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Validity of periodontitis screening questions in a Brazilian adult population-based study

Abstract

Population-based studies assessing self-reported periodontal questions in low-income countries are lacking, and therefore we aimed to assess the accuracy of self-reported periodontal items in Brazil. One thousand one hundred and forty adults from Florianópolis, Brazil, had their periodontium clinically examined, and responded to the following self-reported items on periodontal conditions: Question (Q)1, Do you have any wobbly teeth?; Q2, Do your gums usually bleed?; and Q3, Has your dentist ever told you that you have gum disease? Periodontitis was defined as: a. ≥ 6.0 mm periodontal pocket and ≥ 4.0 mm clinical attachment loss in the same tooth, in at least one tooth (PD1); or b. ≥ 6.0 mm periodontal pocket and ≥ 4.0 mm clinical attachment loss, not necessarily in the same tooth (PD2). Sensitivity (SN) and specificity (SP) were calculated, and analyses were stratified by socioeconomic status and time since last dental visit. Scores were generated in order to determine the accuracy of the whole set of items. Receiver operating characteristic (ROC) curves were plotted. Prevalence of clinically diagnosed periodontitis was 2.6% (95%CI = 1.7–4.0%) for PD1 and 3.8% (95%CI = 2.7–5.3%) for PD2. Prevalence of self-reported periodontitis varied between 2.7 (Q2) and 22.0% (Q3). SN and SP ranged between 0.0–60.0% and 73.3–98.6%, respectively; Q1 showed the highest accuracy (140.8%) followed by Q3 (140.0%). The combined score of the three self-reported items did not improve accuracy estimates; the areas under the ROC curves were 0.70 and 0.68 for PD1 and PD2, respectively. The accuracy of self-reported items was low, and further studies are needed in order to develop valid and reliable periodontitis screening questions for population-based studies.

Reproducibility of Results; Periodontal Diseases; Epidemiology; Population Surveillance

Introduction

Data collection for population health surveys may be obtained through various approaches including clinical examinations, face-to-face interviews, self-administered questionnaires or a combination of these techniques11. Axelsson G, Helgadóttir S. Comparison of oral health data from self-administered questionnaire and clinical examination. Community Dent Oral Epidemiol. 1995;23(6):365-8. doi:10.1111/j.1600-0528.1995.tb00264.x
https://doi.org/10.1111/j.1600-0528.1995...
. Usually referred as the gold standard assessment to estimate disease occurrence in populations, clinical examinations present some important disadvantages, such as being time-consuming, implying higher costs, imposing a substantial burden on participants, and being associated with higher refusal rates22. Gilbert AD, Nuttall NM. Self-reporting of periodontal health status. Br Dent J. 1999;186(5):241-4. doi:10.1038/sj.bdj.4800075
https://doi.org/10.1038/sj.bdj.4800075...
,33. Levin L, Bechor R, Sandler V, Samorodnitzky-Naveh G. Association of self-perceived periodontal status with oral hygiene, probing depth and alveolar bone level among young adults. N Y State Dent J. 2011;77(1):29-32.. Therefore, clinical exams are not commonly used in large multi-thematic population surveys. On the other hand, face-to-face interviews and self-reported questionnaires have been increasingly used in population surveys11. Axelsson G, Helgadóttir S. Comparison of oral health data from self-administered questionnaire and clinical examination. Community Dent Oral Epidemiol. 1995;23(6):365-8. doi:10.1111/j.1600-0528.1995.tb00264.x
https://doi.org/10.1111/j.1600-0528.1995...
, as their application requires less time and resources, does not demand skilled examiners and, therefore, are more cost-effective22. Gilbert AD, Nuttall NM. Self-reporting of periodontal health status. Br Dent J. 1999;186(5):241-4. doi:10.1038/sj.bdj.4800075
https://doi.org/10.1038/sj.bdj.4800075...
,33. Levin L, Bechor R, Sandler V, Samorodnitzky-Naveh G. Association of self-perceived periodontal status with oral hygiene, probing depth and alveolar bone level among young adults. N Y State Dent J. 2011;77(1):29-32.. In spite of these advantages, the validity (or accuracy) and reliability of face-to-face interviews and self-reported data have been subjected to extensive discussions in the literature.

