil to store plant-available water, root growth, and soil stability (Dexter and Czyż, 2007Dexter AR, Czyż EA. Applications of S-Theory in the study of soil physical degradation and its consequences. Land Degrad Dev. 2007;18:369-81.).

Previous studies have reported the effects of texture, bulk density, and organic matter content on the S value; the relationships between soil friability and hard-setting of soil and S; and the positive correlation between unsaturated hydraulic conductivity at the inflection point andS (Dexter 2004bDexter AR. Soil physical quality. Part 1. Theory, effects of soil texture, density, and organic matter, and effects on root growth. Geoderma. 2004b;120:201-14.,cDexter AR. Soil physical quality Part 2. Friability, tillage, tilth and hardsetting. Geoderma. 2004c;120:215-25.,dDexter AR. Soil physical quality Part 3: Unsaturated hydraulic conductivity and general conclusions about S-theory. Geoderma. 2004d;120:227-39.). However, the data on a farm scale used in previous studies makes theS-theory seem site-dependent. Van Lier (2014)Van Lier QJ. Revisiting the S-index for soil physical quality and its use in Brazil. R Bras Ci Solo. 2014;38:1-10. revisited the S-index for soil physical quality and its use in Brazil. He found that as an absolute indicator, the value ofS alone has proved to be incapable of predicting of soil physical quality, while as a relative indicator, it has no additional value over bulk density or total porosity (Van Lier, 2014Van Lier QJ. Revisiting the S-index for soil physical quality and its use in Brazil. R Bras Ci Solo. 2014;38:1-10.). And more, whether S-theory can be validated by data on a regional scale is in doubt. How the index of soil physical quality for theS-theory is affected by soil bulk density and particle size distribution on a regional scale is still unknown.

The objectives of this paper were therefore to quantitatively assess soil physical quality from data collected in the Haihe River Basin, investigate the effects of soil particle size distribution and bulk density on the indices ofS-theory, and establish the relationships between the unsaturated hydraulic conductivity at the inflection point and S(S/hi) on a regional scale in northern China.

MATERIAL AND METHODS

The region under study and data collection

The Haihe River Basin (35° to 43° N; 112° to 120° E) is located in northern China and it has two major rivers: the Haihe River and the Luanhe River (including their tributaries). The area of the basin is about 318,800 km2, of which 189,000 km2 is mountainous and the rest is a flood plain, with a range in elevation from 0 to 3,059 m. It includes Beijing, Tianjin, and more than 20 large and medium-size cities in Hebei, Shandong, Shanxi, and Henan provinces. The Haihe River Basin is characterized by a semi-humid climate in the monsoon region of the East Asia Warm Temperate Zone. Annual mean temperature is 9.6 oC and average annual pluvial precipitation is 530.3 mm (1951-2007), with approximately 75-85 % of rainfall occurring from June to September (Weng et al., 2010Weng SQ, Huang GH, Li YP. An integrated scenario-based multi-criteria decision support system for water resources management and planning-A case study in the Haihe River Basin. Expert Syst Appl. 2010;37:8242-54.; Bao et al., 2012Bao Z, Zhang J, Wang G, Fu G, He R, Yan X, Jin J, Liu Y, Zhang A. Attribution for decreasing streamflow of the Haihe River basin, northern China: climate variability or human activities. J Hydrol. 2012;460-461:117-29.; Xu et al., 2014Xu X, Yang D, Yang H, Lei H. Attribution analysis based on the Budyko hypothesis for detecting the dominant cause of runoff decline in Haihe basin. J Hydrol. 2014;510:530-40.).