Self-reporting is a widely accepted technique to assess the occurrence of many diseases in population surveys44. Joshipura KJ, Pitiphat W, Douglass CW. Validation of self-reported periodontal measures among health professionals. J Public Health Dent. 2002;62(2):115-21. doi:10.1111/j.1752-7325.2002.tb03431.x
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,55. Centers for Disease Control and Prevention, National Center for Health Statistics. National health interview survey. Atlanta: Centers for Disease Control and Prevention; 2012.,66. Department of Health, Medical Research Council (SA). South Africa demographic and health survey 2003. Pretoria: Department of Health; 2007., such as juvenile rheumatoid arthritis, cardiovascular disease and cancer. It is also used to assess risk factors for chronic diseases, including hypertension, lack of physical activity, inadequate dietary intake and smoking77. Blicher B, Joshipura K, Eke P. Validation of self-reported periodontal disease: a systematic review. J Dent Res 2005;84(10):881-90. doi:10.1177/154405910508401003
https://doi.org/10.1177/1544059105084010...
. The literature concerning self-reported data on oral conditions suggests that for certain items, such as for number of teeth11. Axelsson G, Helgadóttir S. Comparison of oral health data from self-administered questionnaire and clinical examination. Community Dent Oral Epidemiol. 1995;23(6):365-8. doi:10.1111/j.1600-0528.1995.tb00264.x
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,88. Allen F, Burke F, Jepson N. Development and evaluation of a self-report measure for identifying type and use of removable partial dentures. Int Dent J. 2005;55(1):13-6. doi:10.1111/j.1875-595X.2005.tb00026.x
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,99. Pitiphat W, Garcia RI, Douglass CW, Joshipura KJ. Validation of self-reported oral health measures. J Public Health Dent. 2002;62(2):122-8. doi:10.1111/j.1752-7325.2002.tb03432.x
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and use of dental prostheses88. Allen F, Burke F, Jepson N. Development and evaluation of a self-report measure for identifying type and use of removable partial dentures. Int Dent J. 2005;55(1):13-6. doi:10.1111/j.1875-595X.2005.tb00026.x
https://doi.org/10.1111/j.1875-595X.2005...
,99. Pitiphat W, Garcia RI, Douglass CW, Joshipura KJ. Validation of self-reported oral health measures. J Public Health Dent. 2002;62(2):122-8. doi:10.1111/j.1752-7325.2002.tb03432.x
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,1010. Palmqvist S, Söderfeldt B, Arnbjerg D. Self-assessment of dental conditions: validity of a questionnaire. Community Dent Oral Epidemiol. 1991;19(5):249-51. doi:10.1111/j.1600-0528.1991.tb00160.x
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, they are valid33. Levin L, Bechor R, Sandler V, Samorodnitzky-Naveh G. Association of self-perceived periodontal status with oral hygiene, probing depth and alveolar bone level among young adults. N Y State Dent J. 2011;77(1):29-32.. However, for other conditions, such as periodontal diseases33. Levin L, Bechor R, Sandler V, Samorodnitzky-Naveh G. Association of self-perceived periodontal status with oral hygiene, probing depth and alveolar bone level among young adults. N Y State Dent J. 2011;77(1):29-32.,88. Allen F, Burke F, Jepson N. Development and evaluation of a self-report measure for identifying type and use of removable partial dentures. Int Dent J. 2005;55(1):13-6. doi:10.1111/j.1875-595X.2005.tb00026.x
https://doi.org/10.1111/j.1875-595X.2005...
,99. Pitiphat W, Garcia RI, Douglass CW, Joshipura KJ. Validation of self-reported oral health measures. J Public Health Dent. 2002;62(2):122-8. doi:10.1111/j.1752-7325.2002.tb03432.x
https://doi.org/10.1111/j.1752-7325.2002...
,1111. Vered Y, Sgan-Cohen HD. Self: perceived and clinically diagnosed dental and periodontal health status among young adults and their implications for epidemiological surveys. BMC Oral Health. 2003;3(1):3. doi:10.1186/1472-6831-3-3
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,1212. Cyrino RM, Miranda Cota LO, Pereira Lages EJ, Bastos Lages EM, Costa FO. Evaluation of self-reported measures for prediction of periodontitis in a sample of Brazilians. J Periodontol. 2011;82(12):1693-704. doi:10.1902/jop.2011.110015
https://doi.org/10.1902/jop.2011.110015...
,1313. Dietrich T, Stosch U, Dietrich D, Schamberger D, Bernimoulin JP, Joshipura K. The accuracy of individual self-reported items to determine periodontal disease history. Eur J Oral Sci. 2005;113(2):135-40. doi:10.1111/j.1600-0722.2004.00196.x
https://doi.org/10.1111/j.1600-0722.2004...
,1414. Eke PI, Dye BA, Wei L, Slade GD, Thornton-Evans GO, Beck JD, et al. Self-reported measures for surveillance of periodontitis. J Dent Res. 2013;92(11):1041-7. doi:10.1177/0022034513505621
https://doi.org/10.1177/0022034513505621...
, the use of self-reported data have shown inconsistent results.

Two literature reviews assessed the validity of self-reported data for oral diseases. One study1515. Ramos RQ, Bastos JL, Peres MA. Diagnostic validity of self-reported oral health outcomes in population surveys: literature review. Rev Bras Epidemiol. 2013;16(3):716-28. doi:10.1590/S1415-790X2013000300015
https://doi.org/10.1590/S1415-790X201300...
concluded that, as validity is context-dependent, self-reported questions for number of teeth, use of prostheses and prevalence of periodontal diseases should not be used in contexts different from those originally investigated, without previous careful consideration. The other study77. Blicher B, Joshipura K, Eke P. Validation of self-reported periodontal disease: a systematic review. J Dent Res 2005;84(10):881-90. doi:10.1177/154405910508401003
https://doi.org/10.1177/1544059105084010...
addressed only items on periodontal conditions, e.g. presence and severity of periodontal disease, periodontal disease with bone loss, and gums bleeding and inflammation; the authors concluded that no single question should be used to assess periodontal disease, but valid results could be obtained through a set of self-reported items.

The validity of self-reported items for periodontal disease depends on some aspects, such as: a. the threshold used to define periodontal disease in the clinical examination1313. Dietrich T, Stosch U, Dietrich D, Schamberger D, Bernimoulin JP, Joshipura K. The accuracy of individual self-reported items to determine periodontal disease history. Eur J Oral Sci. 2005;113(2):135-40. doi:10.1111/j.1600-0722.2004.00196.x
https://doi.org/10.1111/j.1600-0722.2004...
; b. the participants’ age1212. Cyrino RM, Miranda Cota LO, Pereira Lages EJ, Bastos Lages EM, Costa FO. Evaluation of self-reported measures for prediction of periodontitis in a sample of Brazilians. J Periodontol. 2011;82(12):1693-704. doi:10.1902/jop.2011.110015
https://doi.org/10.1902/jop.2011.110015...
,1313. Dietrich T, Stosch U, Dietrich D, Schamberger D, Bernimoulin JP, Joshipura K. The accuracy of individual self-reported items to determine periodontal disease history. Eur J Oral Sci. 2005;113(2):135-40. doi:10.1111/j.1600-0722.2004.00196.x
https://doi.org/10.1111/j.1600-0722.2004...
; c. the severity of the disease1313. Dietrich T, Stosch U, Dietrich D, Schamberger D, Bernimoulin JP, Joshipura K. The accuracy of individual self-reported items to determine periodontal disease history. Eur J Oral Sci. 2005;113(2):135-40. doi:10.1111/j.1600-0722.2004.00196.x
https://doi.org/10.1111/j.1600-0722.2004...
; d. the cross-cultural adaptation of the questionnaire items1212. Cyrino RM, Miranda Cota LO, Pereira Lages EJ, Bastos Lages EM, Costa FO. Evaluation of self-reported measures for prediction of periodontitis in a sample of Brazilians. J Periodontol. 2011;82(12):1693-704. doi:10.1902/jop.2011.110015
https://doi.org/10.1902/jop.2011.110015...
; and e. the access to, and use of dental services1414. Eke PI, Dye BA, Wei L, Slade GD, Thornton-Evans GO, Beck JD, et al. Self-reported measures for surveillance of periodontitis. J Dent Res. 2013;92(11):1041-7. doi:10.1177/0022034513505621
https://doi.org/10.1177/0022034513505621...
. The existence of valid self-reported items on periodontal disease may enable epidemiological studies on a much larger scale than what is currently achievable with the available clinical measures. Therefore, the objectives of this study are: a. to estimate the prevalence of self-reported and clinically diagnosed periodontitis in adults aged 22–61 years from a population-based study in Brazil; and b. to determine the accuracy of self-reported items (individually and as a set) on periodontal signs and symptoms in the total sample, as well as in groups with different levels of education, income and time since the last dental visit. To the authors’s knowledge, there are no population-based studies which have assessed self-reported periodontal questions outside high-income countries.

Methodology

The present study is part of the ongoing EpiFloripa Study, a population-based cohort study, which started in 2009, designed to investigate the health and living conditions of adults aged 20–59 years at baseline, from Florianópolis, Southern Brazil. The following parameters were considered in our sample size estimation: a. unknow outcome prevalence (50%); b. the target population as the 249,530 individuals from the city of Florianópolis, aged 20–59 years; c. a sample error of 3.5 percentage points; and d. a design effect of 2, due to the cluster sampling design. Furthermore, the sample size was increased by 10% to compensate losses and refusals. A final sample of 2,016 individuals was estimated, of which 1,720 participated in the first phase of the study1616. Constante HM, Bastos JL, Peres KG, Peres MA. Socio-demographic and behavioural inequalities in the impact of dental pain among adults: a population-based study. Community Dent Oral Epidemiol. 2012;40(6):498-506. doi:10.1111/j.1600-0528.2012.00701.x
https://doi.org/10.1111/j.1600-0528.2012...
.