Numerous investigations on soil physical and hydraulic properties have been carried out in this region, and the data used in this study were from previous studies (Huang, 1995Huang G. Dynamic random simulation to unsaturated soil flow and study of water production function for crop [thesis]. Wuhan [China]: University of Hydraulic and Electric Engineering; 1995. (In Chinese).; Huang et al., 1995Huang G, Shen R, Zhang Y, Zhang H, Hou Z. Simulating evaporation and transpiration and forecasting soil moisture regime under conditions of crop growth. J Wuhan Univ Hydr Elect Eng. 1995;28:481-7. (In Chinese)., 2000Huang Q, Zhang F, Xue Y, Qi W. Characteristics and taxonomic classification of soil in Quzhou, Hebei. J China Agric Univ. 2000;5:67-73. (In Chinese).; Li, 1997Li H. Research on water transport, crop growth dynamic simulation and application in irrigation forecast in SPAC [thesis]. Wuhan [China]: University of Hydraulic and Electric Engineering; 1997. (In Chinese).;Xu et al., 1997Xu D, Schmid R, Hermoud A. Comparison and field test of the experimental methods for determining soil hydraulic properties. Shuili Xuebao. 1997;8:49-56. (In Chinese).; Liu and Xie, 1998Liu Q, Xie S A study on field soil water balance for summer corn in north China plain. Shuili Xuebao. 1998; 1:62-8. (In Chinese); Qiao et al., 1999Qiao Y, Yu Z, Zhang Y, Xin J, Driessen P. Effects of irrigation with light saline water on growth of winter wheat and soil environment in salinized regions. Soils Fert. 1999;4:11-4. (In Chinese).; Zhang et al., 2001Zhang X, Zhang L, Liu C. On describing the hydraulic properties of unsaturated soil in Piedmont of Mt. Taihang. Acta Agric Boreali-Sinica. 2001;16:75-82. (In Chinese).; Wang and Jin, 2002Wang B, Jin M. A two dimensional numerical simulation of the soil water-nutrient salinity in summer maize field. Geol Sci Technol Inf. 2002;21:55-60. (In Chinese).;Cao and Gong, 2003Cao Q, Gong Y. Simulation and analysis of water balance and nitrogen leaching using Hydrus-1D under winter wheat crop. Plant Nutr Fert Sci. 2003;9:139-45. (In Chinese); Ma, 2004Ma J. Development of transfer function model and numerical prediction on nitrate-nitrogen leaching risk at field scale [thesis]. Beijing [China]: China Agricultural University; 2004. (In Chinese).; Zou, 2004Zou C. Measurement and analysis on numerical simulation of soil hydraulic properties [thesis]. Wuhan [China]: Wuhan University; 2004. (In Chinese).; Chen, 2005Chen J. Characteristics of soil temperature and soil water for winter wheat with no-tillage and effect on winter wheat growth in North China Plain [thesis]. Beijing: China Agricultural University, 2005. (In Chinese).; Lu et al., 2006Lu X, Jin M, Wang B. Discussion on the soil water characteristic Curve of the Agricultural Eco-System Experiment Station in Luancheng, Hebei Province. China Rural Water Hydrop. 2006; 12:30-2. (In Chinese).; Peng and Shao, 2006Peng J, Shao A. Determination of the parameters of VG model based on Matlab. Hydrogeol Eng Geol. 2006;6:25-8. (In Chinese).; Zou et al., 2006aZou C, Xue X, Zhang R. Estimating Brook-Corey model parameters based on soil water infiltration data under two kinds of negative water pressures. Trans Chin Soc Agric Eng. 2006a;22:1-6. (In Chinese),bZou C, Xue X, Zhang R. Estimation of parameters in Gardner-Russo model for soil water retention curves by means of simple infiltration method. Shuili Xuebao. 2006b;37:1114-21. (In Chinese); Jin et al., 2007Jin L, Hu K, Li B, Gong Y. Coupled simulation on crop growth and soil water-heat-nitrogen transport 2. Model validation and application. Shuili Xuebao. 2007;38:972-80. (In Chinese).; Zhu et al., 2012Zhu Z, Lin L, Xu T. Soil moisture dynamic simulation of different underlying surface in the Hai River Basin. Adv Earth Sci. 2012;27:778-87. (In Chinese).). The collected data for the soil water retention curve and soil physical parameters are listed in table 1. Part of the data for particle size distribution and soil saturated hydraulic conductivity are not available. It is clear that most of the soil in this region is loam type. In previous studies (Huang, 1995Huang G. Dynamic random simulation to unsaturated soil flow and study of water production function for crop [thesis]. Wuhan [China]: University of Hydraulic and Electric Engineering; 1995. (In Chinese).; Huang et al., 1995Huang G, Shen R, Zhang Y, Zhang H, Hou Z. Simulating evaporation and transpiration and forecasting soil moisture regime under conditions of crop growth. J Wuhan Univ Hydr Elect Eng. 1995;28:481-7. (In Chinese)., 2000Huang Q, Zhang F, Xue Y, Qi W. Characteristics and taxonomic classification of soil in Quzhou, Hebei. J China Agric Univ. 2000;5:67-73. (In Chinese).; Li, 1997Li H. Research on water transport, crop growth dynamic simulation and application in irrigation forecast in SPAC [thesis]. Wuhan [China]: University of Hydraulic and Electric Engineering; 1997. (In Chinese).; Xu et al., 1997Xu D, Schmid R, Hermoud A. Comparison and field test of the experimental methods for determining soil hydraulic properties. Shuili Xuebao. 1997;8:49-56. (In Chinese).; Liu and Xie, 1998Liu Q, Xie S A study on field soil water balance for summer corn in north China plain. Shuili Xuebao. 1998; 1:62-8. (In Chinese); Qiao et al., 1999Qiao Y, Yu Z, Zhang Y, Xin J, Driessen P. Effects of irrigation with light saline water on growth of winter wheat and soil environment in salinized regions. Soils Fert. 1999;4:11-4. (In Chinese).; Zhang et al., 2001Zhang X, Zhang L, Liu C. On describing the hydraulic properties of unsaturated soil in Piedmont of Mt. Taihang. Acta Agric Boreali-Sinica. 2001;16:75-82. (In Chinese).;Wang and Jin, 2002Wang B, Jin M. A two dimensional numerical simulation of the soil water-nutrient salinity in summer maize field. Geol Sci Technol Inf. 2002;21:55-60. (In Chinese).; Cao and Gong, 2003Cao Q, Gong Y. Simulation and analysis of water balance and nitrogen leaching using Hydrus-1D under winter wheat crop. Plant Nutr Fert Sci. 2003;9:139-45. (In Chinese); Ma, 2004Ma J. Development of transfer function model and numerical prediction on nitrate-nitrogen leaching risk at field scale [thesis]. Beijing [China]: China Agricultural University; 2004. (In Chinese).; Zou, 2004Zou C. Measurement and analysis on numerical simulation of soil hydraulic properties [thesis]. Wuhan [China]: Wuhan University; 2004. (In Chinese).;Chen, 2005Chen J. Characteristics of soil temperature and soil water for winter wheat with no-tillage and effect on winter wheat growth in North China Plain [thesis]. Beijing: China Agricultural University, 2005. (In Chinese).; Lu et al., 2006Lu X, Jin M, Wang B. Discussion on the soil water characteristic Curve of the Agricultural Eco-System Experiment Station in Luancheng, Hebei Province. China Rural Water Hydrop. 2006; 12:30-2. (In Chinese).; Peng and Shao, 2006Peng J, Shao A. Determination of the parameters of VG model based on Matlab. Hydrogeol Eng Geol. 2006;6:25-8. (In Chinese).; Zou et al., 2006aZou C, Xue X, Zhang R. Estimating Brook-Corey model parameters based on soil water infiltration data under two kinds of negative water pressures. Trans Chin Soc Agric Eng. 2006a;22:1-6. (In Chinese),bZou C, Xue X, Zhang R. Estimation of parameters in Gardner-Russo model for soil water retention curves by means of simple infiltration method. Shuili Xuebao. 2006b;37:1114-21. (In Chinese); Jin et al., 2007Jin L, Hu K, Li B, Gong Y. Coupled simulation on crop growth and soil water-heat-nitrogen transport 2. Model validation and application. Shuili Xuebao. 2007;38:972-80. (In Chinese).; Zhu et al., 2012Zhu Z, Lin L, Xu T. Soil moisture dynamic simulation of different underlying surface in the Hai River Basin. Adv Earth Sci. 2012;27:778-87. (In Chinese).), soil saturated hydraulic conductivity was obtained by the constant head method or the horizontal soil column method, and the parameters describing the soil water retention curve were obtained by fitting the data of soil water content against the soil pressure head based on different curve fitting methods. Both soil saturated hydraulic conductivity and the parameters of the soil water retention curve were able to be obtained by pedotransfer functions based on soil physical properties, which have proven to be a good predictor for missing soil hydraulic characteristics (Wösten et al., 2001Wösten JHM, Pachepsky YA, Rawls WJ. Pedotransfer functions: bridging the gap between available basic soil data and missing soil hydraulic characteristics. J Hydrol. 2001;251:123-50.). The descriptive statistical index for the data collected from 16 sites in the Haihe River Basin are in table 2. In this paper, it is reasonable to assume that the parameters obtained from the methods mentioned above are comparable on a regional scale in this study.