A two-stage sample selection was adopted. First, 60 of the 420 census tracts in the urban area of the city were selected, according to the average monthly income of the household head – i.e. six census tracts in each income decile were included in the study. The selected census tracts were visited by the fieldwork team and all occupied homes were checked and their residents added in order to ascertain the number of eligible residents in the selected clusters. Given that the number of households ranged from 61 to 810, some census tracts were merged to reduce the variability in the number of households in each. Finally, 63 census tracts were included in the study, totaling 16,755 eligible households, of which 1,134 were selected. On average, 32 adults were selected in each census tract. All adults aged 20 to 59 years, living in the selected households were eligible for this study1616. Constante HM, Bastos JL, Peres KG, Peres MA. Socio-demographic and behavioural inequalities in the impact of dental pain among adults: a population-based study. Community Dent Oral Epidemiol. 2012;40(6):498-506. doi:10.1111/j.1600-0528.2012.00701.x
https://doi.org/10.1111/j.1600-0528.2012...
. In the second phase, three years later, 1,222 subjects were investigated, of whom 1,140 underwent dental examination. Disabled individuals and subjects unable to take part in the interview due to a specific physical or mental condition, were excluded.

A questionnaire was used to collect data on gender, educational attainment, monthly household income and time since the last dental visit. Furthermore, self-reported oral health items were asked regarding tooth mobility [Q1. Algum dos seus dentes está mole?] (No; Yes), gingival bleeding [Q2. Sua gengiva costuma sangrar?] (No; Sometimes when brushing my teeth or flossing; Always when brushing my teeth; Always when flossing; Always), and periodontitis diagnosed by a dentist [Q3. O dentista já disse que o(a) Sr.(a) tem problemas na gengiva?] (No; Yes)1515. Ramos RQ, Bastos JL, Peres MA. Diagnostic validity of self-reported oral health outcomes in population surveys: literature review. Rev Bras Epidemiol. 2013;16(3):716-28. doi:10.1590/S1415-790X2013000300015
https://doi.org/10.1590/S1415-790X201300...
. The question on gingival bleeding was dichotomized as Yes, when the response “Always” was selected and No, whenever any of the remaining categories was selected. Clinical examinations included the assessment of periodontal conditions – gingival bleeding, pocket depth and clinical attachment loss – and were performed in the participant’s home, followed by face-to-face interviews.

Periodontitis was defined according to pocket depth and clinical attachment loss1717. Savage A, Eaton KA, Moles DR, Needleman I. A systematic review of definitions of periodontitis and methods that have been used to identify this disease. J Clin Periodontol. 2009;36(6):458-67. doi:10.1111/j.1600-051X.2009.01408.x
https://doi.org/10.1111/j.1600-051X.2009...
. Six sites (mesio-buccal, mid-buccal, disto-buccal, mesio-lingual, mid-lingual, disto-lingual) on all teeth in one maxillary and one mandibular randomly selected quadrant1818. Dowsett SA, Eckert GJ, Kowolik MJ. The applicability of half-mouth examination to periodontal disease assessment in untreated adult populations. J Periodontol. 2002;73(9):975-81 doi:10.1902/jop.2002.73.9.975
https://doi.org/10.1902/jop.2002.73.9.97...
,1919. Thomson WM, Williams SM. Partial- or full-mouth approaches to assessing the prevalence of and risk factors for periodontal disease in young adults. J Periodontol. 2002;73(9):1010-4. doi:10.1902/jop.2002.73.9.1010
https://doi.org/10.1902/jop.2002.73.9.10...
were examined using a periodontal ball probe – World Health Organization (WHO) probe – according to the WHO Oral health surveys recommended guidelines2020. World Health Organization – WHO. Oral health surveys: basic methods. 4th ed. Geneva: World Health Organization; 1997.. Shallow periodontal pocket was defined as a probing depth between 4.0 mm and 5.5 mm; and deep periodontal pocket as, at least, 6.0 mm. Clinical attachment loss was categorized as: a. 0.0 to 3.0 mm; b. 4.0 to 5.0 mm; c. 6.0 to 8.0 mm; d. 9.0 to 11.0 mm; or e. 12.0 mm or more, based on the inherent periodontal ball probe intervals of measurement. Periodontitis was clinically defined according to two different criteria: deep periodontal pocket and clinical attachment loss of 4.0 mm or more in the same tooth, in at least one tooth (PD1); or deep periodontal pocket and clinical attachment loss of 4.0 mm or more, not necessarily in the same tooth2121. Cascaes AM, Peres KG, Peres MA. Periodontal disease is associated with poor self-rated oral health among Brazilian adults. J Clin Periodontol. 2009;36(1):25-33. doi:10.1111/j.1600-051X.2008.01337.x
https://doi.org/10.1111/j.1600-051X.2008...
(PD2). All clinical periodontitis measures were defined previously to statistical analysis.

Eight dentists were subjected to rigorous training and standardization prior to the fieldwork, with 20 non-participant adults, following a protocol described elsewhere2222. Peres MA, Traebert JL, Marcenes W. [Calibration of examiners for dental caries epidemiology studies]. Cad Saúde Pública. 2001;17(1):153-9. Portuguese. doi:10.1590/S0102-311X2001000100016
https://doi.org/10.1590/S0102-311X200100...
. The questionnaire was pre-tested in the same group of adults. The intra- and inter-examiner reliability were assessed with simple and weighted Kappa statistics, where appropriate.

Data analysis included descriptive statistics of the sample according to socioeconomic, demographic and oral health-related characteristics. Furthermore, the prevalence of periodontitis and its 95% confidence interval (95%CI) were estimated, following the abovementioned diagnostic criteria. Frequencies for the self-reported items were calculated for the total sample and for each of the studied strata.

In order to determine the accuracy of the whole set of items on periodontal conditions, three different scores were generated. The first one was constructed by adding up all the items – given that each item was scored on a 0–1 (no/yes) scale, the final score ranged between 0–3. The second and third scores were derived by means of multiple logistic regression equations. Each of the two clinically defined periodontitis status was predicted from the self-reported items on periodontal conditions, according to the following general equation ‘Y = β0 + β1X1 + β2X2 + β3X3’, where Y is one of the clinically defined periodontal status, β0 is a constant, and β1, β2, and β3 are the “weights” for the self-reported items on periodontal conditions (mobility, bleeding and diagnosis), which are represented by X1, X2, and X3, respectively. Each item’s score was multiplied by its respective weight, and these were then added to achieve a final score to be included in the receiver operating characteristic (ROC) models. In summary, one weighted equation was generated for each of the clinically defined outcomes. However, preliminary analyses showed that the equations did not improve the predictive accuracy of the referred scores. Therefore, only unweighted scores were used in the analysis and in the construction of all the graphs detailed below.

Sensitivity (SN), specificity (SP), and their 95% CI were calculated for each self-reported question and for the abovementioned scores, taking the clinical exam as the reference for the total sample and for the stratified analysis. Stratification was done for schooling (< 11, or ≥ 12 years of study), income (< R$3,225.00 or ≥ R$3,225.00 – which is the sample median and corresponded to US$1,897.00 at the time of data collection), and time since the last dental visit (less than a year, or one year or more). Non-overlapping 95% CIs were considered indicative of statistically significant differences among SN and SP estimates. Finally, we plotted two ROC curves for unweighted scores of self-reported periodontal items and estimated the areas under each ROC curve. Analyses were carried out using Stata v.13.1, taking into account the complex sampling design (clustering and weighting).

The Ethics Committee in Human Research of the Federal University of Santa Catarina approved the project on February 28th 2011. All participants in the study signed the informed consent form after the procedures had been fully explained.

Results

A total of 1,140 individuals were investigated. The inter- and intra-examiner Kappa values ranged from 0.60 to 0.95 for the combination of periodontal pocket and clinical attachment loss measurements. Sample characteristics are displayed in Table 1. The majority of the interviewees were female (56.3%) and visited a dentist less than a year before the interview (63.9%); most of them had 12 years of schooling or more (44.7%), and half of the sample (50.2%) had a monthly household income up to R$3,225.00 (US$1,897.00).

Table 1
Participant’s socioeconomic and demographic characteristics (n = 1,140). EpiFloripa Study, Florianópolis, Southern Brazil, 2012.

Table 2 shows the prevalence of periodontal conditions according to the two clinical criteria for periodontitis (PD1 and PD2), and to each self-reported periodontal health item in the total sample, and stratified by schooling, income and time since last dental visit. The highest prevalence of clinically assessed periodontitis was identified when PD2 was used, and the highest prevalence of self-reported periodontitis was found when ‘self-reported diagnosis’ was used, followed by ‘self-reported mobility’. In general, the most educated people, and those with a higher income presented a lower prevalence of periodontitis. Specifically, higher frequencies of adverse periodontal conditions were observed among participants with lower schooling (PD2, ‘self-reported mobility’ and ‘self-reported bleeding’), and lower family income (‘self-reported mobility’), whereas respondents who visited a dentist more than a year before the survey were more likely to show a lower prevalence of ‘self-reported diagnosis’ of periodontal problems.

Table 2
Periodontal conditions (%) by clinical exam and self-reported items (n = 1,140). EpiFloripa Study, Florianópolis, Southern Brazil, 2012.

Tables 3 and 4 exhibit total SN values and values according to stratification. For the total sample, the highest SN values were found for ‘self-reported diagnosis’ and the lowest, for ‘self-reported bleeding’. Strata-specific values according to schooling, income and time since last dental visit were not significantly different when compared to each other. The highest SN values were identified for ‘self-reported diagnosis’ among participants who visited a dentist less than a year before the survey, those with lower levels of education and higher income (60.0%, 59.1% and 53.3%, respectively). Differences between SN values for the different clinical criteria of periodontitis were not statistically significant.