Table 1
Data collected in the Haihe River Basin in northern China
Table 2
Descriptive statistical index for the data collected in the Haihe River Basin in northern China

Theory

S-theory is based on the van Genuchten equation (van Genuchten, 1980van Genuchten MTh. A closed form equation for predicting the hydraulic conductivity of unsaturated soil. Soil Sci Soc Am J. 1980;44:892-8.) for the soil water retention curve. The van Genuchten equation is expressed as:

where Θ is the relative degree of saturation; h (m) is the soil water potential; θsat and θres (kg kg-1) are the saturated and residual soil gravimetric water content, respectively; α (m-1),m and n are the shape parameters of the retention and conductivity functions, m = 1 - 1/n; and Ks (m s-1) is the soil saturated hydraulic conductivity.

The van Genuchten equation can be plotted as the curve of θ against logh, and the inflection point of the curve is defined as:

The modulus of soil water potential and soil water content at the inflection point can therefore be obtained as follows:

where hi (m) and θi (kg kg-1) are the modulus of soil water potential and soil water content at the inflection point, respectively.

The slope Si at the inflection point, also called the S index, can be calculated using the following equation:

The soil physical parameter, Si, was defined as the index for soil physical quality by Dexter in his series of papers (Dexter, 2004bDexter AR. Soil physical quality. Part 1. Theory, effects of soil texture, density, and organic matter, and effects on root growth. Geoderma. 2004b;120:201-14.,cDexter AR. Soil physical quality Part 2. Friability, tillage, tilth and hardsetting. Geoderma. 2004c;120:215-25.,dDexter AR. Soil physical quality Part 3: Unsaturated hydraulic conductivity and general conclusions about S-theory. Geoderma. 2004d;120:227-39.), which was shown to be comparable among soils of different textures. The descriptive categories of soil physical quality in terms of the corresponding value ofSi were proposed as follows:Si≥0.050 very good, 0.050>Si≥0.035 good, 0.035>Si≥0.020 poor, 0.02>Si very poor (Dexter 2004dDexter AR. Soil physical quality Part 3: Unsaturated hydraulic conductivity and general conclusions about S-theory. Geoderma. 2004d;120:227-39.; Dexter and Czyż, 2007Dexter AR, Czyż EA. Applications of S-Theory in the study of soil physical degradation and its consequences. Land Degrad Dev. 2007;18:369-81.; Reynolds et al., 2009)Reynolds WD, Drury CF, Tan CS, Fox CA, Yang XM. Use of indicators and pore volume-function characteristics to quantify soil physical quality. Geoderma. 2009;152:252-63..Si = 0.035 was suggested for the reference value as the boundary between good and poor soil structural quality (Dexter, 2004bDexter AR. Soil physical quality. Part 1. Theory, effects of soil texture, density, and organic matter, and effects on root growth. Geoderma. 2004b;120:201-14.).

By assuming that a soil with a greater degree of hard-setting at θi had the same effect at any other water content, Dexter (2004c)Dexter AR. Soil physical quality Part 2. Friability, tillage, tilth and hardsetting. Geoderma. 2004c;120:215-25. introduced an equation for measuring hard-setting, H, which was based on the rate of change of effective stress (estimated as Θh) with unit change of gravimetric water content, θ :

At the inflection point:

where Hi is the index for hard-setting.

Dexter (2004c)Dexter AR. Soil physical quality Part 2. Friability, tillage, tilth and hardsetting. Geoderma. 2004c;120:215-25. also showed that the friability index, Fi, was highly correlated with Si, andFi varied withSi in the following equation:

where Fi is the friability index, and 0.5 is the reference value defining soil structural quality as good or poor.

Soil unsaturated hydraulic conductivity,Ki, at the inflection point can be derived by combining equations 2, 4, and 5.

RESULTS AND DISCUSSION

Based on S-theory, we will discuss interaction between the indices of S-theory and different soil parameters on a regional scale as follows: S index vs. clay content, logHvs. clay content, S indexvs. bulk density, log Hvs. bulk density, -logKivs. -logS, and -logKivs. -log (S/h)2. The effect of clay content on theS and H index, collected at different depths in Yongledian, Beijing City, were also discussed. S,F, and H values of S-theory and statistical indicators of 16 sites were calculated for quantitatively assessing the soil physical quality of the Haihe River Basin in northern China.

The effects of clay content on the index for soil physical quality

The effect of clay content on the S index in the Haihe River Basin is in figure 1a. It reveals that with an increase in clay content, the value of the S index generally decreases. Such a phenomenon is likewise seen in a previous study on Swedish soils (Dexter, 2004bDexter AR. Soil physical quality. Part 1. Theory, effects of soil texture, density, and organic matter, and effects on root growth. Geoderma. 2004b;120:201-14.). Clay content for most soils in the Haihe River Basin is between 15 and 35 %, which leads to an S index in the range of 0.0359 to 0.1000. The maximum and minimum values of the S index in the Haihe River Basin are 0.242 and 0.0359, respectively, both of which are above the critical value of 0.035. The average value of the S index is 0.077, indicating that soil physical quality in the Haihe River Basin is very good. The coefficient of determination of the fitting curve is low, 0.3144, which may be attributed to the spatial variation of soil physical quality.

Figure 1
The effect of clay content on the S index in the Haihe River Basin in northern China.

With the increase in clay content at different intervals, the value of theS index generally decreases at a different rate of change. The attempt was made to use double linear lines to fit the data of the S index against clay content. The dividing point separating the two lines was found at the clay content of 20 %. We designate the zone for clay content less than 20 % as ‘the steep-changing zone’, and the zone for clay content greater than 20 % as ‘the steady-changing zone’ (Figure 1b). The slopes of the fitting lines for the two zones are -0.004 and -0.0005, respectively. This suggests that the S index in the steep-changing zone decreases much faster with an increase in clay content than the S index in the steady-changing zone.

Generally, log H increases with increasing clay content, implying that the higher the clay content in the soil, more probably the hard-setting of soil will occur (Figure 2a). The low R2 value and equation 8 indicates that theH index is affected by more variables than just the clay content used in this study. The maximum and minimum values of theH index in the Haihe River Basin are 16503 and 267, respectively, whereas most of the H index is between 2000 and 6000, and the average value of the H index is 4169. The steep-changing zone and the steady-changing zone were also able to be identified (Figure 2b), with the clay content of 20 % as the critical value as well. The H index increases faster with increasing clay content when clay content is less than 20 % than when clay content is greater than 20 %.

Figure 2
The effect of clay content on the H index in the Haihe River Basin in northern China.