Table 3
Sensitivity, specificity and 95%CI for the first clinical definition of periodontitis (≥ 6.0 mm periodontal pocket and clinical attachment loss of 4.0 mm or more in the same tooth, in one or more teeth).
Table 4
Sensitivity, specificity and their 95% confidence intervals for the second clinical definition of periodontitis (≥ 6.0 mm periodontal pocket and clinical attachment loss of 4.0 mm or more, not necessarily in the same tooth).

The SP values are also presented in Tables 3 and 4. For the total sample, the highest SP values were found for ‘self-reported bleeding’ and the lowest for ‘self-reported diagnosis’, for both clinical definition of periodontitis. Except for ‘self-reported diagnosis’, stratified analyses showed, in general, higher SP values for most educated and wealthier people, and for those who visited a dentist less than a year before the survey. Significantly higher SP values were observed for ‘self-reported mobility’ in individuals with more years of formal education, as well as for ‘self-reported diagnosis’ for those who visited the dentist in the previous 12 months. Figures 1 and 2 show the ROC curves for prevalence of PD1 and PD2, respectively, taking the unweighted score into account. For PD1, the area under the ROC curve was 0.70 and for PD2, 0.68.

Figure 1
Receiver operating characteristic (ROC) curve for the three unweighted self-reported items on periodontal conditions, considering PD1 as the gold standard.

Figure 2
Receiver operating characteristic (ROC) curve for the three unweighted self-reported items on periodontal conditions, considering PD2 as the gold standard.

Discussion

The prevalence of clinically diagnosed periodontitis was 2.6% for PD1 and 3.8% for PD2. The prevalence for self-reported periodontitis varied between 2.7% (using Q2) and 22.0% (for Q3). SN and SP ranged between 0.0–60.0% and 73.3–98.6%, respectively. Q1 showed the highest accuracy (140.8%) followed by Q3 (140.0%). The combined use of the three self-reported items did not improve accuracy estimates.

The prevalence of periodontitis based on two self-reported items (‘mobility’ and ‘diagnosis’) was higher than that found clinically (PD1 and PD2), reflecting an inconsistency between results. ‘Self-reported diagnosis’ showed the highest prevalence for the total sample, which was considerably higher than the values found according to clinical criteria. This may have happened because the question about ‘self-reported diagnosis’ of periodontitis is too broad, including all disease levels, from mild to severe periodontal conditions. Therefore, more individuals were identified as having adverse periodontal conditions with this item, rendering higher SN values when compared to the remaining self-reported items. It is possible that if the question had been “Has your dentist ever told you that you have a severe periodontal problem?”, mild cases would have been ignored and SN values would have been lower. Although previous studies22. Gilbert AD, Nuttall NM. Self-reporting of periodontal health status. Br Dent J. 1999;186(5):241-4. doi:10.1038/sj.bdj.4800075
https://doi.org/10.1038/sj.bdj.4800075...
,1313. Dietrich T, Stosch U, Dietrich D, Schamberger D, Bernimoulin JP, Joshipura K. The accuracy of individual self-reported items to determine periodontal disease history. Eur J Oral Sci. 2005;113(2):135-40. doi:10.1111/j.1600-0722.2004.00196.x
https://doi.org/10.1111/j.1600-0722.2004...
,2323. Yamamoto T, Koyama R, Tamaki N, Maruyama T, Tomofuji T, Ekuni D et al. Validity of a questionnaire for periodontitis screening of Japanese employees. J Occup Health. 2009;51(2):137-43. doi:10.1539/joh.L8108
https://doi.org/10.1539/joh.L8108...
,2424. Pinelli C, Loffredo LCM. Reproducibility and validity of self-perceived oral health conditions. Clin Oral Investig. 2007;11(4):431-7. doi:10.1007/s00784-007-0133-0
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have applied similar questions, they have not provided prevalence estimates, making comparisons difficult.

SN values of the self-reported items (‘mobility’, ‘bleeding’ and ‘diagnosis’) varied significantly across socioeconomic strata, in contrast to what was found for the SP values. Furthermore, the combination of the self-reported items into a single score did not significantly improve these values. For the schooling strata, the highest SN values were found for those with lower educational level. The lowest family income level showed slightly lower SN values than those in the lowest educational level; on the other hand, the highest family income level showed higher SN values than those in the highest educational levels. For time since last dental visit, the highest SN value was found for the combination of PD2 and ‘self-reported diagnosis’, in accordance with the family income strata. SP values were similar among the different strata. Since SP and SN values are inversely correlated, the lowest SP values were found for ‘self-reported diagnosis’.