Figure 3 shows the effect of clay content on the S (Figure 3a) andH (Figure 3b) index in Yongledian, Tongzhou District, Beijing City. Seven soil samples from depths ranging from 0 to 2.41 m were obtained at the same site. Clay content at this site is between 0 and 20 %, which is in the steep-changing zone. Relationships between the S index vs. clay content, and theH index vs. clay content at this site received a higher R2, which were shown in Dexter’s study (Dexter, 2004bDexter AR. Soil physical quality. Part 1. Theory, effects of soil texture, density, and organic matter, and effects on root growth. Geoderma. 2004b;120:201-14.,cDexter AR. Soil physical quality Part 2. Friability, tillage, tilth and hardsetting. Geoderma. 2004c;120:215-25.,dDexter AR. Soil physical quality Part 3: Unsaturated hydraulic conductivity and general conclusions about S-theory. Geoderma. 2004d;120:227-39.). For these relationships on the regional scale (Figures 1a and2a), the relatively lower R2 for the relationships between the S indexvs. clay content, and the H indexvs. clay content is mainly attributed to spatial variation in soil physical quality and sampling of different depths.

Figure 3
The effect of clay content on the S andH index in Yongledian, Tongzhou District, Beijing City.

The effects of bulk density on the index for soil physical quality

We attempted a linear correlation between soil bulk density and theS index (Figure 4a), but the low R2 value indicates that such a relationship might not exist, and bulk density is a less important variable for the Sindex. Most of soil bulk density in the Haihe River Basin is between 1.35 and 1.55 Mg m-3, and the S index in this region is scattered from 0.0359 to 0.100 (Figure 4a). As for the log H, figure 4b shows a positive linear correlation with soil bulk density, although the R2 value is very low. From the above, it may be concluded that, compared to clay content, soil bulk density is a less important variable for the indices of S and log H.

Figure 4
The effect of bulk density on the index for soil physical quality in the Haihe River Basin in northern China.

Soil physical quality at different sites in the Haihe River Basin

Because soil physical properties differ at different depths, numerous studies have been conducted to obtain soil samples at different soil depths to get a comprehensive understanding of soil physical quality at the sites studied (Puma et al., 2005Puma MJ, Celia MA, Rodriguez-Iturbe I, Guswa AJ. Functional relationship to describe temporal statistics of soil moisture averaged over different depths. Adv Water Resour. 2005;28:553-66.; Badía et al., 2013Badía D, Aguirre JA, Martí C, Márquez MA. Sieving effect on the intensity and persistence of water repellency at different soil depths and soil types from NE-Spain. Catena. 2013;108: 44-9.; Penna et al., 2013Penna D, Brocca L, Borga M, Fontana GD. Soil moisture temporal stability at different depths on two alpine hillslopes during wet and dry periods. J Hydrol. 2013;477:55-71.; Wang et al., 2014Wang H, Wang W, Chen H, Zhang Z, Mao Z, Zu Y. Temporal changes of soil physic-chemical properties at different soil depths during larch afforestation by multivariate analysis of covariance. Ecol Evol. 2014;4:1039-48.). Most sampling depths of the data collected in the Haihe River Basin are within 2.00 m, and all these depths should be considered in assessing soil physical quality. Thus, in this study, we followed the previous studies in analyzing samples from different depths for assessment of soil physical quality. For layered sampling sites, the soil physical quality indices were calculated using the weighted average method.

The coefficient of variation (CV) for the S index is 0.424, much smaller than the CV of 0.945 for the H index (Table 3). This suggests that the change in the S index among different sites is not as great as that in the H index in the Haihe River Basin (Figure 5). This is mainly due to the fact that theH index is affected by more variables than theS index, as discussed above.

Table 3
. S, F, and Hindex and statistical indicators from 16 sites in the Haihe River Basin in northern China

Figure 5
Soil physical quality indices, S index (a) and H index (b), from 16 sites in the Haihe River Basin in northern China.