Our findings are not directly comparable to those from other studies, given the distinct methodologies (periodontal examination protocol and definition of periodontitis) and sample characteristics (age, socioeconomic characteristics and access to dental services). It is noteworthy, however, that ‘self-reported mobility’ presented similar results to those reported by Gilbert and Nuttall22. Gilbert AD, Nuttall NM. Self-reporting of periodontal health status. Br Dent J. 1999;186(5):241-4. doi:10.1038/sj.bdj.4800075
https://doi.org/10.1038/sj.bdj.4800075...
in a study carried out in the United Kingdom, and lower diagnostic values than those by a study from Japan, by Yamamoto et al.2323. Yamamoto T, Koyama R, Tamaki N, Maruyama T, Tomofuji T, Ekuni D et al. Validity of a questionnaire for periodontitis screening of Japanese employees. J Occup Health. 2009;51(2):137-43. doi:10.1539/joh.L8108
https://doi.org/10.1539/joh.L8108...
. ‘Self-reported bleeding’ presented lower SN and SP values than those found in a study from southeast Brazil2424. Pinelli C, Loffredo LCM. Reproducibility and validity of self-perceived oral health conditions. Clin Oral Investig. 2007;11(4):431-7. doi:10.1007/s00784-007-0133-0
https://doi.org/10.1007/s00784-007-0133-...
; SN and SP values for ‘self-reported diagnosis’ were similar to those from Yamamoto et al.2323. Yamamoto T, Koyama R, Tamaki N, Maruyama T, Tomofuji T, Ekuni D et al. Validity of a questionnaire for periodontitis screening of Japanese employees. J Occup Health. 2009;51(2):137-43. doi:10.1539/joh.L8108
https://doi.org/10.1539/joh.L8108...
and higher than those described by Gilbert and Nuttall22. Gilbert AD, Nuttall NM. Self-reporting of periodontal health status. Br Dent J. 1999;186(5):241-4. doi:10.1038/sj.bdj.4800075
https://doi.org/10.1038/sj.bdj.4800075...
and Dietrich et al.1313. Dietrich T, Stosch U, Dietrich D, Schamberger D, Bernimoulin JP, Joshipura K. The accuracy of individual self-reported items to determine periodontal disease history. Eur J Oral Sci. 2005;113(2):135-40. doi:10.1111/j.1600-0722.2004.00196.x
https://doi.org/10.1111/j.1600-0722.2004...
(carried out in Germany). The interviewee’s age in these studies ranged from 19 to 80 years.

A recently published study3131. Foster Page LA, Thomson WM, Broadbent JM. Validity of self-reported periodontal questions in a New Zealand cohort. Clin Oral Investig. 2016;20(3):563-9. doi:10.1007/s00784-015-1526-0
https://doi.org/10.1007/s00784-015-1526-...
on the validity of self-reported periodontal questions in a New Zealand cohort had different findings from this paper. A higher prevalence of periodontal disease was found due to the higher prevalence of smoking, among other reasons, when compared to this study3232. Peres MA, Thomson WM, Peres KG, Gigante DP, Horta BL, Broadbent JM et al. Challenges in comparing the methods and findings of cohort studies of oral health: the Dunedin (New Zealand) and Pelotas (Brazil) studies. Aust N Z J Public Health. 2011;35(6):549-5. doi:10.1111/j.1753-6405.2011.00736.x
https://doi.org/10.1111/j.1753-6405.2011...
. Furthermore, they applied the gold standard clinical examination (full-mouth periodontal examinations, three sites per tooth) instead of partial-mouth examination, which may underestimate the prevalence of periodontal disease1818. Dowsett SA, Eckert GJ, Kowolik MJ. The applicability of half-mouth examination to periodontal disease assessment in untreated adult populations. J Periodontol. 2002;73(9):975-81 doi:10.1902/jop.2002.73.9.975
https://doi.org/10.1902/jop.2002.73.9.97...
.

Generally, in clinical settings the diagnosis of periodontitis is based on a clinical examination with full-mouth periodontal probing and, in some cases, radiographic examination33. Levin L, Bechor R, Sandler V, Samorodnitzky-Naveh G. Association of self-perceived periodontal status with oral hygiene, probing depth and alveolar bone level among young adults. N Y State Dent J. 2011;77(1):29-32.,1212. Cyrino RM, Miranda Cota LO, Pereira Lages EJ, Bastos Lages EM, Costa FO. Evaluation of self-reported measures for prediction of periodontitis in a sample of Brazilians. J Periodontol. 2011;82(12):1693-704. doi:10.1902/jop.2011.110015
https://doi.org/10.1902/jop.2011.110015...
. The complexity of this approach makes it unfeasible for multi-thematic population surveys. Thus, in order to overcome this practical issue, different partial-mouth periodontal examination (PMPE) protocols for recording and monitoring periodontitis have been proposed since the late 1950s2525. Beltrán-Aguilar ED, Eke PI, Thornton-Evans G, Petersen PE. Recording and surveillance systems for periodontal diseases. Periodontol 2000. 2012;60(1):40-53. doi:10.1111/j.1600-0757.2012.00446.x
https://doi.org/10.1111/j.1600-0757.2012...
. An alternative method to the PMPE is the examination of six sites per tooth, of all teeth from one maxillary and one mandibular randomly selected quadrants, called the “diagonal quadrants six-sites protocol”. This was the protocol selected for our study, as it provides an accurate estimate of periodontitis prevalence, severity and extent, and its use reduces costs and examination time2626. Tran DT, Gay I, Du XL, Fu Y, Bebermeyer RD, Neumann AS, et al. Assessing periodontitis in populations: a systematic review of the validity of partial-mouth examination protocols. J Clin Periodontol. 2013;40(12):1064-71. doi:10.1111/jcpe.12165
https://doi.org/10.1111/jcpe.12165...
.

This study presents some strengths, such as: the adoption of a large and representative sample of all social strata from Florianópolis, southern Brazil; the examiners achieved adequate diagnostic reliabilities2727. Szklo M, Javier Nieto F. Epidemiology beyond the basics. Sudbury: Jones and Bartlett; 2004.and were unaware of the research questions, minimizing observer bias; finally, we analyzed SN and SP values of self-reported items according to schooling and income levels, as well as regarding dental visiting patterns.

On the other hand, this study also has some limitations: (i) the items on periodontal conditions were not previously validated – a Brazilian study1212. Cyrino RM, Miranda Cota LO, Pereira Lages EJ, Bastos Lages EM, Costa FO. Evaluation of self-reported measures for prediction of periodontitis in a sample of Brazilians. J Periodontol. 2011;82(12):1693-704. doi:10.1902/jop.2011.110015
https://doi.org/10.1902/jop.2011.110015...
investigated the conditions of interest, although it used questions extracted from USA population-based studies, or from studies with a different context than ours; (ii) test-retest reliability of the questions was not performed; and (iii) the present investigation adopted a periodontitis criterion different than other validation studies. However, this was done for operational reasons, including limited time and resources. Nevertheless, it is important to mention that there is no universal or consensual criteria to define periodontitis; the WHO probe provides categorical measures – instead of discrete ones – of periodontal pocket and clinical attachment loss. Furthermore, these are the criteria that have been used in nation-wide oral epidemiological studies in Brazil.

A self-reported item is considered valid when the sum of its SN and SP is 160% or more2828. Kingman A. Statistical issues in risk models for caries. In: Baohr JD. Risk assessment in dentistry. Chapel Hill: University of North Carolina Dental Ecology; 1990. p. 193-200.,2929. Wilson RF, Ashley FP. Identification of caries risk in schoolchildren: salivary buffering capacity and bacterial counts, sugar intake and caries experience as predictors of 2-year and 3-year caries increment. Br Dent J. 1989;167(3):99-102. doi:10.1038/sj.bdj.4806930
https://doi.org/10.1038/sj.bdj.4806930...
. Since the highest accuracy value found in our study was 140.8%, none of the self-reported items can be considered as valid or accurate. The area under the ROC curve lower than 0.70 is poor, as values between 0.7 to 0.9 are considered useful and higher than 0.9, excellent3030. Swets JA. Measuring the accuracy of diagnostic systems. Science 1988;240(4857):1285-93. doi:10.1126/science.3287615
https://doi.org/10.1126/science.3287615...
. It is well documented in the literature that the use of partial periodontal evaluation protocols may underestimate the prevalence of periodontal disease1818. Dowsett SA, Eckert GJ, Kowolik MJ. The applicability of half-mouth examination to periodontal disease assessment in untreated adult populations. J Periodontol. 2002;73(9):975-81 doi:10.1902/jop.2002.73.9.975
https://doi.org/10.1902/jop.2002.73.9.97...
, which might have occurred in this study. However, as an inherent characteristic of the test3333. Gordis L. Assessing the validity and reliability of diagnostic and screening tests. In: Gordis L, editor. Epidemiology. 4th ed. Philadelphia: Sauders Elsevier; 2009. p. 85-108., the prevalence of an outcome affects the predictive values – diseases with higher prevalence will yield higher predictive values – which is important in the clinical setting, but does not affect the accuracy.

Conclusions

The three self-reported questions used in this study were not found to be accurate. Additionally, the results presented might not be generalizable to wider populations, given that relatively young adults, in which the prevalence of periodontitis is low, took part in the study. Future studies should be carried out in order to assess the validity of different self-reported items on signs and symptoms of periodontitis. Furthermore, other surveys using the same questions as those employed in this study, and maybe additional items, should be undertaken in different populations, with other socioeconomic and cultural backgrounds, with a purpose to develop a valid and reliable questionnaire that could be used as a screening tool for periodontitis in different populations.

Acknowledgement

This paper is based on the EpiFloripa Adults – Florianópolis Adults Health Survey. The Project was sponsored by the Brazilian National Council for Scientific and Technological Development (CNPq) – 508903/2010-6.

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Publication Dates

  • Publication in this collection
    2016

History

  • Received
    16 Dec 2015
  • Reviewed
    13 June 2016
  • Accepted
    10 Aug 2016
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