Hydraulic conductivity at the inflection point and its relationships toS andS/hi

It has been reported that the value of S at the inflection point was related to unsaturated hydraulic conductivity of soil at the inflection point, and thus the inflection point was able to be used as a ‘‘matching point’’ in studying unsaturated hydraulic conductivity (Dexter, 2004dDexter AR. Soil physical quality Part 3: Unsaturated hydraulic conductivity and general conclusions about S-theory. Geoderma. 2004d;120:227-39.). Figure 6ashows the relationship between -logKi, and -log Susing the linear and polynomial equations for fitting. The fitting linear equation is (-log Ki) = -5.57 + 2.56(-log S). Dexter (2004d)Dexter AR. Soil physical quality Part 3: Unsaturated hydraulic conductivity and general conclusions about S-theory. Geoderma. 2004d;120:227-39. used the same type of equation to fit the data to Polish and Dutch soils and obtained (-log Ki) = -4.39 + 2.28(-log S), with R2 = 0.50 for the Polish soil, and (-log Ki) = -3.69 + 3.05(-log S), with R2 = 0.50, for the Dutch soil.

Figure 6
Hydraulic conductivity at the inflection point and its relationships to S and S/hi in the Haihe River Basin in northern China.

The three fitted lines for different data sets are plotted in figure 7. It is clear that the three lines have a similar slope, although the intercepts of the three equations are different. The difference in the slope is mainly caused by clay content in the soil, which plays an important role in soil physical quality. Ranges and mean clay content for the three data sets are as follows: 0.02 to 0.24 kg kg-1 and 0.091 kg kg-1 for the Polish soil, 0.01 to 0.56 kg kg-1and 0.0166 kg kg-1 for the Dutch soil, and 0.0192 to 0.6072 kg kg-1 and 0.1876 kg kg-1 for the Haihe Basin soil. The mean clay content controls the slope of the fitted line. A linear equation can also be used for fitting the relationship between -logKi, and -log (S/hi)2, as shown infigure 6b.

Figure 7
Three fitted lines for different data sets.

In order to improve the R2 value, we tried to use the polynomial equation for fitting the same data sets (Figures 6a and 6b). Higher R2 values were achieved in fitting the relationships between -logKi, and -logS, and -log Ki, and -log (S/hi)2. The polynomial equation fitting indicates there are extreme maximum values of -logKi (Figures 6a and 6b), which are both located at the extreme point of the two polynomial equations. When -log S = -0.954, the extreme maximum value of -logKi is -8.01 (Figure 6a), whereas when -log (S/hi)2 = -5.947, the extreme value is -8.03 (Figure 6b). Different variables are used for -logKi , and its relationships to -log S and -log (S/hi)2 in the Haihe River Basin (Figures 6a and 6b). However, approximately the same number for extreme value for -log Ki is obtained when calculating two fitting equations for two relationships. The non-monotonous polynomial equation is better than the linear equation for fitting the relationships between -logKi, and -logS, and -log Ki, and -log (S/hi)2.

CONCLUSIONS

Clay content is the most important factor that affects the soil physical quality indices of S, F, and H on the regional scale in northern China. Two different zones, the steep-changing zone and the steady-changing zone, were identified, with clay content of 20 % as the dividing value.

A negative linear correlation between bulk density and the S index, and a positive linear correlation between bulk density and the Hindex were found. Bulk density is a less important index compared to clay content.

The average S index of 0.077 indicates that soil physical quality in the Haihe River Basin is very good. The CV for the S index is 0.424, smaller than the CV of 0.945 for the H index, indicating that the S index does not vary significantly among different sites as compared to the H index in the Haihe River Basin.

Two different type equations, the linear equation and the polynomial equation, were used for fitting the relationships between -logKi and -log S, and -log Ki and -log (S/hi)2. The polynomial equation with a higher R2 provides a better fit than the linear equation for fitting the above two relationships.

ACKNOWLEDGMENTS

This study was funded by the 973 Program (No.2013CB227904), the National Natural Science Foundation of China (No.U1361214), and the Fundamental Research Funds for the Central Universities (No. 2012QNB10). The authors are grateful to the scholars cited for providing the data used in this study.

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Publication Dates

  • Publication in this collection
    Sep-Oct 2015

History

  • Received
    21 Jan 2015
  • Accepted
    19 May 2015
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